GRAND CHAMBER
CASE OF KONSTANTIN MARKIN v. RUSSIA
(Application no. 30078/06)
JUDGMENT
STRASBOURG
22 March 2012
This judgment is final but may be subject to editorial revision.
In the case of Konstantin Markin v. Russia,
The European Court of Human Rights, sitting as a Grand Chamber composed of:
Nicolas Bratza,
President,
Jean-Paul Costa,
Françoise
Tulkens,
Josep Casadevall,
Ján
Šikuta,
Dragoljub Popović,
Päivi
Hirvelä,
Nona Tsotsoria,
Ann
Power-Forde,
Zdravka Kalaydjieva,
Işıl
Karakaş,
Mihai Poalelungi,
Kristina
Pardalos,
Guido Raimondi,
Angelika
Nußberger,
Paulo Pinto de Albuquerque,
judges,
Olga Fedorova, ad hoc judge,
and
Johan Callewaert, Deputy
Grand Chamber Registrar,
Having deliberated in private on 8 June 2011 and on 1 February 2012,
Delivers the following judgment, which was adopted on the last mentioned date:
PROCEDURE
2. The applicant, who had been granted legal aid, was represented by Ms K. Moskalenko and Ms I. Gerasimova, lawyers practising in Moscow, and Ms N. Lisman, lawyer practising in Boston (the United States of America). The Russian Government (“the Government”) were represented by Mr G. Matyushkin, Representative of the Russian Federation at the European Court of Human Rights, and Ms O. Sirotkina, counsel.
3. The applicant complained of the domestic authorities’ refusal to grant him parental leave because he belonged to the male sex.
4. The application was allocated to the First Section of the Court (Rule 52 § 1 of the Rules of Court). On 7 October 2010 a Chamber of that Section composed of the following judges: Christos Rozakis, Nina Vajić, Anatoly Kovler, Elisabeth Steiner, Khanlar Hajiyev, Dean Spielmann, Sverre Erik Jebens, and also of Søren Nielsen, Section Registrar, examined the admissibility and merits of the case (former Article 29 § 3 of the Convention, now Article 29 § 1). It declared the application partly admissible and found, by six votes to one, that there had been a violation of Article 14 of the Convention in conjunction with Article 8.
6. The composition of the Grand Chamber was determined according to the provisions of Article 26 §§ 4 and 5 of the Convention and Rule 24.
7. The applicant and the Government each filed written observations (Rule 59 § 1) on the merits. In addition, third-party comments were received from the Human Rights Centre of the University of Ghent (Article 36 § 1 of the Convention and Rule 44 § 1 (b)).
There appeared before the Court:
(a) for the Government
Mr G. Matyushkin,
Representative of the Russian Federation at the European Court of
Human Rights, Agent,
Ms O. Sirotkina, Counsel,
Ms I.
Korieva,
Mr A. Shemet, Advisers;
(b) for the applicant
Ms K.
Moskalenko,
Ms N. Lisman,
Ms I. Gerasimova, Counsel.
The Court heard addresses by Ms Sirotkina, Ms Moskalenko, Ms Gerasimova and Ms Lisman.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. Parental leave proceedings
B. The Constitutional Court’s judgment
“2.1 ... military service is a special type of public service which ensures the defence of the country and the security of the State, it is therefore performed in the public interest. Persons engaged in military service exercise constitutionally important functions and therefore possess a special legal status which is based on the necessity for a citizen of the Russian Federation to perform his duty and obligation in order to protect the Fatherland.
When establishing a special legal status for military personnel, the federal legislature is entitled, within its discretionary powers, to set up limitations on their civil rights and freedoms and to assign special duties...
... by signing a military service contract a citizen ... voluntarily chooses a professional activity which entails, firstly, limitations on his civil rights and freedoms inherent in this type of public service, and, secondly, performance of duties to ensure the defence of the country and the security of the State. Accordingly, military personnel undertake to abide by the statutory requirements limiting their rights and freedoms and imposing on them special public obligations.
... by voluntarily choosing this type of service citizens agree to the conditions and limitations related to the acquired legal status. Therefore, the imposition by the federal legislature of limitations on the rights and freedoms of such citizens is not in itself incompatible with [the Constitution] and is in accordance with ILO Discrimination (Employment and Occupation) Convention no. 111 of 25 June 1958, which provides that any distinction, exclusion or preference in respect of a particular job based on the inherent requirements thereof shall not be deemed to be discrimination (Article 1 § 2).
2.2 Under section 11(13) of [the Military Service Act] parental leave is granted to female military personnel in accordance with the procedure specified in federal laws and regulations of the Russian Federation. A similar provision is contained in Article 32 § 5 of the Regulations on military service, which also provides that during parental leave a servicewoman retains her position and military rank.
A serviceman under contract is entitled to leave of up to three months if his wife dies in delivery or if he is bringing up a child or children under 14 years old (handicapped children under 16 years old) left without maternal care (in the event of the mother’s death, withdrawal of parental authority, lengthy illness or other situations where his children have no maternal care). The purpose of such leave is to give the serviceman a reasonable opportunity to arrange for the care of his child and, depending on the outcome, to decide whether he wishes to continue the military service. If the serviceman decides to take care of his child himself, he is entitled to early termination of his service for family reasons...
The law in force does not give a serviceman the right to three years’ parental leave. Accordingly, servicemen under contract are prohibited from combining the performance of their military duties with parental leave. This prohibition is based, firstly, on the special legal status of the military, and, secondly, on the constitutionally important aims justifying limitations on human rights and freedoms in connection with the necessity to create appropriate conditions for efficient professional activity of servicemen who are fulfilling their duty to defend the Fatherland.
Owing to the specific demands of military service, non-performance of military duties by military personnel en masse must be excluded as it might cause detriment to the public interests protected by law. Therefore, the fact that servicemen under contract are not entitled to parental leave cannot be regarded as a breach of their constitutional rights or freedoms, including their right to take care of, and bring up, children guaranteed by Article 38 § 2 of the Constitution of the Russian Federation. Moreover, this limitation is justified by the voluntary nature of the military service contract.
By granting, on an exceptional basis, the right to parental leave to servicewomen only, the legislature took into account, firstly, the limited participation of women in military service and, secondly, the special social role of women associated with motherhood. [Those considerations] are compatible with Article 38 § 1 of the Constitution of the Russian Federation. Therefore, the legislature’s decision cannot be regarded as breaching the principles of equality of human rights and freedoms or equality of rights of men and women, as guaranteed by Article 19 §§ 2 and 3 of the Constitution of the Russian Federation.
It follows from the above that section 11(13) of [the Military Service Act], granting the right to parental leave to female military personnel only, does not breach the applicant’s constitutional rights ...
2.4 As servicemen having minor children are not entitled to parental leave, they are also not entitled to receive monthly child-care allowances payable to those who take care of children under the age of a year and a half...”
The Constitutional Court concluded that the provisions challenged by the applicant were compatible with the Constitution.
C. Prosecutor’s visit on 31 March 2011
II. RELEVANT DOMESTIC LAW
III. RELEVANT INTERNATIONAL AND COMPARATIVE MATERIAL
A. United Nations documents
1. The Convention on the Elimination of All Forms of Discrimination against Women
49. Article 5 of the Convention on the Elimination of All Forms of Discrimination against Women (CEDAW), adopted in 1979 by the UN General Assembly and ratified by Russia in 1981, provides as follows:
“States Parties shall take all appropriate measures:
(a) To modify the social and cultural patterns of conduct of men and women, with a view to achieving the elimination of prejudices and customary and all other practices which are based on the idea of the inferiority or the superiority of either of the sexes or on stereotyped roles for men and women;
(b) To ensure that family education includes a proper understanding of maternity as a social function and the recognition of the common responsibility of men and women in the upbringing and development of their children, it being understood that the interest of the children is the primordial consideration in all cases.”
“States Parties shall take all appropriate measures to eliminate discrimination against women in all matters relating to marriage and family relations and in particular shall ensure, on a basis of equality of men and women:
...
(d) The same rights and responsibilities as parents, irrespective of their marital status, in matters relating to their children; in all cases the interests of the children shall be paramount;...”
“20. The Committee reiterates its concern at the persistence of practices, traditions, patriarchal attitudes and deep-rooted stereotypes regarding the roles, responsibilities and identities of women and men in all spheres of life. In this respect, the Committee is concerned at the State party’s repeated emphasis on the role of women as mothers and caregivers. The Committee is concerned ... that, thus far, the State party has not taken effective and systematic action to modify or eliminate stereotypes and negative traditional values and practices.
21. The Committee urges the State party to put in place without delay a comprehensive strategy, including the review and formulation of legislation and the establishment of goals and timetables, to modify or eliminate traditional practices and stereotypes that discriminate against women... The Committee notes that a shift from a focus on women primarily as wives and mothers to individuals and actors equal to men in society is required for the full implementation of the Convention and the achievement of equality of women and men...”
2. International Labour Organisation documents
“1. For the purpose of this Convention the term discrimination includes--
(a) any distinction, exclusion or preference made on the basis of race, colour, sex, religion, political opinion, national extraction or social origin, which has the effect of nullifying or impairing equality of opportunity or treatment in employment or occupation;
(b) such other distinction, exclusion or preference which has the effect of nullifying or impairing equality of opportunity or treatment in employment or occupation as may be determined by the Member concerned after consultation with representative employers’ and workers’ organisations, where such exist, and with other appropriate bodies.
2. Any distinction, exclusion or preference in respect of a particular job based on the inherent requirements thereof shall not be deemed to be discrimination...”
“With a view to creating effective equality of opportunity and treatment for men and women workers, each Member shall make it an aim of national policy to enable persons with family responsibilities who are engaged or wish to engage in employment to exercise their right to do so without being subject to discrimination and, to the extent possible, without conflict between their employment and family responsibilities.”
“(1) Either parent should have the possibility, within a period immediately following maternity leave, of obtaining leave of absence (parental leave), without relinquishing employment and with rights resulting from employment being safeguarded.
(2) The length of the period following maternity leave and the duration and conditions of the leave of absence referred to in subparagraph (1) of this Paragraph should be determined in each country by one of the means referred to in Paragraph 3 of this Recommendation.
(3) The leave of absence referred to in subparagraph (1) of this Paragraph may be introduced gradually.”
B. Council of Europe documents
1. The Social Charter
“With a view to ensuring the exercise of the right to equality of opportunity and treatment for men and women workers with family responsibilities and between such workers and other workers, the Parties undertake:
...
2. to provide a possibility for either parent to obtain, during a period after maternity leave, parental leave to take care of a child, the duration and conditions of which should be determined by national legislation, collective agreements or practice.”
2. Resolutions and recommendations by the Parliamentary Assembly
“1. Parental leave was first introduced in Europe more than a century ago as a key element of social and employment policies for women in work at the time of childbirth. Its purpose was to protect the health of mothers and to enable them to look after their children.
2. Parental leave has since been adapted to meet the needs not only of women but also of men who wish to balance work and family life and ensure their children’s well-being.
3. The issue of parental leave is closely linked to that of the role of men in family life, since it permits a genuine partnership in the sharing of responsibilities between women and men in both the private and public sphere...”
“i. to take the necessary steps to ensure that their legislation recognises different types of family structures, if they have not already done so, and, accordingly, to introduce the principle of paid parental leave including adoption leave;
ii. to set up suitable structures for the implementation of parental leave, including adoption leave...”
“8.3. to take measures making it easier to reconcile work and family life which target women and men, including:
...
8.3.5. providing adequate remuneration/compensation during maternity leave;
8.3.6. introducing, if they have not yet done so, paid paternity leave and encouraging men to take it;
...
8.3.8. introducing paid, socially-covered parental leave, which may be used flexibly by the father and mother, taking special care to ensure that men are actually able to use it”.
3. Recommendations by the Committee of Ministers
“I. Take action, within the framework of a general policy promoting equal opportunities and equal treatment, to enable women and men, without discrimination, to better reconcile their working and family lives;
II. Adopt and implement the measures and general principles described in the appendix to this recommendation in the manner they consider the most appropriate to achieve this goal in the light of national circumstances and preferences.”
“12. Women should be entitled to legal protection in the event of pregnancy, and, in particular, an adequate period of maternity leave, adequate pay or allowance during this period and job protection.
13. The fathers of newly born children should also be allowed a short period of leave to be with their families. In addition, both the father and the mother should have the right to take parental leave during a period to be determined by the national authorities without losing either their employment or any related rights provided for in social protection or employment regulations. The possibility should exist for such parental leave to be taken part-time and to be shared between parents.
14. The measures described in paragraph 13 should apply equally for the benefit of persons adopting a child.
15. The return to work at the end of a period of parental leave should be facilitated by, for example, vocational guidance and training facilities”.
“...the governments of member states take or reinforce necessary measures to implement gender equality in practice, taking fully into account the following principles and standards:
...
B. Standards in specific areas:
...
5. Reconciliation of private/family life and professional/public life
34. Gender stereotypes and a strong division of gender roles influence social models that tend to see women as mainly responsible for family and private life (in the area of unpaid work) and men in the public sphere and professional work (in the area of paid work). Such division leads to the persistence of unequally shared domestic and family responsibilities, being one of the major reasons for discrimination against women in the labour market and for their limited social and political participation.
35. The balanced participation of women and men in professional/public life and in private/family life is, therefore, a key area for gender equality and is essential for the development of society. On the other hand, reconciliation of work and public life with family and private life, promoting self-fulfilment in public, professional, social and family life, is a precondition for a meaningful quality of life for all, women and men, girls and boys, and for the full enjoyment of human rights in the political, economic, cultural and social spheres.
36. Elements indicating states’ political will and commitment to gender equality in this regard include the following:
...
iii. Adoption/existence and enforcement of legislation on maternity and paternity protection, including provisions on paid maternity leave, paid parental leave equally accessible to both parents, and paid non-transferable paternity leave, as well as specific measures addressed equally to women and men workers, to allow the fulfilment of family responsibilities, including care and assistance to sick or disabled children or dependants”.
C. European Union documents
1. The Council Directives
“Clause 2: Parental leave
1. This agreement grants, subject to clause 2.2, men and women workers an individual right to parental leave on the grounds of the birth or adoption of a child to enable them to take care of that child, for at least three months, until a given age up to 8 years to be defined by Member States and/or management and labour.
2. To promote equal opportunities and equal treatment between men and women, the parties to this agreement consider that the right to parental leave provided for under clause 2.1 should, in principle, be granted on a non-transferable basis...”
“Clause 2: Parental leave
1. This agreement entitles men and women workers to an individual right to parental leave on the grounds of the birth or adoption of a child to take care of that child until a given age up to eight years to be defined by Member States and/or social partners.
2. The leave shall be granted for at least a period of four months and, to promote equal opportunities and equal treatment between men and women, should, in principle, be provided on a non-transferable basis. To encourage a more equal take-up of leave by both parents, at least one of the four months shall be provided on a non-transferable basis. The modalities of application of the non-transferable period shall be set down at national level through legislation and/or collective agreements taking into account existing leave arrangements in the Member States.”
2. Case-law of the European Court of Justice
D. Comparative law material
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 14 OF THE CONVENTION TAKEN IN CONJUNCTION WITH ARTICLE 8
Article 8
“1. Everyone has the right to respect for his private and family life, his home and his correspondence.
2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others.”
Article 14
“The enjoyment of the rights and freedoms set forth in [the] Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status.”
A. The Government’s preliminary objections
Article 34
“The Court may receive applications from any person ... claiming to be the victim of a violation by one of the High Contracting Parties of the rights set forth in the Convention or the Protocols thereto...”
Article 35
“... 3. The Court shall declare inadmissible any individual application submitted under Article 34 if it considers that:
(a) the application is incompatible with the provisions of the Convention or the Protocols thereto, manifestly ill-founded, or an abuse of the right of individual application...”
Article 37
“1. The Court may at any stage of the proceedings decide to strike an application out of its list of cases where the circumstances lead to the conclusion that
(a) the applicant does not intend to pursue his application; or
(b) the matter has been resolved; or
(c) for any other reason established by the Court, it is no longer justified to continue the examination of the application.
However, the Court shall continue the examination of the application if respect for human rights as defined in the Convention and the Protocols thereto so requires...”
1. Victim status
(a) The Chamber judgment
(b) The Government’s submissions
(c) The applicant’s submissions
(d) The Court’s assessment
2. Application of Article 37 § 1 (b) of the Convention
(a) The Chamber judgment
(b) The Government’s submissions
(c) The applicant’s submissions
(d) The Court’s assessment
3. Alleged abuse of the right of individual petition
(a) The Government’s submissions
(b) The applicant’s submissions
(c) The Court’s assessment
B. Compliance with Article 14 taken in conjunction with Article 8
1. The Chamber judgment
2. The applicant’s submissions
3. The Government’s submissions
4. The third party’s submissions
5. The Court’s assessment
(a) General principles
(b) Application of these principles to the present case
(i) On whether Article 14 read in conjunction with Article 8 is applicable
(ii) On whether there was a breach of Article 14 taken in conjunction with Article 8
II. ALLEGED VIOLATION OF ARTICLE 34 OF THE CONVENTION
“The Court may receive applications from any person ... claiming to be the victim of a violation by one of the High Contracting Parties of the rights set forth in the Convention or the Protocols thereto. The High Contracting Parties undertake not to hinder in any way the effective exercise of this right.”
A. Submissions by the parties
1. The applicant
2. The Government
B. The Court’s assessment
163. The Court accepts that the applicant and his family felt intimidated and frightened by the prosecutor’s visit to their home. However, there is no evidence that the visit – which apparently pursued the aim of obtaining up-to-date information about the applicant’s family situation for the purpose of the Government’s submissions to the Court (see paragraphs 41 and 156 above) – and the circumstances attending it were calculated to induce the applicant to withdraw or modify his complaint or otherwise interfere with the effective exercise of his right of individual petition, or indeed had this effect. Thus, the authorities of the respondent State cannot be held to have hindered the applicant in the exercise of his right of individual petition. Accordingly, the respondent State has not breached its obligations under Article 34 of the Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”
A. Damage
B. Costs and expenses
C. Default interest
FOR THESE REASONS, THE COURT
(a) that the respondent State is to pay the applicant, within three months, the following amounts, to be converted into Russian roubles at the rate applicable at the date of settlement:
(i) EUR 3,000 (three thousand euros), plus any tax that may be chargeable, in respect of non-pecuniary damage;
(ii) EUR 3,150 (three thousand one hundred and fifty euros), plus any tax that may be chargeable to the applicant, in respect of costs and expenses;
(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amounts at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points;
Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 22 March 2012.
Johan Callewaert Nicolas Bratza
Deputy to the
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the following separate opinions are annexed to this judgment:
(a) partly concurring and partly dissenting opinion of Judge Pinto de Albuquerque;
(b) partly dissenting opinion of Judge Kalaydjieva;
(c) partly dissenting opinion of Judge Nußberger joined by Judge Fedorova;
(d) dissenting opinion of Judge Popović.
N.B.
J.C.
PARTLY CONCURRING, PARTLY DISSENTING OPINION OF JUDGE PINTO DE ALBUQUERQUE
The Markin case is about the place of parents at the early stage of the child’s life and the justification for a special parental status of servicemen. I concur with the decision of the Court regarding the finding of a violation of Article 8 in conjunction with Article 14, although for reasons significantly different from those adduced in the judgment. These reasons relate to the nature of the right to parental leave, which can only be properly assessed in the light of the evolving protection of social rights by the European Convention on Human Rights (the “Convention”). In addition, I find it important, for both practical and theoretical reasons, to analyse separately the double nature of the discrimination suffered by the applicant as a serviceman: in relation to servicewomen (the sexual discrimination issue) and in relation to civilian men (the professional discrimination issue). Finally, I dissent on the finding that there has been no violation of Article 34.
The dissenting opinion
The peaceful enjoyment of the applicant’s house
I dissent as far as the complaint based on Article 34 is concerned. I find the interference with the applicant’s right to peaceful enjoyment of his house during the night unacceptable. Regardless of the precise hour the visit to the applicant’s house began, it is not disputed that it went on through the night. The Court has repeatedly repudiated any related contact by the national authorities with the applicant and his family while the complaint is pending before the Court. In the present case, two elements compound the gravity of the interference. Firstly, the interference took place during the night in the applicant’s home, in other words, in a space of particular intimacy and at a time of significant vulnerability for the applicant and his family. Secondly, the information which was required by the enquiring official could have been obtained elsewhere and in another manner. The authorities chose the wrong method to gather the information they were looking for. If they did not intend to intimidate, the fact remains that their behaviour was objectively intimidating and was felt as such by the applicant and his family, thus resulting in a breach of Article 34.
The concurring opinion
The nature of the right to parental leave
Parental leave is a period of time, immediately subsequent to maternity leave, of authorised absence from work, during which the employment contract or relationship and the rights resulting from it are safeguarded. The right to parental leave is a Convention right. Parental leave does not only come within the scope of Article 8 of the Convention, by promoting family life and affecting the way in which it is organised. It derives directly from Article 8. Parental leave is protected by Article 8 of the Convention in as much as it is an essential guarantee of the bond between a parent and his or her child at a time of particular vulnerability and special need for the child. The family ties which are thus protected may be based on a biological relationship of motherhood or fatherhood, or a legal relationship of adoption, or any other legally equivalent relationship. The right to parental leave is a fundamental Convention right which belongs to the core of the human rights of the family.
The right to parental leave thus has two complementary facets: firstly, it is a social right, which safeguards the position of a worker with regard to his or her employment, and secondly it is also a Convention right, which protects the bond between parent and child. In other words, the right to parental leave is not an ex novo Convention right, but an additional facet of the right to respect for family life which the Convention as a living instrument certainly encompasses. Some major practical consequences flow from this reasoning. Firstly, States have a positive obligation to create a legal system of parental leave. Secondly, parental leave is protected by Article 8 of the Convention independently of any discriminatory infringement of Article 14.
The Court has been increasingly open to admitting the protection of social rights under the Convention through its Article 14. According to an established jurisprudence, Article 14 covers not only the enjoyment of the rights foreseen by the Convention but also those rights that “fall within the ambit” of a Convention provision and that a State has chosen to guarantee, even if in so doing it goes beyond the requirements of the Convention itself1. Based on this method of interpretation, the Court has reproached the discriminatory application of social rights which come within the ambit of Convention provisions1. But social rights have also been derived directly from Convention provisions without any reference to discriminatory treatment of the applicant, such as the right to medical treatment for people under the State’s authority2, the right to medical treatment for every citizen3, the right to a healthy environment4, the right to housing5, the right to an old-age pension6, the right to collective negotiations and the right to strike7. An additional right to a fair procedure in the determination of one’s social rights has been established1.
The acknowledgment of social rights under the Convention by the Court faces two principled critiques. It has been pointed out that, by doing so, the Court oversteps its remit and imposes international obligations which the Contracting Parties to the Convention did not agree upon, since the founding fathers intended to recognise in the Convention only civil and political rights2. This argument is flawed for two reasons. Firstly, it ignores the purpose of the Convention as a treaty which envisages the “development” of human rights in the light of the Universal Declaration on Human Rights, where economic and social rights are foreseen. This clear intention is expressed in the preamble to the Convention and is confirmed by the Convention provisions on the right to join a trade union and the prohibition of forced labour, and the subsequent adoption of protocols on the right to property and the right to education1. In addition, there is no unequivocal dividing line between civil rights and social rights, and most of the civil rights have social and economic derivations2.
Secondly, the disputed argument neglects the nature of the Convention as a “living instrument”, which evolves and adapts to the actual circumstances of Europeans. Whilst the preparatory work in respect of the Convention shows a special concern of the founding fathers for the protection of civil and political rights on a continent recently devastated by war and the concomitant grave human rights breaches3, that concern does not correspond to the circumstances of Europeans today. The petrification of the Convention would not only depart from the common rules of treaty interpretation, which leave a supplementary role to the preparatory work and give preference to the letter, purpose and object of the provision (see Article 31 (1) of the Vienna Convention on the Law of Treaties), it would also ultimately disregard the true intention of the founding fathers, namely to create an instrument for the guarantee of rights that are practical and effective, not theoretical and illusory.
It is also argued that the inherently vague and technical nature of social rights makes them judicially unenforceable. Social rights are said to be mere aspirational policy goals or action programmes directed at the political and administrative branches of the State and not lending themselves to any judicial review. This argument overlooks the notion of a minimum core of fundamental rights4. Social rights, as any other fundamental rights, have a minimum core which can and should be determined and enforced by courts, according this task the greatest relevance especially in times of financial hardship, when social rights are the first to be neglected1. If wide latitude is given to the State to take the appropriate social policy measures, the Court’s role is to determine whether they fall within the bounds of “reasonableness”2. The reasonableness of State social policy is assessed in terms of its proportionality in the sense that it must not only cater even-handedly for all social groups, but must also counterbalance factual inequalities and pay special attention to the most vulnerable social groups1. For instance, a social policy measure will be “unreasonable”, i.e. disproportionate, if it makes no provision for those most in need. A point of confluence is then found between the implementation of a “reasonable” social policy and the obligatory guarantee of the minimum core of the social right2. As Justice William Brennan so eloquently put it, “public assistance, then, is not mere charity, but a means to ‘promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity’”3.
The preceding considerations lead inevitably to the following conclusion: a social right can legitimately be derived from a Convention provision, even when such right is foreseen in the European Social Charter and the Contracting Party is not bound by the relevant provision of that Charter1. Thus, the fact alone that Article 27 § 2 of the European Social Charter guarantees the right to parental leave does not impede the acknowledgment of parental leave as a Convention right under Article 8 of the Convention, even if the Contracting Party has not accepted the former. In the instant case, it is noteworthy that the respondent State has accepted Article 27 § 2 of the European Social Charter, like almost all other States parties to the Convention, and this enhances the undisputed nature of the right in the face of international law. Scientific and legal arguments can be presented to evidence this evolving right in the light of the Convention.
Evidence of the paramount importance of the physical and psychological relationship between parent and child at the very early stage of the child’s life has been put forward in scientific studies. These studies have shown clear benefits of parental leave, including reduced infant mortality rates and long-term effects on children’s cognitive and socio-emotional outcomes. In other words, there is a trade-off between parental leave and the child’s health and academic performance2. Were such a right to parental leave not protected and effected, the general well-being of the child would be significantly prejudiced and the bond between parent and child would be considerably weakened. Parental leave has thus proved to be an essential instrument of social policy to guarantee the general well-being of the child and the healthy development of family ties.
Besides the mounting scientific evidence as to the utmost importance of parental leave, there is also an established international consensus on the recognition of a right to parental leave. Out of thirty-three member States of the Council of Europe, only one does not provide for parental leave at all, two States provide for parental leave only in the case of women and all the remaining States grant parental leave to both men and women. Servicemen and servicewomen benefit from a legal regime that is the same as, or similar to, that of civilians, except in five countries where only servicewomen are entitled to such leave. The political institutions of the Council of Europe have enshrined this consensus in a number of resolutions and recommendations1. Within the European Union, the EU Directive on parental leave (Council Directive 96/34/EC of 3 June 1996, revised by Council Directive 2010/18/EU of 8 March 2010) represents the binding standard for member States of the Union, according to which parental leave is, in principle, available to both parents as a non-transferable, individual entitlement 1. This consensus in European human rights law is reflected in international labour law, which has repeatedly acknowledged the right to parental leave since the nineteen-eighties, as evidenced by a number of recommendations of the International Labour Organisation (ILO): the Workers with Family Responsibilities Recommendation (R165), 1981, § 22 (1)-(3), the Part-Time Work Recommendation (R182), 1994, § 13, and the Maternity Protection Recommendation (R191), 2000, § 10 (3)-(5). Lastly, universal human rights law has joined the aforementioned consensus. The United Nations Committee on Economic, Social and Cultural Rights (CESCR) has noted that the implementation of Article 3 of the International Covenant on Economic, Social and Cultural Rights, in relation to Article 9, requires, inter alia, guaranteeing adequate maternity leave for women, paternity leave for men, and parental leave for both men and women2.
As a result of this wide international consensus in European and universal human rights law and international labour law, the approach taken by the Court in the case of Petrovic v. Austria is manifestly outdated. The basic argument presented at that time, according to which the majority of member States of the Council of Europe did not provide for parental leave for fathers, does not correspond to the reality any more today. But coherence demands that conclusions must be drawn from this new consensus. If it is correct to conclude that no reason remains for a distinction on the basis of sex with respect to parental leave, it is all the more to be concluded that the right to parental leave itself is now understood by almost all members States of the Council of Europe and the international community in general as an integral part and a constitutive element of the legal protection of the family and the parent-child relationship. Therefore, it can be inferred that the cost of parental leave is not likely to place an unnecessary and impractical burden on the State’s resources. In other words, the argument can no longer be made that the cost of human rights protection in this particular area does not derive from the choices of the legitimate representatives of the people. The common ground between laws of member States of the Council of Europe and international legal standards reveals a new facet of the right to respect for family life – a facet which has gained broad democratic legitimacy.
Consequently, there is a positive obligation for the Contracting Parties to the Convention to provide for a legal system of parental leave3. States are free to create a system of shared entitlement of men and women to parental leave or an individual right to parental leave, which cannot be transferred to the other parent. In order to promote gender equality, States may approve a paternity quota of leave that can only be taken by the father and is lost if he does not use it. Although the rules set by the Directive on parental leave are binding for countries in the European Union, the Convention does not impose the same legal standard in view of the lack of a European consensus as to the exact form, duration and conditions of parental leave among all member States of the Council of Europe. Yet the regime governing the right to parental leave, as those that govern any other social rights, is not entirely subject to the discretion of political majorities. Some fundamental features of this right can be ascertained in the light of the Convention and such a regime is therefore subject to the supervision of the Court. The classical Achilles heel of social rights being their effectiveness and judicial enforceability, a clear definition of the scope of competences of the legislature and the judiciary in the implementation of social rights is of the utmost importance.
Firstly, the right to parental leave benefits all citizens without any distinction based on sex or professional status. The armed forces, the police and domestic servants are not excluded from the beneficiaries of this fundamental right1. The same applies to part-time workers, fixed-term contract workers or persons with a contract of employment or employment relationship with a temporary agency. The implementation of the right to parental leave within the private sector of the economy is the result of the horizontal effect of the human rights protection system2.
Secondly, the right to parental leave has a minimum content. The ultimate objective of reconciliation of work, private and family life for working parents, and equality between men and women with regard to labour market opportunities and treatment at work, must be borne in mind when establishing the form, duration and conditions of parental leave. At the end of a period of parental leave, workers have the right to return to the same job or, if that is not possible, to an equivalent job consistent with their employment contract or relationship. Rights acquired or in the process of being acquired by the worker on the date on which parental leave starts must be maintained as they stand until the end of parental leave. Workers must be protected against less favorable treatment or dismissal on the grounds of an application for, or the taking of, parental leave. States are free to decide whether parental leave is granted on a full-time or part-time basis, in a piecemeal manner or in the form of a time-credit system, as well as to make entitlement to parental leave subject to a period of work qualification and/or a length of service qualification, but States may not, for instance, require an excessive qualifying period. States are also free to define the circumstances in which an employer is allowed to postpone the granting of parental leave as long as postponement is exclusively justified by extraordinary reasons related to the operation of the employer’s organisation.
Thirdly, to guarantee the right to parental leave is an obligation of result, which the State is bound to achieve within a reasonable period of time through adequate legislative instruments1. This right may be restricted or even annulled in exceptional circumstances1, since the State is not constrained by a rigid principle of non-retrogression of social rights as long as retrogressive measures pursue general welfare aims and are implemented progressively and proportionately2.
Discrimination against servicemen
In view of the minimum core of the Convention right to parental leave, as described above, a discriminatory legal regime of parental leave or the discriminatory application of a regime of parental leave will breach Article 8 taken separately and in conjunction with Article 14. This is true in the present case. I find that the denial of parental leave to the applicant was based on a combination of two different discriminatory grounds: military status and sex. The impugned discrimination has a two-fold legal nature: there is not only sex discrimination between servicemen and servicewomen, since servicewomen are better treated than servicemen, but also discrimination based on professional status, since civilian men are better treated than servicemen. I will deal separately with these two kinds of discriminatory treatment, with the purpose of showing that the less favourable treatment of servicemen lacks justification in any event. In addition to the theoretical importance of separating the different grounds of discrimination, a major practical consequence will be relevant for the purposes of Article 46.
Discrimination based on sex
Russian servicemen do not have a statutory right to parental leave, while servicewomen do have such a right. The discrepancy is established by the law between men and women, independently of their actual ranks and duties within the armed forces. The blanket and general nature of the legal provision in question, which does not allow for balanced solutions according to the functions of different service personnel, shows that a category of citizens (servicemen) was singled out by the legislature only on account of their gender. Neither the preponderance of servicemen in the armed forces nor the “special role of mothers in the upbringing of children” can be invoked to justify such a radical difference in treatment. In fact, only a minimal percentage of civilian men take parental leave in Russia, according to the statistics. If such a percentage is replicated in the armed forces, no major changes are to be expected in the normal life of the military services. Furthermore, tradition alone does not suffice to justify any discrimination1. The discriminatory character of this regime stands out when one takes into account that civilians, both men and women, are all entitled to the same legal benefits. If the Russian legislature is prepared to accept equality between civilian men and women who benefit from the same period of parental leave, it is difficult to understand why such equality is not guaranteed between servicemen and servicewomen.
Discrimination based on professional status
The discriminatory nature of the legal regime of parental leave in Russia can also be viewed from another perspective. A comparison between servicemen and civilian men shows that the first are treated with less generosity by the national law. The defensive nature of the functions of the men engaged by the Russian armed forces is not a decisive argument. Firstly, no factual evidence was presented of any concrete danger to the operational effectiveness of the armed forces due to the possible parental leave taken by servicemen. Secondly, there are alternative solutions for the organisation of military personnel to allow for servicemen who take their parental leave to be replaced without prejudice to the normal functioning of the services and to suspend parental leave in case of exceptional circumstances, such as the imminence of a war.
In order to comply with international obligations under the Convention, a legal solution must be found that avoids discrimination based both on sex and professional status. Lowering the parental status of servicewomen to the current status of their fellow servicemen would not only unreasonably diminish the degree of social protection afforded to servicewomen, but it would also put all military personnel in an unjustified lesser legal standing in relation to civilians. Such a solution would not solve the problem of discrimination based on professional status.
In view of the nature of the right to parental leave as a constituent element of a dignified life standard, one should recall the lesson of Montesquieu on the State’s obligation to provide to every citizen “a way of life which does not counter health”1. By properly guaranteeing the general enjoyment of the right to parental leave, the respondent State will simultaneously ensure the right of children to a healthy development and comply with a fundamental family right and a basic assurance for all workers.
PARTLY DISSENTING OPINION OF JUDGE KALAYDJIEVA
Like the majority, I see no reason to question the respondent Government’s statement that the Deputy Military Prosecutor’s visit to Mr Markin’s home in the late evening of 31 March 2011 was related to the applicant’s proceedings before the Court. I share the conclusion that this visit caused intimidation and fear to the applicant and his family.
Unlike the majority, however, I am unable to dismiss the applicant’s complaints under Article 34 because “there [was] no evidence that th[is] visit ...and the circumstances attending it were calculated to induce the applicant to withdraw or modify his complaint or otherwise interfere with the effective exercise of his right of individual petition, or indeed had this effect”.
In my view this reasoning shifts the burden of proof in the context of States parties’ negative obligations, by requiring an individual to “prove beyond doubt” that the authorities’ action was intended, or “calculated”, to prevent the free exercise of the right of individual petition guaranteed by the Convention. Under Article 34 States parties undertake “not to hinder in any way the effective exercise” of this right – even if it is exercised in an abusive manner. In such circumstances the authorities should be required to provide a plausible explanation for the purpose of any contacts with applicants with regard to pending Convention proceedings and to demonstrate that their conduct was lawful and necessary in the pursuit of a legitimate aim in the public interest. I am not persuaded by the respondent Government’s explanations in this regard. I also fail to understand the relevance to the Convention proceedings of facts concerning the applicant’s subsequent personal life – the fact that he remarried in 2008 and had a fourth child with Ms Z. later that year, or that he left the army in 2010 for health reasons. In fact the Government did not rely on any of the prosecutor’s findings before the Grand Chamber. In these circumstances, the late visit and questioning “related to the Convention proceedings” remain unwarranted. Regardless of whether there was an intention to dissuade Mr Markin from pursuing his complaints before the Court, he was informed that the visit was related to them and it was carried out in a manner which clearly could have been perceived as threatening, thus causing feelings of intimidation and fear to him and his family. This suffices to render the authorities accountable for a failure to respect their undertaking “not to hinder in any way the effective exercise” of the right of individual petition as guaranteed by Article 34 of the Convention.
I am also unable to adhere to the majority’s view that the absence of an achieved effect of withdrawal or amendment of complaints may be regarded as indicative for the extent to which the authorities succeeded, or failed, in meeting this undertaking. Such a criterion risks making the exercise of the right of individual petition dependent on the threshold of tolerance by applicants to any form of pressure. In other words, it would depend on whether they are able or sufficiently courageous to sustain the resulting intimidation without withdrawing or modifying their complaints. I am not convinced that this approach would reflect the spirit of Article 34 correctly.
PARTLY DISSENTING OPINION OF JUDGE NUßBERGER JOINED BY JUDGE FEDOROVA
I wholeheartedly support the decision of the majority in the present case. However, I cannot agree with the Court’s finding under Article 41. As a violation of Article 8 in conjunction with Article 14 has been found, it is fair to grant the applicant costs and expenses. But in the specific circumstances of the case I am opposed to an award for non-pecuniary damage in addition.
The case is about equality between men and women. Without any reasonable justification Russian law treats servicemen and servicewomen differently for the purposes of parental leave. It is therefore a question of principle for the Court to react to such an inequality, which touches upon the fundamental values enshrined in the Convention.
However, whilst it is true that in the present case the applicant was treated differently from women, that does not mean that his treatment was worse in every respect. On the contrary, even though he had to wait for a year before being granted parental leave and even though he received only an ex gratia payment and not a payment based on law, it is obvious that ultimately the financial aid he was awarded (5,900 euros) was far greater than what a servicewoman would have received in his place (see paragraph 45 of the judgment: 40% of the salary for only a year and a half with a minimum amount of 37.50 euros per month).
In a case about equality and inequality it is impossible not to take into account this important factor. Therefore, I find it somewhat paradoxical to award 3,000 euros for non-pecuniary damage in addition to the ex gratia payment the applicant has already received. Even if he has suffered distress and frustration as a result of discrimination on grounds of sex, this has been largely compensated for by the ex gratia payment. The applicant’s “net gain” might be misunderstood as an invitation to fight for social benefits in Strasbourg.
Therefore I am of the opinion that the Chamber’s approach was much wiser. In the present case, the finding of a violation would have constituted in itself sufficient just satisfaction.
DISSENTING OPINION OF JUDGE POPOVIĆ
Much to my regret I could not follow the majority of colleagues in this case. My disagreement is not based on the arguments the majority developed, but mostly on the assessment of facts. It concerns two different aspects. One of these pertains to Article 8 in conjunction with Article 14 of the Convention, whereas the other is related to Article 34 of the Convention.
I. Article 8 in conjunction with Article 14 of the Convention
(1) The applicant stated he had divorced his wife by way of mutual agreement on 6 October 2005. He alleged that his community of life with his ex-spouse had ceased immediately afterwards, thus obliging him to raise their three children alone. He also submitted to the Court that his wife had left for another city several days after the divorce, which in fact occurred only six days after she had given birth to their third child. On the basis of such submissions the majority found that the community of life of the former spouses had effectively ceased.
At this point my finding runs counter to that of the majority, for it seems that many significant elements of the common life of the former spouses persisted, despite the fact that they had agreed to divorce. These elements are the following.
(a) The applicant’s ex-spouse allegedly signed an employment contract in the city to which she purported to have moved. However the contract has never been duly registered with the authorities. It remains unclear whether it has ever produced proper effects for the purposes of labour law.
(b) The applicant’s ex-spouse has never obtained a passport stamp confirming the divorce.
(c) Although it was stipulated in the divorce agreement that the ex-wife should pay child allowances to the applicant, she has never done so. The applicant has not reacted to this behaviour of his former wife in any possible way. He has neither demanded payments from her, nor brought any action against her, as he was entitled to do according to the law, on the basis of the divorce agreement.
(d) The fact that the applicant’s ex-spouse represented him in a case before a court of law in an unrelated matter clearly shows the persistence of their mutual understanding, of which the applicant denied the existence exclusively in respect of matters concerning his application to this Court.
(e) The applicant continued to live in the city in which he had lived with his ex-spouse and did not change address after the divorce, for he remained in the apartment that had previously been shared with his ex-wife’s parents, who continued living with the applicant and his children.
(f) It is beyond any doubt that the applicant’s lodging in the same apartment as his ex-spouse’s parents has never been interrupted, and this is a fact that in many important aspects has maintained an unaltered environment for his children, even though their mother had allegedly left for another city.
(g) The events concerning the applicant’s divorce started on 6 October 2005, whereas on 1 April 2008 the applicant remarried his former spouse.
(h) The applicant’s fourth child was born in August 2010. The child’s mother is the lady the applicant had divorced on 6 October 2005 and whom he remarried on 1 April 2008.
On the grounds of the above-mentioned facts I find that, despite a formal divorce, the community of life between the applicant and the mother of his four children has never been substantially interrupted.
Regretfully, this point was not elucidated by the majority, although it warranted the Court’s attention, as it had to be considered whether the applicant’s behaviour was not guided by the idea of acting in fraudem legis domesticae.
The circumstances mentioned above, taken in their entirety, thus lead me to find that the applicant in the present case did not have victim status.
(2) Even assuming that the majority were justified in finding that the applicant nevertheless had victim status, he should be considered to have lost it for the following reasons.
(a) The applicant obtained leave from service to an extent which almost equalled his demand.
(b) Apart from the fact that the applicant was indeed granted leave from service, he was awarded by the authorities a considerable amount of money on an ex gratia basis, corresponding to more than six months’ worth of salary.
For the reasons I have thus set out, I find the Government’s objection as to the applicant’s victim status under Article 8 of the Convention to be justified and in my view the objection should be sustained. Consequently I consider that under Article 37 § 1 (b) of the Convention the matter has been resolved, and this should in my opinion have led to the striking out of the application from the Court’s list in so far as it concerned Article 8 of the Convention, taken together with Article 14.
II. Article 34 of the Convention
(3) The second aspect of my disagreement with the majority is related to its finding that there has been no violation of Article 34 of the Convention in the present case. The Contracting Parties are obliged by that provision not to hinder in any way the effective exercise of the right of individual application to the Court.
The Grand Chamber held in Akdivar and Others v. Turkey (16 September 1996, § 105, Reports of Judgments and Decisions 1996 IV) that, owing to their vulnerable position, applicants to this Court must not be exposed to “behaviour on the part of the authorities ... amounting to a hindrance in respect of the applicants in breach of [the above-mentioned] provision”.
I consider the conduct of the authorities vis-à-vis the applicant in the present case to be in violation of Article 34 of the Convention, as interpreted in the light of the rule in Akdivar that I have just quoted. This opinion is based on the fact that the applicant was visited one evening at his home, where he lived with his family, by an official belonging to the Military Prosecutor’s service. The purpose of the visit, according to the Government’s submissions to the Court, consisted in clarifying certain facts. However, the whole set of circumstances concerning this particular event leads me to conclude that there has been a violation of Article 34 of the Convention. The reasons for such a conclusion are the following.
(a) The official’s visit was not announced in advance. Its abrupt character had an effect of surprise and put pressure on the applicant.
(b) The Government failed to provide any evidence that the applicant had been summoned to make a statement in order to clarify the facts concerning his family situation, instead of providing clarifications at home upon a surprise visit by a State official.
(c) The official’s visit had no grounds in the domestic law of the respondent State. It was instigated by the respondent Government’s Agent before this Court and this clearly demonstrates its connection to the application lodged with the Court, accordingly attracting the protection of Article 34 of the Convention.
(d) The prosecutor in question, during his visit, warned the applicant that if he failed to produce certain documents, which he was by no means under a legal duty to do, the investigation would be conducted by way of questioning the applicant’s neighbours.
These are the elements which I find sufficient to prove that the applicant has been hindered in the exercise of his right of individual application to the Court under Article 34 of the Convention. I am therefore of the opinion that there has been a violation of Article 34 of the Convention in the present case.
1 This principle was expressed for the first time by the Court in the Case "relating to certain aspects of the laws on the use of languages in education in Belgium" (merits), 23 July 1968, p. 33, § 9, Series A no. 6). In other words, Article 14 also applies when “the subject-matter of the disadvantage ... constitutes one of the modalities of the exercise of a right guaranteed” (National Union of Belgian Police v. Belgium, 27 October 1975, § 45, Series A no. 19) or the measures complained of are “linked to the exercise of a right guaranteed” by the Convention (Schmidt and Dahlström v. Sweden, 6 February 1976, § 39, Series A no. 21). The Court has added that the notion of discrimination within the meaning of Article 14 includes cases where a person or group is treated, without proper justification, less favourably than another, even though the more favourable treatment is not called for by the Convention (Abdulaziz, Cabales and Balkandali v. the United Kingdom, 28 May 1985, § 82, Series A no. 94).
1 Such as different tax exemption regimes for residents and non-residents (Darby v. Sweden, 23 October 1990, §§ 33-34, Series A no. 187), different emergency assistance regimes for nationals and non-nationals (Gaygusuz v. Austria, 16 September 1996, § 50, Reports of Judgments and Decisions 1996 IV), different contributory obligations for unmarried childless men aged 45 or over and unmarried childless women of the same age (Van Raalte v. the Netherlands, 21 February 1997, § 43, Reports 1997 I), different pension entitlement regimes of married women and married (Wessels-Bergervoet v. the Netherlands, no. 34462/97, § 54, ECHR 2002 IV), different pension entitlement regimes for former servicemen (Bucheň v. the Czech Republic, no. 36541/97, §§ 74-76, 26 November 2002) and different pension entitlement regimes for nationals and non-nationals (Andrejeva v. Latvia [GC], no. 55707/00, §§ 88-91, ECHR 2009).
2 This right has been construed upon Article 3 (İlhan v. Turkey [GC], no. 22277/93, § 87, ECHR 2000 VII; Kudła v. Poland [GC], no. 30210/96, §§ 91-94, ECHR 2000 XI; Mouisel v. France, no. 67263/01, §§ 40-42, ECHR 2002 IX; Paladi v. Moldova [GC], no. 39806/05, § 71, 10 March 2009; V.D. v. Romania, no. 7078/02, §§ 94-99, 16 February 2010; and Slyusarev v. Russia, no. 60333/00, § 43, 20 April 2010).
3 This right has been based on Article 8 (Glass v. the United Kingdom, no. 61827/00, §§ 74-83, ECHR 2004 II; Tysiąc v. Poland, no. 5410/03, §§ 107-108, ECHR 2007 I; and A, B and C v. Ireland [GC], no. 25579/05, § 245, ECHR 2010) or on Article 2 (Oyal v. Turkey, no. 4864/05, § 72, 23 March 2010).
4 This right has been derived from Article 8 (López Ostra v. Spain, 9 December 1994, § 51, Series A no. 303-C; Guerra and Others v. Italy, 19 February 1998, §§ 57- 60, Reports 1998-I; Hatton and Others v. the United Kingdom, 8 July 2003, §§ 96-99, Reports 2003-VIII; and Georgel and Georgeta Stoicescu v. Romania, no. 9178/03, §§ 61-62, 26 July 2011) or from Article 2 (Öneryıldız v. Turkey [GC], no. 48939/99, § 90, ECHR 2004 XII). In a case of conflicting social rights, the Court has even decided that the State’s positive obligation to protect the environment prevails over the obligation to protect a minority’s way of life in the relevant regulatory planning framework (Chapman v. the United Kingdom [GC], no. 27238/95, §§ 96, 113-115, ECHR 2001 I).
5 The failure to provide proper housing has been censured under Article 3 (Moldovan and Others v. Romania (no. 2), nos. 41138/98 and 64320/01, §§ 107 (g) and 110, ECHR 2005 VII, and M.S.S. v. Belgium and Greece [GC], no. 30696/09, §§ 263-264, 21 January 2011) or under Article 8 (Marzari v. Italy (dec.), no. 36448/97, 4 May 1999, with regard to an “individual suffering from a severe disease”, and Stanková v. Slovakia, no. 7205/02, §§ 60-62, 9 October 2007, which finds the reasoning of the Constitutional Court “convincing”). The Court has even been prepared to assess public policies on housing from the perspective of their impact on the rights of owners (James and Others v. the United Kingdom, 21 February 1986, § 46, Series A no. 98; Mellacher and Others v. Austria, 19 December 1989, § 45, Series A no. 169; Spadea and Scalabrino v. Italy , 28 September 1995, § 29, Series A no. 315-B; and Hutten-Czapska v. Poland [GC], no. 35014/97, §§ 224-225, 239, ECHR 2006 VIII).
6 The Court considered that a “wholly insufficient” pension raised an issue under Article 3 (Larioshina v. Russia (dec.), no. 56869/00, 23 April 2002, and Budina, v. Russia (dec.), no. 45603/05, 18 June 2009) or under Article 2 (Kutepov and Anikeyenko v. Russia, no. 68029/01, § 62, 25 October 2005, and Huc v. Romania and Germany (dec.), no. 7269/05, § 59, 1 December 2009).
7 The Court derived the right to collective negotiations foreseen by Article 6 of the European Social Charter from the freedom to form trade unions, as provided for in Article 11 of the Convention, in spite of the fact that the respondent State had not accepted Article 6 when it ratified the Charter (Demir and Baykara v. Turkey [GC], no. 34503/97, §§ 153 and 154, ECHR 2008). This approach was reiterated in Enerji Yapi-Yol Sen v. Turkey (no. 68959/01, §§ 24, 31-32, 21 April 2009), which acknowledged the right to strike under Article 11 of the Convention.
1 Such as procedures for the determination of sickness allowances (Feldbrugge v. the Netherlands, 29 May 1986, § 40, Series A no. 99), social security allowances based on an industrial-accident insurance scheme (Deumeland v. Germany, 29 May 1986, § 75, Series A no. 100) or reversionary pensions (Massa v. Italy, 24 August 1993, § 26, Series A no. 265-B). The positive obligation to establish a judicial system which ensures effective protection of a social right has already been determined by the Court (Danilenkov and Others v. Russia, no. 67336/01, § 136, ECHR 2009).
2 See, for instance, Renucci, Traité de Droit Européen des Droits de l’Homme, Paris, 2007, pp. 492-493. In the same vein there is the criticism according to which, since there is no clear definition of a right which “falls within the ambit” of a provision of the Convention, no dividing line has been drawn between those cases which should be dealt with under Article 14 of the Convention and those that should be examined in accordance with Article 1 of Protocol No. 12, and therefore any right set forth by national law could artificially be considered to “fall within the ambit” of the Convention itself (for example, Tomuschat, “Social rights under the European Charter on Human Rights”, in Breitenmoser (Hrsg.), Human Rights, Democracy and the Rule of Law: Liber Amicorum Luzius Wildhaber, Zürich, 2007, p. 862-863, Sudre, “La protection des Droits Sociaux par la Cour Européenne des Droits de l’Homme: Un Exercise de «Jurisprudence Fiction»?”, in Revue Trimestrelle des Droits de l’Homme, 55, 2003, p. 770, and Lucas-Albertini, Le Revirement de Jurisprudence de la Cour Européenne des Droits de l’Homme, Brussels, 2008, p. 326).
1 See on the social content of the Convention, among others, Pellonpää, “Economic, social and cultural rights”, in MacDonald/Matscher/Petzold (eds.), The European system for the protection of human rights, Dordrecht, 1993, pp. 859-866, Costa, “La Cour Européenne des Droits de l’Homme et la Protection des Droits Sociaux”, in Revue Trimestrelle des Droits de l’Homme, 21, 2010, pp. 212-216, and Eichenhofer, “Der sozialrechtliche Gehalt der EMRK-Menschenrechte”, in Hohmann-Dennhardt/Masuch/Villiger, Festschrift für Renate Jaeger, Grundrechte und Solidarität, Durchsetzung und Verfahren, 2011, pp. 628-635.
2 See Airey v. Ireland, 9 October 1979, § 26, Series A no. 32. Cases involving financial implications for the State are not necessarily off limits for the Court, since the implementation of basic civil rights does imply public costs. The provision of State-paid legal and interpretative assistance is a good example. In fact, civil and social rights are interdependent and interrelated. There is no watertight division into two separate sets of human rights. In this sense, see, for instance, the preamble to the European Social Charter, the preamble to the Optional Protocol to the International Covenant on Economic, Social and Cultural Rights, the Vienna Declaration and Programme of Action, proclaimed by the World Conference on Human Rights (A/CONF.157/23, 12 July 1993, § 5), and Recommendation 1415 of 23 June 1999 of the Parliamentary Assembly of the Council of Europe.
3 See Travaux préparatoires 1, p. 194.
4 The notion of minimum core obligations as developed by the United Nations Committee on Economic, Social and Cultural Rights must be taken in account. In its General Comment No 3, the Committee was “of the view that a minimum core obligation to ensure the satisfaction of, at the very least, minimum essential levels of each of the rights [was] incumbent upon every State party.” (see General Comment No 3, UN doc. E/1991/23, § 10, confirmed by General Comment No. 12, UN doc. E/2000/22, § 17, General comment No. 13, E/C.12/1999/10, § 57, General Comment No. 14, UN doc. E/C.12/2000/4, §§ 43 47, and General Comment No. 15, UN doc. E/C.12/2002/11, §§ 37–40, General Comment No. 17, E/C.12/GC/17, § 39, General Comment No. 18, E/C.12/GC/18, § 31, General Comment No. 19, E/C.12/GC/19, § 59, and General Comment No. 21, E/C.12/GC/21, § 55). The Limburg Principles on the Implementation of the ICESCR (UN Doc. E/CN.4/1987/19) and the Maastricht Guidelines on Violations of Economic, Social and Cultural Rights (UN Doc. E/C.12/2000/13) have further clarified States’ obligations in the field of economic and social rights. In its Resolution 1993/14, the Commission on Human Rights urged States to “consider identifying specific national benchmarks designed to give effect to the minimum core obligation to ensure the satisfaction of minimum essential levels of each of the [economic, social and cultural] rights”. In its Annual Report of 1994, the Inter-American Commission on Human Rights declared that “the obligation of member States to observe and defend the human rights of individuals within their jurisdictions, as set forth in both the American Declaration and the American Convention, obligates them, regardless of the level of economic development, to guarantee a minimum threshold of these rights”. The Committee of Ministers of the Council of Europe (Recommendation R (2000) 3, of 19 January 2000), as well as the European Committee of Social Rights, also defended the need for legal protection of a minimum level of certain social rights (for the position of the Committee, see Mikkola, Social Human Rights in Europe, Porvoo, 2010, pp. 316-317). Finally, renowned international law scholars have supported this approach, such as Alston, “Out of the abyss: the challenges confronting the new U.N. Committee on Economic, Social and Cultural Rights”, in Human Rights Quarterly, 9, 1987, pp. 352-353, Craven, The International Covenant on Economic, Social and Cultural Rights: A perspective on its development, Oxford, 1995, pp. 141-143, Liebenberg, “Adjudicating social rights under a transformative Constitution”, in Langford (ed.), Social rights jurisprudence, Emerging trends in international and comparative law, Cambridge, 2008, pp. 89-91, Fredman, Human Rights Transformed, Positive rights and positive duties, Oxford, 2008, pp. 84-87, Tushnet, Weak Courts, Strong Rights, Princeton, 2009, pp. 242-247, and Kerdoun, “La Place des Droits Économiques, Sociaux et Culturels dans le Droit International des Droits de l’Homme”, in Revue Trimestrelle des Droits de l’Homme, 22, 2011, p. 511.
1 Stressing this point, Alexy, in A Theory of Constitutional Rights, Oxford, 2002, p. 344, writes: “it is precisely in times of crisis that even a minimal constitutional protection of social rights seems indispensable”. The exact same thought may be found in Alston/Quinn, “The nature and scope of States Parties’ obligations under the International Covenant on Economic, Social and Cultural Rights”, in Human Rights Quarterly, 9, 1987, p. 164: “Endeavours to ensure respect for human rights must be pursued in bad times as well as the good times. Indeed, it is in periods of extreme hardship, whether of an economic or political nature, that human rights guarantees assume their greatest relevance”, and Dankwa/Flinterman/Leckie, “Commentary to the Maastricht Guidelines on Violations of Economic, Social and Cultural Rights”, in Human Rights Quarterly, 20, 1998, p. 717: “Every State that has accepted legal obligations …agrees that under all circumstances, including periods characterized by resource scarcity, basic minimum obligations and corresponding essential rights remain in place”.
2 For the assessment of the “reasonableness” of policy choices on social rights, see the recent cases of Valkov and Others v. Bulgaria, nos. 2033/04, 19125/04, 19475/04, 19490/04, 19495/04, 19497/04, 24729/04, 171/05 and 2041/05, §§ 91-97, 25 October 2011 (not final); Bah v. the United Kingdom, no. 56328/07, §§ 37 and 50, 27 September 2011; and Schuitemaker v. the Netherlands (dec), no. 15906/08, 4 May 2010; and those mentioned above on the right to housing. The principle of the judiciability of social rights in European human rights law is shared by universal human rights law (see CESCR General Comment No. 3, cited above, §§ 4-5, General Comment No. 9, E/C.12/1998/24, § 10, the Limburg Principles, cited above, § 19, and the Maastricht Guidelines, cited above, § 22) and Inter-American human rights law (Inter-American Court of Human Rights, Acevedo Buendia et al. v. Peru, 1 July 2009, §§ 102-103, and Inter-American Commission on Human Rights, Report on Admissibility and Merits No. 38/09, 27 March 2009, §§ 140 147) and African human rights law (African Commission on Human and Peoples’ Rights, The Social and Economic Rights Action Center for Economic and Social Rights (SERAC) v. Nigeria, Communication No. 155/96, 27 May 2002, §§ 61, 62, 64, 68, and Purohit and Moore v. Gambia, Communication No. 241/2001, 29 May 2003, §§ 81-83).
1 See Case "relating to certain aspects of the laws on the use of languages in education in Belgium" (merits), 23 July 1968, p. 34, § 10, Series A no. 6 (“certain legal inequalities tend only to correct factual inequalities”), Stec and Others v. the United Kingdom [GC], no. 65731/01, §§ 51 and 66, ECHR 2006 VI, D.H. and Others v. the Czech Republic [GC], no. 57325/00, §§ 175, 181-182, ECHR 2007 IV, Oršuš and Others v. Croatia [GC], no. 15766/03, §§ 147-148, 182, ECHR 2010, Andrle v. the Czech Republic, no. 6268/08, § 48, 17 February 2011, and Oyal v. Turkey, no. 4864/05, 23 March 2010. The same approach has been adopted by the European Committee of Social Rights (International Association Autism-Europe v. France, Complaint No. 13/2002, decision of 4 November 2003, § 53), following in the footsteps of some national courts, such as the German Constitutional Court (see the ground-breaking Decision of 18 June 1975, BVerfGE 40, 133, on a constitutional right to a “menschenwürdigen Existenzminimums“), the Swiss Federal Court (see the leading case of V. v. Einwohnergemeinde X. und Regierungsrat des Kantons Bern, Decision of 9 June 2006, on an implied constitutional right to “conditions minimales d'existence”) and within the framework of a transformative Constitution the Portuguese Constitutional Court (see Decisions 39/1984, 330/1989, 148/1994, 62/2002 and 509/2002, on the constitutional guarantee of a minimum “social income“ and of a “social minimum adequate for a decent life” in the public sector with regard to health and education). This European standard corresponds to the universal human rights standard (see CESCR, General Comment No 3, cited above, § 12, “Statement by the Committee: An evaluation of the obligation to take steps to the ‘maximum of available resources’ under an optional protocol to the Covenant”, E/C.12/2007/1, 10 May 2007, § 4, the Limburg Principles, cited above, § 39, and the Maastricht Guidelines, cited above, § 20) and the Inter-American human rights criterion (Pueblo Bello Massacre v. Colombia, judgment of 31 January 2006, §§ 111, 123, Comunidad Indígena Yakye Axa v. Paraguay, judgment of 17 June 2005, §§ 68, 167-168, and Villagrán-Morales et al. v. Guatemala, 19 November 1999, §§ 144, 191).
2 This confluence of criteria has been admitted by the CESCR, in its “Statement by the Committee”, cited above, § 8 (f), and the Constitutional Court of South Africa in Government of the Republic of South Africa and Others v. Grootboom and Others, Case CCT 11/00, 4 October 2000, §§ 33, 36, 44, Minister of Health and Others v. Treatment Action Campaign and Others, Case CCT 8/02, 5 July 2002, §§ 34, 79, and in Mazibuko and Others v. City of Johannesburg and Others, CCT 39/09, 8 October 2009, § 67, and the Joint Committee on Human Rights of the House of Lords, Twenty-Ninth Report: Economic and social rights, 10 August 2008, §§ 172, 181. It should be noted that this confluence does not produce perfectly overlapping criteria, since the “reasonableness” (or proportionality) test does not cover exclusively minimum obligations. There may be cases where minimum obligations are met, but States are still failing to provide “reasonable” (proportionate) social policy measures.
3 Goldberg v. Kelly, 397 U.S. 254, 1970.
1 Renowned legal scholars have pointed precisely in the direction of the protection of social rights foreseen by the European Social Charter under the European Convention on Human Rights (Sudre, cited above, pp. 761-766, and Arandji-Kombé, “Quelques perspectives pour les 10 prochaines années?”, in Olivier De Schutter (coord.), The European Social Charter: A Social Constitution for Europe, Brussels, 2010, p. 159).
2 See, among others, Cools/Fiva/Kirkebøen, Causal effects of paternity leave on children and parents, Discussion Papers No. 657, Statistics Norway, 2011; Rege/Solli, The Impact of Paternity Leave on Long-term Father Involvement, Cesifo Working Paper no. 3130, 2010; Lamb, The Role of Father in Child Development, Hoboken, 2010; Liu/Skans, “The duration of paid parental leave and children's scholastic performance”, in The B.E. Journal of Economic Analysis and Policy, 2010, vol. 10; Han/Ruhm/Waldfogel, “Parental leave policies and parents’ employment and leave taking”, in Journal of Policy Analysis and Management, 2009, Vol. 28, No. 1; Gupta/Smith/Verner, Child Care and Parental Leave in the Nordic Countries: A Model to Aspire to?, IZA Discussion Paper No. 2014, 2006; Tanaka/Waldfogel, “Effects of Parental Leave and Work Hours on Fathers’ Involvement with their Babies”, in Community, Work and Family, 10, 2007, No. 4; Tanaka, “Parental Leave and Child Health Across OECD Countries”, in The Economic Journal, 2005, 115, pp. 7-28; Ruhm, “Parental Employment and Child Cognitive Development”, in Journal of Human Resources, 2004, vol. 39, pp. 155-192; Jaumotte, Labour force participation of women: empirical evidence on the role of policy and others determinants in OECD countries, OECD Economic Studies, 2004; Tamis-Lemonda/Cabrera, Handbook of Father Involvement: Multidisciplinary Perspectives, Mahwah, NJ, 2002; Ermisch/Francesconi, “Family Structure and Mothers’ Behaviour and Children’s Achievements”, in Journal of Population Economics, 2001, pp. 249-270). Parental leave also facilitates upward social mobility for children coming from low income families (Esping-Andersen, “Untying the Gordian Knot of Social Inheritance”, Research in Social Stratification and Mobility, 21, 2004, pp. 115-39, and Waldfogel, Social Mobility, Life Chances and the Early Years, CASE paper 88, 2004).
1 Resolution 1274(2002) of the Parliamentary Assembly of the Council of Europe on parental leave urged member States to guarantee the principle of paid parental leave including adoption leave. The same message was sent in Recommendation 1769(2006) on the need to reconcile work and family life, where the Assembly stressed that parental leave should be made available to both fathers and mothers, “taking special care to ensure that men are actually able to use it”. Committee of Ministers Recommendation No. R (96) on reconciling work and family life and Recommendation Rec (2007) 17 on gender equality standards reiterated the same right, with the possibility of taking the leave on a part-time basis and of sharing it between parents. Finally, Recommendation Rec (2010) 4 on the human rights of members of the armed forces stated clearly the right of servicemen and servicewomen to enjoy maternity and paternity leave.
1 The Court of Justice of the European Union has already decided that clauses of the framework agreement on parental leave annexed to the Council Directive can be relied on by individuals before a national court (case C-537/07, judgment of 16 July 2009, Gomez Limon, and on the nature of this right, Henion/Le Barbier-Le Bris/Del Sol, Droit Social Européen et International, Paris, 2010, pp. 326-327).
2 General comment No. 16 (2005), E/C.12/2005/4, 11 August 2005, § 26.
3 It is standing case-law of the Court to acknowledge the existence of positive obligations for the States to promote and guarantee the effective enjoyment of family life, going back to the Marckx case (Marckx v. Belgium, 13 June 1979, § 31, Series A no. 31). This obligation may consist in providing for an adequate legislative framework which promotes in practical and effective terms the right to respect for family life, as was firstly affirmed in the case of X and Y v. the Netherlands (26 March 1985, §§ 23, 28-30, Series A no. 91). In regard to the bond between the child and his or her parents, the Court has even admitted that “the State must act in a manner calculated to enable that tie to be developed and legal safeguards must be established that render possible as from the moment of birth or as soon as practicable thereafter, the child’s integration in his family” (Iglesias Gil and A.U.I. v. Spain, no. 56673/00, § 49, ECHR 2003 V). More specifically, the Inter-American Court of Human Rights has affirmed the State’s obligation to adopt the “the measures required for children’s existence to develop under decent conditions” (Advisory Opinion OC-17/2002 of 28 August 2002, § 80, and point 7 of the Opinion).
1 This has also been the firm position of the European Committee on Social Rights, as shown by the respective reports on the situation in the contracting States with regard to Article 27 § 2 of the Charter.
2 International liability may be engaged for State omission with regard to private actors’ conduct contrary to economic and social rights (for example, African Commission on Human and Peoples’ Rights, SERAC v. Nigeria, cited above, Inter-American Commission on Human Rights, Maya Indigenous Communities of the Toledo District v. Belize, report No. 40/04, Case 12.053, and Committee on the Elimination of Discrimination of Women, A.T. v. Hungary, 2/2003, and Human Rights Committee, Länsmann v. Finland no. 2, Communication No. 671/1995).
1 Social rights are usually viewed as corresponding to obligations of conduct, the State being bound to take all reasonable legislative and administrative measures in order to achieve the progressive realisation of the right within available resources and without any time constraint. But the existence of social rights corresponding to obligations of result is also accepted. In its very first decision, the European Committee of Social Rights decided that the respect for the minimum labour age of 15 years required the de facto suppression and the effective punishment of all the practices contrary to this standard (International Commission of Jurists v. Portugal, Complaint No. 1/1998, § 32). Later, the Committee considered that the mere act of approval of legislative measures to provide handicapped people with education and professional orientation was not enough, since States should ensure that these legislative measures do have a concrete and practical effect. When the implementation of a social right was “exceptionally complex and particularly expensive”, some flexibility was admitted, but the social right should be implemented in “reasonable time, with measurable progress and to an extent consistent with the maximum use of available resources” (International Association Autism Europe v. France, cited above, § 53, and European Roma Rights Centre v. Bulgaria, Complaint No. 31/2005, § 37). In particular, a time-limit for the introduction of adequate legislative changes may be appropriate in certain cases, as the Court allowed in the case of Šekerović and Pašalić v. Bosnia and Herzegovina, nos. 5920/04 and 67396/09, 8 March 2011. In exceptional cases, an obligation of result may be imposed on the State for an indefinite period of time (Oyal v. Turkey, no. 4864/05, 23 March 2010).
1 A social right may be annulled if it was granted on an erroneous basis (Iwaszkiewicz v. Poland, no. 30614/06, § 55, 26 July 2011) or a false statement of the beneficiary (Rasmussen v. Poland, no. 38886/05, § 71, 28 April 2009) or by a totalitarian regime for the personal benefit of a member of the ruling party (see, mutatis mutantis, Tesař and Others v. the Czech Republic, no. 37400/06, § 73, 9 June 2011), but the annulment may not deprive the beneficiary of his or her basic means of subsistence (Moskal v. Poland, no. 10373/05, §§ 73-75, 15 September 2009).
2 For an assessment of retrogressive legislation, see Valkov and Others v. Bulgaria, cited above, and for retrogression resulting from a collective agreement see Aizpurua Ortiz and Others v. Spain, no. 42430/05, 2 February 2010. The European approach is substantively close to the universal human rights standard (International Court of Justice, Legal Consequences of the Construction of a Wall in the Occupied Palestinian Territory, Advisory Opinion, I.C.J. Reports 2004, § 136, CESCR General Comment No. 3, cited above, § 9, General Comment No. 13, cited above, § 45, General Comment No. 14, cited above, §§ 29, 32, General Comment No. 17, cited above, § 27, General Comment No. 18, cited above, § 21, General Comment No. 21, cited above, §§ 46, 65, “Statement by the Committee”, cited above, 10 May 2007, §§ 9-10, Committee on the Elimination of Racial discrimination, Ms.L.R. et al. v. Slovakia, Communication No. 31/2003, CERD/C/66/D/31/2003, § 10.7, and among legal scholars, Craven, quoted above, pp. 129 134) and the Inter-American human rights standard (Inter-American Commission, report n° 27/09, case 12.249, merits, Jorge Odir Miranda Cortez et al. v. El Salvador, 20 March 2009, § 106, and Inter-American Court, Five Pensioners Case, judgment of 28 February 2003, § 147).
1 Of particular interest in this regard is the Vienna Declaration and Programme of Action, adopted by the World Conference on Human Rights, Vienna, 25 June 1993 (cited above, Part I, chap III, § 18). In the same vein, the Maastricht Guidelines (cited above, § 8).
1 “Quelques aumônes que l'on fait à un homme nu dans les rues, ne remplissent point les obligations de l'État, qui doit à tous les citoyens une subsistance assurée, la nourriture, un vêtement convenable, et un genre de vie qui ne soit point contraire à la santé”, Montesquieu, De l’Esprit des lois, Livre XXIII, chap. XXIX, 1758.