JUDGMENT OF THE COURT
7 November 2000 (1)
(Protection of geographical indications and designations of origin - Regulation (EEC) No 2081/92 - Scope - Directive 79/112/EEC - National rules prohibiting the potentially misleading use of 'simple geographical indications of source)
In Case C-312/98,
REFERENCE to the Court under Article 177 of the EC Treaty (now Article 234 EC) by the Bundesgerichtshof, Germany, for a preliminary ruling in the proceedings pending before that court between
Schutzverband gegen Unwesen in der Wirtschaft eV
and
Warsteiner Brauerei Haus Cramer GmbH & Co. KG,
on the interpretation of Council Regulation (EEC) No 2081/92 of 14 July 1992 on the protection of geographical indications and designations of origin for agricultural products and foodstuffs (OJ 1992 L 208, p. 1),
THE COURT,
composed of: G.C. Rodríguez Iglesias, President, C. Gulmann, A. La Pergola, M. Wathelet and V. Skouris, Presidents of Chambers, D.A.O. Edward, J.-P. Puissochet, P. Jann, L. Sevón, R. Schintgen (Rapporteur) and F. Macken, Judges,
Advocate General: F.G. Jacobs,
Registrar: H.A. Rühl, Principal Administrator,
after considering the written observations submitted on behalf of:
- Schutzverband gegen Unwesen in der Wirtschaft eV, by E.M. Gerstenberg, Rechtsanwalt, Munich,
- Warsteiner Brauerei Haus Cramer Gmbh & Co. KG, by W. Witz, Rechtsanwalt, Mannheim,
- the German Government, by W.-D. Plessing, Ministerialrat in the Federal Ministry of Finance, and A. Dittrich, Ministerialrat in the Federal Ministry of Justice, acting as Agents,
- the Greek Government, by I.K. Chalkias, Assistant Legal Adviser at the State Legal Council, acting as Agent,
- the French Government, by K. Rispal-Bellanger, Head of Subdirectorate in the Legal Affairs Directorate of the Ministry of Foreign Affairs, and C. Vasak, Assistant Secretary for Foreign Affairs in the same Directorate, acting as Agents,
- the Italian Government, by Professor U. Leanza, Head of the Legal Department of the Ministry of Foreign Affairs, acting as Agent, assisted by I.M. Braguglia, Avvocato dello Stato,
- the Austrian Government, by C. Pesendorfer, Oberrätin in the Ministry of Justice, acting as Agent,
- the Commission of the European Communities, by J.L. Iglesias Buhigues, Legal Adviser, acting as Agent, assisted by B. Wägenbaur, of the Brussels Bar,
having regard to the Report for the Hearing,
after hearing the oral observations of Schutzverband gegen Unwesen in der Wirtschaft eV, represented by E.M. Gerstenberg and C. Eggers, Rechtsanwälte, Frankfurt am Main; of Warsteiner Brauerei Haus Cramer GmbH & Co. KG, represented by W. Witz; of the German Government, represented by H. Heitland, Regierungsdirektor in the Federal Ministry of Justice, acting as Agent; of the Greek Government, represented by I.K. Chalkias; of the Italian Government, represented by F. Quadri, Avvocato dello Stato; and of the Commission, represented by J.L. Iglesias Buhigues, assisted by B. Wägenbaur, at the hearing on 22 March 2000,
after hearing the Opinion of the Advocate General at the sitting on 25 May 2000,
gives the following
The national legislation
'Whoever in commercial transactions for the purposes of competition gives misleading information about ... the origin ... of specific goods ... may be restrained by action from continuing to provide such information.
'This Law protects:
1. trade marks,
2. trade names, signs and company names,
3. geographical indications of source.
'Geographical indications of source within the meaning of this Law mean names of places, areas, regions or countries and other indications or signs used commercially to designate the geographical provenance of goods or services.
'1. Geographical indications of source may not be used commercially for goods or services which do not come from the place, area, region or country which they designate, if with the use of such names, indications or signs for goods or services of other origin there is a risk of misleading as to the geographical provenance.
2. If the goods or services marked with a geographical indication of source have particular characteristics or a particular quality, the geographical indication of source may be used commercially for the corresponding goods or services of that source only if the goods or services have those characteristics or that quality.
3. If a geographical indication of source enjoys a particular reputation, it may not be used commercially for goods or services of other provenance, even if there is no risk of misleading as to the geographical provenance, where use for goods or services of other provenance is liable unfairly to exploit or affect adversely, without justification, the reputation of the indication of geographical source or its distinctive force.
...
'An action for a prohibitory order may be brought against a person who uses names, indications or signs commercially contrary to Paragraph 127 by those entitled to bring claims under Paragraph 13(2) of the Law on Unfair Competition.
The Community legislation
Regulation No 2081/92
'Whereas the scope of this Regulation is limited to certain agricultural products and foodstuffs for which a link between product or foodstuff characteristics and geographical origin exists; whereas, however, this scope could be enlarged to encompass other products or foodstuffs;
Whereas existing practices make it appropriate to define two different types of geographical description, namely protected geographical indications and protected designations of origin.
'1. This Regulation lays down rules on the protection of designations of origin and geographical indications of agricultural products intended for human consumption referred to in Annex II to the Treaty and of the foodstuffs referred to in Annex I to this Regulation and agricultural products listed in Annex II to this Regulation.
...
2. This Regulation shall apply without prejudice to other specific Community provisions.
...
'1. Community protection of designations of origin and of geographical indications of agricultural products and foodstuffs shall be obtained in accordance with this Regulation.
2. For the purposes of this Regulation:
(a) designation of origin: means the name of a region, a specific place or, in exceptional cases, a country, used to describe an agricultural product or a foodstuff:
- originating in that region, specific place or country, and
- the quality or characteristics of which are essentially or exclusively due to a particular geographical environment with its inherent natural and human factors, and the production, processing and preparation of which take place in the defined geographical area;
(b) geographical indication: means the name of a region, a specific place or, in exceptional cases, a country, used to describe an agricultural product or a foodstuff:
- originating in that region, specific place or country, and
- which possesses a specific quality, reputation or other characteristics attributable to that geographical origin and the production and/or processing and/or preparation of which take place in the defined geographical area.
'That Member State may, on a transitional basis only, grant on the national level a protection in the sense of the present Regulation to the name forwarded in the manner prescribed, and, where appropriate, an adjustment period, as from the date of such forwarding; ...
Such transitional national protection shall cease on the date on which a decision on registration under this Regulation is taken. ...
The consequences of such national protection, where a name is not registered under this Regulation, shall be the sole responsibility of the Member State concerned.
The measures taken by Member States under the second subparagraph shall produce effects at national level only; they shall have no effect on intra-Community trade.
'1. Within six months of the entry into force of the Regulation, Member States shall inform the Commission which of their legally protected names or, in those Member States where there is no protection system, which of their names established by usage they wish to register pursuant to this Regulation.
2. In accordance with the procedure laid down in Article 15, the Commission shall register the names referred to in paragraph 1 which comply with Articles 2 and 4. Article 7 shall not apply. However, generic names shall not be added.
3. Member States may maintain national protection of the names communicated in accordance with paragraph 1 until such time as a decision on registration has been taken.
'1. Registered names shall be protected against:
(a) any direct or indirect commercial use of a name registered in respect of products not covered by the registration in so far as those products are comparable to the products registered under that name or insofar as using the name exploits the reputation of the protected name;
(b) any misuse, imitation or evocation, even if the true origin of the product is indicated or if the protected name is translated or accompanied by an expression such as style, type, method, as produced in, imitation or similar;
(c) any other false or misleading indication as to the provenance, origin, nature or essential qualities of the product, on the inner or outer packaging, advertising material or documents relating to the product concerned, and the packing of the product in a container liable to convey a false impression as to its origin;
(d) any other practice liable to mislead the public as to the true origin of the product.
Where a registered name contains within it the name of an agricultural product or foodstuff which is considered generic, the use of that generic name on the appropriate agricultural product or foodstuff shall not be considered to be contrary to (a) or (b) in the first subparagraph.
2. However, Member States may maintain national measures authorising the use of the expressions referred to in paragraph 1(b) for a period of not more than five years after the date of publication of this Regulation, provided that:
- the products have been marketed legally using such expressions for at least five years before the date of publication of this Regulation,
- the labelling clearly indicates the true origin of the product.
However, this exception may not lead to the marketing of products freely on the territory of a Member State where such expressions are prohibited.
3. Protected names may not become generic.
'By way of derogation from paragraph 1(a) and (b), Member States may maintain national systems that permit the use of names registered under Article 17 for a period of not more than five years after the date of publication of registration, provided that:
- the products have been marketed legally using such names for at least five years before the date of publication of this Regulation,
- the undertakings have legally marketed the products concerned using those names continuously during the period referred to in the first indent,
- the labelling clearly indicates the true origin of the product.
However, this derogation may not lead to the marketing of products freely within the territory of a Member State where such names were prohibited.
The main proceedings and the question referred for a ruling
'Nor can the claim made be based on Paragraph 128(1) of the Markengesetz, in conjunction with Paragraphs 126 and 127 of that Law. The protection, in trade-mark law, of geographical indications of source, requires that there be a risk of misleading (Paragraph 127(1) of the Markengesetz). Just as in the case of Paragraph 3 of the UWG, the basis for a claim must be the existence of a false impression which influenced the decision to purchase.
'Does Regulation No 2081/92 of 14 July 1992 on the protection of geographical indications and designations of origin for agricultural products and foodstuffs preclude application of a national provision which prohibits the misleading use of a simple geographical designation of source, that is, an indication in the case of which there is no link between the characteristics of the product and its geographical provenance?
The question referred for a preliminary ruling
Costs
55. The costs incurred by the German, Greek, French, Italian and Austrian Governments, and by the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the action pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT
in answer to the question referred to it by the Bundesgerichtshof, by order of 2 July 1998, hereby rules:
Council Regulation (EEC) No 2081/92 of 14 July 1992 on the protection of geographical indications and designations of origin for agricultural products and foodstuffs does not preclude the application of national legislation which prohibits the potentially misleading use of a geographical indication of source in the case of which there is no link between the characteristics of the product and its geographical provenance.
Rodríguez Iglesias
Wathelet
Puissochet
SchintgenMacken
|
Delivered in open court in Luxembourg on 7 November 2000.
R. Grass G.C. Rodríguez Iglesias
Registrar President
1: Language of the case: German.