In the case of Shindler v. the United Kingdom,
The European Court of Human Rights (Fourth Section), sitting as
a Chamber composed of:
Ineta Ziemele, President,
David Thór Björgvinsson,
George Nicolaou,
Ledi Bianku,
Zdravka Kalaydjieva,
Vincent A. De Gaetano,
Paul Mahoney, judges,
and Fatoş Aracı, Deputy Section
Registrar,
Having deliberated in private on 9 April 2013,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
19840/09) against the United Kingdom of Great Britain and Northern Ireland
lodged with the Court under Article 34 of the Convention for the Protection of
Human Rights and Fundamental Freedoms (“the Convention”) by a British national,
Mr Harry Shindler (“the applicant”), on 26 March 2009.
The applicant was represented by Ms C. Oliver, a
lawyer practising in Rome. The United Kingdom Government (“the Government”)
were represented by their Agent, Mr D. Walton, of the Foreign and Commonwealth
Office.
The applicant alleged that his disenfranchisement
as a result of his residence outside the United Kingdom constituted a violation
of Article 3 of Protocol No. 1 to the Convention, taken alone and taken
together with Article 14, and Article 2 of Protocol No. 4 to the Convention.
On 14 December 2010 the application was
communicated to the Government. It was also decided to rule on the
admissibility and merits of the application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1921 and lives in Ascoli Piceno, Italy. He left the United Kingdom in 1982 following his retirement and moved
to Italy with his wife, an Italian national.
Pursuant to primary legislation, British citizens
residing overseas for less than fifteen years are permitted to vote in
parliamentary elections in the United Kingdom (see paragraphs 10-11 below). The applicant does not meet the fifteen-year
criterion and is therefore not entitled to vote. In particular, he was unable
to vote in the general election of 5 May 2010.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. The United Kingdom
1. General provisions on voting in parliamentary
elections
Section 1(1) of the Representation of the People
Act 1983 (“the 1983 Act”) provides that a person is entitled to
vote as an elector at a parliamentary election if on the date of the poll he
is, inter alia, registered in the register of parliamentary electors for
a constituency and is either a Commonwealth citizen or a citizen of the
Republic of Ireland. Pursuant to section 4(1), a person is entitled to be registered if on the relevant date he is, inter
alia, resident in the constituency and is either a Commonwealth
citizen or a citizen of the Republic of Ireland.
2. Provisions regarding persons with a
service qualification
. Sections 14-17
of the 1983 Act allow certain categories of persons otherwise eligible to vote
who do not fulfill the normal residence requirements to continue to register to
vote by making a “service declaration”. A service declaration can be made by a
person who is (a) a member of the forces, (b) employed in the service of the
Crown in a post outside the United Kingdom of any prescribed class or
description, (c) employed by the British Council in a post outside the
United Kingdom, or (d) the spouse or civil partner of a person falling within
categories (a), (b) or (c) above.
. Section 17
provides that where a person’s service declaration is in force, he shall be
regarded for the purposes of section 4 of the 1983 Act as a resident on the
date of the declaration at the address specified in it (current or former
address in the United Kingdom).
3. Provisions regarding overseas voters
(a) Current legislation
Section 1 of the
Representation of the People Act 1985 as amended (“the 1985 Act”) provides that
a person who is a British citizen is entitled to vote as an
elector at a parliamentary election if he qualifies as an overseas elector on
the date on which he makes an “overseas elector’s declaration” (see paragraph 14 below). A person qualifies as an overseas
elector if he is not resident in the United Kingdom and he satisfies one of the
sets of conditions set out in the legislation.
11. The relevant set of conditions for
the purpose of the present case is set out in section 1(3):
“The first set of conditions is that-
(a) he was included in a register of
parliamentary electors in respect of an address at a place that is situated
within the constituency concerned,
(b) that entry in the register was made on the
basis that he was resident, or to be treated for the purposes of registration
as resident, at that address,
(c) that entry in the register was in force at
any time falling within the period of 15 years ending immediately before
the relevant date [i.e. the date on which the applicant makes a declaration
under section 2], and
(d) subsequent to that entry ceasing to have
effect no entry was made in any register of parliamentary electors on the basis
that he was resident, or to be treated for the purposes of registration as
resident, at any other address.”
. Section 2(1)
provides that a person is entitled to be registered pursuant to an “overseas
elector’s declaration” in the constituency where he was last registered to vote
or last resided and the registration officer concerned is satisfied that he
qualifies as an overseas elector in respect of that constituency. Where the
entitlement of a person to remain registered as an overseas voter terminates,
the registration officer concerned shall remove that person’s entry from the
register (section 2(2)).
. Section 2(3)
requires that an overseas elector’s declaration state the date of the
declaration, that the declarant is a British citizen, that the declarant is not
resident in the United Kingdom, and the date on which he ceased to be so
resident.
. Section 2(4) stipulates that an overseas elector’s
declaration must show which set of conditions in section 1 of the Act the
declarant claims to satisfy and, in the case of the first set of conditions,
specify the address in respect of which he was registered.
(b) History to the current legislation
15. Prior to the enactment of the 1985
Act, no British citizen living overseas could vote in a parliamentary,
i.e. general, election in the United Kingdom, other than members of the armed
forces or Crown servants.
In 1982 a
parliamentary committee, the Home Affairs Select Committee, published a report
on the Representation of the People Acts which recommended that British
citizens living in what were then Member States of the European Economic
Community should be able to vote in parliamentary elections for an indefinite
period. The Government’s response to that report recommended a seven-year limit
for all overseas voters, expressing the view that a person’s links with the
United Kingdom were likely to have weakened significantly if he had lived
outside it for as long as ten years.
The 1985 Act
as originally enacted extended the right to vote to British citizens resident
overseas but who had been resident in the United Kingdom within the previous
five years. The bill originally proposed a seven-year period but concerns were
expressed during the passage of the bill that that period was both too long and
too short. Further concerns regarding the inability of a straightforward time-limit
to reflect the positions and intentions of individuals regarding their contact
with the United Kingdom were also raised.
The five-year
period was extended to twenty years by virtue of section 1 of the Representation
of the People Act 1989. The bill which led to the Act was prepared following
consultation and proposed increasing the time-limit to twenty-five years.
During parliamentary debates, the Secretary of State acknowledged that there
was no correct answer as to where the correct cut-off point lay and explained
that a balance had to be struck between the interests of those who, although
resident abroad for some time, had retained close and continuing connection
with the United Kingdom and those who had “cut adrift” from such links much
earlier. Parliamentarians expressed a broad spectrum of views, with some
opposing any change which would allow those resident abroad for long periods to
vote and others arguing that restrictions on the right to vote should be kept
to a minimum.
Section 1 of the 1989 Act was subsequently
repealed and replaced, with retention of the twenty-year period, by section 8
and Schedule 2 of the Representation of the People Act 2000.
In September
1998 the Home Affairs Select Committee published a report on Electoral Law and
Administration. It proposed that the period during which overseas voters be
permitted to vote be reduced. The relevant extract of its report reads:
“113. The Representation of the People Act 1985 introduced a
right for British citizens resident overseas on the qualifying date to register
as a voter for parliamentary and European elections for up to five years
following their move overseas. This period was increased to twenty years under
the Representation of the People Act 1989. The peak year for actual
registrations under the Act was in 1991 when 34,500 registered; the numbers
have steadily decreased since then until a rise in 1997, when the total stood at
23,600, followed by a further fall in 1998 to 17,300. Estimates of the
potential number who could register have ranged as high as three million.
114. It has been suggested that it is unreasonable for people
who have been away for so long to retain the right to vote. Professor Blackburn
argued that the system meant that ‘an expatriate living hundreds or thousands
of miles away, for the duration of a period exceeding a whole generation,
carrying memories of British politics in the past and with little or no personal
knowledge of contemporary issues in the constituency where he or she used to
live, can influence the election of the government of a country to which he is
not subject and to whom he or she may be paying no taxes’. Electoral
administrators pointed out that there were costs attached to registering
overseas citizens and that a shorter period might be cheaper and easier to
operate. The Labour Party and Liberal Democrat representatives both suggested
that 20 years was perhaps too long. Professor Blackburn suggested that the
right to vote while overseas might be related in some way to the nature of the
links retained with the UK or to an intention to return.
115. On the other hand, it is clear that the present rules - with
so few persons actually registering - cause very little disruption or distortion
to the actual results and, for the Labour Party, Mr Gardner indicated that
changing the time limit was not a priority issue. It must also be likely that
those who do register are those with the greater commitment to events in the UK and are those most likely to be planning to return. A further restraining factor is that
overseas voters have to vote by proxy (because it is not possible to send a
ballot paper overseas reliably in the time available) which means that in order
to exercise their right to vote they have to establish some form of connection
with their former home. The Home Office reported that most of the
correspondence they received on this issue was not from people calling for the
twenty year period to be lowered but from people who had been resident overseas
for more than twenty years arguing for it to be increased.
116. On balance, we take the view that the twenty
year maximum period within which a British citizen overseas may retain the
right to vote is excessive and that the earlier limit - five years -
should be restored.” (emphasis in original; references omitted)
The twenty-year period
was subsequently reduced to fifteen years pursuant to section 141(a) of the Political
Parties, Elections and Referendums Act 2000. The bill preceding the Act
proposed a reduction to ten years. During parliamentary debates, the relevant
Government minster explained that the proposed ten-year period struck a balance
between the various strongly-held views expressed. During the bill’s passage
through the House of Lords, the Government minister proposed an increase to
fifteen years in response to concerns aired during the debate. While the minister
accepted that the amendment represented a broad-brush approach, he considered
it to be the most equitable approach that could be adopted.
(c) Recent legislative and policy developments
On 6 May 2009, during
the passage through Parliament of the bill which led to the Political Parties
and Elections Act 2009, an amendment was proposed to raise the period for
overseas voting from fifteen to twenty years. The reasons given for the
proposed amendment were as follows:
“The first is that we live in an era of increasing globalisation
and internationalisation of economic activity, a process which has gathered
pace since the reduction of the qualifying period in 2000. Secondly, we need to
reflect the different nature of modern society and the mobility of populations.
Thirdly, I seek to reflect the fact of Britain’s membership of the European
Union.”
The Government
minister defended the fifteen-year period, noting the absence of any compelling
argument or evidence that would justify a change. He considered that the focus
should be instead on raising the registration rate of overseas voters, noting
that fewer than 13,000 overseas voters were registered in England and Wales as of 1 December 2008. The amendment was not passed.
During a
short debate in the House of Lords on 2 March 2011 regarding voting
arrangements for overseas electors, some members called on the Government to
reconsider the fifteen-year period. Attention was drawn to the fact that those
who worked abroad for international organisations did not have the same voting
rights as members of the armed forces, Crown servants and employees of the
British Council, who were not subject to the fifteen-year limit. The Government
minister acknowledged that the Government ought to address the issue of
overseas votes, noting that of an estimated 5.5 million British citizens
resident abroad, only about 30,000 actually voted.
On 27
June 2012, during the passage through Parliament of the bill which led to the Electoral
Registration and Administration Act 2013, an amendment was proposed in the
House of Commons to remove the fifteen-year rule. The reasons for the proposed
amendment were explained as follows:
“According to the Institute for Public Policy Research,
5.6 million British citizens currently live abroad. The shocking truth is that
although, as of last December, about 4.4 million of them were of voting age,
only 23,388 were registered for an overseas vote, according to the Office for
National Statistics’ electoral statistics. Out of 4.4 million potential
overseas voters, only 23,000-odd are actually registered! ...
...
In most other countries, both developed and
emerging, voting rights for parliamentary elections depend solely on
nationality, not on an arbitrary time limit. For example, US nationals can vote
in presidential, congressional and state elections, regardless of where they
reside in the world. Similarly, Australian nationals can vote in the equivalent
elections there, no matter where they live. However, the most startling example
comes from our nearest neighbour. French citizens in the UK have just elected a new President and taken part in parliamentary elections for one of the
11 Members of Parliament whose job it is solely to represent French people
abroad ....
The right of Spaniards abroad to vote is
enshrined in article 68 of the Spanish constitution. ...
...
[A]ll Portuguese citizens living abroad have the
same right to vote in Assembly elections as fellow citizens living in their
home country. The simple fact is that the citizens of the US, Australia,
Belgium, the Netherlands, France, Germany, Portugal, Slovenia, Spain, Sweden
and all these other countries have better voting rights for their citizens
abroad than we do for British citizens living abroad.
For a democracy as ancient as ours, it is not an
exaggeration to say that it is a stain on our democratic principles that our
citizens are placed at such a disadvantage when they have moved abroad compared
with citizens from those other countries. Her Majesty’s Government is very
happy to collect tax from most of the enormous number of people involved, but denies
them the vote.”
...
“The states in which these British citizens
reside do not allow them to vote as residents, because voting rights are based
on nationality and not residence, and they cannot vote in the UK on the basis of the current rule, for which there is no obvious rationale. I challenge the Deputy
Leader of the House to state where there would be any disadvantage in
abolishing the rule. The consequence of the rule is that many British citizens
living abroad are in a state of electoral limbo, unable to participate in any
election whatsoever. That seems to be a very unsatisfactory state of affairs.”
. The
Government minister replied that the Government would give the issue “serious
consideration”. The amendment was subsequently withdrawn.
27. A similar amendment to the bill was
proposed at the Committee stage in the House of Lords on 14 January 2013. The
reasons given for the proposed amendment were as follows:
“The fundamental issue at stake here is
the complete exclusion of so many British citizens living abroad for more than
15 years from the right to vote here. According to the Institute for Public
Policy Research, 55% of those who moved abroad in 2008 did so for work-related
reasons, 25% for study and 20% for life in retirement. With an ageing
population, and increased opportunities for work and study abroad, people are
likely to continue to leave the United Kingdom in substantial numbers. Many of
them will reside abroad for more than 15 years. In the countries to which they
move, voting rights rest overwhelmingly on nationality, not residence. Apart
from some nine Commonwealth countries - mainly islands in the West Indies - I
understand that no state permits British citizens to vote in its principal
national elections. They therefore exist in an electoral limbo.
...
Within the European Union, Britain compares unfavourably with
most of its partners. Of the 27 EU members, 22 countries allow their expatriate
citizens the right to vote, without any restriction on the period of residence
outside the home country. That is apart from Germany, which restricts it to 25
years for expatriates living outside the EU. Just two countries, Denmark and the United Kingdom, restrict the period for voting rights: the UK to 15 years and Denmark to four. In three countries - Cyprus, the Republic of Ireland and Malta - expatriates have no right to vote.
The world has become much smaller. Britons overseas can listen
to our radio via their computer, they can watch British television and read
British newspapers just as rapidly as anyone living here, if they subscribe to
them electronically. I make a confident prediction that this debate in our
House today will attract one of the largest television online audiences abroad
that your Lordships have had. I have met many British overseas residents who
are as well, if not better, informed about British political affairs than the
average voter here. So the old argument about expatriates’ inability to make an
informed judgment about the great issues in our political life no longer
holds.”
The
Government minister responded that the question whether the time limit was
appropriate was a wider question which remained under consideration within Government.
He noted that there were valid arguments on both sides which needed to be
carefully considered alongside any practical issues before any informed
decisions could be taken. The amendment was withdrawn but it was subsequently
reintroduced on 23 January 2013 during the Report stage of the bill, with
further debate taking place. Again, the Government minister indicated that the
issue was under consideration by Government and the amendment was withdrawn.
(d) Judicial review proceedings in Preston ([2011] EWHC 3174 (Admin) and [2012] EWCA Civ 1378)
On 1 December 2011,
the High Court handed down judgment in the case of Preston v
Wandsworth Borough Council and Lord President of the Council. The claimant
was a long-term resident of Spain who sought judicial review of the
fifteen-year rule under section 1(3) of the 1985 Act. He argued that he had a
directly effective right under European Union law to move to and reside in
other Member States and that the fifteen-year rule operated unjustifiably to
interfere with the exercise of that right.
The court
found that there was no evidential basis for the contention that the
fifteen-year rule created a barrier of any kind to free movement. The matter
therefore did not fall within the scope of EU law. That being so, the issue of
justification did not arise. The court nonetheless indicated that it considered
the rule to be a proportionate interference with the right to free movement. It
was of the view that the Government were entitled to hold that there was a
legitimate objective which the rule was designed to achieve, namely to remove
the right to vote from those whose links with the United Kingdom had diminished
and who were not, for the most part at least, directly affected by the laws
passed there. It observed:
“44. ... [T]he 15 year rule is designed to establish a test to
identify when the absence of residence can fairly be said to have diluted the
link with the UK sufficient to justify the removal of the right to vote. The
fact that some residence tests do not properly or proportionately measure the
strength of commitment does not mean that the adoption of a non-residence test
cannot legitimately measure the weakening of commitment. This rule does not fix
on non-residence at some particular point in time; it requires a consistent
period of non-residence. In my judgment that is a justified way to measure the
dilution of commitment. Thereafter the choice of a bright line rule is
inevitable. It would in my view be wholly impracticable to adopt a rule which
required consideration of the personal circumstances of all potential
expatriate voters ...”
The court found that decisions of this Court
upholding residence rules were “highly material” (referring to Hilbe v. Liechtenstein (dec.), no. 31981/96, ECHR 1999-VI; Melnychenko v. Ukraine, no. 17707/02, § 56, ECHR 2004-X; and Doyle v. the United Kingdom (dec.), no. 30158/06, 6 February 2007).
Finally, the court considered that the
exceptions to the fifteen-year period for certain categories of citizens were
justified as the individuals concerned were resident in other States at the
request of the United Kingdom in order to look after its national interests.
In its
judgment of 25 October 2012, the Court of Appeal upheld the judgment of the
High Court on both the question of the existence of an interference with free
movement rights and the question of justification. Lord Justice Mummery gave
the judgment for the court and, on the latter issue, noted in particular:
“89. First, the Divisional Court was entitled to hold ... that
the 15 year rule had a legitimate aim, i.e. to test the strength of a British
citizen’s links with the UK over a significant period of time by measuring past
commitment to the UK and seeing whether it was sufficiently diminished or
diluted to justify removal of the right to vote in parliamentary elections.
That aim was legitimate for the purpose of confining the parliamentary
franchise to those citizens with an ascertainable, continuing, close and
objective connection with the UK, whose government made decisions and whose
Parliament passed laws that most directly affected those British citizens
resident in the UK.
90. Secondly, the residence of a citizen is not ... an
arbitrary measure of connection with a country: far from it, residence is a
relevant, rational and practicable criterion for assessing the closeness of the
links between a British citizen and the UK.
91. Thirdly, the 15 year rule is proportionate to the aim. The
length of the period represents three Parliamentary terms. It provides a
substantial opportunity for continued voting by British citizens who have moved
to reside in another EU country.
92. Fourthly, it is impracticable for the franchise criteria to
be other than bright line rules capable of reasonably consistent practical
application. It would be unworkable and disproportionate for the electoral
authorities to have to make individual merits assessments of the particular
circumstances of each resident in another EU country on a case-by-case basis in
order to determine how close a connection there is between that particular
individual and the UK despite prolonged absence.
93. Fifthly, there is no objectionable inconsistency of
treatment arising from the excepted categories of overseas residents, such as
members of the armed services and Crown employees. In general, they do not move
to reside overseas as a voluntary exercise of the right to free movement ...
[T]heir circumstances are distinguishable from those of the claimant and others
who, like him, have chosen, for their own personal reasons, to live in another Member State.”
B. Italy
A foreign national may
acquire Italian citizenship after having been resident in Italy and enrolled in the register of the population of a municipality for four years in the case of
nationals of European Union Member States. Citizenship may also be acquired
after two years of marriage to an Italian citizenship. Dual citizenship is
permitted.
A foreign national
wishing to acquire Italian citizenship must pay a fee of 200 euros plus a notarial
fee of around 15 euros. Application forms are available on the website of the
Ministry of Interior. An oath of allegiance to the Italian Republic must be sworn.
All Italian citizens
are entitled to vote in Italian parliamentary elections (unless excluded for
such things as conviction for certain offences etc.).
III. RELEVANT COUNCIL OF EUROPE MATERIAL
A. The Parliamentary Assembly
The Parliamentary
Assembly of the Council of Europe (“the Assembly”) has adopted a number of
resolutions and recommendations regarding migration issues, including
implications for the right to vote.
In 1982 it adopted
Recommendation 951 (1982) on voting rights of nationals of Council of Europe
member states. The recitals to the recommendation read, in so far as relevant,
as follows:
“1. Noting that an estimated 9 million nationals of Council of
Europe member states do not reside in their country of origin, but in some other
member state of the Council;
2. Considering that these citizens cannot normally take part in
elections or referenda held in their country of residence because they are not
nationals of that country;
3. Noting that many of them are also unable, under national
legislation, to take part from the territory of their country of residence in
elections and referenda held in their country of origin because they have no
domicile there;
...
5. Considering that millions of nationals of Council of Europe
member states are thereby deprived of all civic rights;
6. Mindful that one of the major concerns of the Council of
Europe is to preserve and strengthen democracy and civic rights in member
states;
7. Emphasising the importance it attaches to the rights
guaranteed by the European Convention on Human Rights and the First Protocol
thereto, particularly freedom of expression, freedom of peaceful assembly and
freedom of association, as well as the obligation for member states to hold
free elections at regular intervals ;
8. Believing that steps should, therefore, be taken to ensure
that every national of a member state is able to exercise his political rights,
at least in his country of origin, when he resides in another Council of Europe
member state ...”
The Assembly
recommended, inter alia, that the Committee of Ministers:
“c. consider the possibility of harmonising member states’ laws
in the interests of maintaining the voting rights of their nationals living in
another member state with regard to nation-wide elections and referenda,
especially with a view to enabling votes to be cast by post or through
diplomatic or consular missions;
d. envisage, if appropriate, the drawing up of a protocol to the European Convention on Human Rights whereby member states would undertake to
respect such voting rights for their nationals living in another member state
and refrain from hindering the exercise thereof by any measure whatever.”
In Recommendation
1410 (1999) on links between Europeans living abroad and their countries of
origin, the Assembly noted that “several tens of millions” of Europeans were
living outside their countries of origin. It continued:
“3. The Assembly believes that it is in the interest of states
to ensure that their nationals continue actively to exercise their nationality,
so that it does not become merely passive or essentially a matter of feelings
and emotions, and that those nationals can in fact play an important go-between
role in host countries, working for better political, cultural, economic and
social relations between their country of origin and the country where they
live.”
It
recommended that the Committee of Ministers:
“iii. prepare a recommendation to the member states with the
intention of fostering voluntary participation of expatriates in political,
social and cultural life in their country of origin, by instituting and
harmonising arrangements for specific representation, such as the unrestricted
right to vote or specific parliamentary and institutional representation
through various consultative councils ...
...
v. invite member states:
...
c. to draw up, at national level, an in-depth, systematic
analytical description of the respective situations of expatriates, with a view
to co-ordinating expatriate relations policies at European level and
harmonising arrangements for the institutional and political representation of
expatriates, for example by creating a real expatriate status through
appropriate legal instruments;
d. to take account of their expatriates’ interests in
policy-making and in national practices concerning:
...
iii. the right to vote in loco in the country of origin;
iv. the right to vote of expatriates in embassies and
consulates in their host countries;
...”
In Recommendation
1650 (2004) on links between Europeans living abroad and their countries of
origin, the Assembly noted that the question of links between countries of
origins and their expatriates was a relatively new problem, particularly in
central and eastern Europe, that relations varied from strong and
institutionalised to loose and informal and that there was no harmonisation in
this respect at the pan-European level. It continued:
“4. The Parliamentary Assembly believes that it is in the
interest of states to ensure that their expatriate nationals continue to
actively exercise their rights linked to nationality and contribute in a
variety of ways to the political, economic, social and cultural development of
their countries of origin.”
The recommendation
further noted that expatriation was the outcome of increasing globalisation and
should be viewed as a positive expression of modernity and dynamism, bringing
real economic benefit for both host countries and the countries of origin. The
Assembly regretted the lack of follow-up to Recommendation 1410 (1999) and
recommended that the Committee of Ministers invite member states, inter alia:
“c. to take account of their expatriates’ interest in policy
making, in particular concerning questions of nationality; political rights,
including voting rights; economic rights, including taxation and pension
rights; social rights, including social schemes; and cultural rights ...”
It
further recommended that the Committee of Ministers:
“ii. promote an exchange of views and co-operation between
Council of Europe member states as regards political, legal, economic, social
and cultural measures aimed at strengthening the links between European
expatriates and their countries of origin;
iii. review the existing models of relations between
expatriates and their countries of origin, with a view to making proposals for
the introduction of legally-binding measures at the European level ...”
In Resolution 1459 (2005)
on abolition of restrictions on the right to vote, the Assembly stressed at the
outset the importance of the right to vote and to stand in elections as a basic
precondition for preserving other fundamental civil and political rights upheld
by the Council of Europe. It noted that electoral rights were the basis of
democratic legitimacy and representativeness of the political process and
considered that they should, therefore, evolve to follow the progress of modern
societies towards ever inclusive democracy. It stated:
“3. The Assembly considers that, as a rule, priority should be
given to granting effective, free and equal electoral rights to the highest
possible number of citizens, without regard to their ethnic origin, health,
status as members of the military or criminal record. Due regard should be
given to the voting rights of citizens living abroad.”
The resolution
continued:
“7. Given the importance of the right to vote in a democratic
society, the member countries of the Council of Europe should enable their
citizens living abroad to vote during national elections bearing in mind the
complexity of different electoral systems. They should take appropriate
measures to facilitate the exercise of such voting rights as much as possible
... Member states should co-operate with one another for this purpose and
refrain from placing unnecessary obstacles in the path of the effective
exercise of the voting rights of foreign nationals residing on their
territories.”
In conclusion, the
Assembly invited the member and observer States concerned to:
“b. grant electoral rights to all their citizens (nationals),
without imposing residency requirements;
c. facilitate the exercise of expatriates’ electoral rights by
providing for absentee voting procedures ...”
In its follow-up
Recommendation 1714 (2005) on abolition of restrictions on the right to vote,
the Assembly called upon the Committee of Ministers to appeal to member and
observer States to, inter alia, review existing instruments with a view
to assessing the possible need for a Council of Europe convention to improve
international co-operation with a view to facilitating the exercise of
electoral rights by expatriates.
In Resolution 1591 (2007)
on distance voting (i.e. the exercise of the right to vote when absent from the
country) the Assembly reiterated that the right to vote was an essential
freedom in every democratic system and invited member States to introduce
distance voting.
In 2008, the Assembly
adopted two resolutions and two corresponding recommendations on the state of
democracy in Europe, one on specific challenges facing European democracies (Resolution
1617 (2008) and Recommendation 1839 (2008)); and the other on measures to
improve the democratic participation of migrants (Resolution 1618 (2008) and
Recommendation 1840 (2008)). In these, the Assembly recalled that the essence
of democracy was that all those concerned by a decision must be directly or
indirectly part of the decision-making process. Accordingly, it considered
representativeness to be of crucial importance and found it unacceptable that
large groups of the population were excluded from the democratic process. It
further observed that there were over sixty-four million migrants in Europe and that their increasing number resulted in a corresponding increasing need to
ensure that they were given a “fair share” in the democratic process. While the
Assembly focussed on the importance of the participation of migrants in the
political process of the host country, it noted that democratic participation
for migrants in their countries of origin was also important.
In Resolution 1696 (2009)
on engaging European diasporas, the Assembly noted that policies to manage the
many challenges and opportunities that had emerged with migration had not kept
pace with the development of the phenomenon. It recalled that it had been
engaged in dealing with the issue of Europeans living abroad and their links to
their homelands for the last fifteen years. It continued:
“4. The Assembly considers it essential to strike and maintain
a proper balance between the process of integration in the host societies and
the links with the country of origin. It is convinced that seeing migrants as
political actors and not only as workers or economic actors enhances the
recognition of their capacity in the promotion and transference of democratic
values. The right to vote and be elected in host countries and the opportunity
to take part in democratically governed European non-governmental organisations
can enable diasporas to endorse an accountable and democratic system of
governance in their home countries. Policies that grant migrants rights and
obligations arising from their status as citizens or residents in both
countries should therefore be encouraged.
5. The Assembly regrets that, notwithstanding its long-standing
calls to revise the existing models of relations between expatriates and their
countries of origin, relations between member states of the Council of Europe
and their diasporas are far from being harmonised. Many member states from
central and eastern Europe are only beginning to recognise the potential
development and other benefits of engaging their diasporas in a more
institutionalised manner, especially in the context of the current global
economic crisis.
6. The Assembly reiterates that it is in the interest of member
states to ensure that their diasporas continue to actively exercise the rights
linked to their nationality and contribute in a variety of ways to the
political, economic, social and cultural development of their countries of
origin. It is convinced that globalisation and growing migration may have an
impact on host countries in many positive ways by contributing to building
diverse, tolerant and multicultural societies.”
It encouraged
member States, as countries of origin, to adopt a number of policy initiatives,
including civil and political incentives to:
“9.1.1. develop institutions and elaborate policies for maximum
harmonisation of the political, economic, social and cultural rights of
diasporas with those of the native population;
9.1.2. ease the acquisition or maintenance of voting rights by
offering out-of-country voting at national elections;
...”
The corresponding
Recommendation (1890 (2009)) recalled previous recommendations on the subject
and instructed the European Committee on Migration to:
“5.2.1. define the status, rights and obligations of diasporas
in Europe, both in their countries of origin and in host countries;
...
5.2.3. carry out a study on the experience of member states in
setting up government offices for diasporas and the experience of granting
voting rights to diasporas and access to other political participation
mechanisms;
...”
Finally, in its Resolution
1897 (2012) on ensuring greater democracy in elections the Assembly called on
the member States to foster citizen participation in the electoral process, in
particular by, inter alia:
“8.1.12. enabling all citizens to
exercise their right to vote through proxy voting, postal voting or e-voting,
on the condition that the secrecy and the security of the vote are guaranteed;
facilitating the participation in the electoral process of citizens living
abroad, subject to restrictions in accordance with the law, such as duration of
residence abroad, whilst ensuring that, if polling stations are set up abroad,
their establishment is based on transparent criteria; safeguarding the right to
vote of vulnerable groups (people with disabilities, people who are illiterate,
etc.) by adapting polling stations and voting material to their needs;
abolishing legal provisions providing for general, automatic and indiscriminate
disenfranchisement of all serving prisoners irrespective of the nature or
gravity of their offences;”
In a
number of the above texts, the Assembly also addressed the question of the
political participation of migrants in their host countries (see also
Recommendation 1500 (2001) on participation of immigrants and foreign residents
in political life in the member States).
B. The Committee of Ministers
In its reply to
Recommendation 1650 (2004) on links between Europeans living abroad and their
countries of origin (see paragraphs 42-44 above), the Committee of Ministers
commented that the Recommendation raised important and timely issues that should
be given serious consideration and therefore brought it to the attention of the
governments of the member States. The Committee of Ministers agreed with the
Assembly that growing expatriation could be a positive effect of globalisation
that contributed to building diverse, tolerant and multicultural societies and
recognised the role that migrants could play as vectors of development for both
countries of origin and destination. It further agreed that the right balance
between the integration into host societies and the links with the country of
origin should be achieved and maintained, and charged the European Committee on
Migration with examining the concrete mechanisms linked to the migratory
processes at the pan-European level, with a view to identifying the legal
measures that could contribute to such a balance.
In its reply to
Recommendation 1714 (2005) on abolition of restrictions on the right to vote
(see paragraph 47 above), the Committee of Ministers agreed that the abolition
of existing restrictions on the right to vote should be the subject of further
activities of the Council of Europe. It also agreed that that member States
should take measures to facilitate the exercise of voting rights of citizens
living abroad, for example through postal, consular or e-voting. However, it
did not see any pressing need to elaborate a convention to improve
international co-operation on the issue.
In its Final Declaration
at the 8th Council of Europe Conference of Ministers responsible for migration
affairs regarding “Economic migration, social cohesion and development: towards
an integrated approach”, 4-5 September 2008, the Committee of
Ministers recognised that the Council of Europe had the potential to develop
holistic and coherent policies in the field of migration based on human rights.
The thematic report prepared as a main reference for the Conference contained a
chapter on migration and social cohesion. On the question of links between the
migrant and the country of origin, the report noted:
“286. At the same time, long term and permanent immigrants
increasingly maintain multiple social, economic and political ties and
sometimes, dual citizenship with both host and home countries, establishing
social and communities that transcend geographical, cultural and political
borders. As well, migrants are developing transnational activities and
multicultural and multilingual skills. These evolving features of international
migration also need to be taken into account in designing policies and
practices to ensure social inclusion and cohesion in European countries.”
The report also commented
on the emergence of “transnationalism” in the area of migration:
“386. ... The term transnationalism refers to processes whereby
migrants develop multiple social ties between the society from which they come
and the host society, establishing social communities that transcend
geographical, cultural and political borders. More people attain multiple
identities, transnational relationships and dual or multiple citizenship. An
increasing number of migrants are organising their lives with reference to two
or more societies and are developing transnational activities and multicultural
and multilingual skills. Dual citizenship and European ‘citizenship’ reflect
greater freedom of movement, multicultural societies, employment mobility,
activities in two or more countries, and so on. An increasing migratory
circulation within the European area reflecting a gradual emergence of
cosmopolitan, intercultural and global citizenship.”
C. The Venice Commission
The European
Commission for Democracy though Law (“Venice Commission”) adopted Guidelines on
Elections at its 51st Plenary Session on 5-6 July 2002. As regards
the principle of universal suffrage, the Guidelines provided:
“Universal suffrage means in principle that all human beings
have the right to vote and to stand for election. This right may, however, and
indeed should, be subject to certain conditions ...”
These conditions
included conditions of age, nationality, residence and other grounds for deprivation
of the right to vote. As to residence, the Guidelines noted:
“i. A residence requirement may be imposed.
ii. Residence in this case means habitual residence.
iii. A length of residence requirement may be imposed on
nationals solely for local or regional elections.
iv. The requisite period of residence should not exceed six
months; a longer period may be required only to protect national minorities.
v. The right to vote and to be elected may be accorded to
citizens residing abroad.”
The Guidelines were
subsequently included, together with an explanatory report, in the Code of Good
Practice in Electoral Matters adopted by the Venice Commission at its 52nd
Plenary Session, 18-19 October 2002.
At its 61st
Plenary Session, 3-4 December 2004, the Venice Commission endorsed two reports
on the Abolition of Restrictions on the Right to Vote in General Elections
(CDL-AD (2005) 012 and CDL-AD (2005) 011). One of the reports contained reflections
on the right to vote of expatriates in their countries of origin. It noted:
“28. Most of the citizens in European countries who are
temporarily working or staying abroad are registered in the Voters’ List in
their country of origin. Those persons are mainly registered according to their
last place of residence prior to the departure abroad. This clearly indicates
the determination of the legislators to use residence as a basis for allocation
of the citizens (who have a right to vote) in the Voters’ List ...”
It continued:
“31. One question arises from the aforesaid facts: why do most
of the states decide to adopt the concept that links the right of a citizen to
vote with his or her residence? The methodology of voter registration determines
the distribution of the polling stations, and accordingly results in the layout
of the electoral districts. But, citizens who are abroad on Election Day in the
same Council of Europe member states may exercise their right to vote in the
diplomatic and consular offices or by mail. However, according to the
legislation of the same countries, they would have to return to their country
and cast their vote in the polling station located in the municipality where
their last residence was before they left the country. Not all of them might be
in a position to do so.
32. In our view, the country of origin should find a formula to
encompass this category of voters who reside abroad and want to exercise their
right to vote, but cannot come to their country on Election Day. It is up to
the citizen to decide whether or not he/she wishes to exercise this right. The
same approach should be applied to the legal requirement for passive suffrage ...
This approach is particularly important for countries with a large numbers of
its nationals living abroad, who, at the same time, maintain relations with [the]
state ...”
A subsequent opinion on
the Assembly’s Recommendation 1714 (2005) (see paragraph 47 above) adopted by
the Venice Commission in October 2005 noted:
“3. The right to vote as one of the fundamental political
rights is also fundamental for the fulfilment of a number of civil and social
rights. At the same time the principles of universality, equality, freedom and
secret ballots are the four pillars of the European electoral heritage and they
are introduced into the constitutions and electoral legislation of the member
and observer states of the Council of Europe. In this respect the abolition of
existing restrictions on the right to vote should be of interest to states and
it should also serve as an issue for further activities of the Council of
Europe and other international organisations.
4. In some member and observer states of the Council of Europe,
the implementation of existing standards and general principles is deeply
influenced by customs, and traditions, but most of all by the level of
political culture. In a number of cases and situations in countries of Europe and elsewhere various norms and practices have been established which restrict the
right to vote to certain categories of people. Such restrictions are
problematic from a human rights perspective. European institutions and in this case
the Parliamentary Assembly of the Council of Europe are working to overcome
such restrictions.”
The opinion
concluded that the Venice Commission was following the achievements in the area
of democratic elections and in respect of voting rights as one of the basic
human rights which would continue to influence improvements in international
and national legislation.
A report on Electoral Law
and Electoral Administration in Europe, adopted by the Venice Commission in
June 2006 (CDL-AD (2006) 018), noted, on the question of overseas voters:
“57. External voting rights, e.g. granting nationals living
abroad the right to vote, are a relatively new phenomenon. Even in
long-established democracies, citizens living in foreign countries were not
given voting rights until the 1980s (e.g. Federal Republic of Germany, United Kingdom) or the 1990s (e.g., Canada, Japan). In the meantime, however, many emerging or new
democracies in Europe have introduced legal provisions for external voting
(out-of-country voting, overseas voting). Although it is yet not common in Europe, the introduction of external voting rights might be considered, if not yet present.
However, safeguards must be implemented to ensure the integrity of the vote .....”
In June 2011 the Venice
Commission adopted a report on Out-of-Country Voting (CDL-AD (2011)
022). The report noted the complexity of the issue of the right to vote of
overseas electors and indicated that it was within the scope of the State’s own
sovereignty to decide whether to grant the right to vote to citizens residing
abroad. The report identified the following arguments in favour of
out-of-country voting:
“63. Legal recognition of citizens is based on the principle of
‘nationality’. The citizens of a country therefore enjoy, in principle, all the
civil rights recognised in that country.
64. The principle of ‘out-of-country voting’ enables citizens
living outside their country of origin to continue participating in the
political life of their country on a ‘remote’ basis ...
65. Out-of-country voting guarantees equality between citizens
living in the country and expatriates.
66. It ensures that citizens maintain ties with their country
of origin and boosts their feeling of belonging to a nation of which they are
members regardless of geographical, economic or political circumstances.”
Discussing the
nature and effects of restrictions imposed, the report observed:
“70. In the case of states whose citizens live abroad in large
numbers, to the extent that their votes could appreciably affect election
results, it seems more appropriate to provide parliamentary representation for
the citizens resident abroad by pre-defined numbers of members of parliament
elected by them ...
71. Given that, in the case of national elections at least, it
is exceptional for foreign nationals to have the right to vote in their place
of residence, citizens residing abroad are likely to be unable to vote anywhere
if they do not have the right to vote in their country of origin. Denying them
that right is therefore equivalent to a derogation from the right to vote. It
should be possible to find a solution more in keeping with the principle of proportionality
by placing certain restrictions on voting rights of citizens residing abroad.
72. Restrictions of a formal nature or based on the voting
procedure make it possible to exclude persons having no ties with the country
of origin - who will probably not vote anyway. The mere fact of requiring
registration on an electoral roll, usually for a limited period, calls for
action on the part of potential voters.
73. One might also wonder whether, instead of excluding
citizens residing abroad completely, it would not be preferable to restrict the
right to vote to those who have lived in the country for a certain time, and to
set a limit on the period for which they retain the right to vote after leaving
the country ...”
As regards the
loss of the right to vote after a specified period of absence, the report
added:
“76. ... it would nevertheless be preferable for the situation
to be reconsidered, rather than for provision to be made for the right to vote
to be purely and simply lost.”
The report concluded
that national practices regarding the right to vote of citizens living abroad
and its exercise were far from uniform in Europe. However, developments in
legislation pointed to a favourable trend in out-of-country voting, in national
elections at least, as regards citizens who had maintained ties with their
country of origin. The Commission accepted that the denial of the right to vote
to citizens living abroad or the placing of limits on that right constituted a
restriction of the principle of universal suffrage. However, it did not
consider at this stage that the principles of the European electoral heritage
required the introduction of such a right, namely a right for all expatriate
citizens to vote in their State of nationality which was subject to no
residence qualification. The Commission nonetheless suggested, in view of
citizens’ European mobility, that States adopt a positive approach to the right
to vote of citizens living abroad, since this right fostered the development of
national and European citizenship
IV. PRACTICE IN COUNCIL OF EUROPE MEMBER STATES
In the context of the Venice Commission’s recent
report on Out-of Country Voting (see paragraphs 68-71 above), a review of the
legislation of the law and practice of the forty-seven member States of the
Council of Europe was conducted. From this, together with other information at
the Court’s disposal, one can draw the following broad picture of the right of
non-residents to vote in national elections in the country of citizenship.
In three States, voting
by non-residents is either prohibited or restricted to a very limited category
of persons (Armenia, Ireland and Malta).
In thirty-five States
no restrictions are placed on the period of absence from the country (Albania, Andorra,
Austria, Azerbaijan, Belgium, Bulgaria, Cyprus, Czech Republic, Croatia,
Estonia, Finland, France, Georgia, Greece, Iceland, Italy, Latvia, Lithuania,
Luxembourg, Moldova, Monaco, Norway, Netherlands, Poland, Portugal, Romania,
Russia, San Marino, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey
and Ukraine).
Nine States allow
non-residents to vote but impose restrictions. Seven States restrict the right
to vote from overseas to those “temporarily” abroad (Bosnia and Herzegovina, Denmark, Hungary, Liechtenstein, Montenegro, Serbia and the former Yugoslav Republic of Macedonia). In
three of these States the term “temporary” is not defined and no particular
conditions are imposed on non-residents to demonstrate that their residence
abroad is temporary (Bosnia and Herzegovina, Montenegro and Serbia). Two States
grant a right to vote to overseas electors abroad for a long-term period but
remove the right at the expiry of this period (Germany, which removes the right
after twenty-five years, and the United Kingdom).
In the forty-four States
which allow some degree of voting by non-residents, the modalities of
voting differ, with some allowing votes by post or proxy, others requiring
voting in person at embassies and consulates, and yet others permitting voting
in person on national territory only (see Sitaropoulos
and Giakoumopoulos v. Greece [GC], no. 42202/07, §§ 32-45, ECHR 2012 for further
details).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF PROTOCOL NO.
1 TO THE CONVENTION
The applicant complained that he was no longer
permitted to vote in United Kingdom elections and alleged a violation of
Article 3 of Protocol No. 1 to the Convention, which reads as follows:
“The High Contracting Parties undertake to hold free elections
at reasonable intervals by secret ballot, under conditions which will ensure
the free expression of the opinion of the people in the choice of the
legislature.”
The Government contested that argument.
A. Admissibility
1. Exhaustion of domestic remedies
The Government contended that the applicant had
failed to exhaust domestic remedies as required by Article 35 § 1 of the
Convention as he had failed to seek judicial review of the fifteen-year rule
relying on EU law. In this respect, they pointed to the judicial review proceedings
in Preston (see paragraphs 29-33 above), which at the time the Government
submitted their observations had just been granted leave to proceed.
The applicant denied that any effective remedy
to provide redress to his complaint was open to him. He emphasised that the
claimant in Preston was not seeking to rely on his right under Article 3
of Protocol No. 1 to argue that the disenfranchisement was disproportionate,
but was relying on general EU law. In any event, he did not agree that the
proceedings offered reasonable prospects of success, despite the fact that
permission to bring the proceedings had been granted.
The Court observes that the applicant’s
complaint concerns a provision of primary legislation regulating the right to
vote in parliamentary elections. This matter does not fall within the scope of
EU law. The claimant in Preston sought to recast the issue as one
concerning free movement rights, in order to engage EU law. Ultimately, his
attempt failed, with judges in both the High Court and the Court of Appeal
ruling that there was no evidence that the fifteen-year rule interfered with
free movement rights (see paragraphs 30 and 33 above). In any case, given the reasons handed down by the
Court of Appeal (as noted in paragraph 33 above) - reasons which transcend the issue of freedom of movement - it
cannot be said that the applicant had a reasonable prospect of success had he
undertaken to commence judicial review proceedings.
2. Victim status
The Government contended that the applicant was
not a victim of an alleged violation by reason of his failure to apply to be
registered to vote in any parliamentary elections since his emigration to Italy. They argued that the position was analogous to that of claims by widowers who
complained to the Court about discriminatory access to various benefits (see, inter
alia, Cornwell v. the United Kingdom (dec.), no. 36578/97, 11 May
1999; and Hooper v. the United Kingdom (dec.), no. 42317/98, 9 September
2008).
The applicant maintained that he was directly
affected by the existence of the impugned law as he had been resident outside
the United Kingdom for more than fifteen years.
In order to be able to
lodge a petition by virtue of Article 34, a person, non-governmental
organisation or group of individuals must be able to claim to be the victim of
a violation of the rights set forth in the Convention. In order to claim to be
a victim of a violation, a person must be directly affected by the impugned
measure: the Convention does not envisage the bringing of an actio popularis for the
interpretation of the rights it contains or permit individuals to complain
about a provision of national law simply because they consider, without having
been directly affected by it, that it may contravene the Convention. However,
it is open to a person to contend that a law violates his rights, in the
absence of an individual measure of implementation, if he is required either to
modify his conduct or risks being prosecuted, or if he is a member of a class
of people who risk being directly affected by the legislation (see Burden v. the United Kingdom [GC], no. 13378/05, §§ 33 and 34, 29 April 2008; and Tănase v. Moldova [GC], no. 7/08, § 104, ECHR 2010).
. The
applicant, who has resided in Italy since 1982, is now precluded from voting in
the United Kingdom on account of statutory provisions removing this right from
those resident abroad for more than fifteen years. He makes no claim for
pecuniary or non-pecuniary damage. His interest in pursuing his complaint is
limited to the point of principle at issue, namely whether the primary
legislation precluding from voting those who, like himself, have been resident
outside the United Kingdom for more than fifteen years is compatible with
Article 3 of Protocol No. 1. No purpose is served by requiring the applicant,
prior to lodging his application with this Court, to make an application to be
registered as an overseas voter which would be bound to fail in light of the explicit
terms of the 1985 Act. There can be no doubt that he belongs to a class of
people directly affected by the legislation.
. Given
the nature of the complaint and the terms of the primary legislation, the
applicant can claim to be a victim despite the absence of an individual measure
of implementation in his case (see Norris v. Ireland, 26 October 1988, §§ 31-34, Series A no. 142; and Burden, cited above, § 34).
3. Conclusion on admissibility
The complaint cannot be
rejected for failure to exhaust domestic remedies or for lack of victim status.
No other ground for inadmissibility has been established. The complaint
must therefore be declared admissible.
B. Merits
1. The parties’ submissions
(a) The applicant
The applicant argued that no time-limit should
be imposed on the right of EU citizens resident abroad to vote in their country
of origin while they retained the nationality of that country. Addressing
the Court’s decision in Doyle, cited above, he argued that the four
factors identified to justify the residence requirement were now outdated. Globalisation,
modern technology and low-cost travel companies made it easier for citizens
resident overseas to maintain contact with their country of origin both
remotely and by frequent visits. Those who considered a residence requirement
to be justified failed to recognise the reality of many nationals living abroad
in the exercise of their free movement rights guaranteed by EU law. Despite
their residence abroad, journalists could continue to work for British
newspapers, businessmen could be employed by British companies and lawyers could
provide advice on English law. Notwithstanding long-term residence abroad,
British nationals might still be considered domiciled in the United Kingdom, which had particular relevance to matters concerning tax and inheritance.
The applicant maintained that he had retained
very strong ties with the United Kingdom. He was a retired serviceman of the
British army; he received a pension from the State, paid into a British bank
account; he paid tax on his pension to the Inland Revenue; he had family
members in the United Kingdom and was a member of a number of clubs and
organisations there; and he was the representative in Italy of a British
ex-servicemen organisation. He pointed out that he was entitled to return to
the United Kingdom to live and to receive treatment from the National Health
Service. Matters such as pensions, banking, financial regulations, taxation and
health, which were all the subject of political decisions in the United Kingdom, affected him.
The applicant also pointed to the extensive
activities of Council of Europe bodies in this area and their support of
expatriates’ right to exercise their nationality and right to vote (see
paragraphs 38-71 above). He referred to the fact that other member States allowed
unrestricted overseas voting by their nationals.
The possibility of obtaining Italian nationality
could not render the fifteen-year rule in the United Kingdom a reasonable or
proportionate restriction on the right to vote. Although he would be entitled
to retain his British nationality, the acquisition of Italian nationality would
have other consequences in Italian law that would be detrimental to him,
including the application of Italian, rather than English, laws on succession.
Further, he disputed the suggestion that he would be able to participate fully
in the democratic process in Italy, explaining that he could not read, write or
speak Italian to the same level as Italian citizens.
The applicant concluded that the time-limit
imposed by the respondent State had the effect of disenfranchising him
completely. Disenfranchisement was a very serious breach of human rights,
requiring a discernible and sufficient link between the sanction of
disenfranchising someone and the circumstances of the person being
disenfranchised. He contended that the question went to the heart of a fundamental
right, the removal of which had serious consequences. The small number of
potential overseas electors who took the time and trouble to register as voters
(see paragraphs 20-25 above) demonstrated that there was insufficient public
interest to continue to exclude nationals overseas for more than fifteen years
from voting. The decision in Doyle required reconsideration because it
was clear that the residence requirement in the United Kingdom impaired the
essence of the applicant’s fundamental right to vote and resulted in a
violation of Article 3 of Protocol No. 1.
(b) The Government
The Government disagreed that the fifteen-year
rule was incompatible with Article 3 of Protocol No. 1. They pointed to the
wide margin of appreciation in this area, and the freedom enjoyed by States to
organise and run their electoral systems in keeping with their own democratic
vision (citing Hirst v. the United Kingdom (no. 2) [GC], no. 74025/01,
§ 61, ECHR 2005-IX).
In their view, the Court’s case-law clearly
established that a residence condition was, in principle, justifiable as a
proportionate limitation on the right to vote (citing Hilbe, Melnychenko
and Doyle, all cited above). The fifteen-year period imposed in the United Kingdom reflected the view that during a lengthy period of absence an individual’s
connection with the country was likely to diminish. The small number of
non-residents who registered to vote provided some support for this view. It
was undeniable that a non-resident absent for more than fifteen years was
affected by the decisions of Government to a lesser extent than residents. It
was therefore legitimate to conclude that the ability of non-residents to have
a direct influence on democratic processes by voting should also diminish with
time.
The Government accepted that a rule imposing a
time-limit after which some individuals were no longer permitted to vote might
be perceived as having a more serious impact on some individuals, who had in
fact retained strong ties with the United Kingdom. This was an inevitable
feature of a rule of general application. The alternative was to impose a
restriction which varied in individual cases, perhaps depending on actual ties
with the United Kingdom, but this would be very difficult if not impossible to administer
fairly in practice. Parliament had considered the issue on a number of occasions.
Following extensive consideration of competing arguments, it had concluded that
a fixed time-limit was appropriate and had set that time-limit at fifteen
years. This was a substantial period and could only be considered a
disproportionate restriction on the right to vote on the basis that voting by
non-residents must be permitted regardless of the period of absence. This would
be a radical departure from the case-law to date and would amount to an
unacceptable abrogation of the margin of appreciation in this area.
The Government pointed to the fact that, as
regards those who moved elsewhere within the EU, the express policy of EU law was
that they should be able to participate in some of the political processes of
the State where they were resident, to facilitate their integration into
society in that State. In this case, the applicant could also have acquired
Italian nationality which would have entitled him to vote in Italian elections,
without giving up his British nationality. He therefore had an opportunity to
participate fully in the political life of the country which he had chosen to
make his home for thirty years.
The various political pronouncements of Council
of Europe organs did not call into question the compatibility of the
fifteen-year rule. While the Parliamentary Assembly, for example, had called
upon member States to facilitate voting by non-residents, it had never
suggested that the Convention imposed on them an absolute obligation to do so.
On the contrary it recognised that proportionate limitations to the right to
vote were permitted. The Committee of Ministers has focussed on the participation
by migrants in the political life of countries to which they had emigrated. The
Venice Commission had recently concluded that while the denial of a right to
vote to citizens living abroad constituted a restriction on the principle of
universal suffrage, it did not consider that the principles of the European
electoral heritage required the introduction of such a right at this stage.
The Government therefore invited the Court to
find no violation of Article 3 of Protocol No. 1.
2. The Court’s assessment
(a) General principles concerning the right to vote
Article 3 of Protocol No. 1 enshrines a
characteristic principle of an effective political democracy and is accordingly
of prime importance in the Convention system. Despite its general formulation,
it implies individual rights, including the right to vote and the right to
stand for election (see Mathieu-Mohin and Clerfayt v. Belgium, 2
March 1987, §§ 47 and 51, Series A no. 113; and Sitaropoulos and
Giakoumopoulos, cited above, § 63).
However, the rights
bestowed by Article 3 of Protocol No. 1 are not absolute. There is room for
implied limitations and Contracting States must be allowed a margin of
appreciation in this sphere (see Hirst (no. 2), cited above, §
60). For a measure to be deemed compatible with the right to vote, the Court
must be satisfied that the conditions to which the right to vote is made
subject do not curtail the right to such an extent as to impair its very
essence and deprive it of its effectiveness; that they are imposed in pursuit
of a legitimate aim; and that the means employed are not disproportionate (see Tănase,
cited above, § 162; Hirst (no. 2), cited above, § 62;
Yumak and Sadak v. Turkey [GC], no. 10226/03, § 109, 8 July 2008;
and Sitaropoulos and Giakoumopoulos, cited above, § 64).
The concept of “implied limitations” under
Article 3 of Protocol No. 1 is of major importance for the determination
of the relevance of the aims pursued by restrictions on the rights guaranteed
by this provision (see Mathieu-Mohin and Clerfayt, cited above, § 52;
and Sitaropoulos and Giakoumopoulos, cited above, § 64). Given that
Article 3 of Protocol No. 1 is not limited by a specific list of “legitimate
aims”, the Contracting States can justify a restriction by reference to any aim
which is compatible with the principle of the rule of law and with the general
objectives of the Convention (see Ždanoka v. Latvia [GC], no. 58278/00,
§ 115, ECHR 2006-IV; and Sitaropoulos and Giakoumopoulos,
cited above, § 64).
When reviewing the
proportionality of the measure, it must be borne in mind that numerous ways of
organising and running electoral systems exist. There is a wealth of
differences, inter alia, in historical development, cultural diversity
and political thought within Europe which it is for each Contracting State to
mould into its own democratic vision (see Hirst (no. 2), cited above, §
61; and Sitaropoulos and Giakoumopoulos, cited above, § 66). This means
that the proportionality of electoral legislation (and of any limitations on
voting rights) must be assessed also in light of the socio-political realities
of a given country. Furthermore, since the Convention is first and foremost a
system for the protection of human rights, the Court must have regard to the
changing conditions within the respondent State and within Contracting States
generally and respond to any emerging consensus as to the standards to be
achieved. In this regard, one of the relevant factors in determining the scope
of the authorities’ margin of appreciation may be the existence or
non-existence of common ground between, or even trends in, the laws of the
Contracting States (see Hirst (no. 2), cited above, §§ 78, 81 and
84; and Sitaropoulos and Giakoumopoulos, cited above, § 66). Whether the
impugned measure has been subjected to parliamentary scrutiny is also relevant,
albeit not necessarily decisive, to the Court’s proportionality assessment (see
passim Hirst (No. 2), cited above, especially §§ 78-79; Doyle,
cited above; and Alajos Kiss v. Hungary, no. 38832/06, § 41, 20 May 2010).
Finally, it
should be recalled that the right to vote is not a privilege. In the twenty-first
century, the presumption in a democratic State must be in favour of inclusion
(see Hirst (no. 2), cited above, § 59; and Sitaropoulos and
Giakoumopoulos, cited above, § 67). The exclusion from the right to vote of
any groups or categories of the general population must be reconcilable with
the underlying purposes of Article 3 of Protocol No. 1 (see Ždanoka,
cited above, § 105; and Sitaropoulos and Giakoumopoulos, cited above, §
67). Any general, automatic and indiscriminate departure from the principle of
universal suffrage risks undermining the democratic validity of the legislature
thus elected and the laws it promulgates (see Hirst (no. 2), § 62; and Sitaropoulos
and Giakoumopoulos, cited above, § 68).
(b) General principles concerning restrictions
imposed by a residence requirement
The Commission, in a series of cases beginning in
1961, found complaints concerning restrictions on the right to vote based on
residence to be inadmissible as manifestly ill-founded (see X. and Others v.
Belgium, no. 1065/61, Commission decision of 18 September 1961,
Yearbook Vol. 4, p. 269; X. v. the United Kingdom, no. 7566/76,
Commission decision of 11 December 1976, Decisions and Reports (D.R.) 9,
p. 121; X. v. the United Kingdom, no. 7730/76, Commission decision of 28
February 1979, D.R. 15, p. 137; X. v. the United Kingdom, no. 8873/80,
Commission decision of 13 May 1982, D.R. 28, p. 99; Polacco and
Garofalo v. Italy, no. 23450/94, Commission decision of 15 September 1997,
unpublished; and Luksch v. Germany, no. 35385/97, Commission
decision of 21 May 1997, D.R. 89B, p. 175).
In subsequent cases before the Court, it also
found the imposition of a residence restriction compatible in principle with
Article 3 of Protocol No. 1 (see Hilbe, Melnychenko and Doyle,
all cited above). The justification for the restriction was based on
several factors: first, the presumption that non-resident citizens were less
directly or less continually concerned with their country’s day-to-day problems
and had less knowledge of them; second, the fact that non-resident citizens had
less influence on the selection of candidates or on the formulation of their
electoral programmes; third, the close connection between the right to vote in
parliamentary elections and the fact of being directly affected by the acts of
the political bodies so elected; and fourth, the legitimate concern the
legislature might have to limit the influence of citizens living abroad in
elections on issues which, while admittedly fundamental, primarily affect
persons living in the country (see Hilbe and Doyle, both cited
above; and Melnychenko, cited above, § 56). The Court has recognised
that it is possible in an individual case that the applicant has not severed
ties with his country of origin and that some of the factors indicated above
are therefore inapplicable to his case. However, it took the view that the law could
not take account of every individual case but must lay down a general rule (see
Hilbe and Doyle, both cited above), while never discounting
completely the possibility that in some circumstances the application of a
general rule to an individual case could amount to a breach of the Convention.
Finally, the Court has previously implied that
the ease with which an applicant can acquire the citizenship of his State of
residence, and thus exercise his right to vote in that country, may be relevant
to the proportionality of a residence requirement in his State of origin (see Doyle,
cited above). The possibility of acquiring a new citizenship is not, however,
decisive given that the acquisition of such citizenship may have adverse
consequences in other areas of one’s life and that an applicant’s interest in
casting his vote in the State to which he feels most closely connected must also
be given due weight.
(c) Application of the general principles to the
facts of the case
Neither the applicant nor the Government expressly
identified the legitimate aim of the restriction in the present case. However,
the Court is satisfied that it pursues the legitimate aim of confining the
parliamentary franchise to those citizens with a close connection with the United Kingdom and who would therefore be most directly affected by its laws (see paragraphs
30 and 33 above).
The applicant contended that the restriction curtailed
his right to vote to such an extent as to impair its very essence and deprive it
of its effectiveness. The Court observes that non-residents are permitted to
vote in national elections for fifteen years following their emigration. If the
applicant returned to live in the United Kingdom, his right to vote as a
resident would be restored. In these circumstances it cannot be said that the
restriction in the present case impairs the very essence of the applicant’s
rights under Article 3 of Protocol No. 1. The central question in the present
case, therefore, concerns the proportionality of the restriction imposed.
The applicant
did not challenge the nature of the restriction imposed in the United Kingdom; nor did he raise any issue as to the meaning and extent of the word
“resident” for the purposes of section 1(3) of the 1985 Act; rather, he
contended that any restriction on voting in national elections based on
residence was of itself disproportionate. In these circumstances, the Court
must first examine whether Article 3 of Protocol No. 1 requires
Contracting States to grant the right to vote to non-resident citizens (henceforth
“non-residents”) without any restriction based on residence. It must then examine whether in the instant case the current legislation,
whereby non-residents are disenfranchised after fifteen years of non-residence,
is a proportionate limitation on the right to vote which strikes a fair balance
between competing interests. The instant case differs from the case of Sitaropoulos
and Giakoumopoulos, cited above, where the Court was asked to consider
whether Article 3 of Protocol No. 1 placed States under an obligation to
introduce a system enabling expatriate citizens to exercise their voting rights
from abroad.
The principal thrust of the reasoning adopted by
the Court in Doyle to justify the imposition of a residence requirement has
remained unchanged since the 1976 Commission decision in X. v. the United
Kingdom, cited above. However, there is no doubt that since that time,
migration has increased significantly. At the same time, the emergence of new
technologies and cheaper transport has enabled migrants to maintain a higher
degree of contact with their State of nationality than would have been possible
for most migrants forty, even thirty, years ago. This has led a number of
States including the United Kingdom to amend their legislation to allow for the
first time non-residents to vote in national elections (see paragraphs 15 et seq. and 67 above). It is therefore appropriate to
examine the nature and extent of the developments at international level and
within the laws of the member States in order to determine whether there is any
emerging trend or possibly even consensus which might affect the scope of the
margin of appreciation afforded to States in this area (see paragraph 102 above).
It is clear that the Parliamentary Assembly of
the Council of Europe and more recently the Venice Commission have been active
in seeking to resolve questions of participation in the political process and
enjoyment of civic rights which arise as a result of migration. As early as
1982, the Assembly recommended that the Committee of Ministers explore the
possibility of harmonising member States’ laws in favour of preserving the
voting rights of nationals residing abroad (see paragraph 39 above). In 1999 it recommended that the Committee of Ministers invite member
States to take account of their expatriates’ interests in policy making and in
national practices concerning the right to vote in the country of origin (see
paragraph 41 above). It re-examined the matter in 2004 and, as well as
reiterating the substance of its 1999 recommendation, recommended that the
Committee of Ministers consider making proposals for the introduction of
legally-binding measures at European level concerning relations between
expatriates and their country of origin (see paragraphs 42-44 above). In a 2005 resolution, the Assembly said that “due regard” had to be given
to the voting rights of non-residents and that member States should take
measures enabling non-residents to vote in national elections and facilitating
the exercise of the right (see paragraphs 45-47 above). In a follow-up
recommendation, it called on States to review existing instruments with a view
to assessing the need for a Council of Europe Convention on the matter (see
paragraph 48 above). Twin resolutions and recommendations in 2008 again drew
attention to the question of democratic participation of non-residents in their
countries of origin (see paragraph 50 above). In a 2009 resolution, the
Assembly expressed regret at the failure of States to pursue harmonisation in this
area and once again encouraged them to adopt policy initiatives to seek
harmonisation and to offer out-of-country voting (see paragraphs 51-52 above). However, in a more recent resolution of 2012, the Assembly appears to have
accepted that a condition based on residence abroad could be a justified
restriction of the right to vote of non-residents (see paragraph 54 above).
While acknowledging the need to address the
challenges in the political sphere posed by migration, the Committee of
Ministers did not see the need for a Council of Europe instrument governing the
right to vote of migrants (see paragraph 57 above).
The Venice Commission Code of Good Practice in
Electoral Matters 2002 makes reference to the need for certain conditions to be
imposed on the right to vote and accepts that a residence requirement may be
imposed. It provides that the right to vote “may” be accorded to citizens
resident abroad (see paragraphs 60-62 above). A report endorsed by the
Commission in 2004 drew attention to the growing debate regarding the exercise
of voting rights by non-residents (see paragraphs 63-64 above). The Commission’s
2006 report on electoral law and administration observed that overseas voting
rights were not yet common in Europe (see paragraph 67 above). Its 2011 report
on out-of-country voting recognised that the grant of voting rights to
non-residents was a matter of State sovereignty. It did, however, list a number
of arguments in favour of the grant of such rights and identified the nature
and effects of restrictions imposed. Although it indicated that the fixing of a
time-limit for retention of the right to vote after a national had emigrated
was preferable to the complete exclusion of non-residents, it also indicated
that even in the former case, it was preferable that the situation be
“reconsidered” at the expiry of the time-period rather than that the right to
vote simply be lost. Having regard to the lack of uniformity in national
practices, the Commission concluded that the principles of the European
electoral heritage did not, at this stage, require the introduction of a right
to vote for non-residents. It did, however, suggest that States adopt a
positive approach to this right, in view of citizens’ European mobility (see
paragraphs 68-71 above).
The above review of the activities of Council
of Europe bodies demonstrates that there is a growing awareness at European
level of the problems posed by migration in terms of political participation in
the countries of origin and residence. However, none of the material forms a
basis for concluding that, as the law currently stands, States are under an
obligation to grant non-residents unrestricted access to the franchise. The
differing approaches and political agendas of the various bodies concerned
reveal an important disparity in preferred approaches. The material highlights
that the question of voting rights for non-residents in their States of
nationality must be seen within the larger context of the discussion
surrounding migrants’ political activities more generally. A key issue which
still has to be addressed within this discussion is whether the focus should be
on promoting participation in the State of origin, in the State of residence or
in both. Further issues concern the modalities of the exercise by non-residents
of the right to vote, which give rise to practical and security considerations.
The 2011 report by the Venice Commission made an important contribution to the
debate but reached no firm conclusions as to how member States should seek to
develop their laws and practices over the coming years. The challenges posed in
this regard should not be underestimated.
Turning to the laws and practices of the member
States in this area, there is a clear trend in favour of allowing voting by
non-residents, with forty-four States granting the right to vote to citizens
resident abroad otherwise than on State service (see paragraphs 74-75 above). Of these, thirty-five States do not remove this right once a citizen
has resided abroad for a certain period of time (see paragraph 74 above). Nine States appear to limit the right by reference to the duration of the
citizen’s stay abroad (see paragraph 75 above). While the majority in favour of
an unrestricted right of access of non-residents to voting rights appears to be
significant, the legislative trends are not sufficient to
establish the existence of any common European approach concerning voting
rights of non-residents. In particular, there is no common approach as to the
extent of States’ obligations to enable non-residents to exercise the right to
vote (see paragraph 76 above and Sitaropoulos
and Giakoumopoulos, cited above, § 75). It therefore cannot be said that the
laws and practices of member States have reached the stage where a common approach
or consensus in favour of recognising an unlimited right to vote for
non-residents can be identified. Although the matter may need to be kept under
review in so far as attitudes in European democratic society evolve, the margin
of appreciation enjoyed by the State in this area still remains a wide one.
As far as the proportionality of the United Kingdom legislation is concerned, it allows non-residents to vote for fifteen years
after leaving the country, which is not an unsubstantial period of time. That
the applicant may personally have preserved a high level of contact with
the United Kingdom and have detailed knowledge of that country’s day-to-day
problems and be affected by some of them does not render the imposition of the
fifteen-year rule disproportionate: while they require
close scrutiny, general measures which do not allow for discretion in their
application may nonetheless be compatible with the Convention (see James and Others v. the United Kingdom, 21
February 1986, § 68, Series A no. 98; Twizell v. the
United Kingdom, no. 25379/02, § 24, 20 May
2008; Amato Gauci v. Malta, no. 47045/06, § 71, 15 September 2009; Allen and Others
v. the United Kingdom (dec.), no. 5591/07, § 66, 6 October 2009; Sitaropoulos
and Giakoumopoulos, cited above, § 79; and paragraph 103 above. See also, mutatis mutandis, Ždanoka, cited
above, §§ 114, 115(d) and 128). Having regard to
the significant burden which would be imposed if
the respondent State were required to ascertain in every
application to vote by a non-resident whether the individual had a sufficiently
close connection to country (see the findings of the High Court and the Court
of Appeal in Preston, in paragraphs 30 and 33 above), the Court is satisfied that the general measure in
this case serves to promote legal certainty and to avoid the problems of
arbitrariness and inconsistency inherent in weighing interests on a
case-by-case basis (see, mutatis mutandis, Evans v. the United Kingdom
[GC], no. 6339/05, § 89, ECHR 2007-I). Finally the Court
reiterates that the applicant has not raised, not even before the domestic
courts, any issue as to the possible uncertainty or lack of clarity as to the
meaning and extent of the word “resident” for the purpose of the 1985 Act (see
paragraph 109 above and compare Melnychenko, cited above).
There is also extensive evidence before the
Court to demonstrate that Parliament has sought to weigh
the competing interests and to assess the proportionality of the fifteen-year
rule (compare Hirst (No. 2), cited above, § 79; and Alajos
Kiss, cited above, § 41). The question of non-residents’
voting rights has been examined twice by the Home Affairs Select Committee in
the past thirty years, and on both occasions a report was produced (see
paragraphs 16 and 20 above). The evolution of views in this area is demonstrated
by the fact that the conclusion of the most recent report in 1998 was almost
diametrically opposed to the conclusion reached in the Committee’s 1982 report.
As a consequence of these reports and of consultation exercises, legislation
was introduced in Parliament first granting a right to vote to non-residents in
1985 and subsequently, in 1989 and 2000, amending the time-period (see
paragraphs 17-18 and 21 above). The question has been debated in Parliament on
several occasions since 2000, in the context of amendments proposed to two
draft bills on electoral law and a short debate specifically on non-residents’
voting rights (see paragraphs 22-28 above). This is not to say that because a
legislature debates, possibly even repeatedly, an issue and reaches a
particular conclusion thereon, that conclusion is necessarily Convention
compliant. It simply means that that review is taken into consideration by the
Court for the purpose of deciding whether a fair balance has been struck
between competing interests. With regard to the issue under examination, the
Court notes that the matter remains under active consideration by the present
Government of the respondent State.
In conclusion, having regard to the margin of appreciation
available to the domestic legislature in regulating parliamentary elections,
the restriction imposed by the respondent State on the applicant’s right to
vote may be regarded as proportionate to the legitimate aim pursued. The Court
is thus satisfied that the impugned legislation struck a fair balance between
the conflicting interests at stake, namely the genuine interest of the
applicant, as a British citizen, to participate in parliamentary elections in
his country of origin and the chosen legislative policy of respondent State to
confine the parliamentary franchise to those citizens with a close connection
with the United Kingdom and who would therefore be most directly affected by
its laws. There has accordingly been no violation of Article 3 of Protocol
No. 1 to the Convention in the present case.
II. ALLEGED VIOLATION OF ARTICLE 14 OF THE
CONVENTION TAKEN TOGETHER WITH ARTICLE 3 OF PROTOCOL NO. 1 TO THE CONVENTION
The applicant further complained under Article 14
of the Convention taken together with Article 3 of Protocol No. 1 that he was
being discriminated against compared to British citizens resident in the United Kingdom. Article 14 provides:
“The enjoyment of the rights and freedoms set forth in [the]
Convention shall be secured without discrimination on any ground such as sex,
race, colour, language, religion, political or other opinion, national or
social origin, association with a national minority, property, birth or other
status.”
Following communication of his complaint, the
applicant contended that he had also been discriminated against on the grounds
of age because statistics would “most probably” show that a very significant
percentage of British nationals who moved abroad did so after retirement.
Only differences in treatment based on an
identifiable characteristic, or “status”, are capable of amounting to
discrimination within the meaning of Article 14. Moreover, in order for an
issue to arise under Article 14 there must be a difference in the treatment of
persons in analogous, or relevantly similar, situations. Such a difference of
treatment is discriminatory if it does not pursue a legitimate aim or if there
is not a reasonable relationship of proportionality between the means employed
and the aim sought to be realised (see, for example, Burden, cited
above, § 60).
In the present case, no evidence of any kind has
been provided to substantiate the applicant’s claim that the fifteen-year rule
discriminates on grounds of age. The Court is further satisfied that for the
reasons discussed in the context of its analysis of the applicant’s complaint
under Article 3 of Protocol No. 1, which justify the imposition of a residence
requirement, the applicant cannot claim to be in an analogous position to
British citizens resident in the United Kingdom.
The complaints under Article 14 of the
Convention taken together with Article 3 of Protocol No. 1 are accordingly
manifestly ill-founded and must therefore be rejected as inadmissible pursuant
to Article 35 §§ 3 (a) and 4 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 2 OF PROTOCOL
NO. 4 TO THE CONVENTION
The applicant further argued under Article 2 of
Protocol No. 4 to the Convention that he had the right to choose his place of
residence without being disenfranchised.
The Court notes that the respondent State has
not ratified Protocol No. 4 to the Convention. The applicant’s complaint
is therefore incompatible ratione personae with the provisions of the
Convention and its Protocols and must therefore be declared inadmissible
pursuant to Article 35 §§ 3 (a) and 4.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declares the complaint concerning Article
3 of Protocol No. 1 admissible and the remainder of the application
inadmissible;
2. Holds that there has been no violation of Article
3 of Protocol No. 1 to the Convention.
Done in English, and notified in writing on 7 May 2013,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Fatoş Aracı Ineta
Ziemele
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the concurring opinion of Judge Kalaydjieva
is annexed to this judgment.
I.Z.
F.A.
CONCURRING OPINION OF JUDGE KALAYDJIEVA
I agree with the conclusion that there has been no violation
of Article 3 of Protocol No. 1 to the Convention in the present case and I am
fully prepared to accept the position of the United Kingdom Government
expressed in paragraphs 94-97 of the judgment as sufficiently convincing for
the purposes of the “implied limitations” under Article 3 of Protocol No. 1.
The denial of a right to vote to citizens living abroad is clearly based on the
assumption that their interest in the national political life is limited and
there is nothing in the present case to make this assumption unreasonable. It
also seems correct that an effort to afford an individualised approach in the
assessment of the level of preserved individual interest in each case would
require practical measures, which are not necessarily justifiable in view of
their limited overall impact on the manner in which the authorities “undertake
to hold free elections at reasonable intervals by secret ballot, under
conditions which will ensure the free expression of the opinion of the people
in the choice of the legislature”.
The Court has previously expressed its views as follows (see Sitaropoulos
and Giakoumopoulos v. Greece [GC], no. 42202/07, § 69, ECHR 2012):
“As regards restrictions on expatriate voting rights based on
the criterion of residence, the Convention institutions have accepted in the
past that these might be justified by several factors: firstly, the presumption
that non-resident citizens are less directly or less continually concerned with
their country’s day-to-day problems and have less knowledge of them; secondly,
the fact that non-resident citizens have less influence on the selection of
candidates or on the formulation of their electoral programmes; thirdly, the
close connection between the right to vote in parliamentary elections and the
fact of being directly affected by the acts of the political bodies so elected;
and, fourthly, the legitimate concern the legislature may have to limit the
influence of citizens living abroad in elections on issues which, while
admittedly fundamental, primarily affect persons living in the country (see Hilbe,
cited above; see also X and Association Y. v. Italy, application no. 8987/80,
Commission decision of 6 May 1981, Decisions and Reports (DR) 24, p. 192,
and Polacco and Garofalo v. Italy, no. 23450/94, Commission
decision of 15 September 1997, DR 90-A, p. 5). More recently, the Court has
taken the view that having to satisfy a residence or length-of-residence
requirement in order to have or exercise the right to vote in elections is not,
in principle, an arbitrary restriction of the right to vote and is therefore
not incompatible with Article 3 of Protocol No. 1 (see Doyle v. the United
Kingdom (dec.), no. 30158/06, 6 February 2007).”
I disagree with the majority on certain aspects of the use of
the margin of appreciation as part of the balancing exercise through which they
arrived at the conclusion that there had been no violation of Article 3 of
Protocol No. 1. In the present case, this was possible as a result of
the unnecessary introduction, proprio motu, of some unknown
“legitimate aim” and an unjustified opposition between the obligation to
organise elections and the individual right to vote.
In its earlier cases the Court noted that this provision was:
“not limited by any specific list of ‘legitimate aims’ such as
those enumerated in Articles 8 to 11 of the Convention [and that] the
Contracting States [were] therefore free to rely on an aim not contained in that
list to justify a restriction, provided that the compatibility of that aim with
the principle of the rule of law and the general objectives of the Convention [was]
proved in the particular circumstances of a case” (see Ždanoka v. Latvia [GC], no. 58278/00, § 115, ECHR 2006-IV, with further references).
In the present case the UK Government
indicated practical difficulties, but not necessarily any specific aim pursued
by the restriction. The grounds on which the majority found the restriction
proportionate to an unknown aim (paragraph 118) thus remain unclear.
While it is true that the Convention bodies have interpreted
this provision as one phrased in terms of the obligation of the High
Contracting Parties to hold elections, but also as implying individual rights,
including the right to vote, I am not convinced that this is sufficient to make
them “competing” (see paragraph 117), or necessarily implies some genuine and
inherent “conflict of interest” between an individual’s wish to participate in
parliamentary elections in his/her country of origin and the chosen legislative
policy to confine the parliamentary franchise to those citizens with a close
connection to it (paragraph 118).
These two proprio motu steps in the analysis appear to lead
the majority to have unnecessary recourse to the tool of the margin of
appreciation in their reasoning, rather than relying on the elaborated concept
of “implied limitations” under Article 3 of Protocol No. 1. As rightly pointed out
by Judge Rozakis in his concurring opinion in the case of Odičvre
v. France ([GC], no. 42326/98, ECHR 2003-III), “when ... the Court has in its hands an abundance of elements leading
to the conclusion that the test of necessity is satisfied by itself ...
reference to the margin of appreciation should be duly confined to a subsidiary
role”.