JUDGMENT OF THE COURT (Fifth Chamber)
7 March 2002 (1)
(Failure by a Member State to fulfil its obligations - Articles 52 and 59 of the EC Treaty (now, after amendment, Articles 43 EC and 49 EC) - Directive 89/48/EEC - Access to and practice of the profession of lawyer)
In Case C-145/99,
Commission of the European Communities, represented by E. Traversa and B. Mongin, acting as Agents, with an address for service in Luxembourg,
applicant,
v
Italian Republic, represented by U. Leanza, acting as Agent, assisted by F. Quadri, Avvocato dello Stato, with an address for service in Luxembourg,
defendant,
APPLICATION for a declaration that:
- by maintaining, contrary to Article 59 of the EC Treaty (now, after amendment, Article 49 EC), the general prohibition whereby lawyers established in other Member States and practising in Italy in the exercise of their freedom to provide services cannot have in that State the infrastructure needed to provide their services,
- by making enrolment at the Italian Bar conditional upon the possession of Italian nationality, the possession of qualifications acquired only in Italy and maintenance of a residence in an Italian judicial district, contrary to Article 52 of the EC Treaty (now, after amendment, Article 43 EC),
- by applying in a discriminatory manner against lawyers from other Member States the compensatory measures (aptitude test) provided for in Article 4 of Council Directive 89/48/EEC of 21 December 1988 on a general system for the recognition of higher-education diplomas awarded on completion of professional education and training of at least three years' duration (OJ 1989 L 19, p. 16), and
- by incompletely transposing Directive 89/48, inasmuch as no rules have been laid down regulating the conduct of the aptitude test for lawyers from other Member States,
the Italian Republic has failed to fulfil its obligations under Articles 52 and 59 of the Treaty and Directive 89/48,
THE COURT (Fifth Chamber),
composed of: S. von Bahr, President of the Fourth Chamber, acting for the President of the Fifth Chamber, D.A.O. Edward (Rapporteur), A. La Pergola, M. Wathelet and C.W.A. Timmermans, Judges,
Advocate General: C. Stix-Hackl,
Registrar: L. Hewlett, Administrator,
having regard to the Report for the Hearing,
after hearing oral argument from the parties at the hearing on 15 February 2001, at which the Commission was represented by E. Traversa and the Italian Republic by I. Braguglia, Avvocato dello Stato,
after hearing the Opinion of the Advocate General at the sitting on 3 May 2001,
gives the following
- by maintaining, contrary to Article 59 of the EC Treaty (now, after amendment, Article 49 EC), the general prohibition whereby lawyers established in other Member States and practising in Italy in the exercise of their freedom to provide services cannot have in that State the infrastructure needed to provide their services,
- by making enrolment at the Italian Bar conditional upon the possession of Italian nationality, the possession of qualifications acquired only in Italy and maintenance of a residence in an Italian judicial district, contrary to Article 52 of the EC Treaty (now, after amendment, Article 43 EC),
- by applying in a discriminatory manner against lawyers from other Member States the compensatory measures (aptitude test) provided for in Article 4 of Council Directive 89/48/EEC of 21 December 1988 on a general system for the recognition of higher-education diplomas awarded on completion of professional education and training of at least three years' duration (OJ 1989 L 19, p. 16), and
- by incompletely transposing Directive 89/48, inasmuch as no rules have been laid down regulating the conduct of the aptitude test for lawyers from other Member States,
the Italian Republic has failed to fulfil its obligations under Articles 52 and 59 of the Treaty and Directive 89/48.
Legal framework
The Community rules
In order to permit this test to be carried out, the competent authorities shall draw up a list of subjects which, on the basis of a comparison of the education and training required in the Member State and that received by the applicant, are not covered by the diploma or other evidence of formal qualifications possessed by the applicant.
The aptitude test must take account of the fact that the applicant is a qualified professional in the Member State of origin or the Member State from which he comes. It shall cover subjects to be selected from those on the list, knowledge of which is essential in order to be able to exercise the profession in the host Member State. The test may also include knowledge of the professional rules applicable to the activities in question in the host Member State. The detailed application of the aptitude test shall be determined by the competent authorities of that State with due regard to the rules of Community law.
The status, in the host Member State, of the applicant who wishes to prepare himself for the aptitude test in that State shall be determined by the competent authorities in that State.
Where, in a host Member State, the taking up or pursuit of a regulated profession is subject to possession of a diploma, the competent authority may not, on the grounds of inadequate qualifications, refuse to authorise a national of a Member State to take up or pursue that profession on the same conditions as apply to its own nationals:
(a) if the applicant holds the diploma required in another Member State for the taking up or pursuit of the profession in question in its territory, such diploma having been awarded in a Member State; or
(b) if the applicant has pursued the profession in question full-time for two years during the previous ten years in another Member State which does not regulate that profession, within the meaning of Article 1(c) and the first subparagraph of Article 1(d), and possesses evidence of one or more formal qualifications:
- which have been awarded by a competent authority in a Member State, designated in accordance with the laws, regulations or administrative provisions of such State,
- which show that the holder has successfully completed a post-secondary course of at least three years' duration, or of an equivalent duration part-time, at a university or establishment of higher education or another establishment of similar level of a Member State and, where appropriate, that he has successfully completed the professional training required in addition to the post-secondary course and
- which have prepared the holder for the pursuit of his profession.
The following shall be treated in the same way as the evidence of formal qualifications referred to in the first subparagraph: any formal qualifications or any set of such formal qualifications awarded by a competent authority in a Member State if it is awarded on the successful completion of training received in the Community and is recognised by that Member State as being of an equivalent level, provided that the other Member States and the Commission have been notified of this recognition.
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(b) to complete an adaptation period not exceeding three years or take an aptitude test:
- where the matters covered by the education and training he has received, as laid down in Article 3(a) and (b), differ substantially from those covered by the diploma required in the host Member State, or
- where, in the case referred to in Article 3(a), the profession regulated in the host Member State comprises one or more regulated professional activities which are not in the profession regulated in the Member State from which the applicant originates or comes and that difference corresponds to specific education and training required in the host Member State and covers matters which differ substantially from those covered by the diploma adduced by the applicant, or
- where, in the case referred to in Article 3(b), the profession regulated in the host Member State comprises one or more regulated professional activities which are not in the profession pursued by the applicant in the Member State from which he originates or comes, and that difference corresponds to specific education and training required in the host Member State and covers matters which differ substantially from those covered by the evidence of formal qualifications adduced by the applicant.
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The Italian rules
In order to be enrolled as a member of the Bar, a person must:
(1) be an Italian citizen or an Italian from a region not politically linked to Italy;
...
(4) hold a diploma in law (laurea in giurisprudenza) issued or approved by a university in the Italian Republic;
(5) after obtaining that diploma, have completed, satisfactorily and profitably, a period of at least two consecutive years as a trainee in chambers, involving attendance at hearings in civil and criminal proceedings before the Corte d'Appello (Court of Appeal) and the Tribunale (District Court), in accordance with detailed rules to be promulgated pursuant to Article 101; or, over the same period, have conducted cases before the courts of first instance within the meaning of Article 8;
...
(7) reside in the judicial district of the court to which the Bar at which enrolment is sought is attached.
Provision of professional services
[Nationals of Member States authorised to practise as lawyers in the Member State from which they come] shall be permitted to practise the profession of lawyer on a temporary basis in contentious and non-contentious matters in accordance with the detailed rules laid down in this title.
For the purpose of the pursuit of the professional activities referred to in the preceding paragraph, the establishment on the territory of the Republic either of chambers or of a principal or branch office is not permitted.
Recognition (of a professional qualification) shall, as regards the professions of lawyer, accountant and patent agent, be conditional on the passing of an aptitude test.
(1) The aptitude test shall consist of an examination designed to test the applicant's professional knowledge and knowledge of the rules of conduct governing the profession in question, taking into account the fact that the applicant holds a professional qualification in his State of origin or the country from which he comes.
(2) The subjects to be covered by the examination shall be chosen on the basis of their prime importance for the practice of the profession in question.
Legislative provisions and general guidelines shall be promulgated by decrees issued by the competent Minister within the meaning of Article 11 [in the present case, the Minister for Justice], with the agreement of the Minister for Coordination of Community Policies and the Minister for Universities and Scientific and Technological Research, and after obtaining the opinion of the Consiglio di Stato (Council of State), for the purposes of application of Articles 5, 6, 7 and 8, by reference to the different professions and the professional education and training relating thereto.
(1) Applications for recognition shall be submitted to the competent Minister, accompanied by the documentation relating to the diplomas to be recognised in accordance with the conditions laid down in Article 10.
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(3) Within 30 days from receipt of the application, the Minister shall check that the documentation provided is complete and, in so far as may be necessary, inform the person concerned of any further documents which may be needed.
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(5) The competent Minister shall complete the recognition procedure by issuing a decree within four months from submission of the application or of the additional documents required, in accordance with paragraph 3 above.
(6) In the cases referred to in Article 6 (compensatory measures), the decree shall determine the conditions governing the adaptation period or aptitude test, specifying the competent organisation or body in accordance with Article 15.
(7) The decrees referred to in paragraph 5 above shall be published in the Giornale Ufficiale (Official Journal).
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The organisations and bodies responsible for keeping professional rolls, lists or registers shall be competent to lay down detailed rules governing completion and assessment of the adaptation period or aptitude test.
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Nationals of Member States of the European Community shall be treated in the same way as Italian citizens for the purposes of enrolment as a member of the Bar as referred to in Article 17 of Royal Decree-Law No 1578 of 27 November 1933 ... on the organisation of the Bar.
Pre-litigation procedure
The first complaint
The second complaint
The first part
The second part
The third and fourth complaints
Arguments of the parties
Findings of the Court
- by maintaining, contrary to Article 59 of the Treaty, the general prohibition whereby lawyers established in other Member States and practising in Italy in the exercise of their freedom to provide services cannot have in that State the infrastructure needed to provide their services,
- by requiring members of the Bar to reside in the judicial district of the court to which the Bar at which they are enrolled is attached, contrary to Article 52 of the Treaty, and
- by incompletely transposing Directive 89/48, inasmuch as no rules have been laid down to regulate the conduct of the aptitude test for lawyers from other Member States,
the Italian Republic has failed to fulfil its obligations under Articles 52 and 59 of the Treaty and Directive 89/48.
Costs
59. Under Article 69(2) of the Rules of Procedure, the unsuccessful party is to be ordered to pay the costs if they have been applied for in the successful party's pleadings. However, under the first subparagraph of Article 69(3), the Court may order that the costs be shared or that the parties bear their own costs where each party succeeds on some and fails on other heads. Since the Italian Republic and the Commission have each been partially unsuccessful, the parties must be ordered to bear their own costs.
On those grounds,
THE COURT (Fifth Chamber),
hereby:
1. Declares that:
- by maintaining, contrary to Article 59 of the EC Treaty (now, after amendment, Article 49 EC), the general prohibition whereby lawyers established in other Member States and practising in Italy in the exercise of their freedom to provide services cannot have in that State the infrastructure needed to provide their services,
- by requiring members of the Bar to reside in the judicial district of the court to which the Bar at which they are enrolled is attached, contrary to Article 52 of the EC Treaty (now, after amendment, Article 43 EC), and
- by incompletely transposing Council Directive 89/48/EEC of 21 December 1988 on a general system for the recognition of higher-education diplomas awarded on completion of professional education and training of at least three years' duration, inasmuch as no rules have been laid down to regulate the conduct of the aptitude test for lawyers from other Member States,
the Italian Republic has failed to fulfil its obligations under Articles 52 and 59 of the Treaty and Directive 89/48;
2. Dismisses the remainder of the application;
3. Orders the Italian Republic and the Commission of the European Communities to bear their own costs.
von Bahr
WatheletTimmermans
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Delivered in open court in Luxembourg on 7 March 2002.
R. Grass P. Jann
Registrar President of the Fifth Chamber
1: Language of the case: Italian.