England and Wales Court of Appeal (Civil Division) Decisions
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Carroll v Fearon & Ors [1998] EWCA Civ 40 (20 January 1998)
URL: http://www.bailii.org/ew/cases/EWCA/Civ/1998/40.html
Cite as:
[1998] EWCA Civ 40,
[1999] ECC 73,
[1998] PIQR P416
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IN
THE SUPREME COURT OF JUDICATURE
QBENF
96/0472/C
COURT
OF APPEAL (CIVIL DIVISION)
QBENF
96/0474/C
ON
APPEAL FROM THE HIGH COURT OF JUSTICE
QBENF
96/0486/C
QUEEN'S
BENCH DIVISION
QBENF
96/0487/C
(His
Honour Judge Wilson-Mellor)
QBENF
96/0576/C
Royal
Courts of Justice
Strand,
London WC2
Tuesday,
20th January 1998
B
e f o r e :
LORD
JUSTICE NOURSE
LORD
JUSTICE AULD and
LORD
JUSTICE JUDGE
---------------
(1)
ALAN CARROLL
(2)
SUSAN CARROLL
(3)
CATHERINE CARROLL
(4)
STEPHEN CARROLL
(An
infant suing by his father and
next
friend Alan Carroll)
Plaintiffs
-v-
(1)
LUNDY FEARON
(2)
ALEXANDER BENT
(3)
SP TYRES (UK) LIMITED
(4)
BTR PLC
(5)
DUNLOP LIMITED
Defendants
---------------
(1)
ASTRID BARCLAY
(2)
DELROY BENT
Plaintiffs
-v-
(3)
DUNLOP LIMITED
(4)
LUNDY FEARON
Defendants
-v-
ALEXANDER
BENT
Third
Party
---------------
LUNDY
FEARON
Plaintiff
-v-
DUNLOP
LIMITED
Third
Defendant
-v-
ALEXANDER
BENT
Third
Party
---------------
Handed
Down Judgment prepared by
Smith
Bernal Reporting Limited
180
Fleet Street London EC4A 2HD
Tel:
0171 421 4040 Fax: 0171 831 8838
(Official
Shorthand Writers to the Court)
---------------
MR
J ROSS
(instructed by Messrs Townsends, Swindon) appeared on behalf of Mr Fearon and
Mr Bent as Defendants.
MR
C PURCHAS QC
and
MR
J WAITE
(instructed by Messrs A E Wyeth & Co., Dartford) appeared on behalf of
Dunlop.
MR
S BROWN QC
and
MR N DAVIES
(instructed by Messrs Latchams Montague Niblett & Co., Bristol) appeared on
behalf of Mr Bent and Mrs A Barclay in the Second Action.
MR
J CROWLEY QC
and
MR
T SAUNT
(instructed by Messrs Charles Lucas & Marshall, Newbury) appeared on behalf
of the Carroll Family.
MR
C SHARP
and
MISS
J LEBASCI
(instructed by Messrs Bennett Metcalfe, Bristol) appeared on behalf of BTR and
Mr Fearon in the Third Action.
---------------
J
U D G M E N T
(As
Approved by the Court)
Crown
Copyright
JUDGE
LJ:
At
about 11.00am on 9th July 1988 Alan Carroll was driving his Austin Princess
along the M4 westbound to Wales. He and his wife, Susan, together with their
children, Catherine and Stephen, were off on their summer holiday. Mr Carroll
was driving a well maintained car carefully and safely in excellent driving
conditions.
Among
the traffic travelling in the opposite direction in the eastbound carriageway
there was a Ford Cortina owned by Alexander Bent. He was travelling as a
passenger in his own car which was being driven by his friend Lundy Fearon. Mr
Bent’s partner, Astrid Barclay was sitting in the back seat, immediately
above the rear nearside tyre. It is relevant to the issues in this appeal to
note that she was a heavily built lady. In addition his son Delroy, aged
fifteen years, and her daughter Lolita, aged twelve years, were also
travelling on the back seat.
This
Ford Cortina was first registered in 1982. It had travelled nearly eighty two
thousand miles. Mr Bent acquired it in May 1987. By 9th July 1988 he had
driven it about 4000 miles. He ensured that his car passed its MOT tests as
and when required. It had not passed its MOT test on 22nd May 1988 until the
two front tyres had been replaced, as it happened by second hand tyres, not
retreads. In addition to the condemned two front tyres the tests revealed
problems with the trailing arm bushes and the nearside wishbone bushes, the
offside front shock absorber was broken and there was slight play on the front
hubs. These faults were corrected. Nevertheless the evidence demonstrated
“a car which was plainly not being maintained unless and until parts were
condemned”. For present purposes the most significant feature of this
car was the condition of the rear nearside tyre. The tread, although within
legal limits, was worn down to some 25% -30% of its life. There were signs on
its outer wall of crazing and cracking consistent with degradation, but this
tyre passed its MOT test in May 1988 and had covered a further 1052 miles
before the accident.
The
car had travelled some thirty three miles from Bristol and the party was going
to a wedding in Swindon. They were not far from their destination when
disaster, in the form of a sudden and virtually complete tread strip of the
rear nearside tyre occurred. Mr Fearon lost control of the car. As it
happened there was a twenty seven metre gap in the crash barrier between the
two carriageways on the motorway, and near to the Swindon exit marker post 146,
the Cortina spun through 360 degrees and careered through the emergency
crossing gap in the central reservation into the westbound carriageway and
crashed virtually head on with Mr Carroll’s car. There was nothing he
could do to avoid a collision at a converging speed of 140 miles per hour or
more.
Everyone
in Mr Carroll’s car was injured. His wife’s injuries were of the
utmost gravity and she has suffered and will suffer from the most severe long
term consequences. The state of the group in Mr Bent’s car if anything
was worse. Lolita Barclay was killed. The driver and other passengers were
injured.
Arising
out of this collision three actions were brought. Mr Carroll and his wife and
their children brought proceedings against Mr Fearon, Mr Bent and Dunlop
Limited, the manufacturers of the tyre. Astrid Barclay and Delroy Bent brought
proceedings against Mr Bent, Mr Fearon and Dunlop Limited and Mr Fearon himself
took proceedings against Dunlop Limited who joined Mr Bent as a third party.
In the meantime, to protect their own position, the insurers for Mr Fearon and
Mr Bent involved themselves in the litigation. The litigation proceeded very
slowly, its progress impeded, at least in part, by the difficulties encountered
by the various plaintiffs in establishing the date of manufacture of the tyre,
and therefore the actual manufacturer, and by disappointing reticence by Dunlop
to be open and forthcoming about discovery.
Eventually
the case was heard in Oxford by His Honour Judge Wilson Mellor QC sitting as a
deputy High Court Judge of the Queen’s Bench Division. After a very
lengthy hearing lasting 22 days he concluded that Dunlop, as the manufacturers
of the tyre, were largely to blame for the accident but that both Mr Fearon and
Mr Bent should carry some responsibility. Liability was apportioned 80% to
Dunlop, 8% to Mr Fearon and 12% to Mr Bent. Each of these parties appeals
against the finding of negligence made against him.
The
manufacture of the tyre
The
tyre was a 165 SR 13 “SP4” radial tyre manufactured by Dunlop
Limited at their Washington factory in Tyne & Wear during the week of 4th
June 1981, well before the enactment of the Consumer Protection Act 1987.
A
considerable body of evidence was assembled before the judge to enable him to
decide between two alternative explanations advanced for the catastrophic tread
strip. In essence, Dunlop’s contention was that the tread strip was the
result not of a manufacturing defect but of persistent abuse of the tyre by
running it or allowing it to run under inflated for significant distances: the
allegation advanced against Dunlop was that the tread strip was the consequence
of a defect in the manufacturing process. After a prolonged hearing the judge
rejected the assertion that the tyre had been misused and concluded that the
manufacturing process had been defective. There was overwhelming evidence to
support this conclusion and at the hearing of the appeal Mr Christopher Purchas
QC on behalf of Dunlop did not seek to persuade the court to set it aside.
Accordingly
it is sufficient for present purposes briefly to put in context and then to set
out the judge’s findings rather than narrate the evidence which led to
them. By deliberate design two separate belts each made of 1x4 0.25 mm HO
brass coated steel cords were incorporated into the tyre to support and
reinforce the tread and contribute to efficient road holding and, by standards
then current, a lengthy road life. It was a crucial requirement of the design
that the steel cords should be penetrated by and encased with rubber.
Historically this did not prove to be a straight forward process and as a
result, over the years, the specification of the steel cord was altered by
Dunlop in an endeavour to ameliorate the problem. The steel cords formed
breaker belts within the tyre and the integrity of the breaker belt depended on
a successful bond between the copper on the cord and the sulphur in the rubber.
The various components of the tyre were assembled into a mould. Two features
of the construction process were that the steel cords should be dry and clean
and, self evidently, the rubber itself had to be of adequate quality. A
further feature was that the steel cord should be inserted within the tyre at
the correct tension. Dunlop, having obtained the steel cord and rubber from
respectable suppliers, assumed responsibility for their proper storage and
maintenance at the factory and arrangements for quality control during
manufacture.
The
judge accepted that the lower of the two steel cords in this particular tyre
had been subjected to a latent manufacturing defect which took the form of
“wholly inadequate rubber penetration of the cords of the first breaker,
therefore an inadequate adhesion of the first breaker which in service became
fatally weakened in a form which inevitably and in due course led to this
failure”. The judge concluded that “this should have been
prevented by the exercise by Dunlop of due care in the manufacture of the
tyre”. Defects in the process by which proper adhesion was designed to
be achieved were not discernible once the tyre had been made and left the
factory but the date coding scheme on each tyre would have enabled its date of
manufacture to be identified if and when this became necessary.
Mr
Purchas argued that the judge did not identify the respects in which Dunlop had
been negligent and the finding adverse to Dunlop was based on the impermissible
reasoning process that the defect in the tyre having been established, the
finding of negligence should inevitably follow. Notwithstanding that the judge
had rejected Dunlop’s explanation for the tread strip (tyre misuse or
abuse) it did not follow that negligence had been established and indeed no
particular act of negligence had been identified. Mr Purchas drew attention to
the possibility of defects in the steel cords or the rubber bought from
reliable suppliers, and in a submission developed in his reply, to the further
feature that the brass covering on the steel cords may have been inadequate to
produce proper bonding.
Apart
from passing references to the fact that the cords and rubber were supplied
from outside none of the possibilities referred to by Mr Purchas in his
submissions to this court were seriously advanced by Dunlop at the trial. The
whole of their case on this issue was directed to persuading the judge to
reject the evidence which suggested that there had been inadequate rubber
penetration of the steel cords. This case failed.
Mr
Purchas supported his argument that the judgment had proceeded on an
impermissible process of reasoning by drawing attention to the observation of
Lord Macmillan in
Donoghue
v Stevenson
[1932] AC 562 at 622
“There
is no presumption of negligence in such a case as the present, nor is there any
justification for applying the maximum res ipsa loquitur. Negligence must be
both averred and proved.”
To
deal with this observation attention was drawn by counsel for the different
parties to a large number of authorities. In my judgment however the relevant
principles are clear. Taken out of context Lord Macmillan’s observation
is liable to be misunderstood. In what was then perceived (and is still
recognised) as a dramatic development of the tort of negligence Lord Macmillan
was seeking to underline that his support for this development did not extend
to the creation of a tort of strict liability. In a claim based on product
liability negligence had to be proved by the plaintiff. Given that liability
would not be established where there was “the reasonable possibility of
intermediate examination” (in the phrase used by Lord Atkin when the
principle was first enunciated) he was warning against any misapplication of
res ipsa loquitur.
Res
ipsa loquitur is not a principle of substantive law. These three words are
used to encapsulate a common sense reasoning process which is no more or less
profound for being expressed in Latin. In any given case either the thing,
the facts, speak for themselves, or they do not. In English, if not the first,
the most authoritative early pronouncement was made by Erle CJ in
Scott
v London and Saint Katherine Docks
[1865] 3 H & C 596 at 601
“But
where the thing is shown to be under the management of the defendant or his
servants, and the accident is such as in the ordinary course of things does not
happen if those who have the management used proper care, it affords reasonable
evidence, in the absence of explanation by the defendants, that the accident
arose from want of care.”
Steyn
LJ summarised the current approach in
Bergin
v David Wickes Television Limited
[1994] PIQR 167 Res ipsa loquitur
“is
simply a convenient label for a group of situations in which an unexplained
accident is, as a matter of common sense, the basis for an inference of
negligence.”
It
is somewhat alarming that in response to the submission by Mr Purchas, and in
accordance with modern practice, so many authorities were cited as an aid to
understanding the application of common sense. Provided the principle is
understood the citation of decisions where the court on particular facts
decided that res ipsa loquitur did or did not apply, or expressed the same
concept using different language, is not helpful. Indeed I very much doubt
whether res ipsa loquitur is ever susceptible to refined argument and detailed
analysis of authority.
Returning
to Lord Macmillan’s observation, it was not suggested that the extension
of the law of negligence to product liability changed any principle of
evidence. He did not expressly or by implication suggest that this
manifestation of the tort carried with it the requirement that the court should
cease to exercise its common sense reasoning process. He himself approached
the presence of the undetected snail in the bottle in
Donoghue
v Stevenson
as prima facie evidence of negligence: hence the principle in
Grant
v Australian Knitting Mills
[1936] AC 85 that “the appellant is not required to lay his finger on the
exact person in all the chain who was responsible, or specify what he did
wrong. Negligence is found as a matter of inference from the existence of the
defect taken in connection with all the known circumstances” (per Lord
Wright giving the advice of the Judicial Committee of the Privy Council of
which Lord Macmillan was a member). Moreover in an appropriate product
liability case the particular individual responsible for the defect in the
product need not be identified nor indeed need the particular act of negligence
be specified (a logical development of the principle in
Grant,
followed in
Mason
v Williams & Williams Limited
[1955] 1 AER 808, with warm approval of Finnemore J’s judgment by
Viscount Simonds in
Davie
v New Merton Board Mills Limited
[1959]
AC 604 where the notable good sense of the judgment as well as its soundness in
law was highlighted by an approving reference to the absence of any lengthy
citation of authority).
The
concept of the duty of care and the problems associated with it have led the
House of Lords on numerous occasions in the last decade to consider the proper
ambit and development of the law of negligence. Ultimately however in the vast
majority of cases, of which this is one, negligence remains a question of fact
to be decided in the light of the available evidence.
In
the present appeal res ipsa loquitur is not in point. This tyre burst many
years after it had left the factory and had been regularly used. In such
circumstances its failure might have resulted from any one of a number of
possible causes, including, for example, misuse or abuse, or inadequate repair
of earlier damage. However once it was established that the tyre disintegrated
because of an identified fault in the course of its manufacture the judge had
to decide whether this fault was the result of negligence at Dunlop’s
factory. He did not have to identify any individual or group of employees or
the acts or omissions which resulted in inadequate rubber penetration of the
cords. If the manufacturing process had worked as intended this defect should
not have been present.
Dealing
with the point very generally Dunlop was not to be held liable in negligence
for damage resulting from a defect which could not have been avoided or
detected by reasonable precautions before the product left the factory, or
where the problem was caused by a reputable supplier providing unsatisfactory
materials which remained undetected by reasonable quality control within the
factory. Any such evidence, if it existed, was peculiarly within the knowledge
and control of the manufacturer. None of the other parties could possibly have
produced evidence about conditions in Dunlop’s factory at the date when
the tyre was manufactured, that is in 1981. Nothing asserted in the pleadings
alerted them to the possibility that criticisms of the suppliers might be
relevant, nor did discovery reveal the names of the suppliers of cord and
rubber.
The
evidence of Dunlop’s expert witness, Mr Newland, was summarised in terms
by the judge as a concession that the tread strip “had to be due to
manufacturing defect with deficiency of bonding or bonding strength unless
there was in service such stresses imposed as to break the bond”. It was
not suggested that this summary does not fairly reflect Mr Newland’s
evidence and, having read it, together with his report, it is plain that he
believed that if his own theory for the tread strip (misuse or abuse) were
rejected then the only alternative explanation was a failure in the bonding
process for which Dunlop alone were responsible. Mr Paine, not an expert
witness but the only witness of fact called by Dunlop, and in effect their
claims assessor, agreed that it was known by no later than 1981 that the steel
cord was “known to create difficulties in achieving a good level of
penetration” by the rubber, and that in the lower breaker of this
particular tyre, although there was evidence of some penetration it was
“not significant”. Apart from tyre misuse Mr Paine advanced one
tentative speculative explanation. His theory of moisture penetration of the
cords was demolished in cross examination, and decisively rejected by the judge
as “nonsense”. Within the context of the express and wholly
justified finding that Mr Paine personally was “seeking at all costs to
find some explanation for a tread strip” which excluded any manufacturing
defect, this meant that no alternative viable theory was available.
In
his final written submission Mr Purchas invited the judge to conclude that
“there is no evidence of any of the following specific defects..... (a)
oil, dirt or other contamination: (b) inadequate brass covering on the cords;
(c) any lack of proper constituents for the rubber compound”.
Factually
this argument was sustained. On proper analysis of a huge volume of evidence
there was no evidence of contamination or inappropriate moisture on the steel
cords, or that the rubber was less than satisfactory when received from the
suppliers by Dunlop. Equally there was none to suggest deficiency in the brass
coating of the cords. No document or any other evidence of complaint to the
suppliers was produced. No-one involved in the production of the tyres, with
responsibilities on the “factory floor” suggested any relevant
difficulties with the cords or rubber when received at the factory, or in the
manufacturing process itself, or problems with quality control which meant that
any defects with the cords or rubber might reasonably have escaped
Dunlop’s attention. None of the witnesses called by Dunlop advanced any
such considerations as providing possible grounds exculpating them from
liability.
In
these circumstances although counsel helpfully drew attention to passages in
the evidence which would have defeated any contention by Dunlop that their
suppliers were responsible for the problems which eventually resulted in the
tread strip, it is unnecessary to analyse this material any further.
In
the result there was no evidence on which Dunlop could base an argument that
the proved manufacturing defect in the tyre might not have been due to their
negligence. Theoretical possibilities may have abounded. However the judge
could not be expected to hunt through the evidence seeking for an explanation
exculpating the manufacturer which the manufacturer had not elected to advance
for himself, or be subjected to criticism for failing to find it. In the end
he had to make a finding of fact based on the evidence actually available to him.
The
judge concluded that the tyre left Dunlop’s factory with a specific but
hidden and potentially lethal defect caused in the process of manufacture.
Something had gone wrong with the process for which the manufacturer could not
apparently provide any explanation. Ignoring speculative considerations (as
was required of him) and focusing exclusively on the evidence, he had then to
decide whether on the balance of probabilities negligence had been established
against Dunlop. This is what he did. There was ample evidence to support his
conclusion with which, on the evidence, I agree.
That
is sufficient to dispose of Dunlop’s appeal that they should not have
been found liable. Accordingly I shall deal briefly with the alternative basis
on which liability was also found against them.
The
duty to warn
The
steel cords incorporated into the defective tyre were changed from HO cord to a
new Gonfio cord on 12th June 1981, that is within the week after the defective
tyre was manufactured. It was believed that rubber penetration would be
improved, confirming the observation made earlier in this judgment that the
problem of rubber penetration of the cords was already long standing.
Unlike
the production reports for February and July 1981 the production report from
the Washington factory for June 1981 was never produced. In other words the
record for the last week when the use of the HO steel cord was discontinued and
the new Gonfio cord was introduced - the crucial period in relation to the
defective tyre in this case - is not available.
The
absence of this report may not of itself be of huge significance. It was
however symptomatic of a recurring fault in this litigation. It underlined
that throughout the approach of Dunlop to discovery was lamentable and was
consistent with overwhelming evidence to suggest that Dunlop’s reaction
if and when a defect in the manufacture of their tyres emerged was that it
should, for commercial reasons, be concealed.
The
judge found that “by 1986 Dunlop had quite sufficient knowledge of the
risk, and a substantial risk, of this weakness being present in tyres produced
in May and June of 1981 to be seriously concerned about the risks of such tyres
being on vehicles on a motorway. ... Far from withholding information from the
Department of Transport it was Dunlop’s clear duty to disclose to them
all that they knew on the topic in order that they might exercise an
independent judgment on the question on whether these tyres should be allowed
to remain on motor cars or be used on motorways”.
In
this context the weakness referred to in the judgment was inadequate
penetration of the cords by rubber.
These
findings are criticised by Mr Purchas. He submitted that the judge was not
entitled to attach the weight he did to specific features of the evidence
identified in his judgment, namely the rate of concessionable returns during
1985 and 1986 of tyres manufactured in May/June 1981 and Mr Paine’s
knowledge, through claims, of problems with tyres manufactured at Washington.
A
very brief summary of the crucial areas of evidence will demonstrate why this
submission should be rejected.
The
difficulties of achieving appropriate penetration of the cord with the rubber
was known to Dunlop by no later than 1981. This was the purpose of introducing
the new Gonfio cord which ultimately failed to come up to expectation, and was
itself eventually replaced in 1985 with a 2+2 cord.
The
car tyre development report dated 8th August 1984 drew attention to the
inadequacies of x ray examination during manufacture as a reliable method of
showing up poor adhesion. “It is quite clear that the x ray does not
show the true extent of the damage of the cords”. This confirmed what
had already been known “previously” that is, before August 1984.
This report also shows that tyres manufactured before the established use of
2+2 cords manifested inadequate rubber penetration, information confirmed by a
further report in April 1985 underlining the belief that the 2+2 cord provided
better rubber penetration. There is nothing to suggest that the failure to
arrange for an earlier withdrawal of the HO cord was negligent. However it is
clear that Dunlop should have appreciated that any tyre manufactured at
Washington in the first week of June 1981 was susceptible to the risk of
inadequate rubber penetration. In my view this is a significant continuing
feature of the evidence.
Concessionable
service returns for tread separation problems during 1985 and 1986 for tyres
manufactured in May/June 1981 at Washington ran at a level which demanded
investigation. Dunlop suggested that the figures should be considered in the
context of some inaccurate diagnosis made in the United States of America to
enable advantage to be taken of a discount scheme operated. There was
meticulous analysis of all this material by counsel. It would not however be
right to consider it in isolation. It was linked with the known problems
concerning rubber penetration prior to the introduction of the Gonfio cord and
the four year return figures, during 1985, for “A“ fails which were
then running at 1.59% for the whole of 1981, a statistic accepted by Mr Paine
himself as requiring investigation. Indeed his conclusion was reinforced by
his own personal conviction that any five year old tyre should be treated as
suspect, an opinion which the judge rejected, but to which Mr Paine adhered, as
he was entitled, and which he elected not to ventilate when the Vehicle
Inspectorate made enquiries during late 1986. Taken together with the other
linked material the concessionable service returns, even if aggravated by
factors peculiar to the market in the United States, to which only 10% of the
Washington manufactured tyres were exported, could not simply be brushed aside
or ignored.
Claims
were made against Dunlop for defective tyres. This aspect of the evidence
could not be fully understood without proper insight into the meaning Dunlop
attached to the words “the tyre has failed due to a defect which
developed in service”. This did not mean what it said. It actually
meant “that the individual tyre concerned was not manufactured to the
correct standards of workmanship, or of materials, but the defect was not
apparent at the time of manufacture and inspection..... (nor) when the tyre
began its service life, but the defect developed and became apparent during the
service life of the tyre”. Once this internal dictionary meaning was
understood some of the earlier claims brought to Dunlop’s attention
assumed considerable significance. For example Van Nieuwerburg suffered a
sudden loss of tread when travelling at 120 km/h on the motorway in 1985. When
the tyre was examined only “traces of compound remain adhering to the
second breaker indicating lack of adhesion between the breaker layers”.
This would have been an “A” failure. The examiner was instructed
that the report should end with the opinion that “the tyre has failed due
to a defect which developed in service”.
Another
feature which did not emerge until the trial was that Mr Paine had maintained
his own longhand list of claims alleged to have arisen from tyre problems.
One of particular concern to the Vehicle Inspectorate was claim No 133 on this
personal list which had started in 1985. A double fatality occurred on 28th
June 1986. The problem seemed linked to a tyre - 155 SR 13 - made in
Washington in April 1980. Two members of the Bugden family were killed. A
subsequent triple fatality, also involving a 155 SR 13 tyre, afflicted the
Harris family just a few days before the tread strip with which this appeal is
concerned. This was claim No 266 on the list. Again there was a great deal
of analysis of the numbering and significance of individual cases on the list.
Mr Purchas suggested that there were no more than 25 cases of any possible
relevance. The argument to the contrary underlined that this list did not even
begin until 1985 and no one had been called to assist the court with events
before then. More significance however attaches to the correspondence with the
Vehicle Inspectorate which should have been profoundly embarrassing to Dunlop.
Mr John Crowley QC suggested that the correspondence in relation to the two
fatal accidents demonstrated a cover-up. There was a single crucial question
which Dunlop would not answer either in late 1986 or during 1988 and 1989 when
the Inspectorate was, rightly, investigating them. The question was simple
enough. Dunlop was asked to disclose the “number of similar reports of
which you are aware”. No answer was given because, as Mr Paine
acknowledged, an accurate answer would have led the Ministry to come down on
Dunlop “like a ton of bricks”. Senior management was informed of
the problem by Mr Paine and he suggested that the decision not to answer the
simple question directly was taken at a higher level. It was plainly hoped
that the incomplete information would satisfy the Inspectorate and thus avoid
the problems connected with a request for a recall of tyres.
The
judge summarised the answers by Mr Paine in cross examination as an admission
“that he regarded the stance of management as being one which in effect
required him to cover up what was contained in his schedules..... He did not
like it...... Having referred to senior management he responded
accordingly”. Eventually, forced into disclosure of nine cases of tread
strip, his response ignored “scores of others which had featured”
in his manuscript list. The judge went on to record that he could find no
evidence that “management at Dunlop ever paused to consider the contents
of Mr Paine’s reports or the significance of the tread strips which were
occurring in the most dangerous circumstances”. He made a similar
finding in relation to the question whether Dunlop ever considered the
significance of the concessionable returns of their tyres.
These
issues were covered at great length before the trial judge, and indeed on
appeal. The judge held that Dunlop failed to take “appropriate action to
bring the matter to the attention if not of the owner, to the authorities
concerned with road safety”. They had failed to protect the public.
This constituted a breach of duty.
There
was ample evidence to justify his findings. No basis for interfering with them
has been shown.
Mr
Purchas nevertheless submitted that even if the findings were upheld the
problem of causation remained. In essence he submitted that there was no
evidence from which the judge could reasonably conclude that properly notified
accurate information from Dunlop to the Department in 1986 would have led to
removal of the rear nearside tyre on Mr Bent’s car before the tread strip
took place.
No
express finding to this effect was made. It has been treated as implicit, both
from the language of the judgment and from an observation mid way through it
that the Department “would have been in a position to take action on the
occasion of MOT tests of cars to see that tyres affected, or thought to be
affected by the defect could be condemned”.
The
judge does not appear even indirectly to have made any finding that Dunlop
should have put in hand arrangements to issue general warnings to the public,
specific warnings to garages, in particular those carrying out MOT tests, or to
recall the tyres manufactured in Washington in May/June 1981, or to take any
direct action unilaterally beyond informing the Department of the problem. If
they had done so no doubt Dunlop would have been expected to abide by
instructions from the Department and to issue warnings or instigate a recall if
required, and to implement the then current code of practice “on action
concerning the recall of tyres wheels and valves”.
On
this issue three important sources of evidence were not explored. Neither
Department of Transport, or their Vehicle Inspectorate, was called to give
evidence of their probable response to disclosure by Dunlop of the crucial
facts. No garage offering MOT services, and in particular the garage the MOT
test on Mr Bent’s car in May 1988 was called to explain how it would have
implemented any advice or directives whether from the Department or from
Dunlop. Thirdly, and perhaps most important of all, Mr Bent himself was not
invited to give evidence to the court about his likely reaction to the
suggestion that there was a risk - but not a certainty - that the tyre on his
car was subject to a latent defect. In this context his evidence would have
been closely scrutinised, if only because he had shown a significant lack of
enthusiasm for the proper maintenance of his car and indeed had, prior to the
test in May 1988, been driving it on two condemned tyres. Much would no doubt
have depended on the precise basis of any warning or advice but the concerns
expressed by the judge about Mr Bent’s general credibility as a witness
would have added to the pervading uncertainty.
On
any view these were significant gaps in the evidence on causation.
The
essential feature of the argument was that it was reasonable to assume that
faced with accurate information from Dunlop the Department would have handled
the matter responsibly. Taking that as read it fails to provide the answer to
what would have been done in practice, and the Department’s powers to
enforce its requirements. It was suggested that arrangements would have been
made for a safety warning similar to that issued following a problem which
emerged in late 1992. This however does not deal with the problem of how Mr
Bent would have acted if such a notice had ever been drawn to his attention.
Time
was spent considering the precise nature of the powers of the Secretary of
State. These included the possibility of issuing a warning notice under
section 3(1)(c) of the Consumer Safety Act 1978. It was not known whether such
a notice would have been issued in circumstances such as these. Regulation 27
of the Road Vehicles (Construction & Use) Regulations as well as
Regulation 9 of the Motor Vehicles (Tests)(Amendment) No 2 Regulations 1983
were cited. There is an obvious problem with the enforcement in advance of
either of these Regulations where, as here, there is no apparent sign of
defect. Finally as part of the general submission attention was drawn to a
number of decided cases about warnings and causation in circumstances where a
warning should be issued. These included
Walton
v British Leyland UK Limited
[July 12, 1980] Product Liability International for August 1980 156,
McWilliams
v Sir William Arrol & Co Limited
[1962] 1 WLR 295,
E
Hobbs (Farms) Limited v The Baxenden Chemical Co Limited
[1992]
1 Lloyds Reports 54,
Dow
Corning Corporation v Hollis
129 DLR 609,
Nicholson
v John Deere
34 DLR (4th) 542,
Buchan
v Ortho Pharmaceutical (Canada) Limited
25 DLR (4th) 658.
Without
disrespect to the argument none of these cases serves to answer the question of
fact which arises in this particular case, namely whether if Dunlop had
provided accurate information to the Department the tyre would or would not
have been removed from Mr Bent’s car before the accident. In the
circumstances it is hardly surprising that the judge expressed his findings in
the extremely limited way that he did.
Assuming
that it is correct to imply from his judgment that he inferred that causation
had been established following this breach of duty, given all the imponderables
which were not addressed by the evidence advanced to establish liability
against Dunlop, I should have been inclined to agree with Mr Purchas that
causation had not been established, and to set aside the finding that it had.
I should however emphasise that that conclusion should not be taken as guidance
in another case where there may be more evidence on the issue. In any event
however none of these considerations have any bearing on the outcome of this
appeal.
Liability
of Bent & Fearon
In
the absence of evidence from which to conclude that there had been a pre
accident warning vibration, the judge found that the tread strip came suddenly
and unexpectedly upon Fearon. Its effect on the car was immediate and the
driver’s loss of control immediate and catastrophic. The car spun round
through 360 degrees before crossing the central reservation into the path of Mr
Carroll’s oncoming car. Fearon’s inability to control the car was
not susceptible to criticism, and Bent, sitting beside him, could not possibly
have provided any valuable assistance.
Normally,
and without asserting any principle of law, in such circumstances it would be
unfair to blame either the driver or the owner of the car. Nevertheless in
this particular case the judge apportioned 20 % of the blame for the accident
to Fearon and Bent. His criticisms can be summarised briefly.
The
car was not fully loaded but, with a near full load of passengers, it was
heavily laden. For a normal load the tyre pressures should have been 26 lbs
per square inch. Fully loaded the pressures should have been increased to 36
lbs per square inch. The judge concluded that “some pressure round about
30 lbs per square inch” would have been appropriate. There was no
evidence from which he could fix the precise pressures so this figure
represented a broad estimate.
Mr
Bent had not checked the tyres before starting the journey. Indeed he had not
checked them since the MOT test some six weeks or so earlier. Neither he nor
Mr Fearon checked the tyres themselves, and if they had, nothing relevant would
have appeared.
Mr
Fearon was driving in excess of the motorway speed limit. He caught up with
and overtook a car driven by Mr Adby at a speed estimated at 75-80 mph,
gradually gaining on a small Peugeot driven by Mrs Riva who was also in the
outside lane, overtaking a group of vehicles in the middle lane. To do so she
accelerated up to about 85 mph. After completing her overtaking manoeuvre she
pulled into the middle lane. Fearon had remained close behind her and then
overtook. In cross examination it was put to her
“A
previous witness has given an estimate of this driver’s speed of being
about 75 miles an hour up to a maximum of 80 miles an hour, would you wish to
quarrel with that?”
She
responded
“I
would say it was probably nearer 80 than 75”.
The judge was very impressed with her evidence, and he knew from the whole of
her evidence (rather than a single question and answer) the general level of
speed which she, the witness, was trying to convey to him. The evidence also
included statements by Mr Bent himself and Astrid Barclay which he found
unreliable. Taking the matter overall he concluded that he should infer that
Mr Fearon “had been driving and was intending to drive between 85 and 90
miles per hour”.
This
conclusion has been subjected to a detailed analysis and criticism. The
contention is that the speed should have been found to have been somewhat
lower. This was a straightforward question of fact to be decided by the trial
judge. It would, in my judgment, be wholly inappropriate to interfere with it.
The
judge went on to add that
“such
speed is commonplace on a motorway and cannot be condemned as necessarily
negligent. Nevertheless, it is an old high mileage car, ..... It seems to me
that that is not a vehicle which should be driven at such speeds by a
responsible driver”.
Again,
his approach is not susceptible to realistic criticism but perhaps it should be
added that of itself the speed should have had no adverse effect on a tyre
manufactured without the latent defect which was present inside this tyre.
After
the accident there was no relevant air pressure in the tyre. However when the
front and rear offside tyres were checked for air pressure the results were 23
lbs and 22 lbs per square inch respectively. The judge concluded that this
gave him an indication that all the tyres on the vehicle, including the rear
nearside tyre, had been inflated at about this pressure before the accident,
and accordingly a pound or two lower than the pressures appropriate for normal
running, and seven or eight pounds or so lower than the approximate range of
pressure appropriate for this journey, that is about 30 lbs per square inch.
The
judge concluded that the high speed at which the car was driven by Fearon,
combined with the reduced pressure in the rear nearside tyre, had triggered off
the tread strip. Accordingly, although far less blameworthy than Dunlop, he
attributed some responsibility for the accident to Fearon and Bent.
In
my judgment criticism of this conclusion is well founded. In Fearon’s
case this particular accident could not be attributed to the only relevant
fault found against him, namely excessive speed. Bent’s responsibility,
if any, depended on whether any relevant blame attached to him for permitting
the car to be on the road with a rear nearside tyre in a significantly
under-inflated condition. The overwhelming effect of the evidence was that the
air pressure found in the offside tyres after the accident should be
disregarded as any indication of the pressures before the accident. The judge
appeared to accept that this was indeed the effect of the evidence when he
observed “it is common knowledge, and plainly proved, that after a car
has spun and been involved in a serious collision a tubeless tyre may well lose
pressure if the beading is dislodged from the wheel”. However this did
not quite fully summarise the effect of the evidence. The witnesses called by
Dunlop, who could reasonably be expected not to underestimate the culpability
of Fearon and Bent, suggested that to draw any conclusions from the pressures
found in tyres after an incident such as this one would involve using
“unreliable” information (Newland) and that any such assessment
would not be “fair and reasonable” (Paine).
Even
if the judge were entitled to limit his conclusion in the way that he did, the
second difficulty with it is that he appears to have misunderstood the effect
of the experts’ evidence about driving with under-inflated tyres. He
noted that Mr Manderson indicated that one factor in this disaster was the use
of the tyre for long periods in a relatively under-inflated condition. This
consideration depended not on Mr Manderson considering a reduced pressure of
22/23 lbs as against 30 lbs per square inch, but a much more significant
reduction in pressure to 50% of the appropriate level. In fact there was no
evidence to suggest that even if the tyre had been running at 23 lbs per square
inch this would have had any significant impact on a properly manufactured tyre
driven at the speed found by the judge, nor that Mr Bent himself had
persistently driven the tyre in a significantly under-inflated condition for
the 4000 or so miles it had travelled while in his ownership.
Accordingly,
in my judgment, the judge’s conclusion that Fearon and Bent had made a
blameworthy contribution to the tread strip was not supported by the evidence.
Again,
several authorities were cited in the course of the argument on this part of
the appeal. Equally, and again without disrespect to counsel, this is not a
case which requires any analysis whatever of authority. Although differing
with caution from the findings arrived at by the judge I have been driven to
the conclusion that this tyre, with a latent defect hidden both from the owner
of the car and his driver, was the single effective cause of this disaster.
For
these reasons I have concluded that Dunlop alone should be held responsible.
Accordingly the appeal by Dunlop should be dismissed. The appeal by both
Fearon and Bent should be allowed. Counsel will draw up the consequential
orders to dispose of the litigation.
THE
RT HON LORD JUSTICE AULD:
1
agree
THE
RT HON LORD JUSTICE NOURSE:
I
also agree
Order: appeal
by Dunlop dismissed; appeal by both Mr Fearon and Mr Bent allowed; counsel to
lodge an agreed minute of consequential orders.