England and Wales Court of Appeal (Civil Division) Decisions
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Cast v Croydon College [1998] EWCA Civ 498 (19 March 1998)
URL: http://www.bailii.org/ew/cases/EWCA/Civ/1998/498.html
Cite as:
[1998] EWCA Civ 498,
[1998] IRLR 318,
[1998] ICR 500
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IN
THE SUPREME COURT OF JUDICATURE
EATRF
97/0337/B
IN
THE COURT OF APPEAL (CIVIL DIVISION)
ON
APPEAL FROM THE EMPLOYMENT APPEAL TRIBUNAL
Royal
Courts of Justice
Strand
London
WC2
Thursday,
19 March 1998
B
e f o r e:
LORD
JUSTICE OTTON
LORD
JUSTICE AULD
LORD
JUSTICE ROBERT WALKER
-
- - - - -
JACKIE
CAST
Appellant
-
v -
CROYDON
COLLEGE
Respondent
-
- - - - -
(Computer
Aided Transcript of the Palantype Notes of
Smith
Bernal Reporting Limited, 180 Fleet Street,
London
EC4A 2HD
Tel:
0171 831 3183
Official
Shorthand Writers to the Court)
-
- - - - -
MISS
H. WILLIAMS
(Instructed by Equal Opportunities Commission, Manchester, M3 3HN) appeared on
behalf of the Appellant
MR
B CARR & (MR D BASU - 19 March 1998)
(Instructed by Stonehams, Croydon, CRO 1SQ) appeared on behalf of the Respondent
-
- - - - -
J
U D G M E N T
(As
approved by the Court
)
-
- - - - -
©Crown
Copyright
LORD
JUSTICE AULD:
The
appellant, Mrs Jackie Cast, appeals from an order of the Employment Appeal
Tribunal dismissing her appeal from a decision of an Industrial Tribunal on a
preliminary issue that it had no jurisdiction to hear her claim for sex
discrimination because it was presented out of time, and that it was not just
and equitable in the circumstances to extend the time limits.
Mrs
Cast's case is that both Tribunals erred in law in their respective decisions
on those issues. She claims that her former employer's, Croydon College's,
refusal after the birth of her child, following a prospective refusal before
the birth, to permit her to work part-time constituted indirect discrimination
within the meaning of Section 1(1)(b) of the Sex Discrimination Act 1975. The
College's case is that both Tribunals were correct in concluding that the
relevant date was the date of its first refusal, before the birth, to allow her
to work part-time after her return from maternity leave.
Section
1(1)(b) provides:
"(1) A
person discriminates against a woman in any circumstances relevant for the
purposes of any provision of this Act if -
...
(b)
he applies to her a requirement or condition which applies or would apply
equally to a man but -
(i) which
is such that the proportion of women who
can
comply with it is considerably smaller than
the
proportion of men who can comply with it, and
(ii) which
he cannot show to be justifiable
irrespective
of the sex of the person to whom it
is
applied, and
(iii)which
is to her detriment because she cannot
comply
with it."
Section
63 of the Act gives jurisdiction to industrial tribunals, and Section 76
[1]
of the Act imposes a time bar of three months from the act of discrimination of
which complaint is made. Their material provisions are as follows:
"63(1)
A complaint by any person ('the complainant') that another person ('the
respondent') -
(a) has
committed an act of discrimination against the complainant which is unlawful by
virtue of Part II ..
may
be presented to an industrial tribunal. ..."
"76(1)
An industrial tribunal shall not consider a complaint under section 63 unless
it is presented to the tribunal before the end of the period of three months
beginning when the act complained of was done.
...
(5)
A ... tribunal may nevertheless consider any such complaint ... which is out
of time if, in all the circumstances of the case, it considers that it is just
and equitable to do so.
(6) For the purposes of this section -
...
(b)
any act extending over a period shall be treated as done at the end of that
period, and
(c)
a deliberate omission shall be treated as done when the person in question
decided upon it, ..."
The
relevant conduct in Part II of the Act, for the purpose of Section 63(1), is
that of discrimination in the employment field, specifically, in the
circumstances of this case, that under Section 6(2)(b)
[2],
"dismissing her or subjecting her to any other detriment".
[3]
The
relevant facts are as follows. Mrs Cast worked full-time as the Manager of the
College's Information Centre. The College had a written policy, in its
Corporate Development Plan and in the form of local authority guidelines, of
receptiveness to proposals for job sharing at all levels. The policy made no
special provision for, or exception from it, of Mrs Cast's post. In early 1992
she was pregnant and arranging to take maternity leave for the expected birth
of her child in August of that year. On 26th March 1992 she repeated an
earlier request to Mr S. Holt, her line manager, for permission to work
part-time and to
share
her job with another after her return from maternity leave. He refused her
request. (Both Tribunals found that time ran from that date). On 30th March
1992 Mr K. Richardson, the Director of Services and Administration of the
College, advised her that she should work full-time for at least thirteen weeks
on her return from maternity leave in order to secure her full maternity
rights. On 27th May 1992 Mrs Cast wrote to the College confirming that she
intended to return to her employment after her maternity leave. She went on
that leave on 3rd July 1992 and on the 12th August 1992 gave birth to a son.
On
1st March 1993 Mrs Cast returned to work, contractually complying with her
full-time working commitments by using accrued leave of 33 days to enable her
to work between one and two days a week. On 16th March and 10th May 1993 she
again asked Mr Holt whether she could share her job with someone else. On each
occasion he said that she could not do so. She followed up those requests on
11th May 1993 by a letter to Mr Richardson asking for the reasons for that
decision and drawing his attention to the statement of policy in the College's
Corporate Development Plan of its objective "to introduce job-sharing
arrangements for posts at all levels throughout the College". He wrote to her
on 13th May 1993 saying that he had asked Mr Holt to write to her formally
advising her "of his decision". Mrs Cast wrote back by return stating that she
was not looking for a further decision and added "May I stress that it is the
reasons for the decision that I am seeking".
On
14th May 1993, Mr Holt wrote to her formally confirming his earlier refusals.
The opening paragraph of the letter read:
"Further
to our meetings on 26 March 1992, 23 March 1993, 29 March 1993 and 10 May 1993,
at which we have spent much time in reflecting upon your request for job share
or part-time working arrangements, as you request, I am herewith providing for
you in writing the reasons that prevent me from being responsive to your
proposals."
He
continued by saying that it was essential for the holder of the post of
Information Centre Manager to work full-time so as properly to co-ordinate the
work of the Centre's team of part-time employees. And he expressed concern
about the damage that any further "fragmentation" of employment at managerial
level would cause to the Centre.
Mrs
Cast immediately took a week's sick leave and then returned to her pattern of
working part-time, still taking advantage of her accrued leave. On 7th June
1993, just over three weeks after Mr Holt's letter, Mrs Cast wrote to him
giving one month's notice of her intention to leave because of his refusal to
allow her to work part-time and to share her job. She explained that she had
taken the date of 6th July 1993 as the date of termination of her employment
because up until that time she could continue to work part-time by making use
of her accrued leave. This is how she put it:
"In
what has been a very difficult and painful decision, I am writing to confirm
that it is my intention to leave the post I have held for almost 3 years as
Information Centre Manager. This is a direct result of your continuing refusal
to allow me to job share this role.
In
accordance with my contract I am giving one month's notice of my intention to
leave, my last working day being Tuesday 6 July 1993. The reason I have chosen
this day is, as previously explained, that I shall be able to take two days'
annual leave each week (from my remaining 10 days) and thereby work only the
maximum 3 day week that I wish to work.
The
early weeks following my return from maternity leave were fulfilling, enjoyable
and, I believe, enabled me to manage the Centre in the efficient and effective
manner which I consider necessary. This was during the period that I had
sufficient holiday owing from the previous year to allow me to work a maximum
of 3 days a week. The past few weeks of working full-time, however, have been,
as you know, an immense physical and emotional strain. I have no wish to leave
the job that I enjoy but, in the light of what I see as your continued
inflexibility, feel that I have been left with little choice but to resign."
Mrs
Cast continued by saying how much she was giving up as a result of her
termination of her employment "albeit under duress" and enclosed a lengthy
memorandum in support of her contention that the College should have permitted
her to work part-time by allowing her to share her job with another. True to
her written notice, she left work on 6th July 1993.
On
13th August 1993 Mrs Cast presented an application to an Industrial Tribunal
complaining, in boxes 1 and 8 of the application form, of unfair constructive
dismissal and "dismissal by sexual discrimination" on 6th July 1993. Somewhat
inconsistently, she entered the date of 26th March 1992, namely the date of Mr
Holt's first refusal of her request to work part-time, in box 9, which
contained the words "If your complaint is not about dismissal, please give the
date when the action you are complaining about took place ...". She attached
to the application a written statement in which she set out the history, mostly
before her maternity leave, of her attempts to persuade the College to permit
her to work part-time, but making the main thrust of her complaint its failure
at any time properly to consider her requests.
The
College, by its notice of appearance, denied that it had dismissed her or that
it had treated her unfairly or had sexually discriminated against her. In its
grounds of resistance to her application, it rehearsed the pre- and
post-maternity history and, in paragraph 6, stated that it had given "[f]urther
consideration" to the matter in response to her request made after return from
maternity leave.
The
hearing before the Industrial Tribunal took place over two days, 13th July and
31st October 1994. On the first day, the College took the point that Mrs
Cast's application was out of time since it had not been presented within three
months after "the act complained of was done", namely the alleged act of
discrimination, as required by Section 76(1) of the Act. Prompted by that
preliminary objection, the appellant sought, and was granted leave, to amend
her application so as to allege "May 1993" as the date of the discriminatory
act. The College, which was represented by Mr Bruce Carr of counsel, did not
object to that amendment, but maintained its stance that the true date was the
one that she had originally inserted in box 9 of her application, 26th March
1992. The proceedings continued, with the consent of both parties, as a
hearing only of a preliminary issue on the limitation point.
The
Tribunal confined its consideration to the jurisdictional questions raised by
the time bar, namely: what was the act of discrimination of which Mrs Cast
complained, when was it done and, if it was done more than three months before
the presentation of the application, whether it was "just and equitable" to
extend the period. It held that it had no jurisdiction to hear the claim
because the act complained of was not an act extending over a period within
Section 76(6)(b), but the single act of Mr Holt's refusal of 26th March 1992,
that it was, therefore, outside the three months period and that it was not
just and equitable to extend the period under Section 76(5).
On
the issue whether the act complained of was a single act, the Tribunal set out
in paragraph 5 of its decision the circumstances of Mr Holt's decision on 26th
March 1992 and, in paragraphs 8, 11 and 14, dismissed what occurred in 1993 as
mere repetition of that decision:
"8. The
Applicant also asked again on 16 March and 10 May 1993, for the Respondents to
reconsider the feasibility of job share or part-time hours. The Respondents
did this, but quoting from a letter by the Appellant to Mr Richardson dated 11
May 1993 'I was again refused'. Subsequently the Applicant asked for reasons
for the refusal to agree to her job sharing or part-time working, and these
were given to her in a letter from Mr Holt dated 14 May 1993. Subsequently the
Applicant had a short period of sick leave, and then on 7 June 1993 wrote a
letter of resignation from her position to take effect on Tuesday 6 July 1993.
...
11. ...
We find that the request was repeated after the Applicant's return from her
maternity leave but that what the Respondent did was to look at the matter
again, and then to confirm their original decision of 26 March 1992. ...
14. Our
finding on the first issue before us is that 'the act complained of' ..., being
the alleged discrimination against the Applicant, occurred on 26 March 1992,
and that what happened subsequently comprised a repetition of the request, and
of the refusal.”
As
to whether, by reason of some alleged discriminatory policy, there was a
complaint of an act extending over a period, the Tribunal said, at paragraph 17
of its decision:
" ...
this was a single act by the Respondents in deciding that they would not agree
to the Applicant job sharing or working part-time. It was not a rule which
they imposed overall - the Applicant could point to no such rule; and so we
find that there was no continuing act in this case."
On
the issue, whether it was just equitable to extend the period of three months,
the Tribunal was affected by the length of the period - over one year on its
finding - between the act of discrimination of which complaint was made and the
presentation of the complaint. At paragraph 18 of its decision it said:
"...
This application should have been made by 25th June 1992 but in fact it was
made on 13 August 1993 - and so it was thirteen and a half months out of time.
We have to consider the interests of both parties and balance them. Bearing in
mind the considerable delay which occurred in this case we do not think that it
is right to extend the time limit."
Mrs
Cast appealed to the Employment Appeal Tribunal. In her notice of appeal she
sought to explain her original reliance on Mr Holt's refusal on 26th March 1992
as one of the acts complained of, on her wish "to be allowed to give evidence
that far back". She maintained that the Industrial Tribunal had erred in law
in finding that the act of which she complained was that refusal. She
maintained that the act of discrimination was not complete until she first
suffered detriment because of her inability to comply with the College's
requirement that she should work full-time, that is, on 6th July 1993 when she
left the employment. She relied upon the definition of indirect sex
discrimination in Section 1(1)(b), namely that it occurs where a requirement or
condition is applied to a woman with which a considerably smaller proportion of
women than men can comply, which the respondent cannot justify and which is to
her detriment because she cannot comply with it. In the alternative, she
maintained that the Industrial Tribunal should have found that the act of
discrimination extended from its first occurrence to the date of her leaving
the College's employment and thus, by virtue of Section 76(6)(b), should be
treated as done at the end of that period. In the further alternative, she
renewed her contention that the Tribunal was wrong not to consider it just and
equitable to extend the period and that, in any event, the Tribunal was wrong
to consider that issue without a full hearing on the merits.
On
28th June 1996, the Employment Appeal Tribunal, presided over by His Honour
Judge Hargrove, QC, dismissed the appeal. The decision is now reported in
[1997] IRLR at page 14. The Tribunal rejected Mrs Cast's contention that the
act of discrimination was not complete until she left her employment on 6th
July 1993. It held that the Industrial Tribunal had correctly found that the
act of discrimination of which she had complained was Mr Holt's decision of
26th March 1992 and that, therefore, her complaint was long out of time.
As
to Mrs Cast's argument of no detriment and, therefore no complete act, before
she became unable to work full-time in the summer of 1993, Judge Hargrove said,
at page 4:
"...
Until the date of refusal [i.e. on 26th March 1992] she was in a position
whereby she had a full-time contract and she hoped, or believed, that she would
be able to negotiate a change in that contract to suit her convenience. When
she received the refusal her position changed. She no longer had the advantage
which she believed she possessed, namely to remodel her engagement. Moreover
if one turns to Section 76 the words of the statute are clear. Section 76(1)
specifies 'when the act complained of was done'. If the question is asked
'what was the act?' the answer must be 'the refusal in March 1992'.”
As
to Mrs Cast's contention, in reliance on Owusu v London Fire Brigade &
Civil Defence Authority [1995] IRLR 574, EAT, that the College's stance was
one of policy amounting to a continuing act of discrimination, Judge Hargrove
said, at page 7:
"The
mere repetition of a request [sic] cannot convert a single managerial decision
into a policy, practice or rule. In the Owusu case, it does not hold that a
series of refusals must amount to a practice. In our view, the tribunal was
forced to the view that this was a single act and being a finding of fact after
considering correctly the question of law, it cannot be impeached."
On
the question of extension of the 3 months' time limit, the Tribunal upheld the
decision below, relying mainly on the long period of delay thrown up by its
earlier conclusion and rejecting the need for a full hearing of the matter on
the merits for the purpose of deciding that issue.
The
Law
The
authorities distinguish between a complaint of a "one-off" discriminatory
decision whether or not it has a long term effect, which is governed by the
general provision in Section 76(1), and one of the application of a
discriminatory policy or regime pursuant to which decisions may be taken from
time to time, "an act extending over a period" for which Section 76(6)(b)
provides.
Lord
Griffiths in Barclays Bank Plc v Kapur
[1991] 2 AC 355, HL, referred, at page
368B, to the difference between a "one-off" decision and "the continuing state
of affairs which is governed by Section 68(7)(b)" (the equivalent in the 1976
Act of Section 76(6)(b) of the 1975 Act). In Owusu v London Fire & Civil
Defence Authority, a complaint of an employer's failure to regrade the
complainant on a number of occasions, Mummery J, giving the judgment of the
Employment Appeal Tribunal, made the same distinction:
"...
the tribunal erred in law in failing to treat the acts complained of on
regrading and failure to give the opportunity to act up as continuing acts.
... in our view the allegations amount to a prima facie case that there was a
continuing act. The continuing act was in the form of maintaining a practice
which, when followed or applied, excluded Mr Owusu from regrading or
opportunities to act up.
The
position is that an act does not extend over a period simply because the doing
of the act has continuing consequences. A specific decision not to upgrade may
be a specific act with continuing consequences. The continuing consequences do
not make it a continuing act. On the other hand, an act does extend over a
period of time if it takes the form of some policy, rule or practice, in
accordance with which decisions are taken from time to time. What is
continuing is alleged in this case to be a practice which results in consistent
decisions discriminatory of Mr Owusu.
It
would be a matter of evidence for the tribunal as to whether such a practice
... in fact exists. It may be that, when explanations are given by the
respondents, it will be shown that there is no link between one instance and
another, no linking practice but a matter of one-off decisions with different
explanations which cannot constitute a practice." (my emphasis)
As
to a "one-off" discriminatory act, it is important to keep in mind that it may
be an application of an established discriminatory policy or it may be
inherently discriminatory regardless of any such policy. If the complaint is
of a specific discriminatory act the fact that it may have been an application
of an established policy adds nothing for this purpose. The starting point is,
therefore, to determine what is the specific act of which complaint is made.
The
fact that a specific act out of time may have continuing consequences within
time does not make it an act extending over a period. See Amies v Inner London
Education Authority [1977] ICR 308, EAT - failure to appoint to a position;
and Sougrin v Haringey Health Authority
[1992] ICR 650, CA - refusal to upgrade
an employee.
As
to an act extending over a period, the authorities make clear - at least in the
case of discrimination in the field of employment under Section 6 of the 1975
Act and Section 4 of the 1976 Act
[4]
- that it is the existence of a policy or regime, not a specific act of an
employer triggering its application to the complainant, that matters. A
moment's consideration of the concluding words of Section 76(6)(b) - "any act
extending over a period shall be treated as done at the end of that period" (my
emphasis) - shows that that must be so. If the "act extending over a period"
required a specific act by an employer to give it effect there would be no need
or room to "treat... it as done at the end of the period".
See,
as examples of claimed continuing acts of discrimination: Calder v James
Findlay [1989] ICR 157, EAT - refusal of benefit of employment; and Barclays
Bank v Kapur - employer's refusal to take previous pensionable employment into
account in calculating pension entitlement.
There
may be a policy or regime for this purpose even though it is not of a formal
nature or expressed in writing; and it may be confined to a particular post or
role. See e.g. Owusu and per Lord Griffiths in Barclays Bank v Kapur, citing
with approval at page 368D-G a passage from the judgment of Bristow J in Amies
v Inner London Education Authority [1977] ICR 308, EAT, at 311, which contained
the following words (by way of contrast to the facts of that case):
"So,
if the employers operated a rule that the position of head of department was
open to men only, for as long as the rule was in operation there would be a
continuing discrimination and anyone considering herself to have been
discriminated against because of the rule would have three months from the time
when the rule was abrogated within which to bring the complaint."
Although
Bristow J concluded that passage by referring to a limitation period of three
months from the abrogation of the policy, I do not think that he was suggesting
that a complainant could rely on the continuance of a policy long after she had
left her employment. In the case of such a policy still in existence at that
date, time runs from then. That is certainly how Browne-Wilkinson J regarded
the matter in the following passage from his judgment of the Employment Appeal
Tribunal in Calder v James Finlay Corporation Ltd., at page 159:
"By
constituting a scheme under the rules of which a female could not obtain the
benefit of the mortgage subsidy in our judgment the employers were
discriminating against the applicant in the way they afforded her access to the
scheme. It follows, in our judgment, that so long as the applicant remained in
the employment of these employers there was a continuing discrimination against
her. Alternatively it could be said that so long as her employment continued,
the employers were subjecting her to 'any other detriment' within section
6(2)(b). Once this conclusion is reached, in our judgment it follows that the
case does fall within section 76(6)(b). The rule of the scheme constituted a
discriminatory act extending over the period of her employment and is therefore
to be treated as having been done at the end of her employment. ..." (my
emphasis)
Before
considering the submissions in the appeal I should also mention the recent
decision of this Court in Rovenska v General Medical Council [1997} IRLR 367.
It is important to note that it concerned discrimination in a profession, not
in the field of employment. It was a claim by a Czechoslovakian doctor against
the General Medical Council under Section 12(1)(a) of the Race Relations Act 1976
[5]
in respect of the most recent of a series of refusals, under its rules for the
grant of limited registration as a medical practitioner in this country for
doctors with overseas qualifications, to exempt her from its requirement of
passing a test of proficiency in English. Mummery J, giving the judgment of the
Employment Appeal Tribunal, held that the complaint was not time-barred because
it:
"[i]t
[was] about the maintenance and operation of a scheme for exemption which
extends over a period, that period being the currency of the scheme or rules."
Brooke
LJ, with whom Nourse and Roch LJJ concurred, agreed with the Tribunal that the
complaint was not time-barred. However, he did so on the basis that the most
recent refusal, which was in response to a letter on the complainant's behalf
from a local Council for Racial Equality, was within time.
Brooke
LJ acknowledged that a complainant of discrimination in the field of employment
may establish jurisdiction by relying simply on the existence of a policy as a
continuing act of discrimination regardless of its most recent application to
him. He said, at 370:
"It
was an important part of ... [counsel for the GMC's] case that the Employment
Appeal Tribunal failed to take into account the fact that the cases on which it
relied were all decided in relation to s. 4 of the 1976 Act or s.6 of the Sex
Discrimination Act 1975. ... In those cases the discriminatory act complained
of is not a one-off act of refusal; it arises out of the way in which the
employer affords his or her employees access to opportunities for promotion,
transfer or training, or to any other benefits, facilities or services, or out
of the employer refusing or deliberately omitting to afford the employees
access to them. In these circumstances, the courts have held that if an
employer adopts a policy which means that a black employee or female employee
is inevitably barred from access to valuable benefits, this is a continuing act
of discrimination against employers who fall into these categories until the
offending policy is abrogated."
However,
he found it unnecessary to decide whether the same rule applied to a complaint
of discrimination in a profession, taking the view that in the circumstance of
the case there was a single act of discrimination within time. This is how he
put it, at 371:
"In
my judgment, it is not necessary to resolve the question of the proper
interpretation of s. 12(1)(a) of the Act in the present case. If the regime
which the GMC had selected for its exemptions policy was inherently
discriminatory ... then on every occasion that it refused to allow her limited
registration without first taking the ... test it would be committing an act of
unlawful discrimination contrary to s. 12(1)(b) of the Act. I do not regard
the letter from the Greenwich Racial Equality Council as being akin to a
solicitor's letter in these circumstances. It was inviting the GMC to grant Dr
Rovenska an exemption, and there were three new features of this application
compared with the letter Dr Rovenska had written in December. It advanced a
new (bad) argument based on her acquisition of the new Master's degree; it
forwarded a new up-to-date reference; and it expressly asked for an exemption.
The GMC refused this application, and Dr Rovenska's application was made within
three months of that refusal."
I
do not believe that Brooke LJ considered it essential to his conclusion that
the request prompting the final refusal contained new matter. In the second
sentence of the passage cited he appears to have considered that every refusal
in accordance with an alleged discriminatory policy starts time running again.
The only reason, it seems to me, why he felt the need to mention new factors in
the Council's letter was merely to underline his view that it was a fresh
application, not merely a reminder of an earlier one. I do not regard it as
part of the ratio of the Rovenska decision that a decision following
consideration of a repetition of an earlier request can only amount to an act
of discrimination in its own right if the further request contains fresh
material. If that were so, I have to say that, despite Miss Heather Williams'
arguments to the contrary on behalf of Mrs Cast, there was no relevant fresh
material in the requests and various communications from Mrs Cast to the
College in 1993.
Regardless
of the claimed existence of a policy and of whether the claim relates to a
feature of employment or access to a profession, I can see no reason to
introduce into this exercise new material as a criterion of whether a second or
subsequent decision is "an act complained of". Where a discriminatory policy
is alleged, it may be that its continuing existence up to the time of
complaint, or within three months before it, is enough to found jurisdiction in
claims about access to a profession as it is in employment claims. But that is
not for determination in this case. Policy or no, a decision may be an act of
discrimination whether or not it is made on the same facts as before, providing
it results from a further consideration of the matter and is not merely a
reference back to an earlier decision.
I
find support for the above conclusion in the recent decision of this Court in
Akhtar v Family Services Unit, 6th November 1997 (unreported), a claim under
Section 4 of the 1976 Act.
[6]
Though its facts are very different from those in this case, the decision is
of value in two respects: first, in its reference to the need to examine
carefully the factual basis of the complaint in order to determine the specific
act of which complaint is made, as distinct from mere confirmation of an
earlier act; and, second, in the acknowledgment that a matter is capable of
being decided, that is, reconsidered, more than once on the same facts, albeit
in that case by different representatives of the employer.
Whether
there was more than one decision amounting to an act of discrimination
Miss
Heather Williams, on behalf of Mrs Cast, submitted first that each refusal of
the College to permit her to work part-time was an act of discrimination, that
there were a number of refusals, from each of which time ran, and that the last
was in Mr Holt's letter of 14th May 1993, just within the three months'
limitation period. She relied on the Industrial Tribunal's findings in
paragraphs 8, 11 and 14 of its decision, that I have set out, maintaining that
the Tribunal clearly took the view that the College reconsidered the matter and
made a fresh decision in relation to each request. She submitted, however,
that the Tribunal, having found the first refusal to be a complaint of an act
of discrimination, did not consider whether any of the subsequent refusals
could constitute further such acts. She relied on Brooke LJ's reasoning in
Rovenska.
Mr
Bruce Carr, for the College, relied on what he maintained was the finding of
the Industrial Tribunal and upheld by the Employment Appeal Tribunal, that the
only act of discrimination was the refusal of 26th March 1992. He suggested
that before that refusal Mrs Cast might have been able to persuade the College
to permit her to work part-time, but that after that refusal "she no longer had
that option". As to the subsequent refusals on 16th March and 10th May 1993,
he urged an interpretation of the words of the Industrial Tribunal in paragraph
14 of its decision - "a repetition of the request, and of the refusal" as no
more than a reference back to the original decision rather than a fresh request
and a fresh decision. He submitted that the mere repetition of a request is
not enough unless it is against the background of a policy and that even where
there is such a policy the mere "mechanical" refusal of a repeated request is
not an application of that policy so as to amount to a "one-off" discriminatory
act. He sought to distinguish Rovenska on the ground that there, there was an
alleged discriminatory regime and a considered decision applying that regime
within the period of limitation. Here, he maintained, there was no such regime
and no such decision, the appellant simply repeated her earlier request to work
part-time and the College simply repeated its earlier refusal of March 1992.
If
Mrs Cast's case is considered as a complaint of a number of decisions by the
College, each amounting to a fresh refusal of a fresh request by her to work
part-time, then the most recent refusal would be the relevant one for the
purpose of the time bar. As I have said, that would be so whether or not the
refusals were the application of a policy or regime that the Manager of the
College's Information Centre should not work part-time. On the material before
the Industrial Tribunal it is clear that Mrs Cast's most recent application to
work part-time and the College's most recent refusal to permit her to do so
were on 10th May 1993 in the conversation between the appellant and Mr Holt
that day - just over three months before the presentation of her application.
Her subsequent request in her letter to Mr Richardson of 11th May 1993 was
simply for the reasons for that decision, which is all that Mr Holt gave her in
his written response of 14th May 1993 - just within that three months' period.
However,
it was still relevant to the Industrial Tribunal's decision whether it would be
just and equitable to extend the period of limitation, to determine whether the
refusal of 10th May 1993, and/or the earlier one of 16th March 1993, were acts
of discrimination in the sense of being decisions in their own right or merely
references back to the decision over a year before, on 26th March 1992. In my
view, there is force in Miss Williams' submission, in reliance on the
Tribunal's language in paragraphs 8 and 11 of its decision, as to how it
regarded what it described in paragraph 14 as "the repetition of the request,
and the refusal" after Mrs Cast's return from maternity leave. That is, it
clearly regarded what happened on both of those occasions as more than a mere
reference back to what the College had already decided before the appellant
took her maternity leave. In paragraph 8 it spoke of the College
"reconsider[ing]" the matter, and in paragraph 11 it referred to the College
"look[ing] at the matter again, and ... confirm[ing] their original decision".
The
passage from page 7 of Judge Hargrove's judgment that I have set out confuses
the question whether the repetition of requests, and it would seem
corresponding refusals, can convert a single decision into a policy with the
question whether there was a single decision or several decisions. His
conclusions that the Industrial Tribunal had been "forced to the view that this
was a single act" and, implicitly, that it had so found are not, in my
judgment, justified on the material before the Tribunal or evident from the way
it expressed its findings.
The
fact that Mrs Cast, when she originally presented her claim complaining of her
dismissal in July 1993, identified, either as a feature of it or as a separate
complaint, the College's refusal on 26th March 1992 to allow her to work
part-time should not necessarily be held against her. It is the substance, not
the form, of the complaint that matters. She had completed the form of
application herself and her accompanying statement of her case clearly referred
to her subsequent attempts to persuade the College to change its mind. As Sir
John Donaldson MR observed in Sougrin v Haringey Health Authority
[1992] ICR 650, CA, at 658G-H, when considering Section 68 of the Race Relations Act 1976,
which is in the same terms as Section 76 of the 1975 Act:
"In
applying section 68(1) the first step must be to identify 'the act complained
of'. Industrial tribunals are 'shop floor' courts whose procedures and
approaches must be attuned to the needs of litigants in person. Accordingly a
tribunal should not take a narrow or legalistic view of the terms in which the
complaint is couched."
See
also per Balcombe LJ at 653F-G, applied by Mummery J in Rovenska, at paragraph
16.
Accordingly,
it seems to me that the Industrial Tribunal, having found that the College
reconsidered and looked at the matter again in 1993, erred in law in failing to
consider the implications of that finding for the purpose of the running of
time. It is true that the best that Mrs Cast could have achieved on this
approach was a determination that the final refusal occurred on 10th May 1993.
That was still outside the three months time limit, but only by three days, a
trivial over-run when compared with that of thirteen and a half months if the
refusal on 26th March 1992 were the only potential act of discrimination, and
thus material to the exercise by the tribunal of its discretion whether to
extend the time limit.
To
acknowledge that there may be successive acts of discrimination in this way
does not negate the time bar provided by Section 76, provided that decision
makers make clear in responding to further requests whether they have
reconsidered the matter. If they have, time begins to run again; if they have
not and merely refer the complainant to their previous decision, no new period
of limitation arises. However, where the successive acts are such as to
indicate and/or are pursuant to a policy or regime, different considerations
arise.
Whether
there was a continuing act amounting to an act of discrimination
Miss
Williams' second, and alternative, submission was that the College's stance in
refusing to allow Mrs Cast to work part-time was an "act extending over a
period" within Section 76(6)(b) and should, therefore, "be treated as done at
the end of that period", namely on 6th July 1993 when her employment ended.
She maintained, in reliance on the authorities to which I have referred, that
an act can extend over a period of time within the meaning of Section 76(6)(b)
if it takes the form of some policy, rule or practice in accordance with which
decisions are taken from time to time and that a succession of the same
decisions can both indicate and constitute such a continuing act.
Miss
Williams submitted that here there was material on which the Industrial
Tribunal could have found that the College's requirement that the Head of its
Information Centre should work full-time amounted to a policy. She said that
it therefore followed that the College's maintenance of its refusal to permit
Mrs Cast to work part-time was a continuing act, not dependent on any overt
decision or act to trigger or continue it, and thus was not caught by the time
bar.
Mr
Carr relied on the Industrial Tribunal's conclusion that there was a single
managerial decision, simply repeated on a number of occasions and not as an
application of policy. He referred to the Employment Appeal Tribunal's view
that that was a finding of fact with which it could not interfere, and
submitted that this Court should be similarly constrained.
The
question is whether, on the evidence before the Industrial Tribunal and in the
manner in which it expressed its findings, it was entitled to, and did,
conclude that there was no claimed relevant policy. For convenience, I repeat
paragraph 17 of its decision, in which it dismissed Mrs Cast's reliance on a
continuing act in these words:
"...
this was a single act [i.e. the refusal of 26th March 1992] by the Respondents
in deciding that they would not agree to the Applicant job sharing or working
part-time. It was not a rule which they imposed overall - the Applicant could
point to no such rule; and so we find that there was no continuing act." (my
emphasis)
As
Miss Williams observed in her submission, the fact that there was a "single
act" in the decision to refuse the appellant's request is beside the point on
the question whether there was an act extending over a period within Section
76(6)(b) which was to her detriment under Section 1(1)(b)(iii) because she
could not comply with it. As she also submitted, the Tribunal's references to
the absence of an "overall" "rule" indicates that it wrongly confined its
consideration to something of a more formal nature and of wider application
than the claimed policy applicable to the post held by Mrs Cast. See, in
particular, Mr Holt's letter to Mrs Cast of 14th May 1993 setting out in some
detail the College's established and firm stance that it was not suitable for
job-sharing.
In
my view, the Employment Appeal Tribunal made the same error in treating as
conclusive, in the passage on page 7 from Judge Hargrove QC's judgment that I
have set out, the Industrial Tribunal's conclusion that there was "a single
act". In any event, as I have said, even on the Industrial Tribunal's own
findings of fact, there were clearly several decisions of which Mrs Cast was
complaining as indicating the existence of a discriminatory policy in relation
to the post of Manager of the Information Centre and of its application to her.
Accordingly, I would hold that on the primary facts found by the Industrial
Tribunal Mrs Cast had clearly complained of a policy constituting an extended
act up to the time she left her employment within Section 76(6)(b) and that, by
virtue of that provision, it was to be treated as done to her up to that time.
On that ground alone, I would allow her appeal and set aside the decisions of
both Tribunals.
Dismissal
as "the act complained of"
Miss
Williams submitted as a further alternative that "the act complained of" under
Section 63 was the forcing of Mrs Cast to give up her employment because she
was not permitted to work part-time, and thus that time ran from 6th July 1993
when her employment ceased. She relied on the relevant conduct relied on by
Mrs Cast in her initial formulation of complaint, namely dismissal, as provided
for in Section 6(2)(b), "dismissing her or subjecting her to any other
detriment". She referred to the Employment Appeal Tribunal's apparent
reliance, in the passage from page 4 of its judgment that I have set out, on
26th March 1992 as the date when the appellant suffered detriment. Her
argument was simply that the substance of the appellant's complaint was not the
discovery in March 1992 that she would not be able to work part-time after the
birth of her baby but of the fact when it happened in the summer of 1993.
Mr
Carr maintained that the appellant's resignation in July 1993 was merely one of
the consequences of the original allegedly discriminatory act, which he
maintained was the refusal of 26th March 1992. She could have taken the
decision to leave at any time during the intervening fifteen months, or later,
thus effectively determining her own period of limitation if her argument were
correct. Such an outcome, he maintained, would be inconsistent with that for a
claim of indirect discrimination by way of omission for which Section 76(6)(c)
provides, namely that a deliberate omission is to be treated as done when the
person in question decided upon it.
In
my judgment, if Mrs Cast's case turned on the decision of Mr Holt, at the
latest on 10th May 1993, as the trigger for her dismissal, Miss Williams'
contention would in effect enable her to resurrect, contrary to the
authorities, the argument that the consequence of an out of time "one-off" act
is "the act complained of". The question is "What is the discriminatory act of
which complaint is made?" I accept Mr Carr's submission that she cannot do
that.
No
completed cause of complaint
Finally,
and as a further, but similar, alternative, Miss Williams submitted that there
was no discrimination about which Mrs Cast could complain until she had begun
to suffer detriment from it, which was when she was forced to leave her
employment on 6th July 1993. She relied again on Section 6(2)(b) to which I
have just referred and more specifically on one of the criteria of indirect
discrimination in Section 1(1)(b), namely (iii) the application to Mrs Cast of
a requirement or condition "which is to her detriment because she cannot comply
with it". She also cited as examples of the need for a complete cause of
complaint Clarke v Hampshire Electro-Plating Co. Ltd [1992] ICR 312, EAT and
Swithland Motors Plc v Clarke [1994] ICR 231, EAT. Neither decision is of help
on the particular issue in this case. In the former, Wood J, at 315D-G, giving
the judgment of the Employment Appeal Tribunal remitting the matter to an
industrial tribunal for redetermination, simply stressed the importance of
determining, as between incidents on different dates, when the act of
discrimination "crystallized". In the latter the Employment Appeal Tribunal
held that there could be no act of discrimination under the Section 6(1)(c) of
the 1975 Act in omitting to offer employment until the person allegedly
responsible for the omission was in a position to offer such employment.
On
that statutory basis and judicial requirement of a complete act of
discrimination, Miss Williams submitted that there was no such act until the
appellant left her employment on 6th July 1993 because that was the first time
she was unable to comply with the College's "requirement or condition" that
she should work full-time.
Mr
Carr's response was that, if it were right, the only way in which a complainant
could establish a discriminatory act would be by resigning even if, in other
circumstances, she may have struggled to meet the requirement for some time
before doing so. He submitted that such an approach would be inconsistent with
the majority decision of this Court in Meade-Hill v British Council
[1995] ICR 847, that the potentially discriminatory effect on the complainant of the
introduction of a "mobility clause" to her contract of employment was a
requirement capable of amounting to an act of discrimination under Sections
1(1)(b) and 6 and of rendering the clause unenforceable under Section 77(2).
See especially per Millet and Waite LJJ at pages 860H-861 and 865H-866C
respectively. Miss Williams sought to distinguish the case on the ground that
it involved consideration of the contractual validity of the "mobility clause"
under Section 77(2). However, that consideration arose only as part of the
Court's exercise in determining when the introduction of the clause first
amounted to an act of discrimination under Sections 1(1)(b) and 6. The fact
that the requirement took the form of an alleged unlawful contractual term is,
in my view immaterial. As Millett LJ put it, at page 861G, "The contract is
merely the means by which the employers' requirement is applied to her".
In
my judgment, this ground of appeal is subject to the same objection as the
last. It starts by reference to the application to Mrs Cast of a requirement,
at the latest on 10th May 1993, a date at which, according to her complaint,
she knew she could not comply with it. However, it denies it the quality of an
act of discrimination of which she complained until she suffered its
consequence on leaving her employment on 6th July 1993. It is not the
suffering of such a consequence which amounts to an act of indirect
discrimination against a woman; it is the application to her of a requirement,
whether or not yet invoked or enforced, which is to her detriment because she
cannot comply with it.
In
conclusion, I would hold that the Industrial Tribunal should have found that it
had jurisdiction in that Mrs Cast's claim was of an extended act applicable to
her up to the end of her employment in July 1993. If I were wrong about that,
the last discriminatory act of which she complained was Mr Holt's refusal of
10th May 1993, just a few days outside the limitation period. If the
Industrial Tribunal had looked at the matter in that way, it might well have
exercised its discretion whether to extend time under Section 76(5) in a
different way, and I would have considered it right to remit the application to
it for reconsideration of that matter. However, in the light of my first
conclusion, I would allow the appeal, set aside the orders of the Industrial
Tribunal and Employment Appeal Tribunal and remit Mrs Cast's complaint to an
Industrial Tribunal for consideration on its merits.
LORD
JUSTICE ROBERT WALKER: I agree.
LORD
JUSTICE OTTON: I also agree.
Order: Appeal
allowed with costs; orders of Industrial Tribunal and Employment Appeal
Tribunal set aside; remit case to Industrial Tribunal.