JUDGMENT OF THE COURT
14 December 2000 (1)
(Agreement establishing the World Trade Organisation - TRIPs Agreement - Article 177 of the EC Treaty (now Article 234 EC) - Jurisdiction of the Court of Justice - Article 50 of the TRIPs Agreement - Provisional measures - Interpretation - Direct effect)
In Joined Cases C-300/98 and C-392/98,
REFERENCES to the Court under Article 177 of the EC Treaty (now Article 234 EC) by the Arrondissementsrechtbank 's-Gravenhage (Netherlands) (C-300/98) and the Hoge Raad der Nederlanden (Netherlands) (C-392/98) for preliminary rulings in the proceedings pending before those courts between
Parfums Christian Dior SA
and
Tuk Consultancy BV (C-300/98)
and between
Assco Gerüste GmbH,
Rob van Dijk, trading as Assco Holland Steigers Plettac Nederland,
Wilhelm Layher GmbH & Co. KG,
Layher BV (C-392/98)
on the interpretation of Article 50 of the Agreement on Trade-Related Aspects of Intellectual Property Rights, as set out in Annex 1 C to the Agreement establishing the World Trade Organisation, approved on behalf of the Community, as regards matters within its competence, by Council Decision 94/800/EC of 22 December 1994 (OJ 1994 L 336, p. 1),
THE COURT,
composed of: G.C. Rodríguez Iglesias, President, C. Gulmann, A. La Pergola, M. Wathelet and V. Skouris (Presidents of Chambers), D.A.O. Edward (Rapporteur), J.-P. Puissochet, P. Jann, L. Sevón, R. Schintgen and F. Macken, Judges,
Advocate General: G. Cosmas,
Registrar: H. von Holstein, Deputy Registrar,
after considering the written observations submitted on behalf of:
- Tuk Consultancy BV, by K.T.M. Stöpetie and M. van Empel, of the Amsterdam Bar (Case C-300/98),
- Assco Gerüste GmbH and Mr Van Dijk, by G. van der Wal, of the Brussels Bar (Case C-392/98),
- the Netherlands Government, by M.A. Fierstra, Head of the European Law Department in the Ministry of Foreign Affairs, acting as Agent (Case C-392/98),
- the French Government, by K. Rispal-Bellanger, Head of Subdirectorate in the Legal Affairs Directorate of the Ministry of Foreign Affairs, and S. Seam, Foreign Affairs Secretary in the same directorate, acting as Agents (Case C-392/98),
- the Portuguese Government, by L.I. Fernandes, Director of the Legal Service in the Directorate-General for the European Communities of the Ministry of Foreign Affairs, and T. Moreira and M.J. Palma, Assistant Director-General and Lawyer respectively in the Directorate-General for International Economic Relations, acting as Agents (Case C-300/98),
- the United Kingdom Government, by J.E. Collins, Assistant Treasury Solicitor, acting as Agent, D. Anderson, Barrister (Case C-300/98), and M. Hoskins, Barrister (Case C-392/98),
- the Council of the European Union, by J. Huber and G. Houttuin, Legal Advisers, acting as Agents (Cases C-300/98 and C-392/98),
- the Commission of the European Communities, by P.J. Kuijper, Legal Adviser, acting as Agent (Cases C-300/98 and C-392/98),
having regard to the Report for the Hearing,
after hearing the oral observations of Assco Gerüste GmbH and Mr Van Dijk, represented by G. van der Wal and G.A. Zonnekeyn, of the Brussels Bar; the Netherlands Government, represented by M.A. Fierstra; the Danish Government, represented by J. Molde, Head of Division in the Ministry of Foreign Affairs, acting as Agent; the Spanish Government, represented by N. Díaz Abad, Abogado del Estado, acting as Agent; the French Government, represented by S. Seam; the United Kingdom Government, represented by J.E. Collins and M. Hoskins; the Council, represented by G. Houttuin; and the Commission, represented by H. van Vliet, of its Legal Service, acting as Agent, at the hearing on 23 May 2000,
after hearing the Opinion of the Advocate General at the sitting on 11 July 2000,
gives the following
Relevant provisions
'Whereas, by its nature, the Agreement establishing the World Trade Organisation, including the Annexes thereto, is not susceptible to being directly invoked in Community or Member State courts.
'The following multilateral agreements and acts are hereby approved on behalf of the European Community with regard to that portion of them which falls within the competence of the European Community:
- the Agreement establishing the World Trade Organisation, and also the Agreements in Annexes 1, 2 and 3 to that Agreement.
'1. The judicial authorities shall have the authority to order prompt and effective provisional measures:
(a) to prevent an infringement of any intellectual property right from occurring, and in particular to prevent the entry into the channels of commerce in their jurisdiction of goods, including imported goods immediately after customs clearance;
(b) to preserve relevant evidence in regard to the alleged infringement.
2. The judicial authorities shall have the authority to adopt provisional measures inaudita altera parte where appropriate, in particular where any delay is likely to cause irreparable harm to the right holder, or where there is a demonstrable risk of evidence being destroyed.
3. The judicial authorities shall have the authority to require the applicant to provide any reasonably available evidence in order to satisfy themselves with a sufficient degree of certainty that the applicant is the right holder and that the applicant's right is being infringed or that such infringement is imminent, and to order the applicant to provide a security or equivalent assurance sufficient to protect the defendant and to prevent abuse.
4. Where provisional measures have been adopted inaudita altera parte, the parties affected shall be given notice, without delay after the execution of the measures at the latest. A review, including a right to be heard, shall take place upon request of the defendant with a view to deciding, within a reasonable period after the notification of the measures, whether these measures shall be modified, revoked or confirmed.
5. The applicant may be required to supply other information necessary for the identification of the goods concerned by the authority that will execute the provisional measures.
6. Without prejudice to paragraph 4, provisional measures taken on the basis of paragraphs 1 and 2 shall, upon request by the defendant, be revoked or otherwise cease to have effect, if proceedings leading to a decision on the merits of the case are not initiated within a reasonable period, to be determined by the judicial authority ordering the measures where a Member's law so permits or, in the absence of such a determination, not to exceed 20 working days or 31 calendar days, whichever is the longer.
...
'Where a wrongful act causes damage to another person, the person through whose fault the damage occurred shall be obliged to make it good.
'1. Any person who commits a wrongful act in relation to another person which is attributable to him shall be required to make good the damage suffered by that other person as a result of the said act.
2. Any infringement of a right and any act or omission contrary to a legal obligation or to the requirements of unwritten law in social and economic life shall be considered to be a wrongful act, without prejudice in each case to the existence of a ground of justification.
3. A wrongful act may be attributed to its perpetrator if it is due to his fault or to a circumstance for which he must answer by virtue of the law or views held by society.
'In all cases where, having regard to the interests of the parties, an immediate interim measure is necessary as a matter of urgency, the application may be made at a hearing before the President on such working days as he shall fix for that purpose.
Main proceedings
Case C-300/98
'Is Article 50(6) of the TRIPs Agreement to be interpreted as having direct effect in the sense that the legal consequences set out therein take effect even in the absence of any corresponding provision of national law?
Case C-392/98
'(1) Does the jurisdiction of the Court of Justice to interpret Article 50 of the TRIPs Agreement also extend to the provisions of that article where they do not concern provisional measures to prevent infringement of trade-mark rights?
(2) Does Article 50 of the TRIPs Agreement, in particular Article 50(6), have direct effect?
(3) Where an action lies under national civil law against the copying of an industrial design, on the basis of the general rules concerning wrongful acts, and in particular those relating to unlawful competition, must the protection thus afforded to the holder of the right be regarded as an intellectual property right within the meaning of Article 50(1) of the TRIPs Agreement?
- the jurisdiction of the Court of Justice to interpret Article 50 of TRIPs and the conditions for exercising that jurisdiction (the first question in Case C-392/98);
- whether Article 50(6) of TRIPs has direct effect (the only question in Case C-300/98 and the second question in Case C-392/98); and
- the interpretation of the term 'intellectual property right in Article 50(1) of TRIPs (the third question in Case C-392/98).
Admissibility of the reference for a preliminary ruling in Case C-300/98
Jurisdiction of the Court to interpret Article 50 of TRIPs
Direct effect of Article 50(6) of TRIPs
- in a field to which TRIPs applies and in respect of which the Community has already legislated, the judicial authorities of the Member States are required by virtue of Community law, when called upon to apply national rules with a view to ordering provisional measures for the protection of rights falling within such a field, to do so as far as possible in the light of the wording and purpose of Article 50 of TRIPs, but
- in a field in respect of which the Community has not yet legislated and which consequently falls within the competence of the Member States, the protection of intellectual property rights, and measures adopted for that purpose by the judicial authorities, do not fall within the scope of Community law. Accordingly, Community law neither requires nor forbids that the legal order of a Member State should accord to individuals the right to rely directly on therule laid down by Article 50(6) of TRIPs or that it should oblige the courts to apply that rule of their own motion.
Interpretation of the term 'intellectual property right
'...
(b) the provision of adequate standards and principles concerning the availability, scope and use of trade-related intellectual property rights;
(c) the provision of effective and appropriate means for the enforcement of trade-related intellectual property rights, taking into account differences in national legal systems;
...
Costs
64. The costs incurred by the Netherlands, Danish, Spanish, French, Portuguese and United Kingdom Governments and by the Council and the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the actions pending before the national courts, the decisions on costs are a matter for those courts.
On those grounds,
THE COURT
in answer to the questions referred to it by the Arrondissementsrechtbank 's-Gravenhage by judgment of 25 June 1998 and the Hoge Raad der Nederlanden by judgment of 30 October 1998, hereby rules:
1. Where the judicial authorities of the Member States are called upon to order provisional measures for the protection of intellectual property rights falling within the scope of the Agreement on Trade-Related Aspects of Intellectual Property Rights (the TRIPs Agreement), as set out in Annex 1 C to the Agreement establishing the World Trade Organisation, approved on behalf of the Community, as regards matters within its competence, by Council Decision 94/800/EC of 22 December 1994, and a case is brought before the Court of Justice in accordance with the provisions of the EC Treaty, in particular Article 177 thereof (now Article 234 EC), the Court of Justice has jurisdiction to interpret Article 50 of the TRIPs Agreement.
2. In a field to which the TRIPs Agreement applies and in respect of which the Community has already legislated, the judicial authorities of the Member States are required by virtue of Community law, when called upon to apply national rules with a view to ordering provisional measures for the protection of rights falling within such a field, to do so as far as possible in the light of the wording and purpose of Article 50 of the TRIPs Agreement.
In a field in which the Community has not yet legislated and which consequently falls within the competence of the Member States, the protection of intellectual property rights, and measures adopted for thatpurpose by the judicial authorities, do not fall within the scope of Community law. Accordingly, Community law neither requires nor forbids that the legal order of a Member State should accord to individuals the right to rely directly on the rule laid down by Article 50(6) of the TRIPs Agreement or that it should oblige the courts to apply that rule of their own motion.
3. Article 50 of the TRIPs Agreement leaves to the Contracting Parties, within the framework of their own legal systems, the task of specifying whether the right to sue under general provisions of national law concerning wrongful acts, in particular unlawful competition, in order to protect an industrial design against copying is to be classified as an 'intellectual property right within the meaning of Article 50(1) of the TRIPs Agreement.
Rodríguez Iglesias
Wathelet
Puissochet
SchintgenMacken
|
Delivered in open court in Luxembourg on 14 December 2000.
R. Grass G.C. Rodríguez Iglesias
Registrar President
1: Language of the case: Dutch.