JUDGMENT OF THE COURT (Sixth Chamber)
29 September 1999 (1)
(Environment - Directives 76/464/EEC, 76/769/EEC and 86/280/EEC - 'Discharge' - Possibility for a Member State to adopt more stringent measures than those provided for in Directive 76/464/EEC - Effect of Directive 76/769/EEC on such a measure)
In Case C-232/97,
REFERENCE to the Court under Article 177 of the EC Treaty (now Article 234 EC) by the Nederlandse Raad van State (Netherlands) for a preliminary ruling in the proceedings pending before that court between
L. Nederhoff & Zn.
and
Dijkgraaf en hoogheemraden van het Hoogheemraadschap Rijnland
on the interpretation of Council Directive 76/464/EEC of 4 May 1976 on pollution caused by certain dangerous substances discharged into the aquatic environment of the Community (OJ 1976 L 129, p. 23), Council Directive 76/769/EEC of 27 July 1976 on the approximation of the laws, regulations and administrative provisions of the Member States relating to restrictions on the marketing and use of certain dangerous substances and preparations (OJ 1976 L 262, p. 201), as amended by European Parliament and Council Directive 94/60/EC of 20 December 1994 (OJ 1994 L 365, p. 1), and Council Directive 86/280/EEC of 12 June 1986 on limit
values and quality objectives for discharges of certain dangerous substances included in List I of the Annex to Directive 76/464 (OJ 1986 L 181, p. 16),
THE COURT (Sixth Chamber),
composed of: P.J.G. Kapteyn, President of the Chamber, G. Hirsch (Rapporteur) and R. Schintgen, Judges,
Advocate General: A. Saggio,
Registrar: L. Hewlett, Administrator,
after considering the written observations submitted on behalf of:
- L. Nederhoff & Zn., by J.A. Suyver, of the Utrecht Bar,
- the Netherlands Government, by A. Bos, Legal Adviser in the Ministry of Foreign Affairs, acting as Agent,
- the Finnish Government, by H. Rotkirch, Ambassador, Head of the Legal Department of the Ministry of Foreign Affairs, acting as Agent,
- the Commission of the European Communities, by G. zur Hausen, Legal Adviser, acting as Agent, assisted by J.-J. Evrard, of the Brussels Bar,
having regard to the Report for the Hearing,
after hearing the oral observations of L. Nederhoff & Zn., represented by J.A. Suyver; Dijkgraaf en Hoogheemraden van het Hoogheemraadschap Rijnland, represented by R. Lever, of the Leiden Bar; the Netherlands Government, represented by J.S. van den Oosterkamp, Deputy Legal Adviser in the Ministry of Foreign Affairs, acting as Agent; the Finnish Government, represented by T. Pynnä, Legislative Adviser in the Ministry of Foreign Affairs, acting as Agent; and the Commission, represented by G. zur Hausen, assisted by M. van Der Woude, of the Brussels Bar, at the hearing on 25 November 1998,
after hearing the Opinion of the Advocate General at the sitting on 25 February 1999,
gives the following
Legal background
Community law
Directive 76/464
'"discharge" means the introduction into the waters referred to in paragraph 1 of any substances in List I or List II of the Annex, with the exception of:
- discharges of dredgings,
- operational discharges from ships in territorial waters,
- dumping from ships in territorial waters;
"pollution" means the discharge by man, directly or indirectly, of substances or energy into the aquatic environment, the results of which are such as to cause
hazards to human health, harm to living resources and to aquatic ecosystems, damage to amenities or interference with other legitimate uses of water.'
'1. In order to reduce pollution of the waters referred to in Article 1 by the substances within List II, Member States shall establish programmes in the implementation of which they shall apply in particular the methods referred to in paragraphs 2 and 3.
2. All discharges into the waters referred to in Article 1 which are liable to contain any of the substances within List II shall require prior authorisation by the competent authority in the Member State concerned, in which emission standards shall be laid down. Such standards shall be based on the quality objectives, which shall be fixed as provided for in paragraph 3.'
'Where appropriate, one or more Member States may individually or jointly take more stringent measures than those provided for under this Directive.'
Directive 86/280
Community limit values or national emission standards, specific programmes should be devised to eliminate the pollution; ... the necessary powers to that effect have not been provided by Directive 76/464/EEC'.
'As regards substances to which specific reference is made in Annex II, the Member States shall draw up specific programmes to avoid or eliminate pollution from significant sources of these substances (including multiple and diffuse sources) other than sources of discharges subject to Community limit value rules or national emission standards.'
Directive 76/769
Netherlands legislation
- mechanical discharges (Article 1(1) of the WVO) and
- non-mechanical discharges (Article 1(3) of the WVO).
The main proceedings
'1. Must the term "discharge" in Article 1(2)(d) of Council Directive 76/464/EEC of 4 May 1976 on pollution caused by certain dangerous substances discharged into the aquatic environment of the Community (OJ 1976 L 129, p. 23) be interpreted as including the term "significant sources ... (including multiple and diffuse sources)" in Article 5 of Council Directive 86/280/EEC of 12 June 1986 on limit values and quality objectives for discharges of certain dangerous substances included in List I of the Annex to Directive 76/464/EEC (OJ 1986 L 181, p. 16)?
2. If the reply to Question 1 is in the negative, must the expression "significant sources ... (including multiple and diffuse sources)" in Article 5 of Directive 86/280/EEC be interpreted as including the escape of creosote from wood placed in surface water?
3. If the reply to Question 1 is in the affirmative, or the replies to Questions 1 and 2 are both in the negative, must the term "discharge" in Article 1(2)(d) of Directive 76/464/EEC be interpreted as including:
(a) the introduction into surface water of wood impregnated with creosote oil, even though it is established in advance that the creosote oil will escape into the surface water; or
(b) the escape of creosote oil from wood placed in surface water?
4. If Questions 3(a) and/or 3(b) are answered in the negative, is it permissible, in the light particularly of Article 5(2) and Article 10 of Directive 76/464/EEC, for national legislation or the competent authority of a Member State to give another, more wide-ranging meaning to the term "discharge" than that in that directive?
5. (a) If Questions 3(a) and/or 3(b) or Question 4 are answered in the affirmative, does Article 3 of Directive 76/464/EEC, whether or not in conjunction with Article 10 of that directive, permit, in connection with the assessment of applications for authorisation, requirements to be imposed which are not contained in the directive, such as the obligation to investigate or to choose less environmentally harmful alternatives?
(b) If so, may those additional requirements lead to a situation in which the grant of authorisation is impossible or possible only in quite exceptional cases?
6. If Questions 3(a) and/or 3(b) or Question 4 are answered in the affirmative, do the limitative conditions in category 32 of Annex I to Council Directive 76/769/EEC of 27 July 1976 on the approximation of the laws, regulations and administrative provisions of the Member States relating to restrictions on the marketing and use of certain dangerous substances and preparations (OJ 1976 L 262, p. 201) preclude a competent authority of a Member State, when assessing applications for authorisation concerning the introduction into surface water by professional users of wood treated with creosote oil, from applying assessment criteria such as to make that use impossible or possible only in quite exceptional cases?'
Question 1
any discharge attributable to an act, while the system introduced by Directive 86/280 provides for the elimination of pollution by means of programmes in cases where, because of its diffuse nature, it cannot be clearly attributed to an act. Since the two systems are complementary, the concept of 'discharge' does not cover that of 'multiple and diffuse sources'.
subject to the grant of authorisation ensuring that Community limit values are complied with and laying down national emission standards. Neither the application for nor the grant, if any, of authorisation makes sense unless the discharge can be attributed to a person.
Question 2
Question 3
Question 4
Question 5
may have the effect of making the grant of authorisation impossible or altogether exceptional.
take more stringent measures with a view to eliminating pollution caused by those substances, all the more so where the substance in question is subject only provisionally to the rules for substances in List II.
Question 6
when considering applications for authorisation concerning the introduction into surface water by professional users of wood treated with that substance, from establishing criteria of assessment such that its use is impossible or altogether exceptional.
Costs
67. The costs incurred by the Netherlands and Finnish Governments and by the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Sixth Chamber),
in answer to the questions referred to it by the Nederlandse Raad van State by judgment of 17 June 1997, hereby rules:
1. The term 'discharge' in Article 1(2)(d) of Council Directive 76/464/EEC of 4 May 1976 on pollution caused by certain dangerous substances discharged into the aquatic environment of the Community must be interpreted as not including the pollution from significant sources, including multiple and diffuse sources, referred to in Article 5(1) of Council Directive 86/280/EEC of 12 June 1986 on limit values and quality objectives for discharges of certain dangerous substances included in List I of the Annex to Directive 76/464.
2. The expression 'significant sources ... (including multiple and diffuse sources)' in Article 5(1) of Directive 86/280 must be interpreted as not including the escape of creosote from wooden posts placed in surface water, where the pollution caused by that substance is attributable to a person.
3. The term 'discharge' in Article 1(2)(d) of Directive 76/464 must be interpreted as including the placing by a person in surface water of wooden posts treated with creosote.
4. Directive 76/464 permits Member States to make the authorisation for a discharge subject to additional requirements not provided for in that directive, in order to protect the aquatic environment of the Community against pollution caused by certain dangerous substances. The obligation to investigate or choose alternative solutions which have less impact on the
environment constitutes such a requirement, even if it may have the effect of making the grant of authorisation impossible or altogether exceptional.
5. The limitative conditions for the use of creosote laid down in point 32 of Annex I to Council Directive 76/769/EEC of 27 July 1976 on the approximation of the laws, regulations and administrative provisions of the Member States relating to restrictions on the marketing and use of certain dangerous substances and preparations, as amended by European Parliament and Council Directive 94/60/EC of 20 December 1994, do not preclude an authority of a Member State, when considering applications for authorisation concerning the introduction into surface water by professional users of wood treated with that substance, from establishing criteria of assessment such that its use is impossible or altogether exceptional.
Kapteyn
|
Delivered in open court in Luxembourg on 29 September 1999.
R. Grass P.J.G. Kapteyn
Registrar President of the Sixth Chamber
1: Language of the case: Dutch.