FC3/99/7467 & 7583 & 7611 |
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE QUEEN'S BENCH DIVISION
Royal Courts of Justice Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE PILL
and
LORD JUSTICE MUMMERY
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MONSANTO PLC |
Appellant |
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- and - |
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1. ROWAN TILLY 2. JO HAMILTON 3. KATHRYN TULIP 4. MELANIE JARMAN 5. ZOE ELFORD 6. ANDREW WOOD. |
Respondents |
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Smith Bernal Reporting Limited, 180 Fleet Street
London EC4A 2HD
Tel No: 0171 421 4040 Fax No 0171 831 8838
Official Shorthand Writers to the Court)
Richard Gordon QC & Stephen Cragg (instructed by Messrs Leigh Day for the 1st, 2nd & 6th Respondents. The other Respondents represented themselves.)
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Crown Copyright ©
LORD JUSTICE STUART-SMITH:
Monsanto plc, the claimants in the action and appellants in this court, are a substantial company, being a subsidiary of a United States' parent. Its business includes plant biotechnology; this involves research into and development of genetically modified plants and crops (GM crops). This business is carried on at a number of sites throughout the United Kingdom. Only one such site, that known as PBIC Trumpington, is owned by Monsanto. The rest are owned by the farmers in question, the crop being grown under a form of agreement with Monsanto.
(a) permits the transfer of genes between totally unrelated organisms circumventing natural species barriers and permits the random incorporation of these genes into a plant's own DNA with results which include unpredictable side effects;
(b) exposes humans to unpredictable toxic and allergenic effects;
(c) greatly enhances the potential for the creation of new and more virulent viruses;
(d) is linked to increased and extended use of harmful chemicals, such as herbicides, and the increased creation of monocultures all of which are detrimental to land and water ecology, have a detrimental impact on food security and create a public health risk through contamination of food and pollution of air, land and water courses;
(e) by the incorporation of antibiotic resistant genes into GM plants, increases the risk of exposure of humans and animals to antibiotic resistant bacterial pathogens;
(f) allows or risks cross-pollination with non-GM plants thereby creating plants with the same or similar characteristics as the GM plants, including herbicide resistant weeds and crops and other unpredictable and potentially dangerous results which endanger ecology and cause harm to crops belonging to other farmers;
(g) risks horizontal gene transfer from GM plants to soil and water borne bacteria;
(h) through the system of patenting, undermines the autonomy of farmers and takes ownership, out of common and into corporate ownership often by pirating locally developed knowledge and genetic resources.
Monsanto issued a writ endorsed with a Statement of Claim against the first five defendants on 15 July 1998, complaining of the action at Shirburn and seeking injunctive relief. An interlocutory injunction was granted on the next day by Jowitt J.; this was continued after an inter partes hearing on 30 July. On 18 September Monsanto issued a second writ; the 6th defendant was joined as a defendant, and all six defendants were sued as representatives of GXS. In due course a Statement of Claim and collective Defence were served and an order consolidating the two actions made; the interlocutory injunctions were made in the consolidated action.
The following issues arise for determination in the appeal:
(i) Whether the judge gave any or any sufficient reasons for his decision; and if he did not, what if any effect that has on the appeal.
(ii) Whether Monsanto had sufficient interest in the land where the GM crops grow or in the crops themselves to maintain an action for trespass to land or trespass to goods, being wrongful interference with goods.
(iii) Whether the respondents have an arguable defence to a claim in trespass to land or goods that their actions are justified as being necessary to protect third parties or in the public interest.
(iv) Whether the respondents are properly sued in a representative action.
(v) Whether the 6th defendant has an arguable defence that he is not a joint tortfeasor in the tort of trespass to land or goods.
"The judge unfortunately gave no reasons for his decision. This I consider a most unsatisfactory practice. There are some sorts of interlocutory applications, mainly of a purely procedural kind, upon which a judge exercising his discretion on some such question as whether a matter should be expedited or adjourned or extra time should be allowed for a party to take some procedural step, or possibly whether relief by way of injunction should be granted or refused, can properly make an order without giving reasons. This being an application involving questions of law, is in my opinion clearly not such a case. Litigants are entitled to know on what grounds their cases are decided. It is of importance that the legal profession should know on what grounds cases are decided, particularly when questions of law are involved. And this court is entitled to the assistance of the judge of first instance by an explicit statement of his reasons for deciding as he did."
To the same effect is Eagil Trust Co Ltd v Pigott-Brown [1985] 3 AER 119 CA per Griffiths LJ at p122 and Flannery and another v Halifax Estate Agencies Ltd The Times 4 March 1999 CA.
Mr Gordon QC, on behalf of the 1st, 2nd and 6th respondents, submitted that in giving leave to defend on a summons under RSC Order 14 or now in refusing summary judgment under CPR pt 24 the judge is not obliged to give reasons. It was, he said, an exception to the general rule and he likened it to the grant of permission to appeal granted either by the judge at first instance or by a single Lord Justice on paper or to the grant of permission to apply for judicial review. Mr Gordon cited no authority for this proposition and I know of none. Moreover, in my judgment the analogy is not sound. In granting permission to appeal, as opposed to refusing it, a judge need not give reasons; what he is saying is that the grounds of appeal, or in the case of the judge at first instance the argument that has been advanced, are arguable with a reasonable prospect of success. So too in granting permission to apply for judicial review, the judge indicates that the grounds put forward in the Form 86A are properly arguable. He need do no more. If the judge in either situation considers that some grounds are not properly arguable he should say so, and he must give his reasons, albeit briefly, but sufficiently for the party affected to know the reasons and challenge them if need be.
He then referred to the defendants' submissions that the ingredients of the torts then relied upon, namely wrongful interference or trespass to goods, interference with business and conspiracy to injure, had not been made out and that they had raised a defence of justification in the public interest and cited a passage from Clerk and Lindsell on Torts 17th Ed. paragraphs 1-46. He then stated that the claimants did not accept that an arguable defence of justification would arise. The judge then expressed his conclusion as follows:
"Without going further into the many matters that have been raised in full argument I am persuaded that the defendants have shown cause why final judgment should not be given against them today.
The area of the representative action is one area that causes me a little concern, and the area of justification. Whilst I might form a view, that is not the test. The test is whether legitimate arguments have been raised and should be canvassed at a full hearing. I am just persuaded without saying more on the other areas that have been raised that the defendants should be allowed to have the full trial and not be prevented by a final order today."
I do not consider that it makes any practical difference in this case. But the court should adopt the test in CPR pt 24 which gives somewhat wider scope for dismissing an action or defence. As Lord Woolf MR said in Swain v T. Hillman (male) & TC Gray CA transcript 21 October 1999 at p4:
"Under Part 24.2, the court now has a very salutary power, both to be exercised in a claimant's favour or, where appropriate, in a defendant's favour. It enables the court to dispose summarily of both claims or defences which have no real prospect of being successful. The words "no real prospect of being successful or succeeding" do not need any amplification, they speak for themselves. The word "real" distinguishes fanciful prospects of success or, as Mr Bidder submits, they direct the court to the need to see whether there is a "realistic" as opposed to a "fanciful" prospect of success."
"Now it is clear that at common law, for the same land, though hardly for the same portion of it, two persons may be in possession at the same time, and each can bring trespass. In the case of a grant by the owner of the soil of the right to herbage, vestura terrae, or growing crops, the owner can bring trespass for damage to his right to the soil; the person having a right to the herbage for damage to the herbage or crops; but neither could bring trespass for the damage to the other's right."
So too in Wellaway v Courtier [1918] 1 KB 200 the purchaser of a crop of turnips growing on a third party's land was entitled to maintain an action for trespass to land in respect of the damage to the turnips done by the defendant's sheep.
(i) a plea of justification of acting in the public interest to avert danger is known to the law as a defence to an action in trespass.
(ii) the situations in which the defence is available are not confined to emergency, actual and obvious danger or immediate necessity.
(iii) a defendant can act to protect the person or property of a third party.
(iv) that the parameters of the defence are not yet defined and the court should not decide the case on summary trial until the acts are established and the balancing exercise to which I have referred in paragraph 26 can be carried out.
"Upon what principle can medical treatment be justified when given without consent? We are searching for a principle upon which, in limited circumstances, recognition may be given to a need, in the interests of the patient, that treatment should be given to him in circumstances where he is (temporarily or permanently) disabled from consenting to it. It is this criterion of a need which points to the principle of necessity as providing justification.
That there exists in the common law a principle of necessity which may justify action which would otherwise be unlawful is not in doubt. But historically the principle has been seen to be restricted to two groups of cases, which have been called cases of public necessity and cases of private necessity. The former occurred when a man interfered with another man's property in the public interest - for example (in the days before we could dial 999 for the fire brigade) the destruction of another man's house to prevent the spread of a catastrophic fire, as indeed occurred in the Great Fire of London in 1666. The latter cases occurred when a man interfered with another man's property to save his own person or property from imminent danger - for example, when he entered upon his neighbour's land without his consent, in order to prevent the spread of fire onto his own land.
There is, however, a third group of cases, which is also properly described as founded upon the principle of necessity and which is more pertinent to the resolution of the problem in the present case. These cases are concerned with action taken as a matter of necessity to assist another person without his consent. To give a simple example, a man who seizes another and forcibly drags him from the path of an oncoming vehicle, thereby saving him from injury or even death, commits no wrong. But there are many emanations of this principle to be found scattered through the books. These are concerned not only with the preservation of the life or health of the assisted person, but also with the preservation of his property ( sometimes an animal, sometimes an ordinary chattel) and even with certain conduct on his behalf in the administration of his affairs. Where there is a pre-existing relationship between the parties, the intervenor is usually said to act as an agent of necessity on behalf of the principal in whose interests he acts, and his action can often, with not too much artificiality, be referred to the pre-existing relationship between them. Whether the intervenor may be entitled either to reimbursement or to remuneration raises separate questions which are not relevant in the present case.
We are concerned here with action taken to preserve the life, health or well-being of another who is unable to consent to it. Such action is sometimes said to be justified as arising from an emergency; in Prosser and Keeton, Handbook on Torts, 5th ed. (1984), p117 the action is said to be privileged by the emergency. Doubtless, in the case of a person of sound mind, there will ordinarily have to be an emergency before such action taken without consent can be lawful; for otherwise there would be an opportunity to communicate with the assisted person and to seek his consent. But this is not always so; and indeed the historical origins of the principle of necessity do not point to emergency as such as providing the criterion of lawful intervention without consent. The old Roman doctrine of negotiorum gestio presupposed not so much an emergency as a prolonged absence of the dominus from home as justifying intervention by the gestor to administer his affairs. The most ancient group of cases in the common law, concerned with action taken by the master of a ship in distant parts in the interests of the shipowner, likewise found its origin in the difficulty of communication with the owner over a prolonged period of time - a difficulty overcome today by modern means of communication. In those cases, it was said that there had to be an emergency before the master could act as agent of necessity; though the emergency could well be of some duration. But when a person is rendered incapable of communication either permanently or over a considerable period of time (through illness or accident or mental disdorder), it would be an unusual use of language to describe the case as one of "permanent emergency" - if indeed such a state of affairs can properly be said to exist. In truth, the relevance of an emergency is that it may give rise to a necessity to act in the interests of the assisted person, without first obtaining his consent. Emergency is however not the criterion or even a prerequisite; it is simply a frequent origin of the necessity which impels intervention. The principle is one of necessity, not of emergency."
"No doubt in earlier times the individual had some such rights of self-help or destruction in immediate emergency, whether caused by enemy action or by fire, and the legal answer was that he could not in such circumstances be sued for trespass on or destruction of his neighbour's property. Those rights of the individual are now at least obsolescent. No man now, without risking some action against him in the courts, could pull down his neighbour's house to prevent the fire spreading to his own; he would be told that he ought to have dialled 999 and summoned the local fire brigade. No man now could conceivably erect a bulwark to prevent enemy invasion."
That case was concerned with whether the Crown in the exercise of the royal prerogative could confiscate and destroy property in the dire emergency of war to prevent it falling into enemy hands without paying compensation. It was held that they could not. If that is correct, it strongly suggests that the individual has no right to destroy the property of another in the public interest in the sense of protecting others from danger, save in very restricted circumstances; still less that he may do so to attract publicity to what is alleged to be a good cause or to persuade government to legislate against a perceived danger.
Workman v Cooper [1961] 2 QB 143 was a criminal case, the defendant being charged with malicious damage. He shot a stray fox-hound which had run wild and presented a danger to lambs in the vicinity. It was held that the same test as that laid down in Cresswell's case applied when considering whether the defendant had a lawful excuse in protecting the property of others.
"I will next consider the defence of "necessity". There is authority for saying that in case of great and imminent danger, in order to preserve life, the law will permit of an encroachment on private property. That is shown by Mouse's Case (1609) 12 Co. Rep. 63, where the ferryman at Gravesend took 47 passengers into his barge to carry them to London. A great tempest arose and all were in danger. Mouse was one of the passengers. The defendant threw a casket belonging to the plaintiff (Mouse) overboard so as to lighten the ship. Other passengers threw other things. It was proved that, if they had not done so, the passengers would have been drowned. It was held by the whole court "that in case of necessity, for the saving of the lives of the passengers it was lawful for the defendant, being a passenger, to cast the casket of the plaintiff out of the barges..." The court said it was like the pulling down of a house, in time of fire, to stop it spreading; which has always been held justified pro bono publico.
The doctrine so enunciated must, however, be carefully circumscribed. Else necessity would open the door to many an excuse. It was for this reason that it was not admitted in Reg. v Dudley and Stephens (1884) 14 QBD 273, where the three shipwrecked sailors, in extreme despair, killed the cabin boy and ate him to save their own lives. They were held guilty of murder. The killing was not justified by necessity. Similarly, when a man, who is starving, enters a house and takes food in order to keep himself alive. Our English law does not admit the defence of necessity. It holds him guilty of larceny. Lord Hale said that "if a person, being under necessity for want of victuals, or clothes, shall upon that account clandestinely, and animo furandi, steal another man's food, it is felony.....": Hale, Pleas of Crown, I. 54. The reason is because, if hunger were once allowed to be an excuse for stealing, it would open a way through which all kinds of disorder and lawlessness would pass. So here. If homelessness were once admitted as a defence to trespass, no one's house could be safe. Necessity would open a door which no man could shut. It would not only be those in extreme need who would enter. There would be others who would imagine that they were in need, or would invent a need, so as to gain entry. Each man would say his need was greater than the next man's. The plea would be an excuse for all sorts of wrongdoing. So the courts must, for the sake of law and order, take a firm stand. They must refuse to admit the plea of necessity to the hungry and the homeless; and trust that their distress will be relieved by the charitable and the good."
At p745H Edmund Davies LJ said:
"But when and how far is the plea of necessity available to one who is prima facie guilty of tort? Well, one thing emerges with clarity from the decisions, and that is that the law regards with the deepest suspicion any remedies of self-help, and permits those remedies to be resorted to only in very special circumstances. The reason for such circumspection is clear - necessity can very easily become simply a mask for anarchy. As far as my reading goes, it appears that all the cases where a plea of necessity has succeeded are cases which deal with an urgent situation of imminent peril: for example, the forcible feeding of an obdurate suffragette, as in Leigh v Gladstone (1909) 26 TLR 139, 142, where Lord Alverstone CJ spoke of preserving the health and lives of the prisoners who were in the custody of the Crown; or performing an abortion to avert a grave threat to the life, or, at least, to the health of a pregnant young girl who had been ravished in circumstances of great brutality, as in Rex v Bourne [1939] 1 KB 687; or as in the case tried in 1500 where it was said in argument that a person may escape from a burning gaol notwithstanding a statute making prison-breach a felony, "for he is not to be hanged because he would not stay to be burnt". Such cases illustrate the very narrow limits with which the plea of necessity may be invoked. Sad though the circumstances disclosed by these appeals undoubtedly are, they do not in my judgment constitute the sort of emergency to which the plea applies."
Megaw LJ at p747 said:
"But in the end it is a matter of policy, and I have no doubt that the squatting association are firmly convinced that the policy which they urge and which they would wish to see adopted is indeed the one which is best not only for the members of their association, but for the community as a whole. I have no doubt that the borough council also are convinced that the policy which they have adopted is that which is best for their borough as a whole. It is a matter of policy in the widest sense of the word - a political matter. The borough council are an elected body in a democrartic society. If their policy - the policy which they prefer in a matter in which policy-making was for them - is not that which is accepted by the community as a whole, then the community has its remedy in a democratic society. But what is suggested here is that individuals have the right in law to take steps to go upon the property of the borough council in such a way and with the intention and necessary result of defeating the policy which that elected body has decided to be the appropriate policy. In my judgment the doctrine of necessity in this country does not go so far, or anything like so far, as to say that those who take such a step in such circumstances are not committing an offence against the law, or that when they go upon property of another they are not trespassing."
RSC Order 15 r12(1) provides:
"Where numerous persons have the same interest in any proceedings, not being such proceedings as are mentioned in rule 13, the proceedings may be begun, and, unless the Court otherwise orders, continued, by or against any one or more of them as representing all or as representing all except one or more of them."
Although an order of the court is binding on those whom the defendants in a representative action represent, the order cannot be enforced without the leave of the court against such persons. See Order 15 r 12(3)(4) & (5). The same rule is incorporated in the Civil Procedure Rules. In Taff Vale Railway v Amalgamated Society of Railway Servants [1901] AC 426 at p443 Lord Lindley said that the principle of bringing and defending actions as representative proceedings ought to be applied to the exigencies of modern life as occasion requires.
".....the rule should not be limited to certain defined categories of case,...it should be applied flexibly to situations as they developed in order to achieve justice.
The application of the rule is a matter of practical convenience to enable the Plaintiff's rights to be tried fairly and in order to obtain an effective remedy.
Care must be taken that the rule is not abused. But where a number of unidentified persons are causing injury and damage by unlawful acts of one kind or another, and there is an arguable case that they belong to a single organisation or class which encourages action of the type complained of, and their actions can be linked to that organisation, then the rule enables the Court to do justice in the particular case. The narrower construction of the rule [O.15 r.12] advanced by Mr Warner would in my view deprive the Courts in a situation like this of a useful remedy."
Purchas LJ's judgment was to the same effect.
"Certain classes of persons seem clearly to be 'joint tortfeasors'.....two or more persons who agree on common action, in the course of, and to further which, one of them commits a tort. These seem clearly to be joint tortfeasors; there is one tort committed by one of them on behalf of and in concert with another."
In Credit Lyonnais v ECGD [1998] 1 Lloyds Reports 19 at p35, I said:
"It seems to me to be well established that a person who acts with another to commit a tort in furtherance of a common design will be liable as a joint tortfeasor. It is not enough that he merely facilitates the commission of the tort unless his assistance is given in pursuance and furtherance of the common design."
The decision of the Court of Appeal in that case was upheld by the House of Lords [1999] 2 WLR 540, but the House did not find it necessary to deal with the law of joint tortfeasor beyond referring to Scrutton LJ's dictum in the Koursk with approval.
LORD JUSTICE PILL:
The defendants resist new genetic engineering technology on grounds set out in paragraph 2 of their defence which are said to include "that there are unpredictable effects and it is unsafe and/or harmful for humans and ecology and that it is irreversible". The pleaded particulars of the defendants' concerns are set out in the judgment of Stuart-Smith LJ and are summarised in the judgment of Mummery LJ which I have had the opportunity of reading in draft. The defendants plead that what would otherwise be trespass when GM plants are uprooted is justified because the acts of the defendants "were necessary to protect third parties and their property and/or were in the public interest".
Mr Gordon QC for the 1st, 2nd and 6th defendants submits that the question in the action is whether the dangers set out in paragraph 2 of the defence constitute a real danger to the public so as to justify in law the uprooting of plants by the defendants. The question can be sub-divided, he submits, by asking first, is there a real danger? and second how far are the defendants justified in going to defeat it?
Mr Gordon submits that when answering the question in the context of an application for summary judgment the existence of the defence of "necessity" must be acknowledged. He relies on the statement of Lord Denning MR that "there is authority for saying that in case of great and imminent danger, in order to preserve life, the law will permit of an encroachment on private property" (Southwark Borough Council v Williams [1971] Ch 734 at 743). Mr Gordon also relies on the statement of Lord Goff: "That there exists in the common law a principle of necessity which may justify action which would otherwise be unlawful is not in doubt" (in Re F (Mental Patient) [1992] 2 AC 1 at 73). Stuart-Smith LJ has set out the passage in full in his judgment.
It is submitted that Lord Goff has expressed the principle more widely in Re F by stating that "the principle is one of necessity, not of emergency". The case that there is a "great and imminent danger" is pleaded, Mr Gordon submits. Whether it can be made good depends on a careful examination of the facts. The boundary of the defence should not be laid down upon an application for summary judgment. I did not understand Mr Gordon to submit that because there is great public interest in a subject, requiring determination of a scientific issue, a court could for that reason alone be required to sit and rule upon it at a full trial in a trespass action. If there is such a submission, I reject it.
Reliance is also placed on the decision of the European Court of Human Rights in Osman v United Kingdom ([1998] EHRC 293), as applied by the House of Lords in Barrett v Enfield London Borough Council [1999] 3 WLR 79. In Osman, the European Court of Human Rights upheld a claim that the rights of the Osmans under Article 6 of the European Convention for the Protection of Human Rights and Fundamental Freedoms had been infringed. Their claim against the police alleging negligence in the prevention and pursuit of crime was struck out on an application of the principle in Hill v Chief Constable of West Yorkshire [1989] AC 53 that, as a matter of public policy, the police were immune from action for negligence in respect of their activities in the investigation and suppression of crime. In Barrett, Lord Browne-Wilkinson analysed the decision in Osman in this way (p 84H):
"The Strasbourg court held that there was in the Osman case a breach of such right of access to the English court, such breach lying in the application of a blanket exclusionary rule which excludes all claims against the police for negligent failure to investigate or protect from crime. In the view of the Strasbourg court, apparently, the applicability of such exclusionary rule has to be decided afresh in each individual case. If this is not done then it is impossible to determine whether the public interest in an efficient police force is or is not proportionate to the seriousness of the harm suffered by the plaintiff in the individual case: see paragraph 150. On these grounds, the Strasbourg Court held that the English court had breached article 6 by striking out the claim made by the Osmans against the police without hearing any evidence by reference to which the proportionality of the rule in that particular case could be judged. The court said that the police had been granted a 'blanket immunity' which was disproportionate and therefore an unjustified restriction on the Osmans' right of access to the court."
Lord Browne-Wilkinson went on to explain the problems in applying this reasoning to the English law of negligence. He described them as "many and various". He nevertheless agreed that the action should proceed to trial so that the difficult issues of law which arose might be confronted in the light of the real facts when they are known. By a parity of reasoning, Mr Gordon submits, the defendants should be permitted to call evidence to support their pleaded case. There should be no "blanket immunity". The parties should have an opportunity to call evidence to enable the court to decide on which side of the line the case falls.
Those arguments fail in my view and for these reasons:
I acknowledge the possibility that a danger may be great while remaining insidious. Investigation of whether GM crops do constitute a danger is of course to be welcomed. The existence of a system of licensing and control by a public body, potentially susceptible to judicial review, is also to be welcomed when novel operations are conducted. The law of trespass does not however acknowledge a defence of justification based on allegations such as those pleaded by the defendants in this case.
By way of postscript, I add that I did not understand Mr Gordon's central submission to be that the uprooting of plants was justified as a means of obtaining publicity which might lead to a change in the law. That was his extended submission, which I have no hesitation in rejecting. He did also however put the case on the more limited basis already stated, namely that uprooting was justified as a direct response to a real danger. I would accept his submission that in present circumstances a lawful act would not be rendered unlawful if done for a political motive or with the added intention of gaining publicity.
I agree with Stuart-Smith LJ on the other points raised in the appeal and I agree that the appeal should be allowed. I too would hear counsel further as to the precise form of injunction to be granted.
LORD JUSTICE MUMMERY:
I agree that this appeal should be allowed for the reasons given by Stuart-Smith LJ.
I wish to add the following comments on the arguments raised by Mr Gordon QC and the unrepresented defendants
1. Trespass to Land.
The relevant causes of action relied on by Monsanto for summary judgment are trespass to land and to goods. The defendants deny that Monsanto was the owner of or was in possession of the relevant GM oilseed rape and other plants growing on licensed trial sites which do not belong to Monsanto. An action for trespass to land may, however, be brought by a person who is entitled under an agreement with the landowner to exclusive possession of the growing crops : Crosby v. Wadsworth (1805) 6 East 602 at 609, followed in Back v. Daniels [1925] 1 KB 526 at 542. Monsanto have that entitlement under their written agreements with the growers. This defence cannot succeed.
2. Defences.
(1) The Pleading.
The defendants assert that their acts
"....were necessary to protect third parties and their property and/or were in the public interest."
Further details of that claim can be gleaned from other parts of the defence, from the affidavit evidence and from the defendants' written and oral submissions
The defendants are supporters of the GenetiX Snowball campaign of "non violent civil responsibility" which "aims to build resistance to new genetic engineering technology on grounds which include that there are unpredictable effects and it is unsafe and/or harmful to humans and ecology and that it is irreversible."
The defendants' case is that the creation of GM plants and crops has detrimental effects and that these are matters of public and scientific concern : it permits the transfer of genes between totally unrelated organisms and the random incorporation of these genes into a plant's DNA with unpredictable side effects ; it exposes humans to unpredictable toxic and allergenic effects; it greatly enhances the potential for the creation of new and more virulent viruses; it is linked to the increased and extended use of harmful chemicals and the increased creation of monocultures with detrimental effects on land, water ecology, food security and public health; it increases the risk of exposure of humans and animals to antibiotic resistant bacterial pathogens; it allows or risks cross-pollination with non-GM plants with unpredictable and potentially dangerous results, including harm to crops of other farmers; and it risks horizontal gene transfer from GM plants to soil and water borne bacteria and, through the system of patenting, undermines the autonomy of farmers .
Further details under these general headings were supplied by the defendants in their written and oral submissions. Special emphasis was laid on the impossibility of regulation and enforcement and on public opposition to GM foods. The unrepresented defendants also made specific complaints about the conduct of Monsanto. They stated their intention to call expert evidence on all these issues so that the court could rule on the public interest question.
The purposes and objects of the campaign invoke the "precautionary principle" in seeking to obtain a five year moratorium on the deliberate release of GM plants in Britain, except for certain government sponsored tests in enclosed systems and the removal by government agency, the farmers or the biotech companies of all existing GM plants. The acts of uprooting and encouraging others to uproot no more than 100 GM plants and crops is part of that campaign. The Defendants expressly disclaim any intention of removing all existing GM plants and crops by uprooting, destruction or damage.
(2) Defence of Necessity.
In exceptional circumstances necessity may justify trespass to land or to goods. But it is impossible to conclude from the nature of the matters which these defendants wish to establish at trial that the necessity defence has any real prospect of success in this case.
The defence is only available to the individual in cases of emergency where it is necessary for the private citizen to act in the face of immediate and serious danger to life or property and the citizen acts reasonably in all the circumstances.
The defendants do not even attempt to establish a case of emergency. The avowed symbolic significance of their actions (see the Handbook for Action paragraph 5.7.2.) and their disclaimer of an intention to pull up all GM plants are hardly consistent with acting in an emergency.
Further, even in cases of emergency, trespass by the individual, in the absence of very exceptional circumstances, cannot be justified as necessary or reasonable, if there exists a public authority responsible for the protection of the relevant interests of the public. In this case the Department of the Environment has that responsibility. In such cases the right of the individual to trespass out of necessity, whether as defender of his own or a third party's interest or as champion of the public interest, without attempting to enlist the assistance of the public authority, is obsolete.
In Burmah Oil Co Ltd v. Lord Advocate [1965] AC 75 at 164 Lord Upjohn said:
"No doubt in earlier times the individual had some such right of self help or destruction in immediate emergency, whether caused by enemy action or fire, and the legal answer was that he could not in such circumstances be sued for trespass or destruction of his neighbour's property. Those rights of the individual are now at least obsolescent. No man now, without risking some action against him in the courts, could pull down his neighbour's house to prevent the fire spreading to his own;he would be told that he ought to have dialled 999 and summoned the local fire brigade."
(3) Defence of Public Interest.
The defendants do not claim the backing of any general or specific statutory authority to do what they have done to Monsanto's crops. No case has been cited from any common law jurisdiction or textwriter recognising the protection or promotion of the public interest (as distinct from necessity) as a justification for a private citizen entering the property of another private citizen or inflicting damage on his land or personal possessions. The absence of authority for such a wide ranging common law defence, either for private citizens or for organs of the State, is hardly surprising. As Lord Denning said in Southwark LBC v. Williams [1971] Ch 734 at 744 a plea of this kind would, if allowed, "... be an excuse for all sorts of wrongdoing. So the courts must, for the sake of law and order, take a firm stand." See also the wise words of Megaw LJ at 747E-H. The fundamental principle of the common law remains very much as stated in Blackstone's Commentaries Vol.1 139-140:
"So great moreover is the regard of the Law for private property that it will not authorise the least violation of it; no, not even for the general good of the whole community."
It is for Parliament to enact laws restricting private property rights for the good of the community.
It is neither necessary nor reasonable that the defendants should be entitled to justify at common law their acts of trespass against Monsanto on the grounds of public interest.
On the one hand, there is a public interest in the enforcement of law for the protection of private property in particular and in the maintenance of public order in general. Public confidence in the legal system and in the rule of law would be undermined if the courts refused to enforce the law on the ground that defendants, who wished to establish the validity of beliefs sincerely and genuinely held, were entitled to rely on the public interest to justify wrongs to the property of others who did not share their point of view. It is extremely improbable that a reasonable man would regard the defence proposed as an acceptable reason for the unauthorised presence of anyone, public official or fellow citizen, on his property or on the property of anyone else .
On the other hand, the unavailability of public interest as a justification for trespass does not in any way curtail or prejudice the exercise by the defendants of their undoubted right in a democratic society to use to the full all lawful means at their disposal to achieve the aims and objects of GenetiX Snowball. Supporters can peacefully and effectively pursue those aims and gain publicity and public support for them in many different ways without the need to commit unlawful acts of trespass against Monsanto or anyone else.
Finally I note that one of the Convention Rights in Part II of Schedule 1 to the Human Rights Act 1998 (which is not yet in force) is in these terms-
" THE FIRST PROTOCOL
Article 1
Protection of property
Every natural or legal person is entitled to the peaceful enjoyment of his possessions. No one shall be deprived of his possessions except in the public interest and subject to the conditions provided for by law and by the general principles of international law."
I say no more as neither side relied upon it.
3. Private Law and Justiciability.
Even if the defence of public interest were available at common law to justify trespass by individual citizens or by organs of the State, the matters which the defendants intend to establish under that defence and on which they wish to obtain a final and conclusive judgment of the court are not properly justiciable by a court in an action for trespass. The court should for that additional reason refuse to entertain that defence in these proceedings.
These are not public law proceedings challenging the legality of the decision by the Department of the Environment to grant licences to Montsanto to do what they are doing.
These are adversarial private law proceedings to which no public authority is a party; in which the issues before the court are defined by the parties;in which the court will be confined at trial to consideration of the documentary and oral evidence of fact and expert opinion which the parties choose to call; and in which the court will only hear the arguments which the parties and their advisers wish to advance.
In these rather unpropitious circumstances the court will be invited by the defendants to make a seemingly authoritative final "judgment" on issues involving not only fact and expert opinion but also political choices and controversial policies the lawfulness of which are unchallenged in this action. Decisions on broad policy questions concerning the potential risks and rewards of GM crops clearly require input and back-up from sources of information, advice and specialist scientific and technical guidance to which the court does not have access.
By running this line of defence the defendants are directly inviting the court to trespass beyond the proper limits of the judicial function, away from the world of triable issues of hard fact and law and deep into the territory of state policy and political judgment involving matters which have no bearing on Monsanto's claim for trespass.
The court must resist the invitation to assume jurisdiction to resolve an issue of a kind which it is not its constitutional function to decide and which it is not competent and equipped to decide. Civil proceedings for trespass are not an appropriate vehicle for a determination on whether the growing of GM crops is in the public interest.
The defendants and their supporters can continue to argue freely and to campaign strenuously elsewhere that the growing of GM crops is not in the best interests of the public.
Order: Appeal allowed. No costs. Legal Aid Taxation. Leave to appeal to the House of Lords refused.