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Phelps v London Borough Of Hillingdon [1998] EWCA Civ 1686 (4 November 1998)
URL: http://www.bailii.org/ew/cases/EWCA/Civ/1998/1686.html
Cite as:
[1998] EWCA Civ 1686,
[1999] 1 WLR 500,
[1999] WLR 500
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QBENF
97/1404 CMS1
IN
THE SUPREME COURT OF JUDICATURE
COURT
OF APPEAL (CIVIL DIVISION)
ON
APPEAL FROM QBD (GARLAND J.)
Royal
Courts of Justice
Strand,
London, WC2A 2LL
Wednesday
4th November 1998
B
e f o r e :
LORD
JUSTICE STUART-SMITH
LORD
JUSTICE OTTON
LORD
JUSTICE TUCKEY
PAMELA
HELEN PHELPS
Respondent
-
and -
THE
MAYOR AND BURGESSES
LONDON
BOROUGH OF HILLINGDON
Appellants
(Handed
down transcript of
Smith
Bernal Reporting Limited
180
Fleet Street, London EC4A 2HD
Tel:
0171 421 4040 Fax: 404 1424
Official
Shorthand Writers to the Court)
MR
EDWARD FAULKS QC and MR ANDREW WARNOCK (instructed by Messrs Vizards) appeared
on behalf of the Appellants (Defendants).
MISS
CHERIE BOOTH QC and MR JOHN GREENBOURNE (instructed by Messrs Teacher Stern
Selby) appeared on behalf of the Respondent (Plaintiff).
J
U D G M E N T
(As
approved by the court)
©Crown
Copyright
LORD
JUSTICE STUART-SMITH:
Introduction
1. This
is an appeal from a judgment of Garland J. given on 23 September 1997, whereby
he awarded the plaintiff £45,651.50 by way of damages and interest against
the defendants, who were the Local Education Authority (LEA) with
responsibility for the plaintiff’s education. The judge held that the
defendants were vicariously liable for the negligence of an educational
psychologist employed by them in failing to identify that the plaintiff was a
child with special learning difficulty or dyslexia. He held that if her
dyslexia had been identified in 1985 or the two or three years thereafter,
appropriate remedial teaching would have been given so that she would have made
greater progress in school and achieved a higher level of literacy.
2. We
are told that this is the first case in which a plaintiff has succeeded in such
a claim against a local authority, but that there are many similar cases
awaiting trial. The case raises important questions of law relating to the
existence and scope of a duty of care of an educational psychologist who is
part of the LEA’s psychology service and the nature of the damage for
which compensation is claimed. The defendants also challenge the judge’s
findings of negligence and causation and the quantum of damage.
Narrative
- 1973-1985 Hayes Park Schools and the Child Guidance Clinic
3. The
plaintiff was born on 30 December 1973. She had an elder stepbrother, John,
who gave evidence; a half sister, Linda; a half brother, Ian; and a younger
brother, Colin. John had been adopted by Mrs Phelps and her former husband
whom she divorced. Linda and Ian were Mr Phelps’ children by his first
wife who had died. In September 1978 the plaintiff went to Hayes Park Infant
School. Towards the end of 1980 she was referred to the School Psychological
Service for “lack of educational progress”. She was seen by an
Educational Psychologist, Miss Meyerhof, who assessed her overall IQ at 93,
confirmed that she was underfunctioning and concluded that “time,
patience, interest and praise are currently greater needs than measurable
attainments”. An overall IQ of 93 put the plaintiff into the broad
90-109 “average” classification, though at the lower end. After
meeting Mr and Mrs Phelps, Miss Meyerhof thought that there might be problems
at home. The plaintiff was referred to the Child Guidance Clinic
(“CGC”) and seen by Mrs Jones, a psychiatric social worker, and Dr
Urquhart, the Director.
4. In
a memorandum of 9 February 1987 Dr Urquhart noted his impressions of his
interview with the plaintiff and her parents. Of the plaintiff he said that,
“Listening to her talk .....[she] was pulled this way and that by
submerged invisible currents of the unconscious in the deflecting pathways of
her thoughts”. He described the drawing which he asked her to draw as
the bleakest he had ever seen. When she wrote ‘bus’ she reversed
the ‘b’. When she got halfway through writing ‘house’,
“her concentration spilled off and even as she wrote the mess of letters
she was already looking away towards me saying, ‘I don’t know
how’.” He then described difficulty in explaining to the parents
that the plaintiff needed psychotherapy.
5. On
19 February 1981, Dr Urquhart wrote to the Phelps’ General Practitioner
as follows:-
"On
her own with me the little girl presents a superficially innocuous picture of
superficial or irrelevant chatter all amounting to, as it were, nothing, but it
seems to me really a kind of whistling in the dark to stave off painful
feelings, and I should add, of course, that the pattern of her failures in
learning are those that go with unhappiness or emotional difficulty. We have
proposed, and the parents have accepted, that she could be helped by individual
psychotherapy here and which we hope to arrange fairly soon.”
6. On
21 May 1981 the plaintiff was seen by Miss Kerbekian, a psychotherapist.
Unfortunately, for a number of reasons including illness, bereavement and
holidays, Miss Kerbekian missed some 10 weekly sessions. Mr and Mrs Phelps
became impatient with this, with an apparent lack of progress, and the fact
that each session meant that the plaintiff missed a morning at school. In
November 1981, they decided to discontinue the psychotherapy.
7. In
September the plaintiff transferred to Hayes Park Junior School. On 17
November 1981, Mrs Ross, the senior Educational Psychologist for Hayes Park
Junior School, wrote a memorandum after talking to the plaintiff’s class
teacher. It was clear that the plaintiff’s work was the poorest in the
class and that “her reading age on a good day is between 5 and 6 year
level and is nil on a bad day”.
8. On
9 December 1981, Dr Urquhart again wrote to the Phelps’ General
Practitioner in effect blaming Mr and Mrs Phelps for the plaintiff’s
difficulties and regarding their conduct as confirmation of his original
assessment of her problem. In her closing report Miss Kerbekian said that she
was “aware that she has had learning difficulties and I believe continues
to do so. I would link this to the numerous family secrets and crazy messages
Pamela gets from her parents”. The explanation for this may be Mrs
Phelps’ desire to keep the family relationships secret and her apparent
lack of understanding as to what the CGC were trying to achieve.
9. Following
a report in May 1982 which described the plaintiff’s Educational progress
as ‘very slow’ and needing ‘ideally a one-to-one
working/learning situation....and a lot of reinforcement with any new
work.....and lots of repetition of work already covered’, the defendants
proposed to refer the plaintiff back to the CGC, but Mrs Phelps said she
didn’t want to see either Mrs Jones or Miss Kerbekian.
10. On
6 September 1982 the parents saw Dr Urquhart again. It was not a success. Mr
Phelps said in evidence that Dr Urquhart was non-committal and unhelpful. Dr
Urquhart in his memorandum describes Mr and Mrs Phelps as hostile and
unco-operative. On the following day he wrote to the General Practitioner:
"[The
parents] had come because the school told them that Pamela needs help and they
themselves agree that she is not making any progress. They made plain they had
come only because the school had said they should. They questioned the
usefulness of coming and ridiculed the staff with whom they had come in contact
here, and left after taking exception to a remark that I had not made but which
the father thought he had heard and then recognised, I think, that he had not
heard.
As
I wrote in February 1981, the parents seem to find talking about Pamela’s
difficulties extremely painful and indeed hurtful to themselves and tend to
react in suspicious and critical ways.
When
we saw them recently I suggested they might be better if they chose to seek
help elsewhere as they found themselves unable to have any confidence in the
staff here.”
But
Mr and Mrs Phelps did not seek a second opinion or help elsewhere.
11. This
was the last occasion that the plaintiff or her parents came into contact with
the CGC. None of the four professionals involved gave evidence before the
judge, but their reports and memoranda were available in the file. It is quite
clear that they appreciated that the plaintiff was seriously underperforming in
her literacy skills. They do not appear to have considered that the plaintiff
might be dyslexic; rather they attributed her difficulties to emotional and
behavioural problems which had their roots in the family relationships. This
conclusion is important, because it is plain that it influenced the subsequent
thinking of those responsible on behalf of the defendants. None of the
professionals at the CGC is made the subject of any allegation of negligence.
But it is implicit in the plaintiff’s case that their diagnosis was
wrong, at least to the extent of attributing all the plaintiff’s problems
to emotional factors to the exclusion of dyslexia.
12. In
May 1984 Mrs Roberts, the Advisory Remedial Teacher, tested the
plaintiff’s reading and spelling using the Daniels and Diak tests. Her
reading age was 6 years 7 months and spelling age was 6½. Her
chronological age was 10 years 3 months. Mrs Roberts recommended that the
plaintiff ‘be given materials and tasks commensurate with her functional
level in order to encourage her to be independent and successful’. The
parents should be told of the low level at which she was functioning and
‘that permission sought for the school to seek advice of the Educational
Psychologist’.
September
1985-1990 Mellow Lane School
13. In
September 1985 the plaintiff moved to Mellow Lane School. This is a large
comprehensive school with over 1000 pupils. The 1985 intake was 180. All the
new arrivals were given a reading test. The Daniels and Diak test was used.
Her reading age was 6¾, her actual age 11¾. Only two of the
year’s intake scored less; very few were below 9, some of whom were
subsequently removed to a special school for those with ‘moderate
learning difficulty’. This is a euphemism for ‘severe learning
difficulty’ and is appropriate for those with an IQ of 70 or less.
14. Mellow
Lane, in accordance with the overall scheme of the Education Act 1981, had a
Special Needs department where pupils with learning difficulties, but who were
not moved to special schools, could be given support and remedial teaching
while remaining in their classes for the remainder of the curriculum. There
were two Special Needs teachers: Mrs Taylor, who gave evidence, and Mrs Murphy,
who was living in Canada. A Miss Isherwood, another Special Needs teacher, was
apparently available, but she was not called. Both Mrs Taylor and Mrs Murphy
were well qualified. Mrs Taylor was on maternity leave from September 1985 to
April 1986. In fact, shortly after returning from maternity leave, she became
a Head of Year. She was not able to give very much direct evidence about the
plaintiff.
15. In
the course of her five years at Mellow Lane the plaintiff was taught by a
considerable number of teachers in addition to those in the Special Needs
department. These included Mr Rodrigues, her form tutor and Mr Vinall, the
Head of Year for 1985-6. Neither of these witnesses gave evidence and the
judge appears to have been critical of their absence. Mrs Collison, the head
of Modern languages and Deputy Head of the plaintiff’s first year, gave
evidence. She thought the plaintiff lacked motivation and did not try.
16. Mellow
Lane had procedures for reviewing the progress of those with difficulties. A
Care Committee chaired by Mr Pellegrini, the Deputy Head Teacher, met at
regular intervals. Membership included (though not invariably) the Education
Welfare Officer who dealt with attendance, the Educational Psychologist, the
Special Needs Co-ordinator (Mrs Taylor and, in her absence, Mrs Murphy), the
Advisory Remedial Teacher, Mrs Roberts (who did not give evidence, again a
matter of which the judge seems to have been critical), any relevant Head of
Year or teacher involved and any relevant social worker. No formal minutes
were taken or resolutions recorded, but if it was necessary to circulate the
results of the Committee’s deliberations a short ‘round
robin’ would be produced. These procedures were described by Mr
Pellegrini and by Mr Stafford, the Head Teacher.
17. Soon
after her arrival at Mellow Lane the plaintiff was removed from English and
Mathematics classes for six hours a week of Special Needs Training. Mrs Phelps
saw Mrs Murphy, Mr Vinall and Mr Stafford about her anxieties and the
plaintiff’s need for special assistance. The school referred the
plaintiff to the school Educational Psychology Service, and on 24 October 1985
she was seen by Miss Melling (now Mrs Loffler, but referred to throughout as
Miss Melling). She wrote a report of the same date which was expressed to be
confidential to the defendants; copies were sent to the school and, for reasons
which are not clear, to the Health Authority.
18. Miss
Melling had a degree in developmental psychology and, after obtaining her
certificate in education, taught for 4½ years before obtaining a Diploma
of Educational Psychology. She worked for six months for the London Borough of
Richmond before moving to Hillingdon early in 1985. Before producing her
report, she had read the CGC file, including Dr Urquhart’s contributions,
and had spoken to Mrs Ross.
19. Miss
Melling tested the plaintiff’s reading using the Salford Sentence Reading
Test B. and obtained a reading age of 7¼; her actual age was then
11¾. The plaintiff could not write her own address, this being an
inability to spell it correctly. Her report contains the following passages:
"Assessment
on the WISC scale indicated that Pamela’s verbal skills were below
average (5-15 centiles) and her practical ability was good average. She scored
at an average level on an auditory memory task. Testing revealed no specific
weaknesses. Pamela was cautious and hesitant in her responses and her speech
was sometimes unclear and mumbled.
The
assessment was discussed with Mrs Phelps who expressed considerable
concern
at Pamela’s reading problem and seemed anxious to find a cause. It
was
emphasised that she has no specific weaknesses. Mrs Phelps recognised
that
Pamela lacks confidence but was not prepared to consider any emotional
basis
to her difficulties. In summary, Pamela is seriously underfunctioning in
reading
and spelling. In order to make progress she needs help to develop
confidence
and feel that she can read. This has been discussed with the school
and
with Mrs Phelps.
It
is recommended that Pamela’s progress should be discussed again at the
end of the first year."
20. Unfortunately
the actual figures obtained by Miss Melling are no longer available. They were
in the school file which was destroyed when the plaintiff was 21. Using the
verbal descriptions the judge concluded that the scores would translate as
follows:
“Verbal
skills below average (5-15 centiles)” = 70-84
“Practical
ability good average” : something just over 100
“Auditory
memory average” = 95-104
“No
specific weakness” = no significant ACID profile
Miss
Melling did not identify the plaintiff as dyslexic. The plaintiff’s case
is that she should have done and was negligent in failing to do so at that
stage. The plaintiff accepts that Miss Melling did the appropriate WISC test
correctly. It was her case at trial that she was in error in not finding a
significant ACID profile. But the judge accepted her evidence that she had not
done so. This is important because an ACID profile would have been indicative
of dyslexia (as would poor auditory memory), but its absence does not exclude
dyslexia; indeed there is no test that conclusively does so.
21. Following
Miss Melling’s report the plaintiff continued with the six hours a week
Special Needs teaching, though in 1986 she rejoined the main stream mathematics
at her own request and appeared to be able to cope. In March 1987 all her
teachers completed Form SN2 headed ‘Special Needs 1981 Education
Act’. This was the first step towards ‘statementing’ the
plaintiff as having special educational needs. After the forms were completed
the defendants took no further steps towards the process.
22. The
judge commented that it was difficult to believe that her teachers in
Geography, German, Science and Social Education were properly aware of her
problems. They did not know she was dyslexic, because they had not been told;
but they must have been aware of her very poor reading and spelling. The judge
also commented on the difference between Mrs Murphy’s views expressed to
Mrs Phelps in a letter, dated 11 February 1986, in which she stated that the
plaintiff was “making good progress with reading and writing and was able
to attempt most tasks in her other subjects reasonably well”. She also
said that she had told her other teachers of the plaintiff’s difficulties
and asked them to set her work at an appropriate level. The judge compared
this with comments made by Mrs Murphy in the SN2 form which was considerably
less encouraging.
23. In
July 1987 the plaintiff had an operation on her knee and during the Autumn and
Winter Terms missed a great deal of schooling. She was given a home tutor who
expressed surprise that the Special Needs teachers had apparently done so
little for her. When she returned to school there was a series of meetings
about her future including one between Mr and Mrs Phelps, Miss Melling and Mr
Pellegrini where the possibility of transferring her to a special school was
considered. Mr and Mrs Phelps were clearly desperately anxious about the
plaintiff’s lack of progress: the school was maintaining that she had
made some, and it was suggested that in her fourth and fifth years she might do
a Foundation Course.
24. For
her fourth and fifth years the plaintiff was put on the Foundation Course
designed to develop practical and business skills. Her behaviour was less than
commendable and her absences frequent. Before she left school in April 1990
she had started work experience with a company called Creative Logic, a
position found for her by her sister-in-law.
25. Throughout
her time at Mellow Lane the plaintiff was the subject of discussion by the Care
Committee. Despite the presence of the Remedial teachers, either Mrs Taylor or
Mrs Murphy, and the Advisory Remedial teacher, Mrs Roberts, all of whom must
have been very familiar with the concept of dyslexia, no-one appears to have
thought that this might have been the cause or partly the cause of the
plaintiff’s difficulties. It was not suggested by them or Miss Melling
that she should be re-tested. Also throughout her schooling Mrs Phelps made
periodic visits to the school to express her concern at the lack of the
plaintiff’s progress in literacy. Mrs Phelps believed very strongly, to
such an extent that in one report she is described as being obsessed with the
idea, that Pamela should go to a special school for backward children. The
teachers, she said on these occasions, told her that a special school was not
suitable; it was for unintelligent children and the plaintiff was not
unintelligent; her problems could dealt with by the remedial teaching in the
school. Miss Melling made the same point when she saw Mrs Phelps in March
1988, at a time when the plaintiff had returned to school after a long absence
due to her knee and was having great difficulty in adjusting to her return. It
is clear that the school and Miss Melling considered that her difficulties were
largely due to emotional problems stemming from her relationship with her
family and particularly her mother. In the last three years the lack of
progress was not assisted by substantial periods of absence; in the third year
she missed 54 out of 174 sessions; in the fourth year 25 out of 256 sessions,
and in year 5 she was absent 82½ days out of 132. In this, her last year,
it is plain that some of these absences were simply truanting. It is the
plaintiff’s case that some of her illnesses accounting for her absences
may have been psychologically based due to her lack of progress in literacy and
the fact that she tended to be teased by her peers. This is also advanced as
an explanation of her truancy. It is also true that, especially in the early
years, the school, both when the teachers met Mrs Phelps and in the end of year
reports may have been somewhat too optimistic and encouraging in relation to
the plaintiff’s progress. But this may have been with a view to
counteracting what was perceived as Mrs Phelps’ somewhat negative and
discouraging attitude to the plaintiff. It would not be the first time that
school reports have been rather too favourable so as not to discourage the pupil.
26. In
February 1990 her parents referred the plaintiff to the Dyslexia Institute
where the plaintiff was seen by Mr Walker, a clinical and educational
psychologist. He concluded that the plaintiff was dyslexic. In May 1990 the
plaintiff began tuition with Jacqueline Laluvein, the President of the
Hillingdon Dyslexia Association. She noted some improvement although her
progress was dogged by ill-health unconnected with her dyslexia. In September
1994 the plaintiff was referred by her solicitor to Mr Rabinowitz, an
educational psychologist. On an analysis of the sub-tests (ACID) he concluded
that the plaintiff showed “a pattern typical of dyslexics”.
27. Dr
Gardner saw and tested the plaintiff on 11 October 1996 on behalf of the
defendants. His ACID analysis of the sub-tests pointed to dyslexia. He also
did a further test, known as the Bangor test, which pointed to a similar
conclusion. He concluded that her dyslexia had interacted with her
emotional/behavioural problems identified long ago by the CGC. He compared the
results of his reading tests with those of Mr Walker in 1990:
Walker
BAS Single Word
-
7 years 11 months
Gardner
-
8½ years
Walker
Comprehension (Vernon-Warden)
-
9 years
Gardner
(Watts-Vernon)
-
9 years 8 months
Dr
Gardner, who greatly impressed the judge, did not think the plaintiff had made
all that much progress in 6 years since leaving school.
28. Apart
from some similarities and useful comparisons, there were substantial
variations in the sub-test scores recorded by Mr Walker, Mr Rabinowitz and Dr
Gardner, particularly between those of Mr Rabinowitz and the other two. Some
of these could be explained in terms of increasing familiarity with testing,
with the increasing effects of frustration and isolation (for example a decline
in information) and other variations. Dr Gardner, with a view to explaining
why Miss Melling did not obtain an ACID profile in 1985, also said that scores
could often differ to some extent over time for no very obvious reason.
29. Mr
Rabinowitz was unfit to give evidence; his report was spoken to by Dr Conn, a
psychologist with particular interest in developmental disabilities, child
abuse and neglect. He supported Mr Rabinowitz’s diagnosis of dyslexia.
The position was therefore that all the psychologists who had seen the
plaintiff since 1990 concluded that she was dyslexic based on the ACID profile
and, in Dr Gardner’s case, additionally on the Bangor test. Such is the
nature of the condition that the plaintiff has always been dyslexic.
30 There
has been much debate among psychologists over the years whether the correct
nomenclature is ‘specific learning difficulties’ or
‘dyslexia’. Some use one term, some another. For the purpose of
this case it matters not, and it is convenient to use the term
‘dyslexia’. Specific developmental dyslexia is defined in the
World Federation of Neurology (1968) as ‘a disorder in learning to read
despite conventional instruction, adequate intelligence and socio-cultural
opportunities. It depends on fundamental cognitive disabilities which are
frequently of constitutional origin’.
31. The
British Dyslexia Association (1980) defined dyslexia as ‘a specific
difficulty in learning, constitutional in origin, in one or more of reading,
spelling and written language which may be accompanied by difficulty in number
work. It is particularly related to mastering and using written language
(alphabetic, numerical and musical notation) although often affecting oral
language to some degree’. It is therefore a constitutional or congenital
condition, not a defect, illness or injury.
32. The
effects of dyslexia can be ameliorated by appropriate teaching and support so
that those with dyslexia can be helped to achieve higher levels of literacy
than would otherwise be the case, and by understanding their condition, develop
techniques for mitigating its effects. However, the degree to which people
with dyslexia can be helped varies widely; some unfortunately make little
progress at all.
33. It
is common ground that the appropriate method of teaching children with dyslexia
is what is known as a multi-sensory and structured approach. Multi-sensory
means using many senses - sight, hearing and touch so that sounds are
associated with letters and vowel sounds. The structured approach involves
much repetition and over- learning, advancing step by step at a slow pace. The
technique is explained in a number of books of which ‘Alpha and
Omega’ is a well-known example. The technique and book were known to the
school and, according to Mrs Taylor, were used in the Special Needs teaching.
The
case at trial
34. The
plaintiff’s case was that Miss Melling was negligent in failing to
diagnose the plaintiff’s dyslexia in 1985 or subsequently; that had she
done so the school would have adopted a multi-sensory and structured approach
to teaching the plaintiff, which in the event they did not do. With the result
that the plaintiff’s literary skills would have improved, at least to the
level of a ten-year old, which would have enabled her to read sufficiently to
do some GCSE exams. A reading age of 9 is sufficient to read the tabloid
press. The defendants are vicariously liable for Miss Melling’s tort.
35. The
defendant’s case was that Miss Melling owed no duty of care to the
plaintiff and that such loss as the plaintiff may have sustained was not
compensatable in damages in the law of tort. They also contended that Miss
Melling had not been negligent and that causation was not established because
it was not proved that the school would have done anything different in the way
of teaching the plaintiff, even if they had been told she was dyslexic and it
was not established that a more structured approach or more use of the
multi-sensory technique would have made a quantifiable difference to the
plaintiff.
36. The
judge held that Miss Melling was under a duty of care to the plaintiff and was
in breach of it in failing to discover her dyslexia in 1985 and subsequently.
He also held that if the school had known that the plaintiff was dyslexic they
would have adopted a different approach, with the result that her literacy
skills would have been improved.
37. The
plaintiff also alleged that the school teachers were negligent in failing to
take proper steps when they knew that her literacy was so poor, and in failing
to send her back for re-assessment when it was evident that she was not
improving. The judge held that the teachers were under a duty of care, but
they were not negligent. They were entitled to rely on Miss Melling. There is
no cross-appeal from his finding.
The
issues in the appeal
38. The
issues in this appeal are as follows:
(a)
What is the nature of the damage claimed? Is it compensatable in a claim
for
damages in tort?
(b)
Was Miss Melling under a duty of care to the plaintiff?
(c)
If the answers to questions (a) and (b) are affirmative, was the judge’s
finding
of breach of duty by Miss Melling correct?
(d)
If the answer to question (c) is affirmative, was the judge’s finding
that
Miss
Melling’s negligence caused the plaintiff’s damage correct?
(e)
The quantum of damage.
The
nature of the damage
39. Mr
Faulks QC on behalf of the appellant LEA raised this issue at the outset of his
submissions because he contended, rightly in my view, that it was fundamental
to what is the most important issue in this appeal, namely whether Miss Melling
owed the plaintiff a duty of care. It must be shown that the duty of care
exists to prevent the plaintiff suffering the type of damage which she in fact
suffered.
40. The
judge made the following findings:
(a)
that although the plaintiff made a belated attempt to establish that she had
suffered
a positive psychiatric injury, the claim was not made out.
(b)
that claims in respect of loss of confidence, low self-esteem,
embarrassment
and social unease were not matters that sounded in damages.
(c)
that a failure to mitigate the adverse consequences of a congenital defect
sounded
in damages and that, if necessary, he was prepared to regard that as an
‘injury’.
(d)
that the damage claimed was not too remote.
There
is no cross-appeal in relation to (a) and (b). In what one might call an
ordinary personal injury action, proximity is established by the requirement
that there must be reasonable foresight of injury; it matters not that the
injury is physical or psychiatric. But in the case of psychiatric injury
alone, not related to physical injury, or the foreseeability of physical
injury, it must be caused by shock and the shock involves the sudden
appreciation by sight or sound of a horrifying event, which violently agitates
the mind. (see per Lord Ackner in
Alcock
v Chief Constable of S. Yorkshire
[1992] 1 AC 310 at 400-401. The psychiatric injury must be a recognised
psychiatric illness. See per Lord Bridge of Harwich in
McLoughlin
v O’Brien
[1983] AC 410.
41. The
defendants challenge the judge’s finding at para 40(c). In particular Mr
Faulks QC on their behalf submits that the judge was wrong to characterise
what the plaintiff had suffered as an injury. It was the loss of an economic
gain, for which damages were not recoverable. He cited
Van
Oppen v Clerk to Bedford Charity Trustees
[1990] 1 WLR 235. At p261B Balcombe LJ said:
"The
duties imposed upon the school must bear a fair and reasonable relationship to
the activities carried on at the school. The school’s activities are not
designed, nor are they intended (save in an indirect manner) to promote or
protect the pupil’s economic welfare.”
42. In
this appeal much debate has turned on the decision of the House of Lords in the
three education cases,
E
(minor) v Dorset C.C.
,
Christmas
v Hampshire C.C.
and
Keating
v Bromley LBC
,
which were heard together and followed three cases involving social services
which were referred to as the ‘Abuse cases’, the reference being
X
(minors) v Bedfordshire C.C.
[1995] 2 AC 633 (which I shall refer to as
X
(minors
)).
The House of Lords did not consider the question of the nature of the damage.
The point was however considered in the Court of Appeal. Sir Thomas Bingham MR
at p703D said:
"I
should refer to a separate ground advanced for striking out Richard’s
claim. This was that he had suffered no loss which would found a claim to
compensation in tort. Whereas in contract a plaintiff may sue for an
unrealised gain, in tort he can sue only for loss, and it was said that he had
suffered none. I would accept that certain elements pleaded as damage by
Richard (for example, the allegation that he suffered distress and that he is a
shy, diffident person) cannot be compensated in damages, and similar points may
be made about E’s claim that he was “upset.” It is also
quite clear that none of the plaintiffs can recover damages for a congenital
defect. If, however, a plaintiff can show (1) that the adverse consequences of
his congenital defect could have been mitigated by early diagnosis of the
defect and appropriate treatment or educational provision; (2) that the
adverse consequences of his congenital defect were not mitigated because early
diagnosis was not made, or appropriate treatment not given or provision not
made, with resulting detriment to his level of educational attainment and
employability; and (3) that this damage is not too remote I do not regard the
claim for damage to be necessarily bad."
It
is to be noted that the Master of the Rolls does not refer to injury.
43. At
p705H Evans LJ said:
"Two
specific issues are raised as matters of principle. First, that the
allegations of learning difficulties and behavioural problems do not amount to
physical or psychological injury for which the defendants can be held
responsible in law. Rather, it is submitted that the plaintiffs suffer or may
suffer from congenital defects in their learning processes which do not amount
to an injury for which damages can be awarded. In my judgment, this submission
goes to far. If the plaintiffs suffer or have suffered from a pathological or
psychological condition which accounts for the learning difficulties and other
problems which they have experienced, then I can see no reason in principle why
that should not be recognised as a form of injury for which compensation may be
awarded, if the necessary conditions for liability are proved. Whether or not
this is proved will depend upon the evidence to be given at the trial.
The
second objection taken by Mr Tim Kerr for the defendants in Richard’s
case is that damages for the torts alleged by the plaintiffs cannot be awarded,
as he submits, for the loss or non-realisation of an expected gain, or for the
defendant’s failure to confer a benefit upon the plaintiff, as distinct
from causing identifiable damage or loss. There may be much to be said for
this as a general proposition but in my judgment it does not amount to an
invariable rule. It can be tested in this way. The closest analogy to the
duties of care which the plaintiffs allege against a headteacher (Mark’s
case) or an educational psychologist (E’s case) is the admitted duty
which is owed by a school teacher in respect of the physical well-being, health
and safety, of the pupil (
Van
Oppen v Clerk to the Bedford Charity Trustees
[1990] 1 WLR 235), or by a doctor to his patient. If the pupil or the patient
is injured or shows symptoms of a physical illness which the teacher or the
doctor negligently fails to notice or to treat, or to arrange medical treatment
in the case of the teacher, then clearly the damages recoverable in tort as
well as in contract will include compensation for the consequences of that
failure, including the consequences of delay in obtaining proper treatment. If
the submission was correct, it would mean that no damages could be recovered in
tort where the injury or illness became no worse, even though the failure to
treat it or the delay in treating it meant that it was slower to heal or be
cured than otherwise it would have been."
And
at p715H he said:
"At
this point, the issues as to damage and duty overlap. In my judgment, for the
reasons given at the outset, the failure to treat or the delayed treatment of
dyslexia does arguably give rise to a form of injury which can support a claim
for damages for negligence in tort. It follows from this that the school
teacher’s duty to exercise reasonable skill and care to safeguard the
pupil from injury includes a duty to be aware of symptoms which a reasonably
careful parent or a reasonably skilled and careful teacher would regard as
symptoms either or dyslexia or, more generally, of a need for specialist advice."
44. First
of all it is well established that the fact that a court declines to strike out
a particular claim as disclosing no reasonable cause of action does not involve
the converse proposition that the claim did disclose a cause of action when the
facts are established in evidence (see
Morgan
v Odhams Press Ltd
[1971] 1 WLR 1239. It merely means that it is not clear and obvious that the
facts pleaded, which have to be taken as correct, disclose no cause of action.
The passages cited from the judgments in the Court of Appeal in
X
(minors)
were obiter, although coming from such sources were entitled to respect. But I
respectfully disagree with Evans LJ when he refers to the plaintiff’s
damage as an injury and likens it to a physical injury which through neglect is
left untreated. In such a case damages will only be awarded if the injury is
exacerbated by delayed treatment or there is greater or more prolonged pain and
suffering. Dyslexia is not itself an injury and I do not see how failure to
ameliorate or mitigate its effects can be an injury.
45. This
has important consequences. For example the three year Limitation period with
the possible discretionary extension applies only to actions for personal
injury (see s.11 and s.33 of the Limitation Act 1980) and pre-action discovery
and discovery from non-parties are only available in such actions (Supreme
Court Act 1981 s.33(2) and s.34(2), RSC order 24 r.7(A) - see also the related
appeal in
Anderton
v Clwyd C.C.)
.
But in my judgment the fact, as I hold it to be, that it is not an injury is
not conclusive of the fact that damages are irrecoverable. Damages for
economic loss are recoverable in tort provided there has been an assumption of
responsibility to protect the plaintiff from the type of loss sustained (
Henderson
v Merrett Syndicates
Ltd
[1995] 2 AC 145 and
Hedley
Byrne & Co. Ltd v Heller & Partners Ltd
[1964] AC 465). Moreover, I consider that an Educational Psychologist who was
consulted privately by parents concerned at the lack of literacy progress of
their child, could be liable in contract for failing to take reasonable care in
diagnosing dyslexia, if it was in the reasonable contemplation of the parties
that the child would as a result be seriously handicapped in achieving
literacy, as I think it must be. In such a case the parents can be regarded as
acting as agents for the child. Though for reasons which I shall develop later
in this judgment there may be serious difficulties in establishing causation.
46. Accordingly,
I agree with Miss Booth QC that in fact the question is not so much the precise
nature of the loss or damage, but whether the defendant has voluntarily assumed
responsibility to the plaintiff to take care to prevent him or her sustaining
the type of loss or damage claimed. And even though the courts have not
hitherto awarded damages for this kind of loss, that ought not to be conclusive
against the plaintiff’s claim. But it does focus the enquiry on the
second question, namely the existence or otherwise of a duty of care on the
part of Miss Melling in respect of the type of loss or damage claimed.
Duty
of Care
47. Miss
Booth founds the plaintiff’s claim on what was said by Lord
Browne-Wilkinson (whose speech was agreed by other members of the House) in
X
(minors)
when dealing with the education cases at p763E:
"The
claim is that the educational psychologists and other members of the staff of
the defendant authority owed a duty to use reasonable professional skill and
care in the assessment and determination of the plaintiff’s educational
needs. It is further alleged that the plaintiff’s parents relied on the
advice of such professionals. The defendant authority is vicariously liable
for any breach of such duties by their employees.
Again,
I can see no ground for striking out this claim at least in relation to the
educational psychologists. Psychologists hold themselves out as having special
skills and they are, in my judgment, like any other professional bound both to
possess such skills and to exercise them carefully. Of course the test in
Bolam
v Friern Hospital Management Committee
[1957] 1 WLR 582 will apply to them, ie. they are only bound to exercise the
ordinary skill of a competent psychologist and if they can show that they acted
in accordance with the accepted views of some reputable psychologist at the
relevant time they will have discharged the duty of care, even if other
psychologists would have adopted a different view. In the context of advice on
the treatment of dyslexia, a subject on which views have changed over the
years, this may be an important factor. But that said, I can see no ground on
which, at this stage, the existence of a professional duty of care can be ruled
out. The position of other members of the defendant’s staff is not as
clear, but I would not at this stage strike out the claims relating to them.
The
position of the psychologists in the education cases is quite different from
that of the doctor and social worker in the child abuse cases. There is no
potential conflict of duty between the professional’s duties to the
plaintiff and his duty to the educational authority. Nor is there any obvious
conflict between the professional being under a duty of care to the plaintiff
and the discharge by the authority of its statutory duties. If, at trial, it
emerges that there are such conflicts, then the trial judge may have to limit
or exclude any duty of care owed by the professional to the plaintiff. But at
this stage no obvious conflict has been demonstrated."
Miss
Booth submits the Court need look no further. The judge accepted the
submission. I do not agree, having regard to the evidence now before the
Court, that we are bound to find that Miss Melling was under a duty of care to
the plaintiff.
48. In
my judgment the critical question, as Miss Booth accepted, is whether Miss
Melling had assumed or undertaken personal responsibility towards the plaintiff
[to take reasonable care] to assess her educational potential and provide
strategies to improve her position. Apart from the words in brackets, which I
think have to be added, that was Miss Booth’s formulation.
49. It
is important first of all to note that Lord Browne-Wilkinson held that it was
not arguable that the LEA owed a direct duty of care in relation to the
discharge of their statutory functions under the Education Acts of 1944 and
1981, and in particular in relation to the provision for children who have
special needs. Lord Browne-Wilkinson gave three reasons for this at p761E-762B:
"First,
in relation to the special statutory duties imposed by sections 2, 4, 5, and 7
of the Act of 1981, the exercise of the discretions involves the close
participation of the parents who are themselves under a duty to cause the child
to receive “efficient full-time education suitable to his ... ability and
aptitude:” section 36 of the Education Act 1944. The parents are
themselves involved in the process of decision making and can appeal against
decisions which they think to be erroneous. Although in the
Dorset
case the parents availed themselves of all the advantages of the statutory
machinery, in the generality of cases to allow either the parents (on behalf of
the child) or the child when he attains his majority to bring a claim alleging
negligence by the authority in the making of the decision would be to duplicate
remedies. Although in the present case this factor is not directly in point,
if a duty of care is to be held to exist it must apply as much in relation to
actions brought by a parent or child who has not used the statutory machinery
as in the case of parents or a child who have.
Next,
the number of cases which could successfully be brought for breach of such a
duty of care would be very small since, as I have said, it would have to be
shown that the decision impugned was taken so carelessly that no authority
could have reached it. Yet, if a common law duty of care is held to exist,
there is a very real risk that many hopeless (and possibly vexatious) cases
will be brought, thereby exposing the authority to great expenditure of time
and money in their defence. If there were no other remedy open, this is a
price which might have to be paid in the interests of justice. But, in almost
every case which could give rise to a claim for the negligent exercise of the
statutory discretions, it is probable that, as in the present case, there will
be an alternative remedy by way of a claim against the authority on the grounds
of its vicarious liability for the negligent advice on the basis of which it
exercises its discretion: as to which see below."
50. There
are a number of decisions in the United States’ courts where claims for
‘educational malpractice’ have been struck out both against the
public education authority and its individual servants. These cases were not
cited to the House of Lords in
X
(minors
).
In addition to the reasons given by Lord Browne-Wilkinson, other
considerations have weighed with the American courts. In
Peter
W. v San Francisco Unified School District
(1976) 60 Cal.App.3d 867 a claim based both on direct and vicarious liability
for failure to detect the plaintiff’s reading disabilities, the
Californian Court of Appeal said that “classroom methodology affords no
readily acceptable standards of care or cause or injury” (p860);
“there are a host of factors which affect the pupil subjectively from
outside the formal teaching process, and beyond the control of its ministers.
They may be physical, neurological, emotional, cultural, environmental; they
may be present, but not perceived, recognised but not identified” (p861).
51. In
Donoghue
v Copiague Union
(1978) 407 NYS 2d.874, the Supreme Court, Appellate Division, New York, adopted
similar reasoning. In addition the court said at p880 that the educational
enactments “merely require the creation of a system of free common
schools. Their purpose is to confer the benefits of a free education upon what
would otherwise be an uneducated public. They were not intended to protect
against the ‘injury’ of ignorance, for every individual is born
lacking knowledge, education and experience. For this reason the failure of
educational achievement cannot be characterized as an ‘injury’
within the meaning of tort law”.
52. Similar
reasoning was adopted by the Court of Appeals of New York in
Hoffman
v Board of Education of New York
(1979) 49 NY.2d.119. A claim against an educational psychologist was struck
out. See also
Hunter
v Board of Education
(1982) 439A.2d.582. The Court of Appeals in Maryland struck out a claim
against the Education Board, headmaster, a teacher and employee of the board
who performed a diagnostic test. Similar decisions are to be found in
Suriano
v Hyde Park
(1994) 611.NYS.2d.20, Supreme Court Appellate Division, New York, and in Canada
in
Gould
v Regina (East) School Division
(1997) WWR.117 Saskatchewan Court of Queen’s Bench, where the court
followed the American authorities.
53. Although
the House of Lords in
X
(minors)
therefore disallowed the claim against the LEA directly, it considered that an
individual Educational Psychologist or teacher might be liable. This has led
to a proliferation of claims, of which this is the first to succeed. If Miss
Booth’s submissions are correct it is quite clear that the immunity of
the LEA from suit granted for powerful policy reasons will be completely
circumvented. A LEA can only act through its servants or agents; it is
therefore always possible to attribute the alleged failure to one or more
employee or agent of the defendant LEA. The position is well-illustrated in
this case where, in addition to Miss Melling, various of the teachers and
advisory teachers were said to have been negligent. The problem is even more
starkly thrown up in the case of
Anderton
v Clwyd C.C.
where, on an application for pre-action discovery, Mr Bowen said that he
contemplated suing all the teachers who had taught the plaintiff between 1983
and 1990, and for good measure any educational psychologist who might have been
concerned with the plaintiff’s education.
54. In
my judgment, it would be a matter for very great concern if the policy
considerations which led the House of Lords to hold that such actions would not
lie against the LEA direct could be so easily circumvented. I very much doubt
if their Lordships contemplated any such consequence. The result is that the
LEA find themselves, as in this case, contesting a case many years after the
event, when many of the relevant documents are no longer available, and
witnesses cannot be traced. Moreover following the judge’s criticism in
this case about the absence of certain witnesses, the defendant will need to
call almost everyone who had an input into the decision making and teaching.
As this case itself shows, and as the American courts recognise, immensely
complex questions arise on negligence and even more so on causation, especially
where many different professionals are involved.
55. Unlike
the House of Lords in
X
(minors)
,
where the court had simply to accept what was pleaded, we now have the
evidence. For example, Lord Browne-Wilkinson appears to have thought that in
setting up an educational psychology service, the LEA were offering a service
to the public which they could take advantage of, which he likened to a health
authority running a hospital (see 763A-B). It is quite clear that that is not
what the defendants’ psychology service was. It was set up and used by
the LEA to advise it and its other employees on the discharge of its statutory
functions in teaching the plaintiff. It is quite different from, for example,
a Health Authority setting up a clinic where people can come to see doctors and
nurses for treatment. In such a case there would be a direct relationship of
doctor and patient, and an assumption of responsibility to treat him or her.
56. When
considering the position of the psychiatrist and social worker in the abuse
cases in
X
(minors)
Lord Browne-Wilkinson said at p752D:
"The
claim based on vicarious liability is attractive and simple. The normal duty
of a doctor to exercise reasonable skill and care is well established as a
common law duty of care. In my judgment, the same duty applies to any other
person possessed of special skills, such as a social worker. It is said,
rightly, that in general such professional duty of care is owed irrespective of
contract and can arise even where the professional assumes to act for the
plaintiff pursuant to a contract with a third party:
Henderson
v Merrett Syndicates Ltd.
[1995] 2 AC 145;
White
v Jones
[1995] 2 AC 207. Therefore, it is said, it is nothing to the point that the
social workers and psychiatrist only came into contact with the plaintiffs
pursuant to contracts or arrangements made between the professionals and the
local authority for the purpose of the discharge by the local authority of its
statutory duties. Once brought into contact with the plaintiffs, the
professionals owed a duty properly to exercise their professional skills in
dealing with their “patients”, the plaintiffs. This duty involved
the exercise of professional skills in investigating the circumstances of the
plaintiffs and (in the
Newham
case) conducting the interview with the child. Moreover, since the
professionals could foresee that negligent advice would damage the plaintiffs,
they are liable to the plaintiffs for tendering such advice to the local
authority.
Like
the majority in the Court of Appeal, I cannot accept these arguments. The
social workers and the psychiatrists were retained by the local authority to
advise the local authority, not the plaintiffs. The subject matter of the
advice and activities of the professionals is the child. Moreover the
tendering of any advice will in many cases involve interviewing and, in the
case of doctors, examining the child. But the fact that the carrying out of
the retainer involves contact with and relationship with the child cannot alter
the extent of the duty owed by the professionals under the retainer from the
local authority. The Court of Appeal drew a correct analogy with the doctor
instructed by an insurance company to examine an applicant for life insurance.
The doctor does not, by examining the applicant, come under any general duty of
medical care to the applicant. He is under a duty not to damage the applicant
in the course of the examination; but beyond that his duties are owed to the
insurance company and not to the applicant."
57. In
the absence of evidence, the House of Lords considered that there might be a
distinction between the psychiatrist and social worker on the one hand, and the
educational psychologist and teacher on the other. But on the facts of this
case, as now established, I do not think this is a valid distinction. In
particular, Lord Browne-Wilkinson considered that the former were involved in a
multi-disciplinary team and it might be expected that there would be conflict
between them and the parents, whereas these features were not present in the
case of an educational psychologist or teacher. We are told by Mr Faulks that
in the House of Lords these points were not advanced in the education cases,
because the position was not in evidence and not clear from the pleadings. In
my view it is now clear from the evidence that there was a multi-disciplinary
approach, of which Miss Melling’s report and advice was but a part.
There was the input of Miss Meyerhof, the original LEA educational psychologist
to whom the plaintiff was referred at her junior school; then came the CGC,
whose opinions obviously had a powerful influence on Miss Melling and the
thinking of the teachers; and finally decisions at the school were taken by or
as a result of discussions in the Care Committee of whom Miss Melling was only
one member. Other professionals, including Miss Taylor, Miss Murphy and Mrs
Roberts, the Advisory Remedial Teacher, as well as the Deputy Headmaster, Mr
Pellegrini, all of whom were well aware of dyslexia, must have had an input
into the decision-making and advice.
58. Moreover,
I do not think that it is correct to distinguish the position of the social
worker/psychiatrist and educational psychologist/teacher on the basis of
potential conflict in one case and not the other. While it is true that in
some cases the ultimate result may end in care proceedings and the court
removing a child from its parents, the basic relationship of social worker and
parent is one of co-operation. That is the desired aim in the educational
field but, as this case illustrates, conflict can arise between the views of
parents and those of the LEA, its servants or agents. Mrs Phelps was convinced
that the plaintiff should go to a special school. The school and Miss Melling
opposed this. It is now recognised on behalf of the plaintiff that she should
not have been sent to a special school. Moreover, the whole process of
‘statementing’, as many of the cases show, involve conflicts or
differences of view between parents on the one hand and teachers, educational
psychologists and other employees of the LEA on the other.
59. The
judge approached the question of duty as follows:
Under
the heading ‘Duty of Care’ at p29A he said:
"I
therefore approach the issues that I have to decide by asking whether, in a
broad sense, advice was given to the plaintiff through her parents upon which
they were expected to act, whether by making informed choices or by accepting
decisions of the defendants concerning the plaintiff’s education. It was
abundantly clear that Mr and Mrs Phelps were extremely concerned about the
plaintiff’s lack of progress and apparent inability to cope with her
schoolwork."
And
at p29F:
"Mr
Phelps is a comparatively prosperous businessman who, in the event, had the
plaintiff privately tested by Mr Walker. On the evidence, it was clear that Mr
Phelps would not have hesitated to do what he thought best for the plaintiff.
Curiously, although Dr Urquhart told Mr and Mrs Phelps they could get a second
opinion or go elsewhere, and Mr Stafford talks of second opinions and private
assessments, this advice does not appear to have been repeated unequivocally,
nor were the Phelps told that they could take the initiative in obtaining a
statement of special educational needs."
At
p30E he said:
"It
goes without saying that the defendants and the school also relied on her
advice but, in my view, it does not accord with reality or common sense to
regard her as owing a duty only to the defendants. It is obvious that there
would be, as there were, discussions with Mr and Mrs Phelps about what could be
done to help the plaintiff. There was extensive discussion about special
schools and why the plaintiff should not go to one (although this view faltered
in 1988), and, as has already been noted, Mrs Murphy, Mrs Taylor and Mr
Stafford all expected information, the fundamentals of which would derive from
Miss Melling, to be passed on to Mr and Mrs Phelps, who did in fact have a
number of choices and options open to them, although they may have forgotten Dr
Urquhart’s 1982 letter and do not appear to have been told their rights
under the 1981 Act. Accordingly, insofar as the duty owed by an Educational
Psychologist is dependant on giving advice which will be relied on, I find that
such a duty arose."
60. In
these passages the judge did not ask himself the question whether Miss Melling
had voluntarily assumed responsibility for advising the plaintiff through her
parents. Her duty was to advise the school and the LEA. Merely because the
plaintiff was the object of that advice and the parents were told in effect
what the advice was, does not in my judgment amount to such an assumption of
responsibility. Neither Mrs or Mr Phelps could recall meeting Miss Melling,
though they claimed that they relied on her advice as relayed to them by the
school. Miss Melling was doing no more than discharging her duty to the
defendants to enable them to perform their statutory functions. The court
ought to be slow to superimpose on a duty which the employee owed his employer,
the defendants, a further duty towards the plaintiff, in the absence of very
clear evidence that the employee has undertaken such responsibility. In his
submissions in reply Mr Faulks suggested that an example of such responsibility
might be if Mr and Mrs Phelps approached Miss Melling to advise them separately
and independently, or perhaps if a teacher were to give private remedial
lessons out of school. I strongly suspect that if they had asked Miss Melling
so to advise them, she would have declined on the basis that it would be
inconsistent with the duty to her employers. But it is conceivable that she
might have done so in her free time, perhaps charging for her services. But in
such a case she would not be acting in the course of her employment and the
defendants would not be vicariously liable for her tort. In the passage cited
the judge seems to criticise the school or Miss Melling for not telling the
parents their rights under the Education Acts. But I do not think there was
any such obligation on them.
61. In
my opinion what happened here went nowhere near establishing such an assumption
of responsibility to the plaintiff. It was no more than the discharge of her
ordinary duties to the defendants. I derive much assistance from the speech of
Lord Steyn (with whom other members of the House agreed) in
Williams
v Natural Life Foods Ltd
[1998] 1 WLR 830. In that case an attempt was made to make the second
defendant, the managing director and principal shareholder of the first
defendant company, liable in respect of certain statements made in the
company’s brochure, on the basis that the second defendant had assumed
personal responsibility to the plaintiff. The action failed. In discussing
what amounted to an assumption of risk or responsibility, Lord Steyn said at
p835D:
"Two
matters require consideration. First, there is the approach to be adopted as
to what may in law amount to an assumption of risk. This point was elucidated
in
Henderson’s
case by Lord Goff of Chieveley. He observed, at p181:
"especially
in a context concerned with a liability which may arise under a contract or in
a situation ‘equivalent to contract’, it must be expected that an
objective test will be applied when asking the question whether, in a
particular case, responsibility should be held to have been assumed by the
defendant to the plaintiff...”
The
touchstone of liability is not the state of mind of the defendant. An
objective test means that the primary focus must be on things said or done by
the defendant or on his behalf in dealings with the plaintiff. Obviously, the
impact of what a defendant says or does must be judged in the light of the
relevant contextual scene. Subject to this qualification the primary focus
must be on exchanges (in which term I include statements and conduct) which
cross the line between the defendant and the plaintiff. Sometimes such an
issue arises in a simple bilateral relationship. In the present case a
triangular position is under consideration: the prospective franchisees, the
franchiser company, and the director. In such a case where the personal
liability of the director is in question the internal arrangements between a
director and his company cannot be the foundation of a director’s
personal liability in tort. The inquiry must be whether the director, or
anybody on his behalf, conveyed directly or indirectly to the prospective
franchisees that the director assumed personal responsibility towards the
prospective franchisees. An example of such a case being established is
Fairline
Shipping Corporation v Adamson
[1975] QB 180. The plaintiffs sued the defendant, a director of a warehousing
company, for the negligent storage of perishable goods. The contract was
between the plaintiff and the company. But Kerr J. held that the director was
personally liable. That conclusion was possible because the director wrote to
the customer, and rendered an invoice, creating the clear impression that he
was personally answerable for the services. If he had chosen to write on
company notepaper, and rendered an invoice on behalf of the company, the
necessary factual foundation for finding an assumption of risk would have been
absent. A case on the other side of the line is
Trevor
Ivory Ltd v Anderson
[1992] 2 NZLR 517. This case concerned negligent advice given by a one-man
company to a commercial fruit grower. Despite proper application of the spray
it killed the grower’s fruit crop. The company was found liable in
contract and tort. The question was whether the beneficial owner and director
of the company was personally liable. The plaintiff had undoubtedly relied on
the expertise of the director in contracting with the company. The New Zealand
Court of Appeal unanimously concluded that the defendant was not personally
liable. McGechan J., who analysed the evidence in detail, said, at p532, that
there was merely “routine involvement” by a director for and
through his company. He said that there “was no singular feature which
would justify belief that Mr Ivory was accepting a personal commitment, as
opposed to the known company obligation.” That was the basis of the
decision of the Court of Appeal."
62.
So
too in
Capital
and Counties plc v Hampshire CC
[1997] QB 1004, the Fire Brigade’s case, after referring to the passage
from Lord Browne-Wilkinson’s speech cited at paragraph 56, I said at
p1035H:
"In
those instances, the social workers and doctors owed duties to the local
authority or insurance company which were inconsistent with a duty being owed
to the plaintiff. But that is only part of the reason why no duty existed.
There was no undertaking to treat the plaintiff and no assumption of
responsibility to try to effect a cure."
63. In
my opinion the so-called rescue cases provide a valuable, if not precise
analogy. They are concerned with a situation where the plaintiff’s
person or property is in danger or suffer a misfortune such that greater damage
will be sustained unless they are rescued or assisted. In general it is the
public services such as fire brigades, coast guards or police who, pursuant to
their public duty, go to the assistance of such people. In the
Capital
and Counties
case this court held that by so doing, the rescue services did not undertake
responsibility for preventing further harm or assume a duty of care to those
they assisted. The extent of the duty is not negligently to create further
danger or make the plaintiff’s situation worse. The distinction is
illustrated in the case of a doctor. At p1035C, in giving the judgment of the
court, I said:
"Likewise,
a doctor who happened to witness a road accident will very likely go to the
assistance of anyone injured, but he is not under any legal obligation to do
so, save in certain limited circumstances which are not relevant, and the
relationship of doctor and patient does not arise. If he volunteers his
assistance, his only duty as a matter of law is not to make the victim’s
condition worse. Moreover, it is clear that no such duty of care exists, even
though there may be close physical proximity, simply because one party is a
doctor and the other has a medical problem which may be of interest to both."
I
then referred to the passage for
X
minors
already cited at paragraph 56.
In
the rescue cases there is undoubtedly a relationship between the victim and the
rescue service and there may also be foreseeability of deterioration in the
safety of the plaintiff’s person or property if care is not taken. But
there is no proximity in the legal sense because there is no assumption of
responsibility.
64. In
the same way that the House of Lords found that there were strong policy
reasons why a direct duty of care should not be imposed on the LEA, in my
opinion those same policy reasons dictate that it would not be fair, just or
reasonable to impose such a duty on an educational psychologist, such as Miss
Melling, unless it is quite clear that in addition to performing her duty to
her employers, she assumed personal responsibility to the plaintiff; and the
burden is upon the plaintiff to show this. In my judgment it is most
unsatisfactory that the LEA should be made liable by the back door of vicarious
liability, unless this responsibility is clearly established.
65. It
may be convenient to summarise some of those policy reasons:
(1)
there is a serious risk that vexatious claims may be brought, against many
teachers or educational psychologists many years after the relevant decisions
were taken. Documents may well no longer be available; witnesses cannot be
traced. Scarce resources both financial and human will have to be directed
from the proper function of the LEA, which is providing a free education for
all those who wish to avail themselves of it, to fighting such cases.
(2)
The exercise of discretion on the part of the LEA through its servants
involves the close participation of the parents who are themselves under a duty
to cause the child to receive efficient full-time education. The parents are
involved in the process of decision making and can appeal against decisions
they consider erroneous. It is unnecessary to set out the relevant provisions
of the statute again in this judgment. They were set out by Lord
Browne-Wilkinson in
X(minors)
at p756-759. Effectively it comes to this: if the LEA is not maintaining a
statement, the parents can request an assessment of their child’s
educational needs (Education Act 1981 (the 1981 Act) s9(1)). The LEA could
only refuse that request if it was unreasonable. Unreasonableness can be
challenged on judicial review. If the LEA carry out an assessment under s5 of
the 1981 Act but decide not to statement, the parents can appeal to the
Secretary of State (s5(6)). Decisions of the Secretary of State are amenable
to judicial review. If the LEA decided to issue a statement but the parents
disagreed with its contents, they could appeal to the LEA appeals committee,
and thence to the Secretary of State. Likewise if the appeals committee
remitted the case to the LEA and the parents disagreed with the new decision.
If the LEA are maintaining a statement, the parents can ask for a new section 5
statutory assessment if one has not been made in the last 6 months. The LEA
must comply unless the request is ‘inappropriate’ (s9(2)).
Inappropriateness can be challenged on judicial review. Similar provisions now
obtain under the Education Act 1996.
3)
These procedures have the great advantage that they seek to remedy the
situation at the time and when the views of those concerned are fresh and
available for consideration and remedial action can be taken. An action for
damages many years later has all the disadvantages to which I have referred.
Merely because the parents accept the LEA’s decision and do not challenge
it does not mean, in my opinion, that they are relying on the advice of Miss
Melling so as to create a duty of care on her part towards the plaintiff.
(4)
In this case, and no doubt in other such cases, decisions are taken after
consideration of the views of many professionals; in this case the CGC, the
Educational Psychologists, and teachers both ordinary and remedial. It is
likely to be invidious to single out one and make him or her a scapegoat. Yet
if all the professionals who had some input to the decision making and teaching
are sued, that obviously circumvents the immunity of the LEA.
(5)
The question of causation presents enormous difficulties. As was said in the
case of
Peter
L v San Francisco
,
there are a host of factors which affect pupils subjectively. Even with
appropriate treatment some pupils make little or no progress. These problems
were evident in this case and I shall refer to some when I consider the
question of causation.
(6)
The public education system is set up at the tax-payers expense for the
benefit of the public generally. There is a risk of what in a medical context
is called ‘defensive medicine’. In the present context that
involves the possibility of excessive and time consuming testing to guard
against the possible charge of negligence in not doing enough. This can be
wasteful of resources.
66. I
find the reasoning of the American courts, which have extended the immunity in
educational malpractice suits to cover the individual servants or agents of the
education authority, persuasive, though I think in our jurisprudence we should
reach the same result by holding that there is no assumption of responsibility
giving rise to a duty of care in the mere performance by the servant or agent
of his or her duty to the LEA, even though this will inevitably involve a
direct relationship with the child who is the subject under consideration and
the parents are inevitably told what is the outcome of the advice and decisions
made by the LEA or school. Alternatively, it can be put on the basis that it
is not fair, just and reasonable to single out one of a number of professionals
for the imposition of such duty in the absence of a clear assumption of
responsibility on that person’s part going well beyond what is merely the
performance of that person’s duty to the LEA.
67. For
these reasons I have come to the conclusion that the judge was wrong to hold
that Miss Melling was under such a duty of care to the plaintiff; and I would
allow the appeal accordingly.
Breach
of duty
68. In
the light of my conclusion that Miss Melling was not under any duty of care, I
propose to deal as briefly as I can with the issues of breach of duty and
causation. These issues were argued at length before us, the question of
causation in particular illustrates the problems which arise in this sort of
case.
69. The
judge accepted that Miss Melling had done an ACID test and the profile did not
show dyslexia. But he held that because of the discrepancy between the
plaintiffs chronological age and her reading age and her inability to spell her
address, Miss Melling should have gone further. In particular, she should have
done the Bangor test, which would have revealed her dyslexia. Mr Faulks
strongly criticised this finding. He pointed out that none of the experts in
their reports criticised Miss Melling for not using the Bangor test and it was
never put to Miss Melling in cross-examination that she should have done so.
This was not done for the very good reason that it was not part of Miss
Booth’s case that she should have. In my opinion Mr Faulks’
criticism on this point is well founded.
70. Miss
Melling found that there was a discrepancy of four years between the
plaintiff’s chronological and reading ages. Not having found an ACID
profile Miss Melling attributed this to the emotional problems which had been
identified by the CGC. At the trial it was accepted that emotional problems
could not account for so great a discrepancy, though they clearly might have
accounted for some. Was the judge right to hold that Miss Melling was
negligent in accepting that they did account for the discrepancy and not
considering dyslexia further? I have found this a most difficult question. Mr
Faulks submits that the judge’s finding is informed by hindsight. It was
accepted at the trial that Miss Melling was not only entitled, but bound, to
take into account the views of the CGC. Some years earlier Miss Meyerhof had
considered that the plaintiff’s emotional problems accounted for her
learning difficulties, though at that age it would not have been easy or
perhaps even possible to detect dyslexia. As I have already said, it was not
the plaintiff’s case that Miss Melling should have done some further or
other test. It was accepted that the WISC test was the appropriate. The
plaintiff’s case was that Miss Melling should have found an ACID profile,
because all subsequent psychologists found this and the plaintiff was dyslexic
in 1985. But the judge accepted that she had not found this and no criticism
was made of the way Miss Melling carried out the tests.
71. The
judge placed great emphasis on Dr Gardner’s evidence given in response to
a leading question from himself, that in view of the discrepancy in actual and
reading age, he would like to think that he, Dr Gardner, would have carried out
more tests. There is some force in Mr Faulks’ criticism that the judge
put undue weight on this, because Dr Gardner went on to say that he did not
know what Miss Melling’s thoughts were, but there was a suggestion that
at least part of what Miss Melling was thinking was that there was an ongoing
emotional component in the plaintiff’s difficulties. Dr Gardner never
said that it was good practice to carry out further tests or that Miss Melling
was wrong to conclude that emotional problems were an explanation. On the
contrary, he considered that these problems did have an impact on the
plaintiff’s learning difficulties (Dr Gardner’s evidence 25.7.97 -
p22-28).
72. There
is a great temptation in a case such as this for judgment to be informed by
hindsight and to say “we know now that the plaintiff is dyslexic,
therefore she has always been dyslexic, therefore it should have been detected
at 11½”. If there had been no other explanation of the discrepancy
of reading and actual age, this would be legitimate reasoning even in the
absence of an ACID profile. But where there was an alternative explanation
founded on the findings of other professionals in the CGC, albeit we now know
that it could not explain the full discrepancy, it seems to me somewhat harsh
to find that Miss Melling fell below the standard generally to be expected of
an educational psychologist.
73. The
judge also held that Miss Melling was negligent in failing to re-test the
plaintiff at a later date. Mr Faulks criticised this finding. In my judgment
there is force in his submissions. Miss Melling’s continued involvement
was through the Care Committee at which other professionals, well aware of the
problems of dyslexia and who were in regular contact with the plaintiff, were
involved. It seems to me unfair to single out Miss Melling at this stage;
those teachers who came into contact with Mrs Phelps clearly thought, rightly
or wrongly, that her attitude was not helping Pamela. It was her
teacher’s view that the plaintiff had made some progress in the first two
years. In her third year she missed the whole of the Autumn and part of the
Winter term through illness. It would hardly be surprising that she had
difficulty in adjusting after this; it was something which would obviously
cause serious interruption to her teaching, even though she had some home
tuition. There were also substantial absences in the fourth year and even more
so in the last year.
74. I
fully appreciate that the judge had the advantage of hearing and seeing the
witnesses. I would also wish to pay respect to the great experience of the
judge. The finding of negligence is not one of primary fact, but inference from
the facts found. For the reasons I have given, though not without hesitation, I
have come to the conclusion that the judge imposed too high a standard of duty
on Miss Melling.
Causation
75. There
was a great deal of evidence about the nature and appropriateness of special
needs teaching and whether or not the school would have taught the plaintiff
differently even if they had been told by Miss Melling she was dyslexic. The
judge did not analyse this evidence. He contented himself with saying that she
was ‘not taught specifically as a dyslexic because she was not diagnosed
as such’. (Judgment 35C).
76. Mr
Faulks submits that the judge should have analysed this evidence and if he had
done so, it would not have justified his conclusion. He submits that since
liability depends upon the defendants’ vicarious responsibility for Miss
Melling’s tort, which involves both breach of duty and causation, it was
for the plaintiff to prove on balance of probability that the school’s
teaching would have been different and more effective if she had identified the
dyslexia, and that significant improvement in the plaintiff’s literacy
skill would have resulted. Mr Faulks submitted that on the evidence the
plaintiff failed to establish this. I agree with Mr Faulks that that is what
the plaintiff had to prove. Moreover, it was not sufficient to show that if
they had known she was dyslexic the school
ought
to have taught her differently and more effectively; it is necessary to show,
on balance of probability, that they
would
have done so.
77. In
support of his submission Mr Faulks relies inter alia on the following matters:
(a)
It was common ground that the appropriate teaching for dyslexics was the
multi-sensory
technique with over-learning.
(b)
The plaintiff received 20-25% withdrawal from mainstream classes for
small
group or one-to-one tuition. Dr Gardner considered that even by today’s
standards
this would be considered substantial.
(c)
It was the evidence of Mrs Taylor that the basis of all the teaching within
the
Special Needs Department was the multi-sensory and over-learning
approach
advocated in ‘Alpha to Omega’, a book which the experts on both
sides
agreed was one of the best available for teaching dyslexics.
(d)
The plaintiff’s exercise books evidenced application of the multi-sensory
techniques
and use of Alpha to Omega. These books only represented a small
part
of the work done by the plaintiff at the school, others not being available.
But
I got the impression that they did represent the bulk of the exercise books
in
the Special English teaching.
(e)
The mathematics teaching provided relied little on the written word.
(f)
Drama and computer teaching which the plaintiff received was appropriate.
(g)
Dr Gardner considered that the foundation course in which the plaintiff was
enrolled
in her 4th year was appropriate for a child with the plaintiff’s learning
difficulties.
(h)
It was Dr Gardner’s opinion that the remedial treatment provided to the
plaintiff
was reasonable by the standards of the time.
(i)
It appeared to be the evidence of Mr Stafford and Mrs Taylor, the latter of
whom
at any rate was very familiar with the technique of teaching dyslexics,
that
the school would not have adopted any different approach to that which
they
did, even if they had known she was dyslexic.
78. The
judge rejected the submission that the teaching would have been no different.
He said at p40A:
"It
was suggested that even if the plaintiff had been diagnosed in 1985 she would
not, in the circumstances of knowledge and practice at the time, have been
taught differently. I do not accept this. All concerned were aware of Dr
Hornsby’s book and methods. Mrs Taylor said that a programme of learning
would have been tailored to an individual student. Mr Rodrigues was clearly
thinking in terms of an individual programme being possible. I accept that the
techniques of teaching dyslexics have moved on during the last ten years, but I
find that had the plaintiff been diagnosed, she would have been specifically
taught as a dyslexic following Dr Hornsby’s methods and have made greater
progress towards literacy as she has done with Mrs Laluvein. In addition, both
she and her parents would have had the advantage (that only came in 1990) of
knowing what her difficulty was and what might be done to mitigate it. What
the extent of such progress would have been is a matter of speculation.”
79. Once
again I have had considerable doubt whether the judge was justified in finding
that the teaching would have been different. But there was a considerable
amount of evidence from Dr Conn, Miss Laluvein and Mr Watling to the effect
that although the plaintiff’s exercise books showed evidence of a
multi-sensory approach, it was not sufficiently structured and some work
appeared to be confusing to a dyslexic because too many vowel sounds were being
taught at the same time. Mrs Taylor gave an explanation of this, which it
seems the judge did not accept. It was the opinion of the plaintiff’s
witnesses I have just referred to that while the teaching was suitable for slow
learners, it was not specifically tailored for dyslexics. Dr Gardner
recognised that not all the teaching was multi-sensory or wholly structured.
It is unfortunate that Mrs Murphy, who is the teacher primarily concerned with
the plaintiff, was not available to give evidence. But in the end I have come
to the conclusion that there was evidence upon which the judge was entitled to
conclude that a somewhat more structured approach would have been adopted.
80. The
real difficulty however on causation, was for the plaintiff to show that if
such approach had been adopted it would have made a real difference to her.
The judge himself said in the last sentence of the passage I have quoted in
paragraph 78, that the extent of such progress is a matter of speculation.
That is not sufficient for the plaintiff to discharge the burden of proof upon
her. It seems to me to be impossible to say that on balance of probability
whether, if the teaching had been more structured than it was, it would have
made a measurable difference. It is impossible to know what effect the
emotional factors may have been having on the plaintiff. Dr Gardner considered
that they interacted with the dyslexia. The plaintiff’s reading age was
already 4 years behind when she saw Miss Melling. There was a long way to make
up. It does not follow that because the plaintiff made some progress with Miss
Laluvein (though the extent of the progress was very much in dispute) she would
have done so at 12. Not infrequently children entering puberty have difficulty
in learning. Even such matters of lack of rapport with a teacher, especially
in a small class, may have a significant impact. Her prolonged absences in her
third and fifth years must have had an effect on her schooling. Some of these
absences were due to genuine organic conditions. It was not established that
all the others were due to a psychological reaction to her literacy failings,
though it is possible that this played a part. These are all imponderable
matters. They are well recognised in the decisions of the American courts.
81. It
may be possible in a case where there are no pre-existing or concurrent
emotional problems and where no special teaching or wholly inappropriate
teaching is given, to say that if it had been, as a matter of probability a
child’s reading and spelling would have improved by a quantifiable amount
over a period of time. In my judgment it was quite impossible to do so here
with any confidence. The judge’s difficulty is illustrated by his
assessment of damages. At p40F he posed three situations to be considered, the
first factual, the other two hypothetical:
1.
The plaintiff as she is now.
2.
The plaintiff as she may be in two or three years time
3.
The plaintiff as she might have been if diagnosed in 1985.
It
does not seem to me that the judge ever gave an answer to the third question.
Indeed his conclusion, which I have referred to in the passage cited in
paragraph 78 and especially the last sentence, that it was a matter of
speculation as to what progress she would have made, which immediately precedes
the questions at p40F, indicates that it could not be answered as a matter of
probability.
82. In
the light of my conclusion on liability, I do not find it necessary to consider
the question of quantum. But it is far from clear how the judge reached his
figures for future loss of earnings and general damages or what factors he took
into account. It is difficult to resist the conclusion that he simply plucked
a figure out of the air. One cannot blame him; in my view the task was
virtually impossible.
83. For
these reasons I would allow the appeal and enter judgment for the defendants.
LORD
JUSTICE OTTON:
1. I
have had the opportunity to read the judgment of Stuart-Smith LJ in draft. I
gratefully adopt his analysis of fact and law. The fact that the House of
Lords declined to strike out particular claims as not disclosing a reasonable
cause of action does not involve a converse finding that those claims did
disclose a cause of action (see
Morgan,
v Odhams Press Ltd
[1971] 1 WLR, 1239). Having carefully studied what Lord Browne-Wilkinson said
in
X
(Minors)
and in particular at pages 741 C-D and 763 G-H, I am of the view that it is
open to this Court, having reviewed the evidence to decide that the plaintiff
has not shown that Miss Melling assumed responsibility to her to take care to
prevent her from sustaining such loss or damage as may be recoverable.
Similarly it would not be fair, just or reasonable to single out the
Educational Psychologist from the multi-disciplinary team and to impose such a
duty upon her. I wish only to add a few comments by way of emphasis and with a
view to assisting those involved in a considerable number of cases which are
said to be awaiting the outcome of this case. It would be wise for those who
contemplate instituting or pursuing such claims to be aware of the formidable
obstacles which they face in order to avoid or reduce the chances of ultimate
disappointment.
2. Two
questions arise on the issue of Causation:
(1) If
a diagnosis of dyslexia had been made would the plaintiff have been treated
differently than she in fact was;
(2) If
further treatment had been given what would have been the probable level of
attainment, i.e. the outcome.
3. The
manner in which the learned Judge approached causation can be discerned from 3
passages.
"The
short point is that the Plaintiff was not taught specifically as a dyslexic
because she was not diagnosed as such."
and
his conclusions:
"All
concerned were aware of Dr Hornsby’s book and methods. Mrs Taylor said
that a programme of learning would have been tailored to an individual student.
Mr Rodrigues was clearly thinking in terms of an individual programme being
possible. I accept that the techniques of teaching dyslexics have moved on
during the last ten years, but I find that had the Plaintiff been diagnosed,
she would have been specifically taught as a dyslexic following Dr
Hornsby’s methods and have made greater progress towards literacy as she
has done with Mrs Laluvein. In addition, both she and her parents would have
had the advantage (that only came in 1990) of knowing what her difficulty was
and what might be done to mitigate it. What the extent of such progress would
have been is a matter of speculation."
4. Mr
Edward Faulks QC submits that the Learned Judge erred in holding it unnecessary
to review the evidence as to whether or not the defendant would have received
tuition of a different nature had she been correctly diagnosed. The weight of
the evidence was that the tuition received by the plaintiff was the same as
that which she would have received even had a diagnosis of dyslexia been made.
5. I
accept Mr Edward Faulks’ primary contention that it was necessary for the
judge to review this evidence in order to make a finding as to whether or not
the fact that Ms Melling did not diagnose dyslexia had any causative effect.
That he did not do so calls into question his conclusion that she would have
been taught differently. Merely to state ‘the short point is that the
plaintiff was not taught specifically as a dyslexic because she was not
diagnosed as such” was not a proper or sufficient basis upon which to
address this issue.
6. However,
I am unable to accept Leading Counsel’s second limb of the argument that
on a proper consideration of the evidence the Learned Judge ought to have
concluded that the nature of the provision made for the plaintiff would not
have been materially different had the diagnosis been identified. Counsel on
both sides took us to extensive passages in the evidence. I have come to the
conclusion that there was evidence before the Learned Judge which entitled him
to reach the conclusion a diagnosis would have resulted in an individualised
programme centred on multi-sensory techniques with over-learning. The special
needs staff were aware of the appropriate methods for dyslexics, it had the
requisite knowledge and experience to teach using a proper structured
multi-sensory approach. The evidence supported a conclusion that they did not
do so. The contemporaneous documentary evidence included some school books
retained by the plaintiff which indicated to the experts (notably Mrs Laluvein)
that a properly structured approach was not employed. Although based on the
Hornsby “Alpha and Omega” teaching method it was not fully
implemented but modified in such a way that it was appropriate for children
with conventional reading difficulties but confusing for dyslexics. Accordingly
I am satisfied that the Learned Judge’s finding that she
would
have been taught differently is justified.
7. In
some cases the Judge may be required to consider the nature of the provision
which was being made available to dyslexic children in other LEAs at the
relevant time. The picture elsewhere is relevant to the question of whether or
not the plaintiff in fact received an education appropriate for a dyslexic
child, as judged by the standards of the time. In the present case the only
expert to consider this point was Dr Gardner on behalf of the defendants and
whom the Learned Judge found a particularly impressive witness. His evidence
was that the tuition provided by the defendant to the plaintiff compared
favourably with that provided by other LEAs at the relevant time when there was
a widespread reluctance by LEAs to acknowledge or designate dyslexia as a
special need. The provision by Hillingdon LEA at Pamela’s school was not
out of step with other providers. He wrote:
"...,
a number of LEAs do now have provision for dyslexic children in units which the
child can attend for part or all of the day. In recent years, Hillingdon
Borough itself has implemented recommendations for children with specific
learning difficulties including dyslexia. ....... In my experience of LEAs
across the country. Hillingdon’s initiatives in this area were
approximately contemporaneous with similar developments in other LEAs.
......:
very few LEAs have such specialist full-time provision and certainly did not
have at the time of Pamela’s school career. It is only in very recent
years that most LEAs have even contemplated setting up units for dyslexic
children within mainstream schools.
......,
the principle of educating children with specific learning difficulties (and
considerably more without special specific learning difficulties but with other
educational disabilities) was well established within Hillingdon Borough."
8. In
my view this evidence (if accepted) would have been sufficient to justify a
conclusion that the defendants would not have been negligent in their provision
of education for Pamela.
9. As
to the second issue of causation, the Judge in an early part of his judgment
when dealing with the nature of dyslexia said:
"It
is an inborn condition. It has been described as the result of a neurological
dysfunction or cognitive defect but the actual cause is unknown. It is not
curable but with appropriate teaching and support those with SpLD can be helped
to achieve higher levels of literacy than would otherwise have been the case
and, by understanding their condition, to develop techniques for mitigating its
effects. However, the degree to which people with SpLD can be helped varies
widely: some, sadly, make little progress at all."
10. In
the second of the passages cited supra the Judge recognised the difficulty of
predicting with any accuracy what the probable level of attainment would have
been if the appropriate treatment had been provided. He acknowledged
“what the level of progress would have been is a matter of
speculation”. He had earlier recorded:
"It
is quite impossible to make any specific findings as to the plaintiff as she
might have been. I have commented that to attempt to do so is to enter deeply
into the realms of hypothesis. Clearly, she would be somewhat, perhaps
substantially, more literate that she is now. She would probably have greater
self-confidence and self-esteem which would improve her employment prospects.
Whether she could ever have become a computer operator I regard as pure
speculation."
I
regret that I am unable to accept that the plaintiff succeeded in proving that
there was any deficit which was attributable to the failure to diagnose, or
which would not have been present had appropriate education been given. I
would allow the Appeal on this ground also.
11
Although
he dismissed the claim for past loss of earnings for lack of evidence he went
on to award £25,000 for loss of future earning capacity. However, he
awarded £25,000. He did so by adopting the approach in
Blamire
v South Cumbria Health Authority 1993 PIQR Q1
.
and arrived at a lump sum representing the loss of opportunity:
".....
to earn at a higher rate than that which the Plaintiff is now able to command
(if fit and willing) or may be able to command after two or three years further
tuition and education. The uncertainties are so great that any award must be
extremely modest."
12. McCullough
J found that before her accident Ms Blamire was employed as a nurse, and that
but for the accident she would have pursued a lifelong career in her chosen
profession. As a result of her injuries she would probably have to work as a
secretary, that it would be significantly more difficult to obtain such work
and that it was reasonable to expect some recurrence of back trouble during her
working life. Accordingly the Learned Judge declined to apply the conventional
multiplier/multiplicand approach as inappropriate given the number of
imponderables, considered the matter globally and assessed the present value of
the future financial loss at £25,000. His decision and reasoning were
confined by the Court of Appeal.
13. In
my judgement the present case is distinguishable. McCullough J had some
established historical facts upon which to base his award. He also had the
benefit of a probable future work pattern with a chosen profession. Neither of
those factors are present here. There is no history of employment, and the
future is entirely speculation. Accordingly there is no justification for
applying either the global or the conventional approach.
14.
Any plaintiff with a congenital condition faces formidable difficulties in
proving a causal link between failure to diagnose and/or to treat appropriately
and outcome, particularly in relation to future earning capacity. The burden
of proof was on the plaintiff; it was not discharged. Thus I have to conclude
that the Learned Judge was in error in making any award under this head.
LORD
JUSTICE TUCKEY: I agree that this appeal should be allowed for the reasons
given in both judgments.
Order:
Appeal
allowed with costs; order nisi against
Legal
Aid Board with nil contribution;
application
for leave to appeal to the House
of
Lords refused.