IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
(QUEEN'S BENCH DIVISION)
(MR PATRICK BENNETT QC (DEPUTY JUDGE)
Strand London WC2A 2LL |
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B e f o r e :
LORD JUSTICE ROSE
LORD JUSTICE MORRITT
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OSAMA ELGUZOULI DAF | ||
Appellant | ||
-v- | ||
THE COMMISSIONER OF POLICE OF THE METROPOLIS | ||
THE CROWN PROSECUTION SERVICE | ||
Respondents | ||
QBENI 94/0152/E | ||
DANIEL MCBREARTY Appellant | ||
-v- | ||
MINISTRY OF DEFENCE | ||
CROWN PROSECUTION SERVICE | ||
COMMISSIONER OF POLICE FOR THE METROPOLIS | ||
Respondents |
____________________
Chancery House, Chancery Lane, London, WC2
Telephone No. 071-494 7464
Official Shorthand Writers to the Court
MR N BLAKE QC (Instructed by B M Birnberg & Co. London, NW1 7HJ) appeared on behalf of the Appellant/ McBrearty.
MR S RICHARDS and MR I BURNETT (Instructed by the Treasury Solicitor, Metropolitan Police Legal Dept and CPS) appeared on behalf of the Respondents.
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Crown Copyright ©
LORD JUSTICE STEYN: These appeals raise the question of law whether the Crown Prosecution Service ("the CPS") owes a duty of care to those it is prosecuting. We are asked to consider this question in the context of an order made on 8 October 1993 by Mr P. Bennett Q.C., a Deputy High Court Judge, striking out statements of claim in two actions brought by plaintiffs against the CPS. In both actions the plaintiffs alleged that the CPS caused a prolongation of their detention by negligence. The judge ruled that under Order 18, rule 19(1)(a) there was no sustainable cause of action in either case against the CPS.
The action brought by Mr McBrearty
"i)failing to clarify from the scientists employed by the First Defendant on or before 12 October 1989 or so soon thereafter as was reasonably practical that the findings of explosive traces on hand swabs taken from the Plaintiff were not inconsistent with innocent contamination;
ii)failing to advise the Plaintiff or the court between 12 October and 8 January 1990 that the explosives evidence against the Plaintiff was consistent with innocent contamination.
The action brought by Mr Elguzouli - Daf.
"The Second Defendant owed the Plaintiff a duty of care in performing and communication of an opinion that might lead to a Prosecution, and in any advice given or that ought to have been given as to whether any prosecution should be continued by reason of matters set out below the Second Defendant was in breach of the said duty."
The particulars of negligence read as follows:
"(a)Failing to clarify from forensic scientists on 30 September 1992 or so soon thereafter as was reasonably practicable and in any event not as late as the 21st October 1992, that a swab taken from Miss Butler's vagina revealed that semen from two males present, neither of whom were the Plaintiff's........
(b)Failing to advise the Plaintiff or the Court between the 1st October and 21 October 1992 that the forensic evidence proved negative against the Plaintiff.
(c)Failing to discontinue the proceedings before the 21st October 1992 when the result of the said forensic test should and could have been known to the Second Defendant."
The proceedings at first instance:
"I deal with the matter first of all by way of principle. It seems to me that the consequences of holding that such a duty exists would give rise to a wholly undesirable situation. First, it would spawn a plethora of litigation funded from an already strained public purse. It requires little stretch of imagination to envisage what would happen if such a duty of care was imposed. Secondly, it would involve time-consuming, expensive and lengthy investigation of each and every act of the prosecution.......Thirdly, in my view, such a duty could form an undesirable fetter on the free exercise of their judgment by those concerned with the prosecution process, whether by advice or action: "the looking over one's shoulder syndrome". Fourthly, there already exist remedies available which hithertofore have provided adequate protection for the public. There have been the availability of the tort of malicious prosecution which has stood the test of time, and more recently a remedy in damages in respect of the unsatisfactory conduct of representatives in criminal proceedings: see section 111 of the Courts and Legal services Act 1990."
The general approach
The impact of the CPS role:
The backcloth of other protections and remedies:
The need for, or desirability, of a duty of care owed by the CPS to those it is prosecuting must be considered in the context of other protections and remedies offered by the principles on which our democracy is founded. First, by convention the Attorney-General is answerable to Parliament for general prosecution policy and for specific cases where the Attorney-General or the D.P.P. intervenes. The sanction is an adverse vote in Parliament on the conduct of the Attorney-General, which could make his position untenable. But, in the nature of things, Parliament can usually only call the Attorney-General to account after a prosecution has run its course. And Parliament will not give directions to the Attorney-General. That is cold comfort for a citizen who suffered as a result of maladministration. On the other hand, the Attorney-General's accountability to Parliament is a brake on maladministration. Secondly, there is the possibility of judicial review of decisions by the CPS. Given the nature of prosecution process, it is, however, right to say that the scope for such judicial review proceedings is very limited indeed: Wiseman v. Borneman [1971] AC 297, at 308; Nicol v. Attorney-General of Victoria [1982] VR 353; Dickens (1972) 34 MLR 347. Turning to private law remedies there is first of all the tort of malicious prosecution. In order to succeed in such an action the plaintiff must prove that the prosecution failed; that there was no reasonable or probable cause for the prosecution; and that the defendant was actuated by malice. It is also necessary to consider the tort of misfeasance in public office. The essence of the tort is the abuse of public office. Potentially such liability might attach to a decision of a CPS prosecutor. But, as the law stands, the plaintiff has to establish either that the holder of the public office maliciously acted to the plaintiff's detriment or that he acted knowing that he did not possess the relevant power. That is the effect of the decision of the Court of Appeal in Bourgoin S.A. v. Ministry of Agriculture, Fisheries and Food [1986] 1 QB 716. In this corner of the law our legal system possibly has a capacity for further development, notably under the direct or indirect influence of the jurisprudence of the European Court of Justice. See Francovich v. Italian Republic [1993] 2 CMLR 66 and Kirklees MBC v. Wickes Building Supplies Ltd [1993] AC 227, per Lord Goff of Chieveley at 281C-282B. But, it would be wrong to say more in this case about this complex area of the law. By way of summary, one can say that as the law stands a citizen, who is aggrieved by a prosecutor's decision, has in our system potentially extensive private law remedies for a deliberate abuse of power. That still leaves open the question whether the CPS should also be held to owe a common law duty of care to those it is engaged in prosecuting.
The police immunity:
The analogy of Hill v. Chief Constable of West Yorkshire [1989] AC 53, is instructive. The issue was whether a claim against the police for negligent failure to apprehend a violent criminal was sustainable. The claim failed at all levels of the judicial hierarchy. The House of Lords held that there was no general duty of care owed by the police to individual members of the public to identify and apprehend a criminal. But the House of Lords further held, as a second and separate ground of decision, that as a matter of public policy the police were immune from actions for negligence in respect of their activities in the investigation and suppression of crime. Lord Keith of Kintel observed (at 75D-75H):
"In some instances the imposition of liability may lead to the exercise of a function being carried on in a detrimentally defensive frame of mind. The possibility of this happening in relation to the investigative operations of the police cannot be excluded......A great deal of police time, trouble and expense might be expected to have to be put into the preparation of the defence to the action and the attendance of witnesses at the trial. The result would be a significant diversion of police manpower and attention from their most important function, that of the suppression of crime. Closed investigations would require to be reopened and retraversed, not with the object of bringing any criminal to justice but to ascertain whether or not they had been competently conducted."
Lawyers' duties to the opposing party
It must be remembered that a distinctive feature of this case is that the plaintiffs seek to impose liability on the CPS for the negligence of CPS lawyers in failing to protect the interests of the person that they were engaged in prosecuting. In the absence of a specific assumption of responsibility lawyers engaged in hostile civil litigation are not liable in negligence to the opposing party: Al Kandary v. J R Brown & Co (a firm) [1988] QB 665; Business Computers International Ltd v. Registrar of Companies [1988] Ch 229. But I do not wish to take this analogy too far since a prosecutor in criminal proceedings is also a minister of justice. Nevertheless the reality is that a defendant in criminal proceedings must rely on the magistrates or the judge, and his own lawyers, to protect his interests. No doubt there is a public law duty on prosecutors to treat him fairly. But it does not follow that he should have a private law remedy in damages for the negligence of lawyers engaged by the CPS to prosecute him for and on behalf of the whole community.
The balance of arguments for and against a duty of care There are countervailing arguments. Mr Blake Q.C., for Mr McBrearty, and Mr Supperstone Q.C., for Mr Elguzouli-Daf, argued that the three pronged test outlined in Caparo is satisfied. In particular they emphasized the injustice of depriving a defendant of a remedy where he was deprived of his liberty for a long period due to the carelessness of a CPS lawyer. They also sought assistance in the careful reserved judgment of Tudor Evans J in Welsh v. Chief Constable of the Merseyside Police [1993] 1 All ER 693. In that case the judge held in the context of a striking out application under Order 18, rule 19(1)(a), that it was arguable that the CPS owed a duty of care to a defendant to inform the magistrates court that certain offences had already been taken into court by the Crown Court. The CPS had failed to do so. That had resulted in the plaintiff's re-arrest and detention. Any judgment of Tudor Evans J in such a case requires the most careful consideration by us. But Welsh must be put in perspective. The judge approached the matter on the basis that the CPS assumed by conduct a responsibility to keep the magistrates court informed as to the fact that the offences had been taken into consideration. The judge repeatedly emphasized this feature of the case. By contrast the cases before us do not involve any suggestion of an assumption of responsibility by the CPS. Ultimately, it seems to me that the decision in Welsh is not of assistance on the central point before us. Contrary to the views of the Deputy High Court Judge in the case before us I do not regard Welsh as wrongly decided. But it turned on its own special facts, and in particular on the issue of assumption of responsibility by the CPS.
Conclusion
Recognizing that individualized justice to private individuals, or trading companies, who are aggrieved by careless decisions of CPS lawyers, militate in favour of the recognition of a duty of care, I conclude that there are compelling considerations, rooted in the welfare of the whole community, which outweigh the dictates of individualized justice. I would rule that there is no duty of care owed by the CPS to those it prosecutes. In so ruling I have considered whether a distinction between operational and discretionary lapses, with potential liability in the former but not the latter, should be made. Whatever the merit of such a distinction in other areas of the law, I would reject it in regard to the CPS as impractical, unworkable and not capable of avoiding the adverse consequences for the CPS on which I have rested my decision. Subject to one qualification, my conclusion that there is no duty of care owed by the CPS to those it prosecutes is intended to be of general application. The qualification is that there may be cases, of which Welsh was an example, where the CPS assumes by conduct a responsibility to a particular defendant: see Spring v. Guardian Assurance PLC [1994] 3 WLR 354, per Lord Goff of Chieveley, at 368A-369A. And it is trite law that such an assumption of responsibility may generate legal duties. But that qualification has no relevance to the cases before us.
I would dismiss both appeals.
LORD JUSTICE ROSE: I agree.
LORD JUSTICE MORRITT: These two appeals raise important issues as to the potential liability of the Crown Prosecution Service to those whom it decides to prosecute. The facts of each case are set out in the judgment of Steyn LJ. I gratefully adopt his summary.
It is not disputed that the starting point for an inquiry of this sort must now be the principles expressed by Lord Bridge of Harwich in Caparo v Dickman (1990) 2 AC 605 at pages 617\8 namely the foreseeability of damage, a relationship of proximity and a situation in which it is fair, just and reasonable that the law should impose a duty of a given scope upon one party for the benefit of the other. Like my Lords I assume in favour of the appellants that they suffered damage of the type relevant to a claim in negligence, that such damage was caused by carelessness as alleged for which the CPS is responsible and that the damage was the foreseeable consequence of that carelessness.
"(b) to institute and have the conduct of criminal proceedings in any case where it appears to him that (i) the importance or difficulty of the case makes it appropriate that proceedings should be instituted by him; or (ii) it is otherwise appropriate for proceedings to be instituted by him"
By section 10 the Director is required to
"issue a Code for Crown Prosecutors giving guidance on general principles to be applied by them
(a) in determining in any case
(i) whether proceedings for an offence should be instituted or where proceedings have been instituted whether they should be discontinued; or
(ii) what charges should be preferred; and
(b) in considering in any case representations to be made by them to any magistrates court about the mode of trial suitable for that case."
First there is the analogy with civil litigation. One party to a civil action does not owe a duty of care to the other, nor does his solicitor. Business Computers International Ltd v Registrar of Companies (1988) Ch.229. Al Kandari v Brown (1988) QB 665. The reason is obvious; the duty to the other side might conflict with the duty to his own client. The analogy is not precise because criminal proceedings and the role of the prosecutor are different from civil proceedings and the role of a plaintiff in them. But the respects in which the roles differ appear to me to suggest that the prosecutor is an a fortiori case. Some of his duties and in particular where they differ from those of a plaintiff are equated with those of a minister of justice. In that respect a liability in negligence would be even more inapposite than in the case of the opposing party or his solicitor in civil litigation.
Second, not only would it be surprising to find a common law duty in the circumstance that the CPS is a recent creature of statute but under no statutory duty to individuals but it would suggest that in this field at least the independent torts of malicious prosecution and misfeasance in a public office are unnecessary. In the case of the former a plaintiff has to establish the absence of reasonable and probable cause and malice. In the case of the latter knowledge of the want of power is an essential element. If the plaintiffs are right want of reasonable care will suffice. To conclude that the duties for which the plaintiffs contend do exist would be to disregard the danger to which Lord Templeman referred in Downshire Nominees v First City Corporation (1993) AC 295,316 namely
"of extending the ambit of negligence so as to supplant or supplement other torts, contractual obligations, statutory duties or equitable rules in relation to every kind of damage including economic loss".
I do not understand that warning to have lost its relevance by virtue of the decision of the House of Lords in Spring v Guardian Assurance PLC (1994) 3 WLR 354.
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