JUDGMENT OF THE COURT (Sixth Chamber)
27 November 2003 (1)
(Trade marks - Approximation of laws - Directive 89/104/EEC - Article 2 - Signs of which a trade mark may consist - Signs capable of being represented graphically - Sound signs - Musical notation - Written description - Onomatopoeia)
In Case C-283/01,
REFERENCE to the Court under Article 234 EC by the Hoge Raad der Nederlanden (Netherlands) for a preliminary ruling in the proceedings pending before that court between
Shield Mark BV
and
Joost Kist h.o.d.n. Memex,
on the interpretation of Article 2 of First Council Directive 89/104/EEC of 21 December 1988 to approximate the laws of the Member States relating to trade marks (OJ 1989 L 40, p. 1),
THE COURT (Sixth Chamber),
composed of: V. Skouris, acting for the President of the Sixth Chamber, J.N. Cunha Rodrigues, J.-P. Puissochet, R. Schintgen and F. Macken (Rapporteur), Judges,
Advocate General: D. Ruiz-Jarabo Colomer,
Registrar: M.-F. Contet, Principal Administrator,
after considering the written observations submitted on behalf of:
- Shield Mark BV, by T. Cohen Jehoram and E.J. Morée, advocaten,
- the Netherlands Government, by H.G. Sevenster, acting as Agent,
- the French Government, by G. de Bergues and A. Maitrepierre, acting as Agents,
- the Italian Government, by U. Leanza, acting as Agent, assisted by O. Fiumara, avvocato dello Stato,
- the Austrian Government, by C. Pesendorfer, acting as Agent,
- the United Kingdom Government, by J.E. Collins, acting as Agent, and D. Alexander, Barrister,
- the Commission of the European Communities, by N.B. Rasmussen and H.M.H. Speyart, acting as Agents,
having regard to the Report for the Hearing,
after hearing the oral observations of Shield Mark BV, represented by T. Cohen Jehoram, of the Netherlands Government, represented by N.A.J. Bel, acting as Agent, and also of the Commission, represented by N.B. Rasmussen and H. van Vliet, acting as Agent, at the hearing on 27 February 2003,
after hearing the Opinion of the Advocate General at the sitting on 3 April 2003,
gives the following
Legal framework
Community legislation
A trade mark may consist of any sign capable of being represented graphically, particularly words, including personal names, designs, letters, numerals, the shape of goods or of their packaging, provided that such signs are capable of distinguishing the goods or services of one undertaking from those of other undertakings.
The following shall not be registered or if registered shall be liable to be declared invalid:
(a) signs which cannot constitute a trade mark;
(b) trade marks which are devoid of any distinctive character.
Legislation applicable to Benelux
Article 2 of the Directive, concerning signs which may be protected, does not require amendment of the LBM. The wording of that article corresponds almost wholly with Article 1 of the LBM. While it is true that, unlike Article 2 of the Directive, Article 1 of the LBM does not require that the signs be capable of being represented graphically, in practice signs are none the less required to satisfy that requirement in order to benefit from protection as a trade mark.
Nor did Article 3 of the Directive entail an amendment of the LBM. The absolute grounds for refusal or invalidity set out in the first paragraph of that article may be found in Articles 1 and 4(1) and (2), taken together with Article 14(A)(1) of the LBM. ...
Denominations, designs, prints, seals, letters, numbers, shapes of products or of packaging and all other signs serving to distinguish an undertaking's products shall be regarded as individual trade marks.
Main proceedings and questions referred to the Court
1. (a) Must Article 2 of the Directive be interpreted as precluding sounds or noises from being regarded as trade marks?
(b) If the answer to question 1(a) is in the negative, does the system established by the Directive require that sounds or noises must be capable of being regarded as trade marks?
2. (a) If the answer to question 1(a) is in the negative, what requirements does the Directive lay down for sound marks as regards the reference in Article 2 to the need for the sign to be capable of being represented graphically and, in conjunction therewith, as regards the way in which the registration of such a trade mark must take place?
(b) In particular, are the requirements referred to in (a) satisfied if the sound or the noise is registered in one of the following forms:
- musical notes;
- a written description in the form of an onomatopoeia;
- a written description in some other form;
- a graphical representation such as a sonogram;
- a sound recording annexed to the registration form;
- a digital recording accessible via the internet;
- a combination of those methods;
- some other form and, if so, which?
First question
Observations submitted to the Court
The Court's response
Second question
Observations submitted to the Court
The Court's response
- Article 2 of the Directive must be interpreted as meaning that a trade mark may consist of a sign which is not in itself capable of being perceived visually, provided that it can be represented graphically, particularly by means of images, lines or characters, and that its representation is clear, precise, self-contained, easily accessible, intelligible, durable and objective;
- in the case of a sound sign, those requirements are not satisfied when the sign is represented graphically by means of a description using the written language, such as an indication that the sign consists of the notes going to make up a musical work, or the indication that it is the cry of an animal, or by means of a simple onomatopoeia, without more, or by means of a sequence of musical notes, without more. On the other hand, those requirements are satisfied where the sign is represented by a stave divided into measures and showing, in particular, a clef, musical notes and rests whose form indicates the relative value and, where necessary, accidentals.
Costs
65. The costs incurred by the Netherlands, French, Italian, Austrian and United Kingdom Governments and by the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the action pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Sixth Chamber),
in answer to the questions referred to it by the Hoge Raad der Nederlanden by judgment of 13 July 2001, hereby rules:
1. Article 2 of First Council Directive 89/104/EEC of 21 December 1988 to approximate the laws of the Member States relating to trade marks is to be interpreted as meaning that sound signs must be capable of being regarded as trade marks provided that they are capable of distinguishing the goods or services of one undertaking from those of other undertakings and are capable of being represented graphically.
2. Article 2 of Directive 89/104 must be interpreted as meaning that a trade mark may consist of a sign which is not in itself capable of being perceived visually, provided that it can be represented graphically, particularly by means of images, lines or characters, and that its representation is clear, precise, self-contained, easily accessible, intelligible, durable and objective.
In the case of a sound sign, those requirements are not satisfied when the sign is represented graphically by means of a description using the written language, such as an indication that the sign consists of the notes going to make up a musical work, or the indication that it is the cry of an animal, or by means of a simple onomatopoeia, without more, or by means of a sequence of musical notes, without more. On the other hand, those requirements are satisfied where the sign is represented by a stave divided into measures and showing, in particular, a clef, musical notes and rests whose form indicates the relative value and, where necessary, accidentals.
Skouris
SchintgenMacken
|
Delivered in open court in Luxembourg on 27 November 2003.
R. Grass V. Skouris
Registrar President
1: Language of the case: Dutch.