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Nicholls v Nicholls [1996] EWCA Civ 1271 (20th December, 1996)
URL: http://www.bailii.org/ew/cases/EWCA/Civ/1996/1271.html
Cite as:
[1997] 1 WLR 314,
[1996] EWCA Civ 1271,
[1997] 1 FLR 649,
[1997] WLR 314
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ANGELA MARY NICHOLLS v. SIDNEY JOHN NICHOLLS [1996] EWCA Civ 1271 (20th December, 1996)
IN
THE SUPREME COURT OF JUDICATURE
CCRTF
96/0750/G
IN
THE COURT OF APPEAL (CIVIL DIVISION)
ON
APPEAL FROM THE WORCESTER COUNTY COURT
(HIS
HONOUR JUDGE KING
)
Royal
Courts of Justice
Strand
London
WC2
Friday
20 December 1996
B
e f o r e:
THE
MASTER OF THE ROLLS
(LORD
WOOLF)
LORD
JUSTICE AULD
LORD
JUSTICE WARD
-
- - - - -
ANGELA
MARY NICHOLLS
Petitioner/Respondent
-
v -
SIDNEY
JOHN NICHOLLS
Respondent/Appellant
-
- - - - -
(Transcript
of the Handed Down Judgment of
Smith
Bernal Reporting Limited, 180 Fleet Street,
London
EC4A 2HD
Tel:
0171 831 3183
Official
Shorthand Writers to the Court)
-
- - - - -
MR
N COLE
(Instructed by Messrs Middleton Dummer, West Midlands, B69 4QX) appeared on
behalf of the Appellant.
MR
R ROWLAND
(
MR
P EDWARDS
20.12.96) (Instructed by Messrs March & Edwards, Worcester) appeared on
behalf of the Respondent
MR
H KEITH
appeared on behalf of the Amicus.
-
- - - - -
J
U D G M E N T
(As
approved by the Court)
-
- - - - -
©Crown
Copyright
THE
MASTER OF THE ROLLS: This judgment, which I have prepared, is a judgment of
the Court.
On
this appeal it is necessary to consider the effect of procedural irregularities
on the validity of committal orders. It is an area where there has been a
change of emphasis in the approach of this court in recent years. Because of
this it is desirable for this court to review fully the previous authorities
on this subject in the hope that it will be possible to provide greater clarity
than exists at present as to the state of the law. For this reason the
Attorney General was invited to instruct an amicus to assist the court. He
instructed Mr Hugo Keith and we are grateful for the help which he and his
instructing solicitor, the Treasury Solicitor, have provided.
The
Facts In This Case
In
these proceedings Angela Mary Nicholls ("the wife") is the petitioner and
Sydney John Nicholls ("the husband") is the respondent. They were married on
the 20th August 1989. There is one child who was born on the 2nd January 1991.
The husband is a self employed metal trader and his wife runs her own
photographic business. There is no dispute that the relationship between the
husband and wife is extremely acrimonious. The wife commenced divorce
proceedings by a petition dated 10th February 1995 alleging unreasonable
behaviour. The husband denied her allegations and filed an answer dated 2nd
March 1995 but subsequently allowed the petition to proceed undefended.
On
the 9th March 1995 the wife applied for an injunction preventing the husband
from molesting her. This was followed by a further application by the wife for
an injunction restraining the husband from disposing of the contents of the
matrimonial home and two motor cars.
At
the Worcester County Court on the 22 March 1995 the husband gave two
undertakings. The first (the non molestation undertaking) was not to pester,
harass or otherwise interfere with the wife and the second:
"Not
to dispose of, sell, charge or transfer within the jurisdiction or otherwise
deal with the contents of the matrimonial home" (the contents being detailed in
the attached valuation and an inventory). or with "a Vauxhall motor car."
Both
undertakings were reduced to writing and signed by the husband under a
statement which read:
"I
understand the undertaking I have given, and that if I break any of my promises
in the Court I may be sent to prison for contempt of Court."
The
wife applied for an order committing the husband to prison for breaching the
undertakings. That application was heard by His Honour Judge Mott on 6th April
1995. The judge found that one of the allegations relied upon by the wife
namely moving certain of her property from the former matrimonial home was not
established because the husband may well have removed the articles before he
gave the undertaking. However with regard to an allegation of harassment and
pestering of the wife the judge found this was established and fined the
husband £250.00.
On
the 27th July 1995 the wife made a further application to commit the husband
for contempt for breaching the undertaking of the 22nd March not to molest her
based on a series of allegations commencing on the 13th April and ending in
July 1995. This was followed by a further application on the 18th August 1995
also relying on alleged breaches of the same undertaking between the 3rd April
and July 1995. On the 6th September 1995 the husband was sentenced to two
months imprisonment for 8 breaches of the non-molestation undertaking of the
22nd March 1995 but this was suspended for one year on condition that he did
not pester harass or otherwise interfere with the wife. The suspended order
was made by His Honour Judge Smythe. He found proved the first, second,
fourth, seventh eighth and ninth of the allegations made in the application of
the 27th July (but not the third fifth and sixth) and found proved the second
and third allegation in the additional application made on the 18th August 1995.
On
the 1st March 1996 the wife was granted an injunction restraining the husband
from disposing of the contents of the former matrimonial home by District Judge
Dickinson. This prolonged sequence of applications and orders continued and on
the 5th March 1996 the wife made an application for:
1.
an order committing the husband to prison for breaching the undertaking of the
22 March 1995 not to dispose of the contents of the matrimonial home, by
removing those contents from the home prior to the 28th February 1996.
2. the
suspended committal order made by His Honour Judge Smythe to be activated on
the grounds that the husband had harassed the wife on five different occasions.
On
the 15th March 1996 His Honour Judge King only found proved the final incident
of harassment alleged in the application of the 5th March 1995. Having done so
he ordered 2 months imprisonment imposed by His Honour Judge Smythe to be
served and in addition passed an additional sentence of 14 days imprisonment in
respect of the final incident of harassment to be served consecutive to the 2
months imprisonment, making a total of 2 months and 14 days imprisonment.
The
husband having commenced to serve his period of imprisonment at HM Prison
Blakenhurst, made an application from the prison to purge his contempt. On the
following day he supported his application by writing to the judge stating how
much he regretted his behaviour and indicating that his imprisonment had been
"a real devastating shock to my system".
The
husband's application to purge his contempt was dismissed by His Honour Judge
Morris on 29th March 1996. The Official Solicitor's office drew the husband's
solicitors attention to the fact that the committal order was defective.
Instead, after Legal Aid had been obtained, on the 4th April 1996 notice of
appeal was given. This was followed by a hearing before Lord Justice Ward on
the 10th April 1996 when the husband was granted bail.
The
Grounds of Appeal
The
notice of appeal sets out three different grounds. They are as follows:
"1. That
the committal order dated the 15th March 1996 in form N79 failed to give proper
details of the Contempts found proved.
2. That
the Committal Order served on the 15th March 1996 did not state the Order in
that His Honour Judge King did not find Breach of the Undertaking dated 22
March 1995 or the specific Acts relied upon.
3. That
on the whole of the evidence the learned judge failed to pay sufficient regard
to the fact that Committal to Custody is an Order of final resort and the
Sentence of 2 months 14 days as a whole was excessive."
Although
this is not relied upon in the Notice of Appeal, the consecutive sentence of 14
days imprisonment was clearly defective since it was imposed in relation to the
only breach proved of the allegations relied upon by the wife as constituting a
breach of the terms imposed by His Honour Judge Smythe on the 6th September
1995 as a condition for his suspending the order of 2 month imprisonment. This
condition was that the husband was not to pester, harass or otherwise interfere
with the wife. The husband did so, and this was a ground for activating the 2
months imprisonment but it was not alleged to be a separate contempt which if
proved would justify imposing an additional sentence as well as activating the
2 months imprisonment. What the judge did was not to sentence the husband
twice over for the same matter since the sentence of 2 months imprisonment was
in relation to earlier breaches of the undertaking of the 22 March 1995. It
would therefore have been open for the wife to include in her application of
the 5th March 1996 an allegation that the further harassment was a breach of
the original undertaking of the 22 March 1995. No such allegation was included
in the application. Instead reliance was placed upon an alleged breach of the
other undertaking which was given on the 22 March 1995 but the breach of that
undertaking was not found proved. It follows therefore that the sentence of 14
days imprisonment has to be set aside.
The
Defects in the Notices of Committal
Both
the suspended committal order of the 6th September 1995 (the suspended
committal order) and the committal order of the 15th March 1996 are defective.
In drawing up both orders form N79 was used. This is the correct county court
form for this purpose. However the suspended committal order recites that the
husband is guilty of contempt by telephoning the wife at her work on 5
occasions. This was the sixth allegation in the wife's notice of application
to commit of the 27th July 1995. That is an allegation which His Honour Judge
Smythe found was not proved. The incorrect inclusion of this "finding" could
not have prejudiced the husband because His Honour Judge Smythe imposed a
separate sentence of 2 months imprisonment in respect of each allegation. We
observe on even closer examination of the order that, having included this
breach which was not proved, the order failed to include the last allegation in
the additional application which was proved. This failure likewise caused no
prejudice.
The
order of committal of the 15th March has a number of defects First of all in
relation to the breach of the suspended order, it merely states:
"Breach
of suspended order made by His Honour Judge Smythe in particular number 5 on
the application to commit in an aggravated form."
Mr
Rowland who appears on behalf of the wife accepts that on its face it fails to
give sufficient particulars of the breach which the judge found proved. It
refers to particular number 5 but it does not indicate where that particular is
to be found so it can be identified. It is in fact a reference to paragraph
2(v) of the application by the wife dated 5th March 1996. Instead of making
this shorthand reference to the notice of application, it would have been
preferable if the order had stated that the husband had harassed the wife on
the 28th February 1996 by initially refusing her access to the former
matrimonial home and by abusing her. Complaint is also made of the fact that
the order includes the word "aggravated". This word no doubt appears because
the judge according to counsel's note at the end of his judgment said "I find
contempt proved and aggravated". However the presence of this word is
superfluous and not of any significance.
Order
29 rule 3 of the County Court Rules 1981 gives the person who has been
committed the right to apply to purge his contempt. Form N 79 is the
prescribed form. It is therefore a form the use of which is required by the
County Courts (Forms) Rules 1982. Form N79 recites below the statement of the
period of committal that "the contemnor can apply to the (court)(judge) to
purge his contempt and ask for release". The committal order of the 15th March
1996 had for some unknown reason a line drawn through "applying to purge his
contempt" although it could still be read. The statement of the right to apply
to purge a contempt is obviously a matter of which it is important that a
contemnor should be aware. The deletion of the sort that occurred here could
in some cases cause prejudice. However in the case of the husband it certainly
did not cause any prejudice. He apply to purge his contempt.
The
third defect in the committal order is that it recites that the husband was
being sentenced to 14 days imprisonment consecutive for breach of the
undertaking made on the 22 March 1995. As already pointed out the wife did not
rely on any breach of the non molestation undertaking of the 22 March 1995 in
support of the application to commit. Reliance was placed by the wife in the
application on the breach of the other undertaking which was not proved. Again
no prejudice has been caused to the husband by this error. The error is
however a significant one because if a contemner makes an application to purge
his contempt the judge considering his application could be misled as to the
scale of the contempt as a result of the error.
Mr
Cole who appeared on behalf of the husband on this appeal submits that the
defects in the committal order to which we have referred either taken
individually or together render the committal order beyond remedy so that the
committal order has to be set aside. This he submits is the position on the
authorities, notwithstanding that no prejudice has been caused to the husband
for the reasons already indicated, including his presence at the hearing before
the judge when the committal order was made, so he must have known the reason
for his committal.
Mr
Cole submits that the suspended committal order is defective because it
includes a finding of contempt which was not proved. He contends that once
drawn up the order cannot be amended. If this contention is correct, then the
defect in the suspended order will contaminate the committal order of the 15th
March 1996. This is because if the earlier order is set aside clearly the
subsequent order made, activating the earlier order, cannot stand.
In
the county court Order 29 rule 1 of the County Court Rules 1981 deals with the
enforcement of a judgment to do or abstain from doing any act. Rule 1(1)
provides the power to commit for non observance of an order. Order 29 rule 1
(2) provides:
"Subject
to paragraphs (6) and (7), a judgment or order shall not be enforced under
paragraph (1) unless -
(a)
a copy of the judgment or order has been served personally on the person
required to do or abstain from doing the act in question ... and
(b)
in the case of a judgment or order requiring a person to do an act, the copy
has been so served before the expiration of the time within which he was
required to do the act and was accompanied by a copy of any order made between
the date of the judgment or order and the date of service, fixing that time."
Paragraph
(6) and (7) provide:
"(6)
A judgment or order requiring a person to abstain from doing an act may be
enforced under paragraph (1) notwithstanding that service of a copy of the
judgment or order has not been effected in accordance with paragraph (2) if the
judge is satisfied that pending such service, the person against whom it is
sought to enforce the judgment or order has had notice therefore either -
(a) by
being present when the judgment or order was given or made, or
(b) by
being notified of the terms of the judgment order whether by telephone
telegraph or otherwise.
(7)
Without prejudice to its powers under Order 7, rule 8 the court may dispense
with service of a copy of a judgment or order under paragraph (2) or a notice
under paragraph (4) if the court thinks it just to do so.
No
dispensation from the requirements of rule 1(2) applies in the present case.
The presence of rule 1(6) and (7) do at least indicate that the non service of
the original order is not always critical in the sense that the order is still
effective even without service.
Rule
1(5) requires the committal order to be served on the person to be committed at
the time of execution or where it has been signed by a judge within 36 hours of
the execution of the warrant.
While
these requirements on Order 29 rule 1 are there to be observed, in the absence
of authority to the contrary, even though the liberty of the subject is
involved, we would not expect the requirements to be mandatory, in the sense
that any non compliance with the rule means that a committal for contempt is
irremediably invalid.
The
Relevant Statutory Provisions
Normally Order 15 rule 5 of the County Court Rules (which corresponds to Rules
of the Supreme Court Order 20 rule 11) enables a court to correct any clerical
mistakes in the judgments or orders or errors arising therein due to any
accidental slip or omission.
Furthermore
section 15 (3) Supreme Court Act 1981 provides that:
"For
all purposes of or incidental to -
(a)
the hearing and determination of any appeal to the Civil Division of the Court
of Appeal; and
(b)
the amendment, execution and enforcement of any judgment or order made on such
appeal,
the
Court of Appeal shall have all the authority and jurisdiction of the court of
tribunal from which the appeal was brought."
In
addition Order 59 rule 10 (3) gives the Court of Appeal
the
power to "make any order which ought to have been given or made, and to make
such further or other order as the case may require".
Finally
section 13 of the Administration of Justice Act 1960 sets out the Court of
Appeal's powers in cases of contempt. Section 13(3) provides:
"The
court to which an appeal is brought under this section may reverse or vary the
order or decision of the court below, and make such other order as may be
just..."
These
provisions are drafted in generous terms and where a defect in the application
for a committal order or the committal order itself causes no injustice you
would expect that powers would enable this court to overcome a purely technical
error which has not caused any prejudice.
The
Authorities
In
the past the courts have indicated that strict adherence to the rules is
required and any significant departure from them would result in a committal
being set aside irrespective of the fact that such a result would be far from
just. The explanation for this approach appears clearly from the judgment of
Lord Greene, MR in
Gordon
v Gordon
[1946] 62 TLR 217. In that case it was decided that where an order is made
that one of the parents of a child should hand over the custody of that child
to the other parent, but service of the order - which should state both time
and place - is not made until after the time stated for the handing over of the
child, an order for committal or attachment cannot be made against the parent
who refuses to hand over the child as directed, even if the parent was well
aware of the order. In his judgment, Lord Greene M.R. said at 218:
"Attachment
and committal are very technical matters, and as orders for committal or
attachment affect the liberty of the subject such rules as exist in relation to
them must be strictly obeyed. However disobedient the party may be against
whom the order is directed, he is entitled to his freedom unless the process of
committal or attachment has been carried out strictly in accordance with the
rules...
The
process of enforcing orders in civil litigation, made for the benefit of one
party against the other party, by committal or attachment is nothing more than
a form of execution. It is that form of execution by which the successful
litigant enforces his right against his unsuccessful opponent. If he fails to
comply with the strict rules he is the sufferer, because he has not succeeded
in protecting or enforcing his right by this very effective means. In the case
of an infant the position is fundamentally different, because orders in respect
of infants are not made for the benefit of any litigating party, such as a
party to a divorce suit. They are made for the benefit of the infant and,
therefore, one would expect to find that in the rules relating to enforcement
of orders in the matter of infants by committal or attachment would recognise
that fundamental difference."
Later
in his judgment Lord Greene went on to say:
"It
becomes more manifestly unfortunate - I will not say absurd - that strict
compliance with the rule as to service is required where the person against
whom the order is made is perfectly aware of it, is perhaps in court when it is
made, and deliberately sets himself to flout it. In the case of ordinary
litigation between parties the strictness of requiring service of the order is
a thing one can understand but why should an infant suffer by a strict rule of
this kind ..."
However
Lord Greene still went on to decide that the court had no sort of inherent
power to dispense with compliance with a perfectly clear rule requiring an
order to be brought in a particularly formal way to a persons knowledge merely
because he knows of the order from a different source ... "and in my opinion
the court has no dispensing power".
In
accordance with this approach in
Cinderby
v Cinderby (1978) 8 Fam Law 244
this court set aside committal orders where the order which had been drawn up
did not state the particular contempt of which the contemnor had been guilty.
Lord Denning MR indicated that it was very important when the liberty of the
subject was concerned that all legal requirements including particularising the
contempt should be satisfied. However
Hill
Samuel & Company v Littaur
(2)
[1985] 135 NLJ 556 a three judge court of the Court of Appeal presided over by
Kerr LJ upheld a committal order where the order did not state the particular
contempt the defendant was alleged to have committed. Parker LJ in the course
of his judgment pointed out that in an earlier case there was no argument that
the court had any power to amend an order. He further stated that in that
earlier case the court may have carried technicalities too far. A contemnor
knew perfectly well what he had done wrong. Later Parker LJ said "I am also
entirely satisfied that this court has ample power, under RSC Order 59 rule
10.(3) to vary the order and put it right. But in
Hegarty
v O'Sullivan
[1985]
135 MLJ 557 Kerr LJ explained the reliance on Order 59 rule 10 (3) in the
Hill
Samuel
case on the basis that the order for committal had been suspended and the
contemnor had never lost his liberty because of the appeal. He considered very
different considerations apply when a defendant has in fact gone to prison.
Then an appeal against a defective order cannot be allowed to subject a
contemnor to the risk that the appeal will fail solely on the basis of the
exercise of the discretion vested in the court by RSC Order 59 rule 10 (3).
The same distinction between those cases where the appellant had received a
suspended committal order and those where he had been to prison is also drawn in
Re
M
(Minors)
[1991] 1FLR 355 and
Smith
v Smith
[1992]
2 FLR 40.
A
middle position was taken my Mustill LJ in
Linkleter
v Linkleter
[1988] 1 FLR 360. This was a case where the order again did not specify the
matters of contempt which had been found proved. At page 363 D Mustill LJ said:
"I
accept, as was accepted by another division of this court in the case of
Re
C (a Minor) (Contempt)
[1986]
1FLR 578 that the court does have power under RSC Order 59 rule 10.3 to replace
an order of the court below with "such other order as the case may require". I
also accept that, in an exceptional case, this court may use its powers to cure
a defective order in a case where a contemnor had been reduced to custody, and
Hill
Samuel & Company Limited
(2)[1985] 135 NLJ 556 is an example of such a case. All the same, I am of the
opinion that the very limited power of rectification contemplated by the court
in that case was to be given effect only in exceptional circumstances. The
defect in the present case could not properly be cured by the Court."
In
Linnett
v Coles
[1987] QB 555, a case in which the Court of Appeal in fact allowed the appeal
because the contemnor had already served 8 days, Lawton LJ (at page 562 C)
indicated a much less technical approach. He stated:
"Anyone
accused of contempt of court is on trial for that misdemeanor and is entitled
to a fair trial. If he does not get a fair trial because of the way the judge
had behaved or because of material irregularities in the proceedings
themselves, then there has been a mistrial, which is no trial at all. In such
cases, in my judgment, an unlawful sentence cannot stand and must be quashed.
It will depend on the facts of each case whether justice requires a new one to
be substituted. If there has been no unfairness or no material irregularities
in the proceedings and nothing more than an irregularity in drawing up the
committal order has occurred, I can see no reason why the irregularity should
not be put right and the sentence varied, if necessary, so as to make it a just
one."
This
approach was endorsed in
Harmsworth
v Harmsworth
[1987] 3 AER 816 at p824 C. Scott LJ commended Lawton LJ's judgment in
Linnet
v Coles
in
Smith
v Smith
[1992}
2 FLR 40. However he did go on to say that it is "not for this court in cases
which are on the facts indistinguishable from
Linkleter
and Hegarty v O'Sullivan
to correct the approach held in those cases to be the right one. The same
approach was taken by Nourse LJ who gave the first judgment. Both Nourse and
Scott LJ recognised that the court had a discretion under RSC Order 59 rule 10
(3) and section 13 (3) of the Administration of Justice Act 1960 but both felt
they were bound by previous decisions as to how the discretion should be
exercised where a warrant for committal had not only been issued but executed
as well. In that situation the court thought that the powers could only be
used in exceptional circumstances.
Duo
v Duo
[1992]
2FLR 425 was a rather different type of case. The trial judge had not granted
an adjournment when he should have done so and in consequence the alleged
contemnor's lawyers were not able to represent him properly. In such
circumstances the court is using its powers under section 13 of the 1960 Act
ordered a retrial. In doing so it again approved of the approach of Lawton LJ
in
Linnet
v Coles
.
It
is now necessary to refer to the critical case of
M
v P and Others
and
Butler
v Butler
[1993]
Fam. 167. The two cases were heard together before the then Master of the
Rolls, Lord Donaldson, Nolan and Scott LJJ so that this court could provide
clarification as to the proper approach to the same problems which the court is
again considering in this judgment. In the first case the contemnor attended
the hearing but the committal order was not served on him personally although a
copy was sent to the solicitors representing him. In the other case again in
the contemnor's presence, the judge committed him to prison for 8 months. No
copy was served on the contemnor and the order was drawn up using the wrong
form. Despite the nature of the procedural errors which occurred, both
contemnor's appeals were dismissed. In his judgment Lord Donaldson MR refers
to many of the authorities cited including those to which he was a party. He
then referred to the case of
Williams
v Fawcett
[1986]
QB 604 which was one to which he was also a party and pointed out that in the
course of his judgment in that case he considered whether it was a breach of
the rule of stare decisis, having reached the conclusion that the earlier
authorities betrayed a manifest slip or error, to correct the decision and he
concluded that it was not. He then went on to say that in this case the court
was again in the same position:
"The
rule of law which seems to have evolved, or at least to be evolving, is that "a
failure to comply with the requirements of Order 29 are 1 (5) of the County
Court Rules 1981 is fatal to the lawfulness of the committal...and that in
contempt cases the court's powers under section 13(2) of the Administration of
Justice Act 1960 will be used only in exceptional cases."
Lord
Donaldson referred to section 13 of the 1960 Act and
Linnett
v Coles.
Having
done so he then went on to make the
following
statement of principle:
"In
all contempt cases, justice requires the court to take account of the interest
of at least 3 categories of person, namely, (a) the contemnor (b) the "victim"
of the contempt and (c) other users of the court for whom the maintenance of
the authority of the court is of supreme importance. The interests of the
alleged contemnor require that he should have the right to be informed of the
charges which he has to meet, to be advised and represented if he so wishes
(subject to his being eligible for legal aid or otherwise able to finance his
defence), and to be given a full and fair opportunity of meeting those charges
and, if found guilty of contempt of court to be informed in sufficiently clear
terms of what has been found against him.
In
all these cases the court has been concerned to ensure that these fundamental
requirements are met in the way in which, particularly in the case of the
county courts, they are intended to be and should be met. However, we have
tended to overlook the fact that they may in some circumstance be met in other
ways. This court should always be quick to identify and condemn any departure
from the proper procedures, the interest of the victim and of maintaining the
authority of the court require that in deciding what use to make of its powers
under section 13(3) of the Act of 1960, this court should ask itself whether,
notwithstanding such a departure, the contemner has suffered any injustice. It
does not follow that he has. Nor does it follow that the proper course is to
quash the order. If he has not suffered any injustice, the committal order
should stand, subject if necessary, to a variation of the order to take account
of any technical or procedural defects. In other cases it may be possible to
do justice between the party by exercising the court's power under section 13
(3) by making "such other orders may be just". If the circumstances are such
that justice requires a committal order to be quashed amongst the options
available is that of ordering a re-trial."
Nolan
LJ agreed with the Master of the Rolls and Scott LJ gave a short judgment which
he concluded by saying that he was in complete agreement with the Master of the
Rolls judgment as to the statutory discretion conferred by section 13 (3) of
the Administration of Justice Act 1960 and by RSC Order 59 rule 10 (3). A
Further example of this court correcting what are no more than statements as to
the procedural position which are manifestly in error is provided by
Rikards
v Rikards
[1989] 3 AER 193 (see p 199 and 204).
There
are two subsequent cases to which we should briefly refer. The first of those
is
Loseby
v Newman
[1995] 2 FLR 754. In this case the judge had ordered 3 months imprisonment
suspended for 1 year. The committal order failed to set out the alleged
breaches and the breaches in relation to which the suspended committal order
was made. It also failed to set out the precise period of suspension.
Balcombe LJ did not regard the case as one where the errors should be corrected
because he regarded the orders which had been made as being excessive and set
aside the order on that basis. However he did make comments suggesting that
M
v P, Butler v Butler
indicated
that committal orders which were defective could only be rectified if "there
were exceptional circumstances". This is an incorrect reading of Lord
Donaldson's judgment in the earlier case. The other case is
C
v Hackney London Borough Council
[1995] 2 FLR 681. This was a case which involved a suspended sentence. The
order was inaccurate in that it intimated that a sentence of 6 months
imprisonment which had been imposed concurrently with the other sentences had
in fact been imposed consecutively. The Court of Appeal interfered by reducing
the sentence. In giving the judgment of the court Leggatt LJ cited the
passages from Lord Donaldson's judgment in
M
v P, Butler & Butler
to which we have already refereed and concluded his judgment by saying:
"It
should also be emphasised that, unless in the particular circumstances of the
case justice so requires, an order will not be upheld that does not specify the
contempts on account of which it was activated."
I
have cited extensively from the previous authorities to indicate that they show
no common pattern of approach. The later cases do however make it clear that
it is now recognised that Order 59 rule 10 (3) and section 13 (3) of the 1968
Act do give a court the power to rectify procedural defects both in the
procedure leading up to the making of the committal order and after a committal
order has been made. Like any other discretion, the discretion provided by the
statutory provisions, must be exercised in a way which in all the circumstances
best reflects the requirements of justice. In determining this the court must
not only take into account the interests of the contemnor but also the
interests of the other parties and the interests of upholding the reputation of
civil justice in general. Today it is no longer appropriate to regard an order
for committal as being no more than a form of execution available to another
party against an alleged contemnor. The court itself has a very substantial
interest in seeing that its orders are upheld. If committal orders are to be
set aside on purely technical grounds which have nothing to do with the justice
of the case, then this has the effect of undermining the system of justice and
the credibility of the Court orders. While the procedural requirements in
relation to applications to commit and committal orders are there to be obeyed
and to protect the contemnor, if there is non-compliance with the requirements
which does not prejudice the contemnor, to set aside the order purely on the
grounds of technicality is contrary to the interests of justice. As long as
the order made by the judge was a valid order, the approach of this Court will
be to uphold the order in the absence of any prejudice or injustice to the
contemnor as a consequence of doing so.
In
the future therefore it should not be necessary to revisit the authorities
prior to the decision in
M
v P, Butler and Butler.
It should be recognised that Order 59 rule 10 and section 13 (3) of the 1960
Act give the court a discretion which they are required to exercise. To
decline to exercise that discretion because of a technical error in the notice
of application to commit or the committal order itself, in the absence of any
prejudice, is to derogate from that discretion.
The
Result of the Appeal
For
the reasons already given the committal for 14 days imprisonment cannot be
upheld. Nothing said earlier justifies two separate sentences for the same
offence or making a committal order without identifying the order or
undertaking alleged to be breached. In the case of activation of the suspended
sentence, the position is different. The husband was present when the order
was made. It is not suggested that he suffered any prejudice in consequence of
the defects in the terms of the order which was served. It would be unjust to
set aside the order in the absence of any prejudice. The committal order could
be amended to correct the defects but this would be an unnecessary exercise in
this case.
The
husband has however expressed his regret for his conduct in the past and given
assurances as to the future. He was released on bail and at the conclusion of
the hearing it was intimated to him that the outcome of the appeal would be
that the period of committal would be reduced so that he does not have to
return to prison. By taking this course, the court is not suggesting that it
was not right to activate the suspended sentence. This was a perfectly proper
course to take. The sentence is reduced on account of the husband's change of
attitude since he was committed to prison. The guidance which can be provided
for future cases is as follows:
1. As
committal orders involve the liberty of the subject it is particularly
important that the relevant rules are duly complied with. It remains the
responsibility of the judge when signing the committal order to ensure that it
is properly drawn and that it adequately particularises the breaches which have
been proved and for which the sentence has been imposed
2. As
long as the contemnor had a fair trial and the order has been made on valid
grounds the existence of a defect either in the application to commit or in the
committal order served will not result in the order being set aside except
insofar as the interests of justice require this to be done.
3. Interests
of justice will not require an order to be set aside where there is no
prejudice caused as a result of errors in the application to commit or in the
order to commit. When necessary the order can be amended.
4. When
considering whether to as set aside the order, the Court should have regard to
the interests of any other party and the need to uphold the reputation of the
justice system.
5. If
there has been a procedural irregularity or some other defect in the conduct of
the proceedings which has occasioned injustice, the court will consider
exercising its power to order a new trial unless there are circumstances which
indicate that it would not be just to do so.
Order:
Appeal allowed in part. No order as to costs save for Legal Aid Taxation of
both parties' costs. Paragraph 4 of Committal Order to be deleted and
substituted to read: "in July 1995 the Respondent contacted the Legal Aid Board
and advised them that the Petitioner had a lump sum making her ineligible for
Legal Aid."
© 1996 Crown Copyright