JUDGMENT OF THE COURT (Sixth Chamber)
25 June 1998 (1)
(Management, transport and storage of municipal/household waste - Illegal traffic)
In Case C-192/96,
REFERENCE to the Court under Article 177 of the EC Treaty by the Nederlandse Raad van State (Netherlands) for a preliminary ruling in the proceedings pending before that court between
Beside BV and I.M. Besselsen
and
Minister van Volkshuisvesting, Ruimtelijke Ordening en Milieubeheer
on the interpretation of Council Regulation (EEC) No 259/93 of 1 February 1993 on the supervision and control of shipments of waste within, into and out of the European Community (OJ 1993 L 30, p. 1) and of Council Directive 75/442/EEC of 15 July 1975 on waste (OJ 1975 L 194, p. 39), as amended by Council Directive 91/156/EEC of 18 March 1991 amending Directive 75/442/EEC on waste (OJ 1991 L 78, p. 32),
THE COURT (Sixth Chamber),
composed of: H. Ragnemalm (Rapporteur), President of the Chamber, G.F. Mancini, P.J.G. Kapteyn, J.L. Murray and G. Hirsch, Judges,
Advocate General: F.G. Jacobs,
Registrar: H.A. Rühl, Principal Administrator,
after considering the written observations submitted on behalf of:
- the Netherlands Government, by J.G. Lammers, Deputy Legal Adviser at the Ministry of Foreign Affairs, acting as Agent,
- the Danish Government, by P. Biering, Head of Directorate, Ministry of Foreign Affairs, acting as Agent,
- the German Government, by B. Kloke, Oberregierungsrat, Federal Ministry of the Economy, acting as Agent,
- the Finnish Government, by Holger Rotkirch, Ambassador, Head of the Legal Service in the Ministry of Foreign Affairs, acting as Agent,
- the Commission of the European Communities, by P. van Nuffel, of its Legal Service, acting as Agent,
having regard to the Report for the Hearing,
after hearing the oral observations of the Netherlands Government, represented by J.S. van den Oosterkamp, Deputy Legal Adviser, Ministry of Foreign Affairs, acting as Agent, the Danish Government, represented by P. Biering, and the Commission, represented by P. van Nuffel, at the hearing on 3 July 1997,
after hearing the Opinion of the Advocate General at the sitting on 23 October 1997,
gives the following
by Council Directive 91/156/EEC of 18 March 1991 (OJ 1991 L 78, p. 32, hereinafter 'the Directive').
The applicable legislation
'1. In order to assist the tracking of shipments of waste for recovery listed in Annex II, they shall be accompanied by the following information, signed by the holder:
(a) the name and address of the holder;
(b) the usual commercial description of the waste;
(c) the quantity of the waste;
(d) the name and address of the consignee;
(e) the operations involving recovery, as listed in Annex II.B to Directive 75/442/EEC;
(f) the anticipated date of shipment.
2. The information specified in paragraph 1 shall be treated confidentially in accordance with existing national regulations.'
'Where the notifier intends to ship waste for recovery listed in Annex III from one Member State to another Member State and/or pass it in transit through one or several other Member States, and without prejudice to Articles 25(2) and 26(2), he shall notify the competent authority of destination and send copies of the notification to the competent authorities of dispatch and transit and to the consignee.'
notification, no objection has been made by the competent authorities of destination, dispatch or transit.
'If such illegal traffic is the responsibility of the notifier of the waste, the competent authority of dispatch shall ensure that the waste in question is:
(a) taken back by the notifier or, if necessary, by the competent authority itself, into the State of dispatch, or, if impracticable,
(b) otherwise disposed of or recovered in an environmentally sound manner,
within 30 days from the time when the competent authority was informed of the illegal traffic or within such other period of time as may be agreed by the competent authorities concerned.
In this case a further notification shall be made. No Member State of dispatch or Member State of transit shall oppose the return of this waste at the duly motivated request of the competent authority of destination and with an explanation of the reason'
The questions referred to the Court
'1. Should the expression "municipal/household waste" referred to under AD 160 in Annex III to Council Regulation (EEC) No 259/93 of 1 February 1993 on the supervision and control of shipments of waste within, into and out of the European Community (OJ 1993 L 30, p. 1), as subsequently amended, be interpreted as also including waste which for the most part consists of the solid plastic wastes referred to in Annex II to the Regulation, but also of various other wastes referred to in that Annex and a small quantity of materials not referred to therein?
2. (a) If Question 1 is answered in the affirmative, should the phrase "storage of materials intended for submission to any operation in this annex" in Annex IIB to Council Directive 75/442/EEC of 15 July 1975 on waste (OJ 1975 L 194, p. 47), as subsequently amended, be interpreted as covering not only storage at the plant in which the other operations referred to in the annex will take place, but also storage pending transport to such a plant, regardless of whether that plant is situated inside or outside the Community?
(b) If the first part of this question is answered in the affirmative, what minimum evidence must be available for a finding that the waste is actually intended for recovery, where notification has not been given?
3. If Questions 1 and 2(a) are answered in the affirmative, must it then be inferred from the third sentence of Article 26(2) of the Regulation that, in the cases to which that provision refers, the competent authority of destination is also obliged, or at any rate authorised, to do what the competent authority of dispatch is obliged to do pursuant to the first sentence of that provision?'
The first question
come within the category 'AD 160 municipal/household waste' as indicated on the amber list in the Regulation. In no circumstances could it be regarded as waste on the green list in the Regulation.
The second question, part (a)
in which the recovery operations are to be carried out, regardless of whether that undertaking is established inside or outside the Community.
Part (b) of the second question
The third question
notification to the latter and whether the Member State of dispatch may oppose such reshipment where the Member State of destination submits a duly motivated request to that end.
Costs
68. The costs incurred by Netherlands, Danish, German and Finnish Governments and by the Commission of the European Communities, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Sixth Chamber),
in answer to the questions referred to it by the the Nederlandse Raad van State by order of 31 May 1996, hereby rules:
1. The expression 'municipal/household waste' referred to under AD 160 in the amber list in Annex III to Council Regulation (EEC) No 259/93 of 1 February 1993 on the supervision and control of shipments of waste within, into and out of the European Community, as amended by Commission Decision 94/721/EC of 21 October 1994 adapting, pursuant to Article 42(3), Annexes II, III and IV to Council Regulation (EEC) No 259/93, includes both waste which for the most part consists of waste mentioned on the green list in Annex II to the Regulation, mixed with other categories of waste appearing on that list, and waste mentioned on the green list mixed with a small quantity of materials not referred to on that list.
2a. The reference to the storage of materials in point R 13 of Annex II B to Council Directive 75/442/EEC of 15 July 1975 on waste, as amended by Council Directive 91/156/EEC of 18 March 1991, must be interpreted as covering not only cases in which storage takes place in the undertaking in which the other operations mentioned in that annex must be carried out but also cases in which storage precedes transport to such an undertaking, regardless of whether the latter is established inside or outside the Community.
2b. The information listed in Article 11(1) of Regulation No 259/93 constitutes the minimum evidence which the competent authority may, in the absence of notification, require in order to establish that 'green waste' is intended for recovery.
3. Regulation No 259/93 must be interpreted as meaning that the Member State of destination may not unilaterally return waste to the Member State of dispatch without prior notification to the latter; the Member State of despatch may not oppose its return where the Member State of destination produces a duly motivated request to that effect.
Ragnemalm Mancini Kapteyn
MurrayHirsch
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Delivered in open court in Luxembourg on 25 June 1998.
R. Grass H. Ragnemalm
Registrar President of the Sixth Chamber
1: Language of the case: Dutch.