JUDGMENT OF THE COURT (Fifth Chamber)
19 September 2002 (1)
(Agriculture - Part-financed aid - Repayment - Legal basis - Protection of legitimate expectations - Legal certainty - Procedural autonomy of Member States)
In Case C-336/00,
REFERENCE to the Court under Article 234 EC by the Oberster Gerichtshof (Austria) for a preliminary ruling in the proceedings pending before that court between
Republik Österreich
and
Martin Huber,
on the validity and interpretation of Council Regulation (EEC) No 2078/92 of 30 June 1992 on agricultural production methods compatible with the requirements of the protection of the environment and the maintenance of the countryside (OJ 1992 L 215, p. 85), as amended by the Act concerning the conditions of accession of the Republic of Austria, the Republic of Finland and the Kingdom of Sweden and the adjustments to the Treaties on which the European Union is founded (OJ 1994 C 241, p. 21 and OJ 1995 L 1, p. 1),
THE COURT (Fifth Chamber),
composed of: P. Jann, President of the Chamber, D.A.O. Edward, A. La Pergola, M. Wathelet (Rapporteur) and C.W.A. Timmermans, Judges,
Advocate General: S. Alber,
Registrar: M.-F. Contet, Administrator,
after considering the written observations submitted on behalf of:
- Republik Österreich, by U. Weiler, acting as Agent,
- M. Huber, by A. Klauser, Rechtsanwalt,
- Austrian Government, by H. Dossi, acting as Agent,
- Council of the European Union, by J.-P. Hix and F.P. Ruggeri Laderchi, acting as Agents,
- Commission of the European Communities, by G. Braun and G. Berscheid, acting as Agents,
having regard to the Report for the Hearing,
after hearing the oral observations of the Republik Österreich, represented by U. Weiler, of M. Huber, represented by B. Girsch, Rechtsanwalt, of the Austrian Government, represented by C. Pesendorfer, acting as Agent, of the Council, represented by J.-P. Hix and F.P. Ruggeri Laderchi, and of the Commission, represented by G. Braun and G. Berscheid, at the hearing on 24 January 2002,
after hearing the Opinion of the Advocate General at the sitting on 14 March 2002,
gives the following
Legal framework
Community legislation
'...
- accompany the changes to be introduced under the market organisation rules,
- contribute to the achievement of the Community's policy objectives regarding agriculture and the environment,
- contribute to providing an appropriate income for farmers'.
'Subject to positive effects on the environment and the countryside, the scheme may include aid for farmers who undertake:
(a) to reduce substantially their use of fertilizers and/or plant protection products, or to keep to the reductions already made, or to introduce or continue with organic farming methods;
...'.
'An annual premium per hectare or livestock unit removed from a herd shall be granted to farmers who give one or more of the undertakings referred to in Article 2 for at least five years, in accordance with the programme applicable in the zone concerned. ...'
'(a) the conditions for granting aid;
(b) the amount of aid to be paid, on the basis of the undertaking given by the beneficiary and of the loss of income and of the need to provide an incentive;
(c) the terms on which the aid for the upkeep of abandoned land as referred to in Article 2(1)(e) may be granted to persons other than farmers, where no farmers are available;
(d) the conditions to be met by the beneficiary to ensure that compliance with the undertakings may be verified and monitored;
(e) the terms on which the aid may be granted where the farmer personally is unable to give an undertaking for the minimum period required.'
National legislation
The main proceedings and the questions referred for a preliminary ruling
'(1) Was Council Regulation No 2078/92 of 30 June 1992 on agricultural production methods compatible with the requirements of the protection of the environment and the maintenance of the countryside ... validly adopted?
(2) Does a decision on the approval of a programme under Article 7 of Council Regulation No 2078/92 of 30 June 1992 on agricultural production methods compatible with the requirements of the protection of the environment and the maintenance of the countryside also encompass the content of the programmes submitted by the Member States for approval?
(3) Are farmers who apply for aid under that programme also to be regarded as persons to whom the decision is addressed and is the form of the notification chosen in that regard, in particular the obligation on the Member States to provide farmers with appropriate information, sufficient to make the decision binding on those farmers and any conflicting contracts granting aid ineffective?
(4) May a farmer in this instance, irrespective of the content of the programme within the meaning of Regulation No 2078/92 approved by the Commission, rely on the statements of the administrative bodies of the Member States so that a claim for recovery is precluded?
(5) Is it open to the Member States under Regulation No 2078/92 to implement programmes within the meaning of that regulation either by private-sector measures (contracts) or by forms of State action?
(6) In assessing whether restrictions on the possibilities of claiming recovery on grounds of the protection of legitimate expectations and legal certainty accord with the interests of Community law, is only the specific form of action to be taken into account or also the possibilities of claiming recovery which exist in other forms of action and particularly favour the Community interests?'
The questions referred for a preliminary ruling
First question
The second question
The third question
The fourth question
- whether the ÖPUL directive was sufficiently clear in prohibiting the use of the plant protection products mentioned in paragraph 20 of the present judgment, taking into account the observations set out by the Advocate General at point 127 of his Opinion;
- whether specific obligations relating to the use of plant protection products were clearly evident from the aid application form or the notices annexed to it, taking into account the observations set out by the Advocate General at point 121 of his Opinion;
- whether the ÖPUL directive had been incorporated, in whole or in part, in the aid contract;
- whether the draft of the ÖPUL directive or its final text had in fact been made known to Mr Huber;
- or, if this was not the case, whether Mr Huber had been negligent, as a farmer exercising ordinary care would not have been, in not seeking to obtain precise knowledge of the content of the ÖPUL directive by travelling to the Federal Ministry of Agriculture and Forestry in Vienna in order to consult the text of the directive and, specifically, whether the need for such an on-the-spot consultation in order to learn the full extent of their obligations did not place an excessive burden on the farmers concerned.
The fifth and sixth questions
Costs
65. The costs incurred by the Austrian Government, as well as by the Council and the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Fifth Chamber),
in answer to the questions referred to it by the Oberster Gerichtshof by order of 26 January 2000, hereby rules:
1. Consideration of the first question has not disclosed any factor of such a kind as to affect the validity of Council Regulation (EEC) No 2078/92 of 30 June 1992 on agricultural production methods compatible with the requirements of the protection of the environment and the maintenance of the countryside, as amended by the Act concerning the conditions ofaccession of the Republic of Austria, the Republic of Finland and the Kingdom of Sweden and the adjustments to the Treaties on which the European Union is founded.
2. Article 7(2) of Regulation No 2078/92, as amended by the abovementioned Act of Accession, must be interpreted as meaning that a Commission decision approving a national aid programme also encompasses its content, without, however, conferring on that programme the nature of an act of Community law.
3. A Commission decision approving a national aid programme as referred to in Article 7 of Regulation No 2078/92, as amended by the Act of Accession, is addressed only to the Member State concerned. It is for the national courts to decide, in the light of national law, whether the publicity given to that programme enabled it to become binding on agricultural and rural operators, in particular by ensuring compliance with the requirement of appropriate information laid down in Article 3(3)(f) of Regulation No 2078/92.
4. Community law does not preclude the application of the principles of the protection of legitimate expectations and legal certainty in order to prevent the recovery of aid part-financed by the Community which has been wrongly paid, provided that the interest of the Community is also taken into consideration. The application of the principle of the protection of legitimate expectations assumes that the good faith of the beneficiary of the aid in question is established.
5. It is open to Member States to implement national aid programmes within the meaning of Article 3(1) of Regulation No 2078/92, as amended by the Act of Accession, by private-sector measures or by forms of State action, in so far as the national measures in question do not affect the scope and effectiveness of Community law.
Jann
WatheletTimmermans
|
Delivered in open court in Luxembourg on 19 September 2002.
R. Grass P. Jann
Registrar President of the Fifth Chamber
1: Language of the case: German.