JUDGMENT OF THE COURT (Fifth Chamber)
14 November 2002 (1)
(Public service contracts - Directive 92/50/EEC - Scope ratione materiae - Moving offices of a central bank - Contract relating to both services listed in Annex I A to Directive 92/50 and services listed in Annex I B to that directive - Predominance in value terms of services listed in Annex I B)
In Case C-411/00,
REFERENCE to the Court under Article 234 EC by the Bundesvergabeamt (Austria) for a preliminary ruling in the proceedings pending before that court between
Felix Swoboda GmbH
and
Österreichische Nationalbank,
on the interpretation of Council Directive 92/50/EEC of 18 June 1992 relating to the coordination of procedures for the award of public service contracts (OJ 1992 L 209, p. 1),
THE COURT (Fifth Chamber),
composed of: M. Wathelet, President of the Chamber, C.W.A. Timmermans (Rapporteur), D.A.O. Edward, P. Jann and S. von Bahr, Judges,
Advocate General: J. Mischo,
Registrar: M.-F. Contet, Administrator,
after considering the written observations submitted on behalf of:
- the Österreichische Nationalbank, by I. Welser, Rechtsanwältin,
- the Austrian Government, by H. Dossi, acting as Agent,
- the United Kingdom Government, by R. Magrill, acting as Agent, and A. Robertson, Barrister,
- the Commission of the European Communities, by M. Nolin, acting as Agent, and R. Roniger, Rechtsanwalt,
having regard to the Report for the Hearing,
after hearing the oral observations of the Österreichische Nationalbank, represented by I. Welser, of the Austrian Government, represented by M. Winkler, acting as Agent, and of the Commission, represented by M. Nolin and R. Roniger, at the hearing on 14 March 2002,
after hearing the Opinion of the Advocate General at the sitting on 18 April 2002,
gives the following
Legal framework
Community law
Directive 92/50
'For the purposes of this directive:
...
(d) open procedures shall mean those national procedures whereby all interested service providers may submit a tender;
(e) restricted procedures shall mean those national procedures whereby only those service providers invited by the authority may submit a tender;
(f) negotiated procedures shall mean those national procedures whereby authorities consult service providers of their choice and negotiate the terms of the contract with one or more of them'.
'If a public contract is intended to cover both products within the meaning of Directive 77/62/EEC and services within the meaning of Annexes I A and I B to this directive, it shall fall within the scope of this directive if the value of the services in question exceeds that of the products covered by the contract.'
'The selection of the valuation method shall not be used with the intention of avoiding the application of this directive, nor shall any procurement requirement for a given amount of services be split up with the intention of avoiding the application of this article.'
'Contracts which have as their object services listed in Annex I A shall be awarded in accordance with the provisions of Titles III to VI.'
'Contracts which have as their object services listed in Annex I B shall be awarded in accordance with Articles 14 and 16.'
'Contracts which have as their object services listed in both Annexes I A and I B shall be awarded in accordance with the provisions of Titles III to VI where the value of the services listed in Annex I A is greater than the value of the services listed in Annex I B. Where this is not the case, they shall be awarded in accordance with Articles 14 and 16.'
Directive 93/36/EEC
'For the purpose of this directive:
(a) public supply contracts are contracts for pecuniary interest concluded in writing involving the purchase, lease rental or hire purchase, with or without option to buy, of products between a supplier (a natural or legal person) and one of the contracting authorities defined in (b) below. The delivery of such products may in addition include siting and installation operations'.
'No procurement requirement for a given quantity of supplies may be split up with the intention of avoiding the application of this directive.'
Directive 93/37/EEC
'For the purpose of this directive:
(a) public works contracts are contracts for pecuniary interest concluded in writing between a contractor and a contracting authority as defined in (b), which have as their object either the execution, or both the execution and design, of works related to one of the activities referred to in Annex II or a work defined in (c) below, or the execution, by whatever means, of a work corresponding to the requirements specified by the contracting authority'.
Directive 93/38/EEC
'For the purpose of this directive:
...
4. supply, works and service contracts shall mean contracts for pecuniary interest concluded in writing between one of the contracting entities referred to in Article 2, and a supplier, a contractor or a service provider, having as their object:
(a) in the case of supply contracts, the purchase, lease, rental or hire-purchase, with or without options to buy, of products;
(b) in the case of works contracts either the execution, or both the execution and design or the realisation, by whatever means, of building or civil engineering activities referred to in Annex XI. These contracts may, in addition, cover supplies and services necessary for their execution;
(c) in the case of service contracts, any object other than those referred to in (a) and (b) ...
...
Contracts which include the provision of services and supplies shall be regarded as supply contracts if the total value of supplies is greater than the value of the services covered by the contract.'
'The basis for calculating the estimated value of a contract including both supplies and services shall be the total value of the supplies and services, regardless of their respective values. The calculation shall include the value of the siting and installation operations.'
National legislation
The main proceedings and the questions referred for a preliminary ruling
'(1) Must a service which serves a single purpose, but which could be subdivided into part services, be classified as a single service consisting of a main service and accessory, supporting services in accordance with the scheme of Directive 92/50/EEC, and in particular the types of services contained in Annex I A and I B, and treated as a service listed in Annex I A or I B to the directive according to its main object, or must each part service instead be considered separately in order to establish whether the service is subject to the directivein full as a priority service or only to individual provisions thereof as a non-priority service?
(2) How far may a service which describes a specific type of service (e.g. transport services) be broken down into individual services in accordance with the scheme of Directive 92/50/EEC without infringing the provisions on the award of service contracts or undermining the effet utile of the directive on services?
(3) Must the services referred to in this case (having regard to Article 10 of Directive 92/50/EEC) be regarded as services falling within Annex I A to Directive 92/50/EEC (Category 2, Land transport services) so that contracts which have as their object such services are to be awarded in accordance with the provisions of Titles III to VI of the directive, or must they be classified as services falling within Annex I B to Directive 92/50/EEC (Category 20, Supporting and auxiliary transport services, and Category 27, Other services) so that contracts which have as their object such services are to be awarded in accordance with Articles 14 and 16, and under which CPC reference number must they be subsumed?
(4) In the event that consideration of the part services leads to the conclusion that a part service falling within Annex I A to the directive which, in principle, is subject in full to the provisions of Directive 92/50/EEC is, by way of an exception, not subject in full to the provisions of the directive on account of the principle of predominance laid down in Article 10 thereof, is there an obligation on the contracting authority to split off non-priority part services and to award contracts for them separately in order to respect the priority nature of the service?'
Admissibility of the questions referred for a preliminary ruling
The questions referred for a preliminary ruling
The first question
Observations submitted to the Court
Reply of the Court
Thus, the 21st recital in the preamble to Directive 92/50 states that the application of its provisions in full must be limited, for a transitional period, to contracts for services where its provisions will enable the full potential for increased cross-border trade to be realised, the contracts for other services during that period being subject only to monitoring.
The second and fourth questions
The third question
Costs
67. The costs incurred by the Austrian and the United Kingdom Governments and by the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main action, a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Fifth Chamber),
in answer to the questions referred to it by the Bundesvergabeamt by order of 29 September 2000, hereby rules:
1. The determination of the regime applicable to public service contracts composed partly of services falling within Annex I A to Council Directive 92/50/EEC of 18 June 1992 relating to the coordination of procedures for the award of public service contracts and partly of services falling within Annex I B to the directive does not depend on the main purpose of those contracts and is to be made in accordance with the unequivocal test laid down by Article 10 of that directive.
2. In the award of a contract with a single object but composed of several services, the classification of those services in Annexes I A and I B to Directive 92/50, far from depriving it of its effectiveness, is in accordance with the system laid down by the directive. When, following the classification thus made by reference to the nomenclature of the United Nations Common Product Classification, the value of the services falling within Annex I B exceeds the value of the services falling within Annex I A, there is no obligation on the part of the contracting authority to separate from the contract in question the services referred to in Annex I B and to award separate contracts in respect of them.
3. It is for the national court to determine the regime applicable to the contract forming the object of the procedure at issue in the main proceedings on the basis of Article 10 of Directive 92/50, in particular by verifying that the services which make up that contract and the reference numbers of the nomenclature of the United Nations Common Product Classification correspond. In any case, Category 20 of Annex I B to Directive 92/50 cannot be interpreted as also including land transport services in themselves, as they are explicitly covered by Category 2 of Annex I A to the Directive.
Wathelet
Jannvon Bahr
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Delivered in open court in Luxembourg on 14 November 2002.
R. Grass M. Wathelet
Registrar President of the Fifth Chamber
1: Language of the case: German.