JUDGMENT OF THE COURT (Fifth Chamber)
10 April 2003 (1)
(Directive 89/397/EEC - Official control of foodstuffs - Second subparagraph of Article 7(1) - Analysis of samples - Right to a second opinion - Direct effect - Admissibility of the results of analyses as evidence in the event of an infringement of the right to a second opinion)
In Case C-276/01,
REFERENCE to the Court under Article 234 EC by the Amtsgericht Schleswig (Germany) for a preliminary ruling in the proceedings pending before that court against
Joachim Steffensen,
on the interpretation of the second subparagraph of Article 7(1) of Council Directive 89/397/EEC of 14 June 1989 on the official control of foodstuffs (OJ 1989 L 186, p. 23),
THE COURT (Fifth Chamber),
composed of: M. Wathelet, President of the Chamber, C.W.A. Timmermans (Rapporteur), P. Jann, S. von Bahr and A. Rosas, Judges,
Advocate General: C. Stix-Hackl,
Registrar: M.-F. Contet, Principal Administrator,
after considering the written observations submitted on behalf of:
- the German Government, by W.-D. Plessing and A. Dittrich, acting as Agents;
- the Danish Government, by J. Bering Liisberg, acting as Agent;
- the Italian Government, by U. Leanza, acting as Agent, assisted by M. Fiorilli, avvocato dello Stato;
- the Commission of the European Communities, by J. Sack, acting as Agent,
having regard to the Report for the Hearing,
after hearing the oral observations of Mr Steffensen, represented by M. Grube, Rechtsanwalt, of the Danish Government, represented by J. Bering Liisberg, and of the Commission, represented by J. Sack, at the hearing on 12 September 2002,
after hearing the Opinion of the Advocate General at the sitting on 22 October 2002,
gives the following
Legal background
Community legislation
'... although ... undertakings should not have the right to oppose the inspections, ... their legitimate rights must be preserved, in particular ... the right of appeal'.
'Inspection shall cover all stages of production, manufacture, import into the Community, processing, storage, transport, distribution and trade.'
'The following shall be subject to inspection:
...
(d) finished products'.
'Samples of the products enumerated in Article 6(1)(b) to (f) may be taken for the purposes of analysis.
Member States shall take the necessary steps to ensure that those subject to inspection may apply for a second opinion.'
'Member States shall take the measures necessary to ensure that natural and legal persons concerned by the inspection have a right of appeal against measures taken by the competent authority for the purpose of inspection.'
National legislation
'It is prohibited to place on the market in the course of business, without adequate labelling, foodstuffs the composition of which does not correspond to accepted standards and the use and value of which, in particular their nutritional value and the level of consumer satisfaction they offer, is appreciably reduced.'
'(1) So far as implementation of the provisions on trade in products within the meaning of this Law so requires, the persons charged with supervision and police officials are authorised to request or to take samples of their choosing for inspection purposes against acknowledgment of receipt. Part of the sample or, in so far as the sample cannot, or cannot without jeopardising the purpose of the inspection, be divided into portions of equivalent composition, a second piece of the same type and from the same manufacturer as that taken as a sample, shall be left behind. The manufacturer may waive the leaving behind of a sample.
(2) Samples to be left behind shall be officially closed or sealed. They must bear the date on which the sample was taken and the date after which the closure or the seal is to be regarded as being no longer valid.
(3) Compensation is in principle not payable in respect of samples taken under official supervision pursuant to the present Law. In individual cases, compensation may be paid up to the amount of the retail price if unreasonable hardship would otherwise arise.
(4) Authorisation to take samples extends to products as defined in the present Law which are sold at markets, on streets or public places or by way of itinerant trade, or which are being transported before delivery to the consumer.'
'A custodial sentence of up to one year or a fine shall be imposed on any person who, contrary to Paragraph 17(1)(1) or 17(1)(2), places foodstuffs on the market without adequate labelling.'
'Whosoever negligently commits one of the acts described in Paragraph 52(1)(2) to (11) or 52(2) ... shall be guilty of a summary offence.'
The main proceedings
The questions referred for a preliminary ruling
'(1) Is Article 7(1) of Council Directive 89/397/EEC of 14 June 1989 on the official control of foodstuffs to be construed as conferring on the manufacturer of a product a directly applicable right to apply for a second opinion where public authorities have taken from a retail outlet a sample of the manufacturer's product for purposes of analysis and that sample has failed to satisfy certain criteria imposed by the legislation on foodstuffs?
(2) If the answer to Question 1 is in the affirmative: is Article 7(1) of that directive to be construed as giving rise to a Community-law prohibition on the use of findings based on samples removed by public authorities where it has not been made possible for the manufacturer of the product which is the subject of criticism in those findings to apply for a second opinion?'
The first question
Observations submitted to the Court
Reply of the Court
The second question
Observations submitted to the Court
Reply of the Court
Costs
81. The costs incurred by the German, Danish and Italian Governments and by the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main action, a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Fifth Chamber),
in answer to the questions referred to it by the Amtsgericht Schleswig by order of 5 July 2001, hereby rules:
1. The second subparagraph of Article 7(1) of Council Directive 89/397/EEC of 14 June 1989 on the official control of foodstuffs is to be construed as meaning that a manufacturer may rely on a right to a second opinion based on that article against the competent authorities of a Member State where those authorities claim that his products fail to meet the standard required by the national rules on foodstuffs on the basis of an analysis of samples of those products taken from retail outlets.
2. It is for the national court before which an action such as that at issue in the main proceedings has been brought to assess, in the light of all the factual and legal evidence available to it, whether or not the results of analyses of samples of a manufacturer's products are to be admitted asevidence that the manufacturer has infringed a Member State's national rules on foodstuffs where the manufacturer has been unable to exercise his right to a second opinion under the second subparagraph of Article 7(1) of Directive 89/397. In that regard, the national court must verify that the national rules on the taking of evidence applicable to such an action are not less favourable than those governing similar domestic actions (the principle of equivalence) and that they do not render practically impossible or excessively difficult the exercise of rights conferred by Community law (the principle of effectiveness). In addition, the national court must consider whether such evidence must be excluded in order to avoid measures incompatible with compliance with fundamental rights, in particular the right to a fair hearing before a tribunal as laid down in Article 6(1) of the European Convention for the Protection of Human Rights and Fundamental Freedoms.
Wathelet
von BahrRosas
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Delivered in open court in Luxembourg on 10 April 2003.
R. Grass M. Wathelet
Registrar President of the Fifth Chamber
1: Language of the case: German.