JUDGMENT OF THE COURT (Sixth Chamber)
11 September 2003 (1)
(Directive 1999/5/EC - Radio equipment and telecommunications terminal equipment - Effective judicial protection of rights conferred by the Community legal order - Permissibility of administrative penalties under national legislation - Application to set aside a seizure measure against a third party)
In Case C-13/01,
REFERENCE to the Court under Article 234 of the EC Treaty by the Giudice di pace di Genova (Italy) for a preliminary ruling in the proceedings pending before that court between
Safalero Srl
and
Prefetto di Genova,
on the interpretation of the principles of proportionality, effectiveness and judicial protection of rights conferred by the Community legal order,
THE COURT (Sixth Chamber),
composed of: J.-P. Puissochet, President of the Chamber, R. Schintgen, C. Gulmann, F. Macken and J.N. Cunha Rodrigues (Rapporteur), Judges,
Advocate General: C. Stix-Hackl,
Registrar: L. Hewlett, Principal Administrator,
after considering the written observations submitted on behalf of:
- Safalero Srl, by G. Conte and S. Cavanna, avvocati,
- the Italian Government, by I.M. Braguglia, acting as Agent, and M. Fiorilli, avvocato dello Stato,
- the Commission of the European Communities, by R.B. Wainwright and R. Amorosi, acting as Agents,
having regard to the Report for the Hearing,
after hearing the oral observations of Safalero Srl, represented by G. Conte and G. M. Giacomini, avvocato, of the Italian Government, represented by M. Fiorilli, of the French Government, represented by C. Lemaire, acting as Agent, and of the Commission, represented by R. Amorosi, at the hearing on 9 January 2003,
after hearing the Opinion of the Advocate General at the sitting on 20 March 2003,
gives the following
Relevant provisions
Community legislation
Member States shall ensure that apparatus is placed on the market only if it complies with the appropriate essential requirements identified in Article 3 and the other relevant provisions of this Directive when it is properly installed and maintained and used for its intended purpose. It shall not be subject to further national provisions in respect of placing on the market.
In the case of radio equipment using frequency bands whose use is not harmonised throughout the Community, the manufacturer or his authorised representative established within the Community or the person responsible for placing the equipment on the market shall notify the national authority responsible in the relevant Member State for spectrum management of the intention to place such equipment on its national market.
This notification shall be given no less than four weeks in advance of the start of placing on the market and shall provide information about the radio characteristics of the equipment (in particular frequency bands, channel spacing, type of modulation and RF-power) and the identification number of the notified body referred to in Annex IV or V.
1. Member States shall allow the putting into service of apparatus for its intended purpose where it complies with the appropriate essential requirements identified in Article 3 and the other relevant provisions of this Directive.
2. Notwithstanding paragraph 1, and without prejudice to conditions attached to authorisations for the provision of the service concerned in conformity with Community law, Member States may restrict the putting into service of radio equipment only for reasons related to the effective and appropriate use of the radio spectrum, avoidance of harmful interference or matters relating to public health.
Member States shall not prohibit, restrict or impede the placing on the market and putting into service in their territory of apparatus bearing the CE marking referred to in Annex VII, which indicates its conformity with all provisions of this Directive, including the conformity assessment procedures set out in Chapter II. This shall be without prejudice to Articles 6(4), 7(2) and 9(5).
Where a Member State ascertains that apparatus within the scope of this Directive does not comply with the requirements of this Directive, it shall take all appropriate measures in its territory to withdraw the apparatus from the market or from service, prohibit its placing on the market or putting into service or restrict its free movement.
(a) Notwithstanding the provisions of Article 6, a Member State may, acting in conformity with the Treaty, and in particular Articles 30 and 36 thereof, adopt any appropriate measures with a view to:
(i) prohibiting or restricting the placing on its market, and/or
(ii) requiring the withdrawal from its market,
of radio equipment, including types of radio equipment, which has caused or which it reasonably considers will cause harmful interference, including interference with existing or planned services on nationally allocated frequency bands.
(b) Where a Member State takes measures in accordance with subparagraph (a) it shall immediately inform the Commission of the said measures, specifying the reasons for adopting them.
Apparatus complying with all relevant essential requirements shall bear the CE conformity marking referred to in Annex VII. ...
Member States shall not later than 7 April 2000 adopt and publish the laws, regulations and administrative provisions necessary to comply with this Directive. They shall forthwith inform the Commission thereof. They shall apply these provisions as from 8 April 2000.
...
Where a Member State takes steps to prevent the free movement or placing on the market of a particular model or type of product lawfully produced or marketed in another Member State, it shall notify the Commission accordingly where the direct or indirect effect of the measure is:
- a general ban on the goods,
- a refusal to allow the goods to be placed on the market,
- the modification of the model or type of product concerned before it can be placed or kept on the market, or
- withdrawal of the goods from the market.
1. The notification requirement laid down in Article 1 shall apply to measures taken by the competent authorities of the Member States so authorised, with the exception of judicial decisions.
Where a particular model or type of product is the subject of several measures, adopted under identical substantive conditions and procedures, only the first of those measures shall be subject to the notification requirement.
2. Article 1 shall not apply to:
- measures taken solely in pursuance of Community harmonisation measures,
- measures notified to the Commission under specific provisions,
- draft measures notified to the Commission under specific Community provisions,
- measures preparing or leading up to the main measure referred to in Article 1, such as preventive measures or investigations,
- measures relating solely to the protection of public morality or public order,
- measures relating to second-hand goods which, with time or use, have become unsuitable for being placed or kept on the market.
3. The initiation of proceedings for judicial review of such a main measure shall under no circumstances result in suspension of the application of Article 1.
National legislation
It is forbidden to build or to import into the national territory, for commercial purposes, to use or to operate, in any capacity, electrical or radio-electrical equipment or systems or networks, which do not comply with the standards established for the prevention and elimination of interference with the transmission and reception of radio signals.
Those rules, which also lay down the methods for checking conformity, shall be published by decree of the Minister for Posts and Telecommunications, acting together with the Minister for Industry, Commerce and Crafts, in accordance with the directives of the European Communities.
The placing on the market and the importation for commercial purposes of the equipment referred to in the first paragraph are conditional upon the issue of a certificate, marking or attestation of conformity or upon production of a declaration of conformity in accordance with rules to be established by decree as referred to in the second paragraph.
The bodies and persons authorised to endorse type-approval stamps or issue conformity certificates as provided for in the preceding paragraph shall be appointed by decree of the Minister for Posts and Telecommunications, acting together with the Minister for Industry, Commerce and Crafts.
The apparatus referred to in the preceding article must be of a type approved by the authorities based on technical standards set out in Annex 1 to the present decree.
The approval certificate shall indicate for which purposes the apparatus is to be used and the particulars of the approval. Those particulars are to be shown on the stamp provided for in Article 334(2)(c) of the Postal Regulations in accordance with the example given in Annex 2.
The use of the apparatus remains subject to possession of such approval by the owner thereof.
Any person who infringes the provisions of Article 398 shall be fined in an amount between ITL 15 000 and ITL 300 000 by way of administrative penalty.
Where such a person may be classified as a manufacturer or importer of electrical or radio-electrical equipment or systems, the fine to be imposed by way of administrative penalty shall be in an amount between ITL 50 000 and ITL 1 000 000 and, in addition, products or equipment which are not certified as being in conformity in accordance with the provisions of Article 398 shall be subject to confiscation.
1. For the purposes of placing on the market and putting into service of telecommunications terminal equipment and radio equipment, the services of the Ministry of Communications shall comply with the provisions of Directive 1999/5/EC of the European Parliament and of the Council of 9 March 1999, within the limits set out in Article 1(4) of the Directive.
2. The Ministry of Communications shall take the necessary measures to prohibit the placing on the market and the putting into service, to withdraw from the market or from service, or to limit the free movement of apparatus which does not comply with the prescribed conditions.
The Radiosistemi case
(1) Article 28 EC precludes legislation and national administrative practice which - in the context of a system where matters concerning conformity assessment procedures for the purposes of placing radio equipment on the market and putting such equipment into service have been delegated to the administrative authorities, to be decided at their discretion - prevents economic operators from importing, marketing or holding in stock, with a view to selling, radio equipment that has not undergone national type-approval, and which does not admit other forms of evidence, equally reliable but less burdensome to obtain, to prove that such equipment is in conformity with requirements concerning the proper use of the radio frequencies authorised under national law.
(2) The provisions of the second sentence of Article 6(1), Article 7(1) and Article 8(1) of [the] Directive ... confer on individuals rights which may be relied upon before national courts even though the Directive itself has not been formally implemented in national law within the period prescribed. Article 7(2) of the Directive does not allow for the maintenance in force of legislation or administrative practice which, after 8 April 2000, prohibits the marketing or the putting into service of radio equipment which does not bear national type-approval stamp, where it has been confirmed that such equipment makes efficient and proper use of the radio frequencies authorised under national law, or where it is easy to verify that this is the case.
(3) The term measure within the meaning of Article 1 of Decision No 3052/95 ... includes any measures, other than judicial decisions, taken by a Member State having the effect of restricting the free movement of goods lawfully produced or marketed in another Member State. Where the administrative authorities, having seized a particular model or a particular type of product which is lawfully marketed in another Member State, continue to withhold that model or product after a check has been carried out by the public authorities responsible for technical checks to ascertain that the product in question is in conformity with both national and Community legislation, that is a measure which must be notified to the Commission within the meaning of that provision.
(4) Where national provisions have been recognised as being contrary to Community law, the imposition of fines or other coercive measures for infringements of those provisions is also incompatible with Community law.
The main dispute and the question referred for a preliminary ruling
Are the rules on procedure and on sanctions for administrative offences laid down by Law No 689 of 24 November 1981 compatible with the principles of proportionality, effectiveness and adequate legal protection of the rights conferred by Community law on individuals, laid down in the Treaty and/or set out and defined in the case-law of the Court of Justice, where:
- the offender cannot institute court proceedings against a measure authorising seizure adopted by the administrative authorities until the administrative authorities themselves, without being constrained by procedural time-limits, have issued a payment order or a confiscation order;
- a person directly and individually concerned by a measure adopted by the administrative authorities is not allowed to institute court proceedings where the measure itself is addressed to other persons;
- a person directly and individually concerned by a measure adopted by the administrative authorities and addressed to other persons is not allowed to participate, even as a voluntary intervener, in opposition proceedings brought against such a measure;
- provision is made, with no possibility for a court to make a different and discretionary assessment, for the additional penalty of confiscation of the goods where the offence is purely administrative, the main penalty being pecuniary and involving payment of a sum of money which may be quite modest?
Findings of the Court
Costs
57. The costs incurred by the Italian and French Governments and by the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Sixth Chamber),
in answer to the question referred to it by the Giudice di pace di Genova by orders of 4 January 2001 and 30 July 2002, hereby rules:
The principle of effective judicial protection of the rights which the Community legal order confers on individuals is to be construed, in circumstances such as those in the main proceedings, as not precluding national legislation under which an importer cannot bring court proceedings to challenge a measure adopted by the public authorities under which goods sold to a retailer are seized, where there is available to that importer a legal remedy which ensures respect for the rights conferred on him by Community law.
Puissochet
MackenCunha Rodrigues
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Delivered in open court in Luxembourg on 11 September 2003.
R. Grass J.-P. Puissochet
Registrar President of the Sixth Chamber
1: Language of the case: Italian.