JUDGMENT OF THE COURT (Sixth Chamber)
27 June 2002 (1)
(Failure to fulfil obligations - Directive 91/676/EEC - Protection of waters against pollution caused by nitrates from agricultural sources - Identification of waters affected by pollution - Designation of vulnerable zones)
In Case C-258/00,
Commission of the European Communities, represented by M. Nolin, acting as Agent, with an address for service in Luxembourg,
applicant,
v
French Republic, represented initially by J.-F. Dobelle and D. Colas, and, subsequently, by G. de Bergues and D. Colas, acting as Agents, with an address for service in Luxembourg,
defendant,
supported by
Kingdom of Spain, represented by S. Ortiz Vaamonde, acting as Agent, with an address for service in Luxembourg,
intervener,
APPLICATION for a declaration that, by failing to take the appropriate steps to identify waters affected by pollution and, consequently, to designate the corresponding vulnerable zones, in accordance with Article 3 of and Annex I to Council Directive 91/676/EEC of 12 December 1991 concerning the protection of waters against pollution caused by nitrates from agricultural sources (OJ 1991 L 375, p. 1), the French Republic has failed to fulfil its obligations under that directive,
THE COURT (Sixth Chamber),
composed of: F. Macken (Rapporteur), President of the Chamber, N. Colneric, C. Gulmann, R. Schintgen and J.N. Cunha Rodrigues, Judges,
Advocate General: L.A. Geelhoed,
Registrar: L. Hewlett, Administrator,
having regard to the Report for the Hearing,
after hearing oral argument from the parties at the hearing on 4 October 2001, at which the Commission was represented by M. Nolin and the French Republic by D. Colas and by C. Chevalier, acting as Agent,
after hearing the Opinion of the Advocate General at the sitting on 29 November 2001,
gives the following
The legal framework
Community law
'1. Waters affected by pollution and waters which could be affected by pollution if action pursuant Article 5 is not taken shall be identified by the Member States in accordance with the criteria set out in Annex I.
2. Member States shall, within a two-year period following the notification of this Directive, designate as vulnerable zones all known areas of land in their territories which drain into the waters identified according to paragraph 1 and which contribute to pollution. They shall notify the Commission of this initial designation within six months.'
'Waters referred to in Article 3(1) shall be identified making use, inter alia, of the following criteria:
1. whether surface freshwaters, in particular those used or intended for the abstraction of drinking water, contain or could contain, if action pursuant to Article 5 is not taken, more than the concentration of nitrates laid down in accordance with Directive 75/440/EEC;
2. whether groundwaters contain more than 50 mg/l nitrates or could contain more than 50 mg/l nitrates if action pursuant to Article 5 is not taken;
3. whether natural freshwater lakes, other freshwater bodies, estuaries, coastal waters and marine waters are found to be eutrophic or in the near future may become eutrophic if action pursuant to Article 5 is not taken.'
National legislation
'The control of [eutrophication] is a complex and difficult task. Any one of the causal factors listed above, either chemical or physical, can be the appropriate basis for effective action. Nevertheless, it has as a rule seemed relevant to concentrate the effort to control eutrophication on nutrients, and particularly on nitrogen (N) and phosphorus (P).
...
All nutrients are causal factors in the phenomenon. Considering their relative abundance in the environment, some can be present in ample quantities, others can sooner or later run short ... In that context, the limiting factor is defined as the element which first runs short, which first disappears from the environment as the result of its assimilation by plants.
...
For each species considered, the comparison of its appropriate N/P ratio and the N/P ratio of the environment should make it possible to assess whether the environment can provide it with nourishment and will reveal which of the two elements will be the limiting factor. If the N/P ratio of the environment is greater than that which the tissues of that species can absorb, it means that nitrogen is superabundant and that a deficit in phosphorus will therefore appear first. Phosphorus is thus limiting. If the N/P ratio in the environment is lower than that of the tissues, it will conversely be nitrogen which will be the limiting factor in the development of the species.
...
The controlling factor will of course be a limiting factor, but that concept has an operational implication as well. Taking into account the possibility of monitoring the enrichment of the environment by one or another nutrient, the controlling factor will be that which can be made to become limiting.'
'The present state of knowledge, still imprecise and incomplete owing to the complexity of the factors and phenomena in question, suggests that it is highly likely that nitrogen is the controlling factor in the eutrophication of saline waters (coastal) and shallow stagnant, brackish waters (lagoons). It has been established that this is not the case for flowing brackish waters (estuaries) or hard freshwaters, both stagnant and flowing, where, to the contrary, it is phosphorus which plays that role. Finally, for acidic fresh waters, particularly stagnant (ponded), and for deep brackish waters, further studies are needed in order to reach a conclusion.
After observations and studies have made it possible to describe ... the state of eutrophication of waters, the working group will, on the basis of the considerations set out above, determine in which cases nitrogen is the controlling factor in the phenomenon. It will then also have to determine whether that nitrogen is in fact, at least predominantly, of agricultural origin. If such is the case, it will have to complete the designation of zones carried out on the basis of the nitrate content of waters. In the opposite case, there will be no reason to designate a particular vulnerable zone on the basis of that criterion.'
The pre-litigation procedure
The action
Limiting the identification of eutrophic waters to cases where nitrogen is the controlling factor
Arguments of the parties
Findings of the Court
- to identify as waters affected by pollution or which could be affected by pollution if action pursuant to Article 5 is not taken not only waters intended for human consumption but also the entirety of:
(i) surface freshwaters which contain or could contain more than the concentration of nitrates laid down in Council Directive 75/440/EEC of 16 June 1975 concerning the quality required of surface water intended for the abstraction of drinking water in the Member States; and
(ii) groundwaters which contain or could contain a concentration of nitrates greater than 50 mg/l;
- to designate as vulnerable zones, by 20 December 1993 at the latest, all known areas of land in their territories which drain into the waters thus identified as affected by pollution in compliance with Article 3(1) of the Directive, and
- to establish, by 20 December 1995 at the latest, action programmes to reduce the pollution of waters by nitrates and to improve their quality in the vulnerable zones designated under Article 3(2) of the Directive.
Failure to identify the waters of the Seine bay in the light of the Directive
Arguments of the parties
Findings of the Court
Costs
71. Under Article 69(2) of the Rules of Procedure, the unsuccessful party is to be ordered to pay the costs if they have been applied for in the successful party's pleadings. Since the Commission has applied for costs and the French Republic has been unsuccessful, the French Republic must be ordered to pay the costs. In application of the first subparagraph of Article 69(4) of those rules, the Kingdom of Spain, which intervened in the proceedings, must bear its own costs.
On those grounds,
THE COURT (Sixth Chamber)
hereby:
1. Declares that, by failing to take the appropriate steps to identify waters affected by pollution and, consequently, to designate the corresponding vulnerable zones, in accordance with Article 3 of and Annex I to Council Directive 91/676/EEC of 12 December 1991 concerning the protection of waters against pollution caused by nitrates from agricultural sources, the French Republic has failed to fulfil its obligations under that directive;
2. Orders the French Republic to pay the costs;
3. Orders the Kingdom of Spain to bear its own costs.
Macken
SchintgenCunha Rodrigues
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Delivered in open court in Luxembourg on 27 June 2002.
R. Grass F. Macken
Registrar President of the Sixth Chamber
1: Language of the case: French.