IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE QUEEN'S BENCH DIVISION
LEEDS DISTRICT REGISTRY
(His Honour Judge S P Grenfell)
Strand London WC2 Tuesday, 31st July 2001 |
||
B e f o r e :
LORD JUSTICE CHADWICK
LORD JUSTICE KAY
____________________
B3/2000/3334 | ||
EMILY TOTTY | ||
Claimant/Respondent | ||
- v - | ||
LEE SNOWDEN | ||
Defendant/Appellant | ||
B1/2000/3729 | ||
HILDA IRENE HEWITT | ||
Claimant/Appelant | ||
- v - | ||
WIRRAL AND WEST CHESHIRE COMMUNITY NHS TRUST | ||
Defendant/Respondent |
____________________
MR DAVID PEARCE HIGGINS QC (Instructed by Beachcroft Wansbroughs, 7 Park Square East, Leeds, LS1 2LW)
appeared on behalf of the Appellant.
MR MICHAEL HARRISON QC (Instructed by Jones Goodall, The Grain Store, Woolpacks Yard, Off Westgate,
Wakefield, WF1 2SH) appeared on behalf of the Respondent.
B1/2000/3729
MR MICHAEL HARRISON QC (Instructed by A Halsall & Co, 48 Hamilton Square, Birkenhead, Wirral, CH41 5BD)
appeared on behalf of the Appellant.
MR BENJAMIN BROWNE QC (Instructed by Weightmans, Richmond House, 1 Rumford Place, Liverpool, L3 9QW)
appeared on behalf of the Respondent.
____________________
Crown Copyright ©
Tuesday, 31st July 2001
"The claimant claims damages arising from an assault on her by a patient whilst she was employed by the defendant. The assault was the result of the defendant's negligence and/or failure to have sufficient regard for the claimant's safety whilst she was at work."
Part 7 provides for service of the claim form and the particulars of claim. Rule 7.5 requires that a claim form (unless it is to be served out of the jurisdiction) must be served "within four months after the date of issue". As already set out above, in each case, there was compliance with this requirement.
"(1)Particulars of claim must-
(a) be contained in or served within the claim form; or
(b) subject to paragraph (2) be served on the defendant by the claimant within 14 days after service of the claim form.
(2) Particulars of claim must be served on the defendant no later than the latest time for serving a claim form.
(3) Where the claimant serves particulars of claim separately from the claim form in accordance with paragraph (1)(b), he must, within 7 days of service on the defendant, file a copy of the particulars together with the certificate of service."
"(1) The claimant may apply for an order extending the period within which the claim form may be served.
(2) The general rule is that an application to extend the time for service must be made-
(a) within the period for serving the claim form specified by rule 7.5; or
(b) where an order has been made under this rule within the period for service specified by that order.
(3) If the claimant applies for an order to extend the time for service of the claim form after the end of the period specified by rule 7.5 or by an order made under this rule, the court may make such an order only if-
(a) the court has been unable to serve the claim form; or
(b) the claimant has taken all reasonable steps to serve the claim form but has been unable to do so; and
(c) in either case, the claimant has acted promptly in making the application."
Part 16 contains the requirements for the contents of the claim form and the contents of the particulars of claim. Rule 16.2 requires the claim form to contain a concise statement of the nature of the claim, to specify the remedy which the Claimant seeks and contains such other matters as may be set out in a practice direction. Rule 16.2(2) provides:
"If the particulars of claim specified in rule 16.4 are not contained in, or are not served with the claim form, the Claimant must state on the claim form that the particulars of claim will follow."
Part 3 contains the Court's case management powers. Rule 3.1(2)(a) permits the court to "extend or shorten the time for compliance with any rule, practice direction or court order (even if an application for extension is made after the time for compliance has expired)." This power is, however, subject to the important qualification, "Except where these Rules provide otherwise."
"Where there has been an error of procedure such as a failure to comply with a rule or practice direction-
(a) the error does not invalidate any step taken in the proceedings unless the court so orders; or
(b) the court may make an order to remedy the error."
Vinos v Marks & Spencer plc
"The meaning of rule 7.6(3) is plain. The court has power to extend the time for serving the claim form after the period for service has run out `only if' the stipulated conditions are fulfilled. That means the court does not have power to do so otherwise. The discretionary power in the rules to extend time periods - rule 3.1(2)(a) - does not apply because of the introductory words. The general words of rule 3.10 cannot extend to enable the court to do what rule 7.6(3) specifically forbids, nor to extend time when the specific provision of the rules which enables extensions of time specifically does not extend to making this extension of time."
"The construction of the Civil Procedure Rules, like the construction of any legislation, primary or delegated, requires the application of ordinary canons of construction, though the Civil Procedure Rules, unlike their predecessors, spell out in Part 1 the overriding objective of the new procedural code. The court must give effect to that objective when it exercises any power given to it by the rules or interprets any rule. But the use in rule 1.1(2) of the word `seek' acknowledges that the court can only do what is possible. The language of the rule to be interpreted may be so clear and jussive that the court may not be able to give effect to what it may otherwise consider to be the just way of dealing with the case, though in that context it should not be forgotten that the principal mischiefs which the Civil Procedure Rules were intended to counter were excessive costs and delay."
"In my judgment, whilst the requirement under Part 7.4(2) is mandatory, there is nothing that cannot be cured through Part 3.1(2)(a). Once the Claim Form has been issued the proceedings have commenced (Part 7.2(1)). Unless there is a provision such as contained within Part 7.6, in my view, the court's management powers apply. In my judgment, the District Judge was correct to apply Part 3.10 to put right the claimant's solicitor's error and plainly exercised his discretion in accordance with the merits of the case and a correct application of Part 3.9 (relief from sanctions)."
"I, with some reluctance, agree with [counsel for the defendant's] submission that it is clear from the rules:
(a) that the Particulars of Claim are an essential part of the Claim Form;
(b) that if the Particulars of Claim are not contained within the Claim Form or served separately in accordance with the rules the Claim Form is:
(i) defective
(ii) has not been properly served, and
(iii) proceedings brought under the Claim Form have not been perfected; and
(c) that if the mandatory requirement of service of the Particulars of Claim within the prescribed time limit is not met the validity of the Claim Form will lapse on the expiry of 4 months and the Claimant must issue a further Claim Form. If this were not the case there would be no sanction against a Claimant who fails to comply with Part 7.4 and Part 16."
"But it does appear to me, and I conclude and hold (contrary to the judgment below) that this is one of the relatively few cases in which the CPR are utterly mandatory and prescriptive."
Conclusions.
"Except where these rules provide otherwise, the court may-
(a) extend the time for compliance with any law."
"The court may make an order extending time only if:
(a) the court has been unable to serve the claim form; or
(b) the claimant has taken all reasonable steps to serve the claim form but has been unable to do so; and (c) in either case the claimant has acted promptly in making the application."