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Woods, R (on the application of) v Derbyshire County Council [1997] EWCA Civ 971 (7th February, 1997)
URL: http://www.bailii.org/ew/cases/EWCA/Civ/1997/971.html
Cite as:
[1998] Env LR 277,
[1997] JPL 958,
[1997] EWCA Civ 971
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QUEEN v. DERBYSHIRE COUNTY COUNCIL EX PARTE DAVID GEORGE WOODS [1997] EWCA Civ 971 (7th February, 1997)
IN
THE SUPREME COURT OF JUDICATURE
FC3
96/6241/D
IN
THE COURT OF APPEAL (CIVIL DIVISION)
ON
APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S
BENCH DIVISION
DIVISIONAL
COURT
(MR
JUSTICE HARRISON
)
IN
THE MATTER OF AN APPLICATION FOR LEAVE TO MOVE
FOR
JUDICIAL REVIEW
Royal
Courts of Justice
Strand
London
WC2
Friday,
7 February 1997
B
e f o r e:
LORD
JUSTICE BUTLER-SLOSS
LORD
JUSTICE BROOKE
SIR
JOHN BALCOMBE
-
- - - - -
THE
QUEEN
-
v -
DERBYSHIRE
COUNTY COUNCIL
EX
PARTE DAVID GEORGE WOODS
-
- - - - -
(Computer
Aided Transcript of the Palantype Notes of
Smith
Bernal Reporting Limited, 180 Fleet Street,
London
EC4A 2HD
Tel:
0171 831 3183
Official
Shorthand Writers to the Court)
-
- - - - -
MR
ANDREW GILBART QC & MR WILLIAM BIRTLES
(Instructed by Tyndallwoods, Birmingham, B15 3BE) appeared on behalf of the
Applicant
MR
JOHN HOBSON
(Instructed by Deputy Chief Executive and Head of Legal Services, County Hall,
Matlock, Derbyshire) appeared on behalf of the First Respondent (Derbyshire
County Council)
MR
GERARD RYAN QC & MR DOUGLAS EDWARDS
(Instructed by Glossops, Chesterfield, S40 1LQ) appeared on behalf of the
Second Respondent (Fitzwise Limited)
-
- - - - -
J
U D G M E N T
(As
approved by the Court
)
©Crown
Copyright
LORD
JUSTICE BUTLER-SLOSS: I will ask Brooke LJ to give the first judgment.
LORD
JUSTICE BROOKE: This renewed application for leave to apply for judicial
review relates to a very major scheme for the development of land south of
Chesterfield in the valley of the River Rother, in Derbyshire. The development
site embraces 410 acres, about 40% of which is severely contaminated, and the
scheduled overall timescale of the development is just under three and a half
years. The developers Fitzwise Limited (“Fitzwise”) made four main
development proposals - to extract 473,000 tonnes of opencast coal; to reclaim
the former Avenue Coke Works and bury contaminated material from those works in
one of the opencast voids; to restore the land to agriculture, amenity and a
landform capable of use for industrial development; and to construct a road and
bridge linking the A61 and the B6038 roads.
Their
application for planning permission was lodged with the Derbyshire County
Council (“the Council”) on 20th March 1995, and the decision which
is impugned in these proceedings was made over a year later, on 29th April
1996, by its Planning and Countryside Sub-Committee. The sub-committee
approved the greater part of the proposals, subject to detailed conditions and
the making of a section 106 agreement (whose terms have not yet been finally
negotiated), but it rejected the proposals so far as they related to a small
part of the site, which is close to the home of the applicant, Mr Woods, and to
his children’s schools.
Mr
Woods lives in Grassmoor, Chesterfield, about 800 metres from the former Coke
Works site. He is in receipt of incapacity benefit, because he is in poor
health, and his three young children go to local schools. His eldest son
suffers from asthma, as does his father-in-law, who lives much closer to the
site. Mr Woods’s house lies to the south-east of the site, and he says
that the prevailing wind blows in his direction from the site about five days
out of seven, although we were shown technical evidence which puts this
contention very much in issue. He is concerned with the effect of noise, dust
and vibration from the proposed works on his and his family’s health and
on the amenities of their life.
For
the purposes of this application for leave the proposed respondents, who are
Fitzwise and the Council, took no substantial point on Mr Woods’s
standing to make this application, although they wished to reserve their
position on this point for the substantive hearing, if leave is granted by this
court. (See
Inland
Revenue Commissioners v National Federation of Self-Employed Businesses Ltd
[1982] AC 617 per Lord Diplock at pp 643-4). Mr Ryan argued that a local
citizen is not entitled to challenge the grant of planning permission by way of
judicial review even if he can disclose an error of law in the way it was made
and can also show that he and his family would be detrimentally affected, so
far as their health is concerned, if the grant of permission is not quashed,
but I did not consider that this was one of his best points, and he did not
press it very hard. See, for instance,
R
v Canterbury City Council ex p Springimage Ltd
[1993]
3 PLR 58 at p 61, and
R
v King’s Lynn BC ex p Bolam
[1995]
JPL B 53.
Mr
Woods applied very promptly, on 16th May 1996, for leave to apply for judicial
review of the Council’s decision, and his application was dismissed by
Harrison J a week later following a two-day hearing. He now renews his
application to this court, and Mr Hobson and Mr Ryan have argued that in the
particular circumstances of the case he faces a higher threshold of arguability
than is normally applicable to renewed
ex
parte
applications of this type. He must establish that his case “is not
merely arguable but is strong; that is to say, is likely to succeed” (per
Glidewell LJ in
Mass
Energy Ltd v Birmingham County Council
[1994] Env LR 289 at pp 307-308). The reason for this, they say, is that (i)
we have heard detailed
inter
partes
argument; (ii) there is unlikely to be a substantially greater number of points
taken at the substantive hearing than are taken at the
inter
partes
hearing; and (iii) that the interests of both of them would be prejudiced by
continued uncertainty as to the lawfulness of the decision under challenge -
Fitzwise because they wish to proceed with the development on which they have
invested a substantial amount of up-front costs, and the Council because one of
the aims of the development is to achieve at an earlier date than might
otherwise be possible the pre-existing planning goal of making this land
available for industrial use. Mr Gilbart argues on the other hand that he
should only be required to show a reasonable prospect of success: in
particular, further evidence would be needed at an
inter
partes
hearing to establish what happened at the sub-committee’s meeting and in
particular what matters were and were not taken into account and discussed
during the course of that meeting. He accepts that the effect of a full
inter
partes
hearing is to make it easier for the Court to form a judgment of the prospect
of success. For my part, in what is essentially a discretionary matter, I
would adopt on the facts of this case an approach that is somewhere between the
two that are advocated by opposing counsel, but in the event I do not consider
that anything turns on this distinction.
The
development proposal which is under challenge is of a type mentioned in
Schedule 2 to the Town and Country Planning (Assessment of Environmental
Effects) Regulations 1988 (“the Assessment Regulations”). This
means that an environmental statement (see Schedule 3) had to be lodged with
the application, and that the application had to be publicised by local
advertisement and site display in the manner required by Article 12B(3) of the
Town and Country Planning General Development Order 1988 (now Article 8 of the
Town and Country Planning (General Development Procedure) Order 1995). The
appropriate publicity (including the posting of site notices) was given to the
proposal at about the end of March 1995. The regulatory scheme obliged the
Council to take account of representations made in response to such publicity
if such representations were made reasonably quickly (see Article 22A of the
1988 Order; now Article 19 of the 1995 Order), but this prescribed period for
receiving representations had been completed by about 20th April 1995, over a
year before Mr Woods’s very detailed representation reached the Council.
Mr
Hobson has pointed out, correctly, that the extensive consultation exercise the
Council in fact undertook, which is described in the papers before the court,
went well beyond the minimum required of it by statute. It conducted formal
consultation with a considerable number of relevant national and local
statutory authorities (see Article 18 of the General Development Order 1988 for
the minimum requirements) and other bodies, and it also arranged several public
meetings: the minutes of the last of these meetings (which Mr Woods attended),
on 29th February 1996, were placed before the sub-committee: they are also now
before the court.
It
was on the following day that his solicitors first contacted the Council.
Despite the lateness of his appearance as an objector, the Council’s
solicitor made it clear, by a letter dated 16th April 1996, that the Council
would take into account any material representations he might wish to make, and
on Friday 26th April 1996 his solicitors posted to the Council a 20-page letter
of objections, which was accompanied by two reports by experts, 16 pages and 8
pages long respectively, and two Opinions of junior counsel relating to
different aspects of the legality of the proposals, which covered another 14
pages. They also sent the technical reports by fax to the relevant Council
officers that day, and copies of all these documents, including the
solicitors’ letter, were delivered by hand to each member of the
sub-committee two days before their meeting. Members had also been supplied
with a very long, detailed, report from the Council’s Chief Planning and
Highways Officer which has quite rightly been described by counsel as a model
of its kind.
One
of the reasons for the late delivery of Mr Woods’s representation was
that the Environmental Statement sought by his solicitors on 1st March 1996 is
a massive document, when all its appendices are taken into account, and a copy
was not finally supplied to them by Fitzwise, at the Council’s request,
until 22nd April. It is not suggested that Fitzwise did not comply
satisfactorily with their obligations under the Assessment Regulations to make
a sufficient number of copies of the statement available for inspection long
before Mr Woods’s solicitor appeared on the scene, and they, perhaps
understandably, took some time to produce this additional copy. At all events,
the extreme lateness of the arrival of his representation was not, to that
extent, Mr Woods’s or his advisers’ fault.
The
sub-committee’s deliberations started with an opening two-hour session at
the Grassmoor Methodist Hall, when it received presentations from Fitzwise and
from representatives of the three local parish councils, who all objected to
the scheme, and permitted a discussion of relevant issues. This was followed
by a site visit during which the merits of the proposal were viewed from
various locations. The day was completed with a reconvened meeting at Matlock
which lasted about an hour, at the end of which members decided to accept the
Chief Officer’s recommendations. Available to the sub-committee was not
only the original Environmental Statement, supplemented by other information
the Council had required Fitzwise to produce, but also the observations of the
various pollution control authorities the Council had consulted, including Her
Majesty’s Inspectorate of Pollution, the North East Derbyshire District
Council Environmental Health Officer, and the National Rivers Authority. Those
authorities were generally content with the way the Council was approaching the
matter, and, apart from the Environmental Health Officer, had no separate
points to raise on their own account.
In
dismissing the application the judge was of the opinion that the consultation
exercise, looked at as a whole, could not in the circumstances be said to be
unfair. He said that if the applicant had raised important new issues which
the sub-committee had treated as cavalierly as Mr Woods had suggested in his
affidavit he would have had little difficulty in concluding that leave should
be granted. As it was, he considered that no important new issues had been
raised and the Council’s consideration of the application could not be
impugned. At the end of the day, he said, most of the matters raised by Mr
Woods related primarily to matters of judgment, and the challenge to the way
the Council exercised its judgment raised no properly arguable case warranting
the grant of leave.
On
the renewal of Mr Woods’s application in this court, Mr Gilbart has
narrowed his range of challenge. I for my part am indebted to him for the
clarity and conciseness of his submissions, and for his admirable willingness
to drop points when he realised that they were no longer properly arguable.
Since standing was not seriously in issue at this stage, the points he raised
were three in number: whether the Council gave adequate consideration to the
representations made to it by the applicant and other objectors; whether it
failed to take into account four specific issues which he identified as giving
rise to material considerations, including relevant aspects of guidance on
national policy; and whether it considered and interpreted correctly national
policy as set out in Minerals Planning Guidance Note 3, paragraphs 60-61. The
first two of these points are to a considerable extent bound up with each
other. It is, of course, common ground that in determining a planning
application a local planning authority must have regard “to the
provisions of the development plan, so far as material to the application and
to any other material considerations” (Town and Country Planning Act
1990, s 70(2)).
In
his well-known judgment in
Bolton
MBC v Secretary of State for the Environment
[1991] 6 P&CR 343 Glidewell LJ at pp 352-3 gave useful guidance about the
expression “a material consideration” when it is found in a
planning context. First, the decision maker ought to take into account a
matter which might cause him to reach a different conclusion to that which he
would reach if he did not take it into account (“might” in the
sense of a real possibility); and secondly, there is a distinction between
material matters which statute obliges the decision maker to take into account,
and those which arise from the nature of the decision and its subject matter:
in the latter case, in the event of a challenge, it is for the court to decide
if they should have been taken into account.
The
first part of this guidance contains an echo of the language used by Parliament
in 1906 when it codified the principles of the common law that governed the
non-disclosure of material circumstances in relation to contracts of marine
insurance. Section 18(2) of the
Marine Insurance Act 1906 reads: “Every
circumstance is material
which
would influence the judgment
of a prudent insurer in fixing the premium, or determining whether he will take
the risk” (emphasis added). The House of Lords has recently held that in
this context a material circumstance is one
that
would have an effect on the mind of
such
an insurer: it is not necessary to show it would have had a decisive effect (
Pan
Atlantic Insurance Company Ltd v Pine Top Insurance Ltd
[1995] 1 AC 501). Mr Ryan helpfully suggested that for a consideration to be
material in a planning context, it must raise an issue relating to land use
of
sufficient importance to justify consideration by the deciding authority
.
If
Mr Woods’s representations had been “duly made”, they would
have constituted part of the environmental information the authority was bound
to take into consideration before making its decision (see Regulation 4(2) and
the definition of “environmental information” in Regulation 2(1) of
the Assessment Regulations). The reference to a representation being
“duly made” must, in my judgment, mean a representation made within
the time prescribed by the regulations then current (see
Middlesex
County Council v Minister of Housing and Local Government
[1953] 1 QB 12 at p 18). Since they were not made in time, it will be for the
court to decide whether the Council ought to have had regard to any of Mr
Woods’s points, although the lateness of their arrival might be a
relevant factor to bear in mind when considering, as a matter of discretion,
whether leave should be given.
I
can dispose of three of the four specific issues raised by Mr Woods quite
quickly. The first was dust control. Fitzwise had commissioned a report from
consultants describing the likely environmental impact of dust associated with
the proposed development, and recommending measures which should be taken to
reduce any disturbance caused by dust. The nature of this issue, and the
advice which members received from the Chief Planning Officer about it, were
set out by him on pp 40-41 of his report in these terms:
“Dust
emissions from opencast sites largely arise from the handling of large volumes
of overburden on site and the movement of dump trucks and other plant on
internal haul roads. The recognised methods employed to control dust include
the damping down of working areas and haul roads and the seeding of topsoil and
overburden mounds to prevent wind blow. Inevitably, some dust will leave the
site however fastidiously such methods are employed and lead to concerns from
surrounding communities. The applicant’s consultants have recommended
the adoption of an extensive list of dust control measures and it is generally
recognised that detailed monitoring of the site and good site management are
the best approach to ensuring the potential for dust nuisance is minimised.
Excavation, handling and backfilling into the containment cell of the
contaminated material could result in the possible release of contaminated dust
into the atmosphere during this phase of the site development. Subject to the
employment of the control regime recommended by the Environmental Health
Officer and other pollution control bodies, which would be incorporated into
conditions if planning permission is granted, the contaminants are unlikely to
be of sufficient concentration to pose a health risk”
Mr
Gilbart’s main attack on the Council related to its failure to take into
consideration the chemical content of the dust that would be raised,
particularly during the course of demolition, waste handling and ultimate
landfilling. However, after he had heard Mr Hobson explain the nature of the
conditions which had been imposed by the Council to deal with this matter, he
quite rightly abandoned his challenge under this head and I need say no more
about it.
The
second issue of this type related to vibration. Here Dr Down, who was one of
the experts retained by Mr Woods, was concerned that some properties would be
affected by vibration, and that the impact of vibration was not assessed in the
Environmental Statement. Although blasting was not proposed, the operation of
large-scale diesel plants 12 metres from occupied property was likely to give
rise to ground vibration, he said, and probably to “air blast”
airborne vibration from exhaust pulsation.
The
Council’s comment on this criticism was that neither Dr Down nor Mr Woods
suggested anywhere that there would in fact be any adverse impact to Mr
Woods’s or any other property resulting from vibration. Mr Ryan added
that the only operations which were predicted to occur 12 metres away from the
property to which Dr Down referred were limited to the construction of a
screening bund and were unlikely to be of more than a few days’ duration.
Mr Gilbart did not press this point in oral argument, and it does not seem to
require any further elaboration from me.
The
third issue of this type was that the Council did not take account of other
possible courses of action whereby the Coking Works land might have been
reclaimed without the environmental disbenefits which would inevitably flow
from the opencast mining side of the proposals. Mr Woods’s solicitor had
suggested that in due course funds from at least two sources (either English
Partnerships or a European body known as RECHAR) might be available for the
reclamation of this site. If such money were available, this consideration
would affect the weight which could reasonably be placed on the benefits
flowing from the proposal.
The
context in which this submission was made can only be understood by reading the
part of his report in which the Chief Planning Officer dwelt on some of the
positive aspects of Fitzwise’s proposal. He referred to the continuing
contamination of the local groundwater and the River Rother and the eyesore, 68
hectares in area, represented by the derelict works, and he wrote
enthusiastically about the strategic possibilities that would be opened up if
these reclamation works were carried out in the manner Fitzwise was proposing.
He said he considered that the early removal of the existing obstacles to the
redevelopment of the Avenue works would be a significant boost for the economic
potential of the Chesterfield and North-East Derbyshire area.
Mr
Hobson, for the Council, observed that at the end of April 1996 the possibility
of a subsidy for the reclamation works was a matter of great uncertainty. In
the circumstances he said that the judge was right when he held that in taking
the view that the benefits of the composite scheme outweighed its disbenefits,
the sub-committee was “perfectly entitled to opt for the certainty of
early remediation backed by a bond from the willing developer rather than leave
it to the uncertainty of the future”. Although Mr Woods’s
solicitor has sworn a further affidavit about the matter, the possibility of
alternative sources of financial aid for reclamation is still clouded by
uncertainty and even if it was not, Mr Hobson argued that his clients were
perfectly entitled to take the view they adopted last April. Mr Ryan
complements this argument by adding that in the light of the prevailing
uncertainty about such a possibility, it would have been inappropriate for the
Council to have taken the possible involvement of either of these bodies into
account. I agree.
The
fourth, and most substantial issue raised by Mr Woods relates to the standard
by which the level of noise associated with the proposed development should be
controlled. According to Dr Down the position here is that in relation to
opencast coal operations the relevant Mineral Planning Guidance (MPG 11)
covers, in effect, a period between April 1993 and April 1998. Because the
proposed opencast mining operations were to last until at least the end of
1999, the local planning authority ought to have taken into account the tougher
noise controls which he considers are bound to come into effect after April 1998.
He
says that because of its historical position as a nationalised industry, coal
was regulated in planning and environmental terms less severely than private
non-coal mining operations. According to him the government has acknowledged
that such a situation is untenable in the long term, and moves have been made
to bring coal into the general mineral planning and environmental regime.
Under this regime there is a maximum level of 55dB leq of noise permitted at
noise-sensitive areas during the daytime, and quieter rural areas should be
considered for a more restrictive level, under which noise levels of more than
10dB leq above the existing background noise level (L90) would be banned (MPG
11, paragraphs 34 and 37). Dr Down has studied the “worst case”
scenarios depicted at the 12 noise-sensitive properties which were selected by
the Council as being representative of the places nearest to the proposed
operations. At present the daytime background readings there include two where
the reading is between 37.5 and 40, and six with readings above 40 and below
45, so that at all these properties a noise level of 55dB leq would be more and
in some cases considerably more, than 10dB leq above the daytime background
level. He says that other planning authorities have taken the view that where
a proposed development will continue beyond the 1993-98 transitional period,
noise control conditions attaching to the consent should be those relevant to
the period after 1998.
The
approach of the Council’s Chief Planning Officer was to apply the
guidance contained in MPG 11 without consideration of the limits likely to be
recommended after April 1998 and without lowering the limits in quieter areas
along the lines suggested in paragraph 37 of MPG 11. Thus members’
attention was drawn to the fact that apart from the really noisy activities of
soil stripping and replacement, which could largely be carried out within the
limit of 70dB leq suggested in MPG 11 (see paragraphs 42 and 61), all other
operations, with the single exception of part of the overburden movement, could
be carried out well within a 55dB leq limit. Some operations were predicted to
exceed the 60dB leq limit as “worst case” predictions, but it was
stressed to members that the 55dB leq limit would not be exceeded for most of
the site’s working life: the higher predictions were only likely to be
experienced for periods lasting a few days and not for longer periods of time.
His advice referred to a number of recommendations which were likely, if
implemented, to reduce the predicted “worst case” levels to below
the 60dB leq limit suggested by MPG 11, and the conclusion of Fitzwise’s
Noise Assessment Report, whose findings he had no reason to question, were that
it would be possible to work the site with a maximum noise level set at 60dB leq.
Mr
Ryan submitted that his clients’ proposals complied with the guidance
contained in MPG 11. He contended that his clients and the Council were
entitled to rely on paragraphs 31-43 of MPG 11 which provide guidance on the
setting of noise limits under the heading “Recommended method of setting
noise limit values”. In general this guidance recommends the setting of
absolute values for limits in site-attributable noise, linked to daytime and
night-time working periods. During the working week the daytime nominal limit
should normally be 55dB leq (paragraph 34), but this could be raised in the
circumstances expressly permitted by paragraphs 40 and 42 of MPG 11, and his
clients have not departed from the rules set out in this guidance.
In
the event the sub-committee imposed the noise control conditions recommended by
the Environmental Health Officer. These by and large created a limit of 55dB
leq outside all noise-sensitive properties except for those adjoining the A61,
for which a limit of 60dB leq was permitted Those properties are on the other
side of the site from Mr Woods's house. Certain operations were excepted from
this blanket control, and these were limited to a total maximum of 8 weeks in
any period of 12 months (as suggested in paragraph 62 of MPG 11): for these a
maximum level of 70dB leq would be permissible.
In
a letter to the Council dated 3rd April 1996 the Environmental Health Officer
expressed his views on a document prepared by “White Peak Friends of the
Earth” which, he said, reflected local opinion. On the noise objections
he said this:
“Whilst
it would be preferable that [coaling] areas 4A and 6A were not worked due to
the noise implications, where residential or other noise-sensitive buildings
will be exposed to a predicted increase of more than 10dB in background noise,
the owners or occupiers should be offered a noise insulation package and works
carried out to affected facades.
It
does not appear from the evidence before the Court what, if any, action was
taken by the Council in relation to this suggestion. It does not feature among
the conditions of the planning permission, but on page 40 of his report to the
sub-committee the Chief Planning Officer said that discussions with Fitzwise
regarding noise limits were still ongoing. What, in my judgment, is of much
greater significance is that at the two locations (No 8, Scott Close, and No 9,
Grasshill Farm) which are at all close to Mr Woods’s home in Grassmoor
(and even they are at least half a mile away) the background noise levels were
51dB(A) and 45.1dB(A), so that a noise limit of 10dB leq above background noise
level would have been no tougher at those points than the general limit of 55dB
leq that was in fact imposed.
Since
a general noise limit of 55dB leq was in fact in place in relation to the
operations on the side of the site closest to Mr Woods’s home, by the end
of the argument Mr Gilbart in effect conceded that the only substantial point
left to him here was that the Council had failed to consider whether it would
be appropriate to adopt a lower nominal daytime limit of 10dB leq above
existing background noise levels, as suggested by paragraph 37 of MPG 11.
For
my part I would be very reluctant to grant Mr Woods leave to apply for judicial
review if the only material consideration said to have been overlooked by the
Council in considering a major development on this scale was a passage in
national guidelines phrased in terms as tentative as “A lower nominal
daytime limit might be appropriate ...”. Although the position would
have been more satisfactory if there was evidence that the Planning Officer had
in fact considered the point and advised members in terms that they might wish
to consider adopting this approach (even in relation to opencast coal
operations taking place before April 1998), what in my judgment is decisive is
that the different limit would have made no difference at all to the
inhabitants of Grassmoor, including Mr Woods (because of the existing
background noise levels at locations 8 and 9). If taken literally it could
have made things rather worse than they will be under the regime in fact
imposed by the Council. In these circumstances I am satisfied that the point
is a bad one.
Mr
Gilbart’s final point was that the Council failed to take into account
national policy as set out in paragraphs 60-61 of MPG 3, when properly
interpreted. Paragraphs 60 and 61 of MPG 3 are two paragraphs which appear
under the heading "Consideration of planning objections and benefits" and are
in these terms:
"60. Where
there are material planning objections to a proposal, [mineral planning
authorities] should take into account any material arguments which might
outweigh these. These could include the clearance of dereliction or other
improvements to the land and economic benefits such as the contribution to, or
maintenance of, local, regional or national employment. There may also be
other positive aspects of the proposal such as the provision of a certain grade
of coal for blending or other specialised requirements.
61. However,
there will be cases where the particular impacts, either singly or together,
would have such an adverse effect on the environment and on the quality of life
for a locality that planning permission should not be given unless the
development would produce overriding benefits."
Mr
Gilbart submits that the implementation of this policy involves a two-stage test:
(a) whether
the benefits of the development outweigh the harm it would cause - a test of
simple balance (paragraph 60);
(b) whether
the impacts on the environment or the quality of life are such that planning
permission should not be given unless the development would produce overriding
benefits (paragraph 61).
Application
of the second test, he says, must mean that in such cases the balance must not
merely be weighted in favour of the benefits, but substantially so if this test
is to add anything to the first test: the degree of advantage against
disadvantage must be that much greater. He submits that in the context of an
application like the present one which would have a particularly adverse effect
on the environment and on the quality of life for the locality, the Council
failed to take into account the more stringent test it should have adopted,
although the need to apply this test had been drawn to its attention by Mr
Woods’s solicitor.
What
happened in this case is that when the Chief Planning Officer summarised his
Planning Conclusions on pp 42-43 of his report, he drew attention to what he
called the major benefits of the proposals, and weighed them against the
inevitable disturbance which they would create and the way in which the quality
of life of local residents would be diminished while the operations continued.
After mentioning other disbenefits, such as the loss of wildlife habitats and
the extra traffic on the roads, he concluded:
“Members
will appreciate that this is a complex proposal which needs careful
consideration of both the benefits and disbenefits which I have sought to set
out. This application presents a set of circumstances where the problems
arising from the Avenue Works and associated areas can be remedied. It must be
acknowledged that this can only be realistically achieved at the expense of a
degree of inconvenience and disruption to local residents and the areas in
general. For the main part of the site between Wingerworth and Grassmoor I am
of the view that on balance, subject to the recommendation, the benefits for
residents in this area outweigh the disadvantages."
He
then went on to make the recommendation, which members accepted, that the
proposals relating to the isolated southern area of the scheme, where the
operations would be very prominent and visually disruptive, should be refused
permission because there the disbenefits outweighed the benefits.
Mr
Hobson, for his part, argued that the relevant parts of the policy guidance did
not impose a two stage test. He said that Paragraph 61 merely reflects what
might be thought to be axiomatic, namely that the more severe the environmental
impact the greater the degree of benefit that was required to outweigh it. All
that is needed is for a single balance to be struck, weighing all the benefits
against all the objections, and this is what the Chief Planning Officer did.
Mr
Ryan put his argument rather differently. He submitted that the fact that the
Council did not consider that any of the disbenefits of the proposal, either
alone or cumulatively, were so great as to require his clients to show
overriding benefits before their application for planning permission could be
allowed, involved consideration being given to the weight to be attached to
those benefits. He said that it is well established that the weight to be
attached to a material consideration is a matter for the council as the
determining authority and not for the court (
Bolton
MBC v Secretary of State for the Environment
(1991) JPL 241). Mr Gilbart accepted this as a correct proposition of law, but
he said that the court is concerned to ensure that the decision maker asked
himself the right questions and applied the right tests.
If
there is a dispute about the meaning of the words included in a policy document
which a planning authority is bound to take into account, it is of course for
the court to determine as a matter of law what the words are capable of
meaning. If the decision maker attaches a meaning to the words they are not
properly capable of bearing, then it will have made an error of law, and it
will have failed properly to understand the policy (see
Horsham
DC v Secretary of State for the Environment
[1992] 1 PLR 81, per Nolan LJ at p 88). If there is room for dispute about the
breadth of the meaning the words may properly bear, then there may in
particular cases be material considerations of law which will deprive a word of
one of its possible shades of meaning in that case as a matter of law.
This,
in my judgment, is the underlying principle of law which Auld J was putting
into words in his judgment in
Northavon
DC v Secretary of State for the Environment
[1993] JPL 761. When discussing the meaning of the expression
“institutions standing in extensive grounds”, the report reads at p
763:
“The
words spoke for themselves and were not readily susceptible to precise legal
definition. Whether a proposed development met the description was in most
cases likely to be a matter of fact or degree and planning judgment. He [the
judge] said ‘in most cases’ because it was for the Court to say as
a matter of law whether the meaning given by the Secretary of State or one of
his Officers or Inspectors to the expression when applying it was outside the
ordinary and natural meaning of the words in their context. See
Gransden
(EC) v Secretary of State for the Environment
(1987) 54 P&CR 86, per Woolf J, as he then was (upheld by the Court of
Appeal [1987] JPL 465). The test to be applied by the court was that it should
only interfere where the decision-maker’s interpretation was perverse in
that he has given to the words in their context a meaning that they could not
possibly have or restricted their meaning in a way that the breadth of their
terms could not possibly justify."
An
example of the way in which in a particular context a court may as a matter of
law restrict the range of possible meanings that a word is capable of bearing
is to be found in the recent judgment of Lord Woolf MR in
R
v Radio Authority ex p Bull and Wright
(unreported, 17th December 1996), with which I expressly agreed. Section
92(2)(a) of the
Broadcasting Act 1990 refers to a “body whose objects are
wholly or mainly of a political nature”, and Lord Woolf said that he
accepted that “51% or 99% and anything between” were candidates for
a possible meaning of the word “mainly”. However, since the word
was found in that context in a provision which constituted a restriction on
freedom of communication (a freedom protected alike at common law and by the
European Convention of Human Rights), the ambiguous word “mainly”
was to be construed restrictively. By this he meant that it should be
construed in a way which limited the application of the restriction to bodies
whose objects were substantially or primarily (ie at least 75%) political.
If
in all the circumstances the wording of the relevant policy document is
properly capable of more than one meaning, and the planning authority adopts
and applies a meaning which it is capable as a matter of law of bearing, then
it will not have gone wrong in law.
For
a recent example of the way these well-known principles are applied in a
planning context, see
Cooper
v Secretary of State for the Environment
[1996] JPL 945, where Mr Lockhart-Mummery QC, sitting as a deputy high court
judge, said correctly at p 953 that the need for consistency in the
construction of policies as between two policy sources might be a relevant
consideration when determining the meaning which the words in a policy document
were capable of bearing. But the decision whether a dangerous inconsistency
might in fact exist on one interpretation of the words (so as to suggest that a
particular meaning should be afforded to them in the circumstances) would be a
matter in the first instance for expert planning judgment, and not a matter of
law. A court would only intervene if that judgment was demonstrated to be
perverse, or otherwise bad in law.
In
the present case, it is necessary to remember that MPG 3 is not a set of rules
written by lawyers for lawyers. It is a Guidance Note on Coal Mining and
Colliery Spoil Disposal provided by the government for mineral planning
authorities and for the coal industry, and it should not be interpreted as if
it contained the words of a statute. It is of course correct that in his
Report the Chief Planning Officer did not expressly adopt a test which required
him to ascertain whether the development would produce overriding benefits. It
is equally clear that he did not expressly consider whether this was indeed a
case where the particular impacts, either singly or together, would have such
an adverse effect on the environment and on the quality of life for the
locality that the special Paragraph 61 test, whatever it means, should be
applied.
Putting
aside the language of the guidance note, Counsel were all agreed that the
greater the disbenefit of a proposal involving the development of coal
resources and the disposal of colliery spoil, the greater the countervailing
benefits would have to be before planning permission could properly be granted.
As a matter of English language, although the metaphor is different, there is
little discernible difference in sense between the word “outweigh”
and the word “override” when used in a context like this. Perhaps
the authors of this guidance note preferred to use a different, more vivid
metaphor in relation to a proposal for a development of this kind in a
greenfield site as opposed to a site which was variously and
non-controversially described by the Chief Planning Officer as a
“contaminated and derelict area” and an “eyesore”.
However that may be, I am wholly unpersuaded that it is properly arguable that
the Council failed to take proper account of national policy guidance, as set
out in Paragraphs 60-61 of MPG 3, when it decided to grant permission for this
development.
For
all these reasons, I would dismiss this application.
SIR
JOHN BALCOMBE: I agree.
LORD
JUSTICE BUTLER-SLOSS: I also agree.
Order: renewed
application to move for judicial review refused; applicant (Mr Woods) to pay
the costs of the First Respondent (Council), such costs pursuant to Section 18
to be paid by the Legal Aid Board; legal aid certificate for the applicant; no
order as to costs in respect of the Second Respondent.
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