In the case of D.N.M. v. Sweden,
The European Court of Human Rights (Fifth Section), sitting as
a Chamber composed of:
Mark Villiger, President,
Angelika Nußberger,
Boštjan M. Zupančič,
Ann Power-Forde,
André Potocki,
Paul Lemmens,
Helena Jäderblom, judges,
and Claudia Westerdiek, Section Registrar,
Having deliberated in private on 28 May 2013,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
28379/11) against the Kingdom of Sweden lodged with the Court under Article 34
of the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by an Iraqi national, Mr D.N.M. (“the applicant”), on 6 May 2011. The President of the Section acceded to the applicant’s request not to
have his name disclosed (Rule 47 § 3 of the Rules of Court).
The applicant was represented by Mr K. Hellström,
legal adviser at the Swedish Red Cross in Malmö. The Swedish Government (“the
Government”) were represented by their Agent, Mr A. Rönquist, of the Ministry
for Foreign Affairs.
The applicant alleged that he would be killed or
ill-treated if returned to Iraq due to honour-related issues.
On 29 June 2011 the application was communicated to
the Government.
THE FACTS
I. THE CIRCUMSTANCES OF
THE CASE
The applicant, a Kurd and Sunni Muslim, was born
in 1988 and is currently in Sweden.
On 16 October 2007 he applied to the Migration
Board (Migrationsverket) for asylum. He submitted that he had lived in Kirkuk in the Tameem province in northern Iraq. He had been in a relationship with a young
Sunni woman for one year. Since the woman’s brothers had not approved of him, they had kept their relationship secret. In June 2007, however, the woman’s brothers had caught
them hugging and had attacked the applicant with scissors. During the attack, the woman had fled and he had not seen her since. The woman’s brothers had said that he had
offended their honour and that it would only be restored if they killed him.
The applicant had been hospitalised for one week and had initially been
protected by the police. During that time, the woman’s brothers had burnt down
his shop. They had also assaulted his father and had told him that they would
cut the applicant to pieces. The applicant’s father had obeyed the brothers and
had given them permission to kill the applicant if they found him. The
applicant had reported the incident to the police. However, they had told him that they could not help him as it was an honour-related issue. He had then gone
into hiding with relatives in another part of Kirkuk and had subsequently left Iraq in September 2007.
On 13 November 2008 the Migration Board rejected
the applicant’s request for asylum. It first observed that the general
situation in Iraq was not a sufficient ground to grant the applicant’s request.
Instead, an individual assessment had to be made. It further found the applicant’s
story to be partly contradictory, given that he had stated that the police had
been unable to protect him and, at the same time, had stated that the police in
fact had protected him during the time he spent in hospital. The Board also found
the applicant’s story to be vague, for example concerning the assault on his
father. It further held that if the woman’s brothers had wanted to kill the
applicant, they could have done so when they attacked him the first time. The
Board stressed that the applicant had been able to stay in Iraq between June and September 2007, without anything happening to him. Lastly, it held that the applicant had failed to give an explanation as to why the woman’s brothers
had not assaulted her but only the applicant. In sum, the Board did not find it
credible that there was a threat from the brothers against the applicant.
The applicant appealed to the Migration Court (Migrationsdomstolen)
in Malmö where he maintained his story and added that the reason he had not
been killed in the attack was that neighbours had intervened. The police
protection in the hospital lasted only for a limited time. When it had become
clear to the police that the case concerned honour-related issues, they had stated that they did not have the resources to protect him. The reason he had been
able to stay in Kirkuk for several months was that he had been in hiding at his
cousin’s home. Through a friend he had learnt that the woman had been killed
and that her family had again assaulted his father. Internal relocation was not
an alternative, as he did not have any social network outside his home province.
Furthermore, the woman’s family could find him in other parts of the country.
The Migration Board contested the applicant’s
appeal, considering that he lacked credibility. It acknowledged that, if the Migration Court were to find the applicant’s story credible, he could not be expected
to benefit from the authorities’ protection. However, in the Board’s view, internal flight alternatives were available to the applicant, such as the central parts of Iraq and the Kurdistan Region in the north.
On 4 September 2009 the Migration Court upheld
the decision of the Board. First, the Court agreed with the Board’s assessment
that the general situation in Iraq was not sufficient to justify granting the
applicant’s request. Turning to the individual circumstances of the case, the court considered that the applicant’s story had been consistent and had not departed from
what was generally known. The court further held that the applicant had given
reasonable explanations for the inconsistencies highlighted in the Migration
Board’s decision. Thus, the court held, the applicant had made probable that he
had been in a relationship with the woman, that they had been caught hugging, that he had then been attacked with scissors, that his shop had later been burnt down and that
his father had been beaten and told that the applicant would be harmed. It did, however, note that the applicant’s statements regarding the death of the woman and the further
assault on the father were second-hand information of low evidential value. The
court further stressed that two years had passed since the attack on the
applicant and held that the interest from the woman’s family had probably diminished.
The risk that the applicant would be subjected to revenge upon return to Kirkuk could , however, not be disregarded. The court further noted that the Migration
Board had accepted that the applicant could not count on protection from the
authorities. Thus, the applicant had made out that there was an individual
threat against him which was local to Kirkuk and the surrounding area. There
was, however, nothing to suggest that the applicant would not be safe in other
provinces. The court held that an internal relocation alternative, the Kurdistan Region of Iraq being an example, was reasonable and relevant even if the
applicant had no social network there.
On 28 October 2009 the Migration Court of Appeal
(Migrations-överdomstolen) refused leave to appeal.
The applicant subsequently claimed that there
were impediments to his deportation and requested that his application for a
residence permit be examined anew. However, on 18 August 2010, the Migration
Board refused to reconsider the case. It appears that the applicant did not
appeal against this decision.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. The Aliens Act
The basic provisions applicable in the present
case, concerning the right of aliens to enter and to remain in Sweden, are laid down in the Aliens Act (Utlänningslagen, 2005:716).
An alien who is considered to be a refugee or
otherwise in need of protection is, with certain exceptions, entitled to a
residence permit in Sweden (Chapter 5, section 1 of the Act). The term
“refugee” refers to an alien who is outside the country of his or her
nationality owing to a well-founded fear of being persecuted on grounds
of race, nationality, religious or political beliefs, or on grounds of gender,
sexual orientation or other membership of a particular social group and who is
unable or, owing to such fear, is unwilling to avail himself or herself of the
protection of that country (Chapter 4, section 1). This applies
irrespective of whether the persecution is at the hands of the authorities of
the country or if those authorities cannot be expected to offer protection
against persecution by private individuals. By “an alien otherwise in need of
protection” is meant, inter alia, a person who has left the country of
his or her nationality because of a well-founded fear of being sentenced to
death or receiving corporal punishment, or of being subjected to torture or
other inhuman or degrading treatment or punishment (Chapter 4, section 2).
Moreover, if a residence permit cannot be
granted on the above grounds, such a permit may be issued to an alien if, after
an overall assessment of his or her situation, there are such particularly
distressing circumstances (synnerligen ömmande omständigheter) to allow
him or her to remain in Sweden (Chapter 5, section 6). Special consideration
should be given, inter alia, to the alien’s health status. According to
the preparatory works (Government Bill 2004/05:170, pp. 190-191),
life-threatening physical or mental illness for which no treatment can be given
in the alien’s home country could constitute a reason for the grant of a
residence permit.
As regards the enforcement of a deportation or
expulsion order, account has to be taken of the risk of capital punishment or
torture and other inhuman or degrading treatment or punishment. According to a
special provision on impediments to enforcement, an alien must not be sent to a
country where there are reasonable grounds for believing that he or she would
be in danger of suffering capital or corporal punishment or of being subjected
to torture or other inhuman or degrading treatment or punishment (Chapter 12,
section 1). In addition, an alien must not, in principle, be sent to a country
where he or she risks persecution (Chapter 12, section 2).
Under certain conditions, an alien may be
granted a residence permit even if a deportation or expulsion order has gained
legal force. This is the case where new circumstances have emerged which
indicate that there are reasonable grounds for believing, inter alia,
that an enforcement would put the alien in danger of being subjected to capital
or corporal punishment, torture or other inhuman or degrading treatment or
punishment or there are medical or other special reasons why the order should
not be enforced (Chapter 12, section 18). If a residence permit cannot be
granted under this criterion, the Migration Board may instead decide to
re-examine the matter. Such a re-examination shall be carried out where it may
be assumed, on the basis of new circumstances invoked by the alien, that there
are lasting impediments to enforcement of the nature referred to in Chapter 12,
sections 1 and 2, and these circumstances could not have been invoked
previously or the alien shows that he or she has a valid excuse for not having
done so. Should the applicable conditions not have been met, the Migration
Board shall decide not to grant a re-examination (Chapter 12, section 19).
Matters concerning the right of aliens to enter
and remain in Sweden are dealt with by three instances: the Migration Board,
the Migration Court and the Migration Court of Appeal.
B. Case-law on honour-related violence
On 9 March 2011 the Migration Court of Appeal
delivered a judgment concerning an alleged risk of honour-related crimes
(MIG 2011:6). The applicants, a young couple from the Kurdish parts of Iraq, claimed to have had an illicit relationship which had resulted in their being
persecuted by the woman’s family. Their applications for asylum had been
rejected by the Migration Board and granted on appeal by the Migration Court. The Migration Court of Appeal granted the Board leave to appeal.
The appellate court upheld the Migration Court’s
judgment. It considered that the applicants had made probable that they would
be subjected to honour-related violence or other forms of abuse upon return. It
further considered that, while there was a possibility to receive protection in
the Kurdish region against honour-related crimes, country information revealed
that the situation was very fragile, making it impossible to draw any general
conclusion as to whether the authorities were able to provide effective
protection. For instance, effective protection could be difficult to get if the
persons making the threats belonged to a powerful clan with influence at
governmental level. Having had regard to the applicants’ personal circumstances, the alleged persecutors’ influence in Iraqi society and the lack of effective protection, the Migration Court of Appeal concluded that the applicants would in all likelihood be unable
to receive sufficient protection in the Kurdish region. The court further observed
that, according to country information, the only possible protection for men
would be temporary detention.
III. RELEVANT INFORMATION ABOUT IRAQ
A. Honour
crimes
On 31 May 2012 the United
Nations High Commissioner for Refugees (UNHCR) issued the latest Eligibility
Guidelines for Assessing the International Protection Needs of Asylum-Seekers
from Iraq. In regard to honour violence, it sets out the following
(at p. 37):
“So-called “honour crimes” - that is, violence committed by
family members to protect the family’s honour - reportedly remain of particular
concern. Most frequently, women and girls and, to a lesser extent, men and
boys, are killed or subjected to other types of violence such as mutilations,
because they are judged to have transgressed cultural, social or religious
norms bringing shame to their family. “Honour crimes” are said to occur for a
variety of reasons, including adultery, loss of virginity (even by rape),
refusal of an arranged marriage, attempt to marry someone against the wishes of
the family or making a demand for a divorce. Even the suspicion or rumour that
any of these acts have been committed can reportedly result in “honour crimes”.
...
The Iraqi Penal Code contains provisions that allow lenient
punishments for “honour killings” on the grounds of provocation or if the
accused had “honourable motives”. ... “Honour crimes” are reported to be
frequently committed with impunity, given the high level of social acceptance of
this type of crime, including among law enforcement officials. “Honour crimes”
are reported to be committed in all areas of Iraq, though there is generally
more information available in the Kurdistan Region, where the KRG [the
Kurdistan Regional Government] has taken steps to combat the practice.
Importantly, the KRG has introduced legal amendments to the Iraq Penal Code,
effectively treating “honour killings” on the same level as other homicides.”
The UNHCR Guidelines further stated that, for men at risk of
“honour crimes”, there are no protection facilities in the Kurdistan Region other
than detention or prison (p. 38).
The UK Border Agency Iraq Operational
Guidance Note of December 2011 stated the following regarding honour crimes
in central and southern Iraq (at paras. 3.9.6 and 3.9.8):
“The Iraqi Penal Code (Law No. 111 of 1969) contains provisions
that allow lenient punishments for honour killings ‘on the grounds of
provocation or if the accused had honourable motives’. ...
...
The police forces are tribally-based, however when it comes to
issues related to honour crimes especially, there are efforts to try and break
with how such cases are typically dealt with. On the other hand, there is a lot of tolerance towards the concept of honour and a widespread understanding in
society of the male responsibility in preserving a family’s honour.”
As regards honour crimes in the Kurdistan Region,
the Border Agency stated (para. 3.9.10):
“The legal position in the Kurdistan Region of Iraq is
different to south and central Iraq. In 2002, Kurdish Region government passed
a law to abolish reduced penalties for the murder of a female family member by
a male relative on grounds of family shame and dishonour. This law sets the
Kurdish region apart from many other countries in the Middle East and North Africa , where penal laws still permit mitigated sentences and exemptions for men who
murder in the name of ‘honour’. In the Kurdish region honour killings are now
punished as harshly as other murders and are not viewed differently under the
law.”
The Border Agency summarised (paras. 3.9.15 and
3.9.16):
“Women fearing ‘honour
killing’ or ‘honour crimes’ in either central or southern Iraq or in the Kurdistan Region of Iraq are unlikely to be able to access effective protection. Each
case must be considered on its own merits to assess whether internal relocation
would be possible for the particular profile of claimant, but in general an internal
relocation alternative is unlikely to be available for lone women.
Honour crimes
might not always be gender-related and there might be cases where men are as
likely as women to be victims for committing certain acts which have brought
shame on their family. If in such a case internal relocation is considered
unduly harsh then Humanitarian Protection might be appropriate.”
B. Tribal structure
The UK Border Agency Iraq Operational
Guidance Note of 12 February 2007 set out the following regarding the
tribal structure in Iraq:
“Iraq is a largely tribal society with at least three-quarters of the Iraqi people belonging
to one of the country’s 150 tribes. Tribes are regional power-holders and
therefore if there is a localised tribal dispute the individual should be able
to relocate to escape the problem. However UNHCR noted in October 2005 that
within the Iraqi context and with the exception of the capital city of Baghdad, cities are constituted of people belonging to specific tribes and families. Any
newcomer, particularly when he/she does not belong to the existing tribes and
families, is liable to be subject to discrimination. However tribes do appear
to have limited influence in Baghdad. Though relocation by persons of a certain
tribe may cause resentment and discrimination on the part of the receiving
tribe, such relocation is not considered unduly harsh.”
C. Sectarian violence
The UNHCR Guidelines set out the following
regarding sectarian violence in Iraq (at pp. 25-26):
“While open sectarian violence between Arab Sunnis and Arab Shi’ites
ended in 2008, armed Sunni groups continue to target Shi’ite civilians with the
apparent aim of reigniting sectarian tension. Sectarian-motivated violence
includes: mass-casualty attacks targeting Shit’ite civilians and pilgrims;
threats against Sunnis in Shi’ite majority areas and Shi’ites in Sunni majority
areas; as well as targeted killings of both Sunni and Shi’ite clerics and
scholars. Baathist ties and/or purported engagement in terrorism are often
equated to sectarianism by the Iraqi Government and the ISF [international
security forces]. Many individuals accused of Ba’athist ties and/or terrorism
and thus perceived to be engaged in sectarianism are of Sunni background.
...
During the period of heightened sectarian violence in 2006 and
2007, the social and demographic make-up
of many areas were altered as Sunni and Shi’ite armed groups sought to seize
control and to cleanse “mixed” areas of the rival sect. This occurred principally in Baghdad, Iraq’s most diverse city, but also in the mixed towns and
villages surrounding it. During that period, many members of both sects were
internally displaced or fled abroad. To date, most of Baghdad’s formerly mixed
neighbourhoods remain largely homogenized, preventing
many from returning to their former areas of residence. In only a few neighbourhoods of Baghdad do members of both sects
live side by side. Most returnees have
returned to areas under the control of their own community. The recent political crisis, combined with a
series of attacks by Sunni armed groups targeting Shi’ite neighbourhoods and
pilgrims, has deepened sectarian tensions. Anecdotal evidence from UNHCR
protection monitoring activities suggests that some Sunnis are leaving mixed
and predominantly Shi’ite neighbourhoods in Baghdad fearing retaliation. While
previously many Iraqi Sunnis fled to Syria and Jordan to escape sectarian
violence, reportedly most now seek to relocate within Iraq given tightended visa requirements in these countries and the ongoing violence in Syria.
Both Sunnis and Shi’ites living in or returning to areas in
which they would constitute a minority may be exposed to targeted violence on
account of their religious identity. Both Shi’ites in Sunni-dominated
neighbourhoods and Sunnis in Shi’ite-dominated neighbourhoods have reportedly
been subjected to threatening letters demanding that they vacate their homes.
In cases where individuals do not comply, there are reports of violence or
harassment, including killings.”
In a recent country guidance determination, HM
and others (Article 15(c)) Iraq CG [2012] UKUT 00409 (IAC), of 13
November 2012, the UK Upper Tribunal (Immigration and Asylum Chamber) stated
the following (at para. 297):
“... We observe that although the May 2012 UNHCR Guidelines
emphasise the harm caused by the ethno-sectarian conflict between different
communities, especially that between Sunni and Shi’a, they do not state there
is a need for international refugee protection purely because a person is a
Sunni or Shi’a and we do not consider that the evidence shows that there is a
real risk of Article 15(c) [of the Refugee Qualification Directive 2004/83/EC]
harm arising solely because a person is a Sunni or Shi’a civilian. And even
where concern is expressed about both Sunnis and Shi’as living in or returning
to areas in which they would constitute a minority, the substance of what UNHCR
is saying is not that Sunni Arabs living in majority Shi’a areas and Shi’a
Arabs living in majority Sunni Arab areas “will” be at Article 15(c) risk but
simply that “they may be exposed to targeted violence on account of their
religious identity”. In our judgement the other evidence relating to Sunnis and
Shi’as reveals a similar picture. However, whilst for the above reasons we find
the evidence as a whole insufficient to establish Sunni or Shi’a identity as in
itself an “enhanced risk category” under Article 15(c), we do accept that
depending on the individual circumstances, and in particular on their facing
return to an area where their Sunni or Shi’a brethren are in a minority, a
person may be able to establish a real risk of Article 15(c). (They may,
of course, also be able to establish a real risk of persecution under the
Refugee Convention or of treatment contrary to Article 3 of the ECHR).”
D. The situation of Kurds
In HM and others, the UK Upper
Tribunal described the situation of Kurds in Iraq (at para. 300):
“There is nothing in the 2012 UNHCR Guidelines to suggest that
Kurds per se are an enhanced risk category. Some support is given to the notion
of Kurds as an enhanced risk category by [the expert witness] Dr George who in
his written report referred to Kurds in central Iraq “remain[ing] at risk”...
and by [the expert witness] Dr Fatah who in his report refers to Kurds in
Baghdad being “more vulnerable”... but in neither instance did the experts seek
to say that the number of attacks on Kurds were at significant levels.
According to Dr Fatah, the number of Kurds in Baghdad is around
100,000-150,000, far fewer than previously.”
E. The possibility of internal relocation
As to the availability of internal flight or
relocation alternatives (IFA/IRA) in the Kurdistan region, the 2012 UNHCR
Guidelines gave the following account (at pp. 49 and 51):
“A person from central or southern Iraq may be out of reach of
his/her persecutors if relocated to the Kurdistan Region as the state
protection of the Kurdish authorities may be triggered. This may occur only if
the person is both admitted to the Kurdistan Region and allowed to legally
remain there and if the Kurdish authorities are able and willing to provide
protection in the individual case. Generally, the Kurdish authorities will be
able and willing to provide protection; however, certain persons, particularly
those who fear harm as a result of traditional practices and religious norms of
a persecutory nature - such as women and children with specific profiles and
LGBTI individuals - may still be reached by their persecutors if relocated
within Iraq. Further, large segments of society and conservative elements in
the KRG public administration endorse such norms, which would militate against
the availability of an IFA/IRA for some cases in the Kurdistan Region.
...
Persons fleeing persecution at the hands of non-state actors
(e.g. family/tribe in the case of fear from “honour killing” or blood feud) may
still be within reach of their persecutors.”
As regards possible internal flight alternatives
in southern and central Iraq the report stated, inter alia, the
following (at pp. 53 and 55):
“As indicated in these Guidelines, persecution primarily
emanates from a range of non-state actors. Armed groups reportedly have
operatives in many parts of the country and, as a result, a viable IFA/IRA will
likely not exist for individuals at risk of being targeted by such groups in
southern and central Iraq. As reported throughout these Guidelines, armed
groups are present in many parts of the country and have demonstrated mobility
in accessing areas where they do not have strongholds. The mobility and reach
of armed groups should not be underestimated in determining the relevance of an
IFA/IRA. Persons seeking to relocate to other areas in central and southern
Iraq may be at risk of facing renewed violence given the high levels of violence
prevailing in many areas. UNHCR protection monitoring shows that lack of
physical safety remains a concern for both IDPs [internally displaced persons]
and returnees, particularly in the central governorates. Reports have been
received of returnees being targeted because they do not belong to the majority
sect in their area of return. In some cases, these attacks have been fatal. The
presence of IDPs can at times result in tensions with host communities that
consider them a destabilizing factor.
Generally, protection by national authorities will not be
available given that the national authorities have as yet limited capacity to
enforce law and order. Members of the ISF and the judiciary are themselves a
major target of attacks and are reportedly prone to corruption and
infiltration.
...
For categories of individuals who fear harm as a result of
traditional practices and religious norms of a persecutory nature - such as
women and children with specific profiles, victims of trafficking, and LGBTI
individuals - and for whom internal relocation to another part of central and
southern Iraq may be relevant, the endorsement of such norms by large segments
of society and powerful conservative elements in the Iraqi public
administration as well as the continued presence of armed groups with extremist
or highly conservative leanings militate against the availability of an IFA/IRA
in southern and central Iraq.
...
Common ethnic or religious backgrounds and existing tribal and
family ties in the area of relocation are crucial when assessing the
availability of an IFA/IRA, as these generally ensure a certain level of
community protection and access to services. ... Further, an IFA/IRA to an area
with a predominantly different ethnic or religious demography may also not be
possible due to latent or overt tensions between groups. This can be
particularly the case for Sunnis in predominantly Shi’ite areas, and vice
versa, especially if the demographic make-up of the areas has changed as a
result of previous sectarian violence.”
The UNHCR summarised the situation in the southern and central
parts of Iraq thus (at p. 56):
“Reports of insecurity, problematic living conditions and lack
of documentation in southern and central Iraq militate against the availability
of an IFA/IRA. Further, relocation to an area with a predominantly different
ethnic or religious demographic is not reasonable due to latent or overt tensions
between ethnic or religious groups. This can be particularly the case when
considering relocation of Sunnis to predominantly Shi’ite areas or vice versa.”
In a country guidance judgment of 7 May 2008, SI
(expert evidence - Kurd - SM confirmed) Iraq CG [2008] UKAIT 00094, the UK Asylum
and Immigration Tribunal concluded, inter alia, the following in regard
to internal relocation within Iraq (at para. 62):
“[W]e are prepared to accept that Kurds face difficulties
pretty well everywhere in central and southern Iraq. However, although there
have been examples of Kurdish communities per se facing targeted attacks, the
evidence does not demonstrate that that is generally the case. On the whole a
Kurd who can relocate safely within central and southern Iraq to an area where
there is a significant Kurdish community can find protection there and will be
able to avoid unduly harsh living conditions. What, however, of Kurds who for
one reason or another are not able to relocate safely to such areas? Here, we
are prepared to accept that the evidence indicates a slightly different
position. As compared to a Kurd able to relocate safely to an area where there
is a significant Kurdish community, a Kurd only able to relocate safely to an
area where he (or she) would have to live separately from a Kurdish community
would face added difficulties, by virtue of being regarded with suspicion as a
stranger who stands out in ethnic, tribal and cultural and sometimes religious
terms. However, we do not consider that the evidence demonstrates that for
Kurds in either category these difficulties are such as to mean that merely by
virtue of being Kurdish a person faces either a real risk of serious harm or
that those conditions for them would be unreasonable or unduly harsh.”
THE LAW
ALLEGED VIOLATION OF ARTICLES 2 AND 3 OF
THE CONVENTION
The applicant complained that the enforcement of
the deportation order would be in violation of Articles 2 and 3 of the
Convention, which, in relevant parts, read as follows:
Article 2
“1. Everyone’s right to life shall be protected by
law. ...”
Article 3
“No one shall be subjected to torture or
to inhuman or degrading treatment or punishment.”
The Government contested that argument.
The Court finds that the issues raised in the
present case under Articles 2 and 3 of the Convention are indissociable and
will therefore examine them together (see, among others, D. v. the United
Kingdom, 2 May 1997, § 59, Reports of Judgments and Decisions 1997-III, and F.H. v. Sweden, no. 32621/06, § 72, 20 January 2009).
A. Admissibility
The Court notes that the application is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. The submissions of the parties
(a) The applicants
The applicant maintained that the enforcement of
the deportation order would be in violation of Articles 2 and 3 of the
Convention, since he would risk being subjected to “honour crimes” in Iraq on account of his relationship with the woman in question.
Contrary to the Government, the applicant held
that relevant country information indicated that it was debatable whether the
preconditions for relying on an internal flight alternative - ability to travel, gain admittance and settle in the Kurdish region - existed.
The applicant further stated that it had not
been possible for him to submit any documents in support of his claim, although he had tried. He further stressed that there had been a general police presence in
the hospital to which he had been admitted. However, when the police had become
aware that he was a victim of honour-related crimes, they had stopped paying
attention to him. Furthermore, he stressed that he had been in hiding and had never
left the house during the time he had spent with his relatives following the
assault.
(b) The Government
From the outset, the Government held that the situation
in Iraq did not, in itself, suffice to establish that a return of the applicant
would entail a breach of Article 3 of the Convention. They further noted that in a UK Home Office report from 2011,
the Kurdish region of Iraq had been pointed out as the safest and most stable
region of Iraq.
Turning to the individual circumstances of the
present case, the Government were of the opinion that the applicant’s story
lacked credibility and that, consequently, his claim that he would risk
treatment contrary to Article 3 of the Convention had not been substantiated. They
pointed out that the applicant had not shown that he had reported the alleged
threats to the police or presented any document substantiating his other
claims. Moreover, according to the Government, the applicant’s story had been
vague, inconsistent and lacking in details, notably as regards his relationship
with the woman. For example, he had not produced any detailed information about
the alleged death of the woman, although such information ought to be available
to him, since her family and his family allegedly were neighbours. In the
Government’s view, it was also of relevance to note that the allegation that
the woman had been murdered had been put forward in connection with the appeal
to the Migration Court in December 2008, whereas in October the same year the
applicant had stated that he had no knowledge of what had happened to her. In
addition, the Government stressed that the applicant had changed his story
during the domestic proceedings in several ways.
. Should the Court find that there was a real risk of
honour-related crimes against the applicant upon return, the Government held
that it was up to the applicant to show that he had been unable to obtain
protection from the domestic authorities in order to claim successfully that
his enforced expulsion would violate Article 3 of the Convention. According to
the Government, the applicant had not shown that he had tried to seek the
protection of the authorities and no general conclusion based on the accessible
country information could be drawn concerning the possibilities for men to obtain
such protection. Moreover, the applicant had failed to show that any attempts
had been made to solve the conflict in which he was allegedly involved through
reconciliation. Therefore, it had not been shown that the Iraqi authorities
were unable to obviate the risk that the applicant allegedly would face upon
return by providing him with appropriate protection.
As concerned the applicant’s possibilities of
using an internal flight alternative, the Government was of the opinion that, being a man born in 1988 and fit for work, he would be able to provide for himself, even in an area of Iraq where he lacked a social network. Referring to a UK Home Office report
from 2010, they further held that the applicant would be able to enter and
settle in the Kurdistan Region and nothing had emerged to suggest that he would
not be able to gain admittance to central Iraq. Furthermore, the Government asserted that the applicant had failed to substantiate his claim that the woman’s
family belonged to a powerful clan and no other circumstances had arisen that
would indicate that they had the information and resources necessary to locate
him in any of those provinces. The Government also noted that the applicant had
been able to stay in Kirkuk for several months before leaving Iraq. Therefore, it was possible and reasonable to expect the applicant to resettle in central Iraq or the Kurdistan Region.
2. The Court’s assessment
(a) General principles
The Court reiterates that Contracting States
have the right, as a matter of well-established international law and subject
to their treaty obligations, including the Convention, to control the entry,
residence and expulsion of aliens (see, for example, Abdulaziz,
Cabales and Balkandali v. the United Kingdom, judgment of 28
May 1985, Series A no. 94, p. 34, § 67; Boujlifa
v. France, judgment of 21 October 1997, Reports
1997-VI, p. 2264, § 42; and Üner
v. the Netherlands [GC], no. 46410/99, § 54, ECHR 2006-XII).
However, the expulsion of an alien by a Contracting State may give rise to an
issue under Article 3, and hence engage the responsibility of that State under
the Convention, where substantial grounds have been shown for believing that
the person in question, if deported, would face a real risk of being subjected
to treatment contrary to Article 3 in the receiving country. In these
circumstances, Article 3 implies the obligation not to deport the person in
question to that country (see, among other authorities, Saadi v. Italy
[GC], no. 37201/06, §§ 124-125, ECHR 2008-...).
The assessment of whether there are substantial
grounds for believing that the applicant faces such a real risk inevitably
requires that the Court assesses the conditions in the receiving country
against the standards of Article 3 of the Convention (Mamatkulov
and Askarov v. Turkey [GC], nos. 46827/99 and 46951/99, § 67,
ECHR 2005-I). These standards imply that the ill-treatment the applicant
alleges he will face if returned must attain a minimum level of severity if it
is to fall within the scope of Article 3. The assessment of this is relative,
depending on all the circumstances of the case (Hilal
v. the United Kingdom, no. 45276/99, § 60, ECHR 2001-II). Owing to
the absolute character of the right guaranteed, Article 3 of the Convention may
also apply where the danger emanates from persons or groups of persons who are
not public officials. However, it must be shown that the risk is real and that
the authorities of the receiving State are not able to obviate the risk by
providing appropriate protection (H.L.R.
v. France, judgment of 29 April 1997, Reports
1997-III, § 40).
The assessment of the existence of a real risk
must necessarily be a rigorous one (Chahal
v. the United Kingdom, judgment of 15 November 1996, Reports
1996-V, § 96; and Saadi
v. Italy, cited above, § 128). It is in principle for the applicant
to adduce evidence capable of proving that there are substantial grounds for
believing that, if the measure complained of were to be implemented, he would
be exposed to a real risk of being subjected to treatment contrary to Article 3.
In this respect, the Court acknowledges that, owing to the special situation in
which asylum seekers often find themselves, it is frequently necessary to give
them the benefit of the doubt when it comes to assessing the credibility of
their statements and the documents submitted in support thereof. However, when
information is presented which gives strong reasons to question the veracity of
an asylum seeker’s submissions, the individual must provide a satisfactory
explanation for the alleged discrepancies (see, among other authorities, Collins
and Akaziebie v. Sweden (dec.), no. 23944/05, 8 March 2007; and Hakizimana
v. Sweden (dec.), no. 37913/05, 27 March 2008).
In
cases concerning the expulsion of asylum seekers, the Court does not itself examine the actual asylum
applications or verify how the States honour their obligations under the Geneva
Convention relating to the status of refugees. It must be satisfied, though, that
the assessment made by the authorities of the Contracting State is adequate and
sufficiently supported by domestic materials as well as by materials
originating from other reliable and objective sources such as, for instance,
other contracting or non-contracting states, agencies of the United
Nations and reputable non-governmental organisations (NA. v. the
United Kingdom, no. 25904/07, § 119, 17 July 2008).
The Court notes that a general situation of
violence will not normally in itself entail a violation of Article 3 in the
event of an expulsion (H.L.R. v. France,
cited above, § 41). However, the Court has never excluded the possibility that the
general situation of violence in a country of destination may be of a
sufficient level of intensity as to entail that any removal to it would
necessarily breach Article 3 of the Convention. Nevertheless, the Court would
adopt such an approach only in the most extreme cases of general violence,
where there is a real risk of ill-treatment simply by virtue of an individual
being exposed to such violence on return (NA. v. the United
Kingdom, cited above, § 115).
The above principles apply also in regard to
Article 2 of the Convention (see, for example, Kaboulov v. Ukraine, no.
41015/04, § 99, 19 November 2009).
(b) The risks facing the applicant
upon return
Turning to the circumstances of the present
case, the Court first notes that the applicant was heard by both the Migration
Board and the Migration Court, that his claims were carefully examined by these
instances and that they delivered decisions containing extensive reasons for
their conclusions.
While the international reports on Iraq attest to a continued difficult situation, including indiscriminate and deadly attacks
by violent groups, discrimination as well as heavy-handed treatment by
authorities, it appears that the overall situation is slowly improving. In the
case of F.H. v. Sweden (no. 32621/06, § 93, 20 January 2009), the Court,
having at its disposal information material up to and including the year 2008,
concluded that the general situation in Iraq was not so serious as to cause, by
itself, a violation of Article 2 or 3 of the Convention in the event of a
person’s return to that country. Taking into account the international and
national reports available today, the Court sees no reason to alter the
position taken in this respect four years ago. It must therefore be determined
whether the applicant’s personal situation is such as to expose him to a real
and personal risk of treatment contrary to Article 2 or 3 if sent back to Iraq.
The Court observes that the Government have
questioned the applicant’s credibility and pointed to inconsistencies in his story.
The Court acknowledges that it is often difficult to establish, precisely, the pertinent facts in cases such as the present one. It accepts that, as a general principle, the national authorities are best placed to assess the credibility of
the case since it is they who have had an opportunity to see, hear and assess the demeanour of the individuals concerned (see R.C. v. Sweden, no.
41827/07, § 52, 9 March 2010). In
this respect, the Court notes that the Migration Court considered that the
applicant had given reasonable explanations for the inconsistencies highlighted
by the Migration Board and, moreover, that the Migration Court did not question
the applicant’s story as such. Under these circumstances the court finds no reason
to hold differently.
The Court considers that the events that
eventually led the applicant to leave Iraq, in particular the assault and
subsequent threats made against him and the father’s approval of the applicant
being killed, strongly indicate that he would be in danger upon return to his
home town, all the more so considering the numerous commentators stressing the
gravity of honour-related violence in Iraq (see country information above). Accordingly,
the Court agrees with the Migration Court’s conclusion that the risk of the woman’s
relatives seeking revenge in order to uphold their perception of honour is real.
The Court further notes that the Migration Board
accepted before the Migration Court that the applicant would not be able to
avail himself of the authorities’ protection in Kirkuk. This conclusion is
supported by the above-mentioned country information, which indicates that persons who are at risk of being subjected to honour-related crimes in
Iraq might not receive effective protection from the authorities. For example, the Iraqi Penal Code allows for lenient punishments for “honour killings” and such crimes are
reported frequently to be committed with impunity, given the high level of
social acceptance of this type of crime, including among law enforcement
officials. In this connection, the Court observes that, according to the
applicant, he reported the incident to the authorities but was told they could
not help him because it was an honour-related issue. Against this background, the Court agrees with the Migration Court’s assessment that the applicant would not be able to
avail himself of the authorities’ protection in Kirkuk.
(c) The possibility of internal relocation
The Court reiterates that Article 3 does not, as
such, preclude Contracting States from placing reliance on the existence of an
internal flight or relocation alternative in their assessment of an individual’s
claim that a return to the country of origin would expose him or her to a real
risk of being subjected to treatment proscribed by that provision. However, the
Court has held that reliance on such an alternative does not affect the
responsibility of the expelling Contracting State to ensure that the applicant
is not, as a result of its decision to expel, exposed to treatment contrary to
Article 3. Therefore, as a precondition of relying on an internal flight or
relocation alternative, certain guarantees have to be in place: the person to
be expelled must be able to travel to the area concerned, gain admittance and
settle there, failing which an issue under Article 3 may arise, the more so if
in the absence of such guarantees there is a possibility of his or her ending
up in a part of the country of origin where there is a real risk of ill-treatment
(Sufi and Elmi v. the United Kingdom, nos. 8319/07 and 11449/07, § 266,
28 June 2011, with further references).
The Government pointed to the Kurdish region as
a possible internal relocation alternative, as did the Migration Court. The
applicant, who is from Kirkuk in the disputed areas and, apparently, has no
local connections in the Kurdistan Region, disputed that he would be able to
enter that region. While not disregarding the obvious difficulties for people
involved in honour-related conflicts in that region, the Court considers that
it is not necessary to examine whether the applicant would be able to settle there,
as will be elaborated below, it is of the opinion that he would be able to relocate
to other regions, in southern and central Iraq.
To begin with, the Court notes that the latest
incident involving the applicant dates back to June 2007. Whilst acknowledging
the possible long duration of conflicts such as the present one, the Court nevertheless finds it reasonable to assume that the passing of time has to some
degree reduced the threat against the applicant.
More importantly, the Court is not convinced
that the material before it supports the applicant’s claim that the woman’s
relatives have the means and connections to find him wherever he may be in Iraq. Here, the Court first observes that the available general information suggests that
tribes and clans are region-based powers. Thus, in many cases, a person who is
persecuted by a family or clan can be safe in another part of the country. In
this connection, it is also of importance to note that the influence and power
of the tribes and clans in Iraq differ. One factor possibly weighing against
the reasonableness of internal relocation is that a person is persecuted by a
powerful clan or tribe with influence at governmental level. However, if the
clan or tribe in question is not particularly influential, an internal flight
alternative might be reasonable in many cases. As regards the family in
question in the present case, there is no evidence that it is particularly influential
or powerful or that it has connections with the authorities in Iraq. Moreover, the applicant was attacked and threatened by the woman’s brothers. He has
not put forward evidence to suggest that more people, for instance relatives
living outside of Kirkuk, have been involved in the threats made against him.
The Court has had further regard to the fact
that the applicant is a Kurd and a Sunni Muslim. As noted above (§ 50), the
general situation of instability and violence in Iraq is not of such severity
that it may be said that the applicant would be exposed to a real risk of
ill-treatment simply by being returned there. Furthermore, as concluded by the the
UK Upper Tribunal in HM and others (see § 29 above), the 2012 UNHCR
Guidelines do not show that Kurds per se are an enhanced risk category within Iraq. Also, while acknowledging the problem of sectarian violence in Iraq (see, for
instance the UNHCR Guidelines, § 27 above), there is no indication that it
would be impossible or even particularly difficult for Sunni Muslims - comprising
a sizeable group, reportedly making up one third of the country’s population -
to find a place to settle where they would constitute a majority or, in any
event, be able to live in relative safety. Consequently, neither the applicant’s
Kurdish ethnicity nor the fact that he is a Sunni Muslim would as such expose
him to a real risk of treatment contrary to Article 2 or 3 of the Convention.
Internal relocation inevitably involves certain
hardship, not the least in a tribal-based society such as Iraq. Nevertheless, having regard to what has been stated above, there is no indication that the
applicant should be unable to find a relocation alternative in southern or
central Iraq where the living conditions would be reasonable for him. In this
connection, the Court notes that he is a young man without any apparent health
problems.
(d) Conclusion
Thus, the Court concludes that substantial
grounds for believing that the applicant would be exposed to a real risk of
being subjected to treatment contrary to Article 2 or 3 of the Convention if
deported to Iraq have not been shown in the present case. Accordingly, the
implementation of the deportation order against him would not give rise to a
violation of these provisions.
FOR THESE REASONS, THE COURT
1. Declares unanimously the application
admissible;
2. Holds by five votes to two that the applicant’s
deportation to Iraq would not be in violation of Article 2 or 3 of the
Convention.
Done in English, and notified in writing on 27 June 2013,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia
Westerdiek Mark Villiger
Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the separate opinion of Judge Power-Forde
joined by Judge Zupančič is annexed to this judgment.
M.V.
C.W.
DISSENTING OPINION OF JUDGE POWER-FORDE
JOINED BY JUDGE ZUPANČIČ
Although the applicant is not a member of the Christian
minority in Iraq, nevertheless, for the same reasons of principle as those set
out in my dissenting opinion in the case of M.Y.H. and Others v. Sweden,
I voted against the majority in finding that Article 3 would not be breached in
the event that the deportation order made in respect of this applicant were to
be executed.
My dissent is based on the failure of the majority to test
whether the requisite guarantees as required by the Court’s case law prior to a
deportation based on internal flight options have been established in this
case.
The majority accepts that, in view of the passage of time
since the date of the attacks upon the applicant, it would be ‘reasonable’ to
assume that the applicant is no longer at the same risk of ill-treatment by
members of his former fiancée’s family (§36). The perpetrators of the crimes
visited upon the applicant’s fiancée cannot be considered as ‘reasonable’
people and, to my mind, it cannot be assumed that the passage of time has
abated their desire for revenge.
Furthermore, apart from the personal threat to the individual
it is clear on the evidence adduced that he will not be accepted in the Kurdish
region. As noted in §35 of the Court’s Judgment in MYH and Others v Sweden
there is confirmation from the Joint Finnish/Swiss Fact-Finding Mission that “single
male Sunni Arabs without a sponsor in the KRG area are refused”.
The applicant being a single male Sunni without a sponsor
clearly comes within this category. The question arises as to the precise place
of safety to which it is proposed to deport him. The guarantees required under
the Court’s case law on internal flight options necessitate that the place of
safety be identified by the deporting State so that the risks in terms of
transit thereto and admittance and settlement therein may be assessed.
The majority refers only to the fact that there is no
indication that it would be impossible for him “to find a place to settle”
(§58) outside his home region. When the life and safety of a person is at risk,
such vagueness is unacceptable, particularly given the current situation in
Iraq. Absent knowledge of the proposed place of safety, the Court is precluded
from being assured that the guarantees as to the applicant’s safe transit,
actual admittance and capacity to settle in the proposed relocation area have
been met.