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X v Norway - 53351/09 [2012] ECHR 792 (17 April 2012)
URL: http://www.bailii.org/eu/cases/ECHR/2012/792.html
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[2012] ECHR 792
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FIRST
SECTION
DECISION
Application no.
53351/09
X
against Norway
The
European Court of Human Rights (First Section), sitting on 17 April
2012 as a Chamber composed of:
Nina
Vajić, President,
Peer Lorenzen,
Khanlar
Hajiyev,
Mirjana Lazarova Trajkovska,
Julia
Laffranque,
Linos-Alexandre Sicilianos,
Erik
Møse, judges,
and André Wampach,
Deputy Section
Registrar,
Having
regard to the above application lodged on 7 October 2009,
Having
regard to the interim measure indicated to the respondent Government
under Rule 39 of the Rules of Court,
Having
regard to the decision to grant priority to the above application
under Rule 41 of the Rules of Court,
Having
regard to the observations submitted by the respondent Government and
the observations in reply submitted by the applicant,
Having
deliberated, decides as follows:
THE FACTS
The
applicant, Mr X, is a Burundian national who was born in 1958 and
lives in Bergen. He is represented before the Court by Mr C.A.
Kramer, a lawyer practising in Oslo. The Norwegian Government (“the
Government”) are represented by Mr M. Emberland, Attorney,
Attorney General’s Office (Civil Matters), as their Agent.
A. The circumstances of the case
The
facts of the case, as submitted by the parties, may be summarised as
follows.
1. Application for asylum and rejection by the
Directorate of Immigration
On
20 July 2006 the applicant and his wife (born in 1977), arrived in
Norway together with their two children, Z (born in 2003) and Y (born
in 2005). The couple applied for asylum on 22 July 2006 on
humanitarian grounds. The applicant stated that he was an ethnic Hutu
originating from Province M in Burundi and that his wife was an
ethnic Tutsi from the Bujumbura Province, Burundi. They had travelled
from country N via the Czech Republic with their diplomatic passports
and Norwegian visas issued in N. The applicant stated that he had
served as a high-ranking diplomat for Burundi in N from October 2002
until he had left for Norway.
The
applicant further informed that he was HIV positive and had been so
during the past ten to thirteen years.
As
a ground for seeking asylum, the applicant submitted that he and his
family’s security was threatened because he as a previous
office holder of the Province M had taken part in combating rebels
who were currently represented in government. He gave in particular
the reasons summarised below.
Prior
to his departure from Burundi (in 2002) the applicant had been a
member of UPRONA (Unity for National Progress, a political party
which governed Burundi under one-party rule for over thirty years)
and had held political office in Province M for two periods in the
1990s. During the civil war between 1996 and 1998 he had been
involved in the coordination of activities to protect the civil
population and had thus been exposed to rebel attacks. In 1999 the
President of Burundi had found his situation so dangerous that he
called the applicant to return to the National Assembly where he
still had a seat. The applicant had been informed that a municipal
administrator and his family had been killed because they had worked
against the rebels. According to the applicant’s wife another
provincial office holder and his family had been killed after the
applicant had become a Member of Parliament.
Moreover,
the former rebels had won the elections in 2005 and were integrated
into the national army. The applicant had since August 2005 received
anonymous threats by telephone informing him that what he risked was
clear and that he had to come to Burundi to explain himself. He had
also been called home from his diplomatic post. But in order to save
his family he had opted for going to another country.
According
to the applicant he had been sought after by members of the CNDD-FDD
(National Council for the Defence of Democracy – Forces for the
Defence of Democracy). The reason was that he, as a political office
holder and as a representative of UPRONA, had been combating the
rebels, who today belonged to the largest party in Government and
Parliament. They considered the applicant as an enemy and would
either unjustifiably accuse him or kill him. His life and the lives
of his family members were in danger. His wife submitted that he was
on a death list.
The
applicant further pointed out that he had been supporting AC Genocide
(Association burundaise de lutte contre le génocide),
an organisation for combating genocide in Burundi, and that members
of this organisation had been particularly exposed in the country. He
further invoked the poor human rights situation there and that people
were arrested and tortured at random.
In
its examination of the applicant’s asylum request, the
Directorate of Immigration enquired with a liaison officer in
Burundi about the organisation AC Genocide, including whether some of
its members had been arrested and the security situation of its
members. The Directorate was informed that three members of AC
Genocide had been arrested in May 2006 but had been released
after a week. In February 2000, the AC Genocide had concluded an
agreement with a number of other organisations with a view to
re-establishing a constitutional government in Burundi. As regards
the security situation of its members, the officer stated that the
police had come to the organisations’ general meeting in
December 2006 and had interrogated members the next day in order
to identify those who had expressed views about a certain matter.
Otherwise there was no reason to fear for the general security of AC
Genocide members. Their only problem was that they might have
difficulties in accessing the job market.
On
5 July 2007 the Directorate requested the Norwegian Country of Origin
Information Centre (Landinfo) to provide information on the
risks currently run by former office holders and diplomats upon their
return to Burundi. The Directorate also asked for information about
former high ranking diplomats who had been called home from
their postings since the change of regime and about former UPRONA
office holders who were currently the object of attention from the
authorities. The Regional Adviser replied that the Centre had no
specific information on the situation of returned/former high-ranking
diplomats. In her view, the situation depended on whether and on what
grounds they had criticised the Government; it was not unusual for a
high-ranking diplomat to be replaced when a new government took up
office.
On
4 September 2007 the Directorate rejected the asylum request, finding
it not sufficiently probable that the applicant and his wife would
face persecution upon return to their home country. The fact that the
applicant had held political office in Province M after the civil war
had erupted and that rebels had conducted attacks there did not mean
that he would be particularly exposed at present. The applicant had
not been threatened in such a way, the threats having been anonymous,
that it was probable that there was a risk of persecution. Nor was it
unusual that high ranking diplomats were called home after a
change of government. Several highly placed office holders had lost
their position – probably due to CNDD-FDD dominance – but
this ought to be seen as a shift in politics. A number of them were
still living in Burundi. Nor was it probable that the applicant
risked persecution because of his role in the conflict. The fact that
former Vice-President Kadege and former leader of UPRONA, Charles
Mukais, had fled to Canada was no indication that the applicant
risked persecution, as their situation was not comparable with his.
Kadege and Mukasi had previously been high profile politicians and
had distinguished themselves as prominent opposition politicians.
Apart from that, the arrests had occurred at a time when the security
situation was different. The applicant’s support of AC Genocide
could not form a ground for asylum.
Finally,
the Directorate took into account that the applicant was HIV
infected. However, no documents had been submitted regarding his
illness, which he had not mentioned in the asylum interview. In the
Directorate’s view it was clearly probable that he would obtain
treatment in Burundi. Since he was a resourceful and privileged
person, probably with good contacts in his home country, his
possibilities in this respect probably were better than for ordinary
people.
On
24 September 2007 the Directorate granted a request by the applicant
for stay of execution of his and his family’s expulsion.
2. Proceedings before the Immigration Appeals Board
On
18 December 2008 the Immigration Appeals Board rejected the
applicant’s appeal. The Board did not find it probable that he
would risk persecution in the sense of the Refugee Convention. He had
not made it probable that he would be particularly exposed on return
because he had held high political office in a province or been a
member of UPRONA. Although he had stated that he was oppositional, it
was not probable that he in that context had behaved in a manner
entailing a risk of exposure. UPRONA was currently one of the
political parties forming part of the coalition government.
The
fact that the applicant had been called home as a high-ranking
diplomat after the CNDD-FDD had won the elections in 2005 did not in
itself suggest a risk of persecution. At the oral hearing before the
Board he had said that he did not regard this as a problem. The Board
considered that the threats which he had received anonymously by
telephone in country N had not been of such a nature and extent as to
constitute persecution. He had not reported the matter to the police
in N. Nor could he say anything more concrete about the threats or
their contents.
Thus
there was insufficient basis for considering that the applicant, upon
return to his home country, risked reactions by the authorities or
others that could be described as persecution.
The
Board further considered that HIV infected persons were stigmatised
and, apart from the fact that the general humanitarian situation was
difficult for this group, might be exposed to harassment and
discrimination in Burundi. However, there was no information to the
effect that HIV infected persons risked persecution generally.
According to information from Landinfo and the World Health
Organisation (WHO), the Burundian authorities offered HIV infected
persons treatment in accordance with WHO guidelines, at a strongly
subsidised price of USD 20-30 per year. The offer applied
independently of ethnic or other origin and there was no reason to
assume that the authorities discriminated against HIV infected
persons in a manner breaching human rights. Nor did any individual
circumstances pertaining to the applicant suggest otherwise. On the
contrary the Board considered that he would be in a better position
than most HIV infected persons in Burundi.
For
these reasons the Board considered that the applicant could not be
granted refugee status within the meaning of the Immigration Act and
the Refugee Convention (sections 16 and 17 of the Immigration Act
1988). It endorsed in the main the reasoning stated by the
Directorate in its decision.
The
Board further examined whether protection was warranted according to
the provisions applying to a wider range of persons than those
covered by the refugee definition on the basis of less stringent
requirements of proof and risk (section 15(1)(1)). On this point, a
majority of the Board (the Chair and one member) concluded in the
negative, referring to the reasons stated above. The minority (one
member) considered that there was some doubt. Although the
applicant’s explanations were vague, the risk that he would be
exposed to oppression by the authorities upon return could not be
excluded since due to his membership of UPRONA, he might be accused
of opposing the current regime even though his party was a member of
the coalition.
The
Board also examined whether the applicant upon return would be
exposed to an immediate danger of loss of life or inhuman treatment
(section 15(1), second sentence of the Immigration Act 1988):
“The majority consider that the general security
situation in the appellant’s home country does not indicate
that section 15(1), second sentence, is an obstacle to return.
The majority maintain that to their knowledge the
security situation in Burundi is no longer of such a nature that
asylum seekers without individual grounds for protection cannot
return to Burundi.
Since 1993 Burundi has been involved in a civil war that
started with the murder of President Melchior Ndadaye, the first
democratically elected president with a Hutu background. In spite of
the fact that a peace agreement was concluded, and a coalition
government with representatives of both the Hutus and Tutsis formed,
in 2001, and in spite of the conclusion of a formal ceasefire
agreement with one of the most central of the rebel groups (FDD
[Forces for the Defence of Democracy, the armed wing of CNDD-FDD
during the rebellion]) in December 2002, the civil war has still not
been regarded as having ceased entirely. Armed activities continued
in spite of the number of ceasefire agreements that have been
concluded. In February 2005, a referendum was held on a new
constitution. The peace process was formally terminated by the
elections in summer 2005. The most recent ceasefire between the
Burundian government and the FNL is dated 7 September 2006.
On the basis of overall protection considerations, the
Directorate of Immigration has until recently granted all
applications for asylum by Burundi nationals. Permits have been
granted either in the form of asylum (cf. section 17(1) of the
Immigration Act) or pursuant to the provisions on protection against
return under section 8(2) (cf. section 21(1), cf. section 15(1)). The
reason for this practice was the generally difficult security
situation in Burundi, and protection under the last-mentioned
provision has been granted unless there has been doubt about the
individual’s identity or nationality. In 2006 the Directorate
of Immigration announced that it would consider changing this
practice, and due partly to the visit to Burundi by Landinfo
earlier that year, the Directorate has now changed its practice with
regard to return to Burundi.
The majority of the Board also refer to the report by
[the] Regional Adviser ... at the Board hearing, where she stated
that on 4 December 2008 a new agreement was concluded between the
Government of Burundi and the FNL that was a direct extension of the
agreements concluded in 2006. Under the agreement, the FNL was given
the opportunity to become a political party. A camp was to be
established for the rebels, where they would be demobilised and
disarmed. The FNL was to be represented in the Government. The
security situation in Burundi is closely related to the behaviour of
the FNL, and has been relatively stable since May 2008 because the
FNL had disarmed for a certain period of time. This occurred after
their attack on Bujumbura in spring 2008, when the authorities had
arrested about 1,000 persons suspected of belonging to the FNL.
International actors who were monitoring the situation in Burundi
immediately took action to save the peace process. In May, the leader
of the FNL, Agathon Rwasa, returned to Bujumbura from exile in order
to negotiate with the Government.
A political process between the Government and the
opposition is being conducted in parallel with these efforts. The
authorities have arrested members of ‘new’ opposition
parties suspected of undermining the Government’s position and
of recruiting young Tutsis to fight in Congo. In November one of the
better-known members of the opposition, the journalist Alex
Sinduhije, was arrested during this process, together with thirty
other members of the opposition. Most of the arrested persons were
released after a short time, but the journalist’s fate is not
known.
For these reasons the majority of the Board considers
that the general security situation in Burundi is not an obstacle to
return.
Furthermore, the majority does not consider that there
are any individual circumstances indicating that on return the
appellants would be in immediate danger of their lives or of inhuman
treatment. Reference is made to the asylum assessment above.
Thus section 15(1), second sentence, of the Immigration
Act is not considered to preclude a return to Burundi.”
The
Board then went on to consider whether a residence permit was
warranted by strong humanitarian considerations. As regards the
applicant’s HIV infection, the Board noted that this had
already been established upon his arrival in Norway and that he had
started the antiretroviral treatment probably several years before
arriving in Norway. The Board assumed that if he did not receive
treatment for HIV/AIDS, the illness would be lethal in relatively
short time. In Norway he had received individually adapted treatment.
According to Landinfo and the WHO, the Burundian authorities
offered first line antiretroviral treatment at a heavily subsidised
cost of 20 30 USD per year. The treatment was available in
fifteen locations in the capital city of Bujumbara and twenty-two
other locations in the country. The offer had been elaborated in
cooperation with the WHO and, in accordance with WHO recommendations,
was subject to continuous development. Although the level of
treatment would not be of the same quality as in Norway and his life
expectancy and quality of life probably would be longer and better if
he remained in Norway, immigration policy considerations suggested
that this could not be decisive as long as the applicant would
receive necessary and adequate treatment in his home country.
The
Board in addition had regard to the son Y’s health situation,
which had not yet been clarified, and the fact that he was under
examination for autism. However, even if it were to be established
that he did suffer from such a condition, this could not of its own
warrant a residence permit.
3. Requests for reconsideration by the Board
On
6 April 2009 the applicant, represented by another lawyer, requested
the Immigration Appeals Board to reconsider its earlier decision. He
stated that his son, Y, had received extensive professional follow-up
in his kindergarten and was to be examined for autism. The applicant
argued that Y would not receive any form of assistance were he to
return to Burundi and that he lacked the necessary means. The
applicant’s own life expectancy had been reduced as a result of
his HIV infection. If he were to pass away, his wife and children
would more or less be left to their own devices.
By
a decision of 16 April 2009, the Board rejected the applicant’s
request. It found no new information suggesting that the applicant
had a need for protection. Nor did it find that a work- or residence
permit was warranted by strong humanitarian considerations or by the
existence of any particular links to Norway.
On
7 July 2009 the Immigration Appeals Board rejected a further request
for reconsideration.
4. Statement by the UNHCR and renewed request for
reconsideration
On
13 July 2009 the applicant’s lawyer sought the opinion of the
United Nations High Commissioner for Refugees (“UNHCR”),
Regional Office for the Baltic and Nordic Countries, located in
Stockholm, Sweden. On 15 July 2009, the Regional Protection Officer
replied:
“In response to your fax of 13 July 2009, in
which you asked for UNHCR’s consideration of the international
protection needs of your client Mr. [X], citizen of Burundi, ...,
presently residing in Norway, UNHCR has consulted our Office in
Burundi with regard to Mr. [X]’s background as well as his
possible international protection needs in light of his background
and would like to provide you with the following information.
UNHCR notes that Mr. [X] originates from [Province M].
Prior to his departure, he was a member of UPRONA that governed
Burundi under one-party rule for over 30 years. His ethnicity is
Hutu and he is married to a Tutsi woman. He has worked as:
• [Held high political office] in his native
[Province M] ...
• Representative in the National Assembly ...
• [High-ranking diplomat] in [country N] ...
In light of Mr. [X]’s previous political
activities, reportedly including a formal complaint lodged against
FRODEBU [Burundi Democratic Front] resulting in the removal of the
then main opposition party from the [Province M] election list in
1993 – an act by a Hutu against a political formation with Hutu
majority; his function as an elected representative for UPRONA, a
party known to consist of a majority of Tutsi; and his post as
[high-ranking diplomat] under the Government of former President
Buyoya, a Tutsi, Mr. [X] may well be perceived as a ‘sold Hutu’
and a traitor, on the pay roll of Tutsis. He is therefore considered
to be potentially at risk of persecution by the Hutu community,
including people who are in power today, upon his return to Burundi.
We therefore recommend you to consider pursuing all
possible legal avenues in Norway and, as suggested earlier, to
consider making a submission to the European Court of Human Rights,
under Rule 39 of the Rules of Procedure of the Court, to prevent a
deportation of Mr. [X] to Burundi.”
On
17 September 2009 the Board refused a request by the applicant for
reconsideration of its refusal of 18 December 2008. In its view, this
was not warranted by the fact that his son Y subsequently had been
diagnosed as suffering from autism. Nor could it be justified by the
UNHCR opinion of 15 July 2009, the question having been extensively
and carefully reviewed in the Board’s decision of 18 December
2008.
5. The Court’s decision to apply Rule 39 and to
give notice of the application to the respondent Government
On
13 October 2009 the President of the First Section
decided in the interest of the parties and the proper
conduct of the proceedings before the Court to indicate to the
Norwegian Government, under Rule 39 of the Rules of Court, that the
applicant and his family should not be expelled to Burundi until
further notice.
On
19 November 2009 the President decided to give notice of the
application, inviting the parties to address the following two
questions:
“1. Has the applicant exhausted
domestic remedies with regard to his submissions to the effect that
his and his family’s expulsion to Burundi would be contrary to
the Convention?
2. Bearing in mind the statement by the
United Nations High Commissioner for Refugees, Regional Office for
the Baltic and Nordic Countries, dated 15 July 2009, would the
expulsion of the applicant, his wife and children, to Burundi be
compatible with Articles 2 and 3 of the Convention?”
6. Request for legal aid
On
23 April 2010 the applicant, with the assistance of a lawyer, applied
to the County Governor of Hordaland for a grant of free legal aid
(fri sakførsel), under the Free Legal Aid Act 1980. On
6 May 2010 the County Governor refused the request.
The
applicant appealed but, on 28 June 2010, the State Civil Affairs
Authority upheld the County Governor’s decision. Albeit
satisfied that the applicant fulfilled the financial conditions for
free legal aid, it dismissed his appeal notably with reference to
section 16 (3) of the Free Legal Aid Act, giving inter alia the
following reasons:
“We understand that the case is of great
importance for the [applicant], but having regard to the
circumstances of the case as a whole we do not find that free legal
representation should be granted in this case. In reaching this
decision decisive weight has been attached to the fact that the case
does not have priority for the purposes of legal aid and that a very
restrictive practice applies with respect to the grant of free legal
representation in immigration cases that do not fall within the
categories of section 16 (1) no. 1 of the Free Legal Aid Act, cf. the
Ministry of Justice’s Circular G 12/05, section 6.5. In
immigration cases that are not prioritised, free legal representation
is granted only exceptionally, if there are entirely special reasons,
for example where the case raises questions of particular interest
that have not previously been examined by the courts.
The State Civil Affairs Authority finds against the
background of the documents presented that the case does not have
sufficient common traits with the subject matters mentioned in
section 16 (1) and (2). Nor do we find it shown that the case raises
questions of principle of particular interest that have not been
previously examined by the courts.
In practice it is considered that, as a main rule, the
public authorities should not grant legal aid in cases concerning
judicial review in respect of decisions by the Immigration Appeals
Board. The reason for this is that the claimant already has had his
or her case reviewed administratively by both the Directorate of
Immigration and by the Board. These instances possess special
competence within immigration law. In this regard attention is drawn
to the fact that the present case has been examined by the
immigration authorities a number of times, without success. ... The
case has thus been examined by the immigration authorities five
times. In this connection it is noted that the [applicant] has been
assisted by a lawyer both in connection with his administrative
appeal and when two of his three requests for reconsideration were
made. ... Therefore, his fundamental need for legal security must be
considered to have been safeguarded through the administrative
examination of the case.
In the assessment regard has also been had to the
[applicant’s] allegation that the UNHCR in its statement of 15
July 2009 had expressed a different evaluation of the [applicant’s]
risk upon return to Burundi than that made by the Board in its
decision of 18 December 2008. In this context we point to the fact
that in examining the [applicant’s] third request for
reconsideration, the Board considered the statement by the UNHCR,
without it leading to a different result in the case. The State Civil
Affairs authority also observes that the UNCHR statement does not
appear to have been based on a thorough consideration of the facts of
this case but rather stated a general assessment.
Regard is further had to the argument that the European
Court of Human Rights by a letter of 13 October 2009 indicated to the
Norwegian authorities not to deport the applicant. Like the County
Governor, the State Civil Affairs Authority finds that this
indication does not seem to have been based on a thorough examination
of the validity of the Immigration Appeals Board’s decision. It
is also observed that it does not appear from the case documents on
what ground the Court has based its decision.
Having regard to the circumstances of the case as a
whole, the State Civil Affairs Authority finds that it should not
grant free legal representation in the present case. ...”
7. Recent development
By
a letter of 1 February 2012 the applicant informed the Court that his
son, Y, had tragically died on 1 October 2011.
B. Relevant domestic law
Under
the 2005 Code of Civil Procedure (tvisteloven), a decision by
the Immigration Appeals Board could form the subject of an appeal to
the competent city court or district court (tingrett)
(Articles 1-3, 1-5, 4-1), from there to the High Court (lagmannsrett)
(Articles 4-1 and 29-1) and ultimately to the Supreme Court (Article
30-1). The domestic courts had full jurisdiction to review the
lawfulness of the Board’s decision and were empowered to quash
the decision should they find that it was unlawful. Pursuant to
section 4 of the Immigration Act 1988, the provisions of the Act were
to be applied in accordance with Norway’s international legal
obligations intended to strengthen the legal position of a foreign
national. In the event of conflict between the national legal
provision and Norway’s obligations under the Convention, the
latter was to take precedence (sections 2 and 3 of the Human Rights
Act 1999).
Under
Chapters 32 and 34 of the Code, a person whose expulsion had been
ordered by the immigration authorities could apply to the courts for
an interlocutory injunction to stay the implementation of the
expulsion order.
For
further details on the conditions and modalities regarding judicial
review of the Immigration Appeals Board’s decisions, reference
is made to the part “B. Relevant domestic law” in the
Court’s decision on admissibility in Agalar v. Norway
((dec.) no. 55120/09, 8 November 2011).
C. Relevant information on Burundi
The
Burundian population counts approximately 8.6 million people and is
composed of three ethnic groups: the Hutu (85%), the Tutsi (14%) and
the Twa (1%).
By
the Arusha Peace and Reconciliation Agreement of 2000 the Government
of Burundi, the National Assembly and all the main political parties
agreed to end a decade of armed hostilities between the Hutu majority
and the Tutsi minority, estimated to have cost the lives of
approximately 500,000 Burundians between 1972 and 2000. Pursuant to
this agreement a new constitution was elaborated and adopted by
referendum in 2005, establishing terms by which the two ethnic groups
would share power and recognising fundamental human rights for all
Burundians. A significant reform was the enactment in April 2009 of a
revision of the Penal Code, which abolished the death penalty,
defined and prohibited torture and criminalised genocide, war crimes
and crimes against humanity (Report of the United Nations High
Commissioner for Human Rights on the situation of human rights and
the activities of her Office in Burundi, 31 August 2009, A/HRC/12/43,
paragraphs 1 and 7).
The
law imposes ethnic quotas, requiring that 60 percent of the seats in
both houses of parliament be filled by Hutus and 40 percent by
Tutsis. The Twa ethnic group is entitled to three seats in each
house. By law military and police positions should be divided equally
between Hutus and Tutsis. The government fulfilled this mandate with
respect to the military; however, inequalities continued to exist
within the police force. While Hutus and Tutsis constituted 51 and 49
percent, respectively, of the police force, disparities existed at
the higher ranks. Eighty percent of police commissioners at the
national level were Tutsis, while Hutus made up 66 percent at
the provincial district level (US Department of State, 2010 Human
Rights Report Burundi, 8 April 2011).
According
to the Fifth Report of the Secretary General on the United Nations
Integrated Office in Burundi (document S/2009/270), dated
22 May 2009, the period under review (December 2008 to May
2009) witnessed significant breakthroughs in the peace process which
led to some improvements in the security situation in Burundi,
especially in the north western provinces. However, criminal
activities perpetrated by alleged FNL elements, former combatants,
members of the security forces and unidentified armed individuals
persisted throughout the country. These included killings,
abductions, rapes, lootings, armed robberies, grenade attacks,
ambushes and violent incidents related to land conflicts. Moreover,
despite limited improvement in the overall human rights situation
during the reporting period, impunity continued to be a source of
serious concern, in particular for sexual and gender-based crimes.
(see I.N. v. Sweden, no. 1334/09 (dec.), § 23, 15
September 2009).
The
following are the main political parties in Burundi (Human Rights
Watch, “We’ll Tie You Up and Shoot You”,
Lack of Accountability for Political Violence in Burundi, May
2010):
“CNDD: National Council for the Defense of
Democracy (Conseil National pour la Défense de la
Démocratie), a political party and former rebel movement
founded in 1994, run by former rebel leader Leonard Nyangoma. The
party’s official name is CNDD, but it is frequently referred to
as CNDD-Nyangoma to distinguish it from the ruling party, CNDD-FDD,
which split off from CNDD in 1998.
CNDD-FDD: National Council for the Defense of
Democracy-Forces for the Defense of Democracy (Conseil National
pour la Défense de la Démocratie-Forces pour la Défense
de la Démocratie), a former rebel movement. The FDD
(Forces pour la Défense de la Démocratie) was
initially the armed wing of the CNDD, above. A fission within the
movement in 1988 resulted in the formation of CNDD-FDD as a break-off
faction of the original CNDD. CNDD-FDD joined the government in 2004
and was elected into power in 2005, with a majority of seats in
parliament and former rebel leader Pierre Nkurunziza as president.
FNL: National Liberation Forces
(Forces Nationales de Libération).
This term initially referred to the armed wing of the rebel
movement Palipehutu-FNL. In January 2009, the Palipehutu-FNL changed
its name to simply “FNL.” In April 2009, it disarmed and
became a registered political party.
FRODEBU: Democratic Front in Burundi (Front pour la
Démocratie au Burundi), a political party founded in 1992
as a predominantly Hutu party opposed to the Tutsi dominated
dictatorship of UPRONA.
MSD: Movement for Solidarity and Democracy (Mouvement
pour la Solidarité et la Démocratie), a political
party founded in 2007 by Alexis Sinduhije.
...
UPD-Zigamibanga: Union for Peace and
Development-Zigamibanga (Union pour la Paix et le Développement),
a party that was once closely aligned with CNDD-FDD, but that broke
off this unofficial alliance in 2007 after the arrest of former
ruling party leader Hussein Radjabu.
UPRONA: Union for National Progress (Union pour le
Progrès National), a political party founded in 1958 and
historically dominated by Tutsis.”
A
detailed account of the peace process and political violence in
Burundi may be found in Human Rights Watch’s above-cited May
2010 report and in its report “Closing Doors? The Narrowing
of Democratic Space in Burundi”, also issued in May 2010,
as well as in its May 2009 Report entitled “Pursuit of Power
– Political Violence and Repression in Burundi”, the
latter being appended to the Government’s observations of
15 March 2010.
The
Government in addition submitted a copy of the US Department of
State’s “Burundi – Country Reports on Human Rights
Practices – 2008” and the UK Border Agency (Home Office)
Country of Origin Information Key Documents, Burundi, of 17 December
2009.
Further
surveys may be found in the Fifth, Sixth and Seventh reports of the
Secretary-General on the United Nations Integrated Office in Burundi
(respectively of 22 May 2009, 30 November 2009 and 30 November 2010,
Security Council); and the Report of the Independent Expert on the
situation of human rights in Burundi of 31 May 2011 (Rapport de
l’expert independent sur la situation des droits de l’homme
au Burundi), Fatsah Ouguergouz, 31 mai 2011), Human Rights
Council, Seventeenth session, A/HRC/17/50, General Assembly).
The
2010 Human Rights Report Burundi (see paragraph 39 above) contained
the following summary on the various elections held in Burundi in
2010 and election related violence:
“Elections and Political Participation
Between May and September the government held
presidential, parliamentary, Communal Council, and local elections.
Presidential elections in June resulted in the re-election of
President Nkurunziza, the candidate of the ruling CNDD-FDD party.
While the elections were generally described as free and fair by
international observers and the election days themselves were
peaceful, political parties engaged in intimidation and violence
leading up to the elections. The ruling CNDD-FDD party and their
affiliates were particularly active. In the run-up to the elections,
there were widespread reports that the CNDD-FDD’s Imbonerakure
youth wing committed abuses, such as threatening and assaulting
opposition party members, with impunity. A coalition of parties
alleged massive fraud in the May 24 Communal Council elections; all
six of the opposition parties that had registered for the June
presidential election withdrew their candidates. Only a few parties
participated in the July parliamentary elections, in which the
president’s CNDD-FDD increased its majority, winning 81 of the
106 seats in the National Assembly. The Union for National Progress
(UPRONA) won 17 seats, the Front for Democracy "Genuine"
(FRODEBU Nyakuri) won five seats, and the Twa ethnic group received
three seats. In the Senate the CNDD-FDD won 32 of the 41 seats and
UPRONA two. The Twa ethnic group received three seats; the four
living former presidents of the country received the remaining seats.
International and domestic observers released statements that noted
instances of electoral irregularities in these parliamentary
elections but did not substantiate claims of massive, systemic fraud.
Police searches of opposition parties’
headquarters and homes, particularly those targeting the FNL, MSD,
and UPD parties, increased significantly during the elections and
their aftermath. Major opposition party leaders left the country and
went into hiding .... On August 9, police allegedly found a grenade,
a pair of army boots, and a set of military binoculars during a raid
on the MSD’s national headquarters. On September 16, after MSD
President Alexis Sinduhije fled the country, police searched his
residence and allegedly found a box of 20 military uniforms. Human
rights organizations and opposition parties suggested that the items
found in the two raids were likely planted by police or the SNR to
entrap MSD members and to discredit the party and its president.
Election violence resulted in numerous deaths.”
On
26 August 2010 President Nkurunziza was inaugurated for a second term
and the following day, in accordance with the Constitution, he
nominated a new Government that reflected the composition of the
National Assembly, comprising twenty-one ministers: fourteen from
CNDD-FDD, three from UPRONA, one from FRODEBU-Nyakuri and three from
civil society (Seventh Report of the Secretary-General on the United
Nations Integrated Office in Burundi, document S/2010/608, 30
November 2010).
It
does not transpire from the above-mentioned material that former
holders of high political office at provincial level such as that
held by the applicant or members of UPRONA, whether of Hutu or Tutsi
ethnic origin, have by reason of their background been specifically
targeted of political violence, including extra-judicial executions,
killings, torture or other ill treatment, in recent years.
The
2011 UNHCR country operations profile – Burundi, stated as
follows under the heading “Working environment” (quoted
in Sibomana v. Sweden (dec.) no. 32010/09, 22 November
2011):
“The results of presidential, parliamentary and
local elections in 2010 should help to consolidate peace, and build
an environment conducive to development in Burundi. However, the
opposition’s withdrawal from the electoral process could lead
to instability. Although the disarmament, demobilization and
reintegration programme for the former rebels of the
Palipehutu-Forces nationales de libération (FNL)
formally ended in 2009, the security situation is still fragile, and
will remain so if the reintegration into society of former FNL
combatants is not sustained.
UNHCR’s efforts to strengthen the national
judiciary and help it implement transitional justice will address
violations of human rights and support good governance. This will
contribute to Burundi’s fulfilment of its regional and
subregional commitments within the East African Community and the
International Conference on the Great Lakes.
With more than 6 per cent of the population being former
refugees, reintegration activities are high on the agendas of the
Government and the UN. Meanwhile, the repatriation process for
approximately 20,000 Burundian refugees out of some 38,000 remaining
in the United Republic of Tanzania will continue in 2011. The signing
of the tripartite agreement in 2009 between Burundi, the Democratic
Republic of the Congo (DRC) and UNHCR has also created the legal
framework for the voluntary repatriation of Burundian and Congolese
refugees to their respective countries of origin.
A government survey in 2009 estimated that there were
some 157,200 internally displaced persons (IDPs) in Burundi. Their
needs will be addressed through an integrated programme in support of
the national strategy for war-affected people.”
On
the return of refugees to Burundi, the above-mentioned 2010 Human
Rights Report Burundi (see paragraph 39 above) stated inter alia:
“During the year the UNHCR facilitated the
voluntary repatriation of approximately 3,400 refugees who had
previously fled to neighbouring countries. Among the returnees were
689 repatriated from Tanzania, 2,647 from the DRC, and 80 from
Rwanda, South Africa, Lesotho, Zambia, and Europe. This brought the
total number of returned refugees to 509,061 since 2002. The UNHCR
and the Government Project for the Reintegration of War-Affected
Persons (PARESI) assisted in the repatriation and reintegration of
these returnees and internally displaced persons (IDPs). PARESI did
not register any expelled persons during the year.”
COMPLAINTS
Under
Articles 2 and 3 of the Convention, the applicant complained on his
own and his family members’ behalf that if they were to be
expelled to Burundi their lives would be at danger. The current
regime in Burundi considered the applicant as an enemy and would
either unjustifiably accuse him or kill him.
THE LAW
A. Whether the application is inadmissible on grounds
of failure to exhaust domestic remedies
The
Government maintained that the applicant had not satisfied the
requirement in Article 35 § 1 of the Convention that “all
domestic remedies have been exhausted according to the generally
recognised rules of international law”. They therefore
requested the Court to declare the application inadmissible under
Article 35 §§ l and 4.
The
applicant disputed the Government’s contention that his
application should be declared inadmissible on grounds of failure to
exhaust domestic remedies.
The
Court notes that the parties’ arguments were in the main
identical or similar to those of the parties in its decision on
admissibility in Agalar (cited above, see Section A under “The
Law” part in that decision). Essentially for the same reasons
as set out in that case, the fact that Mr X did not seek judicial
review means in the Court’s view that his complaints under the
Convention should in principle be declared inadmissible on the
grounds of failure to exhaust domestic remedies.
As
to the further question whether there are any special circumstances
which absolve the applicant from his normal obligation to exhaust
domestic remedies, the Court notes in particular that, like
Mr Agalar, Mr X applied for free legal aid to the competent
national legal aid authorities, the County Governor and (on appeal)
the Civil Affairs Authority, with a view to obtaining national
judicial review of the impugned decisions. Also in this case the
Court cannot but note that, despite the legal aid authorities’
being satisfied that the applicant fulfilled the conditions of
indigence for being granted free legal representation before the
national courts, they decided to refuse his request for such a grant
(see paragraph 32 above). This was done even though the Court had
decided to apply Rule 39 of the Rules of Court and had given notice
of the application to the Government with two specific questions (see
paragraphs 29 and 30 above). In this respect, the Court will
emphasise that according to its practice, decisions under Rule 39 are
only taken after a careful examination. The circumstances of the
refusal and the reasons stated by the State Civil Affairs Authority
in the present case (see paragraph 32 above) were practically
identical to those in Agalar.
As
in Agalar, the Court finds also in the case now under
consideration that there are special circumstances of such a nature
as could arguably absolve the applicant from his normal obligation to
exhaust the national judicial remedies. However, as was also the
situation in that case, bearing in mind the thorough review that had
been carried out at the administrative level by the Directorate and
by the Board, the Court does not deem it necessary to determine this
issue since in any event his application is manifestly ill-founded
for the reasons stated below.
B. The complaint under Articles 2 and 3 of the
Convention
1. Arguments of the parties
(a) The Government
The
Government maintained that the facts of the case disclosed no reason
for assuming that substantial grounds had been shown for believing
that the applicant, if expelled, would face a real risk of being
subject to treatment contrary to Article 3 of the Convention. They
emphasised that according to the Court’s case-law the risk of
ill-treatment must be “real” rather than a “mere
possibility” and that this condition had not been fulfilled in
the present case.
The
Government essentially referred to the reasoning contained in the
Immigration Appeals Board’s decision of 18 December 2008. They
pointed out that the immigration authorities’ decisions had
been based on a host of different sources (see paragraphs 21) and
referred to several more recent reports (see paragraphs 42 and 43
above). The information set out in these reports underscored that the
applicant’s return to Burundi would not contravene Articles 2
and 3 of the Convention.
The
Government pointed out that the applicant had not followed the UNCHR
Regional Office’s advice to seek recourse to domestic legal
remedies. They further stressed that the Immigration Appeals Board
had taken into account the UNCHR statement when it decided on 17
September 2009 to maintain its initial decision of 18 December 2008.
The
Government observed that, whilst mindful of the role played by the
UNHCR, the statement in question seemed not to have been based on a
comprehensive assessment of the facts of the case but rather on
general and summary considerations. It shed little light on the
admissibility and merits of the case and could hardly have any
bearing on the Court’s assessment in this regard.
Thus,
sharing the views of the Immigration Appeals Board’s majority,
referring to the above-mentioned country of origin information
concerning Burundi and relying on the Court’s case-law, the
Government submitted that the facts of the case did not disclose any
potential violation of Norway’s obligations pursuant to
Articles 2 and 3 of the Convention.
Assuming
that the present application to the Court ought to be construed as
encompassing his health condition invoked before the domestic
immigration authorities, the Government accepted that the deportation
of a foreign national who suffered from the HIV might in principle
raise issues under Article 3 of the Convention.
The
applicant essentially seemed to argue, as he had done before the
Immigration Appeals Board, that because of his HIV infection, his
return to Burundi would give a rise to a violation of the Convention.
However, in the Government’s view, the Immigration Appeals
Board assessment was fully consistent with the principles laid down
by the Court in its case-law. Nor was the present case an
“exceptional [case] where the humanitarian considerations are
equally compelling” as those that were present in D. v. United
Kingdom (see N. v. the United Kingdom [GC], no.
26565/05, § 43, ECHR 2008). They further pointed to a thematic
report by Landinfo dated 6 January 2010, entitled
Burundi: Helse — HIV/AIDS, tuberkulose og diabetes
(Burundi: Health – HIV/AIDS, Tuberculosis and Diabetes)
containing relevant information which had been available at the time
of the Immigration Appeals Board’s decision of December 2008.
Based
on these considerations, and having regard to all the facts of the
case, the Government concluded that the applicant could not be
regarded as a victim of a potential violation of Article 3, nor of
Article 2.
In
so far as regard was to be had to the situation of the applicant’s
wife and children the facts of the case did not disclose violations
of Articles 2 and 3 of the Convention. In this respect the
Government referred to the reasoning of the Immigration Appeals Board
in its decisions of 18 December 2008, 16 April, 7 July and 17
September 2009.
(b) The applicant
The
applicant maintained that the deportation of him and his family to
Burundi would constitute a breach of Articles 2 or 3 of the
Convention.
The
applicant emphasised that he had travelled to Norway, not as an
economic migrant, but in order to seek protection for himself and his
family. He had not stayed away from his former home country as of
choice but because he had no other option. It was not his HIV
infection but rather his well-founded fear of persecution due to his
former political offices and activities that had been the reason for
the family’s struggle to avoid deportation to Burundi.
The
applicant stressed that he had not been an ordinary member of UPRONA.
The fact that he had held the political office in his home province
of M for two periods had made him an actual target of persecution
from former enemies in Burundi. While in office he had actively
fought the CNDD-FDD party which was currently in power. He was still
a well known person in Burundi.
The
fact that the UPRONA party (Tutsi dominated) had only won in Province
M in the 1993 elections, whilst in all other provinces it was the
Hutu dominated parties that had won, had made him stand out
especially.
The
applicant disputed the relevance of the international human rights
reports concerning Burundi that the Government invoked in support of
their plea that his expulsion would not constitute a breach of
Articles 2 or 3 of the Convention. In his view, these reports were
only general in nature and failed to take account of the specific
characteristics of his case.
Indeed,
the applicant’s fear of persecution was based on his previous
political involvement and work and the fact that there were several
ways of persecuting persons perceived as political enemies or
traitors, assassinations in the guise of accidents or medical
malpractice in hospitals being some of them.
The
Burundian authorities were well aware of the applicant’s case
and of his strive to remain in Norway and might suspect that he had
informed the Norwegian authorities about the antidemocratic system of
CNDD-FDD. This alone could provide grounds for persecution and
torture if he were to return to Burundi at present.
The
applicant submitted that his son, Y, was diagnosed as suffering from
"Child Autism" and received special care and training in
his kindergarten on a daily basis and would suffer regression if his
treatment were to be discontinued. Subsequently, the applicant
informed the Court that his son had died (see paragraph 33 above).
After
having spent the past eight years or so outside of Burundi –
four years in country N and the remainder in Norway, the family had
limited connections to Burundi and had nothing there to return to.
The last time the applicant had visited Burundi was when he went on a
four day visit in July 2005.
2. Assessment by the Court
The Court observes that the applicant’s
complaint raises issues under Article 2 of the Convention and that
these concerned consequences of the expulsion for the applicant’s
life, health and welfare that were indissociable from any matters
that fall to be considered under Article 3. In the Court’s
view, the complaint can more appropriately be dealt with under the
latter provision (see NA. v. the United Kingdom, no. 25904/07,
§ 95, 17 July 2008; Said v. the Netherlands, no.
2345/02, § 37, ECHR 2005 VI; D. v. the United
Kingdom, judgment of 2 May 1997, Reports 1997 III,
§ 59). In so doing, the Court will have regard to the
principles established in its case law, as summarised notably in
paragraphs 109 to 122 in the NA judgment, cited above,
Saadi v. Italy [GC], no. 37201/06, §§ 124-136, ECHR
2008), and in its recent decision of admissibility in Agalar
(cited above).
The
Court first notes that, in its decision of 18 December 2008, the
Immigration Appeals Board provided a survey of the developments in
the general security situation in Burundi, describing the major steps
that had taken place in the peace process after the civil war had
broken out in 1993. This had included a peace agreement and joint
Hutu- and Tutsi participation in a coalition Government in 2001,
successive cease fire agreements between the Burundian Government and
rebel groups, notably the FDD and the FNL, as well as disarmament of
the latter and its transformation into a political party and
representation in Government. According to the findings of the
majority of the Board, the general security situation in Burundi was
not an obstacle to the applicant’s return. Indeed the applicant
does not seem to dispute this. From his submissions, it rather
appears that the alleged risk related primarily to individual
circumstances pertaining to his return.
In
particular the applicant argued that, prior to his departure from
Burundi in 2002, he had been a member of UPRONA (which governed
Burundi under one-party rule for over thirty years) and had in two
periods in the 1990s held high political office in Province M. In the
last period, in the context of the civil war, he had been involved in
the coordination of activities to protect the civil population and
had thus been exposed to rebel attacks. In 1999 the President of
Burundi had found the applicant’s situation so dangerous that
he had called the applicant to return to the National Assembly
where he still had a seat.
Moreover,
while the applicant was serving as a high-ranking diplomat in N,
after the former rebels had won the elections in 2005 and had
integrated into the national army, he had received anonymous threats
by telephone affirming that what he risked was clear and that he had
to return to Burundi to explain himself. He had also been called back
to Burundi.
However,
the Directorate noted that persons having held similar political
office as the applicant were still living in Burundi. The fact that a
former Vice-President and a former leader of UPRONA, two high-profile
politicians who had distinguished themselves as opposition
politicians, had left the country provided no indication that the
applicant risked persecution. Neither the Directorate nor the Board
found that he had made it probable that he would be particularly
exposed on return because he had held political office in a province
or been a member of UPRONA. Although he had affirmed that he was
oppositional, it was not probable that he in that context had behaved
in a manner entailing a risk of exposure. UPRONA was currently one of
the parties in a coalition government.
The
Board moreover considered that the fact that the applicant had been
called home as a high-ranking diplomat after the CNDD-FDD had won the
elections in 2005 did not in itself suggest a risk of persecution. At
the oral hearing before the Board he had said that he did not regard
this as a problem. The Board considered that the threats which he had
received anonymously by telephone in N had not been of such a nature
and extent as to constitute persecution. Nor could he say anything
more concrete about the threats or their contents.
In
light of the above, neither the Directorate nor the Board found
sufficient reason for believing that the applicant would risk
persecution in the sense of the Refugee Convention were he to be
returned to Burundi. Nor would he face a substantial risk of loss of
life or ill-treatment upon return.
The
applicant relied in particular on an opinion of 15 July 2009,
provided at his request by the UNHCR Regional Office (see paragraph
27 above), that in view of his background he “may well be
perceived as a ‘sold Hutu’ and a traitor, on the pay roll
of Tutsis. He is therefore considered to be potentially at risk of
persecution by the Hutu community, including people who are in power
today, upon his return to Burundi”. The applicant presented the
opinion to the Board which, on 17 September 2009, refused to
reconsider its refusal of 18 December 2008.
The
Court notes that the UNHCR statement was rather general in character
in that it considered the applicant to be “potentially at risk
of persecution” and did not specifically address the
subject-matter now under consideration, namely whether he would face
a real risk of loss of life or ill treatment upon return to
Burundi for the purposes of Article 3 of the Convention.
Having
regard to the careful and thorough review carried out by the Board on
the basis of material originating from reliable and objective sources
(see, NA, cited above, §§ 118-122), the Court does
not in principle consider it to be its role to substitute its own
assessment of the facts for that of the Board (see Agalar,
cited above, and, mutatis mutandis, Klaas v. Germany,
22 September 1993, § 29, Series A no. 269).
No
material has been adduced subsequently in the course of the
Convention proceedings which could call into doubt the findings of
the Immigration Appeals Board and add weight to the applicant’s
allegations before the Court (ibidem).
The
Court has appraised itself of more recent material, including a
number of reports from the UN, the UNHCR, Human Rights Watch and the
US Department of State (see above in “The Facts” part,
under “C. Relevant information on Burundi”), which rather
confirms the assessment of the situation and trends in the Board’s
decisions of 18 December 2008. It does not transpire from this
material that a person with the applicant’s former professional
and political profile and ethnic origin would face a particular risk
upon return.
While
it is true that the Court has never excluded the possibility that a
general situation of violence in a country of destination will be of
a sufficient level of intensity as to entail that any removal to it
would necessarily breach Article 3 of the Convention, it would adopt
such an approach only in the most extreme cases of general violence,
where there is a real risk of ill-treatment simply by virtue of an
individual being exposed to such violence on return (see NA,
quoted above, § 115). However, the general security situation in
Burundi does not attain this level.
Nor
were there any individual circumstances pertaining to the applicant
suggesting that he would face a real risk of ill-treatment or loss of
life upon return. He had not experienced any such treatment before
leaving Burundi in 2002. Nor had he belonged to any of those groups
that had been targeted of political violence.
The
applicant did not specifically invoke his health condition relating
to HIV infection in his application to the Court and downplayed this
aspect in his later submissions. Assuming that his application could
be understood to also comprise this matter, the Court notes the
following. In its decision of 18 December 2008 the Board observed
inter alia that his HIV infection had already been established
upon his arrival in Norway and that he had started the antiretroviral
treatment probably several years beforehand. In the event that he
were not to receive treatment for HIV/AIDS, the illness would be
lethal in relatively short time. In Norway he had received
individually adapted treatment. According to Landinfo and the
WHO, the Burundian authorities offered first line antiretroviral
treatment (at a subsidised cost of 20-30 USD per year), available in
fifteen locations in the capital city of Bujumbura and twenty-two
other locations in the country. The offer which had been elaborated
in cooperation with the WHO and, in accordance with WHO
recommendations, had been the subject of continuous development.
In
this regard, the Court reiterates that a decision to remove an alien
who is suffering from a serious mental or physical illness to a
country where the facilities for the treatment of that illness are
inferior to those available in the Contracting State may raise an
issue under Article 3, but only in a very exceptional case, where the
humanitarian grounds against the removal are compelling (see N.,
cited above, §§ 32-51; compare D., cited above,
§§ 53 54). However, the applicant’s case is
not distinguishable from the one that was at issue in the first of
these two judgments and does not disclose very exceptional
circumstances such as those in the second judgment.
Nor
would the expulsion of the applicant’s wife and daughter bring
the matter within the threshold of Article 3 of the Convention.
It
therefore follows that the application is manifestly ill-founded and
must be declared inadmissible under Article 35 §§ 3 (a) and
4 of the Convention.
In
view of the above, it is appropriate to discontinue the application
of Rule 39 of the Rules of Court.
For these reasons, the Court unanimously
Declares the application inadmissible.
André Wampach Nina Vajić
Deputy Registrar President