THIRD SECTION
CASE OF AUSTRIANU
v. ROMANIA
(Application no.
16117/02)
JUDGMENT
STRASBOURG
12 February 2013
This
judgment will become final in the circumstances set out in
Article 44 § 2 of the Convention. It may be subject to
editorial revision.
In the case of Austrianu v. Romania,
The European Court of Human Rights (Third Section), sitting as
a Chamber composed of:
Josep Casadevall, President,
Alvina Gyulumyan,
Ján Šikuta,
Luis López Guerra,
Nona Tsotsoria,
Kristina Pardalos,
Johannes Silvis, judges,
and Santiago Quesada, Section Registrar,
Having deliberated in private on 22 January 2013,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no. 16117/02)
against Romania lodged with the Court under Article 34 of the Convention for
the Protection of Human Rights and Fundamental Freedoms (“the Convention”)
by a Romanian national, Mr Eugeniu Costel Austrianu (“the applicant”), on
2 April 2002.
The applicant, who had been granted legal aid,
was represented by Mrs D. O. Hătneanu
and Mrs R. Stăncescu-Cojocaru, lawyers practising in Bucharest. He was
also assisted by APADOR-CH (the Association for the Defence of Human Rights in Romania - the Helsinki Committee), a non-governmental organisation based in Bucharest. The
Romanian Government (“the Government”) were represented by their Agent, Mr Răzvan-Horaţiu
Radu.
As Mr Corneliu Bîrsan, the judge elected in
respect of Romania, had withdrawn from the case (Rule 28 of
the Rules of Court), the President of the Chamber appointed Mrs Kristina
Pardalos to sit as ad hoc judge
(Article 26 § 4 of the Convention and Rule 29 § 1 of the Rules
of Court).
The applicant alleged that he had been subjected
to ill-treatment in violation of Article 3 of the Convention and that the
authorities had not carried out a prompt and effective investigation of that
incident. Relying on Article 6 § 1 of the Convention he claimed
that three final decisions rendered by domestic courts had not been enforced.
Under Article 8 he claimed that the prison authorities opened two letters
addressed to him by the Court. He alleged that the confiscation of his
religious audio tapes and cassette tape player by the prison authorities had
infringed his freedom of religion guaranteed by Article 9 of the Convention.
Relying on Article 14 in conjunction with Article 9 of the Convention he
contended that he had been treated as a member of the Orthodox faith even
though he had informed the prison authorities that he was a Baptist.
On 26 March 2008 the President of the Third
Section decided to communicate the complaints raised by the applicant under Articles 3, 6 § 1, 8
and 9, taken alone and in connection with Article 14. It was also
decided to rule on the admissibility and merits of the application at the same
time (Article 29 § 1).
On 3 September 2009 the President of the Third
Chamber decided to ask for additional observations from the parties concerning
the admissibility and merits of the application.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was
born in 1964 and lives in Lereşti.
On 5 November 1992 the applicant was arrested by
the police on suspicion of having murdered his father.
By a judgment delivered by the Argeş
County Court on 24 September 1993, he was convicted of murder
and sentenced to twenty-seven years’ imprisonment.
He served his sentence mainly in Colibaşi
Prison.
On 14 December 2005 he was released from prison.
A. The incident of 9 December 1998
1. The alleged ill-treatment to which the applicant was
subjected by prison guard S.N.
On 3 December 1998 prison guards S.N. and L.D.
carried out a search in the applicant’s cell following his self-intoxication
with medicines.
As stated in the prosecutor’s decision of
29 June 1999, on 9 December 1998 the applicant claimed that
certain personal objects had been stolen. Prison guards S.N. and L.D went into
his cell. The applicant accused them of stealing four boxes of coffee during
the search. As he became aggressive, prison guard S.N. immobilised and
repeatedly hit him with a truncheon in order to calm him down. However, instead
of calming down he became more aggressive, so he was handcuffed and taken to cell no. 57.
This version of events was not contested by the applicant.
On the same day, prison guard S.N. drafted a
report stating that he had been forced to use a truncheon against the applicant
because of his aggressive behaviour.
On 17 December 1998 the applicant was examined
by a doctor at the Argeş Forensic Laboratory. The forensic report drafted
after the examination stated that the applicant had been hit with a hard
object, probably on 9 December 1998, causing him injuries that needed eight or
nine days of medical treatment. It noted the existence of an ecchymosed
yellow-purplish zone on his hip and his left thigh, as well as a one-centimetre-long
scratch on his left fist. As a result of the aggression, his tympanum was
broken.
2. Investigation into the alleged ill-treatment
On 23 December 1998 the applicant filed a
criminal complaint concerning the incident with the Bucharest Military
Prosecutor’s Office (Parchetul Militar Bucureşti).
The chief doctor of Colibaşi prison gave a
statement on 13 January 1999. He stated that the applicant had been
involved in the incident of 9 December 1998 because of his mental illness. The
applicant and S.N. were questioned on 19 January 1999.
On 14 June 1999 a criminal investigation was
initiated against prison guard S.N. for abusive behaviour.
Two of the applicant’s co-detainees were heard
by the investigating prosecutor. They stated that the applicant had been
repeatedly hit by prison guard S. N. Two other prison guards stated that the
use of force by their colleague S.N. had been brought on by the applicant’s
violent behaviour.
In his written statement, S.N. admitted that he
had used the truncheon with excessive force to calm the applicant down, without
previously trying to use other means.
On 29 June 1999 the military prosecutor decided
to discontinue the investigation against prison guard S.N. and ordered him to
pay an administrative fine amounting to one million Romanian lei (“RON”), equivalent
to 30 United States Dollars (“USD”). The decision referred to the applicant’s medical
condition and noted that agent S.N. had used the truncheon with excessive force
and broken the applicant’s tympanum. However, taking into account the
specificity of S.N.’s activity as a prison guard and the need to solve
difficult situations in prison, it found that the acts committed by S.N. could
not be classified as an offence.
According to the applicant, the military
prosecutor’s decision was never communicated to him. Although the Government
contended that the decision was communicated to the applicant they did not
submit any evidence in this respect.
As the applicant did not receive any reply from
the military prosecutor, on 23 February 2000 he sent a letter to the chief
military prosecutor making reference to the incident of 9 December 1998
and asking for a criminal investigation against prison guard S.N. It appears
from the file that the applicant did not receive any reply to this letter.
B. The
applicant’s state of health
When the applicant was arrested in 1992, he was diagnosed
with unstable personality disorder.
The expert report drafted by Argeş Forensic
Laboratory on 9 November 1995 concluded that the applicant suffered from
polymorphic psychopathy and loss of discernment. It recommended the applicant’s
hospitalisation in a psychiatric establishment, in accordance with
Article 114 of the Criminal Code. Based on the conclusions of that report,
the applicant was granted a suspension of the execution of his punishment
for the period between 28 February and 8 August 1996.
Another expert report drafted by the same
forensic laboratory on 24 July 1997 stated that the applicant
suffered from the same disease - polymorphic psychopathy - and concluded that
he needed to be under the supervision of a psychiatric unit belonging to the prison
sanitary network.
Four months later an expert report drafted by
the Bucharest Forensic Institute concluded that the applicant suffered from
sociopathy, and that he could be treated in the prison medical network.
Two other reports, drafted on 17 September and
20 November 1998, stated that the applicant suffered from paranoid
schizophrenia and recommended his admission to a specialised psychiatric unit
in the prison network for supervision and treatment.
A new expert report, drafted on 5 April 1999, recommended
his hospitalisation in Poiana Mare psychiatric hospital. Consequently, the
applicant lodged a request for a stay of execution of his prison sentence. On
11 May 1999 his request was dismissed by the Argeş County Court
on the ground that the report had not stated that the applicant’s medical condition
could not be treated in the prison hospital.
Two subsequent reports, drafted on
14 March 2001 and 26 March 2002 respectively, stated that
the applicant had been diagnosed with pyloric stenosis (a complication of a duodenal
ulcer, characterised by the stricture of the pyloric canal and manifested by
vomiting after each meal) and dyspeptic ulcer syndrome (ulcer syndrome
characterised by epigastric pains and burning sensations). They recommended the
medical treatment offered by the prison hospitals.
A report prepared by the hospital of Colibaşi prison on 21 May 2004 stated that the applicant had served a large part
of his prison sentence in the prison’s hospital. Moreover, from the analysis of
the documents submitted by the Government it appears that the applicant was
hospitalised in the Bucharest prison hospital:
- between 16
November and 4 December 1992, on the ground that he suffered from a personality
disorder;
- between 1
November and 2 December 1997, for examination by a psychiatric doctor because he
was refusing to eat;
- between 20
March and 7 April 1998, for treatment of his polymorphic psychopathy;
- between 16
and 24 April 1998, for refusing to eat and for treatment of his polymorphic
psychopathy;
- between 19
August and 19 October 1999 because he had been diagnosed with Gausser syndrome;
- between 6
July and 10 July 2000 because he was in a coma and had a high fever;
- between 29
March and 17 April 2002 and between 19 July and 7 August 2002, for
treatment of his polymorphic psychopathy;
- between 29
June and 7 July 2004 for treatment of his duodenal ulcer, polymorphic
psychopathy and lumbar discopathy;
- and
between 21 October and 2 November 2005, for obesity and insufficiency of
peripheral circulation.
Furthermore, in 2000 the applicant was
hospitalised three times in the Colibaşi prison hospital for
treatment of his chronic gastric ulcer. In 2002 he was again hospitalised
in the same hospital for treatment of his pyloric stenosis.
The applicant refused to eat on seven occasions.
C. The
practice of religion in Colibaşi Prison
According to the information submitted by the
applicant, he was of Baptist confession. While in detention, he had attended a Baptist
seminar at the “Source of Light-Europe” Institute.
On 29 November 2002 P.G., the general manager of
the national civil assistance centre for prisons “Hope for the Future” (Speranţa
pentru viitor), addressed a letter to the Colibaşi prison authorities stating
that the applicant had been monitored by their advice and social reintegration service.
The manager expressed his concern about the confiscation by the prison
authorities of a small radio-cassette player awarded to the applicant for good
results obtained while attending the “Christian moral education” programme.
By a letter dated 24 December 2002 the prison management
informed the applicant that according to the applicable law prisoners only had
the right to have battery-operated radios and television sets. They added that,
on request, he could listen to his audio cassettes on the cassette player
belonging to the prison’s cultural and education department.
D. Censorship of the applicant’s correspondence with
the Court and alleged lack of access to documents
On 20 November 2002 the applicant informed the
Registry of the Court that he had sent two letters for which he had not
received any acknowledgement of receipt. He expressed suspicion that the prison
staff were obstructing his right of recourse to the Court. He specified that
one of the letters contained photocopies of the decisions rendered by the
Supreme Court of Justice and the criminal complaints filed against the prison
authorities.
On 22 January 2004 the applicant asked the
prison authorities to provide him with photocopies of the documents requested
by the Court. He enclosed the letters sent by the Court’s Registry on 1 and
9 December 2003.
E. Enforcement of final decisions concerning the
applicant
1. Decision of 22 April 1997
In 1996 the applicant had been sentenced to
three months’ imprisonment for a minor offence. For the same offence he had
been ordered to pay a fine of RON 100,000 (equivalent to USD 3). As he had
executed both punishments he lodged a request for the return of the sum paid as
a fine.
By a final decision of 22 April 1997, the Câmpulung
District Court allowed his request and ordered the return of the money.
According to the applicant, on 4 June 2003 he
lodged a request for the enforcement of the decision of 22 April 1997.
2. Decision of 8 February 2001
By a decision of 8 February 2001 the Argeş
District Court pronounced the divorce of the applicant and his wife and awarded
custody of their two minor children to the paternal grandmother. It also
ordered the mother to pay a monthly sum towards the children’s maintenance.
The applicant alleged that on 12 February 2004
he had lodged a criminal complaint against his former wife for failure to pay
the monthly allowance, but had received no reply from the authorities. He also
complained about the passivity of the authorities in enforcing that decision.
3. Decision of 10 December 2001
On 3 January 2000 the applicant lodged a civil
action for the partition of the inheritance left by his father. By a decision
of 10 December 2001 the Câmpulung District Court allowed his action
in part, allocating him a house and other movable assets.
The applicant lodged a request for the enforcement
of the decision. By a letter dated 28 March 2003, the bailiff M. informed him
that he had to pay the enforcement fees. According to information supplied by
the Government, the applicant had submitted a new request for the enforcement
of the decision in January 2006. The enforcement had subsequently been
finalised in June 2006.
II. RELEVANT DOMESTIC LAW AND PRACTICE
The relevant provisions of the Code of Criminal
Procedure and of the police and military prosecutor statutes are set out in Barbu Anghelescu v. Romania (no.
46430/99, § 40, 5 October 2004) and Dumitru
Popescu v. Romania (no. 1), (no. 49234/99, §§ 43-46,
26 April 2007). In paragraphs 43-45 of the judgment in Dumitru Popescu (no. 1)
there is a description of the development of the law concerning complaints
against decisions of the prosecutor (Article 278 of the Code of Criminal
Procedure and Article 2781 introduced by Law no. 281/24
of June 2003 applicable from 1 January 2004, “Law no. 281/2003”).
Government Emergency Ordinance no. 56 of 27 June 2003
(“Ordinance no. 56/2003”) regarding certain rights of convicted
persons states, in Article 3, that convicted persons have the right to bring
legal proceedings before the court of first instance concerning the measures
taken by the prison authorities to implement their rights.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
A. Allegation of ill-treatment of the applicant on
9 December 1998 and absence of an effective investigation
The applicant complained about the ill-treatment
to which he was subjected by prison guard S.N. on 9 December 1998 and the
alleged ineffectiveness of the ensuing investigation.
He relied on Article 3 of the Convention, which reads as
follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
1. Admissibility
(a) The parties’ submissions
The Government considered that the applicant had
not exhausted domestic remedies in so far as he had not contested the
prosecutor’s decision of 29 June 1999. Furthermore, the Government pointed out
that in lodging his application on 2 April 2002, the applicant had not complied
with the six-month time-limit from the date of the prosecutor’s decision
of 29 June 1999.
The applicant contended that at the relevant
time there was no effective remedy and therefore compliance with the six-month
rule should be analysed with regard to the moment when he had become aware of
the ineffectiveness of the remedy. He also submitted that no negligence on
his part could be identified in the present case since after his hearing
by the military prosecutor on 19 January 1999 he had lodged petitions with the
General Prosecutor and the Minister of Justice reiterating the facts of
his case. Moreover, as no decision had been communicated to him after the
said hearing, he had not been able to complain to the courts about the way in
which the investigation was carried out. Besides, he had been in prison at the
time of the events and had consequently had limited access to legal and
procedural information and specialised legal counsel.
(b) The Court’s assessment
In respect of the Government’s objection of
non-compliance with the six-month time-limit, the Court notes that the
Government did not submit evidence that the prosecutor’s decision of 29 June 1999
was communicated to the applicant. The latter could thus not be considered
negligent for lodging his application with the Court only on 2 April 2002
(see Georgescu v. Romania, no. 25230/03, § 80-82,
13 May 2008, and Hüseyin Karakaş v. Turkey (no. 2), no. 69988/01, 22 June 2006).
It is true that the applicant did little to keep
abreast of the course of the investigation. However, it is not unreasonable for
the applicant to have believed that the investigation into his allegations of
ill-treatment was taking a long time and was still on-going. Therefore
the applicant cannot be considered to have been negligent.
Lastly, the Court considers it reasonable to assume
that the applicant preferred to wait for the outcome of the domestic
proceedings before lodging his complaint with the Court, in particular in so
far as the outcome might have had a bearing on the Court’s examination of the
allegations of ill-treatment.
As to the Government’s plea of non-exhaustion,
the Court notes that the complaint to the courts about the prosecutor’s
decision became an effective remedy according to the Convention’s standards on
1 July 2004, when Law no. 281/2003 amending the right of
access to court became applicable (see Dumitru
Popescu (no.1), cited above, §§ 43-45). However, the six-year
lapse of time between the date when the alleged ill-treatment occurred
and the date when the appeal became possible renders the remedy ineffective in
this particular case (see Dumitru Popescu (no. 1),
cited above, § 56).
For all these reasons, the Court dismisses the
Government’s preliminary objections.
The Court further notes that this complaint is not manifestly
ill-founded within the meaning of Article 35 § 3 of the Convention. It also
notes that it is not inadmissible on any other grounds. It must therefore be
declared admissible.
2. Merits
(a) The parties’ submissions
The applicant contended that the violence to
which he had been subjected by prison guard S.N. amounted to ill-treatment
prohibited by Article 3 of the Convention. He pointed out that he had been
examined by a doctor only a few days after the incident. He further contested
the number of days indicated by the forensic report as necessary for his
recovery, claiming that he had needed between eighty and ninety days of medical
treatment. He emphasised that the ill-treatment was inflicted by a state agent
acting in his official capacity and therefore engaged the State’s
responsibility.
In respect of the lack of an effective
investigation the applicant claimed that after his questioning by a military
prosecutor on 19 January 1999 no other steps had been taken. He
contended that except for his statement and the medical report issued on
17 December 1998, the authorities had not gathered any other
evidence.
Referring to Bursuc v. Romania, (no.
42066/98, 12 October 2004), he stressed that the Court had already
found that an investigation conducted by a military prosecutor did not meet the
standard of independence required by the Convention.
The Government did not contest the existence of
the injuries caused by prison guard S.N., but they argued that his reaction had
been triggered by the applicant’s insults and aggressive behaviour. They also
admitted that the prison officer’s intervention using the truncheon was
excessive. However, the national authorities had concluded that the violence
used against the applicant had not attained the gravity of a crime. Moreover,
the prison guard had been punished with an administrative fine.
As to the investigation conducted by the
authorities, the Government submitted that it had been effective and thorough. Regarding
the independence of the military prosecutor who conducted the investigation,
they submitted that the witnesses had been heard by the Piatra Neamţ criminal
investigation department. They also argued that the applicant had not been
awarded damages for the ill-treatment because he had not lodged a civil action
for damages.
(b) The Court’s assessment
(i) Concerning the alleged ill-treatment
The Court recalls that ill-treatment must attain
a minimum level of severity if it is to fall within the scope of Article 3. The
assessment of this minimum is relative: it depends on all the circumstances of
the case, such as the duration of the treatment, its physical and mental
effects and, in some cases, the sex, age and state of health of the victim. In
respect of a person deprived of his liberty, recourse to physical force which
has not been made strictly necessary by his own conduct
diminishes human dignity and is in principle an infringement of the right set
forth in Article 3 (see Labita v. Italy [GC], no.
26772/95, § 120, ECHR 2000-IV).
Notwithstanding its subsidiary role in assessing
evidence, the Court reiterates that where allegations are made under Article 3
of the Convention, the Court must apply a particularly thorough scrutiny even
if certain domestic proceedings and investigations have already taken place
(see Cobzaru v. Romania, no. 48254/99, § 65,
26 July 2007).
In the present case the
Court notes that the applicant has been able to produce sufficiently strong
evidence supporting the fact that he was subjected to the use of force by a
police officer. In particular, the applicant produced a medical certificate
delivered a few days after the incident attesting that he had incurred
injuries. He filed a criminal complaint against the police officer whom he
accused of having hit him first, but the proceedings had been discontinued on
the ground that his acts could not be classified as an offence.
The Court further notes that there had been an official admission of violence against the
applicant. In this connection, the Court observes that the prison guard
explained his conduct as an attempt to calm down the applicant but he admitted
that his intervention was excessive. Even the military prosecutor who decided
to discontinue the investigation held that prison guard S.N. had used the
truncheon with excessive force and broken the applicant’s tympanum (see § 21).
In the light of the above and on the basis of
all the material placed before it, the Court considers that the injuries
inflicted on the applicant by the prison guard were sufficiently
serious to amount to ill-treatment within the scope of Article 3.
Accordingly, there has been a violation of Article 3 of the Convention
under its substantive head.
(ii) Concerning the alleged inadequacy of the
investigation
In cases of wilful ill-treatment by State agents
in breach of Article 3, the Court has repeatedly found that two measures
are necessary to provide sufficient redress. Firstly, the State authorities
must have conducted a thorough and effective investigation capable of leading
to the identification and punishment of those responsible (see, inter
alia, Krastanov v. Bulgaria, no. 50222/99, §
48, 30 September 2004; Çamdereli
v. Turkey, no. 28433/02, §§ 28-29, 17 July 2008; and Vladimir
Romanov v. Russia, no. 41461/02, §§ 79 and 81, 24 July 2008).
Secondly, an award of compensation to the applicant is required where
appropriate (see Vladimir Romanov,
cited above, § 79).
In determining whether the national authorities
carried out a thorough and effective investigation against those responsible,
in compliance with the requirements of its case-law, the Court has previously
taken into account several criteria. Firstly, important factors for an
effective investigation, viewed as a gauge of the authorities’ determination to
identify and prosecute those responsible, are its promptness (see, inter alia,
Selmouni v. France [GC], no. 25803/94, §§ 78-79, ECHR 1999-V,
and Nikolova and Velichkova v. Bulgaria, no. 7888/03, § 59, 20 December 2007)
and its expedition (see Dedovskiy
and Others v. Russia, no. 7178/03, § 89, 15 May 2008). In
addition, the outcome of the investigations and of the ensuing criminal
proceedings, including the sanction imposed and the disciplinary measures taken
have been considered decisive.
The Court notes in the present case that
criminal investigations against the prison guard S.N. were opened five months
after the applicant’s questioning on 19 January 1999 (see paragraph 18 above).
It further notes that the prosecutor decided to discontinue the investigation
after two weeks.
In the Court’s opinion, the issue is
consequently not so much whether there was an investigation, since the parties
did not dispute that there had been one, but whether it was conducted
diligently, whether the authorities were determined to identify and punish
those responsible and, accordingly, whether the investigation was “effective”.
From the outset, the Court notes that the military
prosecutor was called upon to investigate acts of ill-treatment allegedly
committed by a prison guard. The Court has already established in similar
circumstances that the applicable law at the material time made the
hierarchical and institutional independence of the military prosecutor doubtful
(see Barbu Anghelescu, cited above, §§ 40-30 and 70,
5 October 2004; Dumitru Popescu
(no. 1), cited above, §§ 74-78; and Melinte v. Romania,
no. 43247/02, §§ 23-30, 9 November 2006).
These doubts are reflected in the present case
by the way the investigation was conducted.
The Court points out that both the prison
authorities and the military prosecutor were informed of the applicant’s
psychiatric history from the time of his arrest. Even assuming that the
applicant’s injuries were inflicted by the prison guard because of the
applicant’s behaviour and mental problems, as the prosecutor concluded, the
Court cannot but notice that far from exonerating the authorities from any
responsibility in the case, this fact shows their negligence.
The Court further observes that although the
military prosecutor held that S.N. had used his truncheon against the applicant
with excessive force, he was sanctioned with a very modest fine. The Court
reiterates in this connection that it is not its task to rule on the degree of
individual guilt (see Öneryıldız v. Turkey
[GC], no. 48939/99, § 116, ECHR 2004-XII, and Nachova
and Others v. Bulgaria [GC], nos. 43577/98 and 43579/98,
§ 147, ECHR 2005-VII), or to determine the appropriate sentence of an
offender, those being matters falling within the exclusive jurisdiction of the
national criminal courts. However, under Article 19 of the Convention and in
accordance with the principle that the Convention is intended to guarantee
rights that are not theoretical or illusory, but practical and effective, the
Court has to ensure that a State’s obligation to protect the rights of those
under its jurisdiction is adequately discharged (see Nikolova
and Velichkova, cited above, § 61, with further references). It
follows that while the Court acknowledges the role of the national courts in
the choice of appropriate sanctions for ill-treatment by State agents, it must
retain its supervisory function and intervene in cases of manifest
disproportion between the gravity of the act and the punishment imposed,
especially when the case is not in the hands of an impartial tribunal.
The Court does not overlook the fact that the
military prosecutor, in determining S.N.’s sanction, took into consideration a
number of mitigating circumstances. Nevertheless, imposing a fine of USD 30,
cannot be considered an adequate response to a breach of Article 3, even seen
in the context of the sentencing practice in the respondent State. Such
punishment, which is manifestly disproportionate to a breach of one of the core
rights of the Convention, does not have the necessary deterrent effect in order
to prevent further violations of the prohibition of ill-treatment in
future difficult situations.
Having regard to the above-mentioned
deficiencies identified in the investigation, the Court also concludes that the
State authorities failed to conduct a proper investigation into the applicant’s
allegations of illtreatment. Accordingly, there has also been a violation of
Article 3 of the Convention under its procedural head.
B. Complaint concerning the lack of adequate medical
treatment
Relying on the same article of the Convention,
the applicant complained of an alleged lack of adequate medical treatment for
his health problems.
1. Admissibility
(a) The parties’ submissions
The Government submitted that the applicant had
not exhausted domestic remedies, as he had not lodged any complaint against the
prison staff for lack of adequate medical treatment, based on Article 267
of the Criminal Code concerning inhuman treatment and torture, or on
Ordinance no. 56/2003 after its entry into force.
The applicant contested the effectiveness of the
remedies indicated by the Government. He contended that Ordinance no. 56/2003
had entered into force only on 27 June 2003, while his application had been
lodged with the Court on 2 April 2002 and concerned the lack of adequate
medical treatment from 1992 onwards.
(b) The Court’s assessment
At the outset, the Court reiterates that the
only remedies which Article 35 of the Convention requires to be used are
those that relate to the breaches alleged and at the same time are available
and sufficient. In order for the exhaustion rule to come into operation, the effective
remedy must exist at the date when the application is lodged with the Court.
In the case of Petrea v. Romania, (no.
4792/03, 29 April 2008), the Court concluded that before the entry
into force of Ordinance no. 56/2003, on 27 June 2003, there
was no effective remedy for situations such as the one complained of by the
applicant. However, since that date, persons in the applicant’s situation have had
an effective remedy to complain about the alleged lack of medical treatment.
The Court therefore considers that after the
entry into force of Ordinance no. 56/2003, the applicant should have
lodged a complaint with the domestic courts about the alleged lack of medical
treatment. It follows that the part of the complaint concerning the alleged
lack of medical treatment after 27 June 2003 should be rejected for non-exhaustion
of domestic remedies.
As to the period before the entry into force of
Ordinance no. 56/2003, between December 1992 and June 2003, the
Government’s preliminary objection of non-exhaustion of domestic remedies cannot be accepted.
The Court also notes that the applicant’s complaint about the
lack of adequate medical treatment in prison between December 1992 and
June 2003 is not manifestly ill-founded within the meaning of
Article 35 § 3 of the Convention. Nor is it inadmissible on any
other grounds. It must therefore be declared admissible.
2. Merits
(a) The parties’ submissions
The Government contended that the applicant had
been given adequate medical treatment while in prison. He had been subjected periodically
to psychiatric examination and whenever necessary he had received treatment at
specialist hospitals. They added that the applicant had contributed to the
aggravation of his medical condition by refusing medical assistance and food on
many occasions, as well as voluntarily ingesting medicines.
The applicant complained that the medical care
provided to him within the penitentiary system had been inadequate and that his
health had deteriorated accordingly. He also maintained that the Argeş
County Court had arbitrarily dismissed his request for a stay of execution
of his prison sentence on medical grounds.
(b) The Court’s assessment
The Court reiterates that Article 3 imposes a
positive obligation on the State to ensure that a person is detained in
conditions which are compatible with respect for his human dignity and that
given the practical demands of imprisonment, his health and well-being are
adequately secured by, among other things, providing him with the requisite medical assistance (see Kudła v. Poland [GC], no. 30210/96, § 94, ECHR 2000-XI, and Rivière
v. France,
no. 33834/03, § 62, 11 July 2006). Hence, a lack of appropriate medical care and, more generally, the detention in inappropriate
conditions of a person who is ill may in principle amount to treatment
contrary to Article 3 (see, for example, İlhan
v. Turkey [GC], no. 22277/93, § 87, ECHR 2000-VII).
Although Article 3 of the Convention cannot be
construed as laying down a general obligation to release detainees or place
them in a civil hospital, even if they are suffering from an illness which is
particularly difficult to treat (see Mouisel v. France, no. 67263/01,
§ 40, ECHR 2002-IX), it nonetheless imposes an obligation
on the State to protect the physical wellbeing of persons deprived of their
liberty.
In the present case the question arises whether
the applicant’s alleged lack of adequate medical treatment attained a
sufficient level of severity to fall within the scope of Article 3 of the
Convention.
The evidence available to the Court shows that
the applicant was examined by the prison’s doctors on a regular basis and sent
to prison hospitals for further examinations when considered necessary. The
applicant’s claims to the contrary seem unsubstantiated in the light of his medical record adduced in the case by the Government and
uncontested by the applicant. The Court also notes that the applicant’s
medical record contains doctors’ prescriptions issued during his detention,
which proves that the prison authorities generally responded adequately to his medical treatment requirements.
The Court recalls that on the question of
whether a severely ill person should remain in detention, it is precluded from
substituting the domestic courts’ assessment of the situation with its own,
especially when the domestic authorities have generally discharged their obligation
to protect the applicant’s physical integrity, notably by providing appropriate
medical care. In the instant case, the Argeş County
Court granted a stay of execution of his sentence between 28 February and
8 August 1996. On 11 May 1999 the same court refused the
applicant’s request for a stay of execution of his sentence, taking the view
that the care provided by the prison’s hospital was appropriate to his state of
health.
The Court further notes that the applicant served
an important part of his prison sentence in the hospitals of Bucharest and
Colibaşi prisons.
In the light of the evidence before it, the
Court is of the view that the national authorities fulfilled their obligation
to protect the applicant’s physical well-being by monitoring his state of
health carefully, assessing the seriousness of his health problems and
providing him with the appropriate medical care.
Therefore, in the light of the foregoing
considerations the Court finds that there has been no violation of Article 3 of
the Convention concerning the alleged lack of adequate medical treatment in
prison.
II. ALLEGED VIOLATION OF ARTICLE 8 OF THE
CONVENTION
Relying on Article 8 of the Convention, the
applicant complained that the State authorities had interfered with his right
to respect for his correspondence on account of the fact that the two
letters sent by the Court on 1 and 9 December 2003 respectively were delivered
to him in xerox copies and opened.
Article 8 of the Convention reads as follows:
“1. Everyone has the right to respect for ... his
correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country, for
the prevention of disorder or crime, for the protection of health or morals, or
for the protection of the rights and freedoms of others.”
1. The parties’ submissions
The Government raised a preliminary objection of
non-exhaustion of domestic remedies, in so far as the applicant had not
complained to the authorities about the alleged breach of his privacy rights.
They relied mainly on Article 195 of the Criminal Code and
Ordinance no. 56/2003.
The applicant contested the availability of the effective
domestic remedies mentioned by the Government. In respect of the remedy offered
by Ordinance no. 56/2003, he contended that it was unreasonable to
expect a person diagnosed with polymorphic psychopathy and schizophrenia and
without legal education to use a remedy offered by an ordinance that entered
into force only five months before the events, without being informed of that
option by the prison authorities.
2. The Court’s assessment
The Court has already had the opportunity to
examine a similar objection raised by the Government in the Petrea
case, cited above. It concluded that after the entry into force of
Ordinance no. 56/2003, on 27 June 2003, persons in the applicant’s
situation did have an effective remedy to complain about the alleged
interference with their correspondence and family life (see Petrea,
cited above, §§ 35-36, and Dimakos v. Romania, no.
10675/03, §§ 54-56, 6 July 2010).
It observes that the two letters were allegedly
opened in December 2003, five months after the entry into force of
Ordinance no. 56/2003, and there is no evidence in the file that the
applicant lodged a complaint with the domestic courts about the alleged
interference with his rights.
It follows that this complaint should be rejected for non-exhaustion
of domestic remedies.
III. ALLEGED VIOLATION OF ARTICLE 9 OF THE
CONVENTION
The applicant complained about the confiscation
of his religious tapes and cassette tape player, which according to him amounted
to an infringement of his freedom of religion as guaranteed by Article 9
of the Convention.
Article 9 of the Convention reads as follows:
“1. Everyone has the right to freedom of thought,
conscience and religion; this right includes freedom to change his religion or
belief and freedom, either alone or in community with others and in public or
private, to manifest his religion or belief, in worship, teaching, practice and
observance.
2. Freedom to manifest one’s religion or beliefs
shall be subject only to such limitations as are prescribed by law and are
necessary in a democratic society in the interests of public safety, for the
protection of public order, health or morals, or for the protection of the
rights and freedoms of others.”
1. The parties’ submissions
The applicant submitted that the confiscation of
his cassette player had infringed his right to manifest his Baptist religious
beliefs. He further contended that listening to religious cassettes without a
personal cassette player would have been impossible as the Colibaşi prison
had no cultural-educational facility with a functioning cassette player.
The applicant maintained that the interference
with his freedom of religion was in breach of the second paragraph of
Article 9 of the Convention, and that the order mentioned by the
Government to justify the confiscation could not be considered as an accessible
and foreseeable law.
The Government submitted that the confiscation
by the prison authorities of the cassette player the applicant received from
the national civil assistance centre for prisons could not be considered as an
infringement of his freedom of religion as he could have continued his
religious instruction by correspondence and by attending the activities
organised by the prison. Furthermore, they pointed out that the prison
authorities had confiscated only the cassette player and not the applicant’s cassettes
or religious books as the applicant alleged. They added that the applicant
could have listened to his religious cassettes on the cassette player in the
prison’s education and cultural department.
In the alternative, the Government submitted
that the said interference was in compliance with the second paragraph of
Article 9 of the Convention. They maintained that the interference was
provided for by Order no. 1220/C issued by the Ministry of Justice on
13 June 2001 (“Order no. 1220/C”), according to which
detainees were not allowed to have a radio or a cassette player in their
possession. They further submitted that the order had been brought to the
attention of the detainees. They concluded that the measure was justified and helped
to guarantee order and security in prison, and that similar measures were found
in the prison systems of other member States of the Council of Europe.
2. The Court’s assessment
The Court notes that Article 9 of the
Convention lists the various forms which manifestation of one’s religion or
belief may take, namely worship, teaching, practice and observance. At the same time, it does not protect every act motivated
or inspired by a religion or belief (see, Leyla Şahin v. Turkey [GC], no. 44774/98, § 78, ECHR 2005-XI).
In the circumstances of the present case,
assuming that the confiscation of the cassette constitutes an interference with
the applicant’s rights under Article 9 and taking into account the margin of
appreciation left to the States in guaranteeing the rights protected under
Article 9, the Court considers that the confiscation of the cassette was not
such as to completely prevent him from manifesting his religion.
The Court notes that the Government contended
that the prison authorities had offered the applicant the use of the cassette player
in the education and cultural department of the prison to listen to his
religious cassettes. The Court further notes that although the applicant
contested the existence of a cultural-educational facility in prison it appears
that he did not raise any complaint in this respect with the prison’s
authorities. Moreover, he had been allowed to attend religious seminars, and
the fact that he could read religious books in his cell was never contested.
Taking the above-mentioned considerations into
account, the Court considers that restricting the list of items prisoners could
have in their cells by excluding items (such as cassette players) which
are not essential for manifesting religion is a proportionate response to the
necessity to protect the rights and freedoms of others and to maintain security
in prison (see Kovaļkovs v. Latvia
(dec.), no. 35021/05, § 68, 31 January 2012).
Therefore, in the light of the foregoing
considerations and of all the material in its possession, and in so far as the
matters complained of are within its competence, the Court finds that they do
not disclose any appearance of a violation of the rights and freedoms set out
in the Convention or its Protocols.
It follows that this complaint is manifestly ill-founded and
must be rejected in accordance with Article 35 §§ 3 (a) and 4 of the
Convention.
IV. ALLEGED VIOLATION OF ARTICLE 14 IN
CONJUNCTION WITH ARTICLE 9 OF THE CONVENTION
The applicant complained that he was subjected
to discrimination with regard to his freedom of religion because the state
authorities constantly treated him as if he were of the Orthodox faith.
The Article 14 of the Convention reads as follows:
“The enjoyment of the rights and freedoms set forth in the
Convention shall be secured without discrimination on any ground such as sex,
race, colour, language, religion, political or other opinion, national or
social origin, association with a national minority, property, birth or other
status.”
1. The parties’ submissions
The applicant contended that he had been
treated as a member of the Orthodox faith even though he had clearly informed
the prison authorities that he was a Baptist.
The Government submitted that there was no
difference of treatment between Baptist and Orthodox detainees. They maintained
that despite the fact that most of the detainees were of the Orthodox faith,
detainees professing other beliefs were not ignored and had the possibility to
exercise their religion in prison. The applicant, for example, had had the benefit
of religious assistance offered by the Baptist cult. He had attended programmes
organised by “The good news” Bible School and received many parcels containing
religious books and leaflets from them.
2. The Court’s assessment
The Court has consistently held that
Article 14 prohibits a discriminatory difference in treatment between
persons in analogous or relevantly similar positions without a legitimate aim
or in the absence of a reasonable relationship of proportionality between the
means employed and the aim sought to be realised (see Larkos v. Cyprus
[GC], no. 29515/95, § 29, ECHR 1999-I, and Stec and Others
v. the United Kingdom [GC], no. 65731/01, § 51, ECHR 2006-...).
In the present case the Court considers that
the applicant has failed to provide a single concrete example of his having
been treated in a discriminatory manner compared with detainees of the Orthodox
faith, and dismisses his allegations as wholly unsubstantiated.
Therefore, in the light of the foregoing
considerations and of all the material in its possession, and in so far as the
matters complained of are within its competence, the Court finds that they do
not disclose any appearance of a violation of the rights and freedoms set
out in the Convention or its Protocols.
It follows that this complaint is manifestly ill-founded and
must be rejected in accordance with Article 35 §§ 3 (a) and 4 of the
Convention.
V. ALLEGED VIOLATION OF ARTICLE 6 OF THE
CONVENTION
The applicant complained under Article 6 § 1 of
the Convention about the non-enforcement of three final decisions, given
on 22 April 1997, 8 February 2001, and 10 December 2001
respectively.
Article 6 of
the Convention reads as follows:
“In the determination of his civil rights and obligations ...
everyone is entitled to a fair ... hearing ... by [a] ... tribunal ...”
(a) Decision of 22 April 1997
The Government requested the dismissal of the
applicant’s claim of non-enforcement concerning this decision as
manifestly ill-founded. They relied on the applicant’s passivity in
obtaining the enforcement of the decision. In this respect they contended that
the applicant lodged a request for the enforcement of the decision of 22 April
only six years after the delivery of the decision. Moreover, he lodged his
request with an authority which was not competent to return the sum.
The applicant maintained that as the debtor was
the State, responsibility for enforcing the decision lay with the State. He
referred to the judgment delivered by the Court in Sacaleanu v. Romania,
(no. 73970/01, 6 September 2005) and submitted that he had requested
the enforcement.
The Court notes from the outset the almost
negligible size of the pecuniary loss which prompted the applicant to bring
this complaint to the Court. The applicant’s complaint concerns the failure to
pay a sum equivalent to less than USD 3 awarded to him by a domestic court. Even
assuming that the applicant had suffered a significant disadvantage the Court
concludes that the non-enforcement was mainly attributable to the applicant’s passivity.
It follows that this complaint is manifestly
ill-founded and must be rejected in accordance with Article 35 §§ 3 and 4 of
the Convention.
(b) Decision of 8 February 2001
The Government argued that the applicant could
not be considered a victim of the non-enforcement of this decision on two
grounds. Firstly, the applicant’s children had come of age, as they were born
on 6 September 1987 and 7 October 1988 respectively. Secondly, they
contended that custody of the children had been granted to their paternal
grandmother and not to him. In the alternative, the Government requested the
dismissal of the applicant’s claim as manifestly ill-founded. They
averred that the applicant’s debtor was a private individual and that the
applicant had not submitted any documents proving that he had requested the
enforcement of the decision. Moreover, the Government submitted that according
to the information received from the Câmpulung District Court, no criminal
complaint against the applicant’s former wife for non-payment of child support had
ever been registered.
The applicant submitted that the rigid
interpretation of the notion of legal representative in his case would be
unjust, especially considering that his loss of his parental rights amounted to
a violation of Article 8 of the Convention.
The Court notes that by the decision of 8 February 2001
the Argeş District Court granted custody of the applicant’s two minor
children to the applicant’s mother. By the same decision his former wife was
ordered to pay a monthly sum in child support. The Court further notes that as
the custody of the applicant’s children was granted to their paternal
grandmother, she alone was in a position to complain about the non-payment
of the child support.
Therefore, the Court concludes that the applicant cannot claim
to be a victim of a violation of his right under the Article 6 § 1 of the
Convention as required by Article 34 of the Convention.
(c) Decision of 10 December 2001
As regards the decision of 10 December 2001
concerning the sharing of the assets inherited by the applicant from his father,
the Government submitted that the debtor was a private individual and that the
applicant had lodged a request for forced enforcement only on
16 January 2006. The decision was finally enforced in June 2006 and
the Government attributed the delay to the applicant’s passivity.
The applicant maintained that he had asked a
bailiff to ensure the enforcement of the said decision. He explained that the
enforcement had not been finalised sooner because he had been unable to pay the
enforcement fees charged by the bailiff.
. In
this case, the Court notes that the dispute was between two private
parties. It is for each State to equip itself with legal instruments which are
adequate and sufficient to ensure the fulfilment of positive obligations
imposed upon the State. The Court’s only task is to examine whether the
measures applied by the authorities in the present case were adequate and
sufficient (see Ruianu v. Romania, no.
34647/97, § 66, 17 June 2003). In cases such as the present one,
which necessitate actions by a debtor who is a private person, the State, as
the depository of public authority, has to act diligently in order to assist a
creditor with the execution of a judgment (see
Fociac v. Romania, no. 2577/02, § 70,
3 February 2005).
The Court notes that an enforcement file was
opened by the enforcement officer in respect of the said judgment in
March 2003. The applicant was informed of the existence of the enforcement
file and was invited to pay the enforcement fee (see § 45). He did not pay the
fee and on 16 January 2006 he lodged another request, paying the
enforcement fee that time. The Court further observes that after the submission
of the second enforcement request the decision of 10 December 2001 was enforced
within a matter of months, namely in June 2006.
Moreover, the Court notes that the delay in the
enforcement was caused only by the passivity of the applicant and there is no
evidence in the file to suggest that the domestic authorities failed to
discharge their obligation to assist the applicant with the enforcement.
It follows that this complaint is manifestly
ill-founded and must be rejected in accordance with Article 35 §§ 3 and 4 of
the Convention.
VI. APPLICATION OF
ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the
Convention or the Protocols thereto, and if the internal law of the High
Contracting Party concerned allows only partial reparation to be made, the
Court shall, if necessary, afford just satisfaction to the injured party.”
A. Damage
The applicant claimed 2,455,000 euros (EUR) in
respect of non-pecuniary damage.
The Government considered that the request for
non-pecuniary compensation was excessive and that the conclusion of a
violation of the Convention Articles would suffice to compensate for the non-pecuniary
damage allegedly incurred.
The Court has found the authorities of the
respondent State to be in breach of Article 3 on account of the
ill-treatment inflicted on the applicant by State agents and on account of the
authorities’ failure to investigate the applicant’s allegations. In these
circumstances, it considers that the applicant’s suffering and frustration
cannot be compensated for by a mere finding of a violation. Having regard to
its previous case-law in respect of Article 3 and making its
assessment on an equitable basis, the Court awards him EUR 10,000.
B. Costs and expenses
The applicant also claimed EUR 1,524 for the
costs and expenses incurred before the Court, to
be paid directly to his counsel as follows:
(i)
EUR 1,224 for his lawyer’s fees;
(ii)
EUR 300 for technical support and various correspondence offered by the
Romanian Helsinki Committee.
The Government did not dispute the number of
hours spent by the applicant’s representatives, given the complexity of the
case. However, they considered that the lawyers’ hourly rate was excessive, and
referred in this respect to a number of cases where the Court had granted fees based
on hourly rates of EUR 40-50. Lastly, they submitted that the amount of
EUR 300 requested by the Helsinki Committee was not supported by any
proof.
The Court reiterates that in order for costs
and expenses to be reimbursed under Article 41, it must be established that
they were actually and necessarily incurred and were reasonable as to quantum
(see, for example, Nilsen
and Johnsen v. Norway [GC], no. 23118/93, § 62,
ECHR 1999-VIII, and Boicenco v. Moldova,
no. 41088/05, § 176, 11 July 2006).
In the present case, having regard to the above
criteria, to the itemised list submitted by the applicant and to the number and
complexity of issues dealt with and the substantial input of the lawyers, the
Court awards the applicant the requested amount, as follows: EUR 1,224 to his lawyers
and EUR 300 to the Romanian Helsinki Committee, to be paid separately to a bank
account indicated by each of the applicant’s representatives.
C. Default interest
The Court considers it appropriate that the
default interest should be based on the marginal lending rate of the European
Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declares all
the complaints under Article 3 admissible and the remainder of the application
inadmissible;
2. Holds that there has been a violation of
Article 3 of the Convention under its substantive limb concerning the
incident of 9 December 1998;
3. Holds that there has been a violation of
Article 3 of the Convention under its procedural limb concerning the
incident of 9 December 1998;
4. Holds that
there has been no violation of Article 3 of the Convention concerning the
alleged lack of adequate medical treatment;
5. Holds
(a) that the respondent State is to pay, within
three months from the date on which the judgment becomes final in accordance
with Article 44 § 2 of the Convention, the following amounts, to be converted into the respondent State’s national
currency at the rate applicable on the date of settlement:
(i) EUR 10,000 (ten thousand euros) to the
applicant, plus any tax that may be chargeable on that amount, in respect of
non-pecuniary damage;
(ii) EUR 1,524 (one thousand five hundred and twenty-four
euros), plus any tax that may be chargeable to the applicant on that amount, in
respect of costs and expenses, to be paid into a bank account indicated by each
representative as follows:
(α) EUR
1,224 (one thousand two hundred and twenty-four euros) to the lawyers;
and
(β) EUR
300 (three hundred euros) to the Romanian Helsinki Committee;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the
above amounts at a rate equal to the marginal lending rate of the European
Central Bank during the default period plus three percentage points;
6. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 12 February
2013, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Santiago
Quesada Josep
Casadevall
Registrar President