THIRD SECTION
CASE OF ANGERJÄRV AND GREINOMAN v. ESTONIA
(Applications nos. 16358/18and 34964/18)
JUDGMENT
Art 6 § 1 (criminal and civil) ● Impossible under domestic law for lawyers to challenge their judicial removal from civil proceedings for allegedly acting incompetently, inappropriately, irresponsibly and obstructing the proceedings ● Art 6 § 1 inapplicable ● Judicial removal not constituting the determination of a criminal charge against the applicants or involving the determination of their civil right to practise their profession
STRASBOURG
4 October 2022
This judgment will become final in the circumstances set out in Article 44 § 2 of the Convention. It may be subject to editorial revision.
In the case of Angerjärv and Greinoman v. Estonia,
The European Court of Human Rights (Third Section), sitting as a Chamber composed of:
Georges Ravarani , President,
Georgios A. Serghides ,
María Elósegui ,
Darian Pavli ,
Peeter Roosma ,
Andreas Zünd ,
Frédéric Krenc , Judges,
and Milan Blaško, Section Registrar,
Having regard to:
the applications (nos. 16358/18and 34964/18) against the Republic of Estonia lodged with the Court under Article 34 of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention") by two Estonian nationals, Mr Mart Angerjärv and Mr Maksim Greinoman ("the applicants"), on 2 April and 20 July 2018 respectively;
the decision to give notice to the Estonian Government ("the Government") of the complaints under Articles 6 and 8 of the Convention concerning the applicants' removal from civil court proceedings and to declare the remainder of the applications inadmissible;
the parties' observations;
Having deliberated in private on 21 September 2021, 11 January, 31 May and 30 August 2022,
Delivers the following judgment, which was adopted on the last-mentioned date:
INTRODUCTION
1.
The similar applications by two lawyers concern the fact that it was impossible for them to challenge decisions by which judges had removed them from court proceedings for obstructing the proceedings and for inappropriate behaviour, and the impact that their removal had on their private lives.
THE FACTS
2.
The applicants were born in 1980 and 1979 and live in Viimsi and Tallinn respectively.
3.
The applicants were granted leave to represent themselves (Rule 36 of the Rules of Court).
4.
The Government were represented by their Agent, Ms M. Kuurberg, of the Ministry of Foreign Affairs.
5.
The facts of the case may be summarised as follows.
6.
Mr Angerjärv ("the first applicant") has been a member of the Bar Association since 2006.
12.
On 5 June 2017 the Harju County Court, composed of the same judge who had given the decision to remove the first applicant from the proceedings, rejected the appeal, noting that the CCP made no provision for such an appeal. It did not consider the relevant Articles of the CCP to be unconstitutional. That decision was amenable to appeal.
13.
On 20 June 2017 the first applicant lodged an appeal with the Tallinn Court of Appeal. He repeated,
inter alia
, that the fact that it was impossible for him to appeal against the decision to remove him from the proceedings was unconstitutional, restricting his constitutional right to appeal, his right to property and his right to freedom of enterprise (
ettevõtlusvabadus
), and asked the court to institute constitutional review proceedings. He noted that as he was no longer representing the plaintiff, he could not challenge his removal from the proceedings by way of appealing against the judgment in the principal case.
14.
On 27 June 2017 the Tallinn Court of Appeal dismissed the appeal and the application to institute constitutional review proceedings. As to the latter, the court explained that the restriction of the right to appeal against the removal decision had served the purpose of ensuring procedural economy and procedural efficiency (
menetlusökonoomia ja menetluse tõhusus
) and had been proportionate. The decision of the Court of Appeal was not amenable to appeal.
15.
On 12 July 2017 the first applicant lodged a further appeal with the Supreme Court against the decision of the Tallinn Court of Appeal and asked it to declare unconstitutional the provisions which excluded the right to submit the appeal in question.
16.
On 14 September 2017 the Court of Honour of the Bar Association decided to terminate the proceedings against the first applicant. It did not ascertain the existence of elements constituting a disciplinary offence (
ei tuvastanud distsiplinaarsüüteo tunnuseid
).
17
.
On 2 October 2017 the Supreme Court refused to examine the appeal.
19.
Mr Greinoman ("the second applicant") has been a member of the Bar Association since 2005.
20.
In a civil dispute in which he was representing a plaintiff (a company), the Harju County Court, hearing the case in a single-judge formation, noted that during the proceedings the second applicant had completely changed the initial claim. During a preliminary hearing on 10 April 2017, the second applicant, as the representative of the plaintiff company, admitted that his client had withdrawn the initial claim and stated that he would lodge an application to that effect within a week. Subsequently the Harju County Court repeatedly asked the second applicant to lodge such an application. The second applicant did not do so.
21.
The second applicant lodged an application with the President of the Harju County Court for the commencement of disciplinary proceedings against the judge hearing the case (alleging that the court's request that the claim be withdrawn had been unexpected). Shortly thereafter he also lodged an application for the removal of the judge (alleging that the judge had not been impartial when pressuring him to withdraw the claim). The judge herself also applied to the President of the court to have herself removed from the case, stating that although the accusations against her were groundless, her removal would be in the interests of the proceedings.
23.
On 10 November 2017 the Harju County Court found that the plaintiff company had, in substance, withdrawn the initial claims, and decided to discontinue the related proceedings. The plaintiff company appealed, arguing that the decision had been made by an unlawful court composition, owing to the fact that the judge should have been removed from the proceedings. The plaintiff company also reiterated that the judge was not impartial. The Tallinn Court of Appeal dismissed the appeal, noting that the judge could not be reproached for trying to elucidate the scope of the plaintiff company's claims as that was exactly the purpose of preliminary proceedings. The Supreme Court refused to examine a further appeal by the plaintiff company.
26.
On 7 June 2018 the Court of Honour of the Bar Association decided to terminate the disciplinary proceedings against the second applicant. It did not find that the second applicant had behaved inappropriately or had purposefully delayed the proceedings.
27.
On 8 May 2018 the Harju County Court rejected the plaintiff company's appeal as it was not allowed under the relevant provisions of the CCP. The court dismissed the application to institute constitutional review proceedings, finding that the restriction on the right to appeal was in the interests of procedural economy, and was proportionate and thus constitutional. The decision was amenable to appeal.
28.
The plaintiff company's subsequent appeal to the Tallinn Court of Appeal, in which it repeated its allegation that the restriction on appealing was unconstitutional (see paragraph 25 above), was dismissed on 12 October 2018. The decision was not amenable to appeal.
29.
On 29 October 2018 the plaintiff company lodged a further appeal with the Supreme Court, repeating its constitutional complaint. On 7
November 2018 the Supreme Court refused to examine the appeal; however, it noted that Article 48 of the CCP was not unconstitutional.
30.
The Harju County Court delivered the judgment in the plaintiff company's civil case. The plaintiff company lodged an appeal and asked its earlier representative, the second applicant, to be readmitted to the proceedings.
RELEVANT LEGAL FRAMEWORK and practice
33.
Article 24 § 5 of the Constitution provides that everyone has the right of appeal to a higher court against a judgment rendered in his or her case, pursuant to a procedure provided for by law.
34
.
Articles 45 to 48 of the CCP are to be found in Chapter 7, entitled "Ensuring civil court proceedings" (
tsiviilkohtumenetluse tagamine
). Other than the measures outlined below, this chapter includes the possibility for the court to limit the number of people present at the hearing (in case the number attending hinders the proper functioning of the hearing) or to require compulsory attendance (
sundtoomine
).
35.
Article 45 § 1 provides that the court may remove from a hearing a participant in proceedings, or his or her representative or adviser, or a witness, an expert, an interpreter, a translator or another person present at the hearing who fails to comply with an instruction given to ensure order, or who acts in an improper manner in the court hearing or expresses contempt for the court or for other participants in the proceedings.
40
.
Article 48 provides that
a person on whom a fine or detention has been imposed may lodge an appeal against that decision.
50.
The Supreme Court's judgment of 27 May 2004 in case no. 3-3-1-16-04 concerned a first-instance court's decision in the context of administrative court proceedings to remove a respondent's representative following a request submitted by the applicant in that case. In those proceedings it was the respondent (and not the representative concerned) who appealed against the removal decision. The Supreme Court explained that the removal of a representative was a procedural decision that could have a significant impact on the ability of the participant in the proceedings to defend his or her position. As the law - in this case the Code of Administrative Court Procedure - did not provide for the possibility of challenging such a removal by way of appeal, it was important that the removal decision should carefully consider the statutory purpose of removing a representative from the proceedings, as well as all the factual circumstances, and that the decision should be taken in proceedings that secured the participants an adequate opportunity to make use of their procedural rights. In this case the Supreme Court found that the court that had to rule on a request by one of the participants for the removal of another participant's representative had to grant that other participant the right to be heard and to comment on the possible removal before the decision was taken.
53.
In its judgment of 12 April 2011 in case no. 3-2-1-62-10 the Supreme Court explained the meaning of Article 24 § 5 of the Constitution, noting that it enshrined the right of appeal subject to a simple statutory reservation (that is to say, the right could be restricted by law for any reason compatible with the Constitution). The provision permitted the legislature to impose on the right of appeal, by law, both procedural restrictions, such as the obligation to pay the State fee, procedural time-limits and the procedure for lodging an appeal, and substantive restrictions that excluded appeals against certain types of decisions (in particular, procedural decisions) for reasons compatible with the Constitution. Article 24 § 5 of the Constitution did not give rise to a right to contest all court decisions without any exceptions, and the legislature was competent to make distinctions with regard to the right of appeal depending on the nature of the court decision and relying on reasonable justification.
54.
The Supreme Court has on several occasions reviewed the restrictions of the right to appeal in terms of their compatibility with the Constitution.
THE LAW
58.
Having regard to the similar subject matter of the applications, the Court finds it appropriate to examine them jointly in a single judgment.
59.
The applicants complained that it had been impossible for them to challenge the decisions by which they had been removed from court proceedings in which they had been representing their clients. The first applicant contended that he had been left without the "right to proceedings" (
õigus menetlusele
) and that he had been removed from the proceedings by means of an unreasoned decision which had been based on false claims. The first applicant also complained that his removal entailed clearly punitive features and that his removal followed his own application to have the judge removed from the proceedings. He also raised certain concerns as to the impartiality of the first-instance court in carrying out the preliminary assessment of the appeal lodged against his removal, as well as in relation to the judicial clerk (
kohtujurist
) involved in the removal proceedings. The second applicant complained additionally that he had not been given an opportunity to be heard before his removal from the proceedings by submitting his comments before the removal decision be taken. He also complained that the matter was adjudicated by a judge, who essentially prosecuted the applicant for what she perceived as a libel against her person, thus being simultaneously a victim and a referee. As he further complained, the minimum threshold of procedural safeguards had not been met and the applicant was illegally prevented from exercising his right to conduct his profession as a lawyer. The first applicant initially relied on Article 6 § 1 and Article 13 of the Convention, whereas the second applicant relied on Articles
8 and 13 of the Convention.
60.
The Court reiterates that it is master of the characterisation to be given in law to the facts of the case (see
Radomilja and Others v. Croatia
[GC], nos.
37685/10and
22768/12, §§ 123-26, 20 March 2018, and
Molla Sali v.
Greece
[GC], no.
20452/14, § 85, 19 December 2018). Having notified the parties accordingly, it considers that the applicants' complaints about the impossibility of challenging the removal decisions, about not having been heard and about the alleged partiality of the court fall to be examined under Article 6 § 1 of the Convention, the relevant parts of which read as follows:
"In the determination of his civil rights and obligations or of any criminal charge against him, everyone is entitled to a fair ... hearing ... by [a] ... tribunal ..."
(a) The Government
62.
The Government stressed the difference between disciplinary proceedings concerning the right to continue practising a profession and the circumstances of the present case. They noted that in the applicants' respective cases, the effect of the removal decisions had been limited to the specific court proceedings that were ongoing or, in the case of the second applicant, to only one level of jurisdiction. A participant in proceedings whose representative had been removed could request that he or she be readmitted or complain about the removal when appealing against the judgment in the principal case. This had been done in the case of the second applicant, but not in the case of the first applicant.
63.
As concerns the first applicant, the Government asserted that - depending on the approach taken by the Court in respect of the second applicant's obligation to exhaust domestic remedies (see paragraph 64 below) - his application could be considered to have been lodged out of time.
65.
In addition, the Government averred that the complaints submitted by both applicants under Article 6 § 1 were manifestly ill-founded or, alternatively, that they had not suffered a significant disadvantage. The removal from the proceedings, which in the case of the second applicant had been limited to the proceedings before the first-instance court, had not damaged the lawyer-client relationship and had not restricted the applicants' other professional activities.
(b) The first applicant
66.
The first applicant argued that Article 6 § 1 was applicable and submitted that there were no other grounds of inadmissibility. The first applicant agreed with the Government that the right to represent a client was not a civil right that a lawyer should be able to protect in the framework of the main civil proceedings (which did not concern the rights of the lawyer but those of the client). However, he objected to the fact that despite having suffered serious material consequences due to his removal, there had been no possibility of separate proceedings in which his rights could be protected. The rights of lawyers should also be subject to a fair hearing, just like the rights of their clients. He stated that his removal had resembled a criminal punishment.
(c) The second applicant
68.
The second applicant argued that Article 6 § 1 of the Convention was applicable under its civil limb. Not only had he suffered loss of income for the work he had been unable to continue with, but he had also had to draft free of charge the plaintiff company's appeals against the removal order. Moreover, his removal had undermined his reputation in the eyes of his client, his colleagues and the opposing party, as well as among judges. Therefore, even a one-off decision to remove him from the proceedings, followed by disciplinary proceedings, had had a significant negative impact on his ability to continue his work as a lawyer. He asserted that lawyers had a subjective right, which was also recognised in Estonia, to perform their professional functions without undue interference.
71.
In addition, the Government raised preliminary objections concerning the question of exhaustion of domestic remedies and compliance with the six-month time-limit. Finally, they asserted that the applicants had not suffered a significant disadvantage and that their complaints were manifestly ill-founded.
(a) Compatibility ratione materiae
73.
The Court reiterates that, as the question of applicability of a particular provision of the Convention or its Protocols is an issue of the Court's jurisdiction
ratione materiae
, the general rule of dealing with applications should be respected and the relevant analysis should be carried out at the admissibility stage unless there is a particular reason to join this question to the merits (see
Savickis and Others v. Latvia
[GC], no.
49270/11, § 119, 9
June 2022).
74
.
In the specific circumstances of the case at hand, the Court considers that the applicability of Article 6 § 1 raises complex questions of law which are not susceptible of being resolved at the admissibility stage (see
Ferrazzini v. Italy
[GC], no.
44759/98, § 18, ECHR 2001-VI). It is therefore necessary to join the question of applicability of Article 6 § 1 to the merits of the case.
(b) Exhaustion of domestic remedies and compliance with the six-month time-limit
76.
The Court notes that in the case at hand there is no disagreement that, under the domestic law, the court decision to remove the applicants from the proceedings was not open to any type of challenge, including an appeal to a higher court. Yet it was this exact statutory limitation that was at the heart of the applicants' concern under Article 6 of the Convention.
77.
The Court refers to the subsidiary nature of the machinery of protection established by the Convention (see, for general principles about the exhaustion of domestic remedies,
Vučković and Others v. Serbia
(preliminary objection) [GC], nos.
17153/11and 29 others, §§ 69-77, 25
March 2014), as well as to its findings about the operation of the constitutional review mechanism in Estonia (see
Fizgejer v. Estonia
(dec.), no.
43480/17, §§ 70-77, 2 June 2020). In this connection it considers that the first applicant's decision to appeal against the removal decision - while at the same time arguing that the statutory limitation on lodging such an appeal, as well as the lack of any other procedure to challenge the removal decision, was unconstitutional - could not be seen as an unreasonable step in attempting to put right the alleged violation at the domestic level. Indeed, it is to be noted that the domestic courts, particularly the Tallinn Court of Appeal, analysed the substance of the first applicant's complaint that the impossibility of obtaining a judicial review of the removal decision was unconstitutional.
78.
The domestic proceedings ended on 2 October 2017, when the Supreme Court refused to examine the first applicant's appeal. As he lodged his application with the Court on 2 April 2018, he has complied with the six-month time-limit.
79.
The Court notes that the second applicant did not personally try to challenge his removal from the proceedings. Instead, an appeal to that effect was - albeit unsuccessfully - brought by his client, which argued,
inter alia
, that the impossibility of challenging the lawyer's removal was not in accordance with the Constitution.
80.
The Court further observes that by the time the second applicant was removed from the proceedings on 16 April 2018, the challenge proceedings brought by the first applicant had already ended and his complaint had been dismissed (see paragraph 17 above). By that time the Bar Association had also made a proposal to the Minister of Justice to amend Article 45 § 2 of the CCP, proceeding from the presumption that under the law in force, no appeals lay against a decision to remove a lawyer from court proceedings, and the Minister had responded that no amendments were envisaged (see paragraphs 48-49 above).
81.
Therefore, by the time the second applicant was removed from the proceedings, not only had the first applicant been unsuccessful in bringing his appeal, but also the Bar Association - of which the second applicant was a member - had spoken out against the impugned restriction. However, the Court does not find it necessary to establish whether the second applicant could have learned about the unsuccessful appeals lodged by the first applicant by some means other than a publicly accessible database. Given the specific circumstances and timeline referred to above and noting that the exhaustion rule needs to be applied with some degree of flexibility and without excessive formalism, the Court understands that the second applicant could have legitimately considered that an attempt to challenge the constitutionality of the impugned restriction would be futile.
82.
Proceeding from the above reasoning, the Court concludes that in the particular circumstances of his case the second applicant was not obliged to avail himself of the remedy in question. The Court accordingly dismisses the Government's preliminary objection concerning the second applicant's failure to exhaust domestic remedies.
83.
The Court further notes that the second applicant lodged his application with the Court on 20 July 2018, that is to say, within six months from his removal from the proceedings. Accordingly, he has complied with the six-month time-limit.
(c) Other objections to the admissibility and conclusion as to admissibility
84.
As to whether the applicants have suffered a significant disadvantage with reference to their Article 6 rights, the Court considers that the issue of being able to challenge what they considered to be their unwarranted removal from the proceedings touched upon their position as lawyers in the exercise of their professional activities and was a matter of principle for them. The Court, therefore, does not share the Government's view that the applicants have not suffered a significant disadvantage.
(a) Applicability of the criminal limb of Article 6
87.
The Court will first examine whether the removal of the applicants from the proceedings constituted the determination of a criminal charge against them. The Court's established case-law sets out three criteria, commonly known as the "
Engel
criteria" (see
Engel and Others v. the Netherlands
, 8 June 1976, § 82, Series A no. 22), to be considered in determining whether or not there was a "criminal charge". The first criterion is the legal classification of the offence under national law; the second, the very nature of the offence; and the third, the degree of severity of the penalty that the person concerned risks incurring. In respect of the last-mentioned criterion, the Court has also considered the nature of the penalty (see
Gestur Jónsson and Ragnar Halldór Hall v. Iceland
[GC], nos.
68273/14and
68271/14, § 75, 22 December 2020, with further references). The second and third criteria are alternative and not necessarily cumulative. This, however, does not exclude a cumulative approach where a separate analysis of each criterion does not make it possible to reach a clear conclusion as to the existence of a criminal charge (ibid., § 78; see also
Sergey Zolotukhin v.
Russia
[GC], no.
14939/03, § 53, ECHR 2009).
88.
The Court considers that the behaviour for which the applicants were removed from the court proceedings - allegedly acting incompetently, inappropriately and irresponsibly and obstructing the proceedings - did not, by its nature, amount to a criminal offence and was not treated as such under domestic law.
89.
The removal of the applicants from the proceedings was based on Article 45 § 2 of the CCP. This Article is to be found in Chapter 7 of the CCP, which does not make provision for criminal punishment but lays down various measures intended to ensure the progress of proceedings (see paragraph 34 above).
90
.
The Court reiterates that rules enabling a court to react to disorderly conduct in proceedings before it are a common feature of legal systems of the Contracting States. Such rules derive from the indispensable power of a court to ensure the proper and orderly functioning of its own proceedings (see
Gestur Jónsson and Ragnar Halldór Hall
,
cited above, §§ 81 and 89; compare
Žugić v. Croatia
, no.
3699/08, § 66, 31 May 2011). In the present case, the removal of the applicants from the respective court proceedings served the precise aim of ensuring the proper and expeditious administration of justice. The Court notes, moreover, that Article 45 § 2 of the CCP, under which the applicants were removed from the proceedings, concerns representatives or advisers of a participant in the proceedings, that is to say, a specific category of people possessing a particular status, and not a population as a whole (see
Gestur Jónsson and Ragnar Halldór Hall
,
cited above, §§ 86-87; compare and contrast
Zaicevs v. Latvia
, no.
65022/01, § 33, 31 July 2007).
91.
Lastly, given that the removal of the lawyers concerned only the specific proceedings in issue (and in practice was limited to only the first level of jurisdiction in the case of the second applicant), the measure cannot be said to have been particularly severe.
92.
The Court observes that both of the other measures provided for in Articles 45-47 of Chapter 7 of the CCP, namely a fine and detention, can be imposed only after a prior warning, and decisions to impose either of those measures are subject to appeal (see paragraphs 37, 39 and 40 above).
93.
In view of the above considerations, the Court finds that the removal of the applicants from the court proceedings did not constitute the determination of a criminal charge against them.
94.
Accordingly, the Court finds that the criminal limb of Article 6 § 1 is not applicable to the circumstances of the present case.
(b) Applicability of the civil limb of Article 6
95.
The next question to consider is whether the removal of the applicants from the proceedings could be considered to amount to the determination of any of their civil rights or obligations.
96.
The general principles for the applicability of the civil limb of Article
6 § 1 were reiterated in
Denisov v. Ukraine
[GC] (no.
76639/11, §§
44-45, 25
September 2018).
97.
The Court acknowledges that the right of the applicants - members of the Bar Association - to practise as lawyers is a "civil right" within the meaning of Article 6 § 1 of the Convention (see
Hurter v. Switzerland
(dec.), no.
53146/99, 8 July 2004). The Court further observes that it is by means of private contractual relationships with their clients that lawyers can avail themselves of the right to practise their profession. That right entails advising and representing or defending clients both within and outside court proceedings. The parties have not disputed that such a right is, as such, recognised under domestic law.
98.
The Court has also previously found that disciplinary proceedings in which the right to continue to practise a profession is at stake give rise to disputes ("
contestations
") over civil rights within the meaning of Article
6
§
1 of the Convention. Article 6 § 1 has been found to be applicable even in cases where only a temporary suspension of the right to exercise the profession was in issue (see
Le Compte, Van Leuven and De Meyere v.
Belgium
, 23 June 1981, § 49, Series A no. 43, where the complete suspension of the right to exercise the medical profession lasted between fifteen days and three months) or where - by way of interim measure - the right to act as a representative before certain courts was withdrawn in the context of disciplinary proceedings (see
Helmut Blum v. Austria
, no.
33060/10, §§ 63-67, 5 April 2016, where the measure stayed in force for nearly four years). Indeed, the Court has explained that in the disputes ("
contestations
") contemplated by Article 6 § 1 the actual existence of a "civil" right may be at stake, but so may the scope of such a right or the manner in which the beneficiary may avail himself or herself thereof (see
Le Compte, Van Leuven and De Meyere
,
cited above,
§
49).
99.
Turning to the facts of the present case, the Court observes that the removal of the applicants from the proceedings was not a sanction imposed in the context of disciplinary proceedings under domestic law. Rather, it was a procedural measure that a judge could take in the course of ongoing court proceedings and it served the aim of ensuring the proper administration of justice (see paragraph 34 above; see also the domestic courts' reasoning in paragraphs 10 and 24 above). The disciplinary proceedings conducted by the Court of Honour of the Bar Association - which could result in the imposition of more general and/or far-reaching disciplinary sanctions (see paragraphs 44 and 47 above) - would only follow the application of the impugned procedural measure. The Court of Honour proceedings would afford appropriate procedural guarantees and the possibility of an appeal against an unfavourable decision (see paragraphs 45-46 above). In any event, as in fact happened in the applicants' cases, the removal of lawyers from specific court proceedings for any of the reasons listed in Article 45 § 2 of the CCP does not predetermine the outcome of the disciplinary proceedings in the Court of Honour.
100.
Overall, the Court considers that what matters is not necessarily whether the impugned measure was applied formally within the context of disciplinary proceedings or some other type of proceedings, but rather the impact of the measure on the right to practise the profession of lawyer. In that regard, the Court cannot overlook that in the present case, the impugned measure did not entail a general ban on representing (any) clients before (all or certain) courts, but rather the removal of the applicants from ongoing court proceedings in which they were representing specific clients. The applicants remained free to advise those particular clients outside court hearings (that is to say, the removal decision did not automatically terminate their client contracts), and to provide their services to any other potential clients and could therefore continue practising their profession.
101.
In such circumstances, and taking into account considerations expressed in paragraph 90 above, the Court is of the view that the impugned measure cannot be considered to have involved the determination of their "civil right" to practise their profession.
(c) Conclusion as to the applicability of Article 6 § 1
104.
The applicants also complained that the decisions to remove them from the proceedings had prevented them from carrying out their professional activity. They referred to the substantial pecuniary damage they had sustained in the form of lost earnings, as well as to the damage caused to their good name and (professional) reputation. The first applicant relied on Article 1 of Protocol No. 1. The second applicant relied on Article 8 of the Convention.
105.
Being the master of the characterisation to be given in law to the facts of the case, the Court considers that both applicants' complaints, in so far as they concern the professional, social and financial impact of their removal from the proceedings, are to be examined under Article 8 of the Convention.
106.
Article 8 of the Convention reads as follows:
"1. Everyone has the right to respect for his private and family life, his home and his correspondence.
2.
There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others."
107.
The Government argued that the first applicant's complaint under Article 8 was inadmissible as he had not raised it either before the domestic courts or before the Court. The Government noted that in his domestic appeals, the first applicant had not referred to the violation of his honour and good name, but rather had relied on the protection of property (referring to loss of earnings) and on freedom of enterprise. He had not availed himself of any other domestic remedies to protect his honour. He had thus either failed to exhaust the domestic remedies, or alternatively - if no effective domestic remedies were found to have existed - had not complied with the time-limit for lodging his complaint with the Court (which in that event should have been done within six months of the occurrence of the alleged violation).
108.
The second applicant had himself not contested the constitutionality of his removal from the proceedings and had thus not exhausted domestic remedies.
109.
In any event, the Government argued, in respect of both applications, that Article 8 was not applicable in the circumstances of the case at hand. The complaints should therefore be declared inadmissible
ratione materiae
.
110.
Referring to the reason-based approach used in the Court's case-law, the Government submitted that the removal of the applicants from the court proceedings had not been connected to their personal or private sphere but had clearly resulted from their behaviour as professionals during the proceedings.
111.
Referring to the consequence-based approach, the Government argued that the applicants' removal from the court proceedings (which, in the case of the second applicant, had been limited to the first-instance court) had had limited impact over time and had not affected the applicants' professional and social reputation to a sufficient degree to warrant the application of Article 8. The removal of the applicants from the proceedings had not been publicised to a wider audience and thus could not have harmed their honour and good name. In particular, the removal decisions were not publicly available; the decisions of the Court of Honour of the Bar Association had not been made public; and the first applicant's name had been replaced by his initials in the decision of 5 June 2017 by which the Harju County Court had dismissed his appeal. The Government asserted that although the applicants might have lost part of their fees for the legal services they had provided, this had not been a serious material consequence. Removal from hearings did not mean that the applicants could not either prepare documents for their specific clients or instruct their colleagues to do so. Moreover, it appeared that the applicants had not lost the respective client-lawyer relationships: the first applicant had continued to represent the same client in another set of civil proceedings and the second applicant had continued to represent the same client at the appellate and cassation levels in the same set of civil proceedings. In any event, the removal decisions had not constituted a ban on acting as a lawyer.
112.
Lastly, the Government averred that the applicants' complaints under Article 8 were in any event manifestly ill-founded and that neither of them had suffered a significant disadvantage.
113.
The first applicant's arguments as to the exhaustion of domestic remedies and compliance with the six-month time-limit are outlined above (see paragraph 67 above). He added that he had relied before the domestic courts on the provisions of the Estonian Constitution that accorded with the relevant provisions of the Convention.
114.
In his initial application lodged with the Court, the first applicant pointed out that the removal decision had caused him substantial pecuniary damage in the form of lost earnings. In his observations sent to the Court during the proceedings, he also submitted that the removal had harmed his good name and reputation. He asserted in addition that interference with a person's good name and reputation did not need to take place publicly or before a wide audience or involve a wide range of people.
115.
The first applicant disagreed with the Government's argument that he could have availed himself of another effective remedy to protect his honour.
116.
The second applicant's arguments as to the exhaustion of domestic remedies are outlined above (see paragraph 69 above).
117.
In his initial application lodged with the Court, the second applicant submitted that the removal decision had prevented him from practising his profession. In his observations sent to the Court during the proceedings, the second applicant also referred to his loss of income due to the removal decision and to damage to his professional reputation in the eyes of his client, his colleagues and judges.
118.
Taking note of the Government's preliminary objections to the admissibility of the complaints submitted under Article 8 of the Convention, the Court considers that it first has to examine whether Article 8 is applicable to the present case, and accordingly whether it has jurisdiction
ratione materiae
to examine the relevant complaint on the merits.
119
.
In this connection, the Court notes that while the case at hand does not involve an employment-related dispute in the strict sense, it nonetheless concerns unfavourable measures employed in the context of a person's professional life (see
Denisov
, cited above, § 115, where, alongside dismissal, demotion and non-admission to a profession, a reference was made to "other similarly unfavourable measures"). Therefore, the Court considers that the general principles concerning the applicability of Article 8 of the Convention laid down in
Denisov
are also relevant to the present case (see
Bagirov v.
Azerbaijan
, nos.
81024/12and
28198/15, § 87, 25 June 2020, where the same general principles were applied in circumstances involving the suspension from practice and subsequent disbarment of a lawyer, and see also,
mutatis mutandis
,
Polyakh and Others v. Ukraine
, nos.
58812/15and 4
others, §§
207-11, 17 October 2019;
Convertito and Others v. Romania
, nos.
30547/14and 4 others, § 29, 3 March 2020; and
Platini v. Switzerland
(dec.), no.
526/18, § 56, 11 February 2020).
120.
The Court reiterates that the notion of "private life" within the meaning of Article 8 of the Convention is a broad term not susceptible to exhaustive definition. It can embrace multiple aspects of the person's physical and social identity. Article 8 protects in addition a right to personal development and the right to form and develop relationships with other human beings and the outside world, including relationships of a professional or business nature. It is, after all, in the course of their working lives that the majority of people have a significant opportunity to develop relationships with the outside world (see
Denisov
, cited above, §§ 95-96, 100-09 and 115-17; see also
Bagirov
, cited above, § 87).
121.
As regards the applicability of Article 8 of the Convention, the Court is first required to examine the way in which private-life issues could arise in the present case.
122.
In that connection the Court observes that the removal of the applicants from the respective court proceedings was based on their conduct in the exercise of their professional function. In other words, the applicants were removed in response to their actions as representatives of their clients in civil proceedings. The applicants have not claimed that the impugned measures were based on reasons or factors relating to their private life.
123.
In such circumstances, the Court considers it appropriate to follow a consequence-based approach and to examine whether the impugned measures had sufficiently serious negative consequences for the applicants' private life, in particular as regards their "inner circle", their opportunities to establish and develop relationships with others, and their reputation. In that connection the Court emphasises that in cases where it employs the consequence-based approach, an analysis of the seriousness of the effects of the impugned measures occupies an important place. It is thus an intrinsic feature of the consequence-based approach under Article 8 that convincing evidence showing that the threshold of severity was attained has to be submitted by the applicant (see
Denisov
, cited above, §§ 110 and 114).
124.
Turning to the facts of the present case, the Court observes that both applicants argued that they had been prevented from carrying out their professional activity as a result of the removal decision. They further stated that their removal had harmed their good name and professional reputation and had had serious material consequences for them.
126.
The Court notes in addition that the applicants did not raise any allegations about the impact of the removal decisions on their good name and professional reputation at the domestic level (see
Denisov
, cited above, §
114).
128.
It follows that this Article is not applicable and that the applicants' complaints must be dismissed as incompatible
ratione materiae
with the provisions of the Convention pursuant to Article 35 §§ 3 (a) and 4.
FOR THESE REASONS, THE COURT
Done in English, and notified in writing on 4 October 2022, pursuant to Rule
77
§§
2 and 3 of the Rules of Court.
Milan Blaško
Georges Ravarani
Registrar
President
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the following separate opinions are annexed to this judgment:
(a) Dissenting opinion of Judge Serghides;
(b) Dissenting opinion of Judge Krenc joined by Judge Zünd.
G.R.
M.B.
DISSENTING OPINION OF JUDGE SERGHIDES
I. INTRODUCTION
1.
The present judgment and, of course, this opinion concern two applications which, because of their similar subject matter, the Court found appropriate to examine jointly in a single judgment. The two applications concerned civil cases where the applicants were lawyers representing their clients. Though each of the applicants asked for the removal of the judge from the proceedings, the judge eventually removed them from being lawyers in the proceedings, with the result that both applicants complained before the Court that their right to a fair hearing under Article 6 of the Convention and their right to respect for their private life under Article 8 of the Convention had been infringed.
2.
In particular, as is stated in paragraph 59 of the judgment, the first applicant contended that he had been left without the "right to proceedings" and that he had been removed from the proceedings by means of an unreasoned decision which had been based on false claims. The same applicant also complained that his removal entailed clearly punitive features and that it had followed his own application to have the judge removed from the proceedings. He also raised certain concerns as to the impartiality of the first-instance court in carrying out the preliminary assessment of the appeal lodged against his removal, as well as in relation to the judicial clerk involved in the removal proceedings. The second applicant complained additionally that he had not been given an opportunity to be heard before his removal from proceedings by submitting his comments before the removal decision was taken. He also complained that the matter had been adjudicated by a judge who had essentially prosecuted the applicant for what she perceived as a libel against her person, thus being a simultaneously a victim and a referee. As he further complained, the minimum threshold of procedural safeguards had not been met and the applicant had been illegally prevented from exercising his right to conduct his profession as a lawyer. Finally, both applicants complained that it had been impossible for them to challenge the decisions by which they had been removed from court proceedings in which they had been representing their clients.
3.
It is clear from the above that both applicants questioned and raised in essence the impartiality of the judge who removed them from the case.
4.
I respectfully disagree with point 4 of the operative part of the judgment that Article 6 § 1 does not apply in the present case. This opinion argues that not only is Article 6 § 1 applicable in the present case but that also there has been a violation of that provision. The opinion is focused only on the Article
6 complaint and not also on the Article 8 complaint, which was found inadmissible by the majority of the Court (see paragraph 128 of the judgment and point 3 of its operative part).
5.
This opinion is written in accordance with the practice followed in
Ferrazzini v Italy
([GC], no.
44759/98, ECHR 2001-VII). The Court in that case held that Article 6 § 1 did not apply, instead of holding that it was inadmissible, thus opening the door for separate opinions to be written, as happened in the present case.
6.
The purpose of this opinion is to argue that Article 6 is applicable in the present case and that there has been a violation of that provision based on the lack of the impartiality guarantee provided under Article 6 § 1 of the Convention, which rendered the trial unfair as a whole.
II. ON THE APPLICABILITY OF THE CIVIL LIMB OF ARTICLE 6
7.
I respectfully disagree with the judgment that the impugned measure cannot be considered to have involved the determination of the applicants' "civil right" to practise their profession (see paragraph 101 of the judgment).
8.
In my submission, what matters is not necessarily whether the impugned measure was applied formally within the context of disciplinary proceedings or some other type of proceedings, but rather the impact of the measure on the right to practise the profession of lawyer (compare and contrast
Žugić v. Croatia
, no.
3699/08, § 63, 31 May 2011, which concerned a fine imposed on a lawyer for contempt of court).
9.
In the present case, the dispute concerned the right of the applicants to continue representing their clients in the specific civil court proceedings, and the outcome of the dispute, namely the removal of the applicants from the court proceedings, was therefore decisive for this aspect of their right to practise their profession.
10.
Of course, the applicants, after their removal from the ongoing court proceedings, remained free to advise their clients outside court hearings and to provide their services to any other potential clients. They could also continue practising their profession. However, in my opinion, the fact that the applicants' removal from the proceedings arguably had only a limited impact on their overall professional life is not decisive in itself for the issue of the applicability of Article 6 to the present case, since for the civil limb of Article
6 to be applicable, it suffices that the dispute concerned the scope of a civil right or the manner in which the beneficiary could avail himself or herself thereof.
11.
The principle of effectiveness or of the effective protection of human rights, which underlies all Convention provisions guaranteeing human rights, applies not only with regard to the merits stage of a case, but also with regard to its admissibility or applicability stage. Not applying the principle of effectiveness in the present case at the admissibility stage would render void the right to a fair trial at the root of its protection. Any restrictive interpretation of a right at either of the above stages would militate against the principle of effectiveness. In this connection, the Court held in
Delcourt v. Belgium
(17 January 1970, § 25, Series A no. 11):
"In a democratic society within the meaning of the Convention, the right to a fair administration of justice holds such a prominent place that a restrictive interpretation of Article 6 para. 1 would not correspond to the aim and the purpose of that provision."
12.
Furthermore, one cannot lose sight of the serious impact of the impugned removal decisions on the applicants' specific role as lawyers. Lawyers are assigned a fundamental role in a democratic society, that of representing and defending litigants (see
Michaud v. France
, no.
12323/11, §
118, ECHR 2012) and are directly involved in the functioning of the justice system and in the defence of a party (see
Morice v. France
[GC], no
29369/10, § 148, ECHR 2015).
13.
In this connection, the decisions to remove the applicants had a significant effect on their right to represent their clients independently in the proceedings concerned, and there is no doubt that representing litigants before the courts is one of the most important functions of a lawyer.
14.
In replying to one of the arguments of the Government, it should be clarified that the proceedings in the Court of Honour of the Bar Association do not entail the possibility of readmitting the lawyer concerned to the main proceedings from which he or she has been removed. The possibility of conducting such proceedings subsequently is not relevant in determining the applicability of Article 6 of the Convention to the proceedings in which the applicants were removed from the civil court proceedings.
15.
In view of the above, I conclude that the civil limb of Article 6 § 1 is applicable to the circumstances of the present case.
III. ON THE MERITS OF ARTICLE 6 § 1
A. Whether there was a lack of the impartiality guarantee
16.
The removal decisions, which had very serious effects on the applicants' function as lawyers in the proceedings and on their relations with their clients, were taken after both applicants had requested that the judges in question be removed from the proceedings and after the second applicant had asked for disciplinary proceedings to be initiated against the judge in his case.
17.
Hence, I consider that the circumstances of the case are sufficient to raise a reasonable doubt in the eyes of an objective external observer as to the judge's impartiality (see,
mutatis mutandis
,
Kyprianou v. Cyprus
[GC], no.
73797/01, §§ 118-21, ECHR 2005
-
XIII).
18.
Common sense, the principles of natural justice (including, of course, the notions of justice and fairness), and a "moral reading", to use Dworkin's term,
[1]
of the Article 6 guarantee of an impartial tribunal can be aids, in my view, to assisting any objective observer who looks at the particular circumstances of a case to consider whether a reasonable doubt as to a tribunal's impartiality is raised, without overlooking, at the same time, that courts have the power to ensure the proper and orderly functioning of their proceedings.
19.
It should be emphasised in this connection that even appearances may be of a certain importance or, in other words, "justice must not only be done, it must also be seen to be done".
[2]
This maxim has been adopted by the Court when dealing with objective impartiality (see
Ramos Nunes de Carvalho e Sá v. Portugal
[GC], nos.
55391/13and 2 others, § 149, 6 November 2018;
De
Cubber
v. Belgium
, 26 October 1984, § 26, Series
A
no.
86; and
Delcourt
, cited above, § 31). As the Court held in
De Cubber
(cited above, § 26):
"[I]t is not possible for the Court to confine itself to a purely subjective test; account must also be taken of considerations relating to the functions exercised and to internal organisation (the objective approach). In this regard, even appearances may be important ..."
On this point, Harris, O'Boyle and White have also observed:
"The objective test is comparable to the English doctrine that 'justice must not only be done: it must also be seen to be done.' In this context, the Court emphasizes the importance of 'appearances'."
And, as the Court stated in Piersack v. Belgium (1 October 1982, § 30, Series A no. 53), in an impartiality case:
"What is at stake is the confidence which the courts must inspire in the public in a democratic society." [3]
20.
Referring to a relevant passage from
Kyprianou
(cited above, § 119) that explains the necessity and importance of the guarantee of the requirement of objective impartiality, Paul Lemmens rightly observes that "by adopting an objective approach in addition to a subjective approach, the Court has intentionally given a wide interpretation to the guarantee of impartiality",
[4]
and such a broad interpretation of that guarantee is, in my view, mandated by the principle of effectiveness. In this connection, Paul Lemmens also argues that an important element that regularly recurs when the Court adopts a wide interpretation of Article 6 § 1 of the Convention is the need to avoid the guarantees of Article 6 § 1 becoming merely theoretical or illusory and to ensure that they are practical and effective
[5]
- which is one of the formulations of the principle of effectiveness.
21.
Consequently, considering the circumstances of the case and the case-law of the Court on objective impartiality, I come to the conclusion that there has been a lack of the Article 6 guarantee concerning the objective impartiality of a tribunal in the present case.
B. Consequences of the lack of the impartiality guarantee for the overall fairness of the trial - Hierarchy of Article 6 guarantees
22.
A lack of the impartiality guarantee infects the whole procedure and undermines the fairness of the trial as a whole.
23.
According to the Court's prevailing practice,
[6]
a tribunal's lack of independence and impartiality cannot guarantee a fair trial under Article 6 of the Convention, and in that event it is "unnecessary" or "there is no cause" for other Article
6 complaints to be examined (see
Çıraklar v. Turkey
,
28
October 1998, §§ 40-41,
Reports of Judgments and Decisions
1998-VII, and
Ergin v. Turkey (no.
6)
, no.
47533/99, §§ 55-56, 4 May 2006). This is the approach which I propose should have been followed in the present case: that in view of the finding that the impartiality guarantee was not observed, there is no need to examine the other complaint raised by the applicants under Article 6, namely that they were removed from acting as lawyers without having the opportunity to be heard. However, as will be explained below (see paragraph 29 below), since the latter complaint is intrinsically connected with the one concerning impartiality, I will not avoid dealing with it completely, but I will deal with it as an ancillary complaint to the impartiality issue.
24.
As regards the prevailing approach outlined above, the same approach was adopted by the Court in
Guðmundur Andri Ástráðsson v. Iceland
([GC], no.
26374/18, § 295 and point 2 of the operative part, 1 December 2020), where, after finding that there had been no "tribunal established by law" - a guarantee provided in Article 6 - it decided by a majority that there was "no need to examine the remaining complaints under Article 6 § 1", that is, the complaints alleging the lack of independence and impartiality of a tribunal.
25.
However, in my partly dissenting opinion in
Guðmundur Andri Ástráðsson
, I disagreed with the majority that there was no need to examine the remaining complaints and I proposed something different. Since in the present case I propose that the finding that the tribunal was not objectively impartial makes it unnecessary to examine the remaining complaints, I have to explain why my approach was different in
Guðmundur Andri Ástráðsson
(cited above). First, I must start by noting that the relevant issue in that case was the lack of a tribunal established by law, while in the present case the issue is the lack of an objectively impartial tribunal. What I proposed in
Guðmundur Andri Ástráðsson
was that, after the finding that there was no tribunal established by law, the alleged "remaining complaints", namely those concerning the guarantees of an independent and impartial tribunal, became immediately and automatically devoid of object and existence
ex tunc
and, therefore, they should have been rejected as inadmissible
ratione materiae
, by virtue of Article 35 §§ 3 (a) and 4 of the Convention.
[7]
I also argued
[8]
that when there is no "tribunal", as was the finding of the Court in that case, because of the absence of a tribunal established by law, there is no noun and thus no object to which the adjectives "independent" and "impartial" can correspond, with the result that these adjectives become devoid of object and existence. All requirements of the right to a fair trial specified by Article 6 § 1 are indispensable, and without them that right cannot be secured. Nevertheless, the only free-standing requirement of Article 6 § 1 is that there must be a lawful tribunal. This requirement is a
central
feature of a fair trial as it refers to the
very essence
of the relevant right. All other requirements of Article 6 § 1 presuppose the fulfilment of this central demand, the establishment of a tribunal by law. In other words, the "independence" and "impartiality" requirements/guarantees are intrinsic and inseparable qualities related to the very existence of "a tribunal established by law". It is impossible to examine the qualities of a tribunal that does not exist, just as it is impossible to examine the qualities of a non
-
existent person or building. Therefore, any hope that a tribunal is independent and impartial will hinge on the fact that it is a tribunal established by law in the first place. The former qualities are dependent on the latter and cannot be left in a vacuum.
26.
Having clarified the above, I distinguish the present case from
Guðmundur Andri Ástráðsson
, where the issue was different, and I cannot propose that since the guarantee of Article 6 requiring an impartial tribunal was not satisfied, the remaining complaint became immediately and automatically devoid of object and existence and therefore should have been rejected as inadmissible
ratione materiae
. Instead, I propose that it is unnecessary to examine the remaining complaint independently and separately.
Unlike the "tribunal established by law", the "impartiality of a tribunal", as a guarantee of Article 6, by its very nature and function, is not so drastic that a lack of it would render any remaining complaints inadmissible
ratione materiae
, though, of course, it may render such complaints unnecessary to be examined, which is again a serious result.
27.
The question under discussion may even be more relevant if there is a hierarchy of Article 6 guarantees. As Ryan Goss rightly observes, "if the Court wishes to establish a hierarchy of Article 6 rights, in which violations of some guarantees are more serious than others, or are treated differently from others, then it ought to explain and justify that hierarchy or differentiation. It has not done so."
[9]
Trying to respond to this question as to whether there should be a hierarchy of Article 6 guarantees, which I believe should be answered in the affirmative, I must begin by stating that all guarantees under Article 6 form a single whole in which one can say that they consist of its elements or components, and all of them are important in one way or another in safeguarding the right to a fair trial under Article 6 of the Convention.
Since there is no hierarchy of Convention rights and Article 6 guarantees could be considered sub-rights of the right to a fair trial, one may argue that there should also be no hierarchy of guarantees. However, one must distinguish rights from guarantees, since the former are autonomous (apart from Article 14), while the latter are components of the former. I believe that the best explanation or justification of any hierarchy of Article 6 guarantees can be founded on the effects or consequences of the lack of the guarantees in question on the overall fairness of the trial. Hence, the hierarchy of Article 6 guarantees must be related to their importance in safeguarding the right to a fair trial and the best way to consider this is, as has already been said, by examining the effects or repercussions on the right in question if those guarantees are not fulfilled.
28.
So, on the basis of the above, I would place "the tribunal established by law" guarantee at the apex of the hierarchy of Article 6 guarantees, and the "independent tribunal" and "impartial tribunal" guarantees together one level below. These two last guarantees have a particular characteristic that other guarantees (apart from, of course, the "tribunal established by law") do not have which can allow them to be placed on the second level of the hierarchy of guarantees, since they are
sine qua non
prerequisites for any other guarantee. Though, in my view, all Article 6 guarantees relate to the core of the right, these three guarantees which relate to the tribunal (its existence, independence and impartiality) and are placed on the first and second levels of the hierarchy of guarantees, respectively, can, like absolute rights, be considered absolute guarantees: they are subject to no exceptions or qualifications, and the absence of any one of them leads
per se
to the overall unfairness of the trial.
29.
The remaining complaint in the present case, namely that the applicants had not been given an opportunity to be heard before their removal from proceedings,
[10]
cannot be placed, in my view, at the second highest level of the hierarchy of Article 6 complaints together with the guarantees as to the independence and impartiality of the tribunal, but at a lower level, as it does not directly concern the procedural guarantee of Article 6 relating to the tribunal, on which all the rest of the guarantees are dependent. It would be purely theoretical to embark on defining the other levels of the hierarchy of the Article 6 guarantees in this opinion and to try to place this remaining complaint among them.
In the present case, however, the remaining complaint may be taken into consideration, not as a self-standing or independent complaint, but as an ancillary argument supporting the impartiality complaint. This is because the two complaints are intrinsically and inseparably connected between themselves. Regrettably, it should be noted that in the present case there was also a lack of judicial review that would have given the applicants an opportunity to raise their arguments in relation to their two complaints, the one concerning impartiality and the other concerning the refusal to hear them. And this rendered these issues even more problematic for the applicants. However, their complaint of a lack of judicial review does not relate to any Article 6 guarantees, since this Article does not provide for a right of appeal (see Durisotto v. Italy (dec.), no. 62804/13, § 54, 6 May 2014, and Castellino v. Belgium (dec.), no. 504/08, § 22, 22 May 2012).
It should nevertheless be stressed that the lack of objective impartiality of the tribunal in the present case is apparent on the face of the facts of the case (see paragraphs 16-21 of this opinion), even without taking into account the ancillary argument, which is examined ex abundanti cautela and in any event is considered in terms of the "appearances" of a lack of objective impartiality. This is because the refusal to allow the applicants to be heard may be regarded as an indication or consequence, and thus an appearance, of the fact that the court was not impartial in the first place.
30.
According to the principle of effectiveness,
[11]
to which reference was made above, the Convention "is intended to guarantee not rights that are theoretical or illusory but rights that are practical and effective". This formulation of the principle of effectiveness was first articulated in the Article
6 civil context by the Court in
Airey v. Ireland
(9 October 1979, §
24, Series A no. 32)
and has been repeated in many other cases. Furthermore, according to the principle of effectiveness, the provisions of the Convention and the rights secured therein, including, of course, the Article 6 right to a fair trial, must be interpreted so as to be given their fullest weight and effect consistent with their text and object. The principle of effectiveness may, in my view, be reflected in the Greek term εντελέχεια (
entelekheia
), a term created by Aristotle
[12]
from basically two words "εντελές" ("in" and "end") and "έχειν" ("having"), meaning an action which has the "end" (the purpose) within itself, and consequently an action the function of which is fully and completely realised or actualised according to its aim.
31. Since t he guarantees of the right to a fair trial under Article 6 are components of this right, the principle of effectiveness, as explained above, in order to fulfil its aim, must assist in giving these guarantees - in the present case the guarantee of objective impartiality - their fullest weight and effect and their corresponding full consequences, according to their aim and the norm of effectiveness. Consequently, the interconnection and interrelationship between the principle of effectiveness and the overall fairness of the proceedings are apparent, because the greater the weight given to a guarantee, depending on its nature and function, the more important its impact will be in finding that the trial was overall unfair. Hence, by giving the impartiality guarantee of Article 6 its fullest weight, the trial can be considered per se and unavoidably unfair overall, without the need to examine any other complaints under Article 6, save, however, where a complaint, as happened in the present case, is examined as ancillary to that of impartiality (see paragraph 29 above).
IV. CONCLUSION
32.
In the light of the above, I conclude that there has been a violation of Article 6 § 1 of the Convention.
DISSENTING OPINION OF JUDGE KRENC
JOINED BY JUDGE ZÜND
1.
With regret, I must disagree with the majority's finding that Article 6 §
1 of the Convention under its civil limb is inapplicable in the present case.
2.
According to the present judgment, a judge may remove a lawyer from proceedings without the lawyer enjoying the fundamental guarantees of Article 6 § 1. I find this very concerning. In my view, Article 6 § 1 is applicable (I) and has also been violated (II).
I. Applicability of Article 6 § 1
3.
It is well established in the Court's case-law that
"[f]or Article 6 § 1 in its 'civil' limb to be applicable, there must be a dispute over a 'right' which can be said, at least on arguable grounds, to be recognised under domestic law, irrespective of whether that right is protected under the Convention. The dispute must be genuine and serious; it may relate not only to the actual existence of a right but also to its scope and the manner of its exercise; and, finally, the result of the proceedings must be directly decisive for the right in question, mere tenuous connections or remote consequences not being sufficient to bring Article 6 § 1 into play ... Lastly, the right must be a 'civil' right" (see, as a recent authority, Grzęda v. Poland [GC], no. 43572/18, § 257, 15 March 2022).
4.
In the present case, the majority acknowledge that the right of the applicants to practise as lawyers is a "civil right" within the meaning of Article 6 § 1 and that this right entails representing clients before courts. It is undisputed that this right is recognised under domestic law (see paragraph 97 of the judgment). However, in concluding that Article 6 § 1 is inapplicable, the majority rule that the removal decisions cannot be considered to have involved the determination of the applicants' "civil right" (see paragraph
101).
5.
In support of this conclusion, the majority observe first that the impugned measures were not imposed in the context of disciplinary proceedings (see paragraph 99). In my view, this fact is irrelevant as the applicability of Article 6 § 1 is based on an autonomous assessment which does not depend on classification under domestic law (see
König v. Germany
, 28 June 1978, § 88, Series A no. 27). Therefore, a sanction may fall within the scope of Article 6 § 1 even if it was adopted outside disciplinary proceedings under domestic law (see, for instance,
Baka v.
Hungary
[GC], no.
20261/12, 23 June 2016).
6.
The majority put forward a second element to which they attach much greater importance. They stress that the impugned removals had only a limited impact on the applicants' right to practise their profession (see paragraph 100 of the judgment). With all due respect, I am wholly unable to subscribe to this view.
7.
The fact highlighted by the majority that the applicants "could ... continue practising their profession" (see paragraph 100) is not decisive as regards the applicability of Article 6 § 1. The Court has repeatedly said that the disputes contemplated by Article 6 § 1 may relate to the actual existence of a "civil right" but also to its scope and the manner of its exercise (see
Le Compte, Van Leuven and De Meyere v. Belgium
, 23 June 1981, § 49, Series A no. 43). Accordingly, Article 6 § 1 has been found applicable under its civil limb in a case concerning a lawyer who was temporarily prohibited from acting as a representative before certain (not all) courts (see
Helmut Blum v.
Austria
, no.
33060/10, §§ 63-67, 5 April 2016). Moreover, Article 6 § 1 has been declared applicable to sanctions that did not prevent or affect the exercise of the profession (see
Gautrin and Others v. France
, 20 May 1998, § 33,
Reports of Judgments and Decisions
1998
-
III, where doctors were issued with a reprimand or a mere warning; see also
Lorenzetti v. Italy
(dec.), no.
24876/07, § 39, 7 July 2015, concerning a reprimand imposed on a judge;
di Giovanni v. Italy
, no.
51160/06, § 36, 9 July 2013, relating to a warning issued to a judge; and see more specifically, concerning lawyers,
A v. Finland
(dec.), no.
44998/98, 8 January 2004, where the applicant was issued with a mere warning;
Hurter v. Switzerland
(dec.), no.
53146/99, 8 July 2004, where the applicant was fined; and
Dyluś v. Poland
, no.
12210/14, 23 September 2021, concerning a reprimand)
[13]
.
One might have tremendous difficulties in comprehending why a doctor, a judge or even a lawyer who received a mere warning may enjoy the guarantees enshrined by Article 6 § 1, while a lawyer who is removed from proceedings is deprived of all these guarantees.
8.
In my opinion, the majority underestimate the gravity of the impugned measures. A lawyer's removal from proceedings is not a routine internal measure taken by a court. Rather, it is a serious sanction which directly and significantly affects the practice of the profession of lawyer. The majority here lose sight of the crucial role of lawyers in the justice system and, more broadly, in a democratic society as a whole (see
Bagirov v. Azerbaijan
, nos.
81024/12and
28198/15, § 99, 25 June 2020). As the Court has emphasised, "lawyers are assigned a fundamental role in a democratic society, that of defending litigants" (see
Michaud v. France
, no.
12323/11, § 118, ECHR 2012). They "are protagonists in the justice system, directly involved in its functioning and in the defence of a party" (see
Morice v. France
[GC], no.
29369/10, § 148, ECHR 2015).
9.
Representing clients before courts is one of a lawyer's most important roles. In
Morice
(ibid., § 132)
,
the Court emphasised this role as follows:
"The specific status of lawyers gives them a central position in the administration of justice as intermediaries between the public and the courts. They therefore play a key role in ensuring that the courts, whose mission is fundamental in a State based on the rule of law, enjoy public confidence (see Schöpfer v. Switzerland , 20 May 1998, §§ 29-30, Reports 1998-III; Nikula v. Finland , no. 31611/96, § 45, ECHR 2002-II; Amihalachioaie v. Moldova , no. 60115/00, § 27, ECHR 2004-III; Kyprianou , cited above, § 173; André and Another v. France , no. 18603/03, § 42, 24 July 2008; and Mor , cited above, § 42). However, for members of the public to have confidence in the administration of justice they must have confidence in the ability of the legal profession to provide effective representation (see Kyprianou , cited above, § 175)."
10.
Hence, contrary to the majority, I cannot consider that the impugned removals had a limited impact on the applicants' profession and did not really affect their civil rights. The decisions to remove the applicants from proceedings directly and significantly affected their right to practise as lawyers and to represent their clients independently in the proceedings concerned. This right is derived from a contract between the applicants and their clients
[14]
, and it is also one of the core prerogatives of a lawyer.
11.
In my view, the present judgment represents a very dangerous precedent as it leads in practice to the exclusion from the scope of Article 6 of the Convention of the removal of lawyers from proceedings. The inapplicability of Article 6 § 1 leaves the door open to disproportionate or arbitrary sanctions without any procedural guarantees being afforded to the removed lawyer, of
which the most important are the independence and the impartiality of the judge deciding on the removal, and the right to have a duly reasoned decision.
12.
The possibility for the clients to challenge the removal of their lawyers cannot be considered sufficient to ensure that lawyers' rights are protected. The lawyer who has been removed no longer has any procedural role and a possible appeal would depend solely on the willingness of the client, who, moreover, could bring the appeal only from the perspective of his or her own rights having been violated. Moreover, in a lot of cases, clients are unable to act for themselves and may be in a particularly vulnerable situation. In any event, lawyers must have a direct opportunity to challenge for themselves any interference with their rights, independently of the attitude of their clients. They must be able to challenge sanctions taken against them, just like any other person or maybe more than any other person considering their "special role" (see
Morice
, cited above, § 133).
13.
This "special role" certainly does not imply that they have no rights that they may claim personally. Whilst they are subject to certain obligations, they also enjoy rights and privileges (ibid.). Thus, it is clearly established in the Court's case-law that lawyers' speeches in courts enjoy extensive protection under the Convention and that lawyers are entitled to complain under Article 10 of the Convention about sanctions taken against them in the exercise of their role of representation (see, among other authorities,
Kyprianou v. Cyprus
[GC], no.
73797/01, ECHR 2005
-
XIII;
Čeferin v. Slovenia
, no.
40975/08, 16 January 2018;
Bagirov
,
cited above; and
Simić v. Bosnia
and Herzegovina
, no.
39764/20, 17 May 2022). It follows that lawyers may invoke their own fundamental rights in contesting such sanctions, although they are defending their clients' interests.
II. Merits
14.
After having considered that Article 6 § 1 is applicable
ratione materiae
, I am of the view that this provision has been violated in the present case. However, I would like to specify at the outset that the issue under Article 6 of the Convention does not concern the question of whether the removal of the applicants from the proceedings was justified. It is not for me to give an opinion on this point. My comments focus exclusively on the procedural guarantees granted to the applicants. What strikes me in this regard is the lack of any guarantees afforded to them. I would like to briefly highlight the three following points.
15.
First, the applicants were not granted an opportunity to voice their arguments against the removal decision before it was taken. In relation with this, it is noteworthy to observe the evolution of the Rules of our Court. Rules 36 and 44D of the Rules of Court, concerning the prohibition of a lawyer from acting as representative before the Court, have recently been changed in order to give lawyers the opportunity to submit comments prior to the adoption of such a decision.
16.
Secondly, the removal of the applicants was decided after both applicants had requested that the judges in question be removed from the proceedings and after the second applicant had asked for disciplinary proceedings to be initiated against the judge in his case. Such circumstances may raise a reasonable doubt in the eyes of an objective external observer as to the judge's impartiality (see,
mutatis mutandis
,
Kyprianou
, cited above, §§
118-28, where the fact that the same judges of the court towards whom the applicant had committed contempt then tried, convicted and sentenced him raised objectively justified doubts as to the impartiality of that court).
17.
Thirdly, and more importantly, the applicants were deprived of any judicial review of the removal decisions in question. It is well established that Article 6 § 1 of the Convention does not guarantee a right of appeal (see
Durisotto v. Italy
(dec.), no.
62804/13, § 54, 6 May 2014, and
Castellino v. Belgium
(dec.), no.
504/08, § 22, 22 May 2012). However, "Article 6 § 1 secures to everyone the right to have a claim relating to his or her civil rights and obligations brought before a court" (see
Lupeni Greek Catholic Parish and Others v.
Romania
[GC], no.
76943/11, § 84, 29 November 2016, with further references). "For the right of access to be effective, an individual must have a clear, practical opportunity to challenge an act that is an interference with his or her rights" (ibid., § 86).
18.
In the present case, the lack of judicial review is all the more problematic as the applicants were not given an opportunity to voice their arguments on their removal (see paragraph 15 above) and objectively justified doubts may exist as to the impartiality of the judges who took the impugned decisions (see paragraph 16 above).
19.
Moreover, one cannot but be struck by the fact that Article 45 § 2 of the Code of Civil Procedure, which lists the possible grounds for a removal, is drafted in very broad terms (see paragraph 36 of the judgment). In this context, a judicial review provides an even more essential guarantee against disproportionate or arbitrary decisions.
III. Conclusion
20.
To be clear, it is not my purpose to call into question the power of the courts to ensure the proper and orderly functioning of their proceedings and to take decisions and - if necessary - impose sanctions to that effect (see,
mutatis mutandis
,
Gestur Jónsson and Ragnar Halldór Hall v. Iceland
[GC], nos.
68273/14and
68271/14, § 89, 22 December 2020, which concerns the criminal limb of Article 6 of the Convention). This power of the courts is absolutely necessary. The special role of lawyers entails several duties, particularly with regard to their conduct before courts (see
Morice
, cited above, § 133). It is legitimate to expect them to contribute to the proper administration of justice (see
Kyprianou
, cited above, § 173).
21.
However, the removal of lawyers from proceedings calls for the utmost vigilance and must be subject to very careful scrutiny. While judicial independence is a core pillar of a democratic society governed by the rule of law, protecting lawyers' independence is also vital for the functioning of the justice system. Without lawyers' independence, there cannot be an independent judicial system. I do not think that granting minimal procedural guarantees to lawyers undermines the authority of judges and compromises the proper administration of justice. Quite the contrary.
APPENDIX
Application no. |
Case name |
Lodged on |
Applicant
| |
1. |
Angerjärv v. Estonia |
02/04/2018 |
Mart ANGERJÄRV
| |
2. |
Greinoman v. Estonia |
20/07/2018 |
Maksim GREINOMAN
|
[1] See Ronald Dworkin, "Law's Ambitions for Itself" (1985), 71(2) Virginia Law Review 173, at pp. 176, 178, 181-82 and 185; Ronald Dworkin, Law's Empire (Bloomsbury, 1986, Hart Publishing, 2021), p. 411; and Ronald Dworkin, Freedom of Law: The Moral Reading of the American Constitution (Harvard University Press, 1997).
[2] T his dictum was laid down by Lord Hewart, the then Lord Chief Justice of England, in the case of Rex v. Sussex Justices , [1924] 1 KB 256.
[3] See Harris, O'Boyle and White, Law of the European Convention on Human Rights , 4th edition (Oxford University Press, 2018), p. 452.
[4] See Paul Lemmens, "The Right to Fair Trial and its Multiple Manifestations - Article 6(1) ECHR", in Eva Brems and Janneke Gerards (eds), Shaping Rights in the ECHR (Cambridge University Press, 2013), p. 305.
[5] Ibid., p. 314.
[6] See, in support of this prevailing practice, Ryan Goss, Criminal Fair Trial Rights - Article 6 of the European Convention on Human Rights , Hart Publishing, 2016, pp. 160-62. Compare, however, the prevailing practice with the practice followed in two cases, namely Öcalan v. Turkey ([GC], no. 46221/99, §§ 118 and 131-35, ECHR 2005-IV) and Güveç v. Turkey (no. 70337/01, §§ 122 and 132-33, ECHR 2009), where the Court, despite the lack of independence and impartiality of the domestic tribunal, proceeded to examine the complaints concerning other guarantees of Article 6. The approach of the Court in these two cases was severely criticised by Goss ( op. cit. , pp. 128-29).
[7] See paragraph 4 of the opinion.
[8] Ibid., at paragraph 5.
[9] See Ryan Goss, op. cit . , pp. 162.
[10] Fortunately, Rules 36 and 44D of the Rules of Court, as amended, which make provision for prohibiting a lawyer from acting as a representative before the Court, are compatible with Article 6 of the Convention. This is because they give lawyers the opportunity to submit comments before the adoption of a decision on their removal.
[11] See proposed Article 72 on the "effective interpretation of the terms ( ut res magis valeat quam pereat )" by Sir Humphrey Waldock, special rapporteur on the first draft of what eventually became the Vienna Convention on the Law of Treaties, 1969; John G. Merrills, The Development of International Law by the European Court of Human Rights , 2nd ed. (Manchester University Press, Manchester, 1993), p. 106; and G.A. Serghides, The Principle of Effectiveness and its Overarching Role in the Interpretation and Application of the ECHR: The Norm of all Norms and the Method of All Methods (Strasbourg, 2022), in passim , esp. pp. 57 and 97-98.
[12] See Georgios Babiniotis, Dictionary of Modern Greek , 5th edition (Lexicology Centre, Athens, 2019), p. 719, and even more clearly, ibid., 2nd edition (Lexicology Centre, Athens, 2002), p. 605, under the entry "εντελέχεια".
[13] It is true that all these measures were disciplinary sanctions. However, this is of no relevance (see paragraph 5 above) . What matters is the content and the impact of the sanction for the person concerned, regardless of its classification under domestic law. I note incidentally that the Harju County Court, which removed the applicants from the proceedings, forwarded the impugned decisions to the Bar Association, which could launch disciplinary actions. Thus, when the removal decisions were adopted, disciplinary sanctions could be imposed additionally on the applicants.
[14] I note that the applicants alleged that they had suffered serious material consequences due to their removal (see paragraphs 66 and 68 of the judgment). These financial consequences have not been examined by the majority. That, however, is not the most important issue.