JUDGMENT OF THE COURT (Sixth Chamber)
10 April 2003 (1)
(Failure of a Member State to fulfil obligations - Directive 89/655/EEC - Incomplete transposition)
In Case C-65/01,
Commission of the European Communities, represented by A. Aresu, acting as Agent, with an address for service in Luxembourg,
applicant,
v
Italian Republic, represented by U. Leanza, acting as Agent, and D. Del Gaizo, avvocato dello Stato, with an address for service in Luxembourg,
defendant,
APPLICATION for a declaration that, by failing to adopt the laws and regulations necessary to transpose into national law the minimum mandatory requirements and, therefore, by failing to guarantee the protection of workers, the Italian Republic has failed to fulfil its obligations under Article 4(1) of, and the sixth sentence of paragraph 2.1, the second sentence of paragraph 2.2, the second to fourth sentences of paragraph 2.3, and the second to fifth indents of the second sentence of paragraph 2.8 of Annex I to, Council Directive 89/655/EEC of 30 November 1989 concerning the minimum safety and health requirements for the use of work equipment by workers at work (second individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (OJ 1989 L 393, p. 13), as amended by Council Directive 95/63/EC of 5 December 1995 (OJ 1995 L 335, p. 28),
THE COURT (Sixth Chamber),
composed of: J.-P. Puissochet, President of the Chamber, C. Gulmann, F. Macken, N. Colneric (Rapporteur), and J.N. Cunha Rodrigues, Judges,
Advocate General: J. Mischo,
Registrar: R. Grass,
having regard to the report of the Judge-Rapporteur,
after hearing the Opinion of the Advocate General at the sitting on 26 September 2002,
gives the following
Legal framework
Community legislation
'Without prejudice to Article 3, the employer must obtain and/or use:
(a) work equipment which, if provided to workers in the undertaking and/or establishment for the first time after 31 December 1992, complies with:
...
(ii) the minimum requirements laid down in Annex I, to the extent that no other Community directive is applicable or is so only partially;
(b) work equipment which, if already provided to workers in the undertaking and/or establishment by 31 December 1992, complies with the minimum requirements laid down in Annex I no later than four years after that date.'
'If necessary, from the main control position, the operator must be able to ensure that no person is present in the danger zones. If this is impossible, a safe system such as an audible and/or visible warning signal must be given automatically whenever the machinery is about to start. An exposed worker must have the time and/or means quickly to avoid hazards caused by the starting and/or stopping of the work equipment.'
'It must be possible to start work equipment only by deliberate action on a control provided for the purpose.
The same shall apply:
- to restart it after a stoppage for whatever reason,
- for the control of a significant change in the operating conditions (e.g. speed, pressure, etc.),
unless such a restart or change does not subject exposed workers to any hazard.
This requirement does not apply to restarting or a change in operating conditions as a result of the normal operating cycle of an automatic device.'
'All work equipment must be fitted with a control to stop it completely and safely.
Each work station must be fitted with a control to stop some or all of the work equipment, depending on the type of hazard, so that the equipment is in a safe state. The equipment's stop control must have priority over the start controls. When the work equipment or the dangerous parts of it have stopped, the energy supply of the actuators concerned must be switched off.'
'The guards and protection devices must:
...
- not give rise to any additional hazard,
- not be easily removed or rendered inoperative,
- be situated at sufficient distance from the danger zone,
- not restrict more than necessary the view of the operating cycle of the equipment,
...'.
Italian legislation
'The employer is required to take, within the operating framework of the undertaking, the measures which, having regard to the particular features of the work, to experience and to the state of technology, are necessary in order to protect workers against physical and mental harm.'
'Employers, managers and personnel who carry out, direct or supervise the activities referred to in Article 1 [namely, all private and public sectors of activity save the exceptions provided for], in the context of their respective powers and spheres of competence, shall take the necessary measures to secure the safety and health of workers, and in particular,
...
(b) shall take the preventive measures necessary on the basis of the changes in organisation and production which are of importance for the purposes of workers' health and the safety of the work, that is to say, on the basis of current development in technology, prevention and protection.'
'Article 43
Mechanisms which transform a rotary movement into a reciprocating movement or vice versa such as slides, crank arms, eccentric gears, cranks and others, must be appropriately guarded.
Guards on frames for the cutting of stones, marble and the like may be dispensed with, unless there are particular dangers, where the moving parts are inaccessible or the engine power does not exceed one horsepower or the speed 60 revolutions per minute.
Article 44
Parts of trees projecting from a machine or its supports by more than a quarter of their diameter must be cut back to that size or protected by means of a guard fixed to an immobile part.
...
Article 48
Manual cleaning, oiling or greasing of parts of a machine that are in motion are prohibited, unless this is necessary because of particular technical requirements, in which case appropriate methods must be used to avoid any danger.
The prohibition laid down by this article must be brought to the attention of workers by clearly visible notices.
Article 49
It is prohibited to carry out any repair or adjustment to parts while they are in motion.
If it is necessary to carry out such operations when the machine is in motion, appropriate precautions must be taken to ensure the safety of the worker.
The prohibition laid down in paragraph 1 must be brought to the attention of workers by clearly visible notices.
...
Article 69
If, for actual technical or operational reasons, it is impossible to protect or isolate effectively the moving parts or the danger zones of the machines, other measures must be taken to eliminate or reduce the danger, such as recourse to appropriate tools, automatic feeders, additional devices for stopping the machine and starting mechanisms with multiple simultaneous controls.
...
Article 71
In the cases provided for in Articles 69 and 70, if any person is at risk of being caught, dragged or crushed by unprotected or incompletely protected work equipment and if that equipment has considerable inertial force, the stop mechanism of the machine must not only be provided with a control within the immediate reach of the hands or other parts of the worker's body, but it must also include an effective braking system enabling the machine to be stopped in the shortest possible time. ...
...
Article 77
The starting controls of the machines must be arranged in such a way as to avoid accidental starting or engagement or be equipped with appropriate devices to fulfil the same function.
...
Article 80
Every starting of complex machinery, which is operated by several workers positioned at various places and not perfectly visible by the person whose task it is to set the machinery in motion, shall be preceded by an agreed acoustic signal.
...
Article 133
Rolling mills and presses which, by reason of their dimensions, power, velocity or other working conditions, present particularly serious specific dangers, such as rolling mills (mixers) for rubber, presses for rubber strips and the like, must be equipped with a control enabling the immediate halting of the rollers. The control system must be designed and arranged so that the machine can be stopped by being pressed simply and lightly by any part of the worker's body should his hands be caught in the moving rollers.
Apart from the braking system, the stop mechanism referred to in the previous paragraph must also include a system enabling the simultaneous reversing of the movement of the rollers before their final stop.
...
Article 157
The reels of wire-drawing machines must be equipped with a device, which can be activated directly by the worker, enabling the machines to be stopped immediately in case of necessity.
...
Article 165
Platen printing presses and similar machines which are not provided with automatic feeders must be equipped with a device enabling the machine to be stopped automatically by a single blow of the worker's hand, should he be in danger between the fixed bed and the moving plate, or they must be equipped with another appropriate safety device of proven effectiveness.
...
Article 209
A rapid halting system must be provided at each loading and unloading position on vertical hoists with moving surfaces.
...
Article 220
Inclined surfaces must be equipped with a safety device which can bring about the rapid halting of the wagons or trains should the traction systems break or slacken, if that proves to be necessary because of the length and gradient of the run, the operating speed or other particular features of the installation, and in any event if they are used, even sporadically, for the transport of persons.
If it is not possible, for technical reasons relating to the particular features of the installation or its operation, to use the device referred to in paragraph 1, the systems of traction and wagon-coupling must present a safety coefficient of at least eight: in such a situation, the use of inclined surfaces for the transport of persons is prohibited.
In any event, the traction and coupling systems, like the safety devices, must be checked monthly.
...
Article 374
...
Plant, machinery, equipment, tools and instruments, including protection equipment, must have the qualities of resistance and suitability demanded by the requirements of work safety and must be maintained in a good state of repair and efficiency. When maintenance manuals are supplied with the equipment referred to in paragraph 2, they must be kept up to date.'
Pre-litigation procedure
The action
The failure to transpose the sixth sentence of paragraph 2.1 of Annex I to Directive 89/655
Arguments of the parties
Findings of the Court
The failure to transpose the second sentence of paragraph 2.2 of Annex I to Directive 89/655
Arguments of the parties
Findings of the Court
The failure to transpose the third and fourth sentences of paragraph 2.3 of Annex I to Directive 89/655
Arguments of the parties
Findings of the Court
The failure to transpose the second to fifth indents of the second sentence of paragraph 2.8 of Annex I to Directive 89/655
Arguments of the parties
Findings of the Court
Costs
52. Under Article 69(2) of the Rules of Procedure, the unsuccessful party is to be ordered to pay the costs if they have been applied for in the successful party's pleadings. Since the Commission has applied for costs and the Italian Republic has been unsuccessful, the latter must be ordered to pay the costs.
On those grounds,
THE COURT (Sixth Chamber)
hereby:
1. Declares that, by failing to adopt the laws and regulations necessary to transpose into national law the minimum mandatory requirements, the Italian Republic has failed to fulfil its obligations under Article 4(1) of and the sixth sentence of paragraph 2.1, the second sentence of paragraph 2.2, the third and fourth sentences of paragraph 2.3, and the second to fifth indents of the second sentence of paragraph 2.8 of Annex I to Council Directive 89/655/EEC of 30 November 1989 concerning the minimum safety and health requirements for the use of work equipment by workers at work (second individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC), as amended by Council Directive 95/63/EC of 5 December 1995;
2. Orders the Italian Republic to pay the costs.
Puissochet
ColnericCunha Rodrigues
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Delivered in open court in Luxembourg on 10 April 2003.
R. Grass J.-P. Puissochet
Registrar President of the Sixth Chamber
1: Language of the case: Italian.