JUDGMENT OF THE COURT (Fifth Chamber)
7 January 2004 (1)
(Counterfeit and pirated goods - No criminal penalty for the transit of counterfeit goods - Compatibility with Regulation (EC) No 3295/94)
In Case C-60/02,
REFERENCE to the Court under Article 234 EC by the Landesgericht Eisenstadt (Austria) for a preliminary ruling in the criminal proceedings before that court against
X,
on the interpretation of Council Regulation (EC) No 3295/94 of 22 December 1994 laying down measures concerning the entry into the Community and the export and re-export from the Community of goods infringing certain intellectual property rights (OJ 1994 L 341, p. 8), as amended by Council Regulation (EC) No 241/1999 of 25 January 1999 (OJ 1999 L 27, p. 1).
THE COURT (Fifth Chamber),
composed of: D.A.O. Edward (Rapporteur), acting for the President of the Fifth Chamber, A. La Pergola and P. Jann, Judges,
Advocate General: D. Ruiz-Jarabo Colomer,
Registrar: R. Grass,
after considering the written observations submitted on behalf of:
- Montres Rolex SA, by G. Kucsko, Rechtsanwalt,
- the Austrian Government, by C. Pesendofer, acting as Agent,
- the Finnish Government, by E. Bygglin, acting as Agent,
- the Commission of the European Communities, by J.C. Schieferer, acting as Agent,
having regard to the report of the Judge-Rapporteur,
after hearing the Opinion of the Advocate General at the sitting on 5 June 2003,
gives the following
Legal background
Community law
(a) the conditions under which the customs authorities shall take action where goods suspected of being goods referred to in paragraph 2(a) are:
- entered for free circulation, export or re-export, in accordance with Article 61 of Council Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code,
- found in the course of checks on goods under customs supervision within the meaning of Article 37 of Council Regulation (EEC) No 2913/92, placed under a suspensive procedure within the meaning of Article 84(1)(a) of that regulation, re-exported subject to notification or placed in a free zone or free warehouse within the meaning of Article 166 thereof;
and
(b) the measures which shall be taken by the competent authorities with regard to those goods where it has been established that they are indeed goods referred to in paragraph 2(a).
- goods, including the packaging thereof, bearing without authorisation a trade mark which is identical to the trade mark validly registered in respect of the same type of goods, or which cannot be distinguished in its essential aspects from such trade mark, and which thereby infringes the rights of the holder of the trade mark in question under Community law or the law of the Member State where the application for action by the customs authorities is made,
- any trade mark symbol (logo, label, sticker, brochure, instructions for use, guarantee document) whether presented separately or not, in the same circumstances as the goods referred to in the first indent,
- packaging materials bearing the trade marks of counterfeit goods, presented separately in the same circumstances as the goods referred to in the first indent.
The entry into the Community, release for free circulation, export, re-export, placing under a suspensive procedure or placing in a free zone or free warehouse of goods found to be goods referred to in Article 1(2)(a) on completion of the procedure provided for in Article 6 shall be prohibited.
1. Without prejudice to the other forms of legal recourse open to the right-holder, Member States shall adopt the measures necessary to allow the competent authorities:
(a) as a general rule, and in accordance with the relevant provisions of national law, to destroy goods found to be goods referred to in Article 1(2)(a), or dispose of them outside the channels of commerce in such a way as to preclude injury to the holder of the right, without compensation of any sort and without cost to the Exchequer;
(b) to take, in respect of such goods, any other measures having the effect of effectively depriving the persons concerned of the economic benefits of the transaction.
Save in exceptional cases, simply removing the trade marks which have been affixed to the counterfeit goods without authorisation shall not be regarded as having such effect.
...
3. In addition to the information given pursuant to the second subparagraph of Article 6(1) and under the conditions laid down therein, the customs office or the competent service shall inform the holder of the right, upon request, of the names and addresses of the consignor, of the importer or exporter and of the manufacturer of the goods found to be goods referred to in Article 1(2)(a) and of the quantity of the goods in question.
Moreover, each Member State shall introduce penalties to apply in the event of infringements of Article 2. Such penalties shall be effective and proportionate and constitute an effective deterrent.
National law
Punishments or preventive measures may be imposed only for offences which are expressly classified by statute as punishable under criminal law and which were punishable at the time of their commission.
Where an authority or public entity suspects the commission of an offence which is subject to investigation ex officio, and which falls within its statutory area of responsibility, that authority or entity is obliged to report the offence to a public prosecutor's office or a security authority.
Without prejudice to earlier rights, the registered trade mark shall confer on the proprietor the exclusive right to prevent all third parties not having his consent from using in the course of trade:
(1) any sign which is identical to the trade mark in relation to goods or services which are identical to those for which the trade mark is registered;
(2) any sign which is identical or similar to the trade mark in relation to identical or similar goods or services where there exists a likelihood of confusion on the part of the public, which includes the likelihood of association between the sign and the trade mark.
(1) affixing the sign to the goods or to the packaging thereof, or to objects in respect of which the service is, or is intended to be, provided;
(2) offering the goods, or putting them on the market or stocking them for those purposes under that sign, or offering or supplying services thereunder;
(3) importing or exporting the goods under the sign;
(4) using the sign on business papers and announcements, and in advertising.
The dispute in the main proceedings and the question referred to the Court
Is a provision of national law, in casu Paragraph 60(1) and (2) of the MSchG, in conjunction with Paragraph 10a thereof, which may be interpreted as meaning that the mere transit of goods manufactured/distributed in contravention of provisions of the law on trademarks is not punishable under criminal law, contrary to Article 2 of Council Regulation (EC) No 3295/94 of 22 December 1994 laying down measures to prohibit the release for free circulation, export, re-export or entry for a suspensive procedure of counterfeit and pirated goods, as amended by Council Regulation (EC) No 241/1999 of 25 January 1999?
Admissibility of the request for a preliminary ruling
Observations submitted to the Court
Findings of the Court
The question referred to the Court
Observations submitted to the Court
Findings of the Court
- Articles 2 and 11 of Council Regulation No 3295/94 are applicable to situations in which goods in transit between two countries not belonging to the European Community are temporarily detained in a Member State by the customs authorities of that State.
- The duty to interpret national law so as to be compatible with Community law, in the light of its wording and purpose, in order to attain the aim pursued by the latter, cannot, of itself and independently of a law adopted by a Member State, have the effect of determining or aggravating the liability in criminal law of an entity which has failed to observe the requirements of Regulation No 3295/94.
Costs
65. The costs incurred by the Austrian and Finnish Governments and by the Commission of the European Communities, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Fifth Chamber),
in answer to the question referred to it by the Landesgericht Eisenstadt by order of 17 January 2002, hereby rules:
1. Articles 2 and 11 of Council Regulation (EC) No 3295/94 of 22 December 1994 laying down measures concerning the entry into the Community and the export and re-export from the Community of goods infringing certain intellectual property rights, as amended by Council Regulation (EC) No 241/1999 of 25 January 1999, are applicable to situations in which goods in transit between two countries not belonging to the European Community are temporarily detained in a Member State by the customs authorities of that State.
2. The duty to interpret national law so as to be compatible with Community law, in the light of its wording and purpose, in order to attain the aim pursued by the latter, cannot, of itself and independently of a law adopted by a Member State, have the effect of determining or aggravating the liability in criminal law of an entity which has failed to meet the requirements of Regulation No 3295/94.
Edward
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Delivered in open court in Luxembourg on 7 January 2004.
R. Grass V. Skouris
Registrar President
1: Language of the case: German.