FIFTH SECTION
CASE OF
TARASOV v. UKRAINE
(Application no.
17416/03)
JUDGMENT
STRASBOURG
31 October 2013
This judgment will become final in the circumstances set
out in Article 44 § 2 of the Convention. It may be subject to editorial
revision.
In the case of Tarasov v. Ukraine,
The European Court of Human Rights (Fifth Section), sitting as
a Chamber composed of:
Mark Villiger,
President,
Ann Power-Forde,
Ganna Yudkivska,
André Potocki,
Paul Lemmens,
Helena Jäderblom,
Aleš Pejchal, judges,
and Claudia Westerdiek, Section Registrar,
Having deliberated in private on 8 October 2013,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
17416/03) against Ukraine lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Ukrainian national, Mr Aleksey Gennadyevich Tarasov (“the
applicant”), on 26 February 2003.
The applicant, who had been granted legal aid,
was represented by Mr A.P. Bushchenko, a lawyer practising in Kharkiv. The
Ukrainian Government (“the Government”) were represented by their Agent, most recently Mr N. Kulchytskyy, from the Ministry of
Justice.
The applicant alleged, in particular, that he had
been ill-treated by the police and his right to mount a defence had been
violated.
On 31 August 2009 the President of the Fifth
Section decided to give notice of the application to the Government.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1965 and lives in
Makiyivka.
A. Criminal proceedings against the applicant
On 13 January 2000 the applicant was arrested by
police officers from the Makiyivka Police Department and taken to a police
station, where he was kept in police custody until 25 January 2000. According to
the applicant, during that time he had no access to a lawyer and was forced to
confess to various crimes. The applicant claimed that during the interrogation
he had been severely beaten on many occasions by the police officers, who had
also made him suffocate and had applied electroshock to his genitals. According
to the Government, the applicant had his procedural rights to legal
representation and to freedom from self-incrimination explained to him and he
signed a waiver of his right to legal representation. He was questioned about a
car theft and confessed. He also confessed to being involved in a robbery.
On 14 January 2000 the applicant had been brought
to a hospital by an ambulance and the medical reports of that date confirmed abdominal
trauma and bruise in the lumbar region received during the alleged beating by
the police (see paragraph 37 below).
On 15 January 2000 the investigator instituted
criminal proceedings against the applicant for theft from a garage, theft of
non-ferrous metals and attempted robbery.
On 16 January 2000 the applicant was charged with
the car theft. According to the Government, the applicant had his procedural
rights to legal representation and to freedom from self-incrimination explained
to him and he then signed a waiver of his right to legal representation. The
applicant was questioned in respect of the car theft and he denied his guilt.
He explained that he had not been aware that the other person involved had
actually been stealing the car and claimed that he had previously confessed
under duress from the police.
On that date the applicant participated in an on-site
reconstruction of events. An expert and two attesting witnesses also took part in
that investigative action.
The Government asserted that on 17 January 2000
the applicant had his procedural rights to legal representation and to freedom
from self-incrimination explained to him again and that he then signed a waiver
of his right to legal representation. The applicant was subsequently questioned
and confessed to a theft from a garage, a theft of non-ferrous metals and a
robbery. He again participated in an on-site reconstruction of events together
with two attesting witnesses.
On 18 January 2000 the applicant was additionally
charged with the theft from a garage, the theft of non-ferrous metals and the
robbery.
On 19 January 2000, in the Government’s version
of events, the applicant had his procedural rights to legal representation and
to freedom from self-incrimination explained to him once again. The applicant waived
his right to legal representation. The applicant was then questioned and
pleaded guilty to the charges of 18 January 2000. He also participated in an on-site
reconstruction of events together with two attesting witnesses. On the same date
further criminal proceedings for theft of property were instituted against the
applicant.
On 25 January 2000 the applicant was transferred
to the SIZO (see paragraph 38 below).
On 29 February 2000 the investigator conducted a
confrontation between the applicant and his co-accused, D. The applicant denied
his guilt, while D. testified that the applicant had been the instigator of all
the crimes. The applicant refused to sign a report of that investigative
action. Being formally charged on all counts, the applicant refused to testify.
On 2 March 2000 the applicant asked to be
represented by lawyer M. He was questioned in presence of his lawyer and denied
his guilt. In particular, he stated that the thefts had been committed by acquaintances
and he had not been aware of them, and that although he had bought some goods
from one of those acquaintances he had not known that those goods were stolen. As
regards the robbery, he denied robbing the victim and claimed that he had
happened to be in the victim’s yard by coincidence. The applicant also asserted
that he had previously confessed under duress. The applicant then studied the case-file
materials in the presence of his lawyer, M.
On 13 March 2000 the applicant’s mother appointed
lawyer I. to represent the applicant in court.
The trial in the applicant’s case started on 17
March 2000. During the court hearings the applicant claimed that his confession
had been extracted from him under duress, in particular that he had been beaten
and ill-treated by the police who forced him to confess. He sought the
examination of witnesses who could confirm his allegations of ill-treatment. In
particular, on 2 June 2000 the applicant motioned the court to summon and
question witnesses Ms U.G. and Ms U.A., who had allegedly heard the applicant
screaming when he had been ill-treated at the police station. The motion was
allowed and the above witnesses were questioned and testified that they had
heard the applicant screaming and had seen him after the beatings. Furthermore,
on 8 June 2000 the applicant motioned the court to summon and question the
doctor who had been working in the ambulance when he was taken to hospital on
14 January 2000 (“the ambulance doctor”, see paragraph 37 below). This request
was rejected. The court ordered a forensic medical examination of the applicant
on the ground that no such examination had been conducted during the pre-trial
investigation.
In August 2000 the applicant was not brought to
court as he was suffering from renal colic. The trial judge asked the head of
the medical unit of the SIZO in which the applicant was detained to examine him
and to inform the court whether he was fit to take part in court hearings.
Between 10 and 26 September 2000 the European
Committee for the Prevention of Torture and Inhuman or Degrading Treatment or
Punishment (CPT) visited Ukrainian detention facilities, including the SIZO in
which the applicant was detained. According to the applicant he had meeting
with the CPT experts and it was reflected in their Report (see paragraph 52
below).
In September 2000 the SIZO administration
informed the court that the applicant’s state of health was satisfactory, that
he had received some outpatient treatment and that he could attend court and
take part in court hearings.
However, in October 2000 the head of the SIZO
medical unit informed the court, without giving any details, that the applicant’s
state of health was very poor, that he had been advised to stay in bed and
therefore that he could not attend court and take part in court hearings.
On 31 August 2001 the trial court enquired of the
SIZO officials about the applicant’s state of health and his ability to
participate in the proceedings. Documents submitted by the SIZO medical unit
stated that the applicant could participate in court hearings and it was
recommended to bring him to court on a stretcher, and the trial judge therefore
directed the SIZO administration to arrange the applicant’s transportation to
the court on a stretcher in order for the examination of his criminal case to
be concluded.
According to the Government, in October 2001 the
applicant asked the court to arrange his transportation to the court in order for
the examination of his case to resume.
On 9 November 2001 lawyer N. assumed the
applicant’s defence in place of lawyer I., who had died.
On 5 December 2001 the judge asked the chief
doctor of the ambulance station to arrange for the applicant’s transportation
to the court in an ambulance and under the supervision of a doctor. According
to the SIZO medical unit, the applicant was able to attend court and take part in
court hearings but it was recommended that he be taken to court on a stretcher.
According to medical data, the applicant suffered from serious neurological
pain in the lower part of the spine and he could not walk or sit.
On 21 December 2001 the applicant was
transferred to the court by ambulance. The applicant was brought into the
courtroom on a stretcher. A doctor was present throughout the hearing. The
applicant was represented by lawyer N. According to the applicant, he did not
feel well during the hearing and lost consciousness on several occasions.
According to the Government, the applicant’s health was in a satisfactory state.
They maintained that on that date the court completed the examination of the
case file, completed the judicial investigation of the matter and went on to
hear final pleadings from the parties, including from the applicant directly. According
to a transcript of the hearing, the
applicant took part in the final pleadings before the court and indicated his agreement
with the termination of the judicial investigation of the matter. At the end of
the hearing, the applicant was offered an opportunity to make a closing
statement. Following his failure to take that opportunity, he was examined by
the doctor, who attested that the applicant’s blood pressure was normal but that
the applicant claimed that he did not feel well. The doctor concluded that the
applicant’s health was satisfactory and that he could talk. When offered
another opportunity to make a closing statement, the applicant did not reply.
The Government also noted that the court had not examined any witnesses at that
hearing and that the applicant and his lawyer had not asked for the hearing to
be postponed on the grounds that the applicant could not take part due to his
state of health.
On the same day the court directed that arrangements
be made for the applicant’s transfer to the court by ambulance for 25 December
2001.
On 25 December 2001 the Gornyatskiy Local Court
of Makiyivka found the applicant and several other individuals guilty of theft
and robbery. The court established that on 14 May 1999 the applicant, M. and
another person had stolen a car from S. In addition, on 30 October 1999 the
applicant and his co-defendants M., St. and Mo. had stolen scrap metal from the
garage of G.; on 17 and 20 December 1999 the applicant, M. and Mo. had stolen scrap
metal and other property belonging to R. and N. and finally on 22 December 1999
the applicant and D. had attempted to rob Mr and Mrs P. The court noted that
the applicant had pleaded not guilty. It considered that, apart from the applicant’s
previous confessions, there were the testimony of his co-defendants, the
victims, some of whom were eye-witnesses, and other witnesses in the case, as
well as the material evidence, including part of the stolen goods found in the
dwellings of the applicant’s mother and his cohabitant, which were sufficient evidence for finding the applicant guilty.
It also rejected the applicant’s complaint of ill-treatment, referring to the
investigation materials and medical conclusions and noting that the testimonies
of Ms U.G. and Ms U.A. about having heard the applicant screaming at the police
station would not be accepted, as they were not supported by other materials in
the case and given the nature of their relations with the applicant [the
applicant’s cohabitant and her mother]. The applicant was sentenced to five
years’ imprisonment.
On 27 December 2001 the applicant was served
with a copy of the judgment.
On 2 and 7 January 2002 the applicant lodged
appeals against the judgment of 25 December 2001.
On 23 January 2002 the first-instance court left
the applicant’s requests for appeal without examination because of a failure to
comply with procedural formalities. It noted, in particular, that in his
appeals the applicant had failed to indicate the judgment he was appealing
against and to specify and substantiate his claims that the judgment had been
unlawful. The applicant was given seven days to bring his appeals into compliance
with procedural requirements.
On 7 February 2002 the applicant lodged another appeal,
which was also left without consideration by the first-instance court on 22
February 2002 on the grounds that the new statement of appeal merely
complemented the original appeals and was not a corrected version of his
appeal. Taking into account the applicant’s poor state of health, the applicant
was provided with a further extension of time in which to resubmit his appeals
in accordance with procedural formalities. The applicant submitted five more complementary
statements of appeal, but to no avail.
On 13 May 2002 the applicant lodged a cassation
appeal with the Supreme Court. In his appeal he complained of having been
tortured, of lack of access to a lawyer and of falsification of the documents
in the case file by the investigators. He also complained that his cellmates
had not been questioned as witnesses to his ill-treatment and that the judgment
had been pronounced in his absence because his lawyer had convinced him to
waive his right to be present at the last court hearing in his case. For the
same reason, he had been deprived of the opportunity to lead arguments before
the court and to make closing submissions.
On 29 October 2002 a panel of three judges
of the Supreme Court examined the applicant’s cassation appeal and concluded
that the judgment of the first-instance court was well-founded. It also held
that there had been no procedural violations and the applicant’s allegations of
ill-treatment had been duly checked and rejected as unsubstantiated.
B. The applicant’s alleged ill-treatment and the investigation
into it
According to the applicant, between 13 and 25
January 2000 he was kept in police detention facilities, where he was severely
beaten many times by the police, who forced him to confess to theft and
robbery. When arresting him, the police used teargas. Then he was tied up and
kicked, punched and beaten with a stick. He was taken to the police station,
where the officers placed a plastic bag and then a gasmask on his head, causing
him to suffocate. He was also constantly beaten. Then police officers fixed
electric wires to his penis and right hand and administered electric shocks.
On 14 January 2000 an ambulance was called for
the applicant who was in a state of weakness and was suffering from pain in the
lumbar area and below his rib cage. The ambulance doctor examined the
applicant, who explained that he had fallen down the stairs on 13 January and
that he had been arrested by the police later the same day. The applicant was taken
to hospital for more detailed examination. Medical reports of the same date by
the hospital doctors recorded abdominal trauma and bruise in the lumbar region.
The applicant was transferred to the SIZO on 25
January 2000. According to him, the doctor on duty saw the signs of his
injuries but did not record them after a police officer spoke to him. Only some
of his injuries were recorded and he was warned by the police to tell the
doctor that those injuries were self-inflicted. The applicant claimed that he
had never been allowed to stay alone with the doctor who examined him.
On 14 March 2000 the applicant wrote a letter to
a human rights NGO complaining of ill-treatment by the police.
On 25 May 2000 the Makiyivka Town Prosecutor’s
Office questioned the doctors and police officers concerned and refused to
institute criminal proceedings concerning the alleged ill-treatment,
considering that it could not be established beyond reasonable doubt that the
applicant had been ill-treated by the police. It was also claimed in the
refusal that, according to the police, the applicant had pretended to be ill as
he planned to escape and had therefore wanted to be taken to hospital to
facilitate his escape. According to the ambulance doctor who examined the
applicant on 14 January 2000, the applicant had complained of pain in various parts
of his body and had explained to the doctor that he had fallen down on
13 January 2000 prior to his arrest by the police. The doctor recorded the
trauma of abdomen and numerous bruises, mainly in the lumbar area. He further
recommended the applicant to have consultations with surgeon and urologist.
On 8 June 2000 the trial court ordered a forensic
medical examination of the applicant with a view to hearing his allegations of
ill-treatment. The examination was conducted between 12 July and 2 August 2000.
According to the findings of the examination, no injuries on the face and the
scalp were detected. On the front of the neck there was a pinkish-purple mark
measuring 2 x 1 cm (according to the applicant it was a birthmark). On the
right wrist there was a pale brown mark measuring 1x0.5 cm. On the front
surface of both forearms there were scars, 4 on the left and 9 on the right,
measuring between 3x0.2 cm to 8x0.2 cm. The applicant complained about
painfulness in the lumbar region on both sides and in the coccyx. The
examination revealed in that part an area of pale brown skin measuring 15x10 cm.
The examination further revealed several scars: a round scar with diameter of
2.3 cm on the back of the right thigh, several scars measuring 2.2x0.2 cm on
the left buttock and a scar measuring 1x0.6 cm on the right knee. At a distance
of 1 to 1.5 cm from the head of the penis there was a dotted-line of whitish
skin measuring 0.1x2 cm. No other injuries or marks were found. The expert
concluded that the brown marks on the applicant’s wrist and in the lumbar
region and the coccyx could be signs of healing bruises which could have been
inflicted on 13 January 2000 under the circumstances described by the
applicant. As to the scars, the expert concluded that they were several years
old but the exact time of their formation could not be established.
On 2 August 2000 the Donetsk Regional Prosecutor’s
Office quashed the decision of 25 May 2000 and ordered further investigation,
having noted that the examination of the applicant’s complaint was incomplete.
In August 2000 the police officers, doctors, the
applicant’s cellmates in prison and a number of other people were questioned by
the prosecutor. In particular, the ambulance doctor, who saw the applicant on
14 January 2000, had been additionally questioned. Some of the applicant’s
cell-mates confirmed that the applicant had told them of being ill-treated by
the police but had not given details; some others testified that the applicant
had not spoken about being beaten by the police.
On 7 September 2000 the Makiyivka Prosecutor’s
Office refused to institute criminal proceedings for lack of proof of a crime.
The refusal noted that there had been no proof that the applicant had been
ill-treated and the evidence by the applicant’s cell-mates about the applicant’s
ill-treatment had been contradictory and could not serve as a sufficient basis
for the conclusion that the applicant had been ill-treated.
In November 2000, upon the request of the
applicant’s lawyer, the court ordered a forensic medical examination of the
applicant. From 22 November 2000 until 18 May 2001 the applicant underwent
a series of medical examinations. The experts noted that the applicant had
numerous scars, some of which were more than ten years old. The experts also
recorded brown pigmentations on his right wrist and penis, which the applicant
claimed to be signs of the electric shocks used on him on 13 January 2000.
The experts further concluded that there was no link between the applicant’s
injuries in January 2000 and his subsequent health problems.
In August 2003 the applicant was served with the
copy of the decision of 7 September 2000 and he challenged it in court.
On 6 November 2003 the Tsentralno-Miskyy
District Court of Makiyivka quashed the decision of 7 September 2000 and
remitted the case for additional investigation. The court noted that the file
lacked a statement by the applicant about the circumstances of the alleged
ill-treatment or information about his state of health upon his arrival at the
SIZO and the prison in which he was detained. Furthermore, the applicant’s
cellmates in the SIZO had not been questioned and the case file lacked information
as to when and how the applicant’s injuries had been inflicted. Finally, the
instructions of the higher prosecutor had not been fully complied with.
On 20 May 2005 the applicant’s cellmates were
questioned again by the prosecutor.
On 15 June 2005 the prosecutor refused to
institute criminal proceedings for lack of corpus delicti. The police
officers denied any ill-treatment of the applicant. The applicant’s cellmates
gave conflicting statements as to whether the applicant had complained of ill-treatment
and whether he had had any injuries at the material time. It was also noted
that information about the applicant’s state of health upon his arrival at the
SIZO was unavailable, as the relevant documentation had been destroyed after the
expiry of the time-limit for its storage. Furthermore, there had been no
records kept as to who had shared cells with the applicant in the SIZO and
therefore those individuals could not be identified. The prosecutor concluded
that there was no evidence that the applicant had been ill-treated or had suffered
any injuries at that time. The applicant did not challenge that decision.
II. RELEVANT DOMESTIC LAW
A. Constitution of Ukraine
Article 63 of the Constitution read as follows:
“A person shall not bear responsibility for refusing to testify
or to explain anything about himself or herself, members of his or her family
or close relatives in the degree determined by law.
A suspect, an accused or a defendant has the right to a
defence...”
B. Other relevant domestic law
Other relevant domestic law is summarised in the
cases of Yaremenko v. Ukraine (no. 32092/02, §§ 45 to 49, 12 June 2008)
and Kaverzin v. Ukraine (no. 23893/03,
§ 45, 15 May 2012).
III. INTERNATIONAL DOCUMENTS
Report to the Ukrainian Government on the visit to Ukraine carried out by the European Committee
for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment
(CPT) from 10 to 26 September 2000.
According to the applicant, the following part
of the report concerned him.
“19.
... A man, who was arrested by the Organised Crime Department
of the Militia in the town of Makeyevka, Donetsk Region, on 13 January 2000,
alleged that he was beaten upon arrest in the presence of his wife and child.
He further alleged that, in the course of his interrogation, he was beaten with
fists and clubs, trussed up with belts around his feet, legs and neck, had a
plastic bag and a gas mask (the latter filled with ammonia) put over his
head. He was allegedly attached to a table and had wires put on his penis
and right wrist; electric shocks were applied several times.
Upon arrival at SIZO No. 5, the feldsher failed to record
any injuries. Further, the prisoner’s complaint of ill-treatment was apparently
not taken up by the prosecutor. However, further to a court order, he was
examined by doctors from the Forensic Medicine Expertise Bureau in Donetsk
between 12 July and 2 August 2000 (i.e. six months after the alleged
ill-treatment took place). The following injuries were recorded: "on the
neck there was a 2 by 1 cm pink-purple mark; on the back a 15 by 10 cm light brown
mark consistent with injuries of the skin; traces of four injuries of the skin
on the shoulder; whitish-reddish marks on the back of the hip which could be
old injuries of the skin; 2.5 by 2 cm traces of injuries on the gluteus; on the
radial-dorsal side of the right wrist was a 1 by 0.5 cm brown pigmented
linear mark; on the dorsal left side of the penis a whitish scar was
visible". The expertise concluded that the injuries dated from roughly six
months previously, and were consistent with the allegations made by the man.
Upon examination by a medical member of the delegation, the mark on the wrist
and the scar on the penis, consistent with an allegation of electrical shocks,
were found to be still visible.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
The applicant complained of ill-treatment by the
police and that his allegations in this regard had not been properly
investigated. He referred to Article 3 of the Convention which reads as
follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
A. Admissibility
1. Objections of the Government
The Government considered that the applicant’s
complaints under Article 3 of the Convention should be rejected for
non-exhaustion of domestic remedies. They submitted that by challenging the
prosecutor’s refusal to institute criminal proceedings concerning his
allegations of ill-treatment during the trial against him the applicant had
chosen an inappropriate remedy. They submitted that he ought to have challenged
such a refusal in separate proceedings specifically aimed at this end under Article
236-1 of the Code of Criminal Procedure. In the alternative, noting that the
applicant had eventually used the above procedure under Article 236-1, they
considered that he could no longer claim to be a victim of the alleged
violation of Article 3, as he had not challenged the second refusal of the
prosecutor to institute criminal proceedings concerning his allegations and
therefore had to be considered as having accepted that refusal.
The applicant pointed to the practice of
Ukrainian courts, in which they had ruled that an investigation
into alleged ill-treatment was to take place within the person’s own criminal
case (see Nechiporuk and Yonkalo v. Ukraine, no. 42310/04, § 95, 21 April 2011). Furthermore, the applicant maintained that he had not been
informed of the decision of 15 June 2005 and had only learnt about it from
the Government’s observations. Therefore, he could not have appealed against
that decision.
The Court observes that in the present case the
applicant successfully challenged the termination of the criminal proceedings
on several occasions and, therefore, can be said to have taken sufficient steps
at the domestic level prior to raising his complaint about the ongoing criminal
proceedings in connection with his allegations of ill-treatment before
this Court. In any event, the Court has previously found that, in respect of
Ukraine, the procedures of appeal to hierarchically superior prosecutors and to
the courts have not been proved to be capable of providing adequate redress in
respect of complaints of ill-treatment by the police and ineffective
investigation (see Kaverzin v. Ukraine, cited above, § 97).
The Court therefore rejects the Government’s above
objections.
2. Otherwise as to admissibility
. The
Court notes that this part of the application is not manifestly ill-founded
within the meaning of Article 35 § 3 (a) of the Convention. It further notes
that it is not inadmissible on any other grounds. It must therefore be declared
admissible.
B. Merits
1. Alleged ill-treatment by the police
The applicant maintained that there was
sufficient evidence that he had been ill-treated by the police and the domestic
authorities had not advanced any plausible explanations as to the origin of his
injuries.
The Government made no observations on the
merits, considering this complaint of the applicant to be inadmissible (see
paragraph 54 above).
As the Court has stated on many occasions,
Article 3 enshrines one of the most fundamental values of democratic societies.
Even in the most difficult circumstances, such as the fight against terrorism
and organised crime, the Convention prohibits in absolute terms torture and
inhuman or degrading treatment or punishment (see Selmouni v. France [GC],
no. 25803/94, § 95, ECHR 1999-V, and Assenov and Others v.
Bulgaria, 28 October 1998, § 93, Reports of Judgments and Decisions
1998-VIII).
In assessing evidence, the Court has generally
applied the standard of proof “beyond reasonable doubt” (see Ireland v. the
United Kingdom, 18 January 1978, § 161, Series A no. 25). However,
such proof may follow from the coexistence of sufficiently strong, clear and
concordant inferences or of similar unrebutted presumptions of fact (see Salman
v. Turkey [GC], no. 21986/93, § 100, ECHR 2000-VII).
Turning to the circumstances of the present
case, the Court notes that the applicant sustained a number of injuries, the
origin of which has never been properly established. It notes that the domestic
court, in its decision of 6 November 2003, admitted that the origin and
time of infliction of those injuries had never been properly determined (see
paragraph 47 above). The Court further notes that the Government did not
contest the applicant’s submissions that the relevant part of the CPT report
cited above (see paragraph 52 above) concerned him, and that report supports
the applicant’s allegations of ill-treatment, in particular, the signs which
were consistent with his allegations of the police having administered electric
shock when forcing him to confess. Finally, it does not appear from the
case-file materials that the domestic authorities properly examined the possible
causal link between the alleged ill-treatment and the applicant’s disability,
which developed while in detention and which necessitated his court attendance
on a stretcher.
In those circumstances, and given the burden on
the State to provide a plausible explanation for injuries sustained by a person
under the control of the police, the Court concludes that the Government have
not satisfactorily established the circumstances under which the applicant
sustained his injuries.
In the light of the above, it must be considered
that the applicant sustained the injuries as a result of ill-treatment and that
having regard to the serious nature of those injuries such treatment can be classified
as torture for which the Government must bear Convention responsibility (see, mutatis
mutandis, Selmouni v. France [GC],
cited above, §§ 102-105). There has accordingly been a violation of
Article 3 of the Convention under this head.
2. Alleged failure to carry out an effective
investigation
The applicant noted that the poor quality of the
investigation had been admitted by the domestic court in its decision of 6
November 2003 (see paragraph 47 above). He further maintained that the
prosecutor’s decision of 15 June 2005 had wholly repeated the decision of 7
September 2000, even reproducing the grammatical mistakes of that earlier decision,
which had also demonstrated the poor quality of the investigation.
The Government made no observations on the
merits, considering this complaint of the applicant to be inadmissible (see
paragraph 54 above).
The Court reiterates that where an individual
makes a credible assertion that he has suffered treatment infringing Article 3
at the hands of the police or other agents of the State, that provision, read
in conjunction with the State’s general duty under Article 1 of the Convention
to “secure to everyone within their jurisdiction the rights and freedoms
defined in ... [the] Convention”, requires by implication that there should be
an effective official investigation. As with an investigation under Article 2,
such an investigation should be capable of leading to the identification and
punishment of those responsible. Otherwise, the general legal prohibition of
torture and inhuman and degrading treatment and punishment would, despite its
fundamental importance, be ineffective in practice and it would be possible in
some cases for agents of the State to abuse the rights of those within their
control with virtual impunity (see, among other authorities, Labita v. Italy
[GC], no. 26772/95, § 131, ECHR 2000-IV).
The investigation into serious allegations of
ill-treatment must be thorough. That means that the authorities must always
make a serious attempt to find out what happened and should not rely on hasty
or ill-founded conclusions to close their investigation or as the basis of
their decisions (see Assenov and Others, cited above, §§ 103 et
seq.). They must take all reasonable steps available to them to secure the
evidence concerning the incident, including, inter alia, eyewitness
testimony and forensic evidence (see Tanrıkulu v. Turkey [GC], no.
23763/94, §§ 104 et seq., ECHR 1999-IV, and Gül v. Turkey, no. 22676/93,
§ 89, 14 December 2000). Any deficiency in the investigation which undermines
its ability to establish the cause of injuries or the identity of those
responsible will risk falling foul of this standard.
In the circumstances of the present case, the
Court notes that the initial investigation into the applicant’s complaints was
incomplete and that this deficiency was acknowledged by the domestic
authorities themselves. From the decision of 6 November 2003, it appears that
important steps, such as identification of time and manner of infliction of the
applicant’s injuries, records of his state of health upon arrest and
questioning of the applicant and his cell-mates, were not taken within a reasonable
time after the applicant made his complaint of ill-treatment. Furthermore,
certain actions could not be conducted at all after a certain lapse of time,
given that some documentation had been already destroyed and other information
was simply unavailable, which prevented the authorities from questioning
certain witnesses and remedying other initial flaws in the investigation at a later
stage (see paragraph 49 above).
In the light of the serious deficiencies
referred to above, the Court considers that the domestic authorities did not
fulfil their obligation to investigate the applicant’s complaints of
ill-treatment effectively. Accordingly, there has also been a violation of
Article 3 of the Convention under this head.
II. ALLEGED VIOLATION OF ARTICLE 6 OF THE
CONVENTION
The applicant complained, under Article 6 §§ 1
and 3 of the Convention, that his conviction had been based to a large extent
on self-incriminating statements obtained from him under duress and in the
absence of a lawyer. He also maintained that he had been forced to appear
before the trial court despite his poor state of health and that important
witnesses who could have confirmed that he had been ill-treated were not
summoned. He referred to Article 6 §§ 1 and 3 (b), (c) and (d) of the
Convention, which provides in its relevant parts:
“1. In the determination of ... any criminal charge
against him, everyone is entitled to a fair ... hearing ... by [a] ... tribunal
...
...
3. Everyone charged with a criminal offence has the
following minimum rights:
...
(b) to have adequate time and facilities for the
preparation of his defence;
(c) to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient means to pay for
legal assistance, to be given it free when the interests of justice so require;
(d) to examine or have examined witnesses against
him and to obtain the attendance and examination of witnesses on his behalf
under the same conditions as witnesses against him...”
As the requirements of Article 6 § 3, as
mentioned above, are to be seen as particular aspects of the right to a fair
trial guaranteed by Article 6 § 1, the Court will examine the
complaints under those two provisions taken together (see, among many other authorities, Van Mechelen and Others v. the
Netherlands, 23 April 1997, § 49, Reports 1997-III).
A. Admissibility
The Court notes that this part of the
application is not manifestly ill-founded within the meaning of Article 35 § 3 (a)
of the Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
B. Merits
1. Privilege against self-incrimination
(a) The parties’ submissions
. The applicant maintained that his
confessions had played a crucial role in securing his conviction, as the trial
court had relied extensively on the statements he had made between 13 and 19
January 2000. The other pieces of evidence would not have been sufficient
grounds for his conviction without his confessions. He submitted that the court
could not have decided that he had acted with a criminal intent without the
benefit of his confessions. As an example, he referred to the episode which the
court had classified as theft from a garage, although the owner of the garage
had testified that the applicant had bought scrap metal from him and had therefore
acted in line with a previous agreement between them.
. The applicant further maintained that
he had been tortured by the police officers who had forced him to confess, and
even when he had ceased to be subjected to the torture, the psychological and
physiological effects of that torture had lasted beyond its actual application,
particularly given that he had been under the constant threat of being
subjected to torture again if he acted contrary to the police’s interests. He considered
that the after-effects of the torture and the threats of further ill-treatment
had to be taken into account in assessing the nature and degree of compulsion
used to obtain the confessions. He also noted that he had not had a proper
opportunity to challenge the admissibility of the evidence obtained through
coercion, and his complaints of torture and forced confession had never been
properly examined. He went on to note that, in assessing his allegations of
coercion, the domestic court had shifted the burden of proof of the alleged
ill-treatment to him, having required that he prove beyond reasonable doubt
that he had been ill-treated. In these circumstances, he had not been able to
effectively challenge the authenticity of the evidence and oppose its use. He
also averred that the police records drawn up between 13 and 19 January 2000
had not been signed with his real signature, and even assuming that he had
signed it but in a different way than normal, this would also speak to his
unwillingness to sign the records. He concluded that in the circumstances of
the case, the use of his confessions for his conviction had breached his right
to a fair trial.
The Government noted that the privilege against
self-incrimination was guaranteed by Article 63 of the Constitution. A criminal
suspect’s right to silence was further guaranteed by Articles 43 and 43-1 of
the Code of Criminal Procedure. They maintained that, prior to every
questioning session on 13, 16, 17 and 19 January 2000, the investigator had
explained the provisions of Article 63 of the Constitution mentioned above to
the applicant, who had therefore been aware of his right to silence and had
made his confessions voluntarily. They also noted that on 29 February 2000 the applicant
had made use of his right to silence and had refused to testify.
The Government further noted that the applicant’s
allegation that he had been forced to confess was unsubstantiated, and had been
found to be so by the domestic courts. Moreover, none of the applicant’s
co-accused had complained that they had been beaten and forced to confess.
Furthermore, during the trial three of the applicant’s co-accused had admitted
their guilt in full or in part.
The Government further noted that the voluntary
nature of the applicant’s confessions was also confirmed by his written consent
to participate in the reconstructions of events, which had taken place on 16,
17 and 19 January 2000 and which had been also filmed.
The Government further contended that the
applicant’s confessions had not played a crucial role in his conviction. The
domestic courts had assessed the body of evidence in its entirety and for each
charge the applicant’s guilt had been confirmed by testimony from witnesses,
victims and his co-accused, and by material evidence. They concluded that the
trial court had examined all the circumstances of the case comprehensively, had
assessed the whole body of evidence, basing its findings on evidence obtained
in accordance with the rules of criminal procedure, and had assessed the
evidence in accordance with its own discretion. The higher court had found no
grounds to quash that judgment.
In their further observations, they also noted
that the applicant could not claim to have been unaware of his right to remain
silent, given that he had availed himself of this right on one occasion - which
had occurred even before he was represented - and given his previous experience
of four criminal convictions.
(b) The Court’s assessment
As regards the use of evidence obtained in
breach of the right to silence and the privilege against self-incrimination,
the Court reiterates that these are generally recognised international
standards which lie at the heart of the notion of a fair trial under
Article 6. Their rationale lies, inter alia, in the protection
of the accused against improper compulsion by the authorities, thereby
contributing to the avoidance of miscarriages of justice and to the fulfilment
of the aims of Article 6. The right not to incriminate oneself, in
particular, presupposes that the prosecution in a criminal case seek to prove
their case against the accused without resort to evidence obtained through
methods of coercion or oppression in defiance of the will of the accused (see Shabelnik
v. Ukraine, no. 16404/03, § 55, 19 February 2009, with further references).
Furthermore, the admission of statements
obtained as a result of torture or of other ill-treatment in breach of Article
3 as evidence to establish the relevant facts in criminal proceedings render
the proceedings as a whole unfair. This finding applies irrespective of the
probative value of the statements and irrespective of whether their use is
decisive in securing the defendant’s conviction (see Gäfgen v. Germany [GC], no. 22978/05, § 166, ECHR 2010, with further references).
In the circumstances of the present case, the
Court considers that it cannot be said that the applicant was convicted solely
or mainly on the basis of self-incriminatory statements. Indeed, the
first-instance court had regard to the applicant’s denial of any involvement in
the criminal activities he was charged with and clearly indicated in respect of
each charge that despite the applicant’s denial, his guilt had been confirmed
by other pieces of evidence, apart from his previous confessions, including,
the testimony of accomplices, victims and other witnesses. However, given the
findings concerning the applicant’s torture by the police (see paragraph 65
above) and the violation of his right to defence (see paragraph 95 below), the
Court considers that the failure of the domestic courts to disregard,
expressly, the applicant’s confessions (since they were referred to in its
verdict) tainted the evidence as a whole in the criminal trial and rendered the
proceedings unfair (see, a contrario and mutatis mutandis, Shalimov
v. Ukraine, no. 20808/02, § 62, 4 March
2010).
It follows that there has been a violation of Article 6 § 1 of
the Convention as regards the applicant’s privilege against self-incrimination.
2. Right to adequate time and facilities to prepare
his defence
(a) The parties’ submissions
The applicant complained that the first-instance
court had not provided him with sufficient time to prepare his defence.
The Government maintained that lawyer I., who
had represented the applicant between March 2000 and October 2002, had never
asked the authorities for access to the case file. They noted that after the
completion of the pre-trial investigation the applicant and his lawyer had
studied the case file in March 2000. Furthermore, during the trial upon the
applicant’s request, he had been given the opportunity to study the case-file
materials together with his lawyer in November 2000 and February 2002.
The applicant did not reply to those arguments
led by the Government.
(b) The Court’s assessment
The Court reiterates that Article 6 § 3 (b)
guarantees the accused “adequate time and facilities for the preparation of his
defence” and therefore implies that the notion of defence activity on his
behalf may comprise everything which is “necessary” to prepare the main trial.
The accused must have the opportunity to organise his defence in an appropriate
way and without restriction as to the opportunity to put all relevant defence
arguments before the trial court and thus to influence the outcome of the
proceedings (see Can v. Austria,
no. 9300/81, Commission’s report of 12 July 1984, Series A no. 96, § 53; Connolly
v. the United Kingdom (dec.), no. 27245/95, 26 June 1996; and Mayzit v.
Russia, no. 63378/00, § 78, 20 January 2005). Furthermore, the
facilities available to everyone charged with a criminal offence should include
the opportunity to acquaint himself for the purposes of preparing his defence
with the results of investigations carried out throughout the proceedings (see C.G.P. v. the Netherlands, (dec.), no.
29835/96, 15 January 1997, and Foucher v.
France, 18 March 1997, §§ 26-38, Reports
1997-II). The issue of adequacy of time and facilities afforded to
an accused must be assessed in the light of the circumstances of each
particular case.
In the present case, the applicant’s allegations
under this head remained very general. The applicant did not contest the facts
referred to by the Government and did not explain why he considered the
facilities provided to him in the proceedings to have been insufficient.
Neither did he submit any examples of the domestic authorities’ behaviour that
could be considered as a restriction on his right to adequate time and
facilities for the preparation of his defence. In the Court’s opinion, the
applicant failed to substantiate his complaints under Article 6 § 3 (b) of the
Convention.
It follows that there has been no violation of Article 6 § 3
(b) of the Convention insofar as the applicant’s right to adequate time and
facilities to prepare his defence is concerned.
3. Right to legal representation
(a) The parties’ submissions
The applicant maintained that the waiver of
legal representation had not been signed by him and therefore had to be
disregarded. In addition, the waiver had been drawn up on a pre-prepared
standard form, which demonstrated that seeking such a waiver was a routine
practice at the police station. Furthermore, the waiver had not indicated any
grounds, which was against the law. The applicant maintained that the right to
legal representation was guaranteed under the law, not only when such
representation was obligatory but also when a suspect wished to be defended by
a lawyer. According to him, the Government had not shown that, being detained,
he had had a practical ability to appoint a lawyer or to contact someone who
would help him to find one. Therefore, it could not be considered that he had
unequivocally and voluntarily waived his right to be assisted by a lawyer.
The Government noted that the applicant had not
fallen into the category of suspects whose legal representation was obligatory.
Therefore, the involvement of a lawyer during the applicant’s questioning had
depended on his wishes. They maintained that prior to each of the questioning
sessions held on 13, 16, 17, 19 and 29 January 2000 the applicant had had his
right to legal representation explained to him, but he had waived that right.
(b) The Court’s assessment
The Court reiterates that, although not
absolute, the right of everyone charged with a criminal offence to be
effectively defended by a lawyer, assigned officially if need be, is one of the
fundamental features of a fair trial (see Krombach
v. France, cited above, § 89). The rights of the defence will in
principle be irretrievably prejudiced when incriminating statements made during
police interrogation without access to a lawyer are used for a conviction (see Salduz
v. Turkey [GC], cited above, § 55).
The Court further reiterates that a waiver of a
right guaranteed by the Convention - in so far as it is permissible - must not
run counter to any important public interest, must be established in an
unequivocal manner, and must be attended by minimum safeguards commensurate to
the waiver’s importance (see Sejdovic
v. Italy [GC], no. 56581/00, § 86, ECHR 2006-II).
In the present case, the applicant waived his
right to be legally represented at the initial stages of the investigation.
Those waivers, however, were given by the applicant in circumstances which
raise serious doubts as to the applicant’s free will in making those waivers.
Apart from the applicant’s allegation that he had been forced to sign those
waivers (see, a contrario, Trymbach v. Ukraine, no.
44385/02, § 65, 12 January 2012), the
Court also takes into account the applicant’s allegations of
ill-treatment and the failure of the State authorities to give a plausible
explanation of the applicant’s injuries incurred in detention, which the Court
has found sufficient to establish the Convention responsibility of the
Government under Article 3. Therefore, the Court concludes that the applicant’s
waivers of the right to legal representation at the initial stages of the
investigation were not established in an unequivocal manner, as required by
Article 6 § 3 (c) of the Convention.
Furthermore, the Court
notes that after being questioned by the police without legal assistance
the applicant confessed to a number of crimes and for almost three months at
the beginning of investigation he had not had a lawyer, although important
investigative steps had been taken during that period. However, as the Court
has previously stressed on many occasions, the fairness of proceedings requires
that an accused be able to obtain the whole range of services specifically
associated with legal assistance. In this regard, counsel has to be able to
secure, without restriction, the fundamental aspects of that person’s defence:
discussion of the case, organisation of the defence, collection of evidence
favourable to the accused, preparation for questioning, support of an accused
in distress and checking of the conditions of detention. Therefore, the
applicant’s defence rights were prejudiced at the very outset of the
proceedings and the domestic courts did not react to this procedural flaw in an
appropriate manner.
It follows that there has been a violation of Article 6 §§ 1
and 3 (c) of the Convention as regards the applicant’s right to legal
representation.
4. Effective participation in the trial
(a) The parties’ submissions
. The applicant considered that his
state of health had not allowed him to participate effectively in the court
hearing on 21 December 2001 and had deprived him of the opportunity to take
part in the making of submissions before the court and to make a closing
statement.
. The Government noted that the
domestic authorities had paid due attention to the applicant’s health problems.
They submitted that according to the findings of the SIZO medical personnel, the
applicant had been able to attend court and take part in the court hearings by
being brought there on a stretcher and his transport to the court had been
arranged accordingly. During the hearing the applicant had been accompanied by a
doctor and his lawyer and he had not asked for the hearing to be postponed due
to his state of health. They further noted that until the closing argument
stage, the applicant had fully participated in the court hearing. He had refused,
however, to make a closing statement, explaining to the doctor that he did not
feel well. After examining the applicant, the doctor had informed the court
that the applicant’s state of health was satisfactory and that he could talk.
The applicant, however, had not responded to the court offering him the
opportunity to make a closing statement. They noted that the proceedings had
been stayed until the receipt of a medical finding that the applicant could attend
court and take part in the hearings. In addition, at the hearing in question
the court had examined the case-file materials and concluded the judicial
investigation into the matter. No witnesses had been questioned and no new
pieces of evidence had been examined by the court during the hearing.
Therefore, the defence had not been required to question witnesses or express their
opinion on the admissibility of evidence. The Government concluded that the
applicant’s state of health had not affected his ability to take part in the
court hearing held on 21 December 2001.
(b) The Court’s assessment
The Court reiterates that, in principle, the
right of an accused under Article 6 to participate effectively in his trial
includes the right not only to attend, but also to hear and follow the
proceedings. Inherent in the very notion of adversarial proceedings, these
rights may also be inferred from the right of the accused, stated in particular
in Article 6 § (3), to "defend himself". "Effective participation"
in this context presupposes that the accused understands in general the character
of the proceedings and what is at stake for him, including the scope of any
penalty which may be imposed. He must also be able to explain to his lawyers
his version of events, to point out any statements with which he does not agree
and to inform them of any facts which should be put forward in his defence. The
circumstances of the case may require Contracting States to take positive
measures to enable the accused to participate effectively in court hearings (see
G. v. France, no. 27244/09, § 52, 23 February 2012, with further references).
. The Court notes that in the
circumstances of the present case the domestic authorities were well aware of
the applicant’s health problems, and those considerations required the domestic
court to adjourn the proceedings in the applicant’s case between August 2000
and December 2001. Those facts required the trial court to take the applicant’s
situation seriously and to make reasonable arrangements to determine whether he
could participate in the proceedings effectively (see Pylnev v. Russia
(dec.), no. 3038/03, 9 February 2010).
. Having regard to the materials in its
possession, the Court notes that the domestic authorities had taken into
account the applicant’s health problems and his ability to stand trial and
resumed the proceedings when it was established that the applicant’s state of
health permitted to do so and that necessary arrangements could be done to
ensure the applicant’s appearance before the court (see paragraphs 23, 26 and 27
above). It should also be noted that according to the Government in October
2001 the applicant himself requested for being present in the court (see
paragraph 24 above) and the applicant did not deny that statement of fact in
his observations. However, the Court is not convinced that the arrangements
provided by the domestic authorities could ensure the effective participation
of the applicant in the court hearings on 21 December 2001. From the available
materials it appears that the applicant could not walk or sit and that he had
to be brought and remain on a stretcher throughout the hearing in question. This
appears, in the particular circumstances of the case, to be a sufficiently
serious reason to doubt the effectiveness of his participation in the trial. The
Court notes in particular that the applicant could not make his closing
statement due to his health problems (see paragraph 27). Furthermore, the
reason for his health situation was neurological pain in the lumbar area, which
was established to be the main location of the bruises after his ill-treatment
by the police. Given the correlation
between the location of pain and the place of bruises, the Court finds that the
state of the applicant’s health may, at least in part, have been related to his torture by the police and that his health condition
had been incompatible with the principle of equality of arms and had seriously
impaired his right to defend himself in person.
It follows that there has been a violation of
Article 6 §§ 1 and 3 (c) of the Convention as regards the applicant’s ability
to participate effectively in his trial on 21 December 2001.
5. Questioning of witnesses
(a) The parties’ submissions
The applicant maintained that the domestic
courts had refused to call witnesses who could have confirmed that he had been
subjected to ill-treatment by the police. He further complained that the
courts had disregarded the testimonies of witnesses U.A. and U.G., referring to
the nature of their relations with the applicant.
The Government maintained that during the trial
the applicant and his lawyer had motioned for three witnesses to be called, and
the first-instance court had allowed their motion in respect of two of them:
U.A. and U.G. At the same time, the defence motion for the ambulance doctor to
be called as a witness had been refused because the court had already ordered a
forensic medical examination of the applicant that day. After the medical examination
had been completed, neither the applicant nor his lawyer had asked the court to
summon any other witnesses and had agreed that the judicial investigation in
the case could be completed. Therefore, the Government considered the applicant’s
submissions under this head to be unsubstantiated. They noted that only one
witness, the ambulance doctor, had not been summoned and the applicant had not
explained in his cassation appeal and in his application to the Court in what
way the testimony of the said witness would have led the domestic courts to establish
the applicant’s innocence. They concluded that the applicant’s right guaranteed
by Article 6 § 3 (d) had not been violated in the present case.
(b) The Court’s assessment
The Court reiterates that the right to call
witnesses is not absolute and can be limited in the interests of the proper
administration of justice. Article 6 § 3 (d) does not require the attendance
and examination of every witness on the accused’s behalf; its essential aim, as
indicated by the words “under the same conditions”, is full equality of arms in
the matter (see Vidal v. Belgium,
25 March 1992, § 33, Series A no. 235-B). An applicant claiming a violation
of his right to obtain the attendance and examination of a defence witness
should show that the examination
of that person was necessary for the establishment of the truth
and that the refusal to call that witness was prejudicial to his defence
rights (see Guilloury v. France,
no. 62236/00, § 55, 22 June 2006). Although it is normally for the
national courts to assess the evidence before them, as well as the relevance of
the evidence which defendants seek to adduce, there might be exceptional circumstances
which could prompt the Court to conclude that the failure to hear a person as a
witness was incompatible with Article 6 (see Bricmont v. Belgium,
7 July 1989, § 89, Series A no. 158, and Destrehem v. France, no. 56651/00,
§ 41, 18 May 2004).
The Court notes that in the instant case the
applicant referred to several witnesses who had not been questioned in relation
to his allegations of ill-treatment. According to him, the testimony of those
witnesses would have been of importance for establishing the circumstances in
which he had sustained injuries at the initial stages of the investigation, and
the Court acknowledges its relevance for the applicant’s complaints under
Article 3 of the Convention (see paragraph 70 above). That testimony could also
have shed light on whether the applicant was forced to confess, but its
relevance to the outcome of the criminal proceedings against the applicant
depends on whether and to what extent the domestic courts relied on the applicant’s
confession in securing his conviction. As the Court mentioned above, the
applicant’s confession did not play a crucial role in establishing his guilt. The
applicant’s plea of not guilty was given due consideration by the trial court,
which based its conclusions on wide range of evidence (see paragraph 29 above).
Furthermore, the applicant’s complaint is not supported entirely by the
case-file materials. It appears that the applicant sought to have three
witnesses called, two of whom were in fact examined by the trial court, while
the third one, the ambulance doctor, was not summoned because the court decided
to order a comprehensive medical examination of the applicant. Thus, the
applicant did not demonstrate that the court failed to question any witness
whose testimony would have affected the fairness of the proceedings against
him.
It follows that there has been no violation of Article 6 §§ 1
and 3 (d) of the Convention.
III. OTHER ALLEGED
VIOLATIONS OF THE CONVENTION
The applicant complained under Article 5 §§ 1,
3, 4 and 5 of the Convention that his pre-trial detention had been unlawful. He
also complained under Article 1 of Protocol No. 1 to the Convention that his
personal belongings had been stolen by the police; under Article 3 of Protocol
No. 1 that he had been forced to vote for an election candidate indicated by
the prison administration; and under Article 2 of Protocol No. 7 that his
cassation appeal had not yet been examined at the time when he lodged his application.
The Court finds that the applicant’s
submissions and the case-file materials in its possession do not disclose any
appearance of a violation of the above provisions. It follows that this part of
the application is manifestly ill-founded and must be rejected in accordance
with Article 35 §§ 3 (a) and 4 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there has
been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The applicant claimed 100,000 euros (EUR) in
respect of non-pecuniary damage.
The Government maintained that this claim was
exorbitant and unsubstantiated.
The Court, on the basis
of equity, awards the applicant EUR 27,000 in respect of
non-pecuniary damage.
B. Costs and expenses
The applicant also claimed EUR 3,864 for costs
and expenses incurred before the Court.
The Government noted that the applicant had received
payment from the Court under the legal aid scheme and invited the Court not to make
any further award to the applicant under this head.
According
to the Court’s case-law, an applicant is entitled to the reimbursement of costs
and expenses only in so far as it has been shown that these have been actually
and necessarily incurred and were reasonable as to quantum. In the present
case, regard being had to the documents in its possession and the above
criteria, the Court awards the claimed amount in full, from which EUR 850 which
he has already received in legal aid must be deducted.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declares the complaints under Articles 3
and 6 of the Convention admissible and the remainder of the application
inadmissible;
2. Holds that there has been a violation of
Article 3 of the Convention under its substantive limb;
3. Holds that there has been a violation of
Article 3 of the Convention under its procedural limb;
4. Holds that there has been a violation of
Article 6 §§ 1 of the Convention as regards the applicant’s privilege against
self-incrimination;
5. Holds that there has been no violation of
Article 6 § 3 (b) of the Convention insofar as the applicant’s right to
adequate time and facilities to prepare his defence is concerned;
6. Holds that there has been a violation of
Article 6 §§ 1 and 3 (c) of the Convention as regards the applicant’s right to
legal representation;
7. Holds that there has been a violation of
Article 6 §§ 1 and 3 (c) of the Convention as regards the applicant’s ability
to participate effectively in his trial on 21 December 2001;
8. Holds that there has been no violation of
Article 6 §§ 1 and 3 (d) of the Convention;
9. Holds
(a) that the respondent State is to pay the
applicant, within three months of the date on which the judgment becomes final
in accordance with Article 44 § 2 of the Convention, the following
amounts, to be converted into the national currency of the respondent State at
the rate applicable on the date of settlement:
(i) EUR 27,000 (twenty-seven thousand euros), plus
any tax that may be chargeable, in respect of non-pecuniary damage;
(ii) EUR 3,014 (three thousand and fourteen euros),
plus any tax that may be chargeable to the applicant, in respect of costs and
expenses;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
10. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and
notified in writing on 31 October 2013, pursuant to Rule 77 §§ 2 and 3 of the
Rules of Court.
Claudia Westerdiek Mark
Villiger
Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the separate opinion of Judge Lemmens is
annexed to this judgment.
M.V.
C.W.
CONCURRING OPINION OF JUDGE LEMMENS
This is a case involving torture by the police and the refusal
by the investigating authorities to take the applicant’s complaint about his
ill-treatment seriously. During the applicant’s trial, moreover, there were a
number of procedural irregularities, partly as a result of the ill-treatment at
the initial stage of the proceedings. The case contains a number of examples of
how the police and judicial authorities should not fulfil their duties.
I voted with my colleagues on all points. To my regret,
however, I feel obliged to mark my disagreement with one paragraph in the
judgment. In paragraph 100 the following is stated:
“Furthermore, the reason for his health situation was
neurological pain in the lumbar area, which was established to be the main
location of the bruises after his ill-treatment by the police. Given the
correlation between the location of pain and the place of bruises, the Court
finds that the state of the applicant’s health may, at least in part, have been
related to his torture by the police and that his health condition had been
incompatible with the principle of equality of arms and had seriously impaired
his right to defend himself in person.”
I do not think that the Court is able to give an opinion on
what may have caused the applicant to be in the situation he was in at the
hearing before the Gornyatskiy Local Court of Makiyivka on 21 December 2010,
almost two years after his ill-treatment by officers of the Makiyivka Police
Department. Of course, it is tempting to see a causal link between the two
events. Nevertheless, I think it would have been better for the Court, in the
absence of clear support in a medical report, not to speculate about such a
possible link.