In the case of Y.C. v. the United Kingdom,
The European Court of Human Rights (Fourth Section), sitting as
a Chamber composed of:
Lech Garlicki, President,
David Thór Björgvinsson,
Nicolas Bratza,
Päivi Hirvelä,
George Nicolaou,
Zdravka Kalaydjieva,
Vincent A. De Gaetano, judges,
and Lawrence Early, Section Registrar,
Having deliberated in private on 21 February 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no. 4547/10)
against the United Kingdom of Great Britain and Northern Ireland lodged with
the Court under Article 34 of the Convention for the Protection of Human Rights
and Fundamental Freedoms (“the Convention”) by a British national, Ms Y.C.
(“the applicant”), on 16 January 2010. The Vice-President
of the Section granted the applicant anonymity (Rule 47 § 3 of
the Rules of Court).
. The
applicant, who had been granted legal aid, was represented by Pardoes
Solicitors, a firm of solicitors based in Bridgwater. The United
Kingdom Government (“the Government”) were represented by their Agent, Mr M.
Kuzmicki, of the Foreign and Commonwealth Office.
The applicant alleged a violation of Article 8 as
a result of the refusal of the domestic courts to assess her as a sole carer
for her son and their failure to have regard to all relevant considerations
when making a placement order.
On 19 July 2010 the Vice-President of the Section
decided to give notice of the application to the Government. It was also decided
to grant priority to the application (Rule 41 of the Rules of Court) and to
rule on the admissibility and merits of the application at the same time (Article
29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. The background facts
The applicant was born in 1962 and lives in Bridgwater.
The applicant’s son, K., was born on 21 April
2001. The father of the child is P.C. P.C. is partly incapacitated due to
breathing and circulation problems and sometimes uses a wheelchair. The parents
were in a relationship for around fourteen years and are not married.
In 2003 the
family came to the attention of social services as a result of an “alcohol
fuelled” incident between the parents. Thereafter, incidents of domestic
violence escalated from the end of 2007 with the police being called to the
family home on numerous occasions. The parents resisted the involvement of
social services. The local authority offered them assessments at Turning Point
in respect of their use of alcohol but these were declined. Although in many
instances the applicant was the victim of assaults by P.C., she was on one
occasion arrested for assaulting him and on another occasion K. injured her
while defending his father from an attack by her. On 3 June 2008 P.C. was
arrested and taken into custody when K. was injured in the course of a violent
incident between his parents.
B. The domestic proceedings
1. The emergency protection order application
On 4 June 2008 the local authority applied to the
Family Proceedings Court for an emergency protection order (“EPO” - see
paragraph 92 below) in respect of K. The application was heard the same day.
The court made an EPO, limited
in time to 10 June 2008, for the following reasons:
“There is significant risk of further harm - emotional and
physical abuse if [K.] is not removed from his current environment. We are
concerned about the mother consuming alcohol to excess when in sole charge of
[K.] and further possible violent conflict when father is released probably on
bail tomorrow. This is in light of previous domestic violent incidents between
the parents in [K.]’s presence, which could lead to further physical harm to
[K.].
The court took into account K.’s right to
respect for his family life but considered that he should be protected and
placed in a safe environment.
2. The care proceedings before the Family Proceedings Court
a. The interim care orders and preparation for
hearing
On 5 June 2008 the local
authority applied for a care order (see paragraph 93 below) in respect of
K., with interim care orders (see paragraph 95 below)
as requested. In its application, the local authority referred to the high
level of police involvement in the family due to incidents of domestic violence
and alcohol abuse and the need for a full assessment to be undertaken.
On 6 June 2008 the applicant attended a meeting
where she informed the local authority that she had separated from P.C. She
then had a contact session with K. and after the session, was observed walking
with and talking to P.C.
A hearing took place on 10 June 2008 and an
interim care order (“ICO”) was made, to expire on 8 July 2008.
K. was
placed in the care of foster parents, with frequent contact with the applicant
and P.C. A guardian was appointed for K. In her Initial Analysis and
Recommendation report, dated 23 June 2008, she described K. as a “very
traumatised little boy”. She strongly recommended the appointment of a
psychologist as soon as possible.
As P.C. contested the proposed renewal of the
ICO, a contested ICO hearing was fixed for 8 July 2008.
The applicant
and P.C. attended Turning Point to assess their alcohol dependency. Reports
were prepared, on 30 June 2008 in respect of the applicant and on 1 July 2008
in respect of P.C. It was found that neither party was dependent on alcohol. In
the applicant’s report, it was noted that she acknowledged the existence of a
long, abusive relationship with P.C. that had involved the use of alcohol and
that she had talked about the difficulty of dealing with the recent loss of her
mother. The report recommended bereavement counselling, emotional support and
activities to help the applicant rebuild her self-esteem and confidence to be
able to cope with the changes occurring in her life.
At the contested ICO
hearing on 8 July 2008 the court had sight of the guardian’s report and heard
evidence from the guardian, three social workers and P.C. It made a further
ICO, to expire on 5 August 2008, referring to the history of domestic violence
and noting:
“We understand that [P.C.] and [the applicant] are currently
residing at different premises but we are not convinced that they have
separated on a permanent basis ...
We have had sight of the Turning Point reports in which it is
reported that [P.C.] and [the applicant] are not alcohol dependent; however we
are not convinced that they will not continue to drink to excess in the future.
Further counselling in respect of their alcohol consumption will benefit both
parties as would domestic violence counselling. We are pleased that [the
applicant] has made efforts to access help from various agencies ...”
The court noted that the guardian supported the
renewal of the ICO and continued:
“... [K.] should not be returned to either parent until each
has been assessed for their parenting ability and receive any necessary
support. ...”
It considered K.’s right to respect for his
family life and concluded that the making of the ICO was a proportionate
response to the situation.
Further ICOs were made on 5 August 2008, 2
September 2008, 30 September 2008, 28 October 2008, 11 November 2008, 2
December 2008, 15 December 2008, 12 January 2009, 9 February 2009 and 9 March
2009.
In the meantime, K.
was examined by D.I., a psychologist, who produced an expert report dated 13
August 2008.
As to K.’s
perceptions of his mother and father, the report noted that he both loved and
feared his parents and that his main concern was the arguing and shouting that
he associated with his parents. Regarding the possible psychological
implications of the domestic violence and alcohol abuse he had witnessed, D.I.
described the emotional damage suffered by a child growing up in an
“invalidating environment”. He noted that K. demonstrated some of the
characteristics of such damage, but was also showing signs of resilience.
In terms
of therapeutic work which should be undertaken with K., D.I. said that K.’s
main need was to have a stable and safe environment with predictable
relationships where he could play and grow in self-esteem, and have experiences
which developed happy feelings and a sense of self efficacy. D.I. noted that K.
appeared to be experiencing this in foster care and at school and commented:
“[K.’s] parents would do well to consider the positive effects
that [K.’s] relationship with them can have upon his development and sense of
identity should they address the issues that underlie their violence and
drinking.”
He
highlighted the need to focus on K.’s sense of identity and his emotional
development, problem solving, cognitive functioning, self-esteem and social
competence.
The social worker appointed to K. carried out a formal parenting assessment of the
applicant from July to September 2008, based on five sessions between the
applicant and social workers and observations of the supervised contact
sessions with K. When the assessment began the applicant was living alone at
the family home. She told the social worker that she had ended her relationship
with P.C. and she would not consider re-establishing it unless he changed his
behaviour towards her and his relationship with alcohol. All the meetings took
place while the applicant was separated from P.C. However, on 13 August 2008
P.C. confirmed to the local authority that he had moved back into the family
home and was once again in a relationship with the applicant. The applicant
subsequently informed that court that she and P.C. had reconciled. She
explained that they had been together for a long time and that the relationship
had, with the exception of the previous twelve months, been strong and stable.
In an undated parenting assessment report in respect of the applicant
completed after the applicant’s reconciliation with P.C., the social worker
noted that she had discussed with the applicant domestic violence and controlling
behaviour, and the support that she could access. When asked how she would
manage situations in the future if she was no longer in a relationship with
P.C. and he came to visit, the report noted:
“[The applicant] said she would allow him in for a coffee. [The
applicant] then added that she would not allow alcohol in the house and would
throw him out if this happened. [The applicant] was not able to reflect on her
past experiences involving [P.C.] and was unrealistic in her responses in
regard to this.”
The report recorded that although the applicant admitted that she became more
argumentative after drinking, she did not consider that the arguments had had
any impact on K. or that her parenting ability had been impaired after
drinking. She continued to receive support from Turning Point and attended
weekly.
The social worker commented on the fact that on each of the visits, she had
found the applicant’s home to be in good order, clean and tidy. She observed
that the applicant demonstrated a strong loving bond towards K. and that she
offered him appropriate affection. However, observations of K.’s behaviour and
responses suggested that he had developed an insecure attachment. The applicant’s
knowledge of the dietary needs of a child were found to be adequate, although
in practice it appeared that they ate convenience foods rather than fresh
vegetables and that the applicant allowed K. too many unhealthy snacks. The
social worker also raised some concerns regarding the applicant’s ability to
address and treat signs of illness in K. and the lack of attention paid to K.’s
dental care. She noted that the applicant showed poor knowledge of the need for
visual stimulation, interaction and setting appropriate routines and that she
had difficulty interacting with K. and keeping him occupied for any length of
time.
The social worker considered that the applicant deferred to P.C. on the
majority of issues, apparently because she was afraid of the repercussions of
challenging him. The applicant was unable to recognise that the behaviour she
described was abusive and that it would have a detrimental effect on K. She
unintentionally put K. at risk because her perception of parenting did not
afford her the ability to identify risk, make decisions and set appropriate
boundaries for K. The report concluded:
“[The applicant] has informed me that she is in a relationship
with [P.C.] and that their intentions are to parent [K.] together. [The
applicant] cannot be considered a protective factor within the relationship.
The Local Authority are concerned about the significant risk that this will
place on [K.] if in the care of his parents in terms of all aspects of his
development, safety and security.
It is therefore the view of the Local Authority that should
[K.] be returned to the care of [the applicant and P.C.] he would be [at] risk
of further significant harm.”
An undated
parenting assessment report of P.C. indicated that a significant concern was
that he displayed aggression, intimidation and controlling behaviours when not
under the influence of alcohol.
Alcohol tests of the applicant and P.C. from
samples collected on 30 September and 11 September respectively showed no
evidence of frequent excessive alcohol consumption.
The social worker prepared further statements for the court following the
parenting assessment reports. In a statement dated 21 September 2008, it
was noted that K. had become upset on occasions during contact with the
applicant and said that he wanted to go home.
Between October 2008 and
January 2009 the applicant and P.C. attended a Time to Talk parent support
group and had three one-to-one parenting sessions.
D.I.
also carried out a full psychological assessment of both parents and produced
an addendum report dated 3 February 2009. In his report, D.I. noted:
“... [K.] told me when asked that he wants to go home, that his
mum likes him and added that his dad takes him out and gives him presents ...”
D.I. observed that K. displayed fewer characteristics of emotional trauma
than in the previous meeting. When questioned about his relationships with his
family he indicated strong positive feelings for his parents, and in particular
for his mother.
D.I.
commented that both parents had told him that they had maintained their abstinence
from alcohol, but he said that this would only be tested if they were
challenged by situations which mirrored the original issues which prompted them
to turn to alcohol. As to their ability to prevent further domestic violence,
D.I. referred to incidents of aggressive behaviour by P.C. which he had
personally witnessed and noted that this did not “augur well for someone who
considers that their aggression is due only to drinking behaviour”. He
considered that he had insufficient details of P.C.’s history to make a more
accurate prediction. He criticised the parents’ lack of self-awareness and
noted that there was still work to be done in this regard. In terms of the
parents’ ability to engage meaningfully with professionals, D.I. commented only
on P.C., making reference to problems encountered in this respect. Similarly,
in so far as their commitment to the care of K. was concerned, D.I. referred to
certain indications of P.C.’s level of commitment, with no specific examples of
the applicant’s conduct, while making the overall assessment that he was not
convinced that the parents had fully taken on board what they needed to learn
from their mistakes and what new parenting behaviour they were going to
practise.
As
regards the aspects of each parent’s psychological profile that were likely to
assist or hinder their parenting of K., D.I. explained that serious limitations
were placed on his assessment of P.C. by his lack of cooperation. In respect of
the applicant, he explained:
“[The applicant’s] profile ... is characterized by prominent
compulsive, narcissistic and histrionic patterns. This does not imply that she
has a personality disorder but does have patterns of behaviour that need
addressing ... These patterns need to be addressed by [the applicant] in
counselling to address bereavement and domestic violence. Otherwise they will
have an impact that hinders good enough parenting. [The applicant’s] love for
[K.], her physical parenting to date, participation in the Time to Talk
programme and her declared abstinence from drinking thus far are to be praised
and built upon.”
D.I.
noted that K. appeared to see the applicant as the main source and object of
his love, but cautioned that K. might be idealising the situation at home as he
was no longer there. He continued:
“... [K.] is attached to both his parents. He stated a strong
preference to return home. [K.] is less attached to his father than his mother
...”
In terms of
therapeutic intervention required, D.I. considered that the applicant needed to
address her role in the fighting with P.C., with discussion about her drinking,
her lack of assertiveness and her inability to impose boundaries on K.
On 20 February 2009 the social worker filed her
final statement on behalf of the local authority with the court. She indicated
that since K. had been taken into care in June 2008, there were no recorded
domestic incidents and that both parties had informed her that they were still
abstaining from alcohol.
She
reported that both the applicant and P.C. had “continued to work with
professionals to a limited extent”. She gave examples of P.C.’s unwillingness
to work with the local authority and how the applicant often found herself in
the middle of conflicts between the two.
As to K’s own
views, she noted:
“... When I have tried to ask [K.] how he would feel about
going home he has changed the subject.”
In her analysis
and conclusions, she noted:
“In a very simplistic form it may appear that [K.] is in the
care of the local authority due to his parents drinking and violence and as the
parents have self reported that there have been no further incidents and we
have no evidence to say there are then [K.] should return home. However there
are a significant number of other factors which evidence that there remain
extensive concerns.”
She
referred to attempts by the local authority to conduct a parenting assessment
prior to K.’s removal into care, which had been unsuccessful as a result of the
parents’ failure to engage. She also referred to the separation of the
applicant and P.C. in 2008, which she considered not to have been genuine from
the very outset. She raised concerns about K.’s health, and notably his lack of
immunisations and bad dental condition, which she noted appeared to some extent
to result from P.C.’s difficult behaviour. She explained that her professional
opinion was that P.C. had engaged only superficially in the parenting
assessment and had failed to recognise or accept his shortcomings and their
impact on his parenting. She continued:
“We acknowledge that [the applicant] is in a very difficult
position and we have seen that she has made efforts to work with the local
authority but is often stuck in the middle of the conflict [P.C.] has with the
department. She has been successful in persuading [P.C.] to comply with some
issues, but on occasions she has been unable to share information with him
until she has chosen the right time as she predicted ‘he will blow’. However
[the applicant] is a very vulnerable woman who is not strong enough to separate
or manage on her own. She is aware of the conflict [P.C.] creates with others
and tries to be the ‘peacemaker’ ...”
As to the
parents’ abstinence from drinking, she noted that it was not possible to
predict whether this would continue, partly because of their failure to
participate in any meaningful assessments, and she referred in this regard to
P.C.’s refusal to provide relevant information. Similarly, as regards the
likelihood of further incidents of domestic violence occurring, she noted that
past behaviour was the best predictor, and that P.C. had a history of violence
in previous relationships. He had done minimal work to address concerns and
nothing which could give the local authority confidence that K.’s needs would
be met appropriately. She continued:
“... [T]he level of cooperation and lack of awareness in my
professional opinion is sadly lacking and has not given the local authority any
information which enables them to make a decision that it is appropriate for
[K.] to return to his parents. The court could consider that a further
opportunity is given to [the applicant and P.C.] to undertake that assessment.
However it has been made very clear to them during the court process that this
information is essential in informing the court care plan and it is unlikely
that [P.C.’s] attitude is likely to change in the short term and we cannot
delay planning for [K.] any further. [The applicant and P.C.] have been aware
of the seriousness of this case from the outset and despite the possibility of
their son not being returned to their care they remain resolute in their
attitude and lack of acknowledgment of the issues. [P.C.] in particular has
deflected the issues away from his parenting of [K.] and the issues within the
family focussing on acrimonious relationships with professionals and losing
sight of [K.’s] needs.”
In her professional opinion, K. had an idealised
view of returning home, seeing the opportunity for treats and presents with the
ability to manipulate his parents into giving him all he wanted with few
boundaries and controls. He maintained his strong desire to have supervised
contact to ensure that the arguments between his parents did not recommence.
In conclusion,
she repeated her view that K. would suffer significant harm if he returned home
as their drinking and violence were likely to reoccur. Neither parent had
engaged in any meaningful assessments which would indicate a positive outcome
were K. to return home. The parents were committed to one another and P.C. had
shown no ability to work in partnership with the local authority. She
considered that K. was of an age where there was a very limited time window for
achieving legal permanence and long-term fostering with ongoing parental contact
would not be in his best interests, given his parents’ level of negative
influence in his life. She was of the view that K. needed the opportunity to
form attachments with long-term carers without the placement being undermined
by his parents. She therefore concluded:
“The local authority respectfully recommends to the court that
[K.’s] long term interests can be best met through adoption preferably with
some form of contact with his parents. [K.] is only 7 and deserves the
opportunity to live in a family where he will be legally secure, developing
positive attachments without feeling disloyal to his parents. He needs to be
with a family who can exercise parental responsibility and make decisions in
[K.’s] life without the negative influence of the birth parents.”
She asked the
court to make a care order and a placement order in respect of K.
On 17
March 2009 the applicant filed a statement in response. The statement noted:
“I can confirm that not only have there been no reported
incidents between myself and my partner [P.C.], but also there have been no
actual domestic incidents ... I confirm that we do not consume alcohol and
although we have indicated that we would be willing to undergo further testing
when we have met on contact appointments the same has never been pursued ...”
She
refuted several aspects of the social worker’s statement, noting:
“... It often feels like whatever we are being asked to do we
are then asked to do more. I certainly do not agree that I have only worked
with professionals to a limited extent.”
She concluded that while she and P.C. had hoped that K. could be returned to
their joint care, they both recognised that the social services’ opinion of
P.C. was so damaged that their only chance of parenting might be to do it
separately. The applicant indicated that for this reason, she and P.C. were
thinking of separating so that she could parent K. on her own. She requested
the court not to make a placement order and to return K. to her care.
A statement from P.C. confirmed the absence of
any domestic incidents and the fact that neither he nor the applicant had
consumed any alcohol. No mention was made of the possibility of separation.
The
guardian’s Final Analysis and Recommendations report was dated 30 March 2009. It
was based on full consideration of the welfare checklist (see paragraph 97 below). In the section of her report dealing with recent
developments, she indicated that the status of the relationship between the
applicant and P.C. was not clear as they had recently informed the authorities
that they had separated. The report also referred to information regarding a
violent domestic incident at the home on 14 March 2009 when the police were
called. The applicant had told the police that P.C. had hit her, although he
denied it. The guardian explained that the information had been received after
the report had been prepared in draft, but noted that the incident added
“cogent testimony” to the detail of her report.
The guardian
compared K. as she then saw him with his condition in the summer of 2008 and
reported that he had grown in confidence and settled in all aspects of his
placement. He presented as happy and settled, embracing family life in his
carers’ home and making very good progress at school.
As to K.’s
wishes and feelings, in November 2008 he had appeared confused about returning
home. He had felt safe with his carers and gave mixed messages about whether he
wished to stay with them or return home. He was firm in his view that he did
not want contact with his parents without social workers being present. In
March 2009 he indicated that he wanted to go home to live with his parents.
When questioned about how that would work since he wished to have supervised
contact with them, he replied that social services would also be there. She
observed:
“These statements clearly demonstrate what [D.I.] has stated in
‘that [K.] both loves and fears his parents - his father more so’. He wants to
go home but wants the safety net of social workers being in his home to protect
him.”
The
report continued:
“In my opinion [the parents] both needed to access treatment
programmes for their drinking and violence, they would also have to begin to
discover, reflect and recover from the underlying issues that led to the
drinking and violence in the 1st place ...”
The report went on to consider in more detail P.C.’s behaviour and history.
The guardian also commented on the parenting assessments conducted, noting in
respect of the applicant that she appeared to lack understanding of the impact
of arguments on K. and of alcohol on her parenting ability, and that she failed
to see that P.C.’s behaviour towards her was abusive and controlling. The
guardian considered the crux of the issue for reunification to be that the
parents had not engaged in or completed treatment programmes for alcohol or
domestic abuse, noting that P.C. refused to accept that he was a perpetrator.
She concluded:
“There can be no delay for K. His parents have sadly not even
begun to do the work that is needed to support and assist them with their
fundamental problems/difficulties and the underlying issues that predispose
their drinking and violence. Without the input they need I would expect their
behaviour to revert to type, especially in the case of [P.C.], which would
fundamentally seriously impact on K. causing him further significant harm if he
was returned to their care.”
She
recommended that the court endorse the local authority plan for a care order
with a plan for adoption.
b. The hearing before the Family Proceedings Court
A four-day hearing took place before the Family
Proceedings Court between 6 and 9 April 2009. It had before it applications by
the local authority for a care order and for a placement order.
At the start of the
hearing, the court was presented with a new case on behalf of the applicant. In
a position statement dated 5 April 2009, she said that on 14 March 2009 she had
discovered that P.C. had been to a pub and had drunk two pints of beer. She had
remonstrated with him for drinking when they were so close to having K.
returned to them and he had pushed her into a chair and slapped her. She had called
the police. She said that the relationship with P.C. was over, and that from
the guardian’s report she had learned new information about domestic violence
in P.C.’s past relationships. She was planning, with the help of a recent
inheritance, to rent a property near her sister, with the support of her sister
and P.C.’s adult son, P.G. The applicant asked to be given a chance to prove
that she could safely parent K. on her own, away from parental conflict, and
requested a section 38(6) assessment of her as a sole carer (see paragraph 96 below). She proposed that K. be assessed with her by an
independent social worker who would address K.’s relationship with the
applicant, the applicant’s parenting abilities and the management of any risks
to K. In the interim, she sought a further ICO.
In a brief written
statement dated 8 April 2009, P.G. said that he intended to sign a joint lease
shortly, move in with the applicant and support her as much as he could.
The court heard
oral evidence. Notes were taken by the clerk and a transcribed note of evidence
has been provided to the Court by the respondent Government. However, it is in
note form, with no clear distinction drawn between questions asked by counsel and
responses made by witnesses. The notes are therefore of limited assistance in
identifying the exact nature of the oral evidence given and any conclusions
drawn from them should be treated with caution.
It appears from the notes
that, in his oral evidence, D.I. expressed concern regarding the lack of
evidence of a change in parenting skills by the applicant. Some discussion of
adoption took place with him. He appeared to agree that if K. could be
rehabilitated to the applicant’s care, in circumstances in which his needs were
properly met by her, then that would be a better solution than adoption. The
notes suggest that he referred to K.’s age and the greater difficulties
encountered in seeking to place an older child for adoption. However, he seems
to have expressed pessimism about the prospects for change in the applicant’s
behaviour, and indicated that his preference was for K. to stay with his foster
placement on a long-term basis, although he appeared to recognise that this was
not an option. He commented that the applicant had been entirely cooperative
with him. His views on the value of a further assessment of the applicant are
not clear.
The notes suggest
that the social worker did not believe that the applicant’s separation from
P.C. was genuine. She expressed the view that the applicant was so entrenched
in domestic violence and her self-esteem was so eroded that she would be unable
to separate properly from P.C. She added that in any event the local authority
had already carried out a parenting assessment; a further assessment would
unsettle K., disrupt his placement and delay the matching process.
The notes confirm
that the applicant gave an account of the incident of 14 March 2009. She
explained that she had subsequently asked her social worker for help in
separating from P.C. She accepted that her statement of 17 March 2009, in which
she had said that there had been no further violent incidents, was untruthful. She
said she was too scared to tell anyone. She indicated that she had not drunk
alcohol since June 2008, nor had she been violent towards P.C. She reiterated
that she had decided to move to a new house close to her sister and that P.G. was
going to move in with her to assist. She had a fund of GBP 37,000 which she
would use for the benefit of K. She would apply for an injunction to prevent
P.C. from visiting her, and his contact with K. would have to be supervised.
She said that she would undergo any programmes or assessments by a social
worker, and that she was willing to see the guardian and D.I. again. She
concluded that she had no intention of resuming a relationship with P.C. if K.
were returned to her. She had discovered from the guardian’s report how he had
treated his older children. She asked for the opportunity to be assessed as a
sole parent for K. and accepted that K. would have to remain in care while the
assessment took place.
Finally, the
guardian gave evidence. The notes indicate that she opposed any further
assessment of the applicant. It appears that she did not think that the
separation was genuine. In any case, whether the separation was genuine or not
was immaterial because in order for the applicant to keep herself and K. safe,
her personality had to change. It seems that the guardian gave evidence to the
effect that a quarter of the children placed for adoption the previous year
were K.’s age. She appears to have expressed concern that any work with the
applicant to address her issues would require long-term psychological input.
She recommended adoption and indirect contact with the parents until they came
to terms with the adoption.
At the
conclusion of the evidence and submissions on 9 April 2009 the court reserved
its decision. On 15 April 2009 it handed down judgment. Commenting on the
parenting assessments, the court indicated that in its view the contact
sessions had generally gone well. It observed:
“... We note that [K.] is not distressed when he returns from
contact with his parents and understand that during contact he does ask his
parents when he can come home and whether they have stopped drinking.”
The court
found that the threshold criteria for the making of a final care order (see
paragraph 93 below) had been established, in light of the parents exposing K.
to domestic violence and alcohol misuse causing him emotional and physical
harm. It considered its range of powers and the need for a care order,
referring to section 1 of the Children’s Act 1989 (see paragraph 97 below) and emphasising that the child’s welfare was the
paramount consideration. It continued:
“In determining the child’s welfare we have considered the
welfare checklist. We have referred to the welfare consideration in the
Children’s Guardian’s report and consider this to be comprehensive. We accept
the welfare aspects but consequent upon the late position statement by mother,
dated 5 April 2009, reach a different conclusion. The Guardian’s report does
not address [the parents’] separation. ... At this juncture we believe that
this separation is genuine and this therefore leads us into considering whether
[the applicant] is capable of meeting [K.’s] needs, which includes protecting
him from [P.C.]. This information is not before the court and puts us in great
difficulty in deciding whether a care order should be made. The only way to
achieve this information would be by making a s.38(6) direction [for an
assessment], however this needs to be balanced against a further delay for
[K.].
In considering our range of powers we could make an interim
care order with a s.38(6) direction for [the applicant] to undergo a parenting
assessment as a sole carer for [K.]. We are told that the assessment would take
at least three months and realistically five months, before the case can be
properly considered again by the court. This delay must be weighed against [K.’s]
best interests. Any delay is considered in law to be prejudicial unless it is planned
and purposeful.”
After examining
domestic case-law on the circumstances in which a parenting assessment was
appropriate, the court continued:
“... We therefore believe in fairness to [the applicant] she
should be given one last opportunity to have her parenting ability assessed in
respect of [K.].
...We accept that [K.] needs a secure and stable environment in
which to develop and have his needs met but this must be weighed up against him
losing the opportunity to be brought up within his birth family, particularly
his mother. He is 8 years old next week and has memories of his parents and has
continuously asked when he can return to live with them. Although we are sure
that he is scared of the domestic violence, through the parents’ separation and
an injunction against [P.C.] this risk can be managed.
We have considered the human rights issues. We believe that
making an interim care order with a s 38(6) direction is necessary and a
proportionate response given that neither parent is at present capable of
caring for [K.] and that it will provide the court with further crucial
information before reaching a final decision ...”
The
court recorded that this option was not recommended by the guardian, and
explained why it disagreed:
“The reasons why we have gone against the Guardian’s
recommendation are that we believe that a delay of 5 months is acceptable in
this case provided that it is purposeful and could prove to be in [K.’s] best
interests, should the assessment be positive as this will allow him to be
raised with his birth mother, with whom [D.I.] has clearly stated [K.] has a
very strong bond. This assessment will provide us with valuable information
when reaching our final decision and we intend to return for the final
hearing.”
The court
accordingly made a direction for a section 38(6) assessment and made a further
ICO in respect of K.
3. The appeal to the County Court
The local
authority and the child’s guardian appealed the decision of the Family
Proceedings Court, arguing that there was no sufficient basis for the proposal
that the applicant would be able to parent K. well enough on her own; that the
proposed assessment would duplicate earlier assessments; and that the prospects
of any assessment being favourable were too poor to justify the harm to the
child of disruption and delay. They argued that the court ought to have made a
final care order on the evidence before it. In their notices of appeal, they
specifically sought a final care order and a placement order.
On 2 June
2009 the social worker lodged a further statement with the court. She confirmed
that K. had been informed of the separation of his parents and appeared to have
accepted the situation, noting that he seemed more relaxed during contact
sessions with his mother and made no reference to having contact with his
father. The social worker also confirmed that the applicant had moved to a new
address, on the basis of a joint tenancy agreement with P.G., but indicated
that P.G. had not actually yet moved into the property. The applicant remained
in direct and indirect contact with P.C., and the social worker noted that she
appeared to be confused about his behaviour towards her.
The
statement indicated that the applicant had been informed of the support she
could access in order to develop her parenting skills, but observed that to
date she had not accessed such support. The applicant had also spoken with a
domestic violence worker, although a planned meeting had not taken place as
there was some confusion over the venue and had not been rescheduled. The
social worker reported that contact sessions between the applicant and K. had
been broadly positive. However, she considered that the applicant had
demonstrated that she was unable to make a clean break from P.C., which
remained a concern to social services.
The case came
before the County Court on 5 June 2009. By that time, the applicant and P.G.
had signed a lease on a property and the applicant had moved there. The judge
considered extensive written and oral argument from the local authority and the
guardian in support of the appeal. He took into account a substantial skeleton
argument submitted by the applicant, who was represented by counsel at the
hearing. He also had before him the various reports prepared for the hearing
before the Family Proceedings Court and the note of oral evidence prepared by
the clerk (see paragraph 63 above). He reserved his decision to 16 June 2009.
In the interim, on 6
June 2009, the court issued an order allowing the appeal. In its second
paragraph, the order stated:
“The Judge is satisfied that the conditions for making a care
order exist and accordingly make a placement order, dispensing with the consent
of the parents under SS.22(3)(b) and 52 of the Adoption and Children Act 2002.”
On 16 June
2009 the judge handed down his judgment on the appeal. He summarised the
relevant reports and the oral evidence as recorded in the notes by the clerk,
commenting:
“10. ... [T]he justices [in the Family Proceedings Court] heard
first oral evidence from [D.I.], and then from [the social worker] in support
of the local authority’s application. Their evidence is recorded in notes kept
by the justices’ clerk. I should observe that these notes are quite difficult
to follow and there is sometimes little distinction between questions put and
answers given. It is however clear that, when questioned about the mother’s
proposal to be assessed as a sole care for [K.], both witnesses were
unsupportive. [D.I.] said it was necessary to consider [K.’s] needs now, and
that a promise was not the same as change. He said that the mother’s contact
had not demonstrated a change in parenting skills. He was struck by the
guardian’s report, acknowledging that although the parents loved their child
and wanted to change, they could not change. He said that [K.] was insecurely
attached to both parents. He said that he was not recommending returning [K.]
to his parents as it would cause him emotional and developmental damage. He
said that his preference would be for [K.] to stay with his foster placement on
a long-term basis, but it appears that he recognised that this was not an
option. [The social worker] expressed the view that the mother’s self-esteem
was so eroded that she would not be able to separate properly from the father.
She said that it was unclear whether the proposed assessment would be
residential or in the community, but that in any event the local authority had
already carried out a parenting assessment. She said that a further assessment
would unsettle [K.], disrupt his placement and delay the matching process.”
The
judge summarised the evidence of the applicant and P.G. before turning to the
evidence of the guardian, in respect of which he noted:
“13. ... Again it was clear from her evidence that she opposed
the further assessment of the mother. She said that she did not think that the
mother could separate from the father simply by moving house, as he had a lot
of power and control over her. But whether or not the separation was genuine
was immaterial because in order to keep herself and [K.] safe her personality
needed to change. This could only happen with long term psychological support.
She agreed with [D.I.] that everything would not be fine if the mother
separated because she would return to the father.”
The judge
acknowledged that the decision of the Family Proceedings Court was reached
after hearing oral evidence from the principal witnesses over a period of
several days. He further acknowledged that the course of action selected by the
Family Proceedings Court was one that was open to it. He continued:
“17. The temptation for a court to give directions for further
evidence, often in the form of a s.38(6) assessment, is often strong. The
decision to do so must always be taken in the best interests of the child. The
proposition that the ‘... court needs all the help it can get’ has an immediate
attraction, but the help must always be directed at achieving the right outcome
for the child. Often there is the disadvantage of delay, and it is necessary
accordingly to consider the possible outcomes of an assessment. In the present
case the justices justified the delay as it retained the prospect of what they
regarded as the best outcome for [K.] - rehabilitation to his family. But that
outcome depended on the assessment being able to demonstrate that the mother
had the capacity to parent [K.] in the long term. Given that the justices’
findings contain the phrase ‘neither parent is at present capable of caring for
[K.]’, it is necessary to give consideration as to how the proposed assessment
would proceed. If it was envisaged that [K.] would remain with his foster
parents and spend increasing periods of visiting contact with his mother the
report, ‘if successful’, would merely state that the mother had given all the
signs of being able to care for her son, at least in the contact situation. If
it was envisaged that there would be a phased return to the mother, with
increasing periods of staying contact, then the report would be able to speak
with greater confidence of the mother’s capacity to parent her son. In either
case however [K.] would be exposed to a degree of disruption of his foster
placement, and to the risk of emotional harm should the assessment break down.
In both cases the duration of the assessment would be too short to enable the
report writer to give any sufficient guarantee that the mother would not, as
predicted by the local authority and the guardian, resume her relationship with
the father in due course.”
He
continued:
“18. I have come to the conclusion that the evidence about the
mother was clear. [D.I.] regarded the mother’s separation from the father as a
promise of change, not change itself, and it was his view that there was no
change in her parenting skills. The assessment of the mother would never have
been able to provide evidence that would be sufficient to justify the refusal
of a care order and the decision to return [K.] to his mother, given her
shortcomings and the real risk that she would be unable to maintain her
separation from the father. In reality the only effect of postponing the
decision to make a care order was to delay, and therefore to jeopardise, the
process of finding an alternative long term placement for [K.] by way of
adoption ... In these circumstances the decision of the justices must be
categorised as wrong, and must be set aside ...”
He therefore
allowed the appeal, indicated that he was satisfied that the conditions for making
a care order existed and accordingly made a placement order, dispensing with
the consent of the parents, under sections 22(3)(b) and 52 of the Adoption and
Children Act 2002 (“the 2002 Act” - see paragraphs 99 and 101 below). He added:
“I have come to the above conclusions independently of
information which I was given at the outset of the hearing before me about P.G.’s
failure so far to join the mother at her new accommodation, her further contact
with the father at public houses, and her taking of small quantities of alcohol.
Nonetheless this information tends to confirm the pessimistic view expressed
about the mother’s inability to separate from the father.
... I do not propose that the judgment be formally given at a
court hearing, although if there is anything that requires my further attention
in court, an appropriate hearing can be arranged.”
On 2 July 2009 K.
informed the applicant that he was not happy with the decision of the judge and
that he wanted to come home.
4. The appeal to the Court of Appeal
The applicant
sought leave to appeal the judgment of the County Court, arguing that as there
had previously been no care order in place, the judge should not have made a
placement order without having due regard to the responsibilities placed on him
by section 1 of the 2002 Act (see paragraphs 103-104 below). In particular, she contended, the judge should have
considered the child’s ascertainable wishes and feelings regarding the decision
and the relationships which he had with relatives and any other relevant
person.
Permission to appeal
was refused on the papers on 18 September 2009 on the ground that the County
Court judge had been sitting in an appellate capacity, that he had reached a
conclusion that was clearly open to him and that he had explained his
conclusion most clearly. The applicant renewed her request for leave. An oral
hearing subsequently took place on 28 October 2009.
On 24 November 2009
the Court of Appeal handed down its judgment on the request for leave to
appeal. In relation to the applicant’s complaint that the County Court had
failed to take into account relevant considerations, and in particular had
failed to have regard to the welfare checklist, the judge delivering the
opinion of the court noted:
“Her proper remedy in my judgment was to take advantage of the
judicial offer in the final sentence of the [County Court] judgment ... She
could have asked the judge to clarify the order that he was making and to
indicate in his judgment how he arrived at such a conclusion. She could equally
have asked him for permission to appeal. None of those things were done in the
county court and a notice of appeal was filed in this court ...”
He continued:
“... it seems to me on fuller investigation that [the applicant’s
case] lacks merit. First of all, the judge was reviewing a decision from the
magistrates who had, I suspect out of understandable sympathy for the mother,
held off the local authority’s application with an order under Section 38(6).
But it is hard to see how that application was justified on the facts and
circumstances, and [the County Court’s] decision to set aside an order which stood
on flimsy legal foundation is hardly open to challenge. Nor do I think in the
end that there is any substance [to the complaint] that he dealt with the
outcome in too peremptory a fashion. After all, the mother’s legal team knew
from the form of the notices of appeal to the circuit judge precisely what the
local authority sought to gain from the hearing. It was quite open to [counsel
for the applicant] to submit to the judge that he should not make a placement
order even if he were persuaded to make a care order, since there was
insufficient material to enable him to carry out the Section 1 review. It seems
that she did not make that submission prior to judgment and, as I have already
observed, she ignored the opportunity to make it immediately on receipt of the
written judgment and to ask the judge to reconsider the order of 6 [June].”
He concluded
that there was no error of law in the County Court’s decision and dismissed the
application for permission to appeal.
5. Subsequent events
A final supervised contact between K. and the
applicant took place in December 2009.
K. was placed with a prospective adoptive parent
on 18 January 2010.
On 5 May 2010 the applicant
made an application to the court for contact with K. pursuant to section 26(3)
of the 2002 Act (see paragraph 102 below). This was
refused on 16 September 2010. No court decision has been submitted to the Court
but it appears that there were ongoing concerns about the level of the parents’
separation. In a statement to the court the social worker said that K. was
forming a positive attachment to his prospective adopter and that he had
unhappy memories of his life with his parents. In her professional opinion
direct contact would undoubtedly cause K. stress and anxiety which would impact
on the stability of his placement. The guardian filed a report along similar
lines. It is unclear whether the applicant sought leave to appeal.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Child care proceedings
1. Emergency protection orders
Section 44(1) of the Children
Act 1989 (“the 1989 Act”) gives a court the power to make an EPO in respect of
a child living with his parents if it is satisfied that there is reasonable
cause to believe that the child is likely to suffer significant harm if he is
not removed to accommodation provided by the person applying for the order.
2. Care orders and interim care orders
Section 31 of the
1989 Act empowers a court to make an order placing a child in the care of the
local authority or putting him under the local authority’s supervision.
Pursuant to section 31(2), such an order can only be made if the court is
satisfied:
“(a) that the child concerned is suffering, or is
likely to suffer, significant harm; and
(b) that the harm, or likelihood of harm, is
attributable to-
(i) the care given to the child, or likely to be
given to him if the order were not made, not being what it would be reasonable
to expect a parent to give to him; or
(ii) the child’s being beyond parental control.”
94. Section 37(1) allows a court
considering whether to make a care order to direct the local authority to
undertake an investigation of the child’s circumstances.
. Pursuant
to section 38(1), a court can make an ICO where an application for a care order
is adjourned or where directions under section 37(1) have been given. Before
making such an order, the court must be satisfied that there are reasonable
grounds for believing that the circumstances with respect to the child are as
mentioned in section 31(2). ICOs are limited in time: the first order may last
no longer than eight weeks and subsequent orders no longer than four weeks.
. Section
38(6) provides that where the court makes an interim care order, it may give
such directions as it considers appropriate with regard to the medical or
psychiatric examination or other assessment of the child.
97. When a court makes an order under
the 1989 Act, section 1(1) provides that the child’s welfare shall be the court’s
paramount consideration. Section 1(2) establishes a general principle that any
delay in determining any question with respect to the upbringing of a child is
likely to prejudice the welfare of the child. Section 1(3) provides that the
court should have regard in particular to;
“(a) the ascertainable wishes and feelings of the
child concerned (considered in the light of his age and understanding);
(b) his physical, emotional and educational
needs;
(c) the likely effect on him of any change in his
circumstances;
(d) his age, sex, background and any
characteristics of his which the court considers relevant;
(e) any harm which he has suffered or is at risk
of suffering;
(f) how capable each of his parents, and any
other person in relation to whom the court considers the question to be
relevant, is of meeting his needs;
(g) the range of powers available to the court
under this Act in the proceedings in question.”
3. Placement orders
Section 21(1)
of the Adoption and Children Act 2002 (“the 2002 Act”) provides for the making
of a placement order by the court authorising a local
authority to place a child for adoption with prospective adopters. Pursuant to
section 21(2), the court may not make a placement order in respect of a child
unless:
“(a) the child is subject to a care order,
(b) the court is satisfied that the conditions in
section 31(2) of the 1989 Act (conditions for making a care order) are met, or
(c) the child has no parent or guardian.”
99. Section 21(3) permits the court to
dispense with the parents’ consent to the making of a placement order. Section
52 provides:
“(1) The court cannot dispense with the consent
of any parent or guardian of a child to the child being placed for adoption or
to the making of an adoption order in respect of the child unless the court is
satisfied that-
(a) the parent or guardian cannot be found or is
incapable of giving consent, or
(b) the welfare of the child requires the consent
to be dispensed with.”
100. Section 21(4) provides that a
placement order continues in force until it is revoked or an adoption order is
made in respect of the child.
. Section
22(3)(b) of the 2002 Act allows a local authority to apply for a placement
order in respect of a child who is subject to a care order.
102. Section 26(3) permits the parent
of child to make an application for contact with a child in respect of whom a
placement order has been made. Section 27(4) provides that:
“Before making a placement order the court must-
(a) consider the arrangements which the adoption
agency has made, or proposes to make, for allowing any person contact with the
child, and
(b) invite the parties to the proceedings to
comment on those arrangements.”
103. Section 1(2) of the 2002 Act
provides that the paramount consideration of the court or adoption agency must
be the child’s welfare, throughout his life. Section 1(3) requires courts and
adoption agencies to bear in mind at all times that, in general, any delay in coming
to a decision relating to the adoption of a child is likely to prejudice the
child’s welfare. Section 1(4) sets out, in the following terms, a list of
matters to which courts and adoption agencies must have regard when exercising
their powers:
“(a) the child’s ascertainable wishes and
feelings regarding the decision (considered in the light of the child’s age and
understanding),
(b) the child’s particular needs,
(c) the likely effect on the child (throughout
his life) of having ceased to be a member of the original family and become an
adopted person,
(d) the child’s age, sex, background and any of
the child’s characteristics which the court or agency considers relevant,
(e) any harm (within the meaning of the Children
Act 1989 ...) which the child has suffered or is at risk of suffering,
(f) the relationship which the child has with
relatives, and with any other person in relation to whom the court or agency
considers the relationship to be relevant, including-
(i) the likelihood of any such relationship
continuing and the value to the child of its doing so,
(ii) the ability and willingness of any of the
child’s relatives, or of any such person, to provide the child with a secure
environment in which the child can develop, and otherwise to meet the child’s
needs,
(iii) the wishes and feelings of any of the child’s
relatives, or of any such person, regarding the child.”
. Section 1(6) provides:
“The court or adoption agency must always
consider the whole range of powers available to it in the child’s case (whether
under this Act or the Children Act 1989); and the court must not make any order
under this Act unless it considers that making the order would be better for
the child than not doing so.”
4. Adoption orders
105. Section 46 of the 2002 Act
provides for the making of an adoption order, transferring parental
responsibility for the child to the adopters. Under section 47, an adoption
order can only be made in the absence of the parents’ consent where the child
has been placed for adoption pursuant to a placement order.
B. Clarifications of aspects of a
judgment
106. It is the established practice of
family courts for the judge to invite representations as to any factual errors
in the judgment. The practice was described by the Court of Appeal in Re T
(Contact: Alienation: Permission to Appeal) [2002] EWCA Civ 1736, as
follows:
“In a complex case, it might well be
prudent, and certainly not out of place, for the judge, having handed down or
delivered judgment, to ask the advocates whether there are any matters which he
has not covered. Even if he does not do this, an advocate ought immediately, as
a matter of courtesy at least, to draw the judge’s attention to any material
omission of which he is then aware or then believes exists. It is well
established that it is open to a judge to amend his judgment, if he thinks fit,
at any time up to the drawing of the order. In many cases, the advocate ought
to raise the matter with the judge in pursuance of his duty to assist the court
to achieve the overriding objective ... ; and in some cases, it may follow from
the advocate’s duty not to mislead the court that he should raise the matter
rather than allow the order to be drawn. It would be unsatisfactory to use an
omission by a judge to deal with a point in a judgment as grounds for an
application for appeal if the matter has not been brought to the judge’s
attention when there was a ready opportunity so to do. Unnecessary costs and
delay may result.”
107. This passage was cited with
approval by the Court of Appeal in Re M (fact-finding hearing burden of
proof) [2008] EWCA Civ 1261. The judge in that case added:
“I wish to make it as clear as possible that
after a judge has given judgment, counsel have a positive duty to raise with
the judge not just any alleged deficiency in the judge’s reasoning process but
any genuine query or ambiguity which arises on the judgment. Judges should
welcome this process, and any who resent it are likely to find themselves the
subject of criticism in this court. The object, of course, is to achieve
clarity and - where appropriate - to obviate the need to come to this court for
a remedy.
This process applies in cases involving children
in both public and private law as much as it applies in any other case. I very
much hope that in the future this court will not be faced with matters which
are plainly within the province of the judge, and are properly capable of being
resolved at first instance, and immediately after the relevant hearing.”
C. The statutory checklists and Article
8 in childcare cases
. The
statutory checklists are set out in section 1(3) of the 1989 Act, in respect of
care order, and section 1(4) of the 2002 Act, in respect of placement and
adoption orders (see paragraphs 97 and 103 above).
109. In EH v London Borough of
Greenwich & Others [2010] EWCA Civ 344, decided on 9 April 2010, the
Court of Appeal was asked to consider whether the judge had erred in failing to
refer explicitly to the statutory checklists in the 1989 and 2002 Acts and to
Article 8 of the Convention when making a care and placement order. Mrs Justice
Baron, delivering the lead judgment, noted:
“61. The judge was making a very draconian order.
As such, he was required to balance each factor within the checklist in order
to justify his conclusions and determine whether the final outcome was
appropriate. Accordingly, because this analysis is entirely absent, his failure
to mention the provisions of the Children Act and deal with each part of
Section 1(3) undermines his conclusions and his order.”
110. As to Article 8, she continued:
“64. In a case where the care plan leads
to adoption the full expression of the terms of Article 8 must be explicit in
the judgment because, ultimately, there can be no greater interference with
family life. Accordingly, any judge must show how his decision is both
necessary and proportionate. In this case what the judge said was ‘removing
the children from their Mother without good reason ... would be a tragedy for
them, quite apart from the mother’. With all due respect to him, this does
not demonstrate that he had Article 8 well in mind. Whilst he decided that the
experts apparently proffered no other solution it is apparent from the manner
in which this case unfolded that they did not have the opportunity to make
recommendations upon the additional evidence which, I remind myself, amounted
to one sighting of the Father and Mother together in the street. Consequently,
it was even more incumbent upon him to consider precisely why the family bond
should be broken.”
111. Baron J considered that the judge
should have turned his mind to each of the provisions set out in section 1(4)
of the 2002 Act when considering whether to make a placement order, and not
truncated his considerations in one paragraph. She continued:
“69. ... By so doing he specifically failed to
address these children’s particular needs and the likely effect on them
(throughout their lives) of their ceasing to be a member of their original
family. They have an established attachment to a loving mother who, with
targeted assistance, might be able to provide some form of future mothering.”
112. Finally, on the established
practice of family courts for the judge to invite representations as to any
factual errors in the judgment, and the failure of the mother in that case to
do so, the judge considered that the omissions in the judgment could not have
been put right following that route.
113. Lord Justice Wall noted:
“95. ... There is no more important or draconian
decision than to part parent and child permanently by means of an adoption
order. It follows, in my judgment, that if this is the course which the court
feels constrained to follow, the process whereby it is achieved must be both
transparent and must comply with both ECHR and the relevant statutory
provisions.
96. Once again, these are not hoops imposed by
Parliament and the appellate judiciary designed to make the life of the
hard-pressed circuit judge even more difficult than it is already. They are not
boxes to be ticked so that this court can be satisfied that the judge has gone
through the motions. They are important statutory provisions, bolstered by
decisions of this court which require a judge fully and carefully to consider
whether the welfare of the child concerned throughout his life ... requires
adoption.”
114. He considered that, however
experienced the judge, it was wholly inadequate to deal with these crucially
important issues in a sentence or two, as the judge in that case had done,
observing:
“98. ... The judge does not mention either Act
(the Children Act 1989 and the Adoption and Children Act 2002) nor does he make
any reference to the rights enjoyed by both parents and children under ECHR,
nor does he mention proportionality. In my judgment, these are serious defects
which vitiate the judgment and mean that this appeal must be allowed.
99. The answers to the criticisms I have made
are, as I understood them; (1) all these matters were put to the judge so he
must have had them in mind; and (2) all the professional and expert evidence
was to the effect that if the mother was a liar, and had lied to the judge
about her relationship with the father, adoption was inevitable - therefore the
judge was entitled to take a short cut.
100. In my judgment, neither defence meets the
criticism ...”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 8 OF THE
CONVENTION
The applicant complained that the domestic
courts’ refusal to order an assessment of her as a sole carer for her son and
their failure to have regard to all relevant considerations when making a
placement order violated her right to respect for her family life as provided
in Article 8 of the Convention, which reads as follows:
“1. Everyone has the right to respect for his
private and family life ...
2. There shall be no interference by a public
authority with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of health or morals, or for
the protection of the rights and freedoms of others.”
The Government contested that argument.
A. Admissibility
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
a. The applicant
The applicant
argued that in failing to grant an assessment of her as a sole parent and in
failing to have regard to all relevant factors before making a care and
placement order in respect of K. the domestic authorities violated her right to
respect for her family life. She emphasised that the Family Proceedings Court
had heard live evidence from the parties and had ordered that an assessment be
carried out. In overturning this decision, the County Court did not have the
benefit of hearing live evidence. It had before it a typed note of evidence
before the Family Proceedings Court prepared by the clerk (see paragraph 63
above). However, this note was so inadequate as to give rise to confusion on
key pieces of evidence regarding whether K. should remain in foster care or be
placed for adoption. In deciding that there should be no assessment of the
applicant, the County Court made no reference to her Article 8 rights.
The
applicant also argued that the making of the placement order was fundamentally
flawed as the correct procedure had not been complied with. She considered that
the placement proceedings had been informally added to the proceedings in the
Family Proceedings Court and that, as a consequence, important procedural
safeguards had not been observed.
She further
contended that before making a placement order, the court was obliged to
consider section 1 of the 2002 Act (see paragraphs 103-104 above). The Family Proceedings Court did not do so because
it decided to order that a section 38(6) assessment be carried out and so was
not required to examine the request that a placement order be made. In
overturning that decision, the County Court judge focussed the majority of his
judgment on whether the Family Proceedings Court was right to order that an
assessment be conducted. Having concluded that it was not, the judge then
simply made a placement order (see paragraph 82 above). He did not set out his
reasons with reference to the criteria stipulated in section 1(4) of the 2002
Act (see paragraph 103 above).
The Court of Appeal did not rectify the errors
made by the lower court. It indicated that any complaint about the peremptory
nature of the order should have been made to the County Court judge (see
paragraph 86 above). In particular, it did not address the appeal ground
regarding consideration of the section 1(4) criteria, save to say that
omissions should have been brought to the attention of the judge (see paragraph
87 above).
The applicant disputed that any omissions could
be remedied by an application for contact or for revocation of the placement
order. She highlighted that K. had now been placed with a prospective adopter
and that the court had quite properly given precedence to the new bonds that
had started to form in that placement.
The applicant
concluded that the placement order had allowed K. to be placed with a
prospective adopter, thus leading to the severing of links with his natural
family, without a proper and reasoned explanation being provided. There had
therefore been a violation of Article 8 of the Convention.
b. The Government
The Government considered that the decisions taken
in the case were proportionate and fell within the State’s margin of
appreciation given that, at each stage, all relevant circumstances were taken
into account and cogent reasons were given for the decision reached. They
emphasised that the domestic courts had had direct contact with the persons
concerned and that it was not the role of this Court to substitute itself for
the domestic authorities.
The Government
disputed the applicant’s contention that the correct procedures had not been
followed prior to the making of the care and placement order by the County
Court. In particular, it was clear from the evidence before the Court that the
applicant was well aware before the hearing in the Family Proceedings Court
that the local authority was seeking a care and placement order.
The refusal of
the County Court judge to allow an assessment of the applicant as a sole carer
was based on a thorough analysis of the expert evidence, which included evidence
of K.’s own wishes and feelings. The decision was founded on the judge’s
conclusion that the applicant’s separation from P.C. was unlikely to be
maintained; that a further assessment of the mother while K. remained in local
authority care could not provide the evidence required to displace expert
conclusions that the applicant lacked the parenting skills necessary to care
for the child; and that any delay would therefore not be in K.’s best
interests.
The Government
further contended that the County Court judge did have regard to all relevant
considerations before deciding to make the placement order. In particular, he
had before him and took into account evidence as to K.’s wishes and feelings
and gave extensive and cogent reasons for his conclusion that a placement order
should be made. The Court of Appeal also gave proper reasons for dismissing the
applicant’s appeal.
The Government
made a number of submissions in support of their position. First, they
contended that the local authority, D.I. and the guardian had all made efforts
to ascertain and assess K.’s wishes and feelings about whether he should return
to his parents. In each case he had indicated that although he wished to see
his parents he would be scared unless social services were present. Second, the
County Court judge had concluded that the separation of the applicant and P.C.
was not genuine; in these circumstances there was no point seeking K.’s views
as to the possibility of return to his mother alone. Third, there was nothing
on the face of the County Court judgment to indicate that the judge had left K.’s
wishes out of account in reaching its decision. Fourth, there was nothing to
suggest that the decision would have been different had the applicant submitted
that he lacked sufficient information to make a placement order. Fifth, the
applicant could have, had she so wished, made that submission by taking
advantage of the judge’s invitation (see paragraph 82 above). Sixth,
considering the evidence as a whole, it was clear that each decision had been
taken because on the basis of expert evidence the courts considered that
returning K. either to his parents or to the applicant alone would cause harm
and would not be in his best interests. Finally, the Government pointed out
that before any final adoption order was made the court would be obliged again
to consider the matters set out in section 1 of the 2002 Act. They further
noted that the applicant could have applied, with the leave of the court, to
have the placement order revoked at any time before a placement was made.
The Government therefore invited the Court to
find that there had been no violation of Article 8 of the Convention.
2. The Court’s assessment
There is no doubt that the decision to refuse a
further assessment and to make a care and placement order in the present case
constituted a serious interference with the applicant’s right to respect for
her family life within the meaning of Article 8 § 1 of the Convention. It
must therefore be determined whether the interference was justified under
Article 8 § 2, namely whether it was in accordance with the law, pursued a
legitimate aim and was necessary in a democratic society.
As to the lawfulness of the actions of the
domestic courts, the Court notes that the applicant, in her submissions, made
reference to alleged failures on the part of the authorities to comply with the
relevant procedures for the making of a placement order (see paragraph 119
above). However, the Court is satisfied, on the basis of the evidence before
it, that the correct procedures set out in the applicable legislation were
followed and that the County Court judge was entitled to make a placement order
in the case. The applicant also complained that the domestic courts did not
have regard to section 1(4) of the 2002 Act when making the placement order
(see paragraph 120 above). While the Court does not rule out that such a
complaint could give rise to the question whether the measure was “in
accordance with the law” within the meaning of Article 8 § 2, it observes that
the applicant in the present case did not argue that any issue as to the lawfulness,
in Article 8 terms, of the measure arose. In the absence of any submissions on
the matter the Court is therefore of the view that this complaint is more
appropriately considered in the context of the necessity and proportionality of
the measure. The Court therefore accepts that the actions of the domestic
authorities were “in accordance with the law”.
It is further not disputed that the measures
pursued the legitimate aim of protecting the rights of others, namely those of
K. The Court must therefore examine whether the domestic authorities’
actions were necessary in a democratic society.
a. General principles
The Court’s case-law regarding care proceedings
and measures taken in respect of children clearly establishes that, in
assessing whether an interference was “necessary in a democratic society”, two
aspects of the proceedings require consideration. First, the Court must examine
whether, in the light of the case as a whole, the reasons adduced to justify
the measures were “relevant and sufficient”; second it must be examined whether
the decision-making process was fair and afforded due respect to the applicant’s
rights under Article 8 of the Convention (see K
and T. v. Finland [GC], no. 25702/94, § 154, ECHR
2001-VII; R.K. and A.K. v. the United Kingdom, no. 38000/05, § 34,
30 September 2008; T.S. and D.S. v. the United Kingdom (dec.), no.
61540/09, 19 January 2010; A.D. and O.D. v. the United Kingdom, no.
28680/06, § 82, 16 March 2010; Neulinger
and Shuruk v. Switzerland [GC], no. 41615/07, § 134,
6 July 2010; and R. and H. v. the United Kingdom, no. 35348/06, §§ 75 and 81, 31 May 2011).
The Court
reiterates that in cases concerning the placing of a child for adoption, which
entails the permanent severance of family ties, the best interests of the child
are paramount (see Johansen v. Norway, 7 August 1996, § 78, Reports
of Judgments and Decisions 1996-III; Kearns v. France,
no. 35991/04, § 79, 10 January 2008; and R. and H., cited above, §§ 73 and 81). In
identifying the child’s best interests in a particular case, two considerations
must be borne in mind: first, it is in the child’s best interests that his ties
with his family be maintained except in cases where the family has proved
particularly unfit; and second, it is in the child’s best interests to ensure
his development in a safe and secure environment (see Neulinger
and Shuruk, cited above, § 136; and R. and H., cited
above, §§ 73-74). It is clear from the foregoing that family ties may only
be severed in very exceptional circumstances and that everything must be done
to preserve personal relations and, where appropriate, to “rebuild” the family
(see Neulinger
and Shuruk, cited above, § 136; and R. and H., cited
above, § 73).
It is not enough to show that a child could be placed in a more beneficial
environment for his upbringing (see K and T., cited above, § 173; and T.S.
and D.S., cited above). However, where the maintenance of family ties would
harm the child’s health and development, a parent is not entitled under Article
8 to insist that such ties be maintained (see Neulinger and Shuruk,
cited above, § 136; and R. and H., cited above, § 73).
The identification
of the child’s best interests and the assessment of the overall proportionality
of any given measure will require courts to weigh a number of factors in the
balance. The Court has not previously set out an exhaustive list of such
factors, which may vary depending on the circumstances of the case in question.
However, it observes that the considerations listed in section 1 of the 2002
Act (see paragraph 103 above) broadly reflect the various
elements inherent in assessing the necessity under Article 8 of a measure
placing a child for adoption. In particular, it considers that in seeking to
identify the best interests of a child and in assessing the necessity of any
proposed measure in the context of placement proceedings, the domestic court
must demonstrate that it has had regard to, inter alia, the age,
maturity and ascertained wishes of the child, the likely effect on the child of
ceasing to be a member of his original family and the relationship the child
has with relatives.
The Court
recognises that, in reaching decisions in so sensitive an area, local
authorities and courts are faced with a task that is extremely difficult. Further,
the national authorities have had the benefit of direct contact with all the
persons concerned, often at the very stage when care measures are being
envisaged or immediately after their implementation. There is therefore a need
to allow them a certain margin of appreciation in deciding how best to deal
with the cases before them and it is accordingly not the Court’s task to
substitute itself for the domestic authorities but to review, in the light of
the Convention, the decisions taken and assessments made by those authorities
in the exercise of their margin of appreciation (see K
and T., cited above, § 154; A.D. and O.D., cited above, § 83; Neulinger
and Shuruk, cited above, § 138; and R. and H., cited above, §
81). However, it must be borne in mind that the decisions taken by the courts
in this field are often irreversible, particularly in a case such as the
present one where a placement order has been made. This is accordingly a domain
in which there is an even greater call than usual for protection against
arbitrary interferences (see B. v. the United Kingdom, 8 July 1987,
§ 63, Series A no. 121; X v. Croatia, no. 11223/04, § 47, 17 July
2008; and R. and H., cited above, § 76).
The margin of appreciation
to be accorded to the competent national authorities will vary in the light of
the nature of the issues and the seriousness of the interests at stake, such
as, on the one hand, the importance of protecting a child in a situation which
is assessed as seriously threatening to his or her health or development and,
on the other hand, the aim of reuniting the family as soon as circumstances
permit (see K and T., cited above, § 155). The Court has indicated that
the authorities enjoy a wide margin of appreciation in assessing the necessity
of taking a child into care. However, a stricter scrutiny is called for in
respect of any further limitations, such as restrictions placed by the
authorities on parental rights of access, and of any legal safeguards designed
to secure an effective protection of the right of parents and children to
respect for their family life, as such further limitations entail the danger
that the family relations between the parents and a young child are effectively
curtailed (see K and T., cited above, § 155; R.K. and A.K., cited
above, § 34; and A.D. and O.D., cited above, § 83; R. and H., cited above, § 81). The making of a
placement order in respect of a child must be subject to the closest scrutiny.
As to the
decision-making process, what has to be determined is whether, having regard to
the particular circumstances of the case and notably the serious nature of the
decisions to be taken, the parents have been involved in the decision-making
process, seen as a whole, to a degree sufficient to provide them with the
requisite protection of their interests and have been able fully to present
their case (see Neulinger
and Shuruk, cited above, § 139; and R. and H., cited above, §
75). Thus it is incumbent upon the Court to ascertain whether the domestic
courts conducted an in-depth examination of the entire family situation and of
a whole series of factors, in particular of a factual, emotional,
psychological, material and medical nature, and made a balanced and reasonable
assessment of the respective interests of each person, with a constant concern
for determining what would be the best solution for the child (see, mutatis
mutandis, Neulinger and
Shuruk, cited above, § 139). In practice, there is likely to be a
degree of overlap in this respect with the need for relevant and sufficient
reasons to justify a measure in respect of the care of a child.
The need to involve the parents fully in the
decision-making process is all the greater where the proceedings may culminate
in a child being taken from his biological parents and placed for adoption (R.
and H., cited above, § 76).
b. Application of the general principles to the facts
of the case
The applicant’s complaint comprises two
aspects. First, she complains about the refusal of the domestic courts to order
an assessment of her as a sole carer, which she contends constituted a
disproportionate interference with her Article 8 rights. Second, she complains
that the reasons given for making a placement order were inadequate.
The Court observes at the outset that the
decision as to whether K. should be raised by the applicant or by another family
was effectively taken at the stage at which the placement order was made. The
possibility of revoking the placement order and the prospect of a future
evaluation by reference to the criteria in section 1 of the 2002 Act (see
paragraph 103 above) in the context of an application for
an adoption order under section 46 of the 2002 Act (see paragraph 105 above) cannot be relied upon as providing any kind of
safeguard in the proceedings leading to the making of placement order in
respect of K. In particular, once K. was placed with a prospective adopter, he
began to establish with her new bonds and his interest not to have his de facto family situation changed again
became a significant factor to be weighed in the balance against his return to
the applicant’s care (see W. v. the United Kingdom, 8 July 1987, § 62,
Series A no. 121; and K and T., cited above, § 155).
It is not disputed that the threshold criteria
enabling the court to make a placement order - namely that there were
reasonable grounds for believing that K. was likely to suffer significant harm because
of inadequate care - were met. The immediate question for the domestic courts
in the applicant’s case was whether to make such an order or whether to order a
further assessment which could result in K. being returned to the applicant’s
care.
The Court’s starting point is the judgment of
the Family Proceedings Court. Although that court did not reach any conclusion
as to whether a placement order ought to be made, in its judgment it explained
that it accepted the welfare aspects of the Guardian’s report, before
indicating that it had reached a different conclusion as a result of the
applicant’s late position statement (see paragraph 69 above). It accordingly
ordered a further assessment.
The County Court subsequently overturned the
order of the Family Proceedings Court and made a placement order. The applicant
does not dispute that she was advised that the local authority and the guardian
were seeking a placement order from the County Court. It is therefore for this
Court to assess whether the County Court’s reasons were relevant and
sufficient, by reference to the general principles set out above.
The Court observes that the County Court judge
began by emphasising that any decision to order a further assessment had to be
in the best interests of the child (see paragraph 80 above). In identifying K.’s
best interests, the judge noted that any further assessment would entail a
degree of disruption to K.’s foster placement and a risk of emotional harm
should the assessment break down. He considered that the duration of the
assessment would be too short to provide sufficient guarantees that the
separation of the applicant and P.C. would last (see paragraph 80 above). He
reached the conclusion that “the evidence about the mother was clear” and that
an assessment of the applicant would never be able to provide evidence that
would be sufficient to justify the refusal of a care order, given her
shortcomings and the real risk that she would resume her relationship with P.C.
Thus the only effect of the decision to order an assessment was to delay and
jeopardise the prospect of finding a long-term placement for K (see paragraph 81
above).
The judge was clearly of the view that the
resumption of the applicant’s relationship with P.C. entailed a risk to K.’s
well-being. His conclusion that such resumption was likely and his negative
view as to the consequences for K. do not appear to be unreasonable having
regard to the history of the case and the various reports prepared in the
context of the proceedings, which made frequent reference to P.C.’s controlling
nature and the difficulties encountered by the applicant in asserting herself
(see paragraphs 29, 30, 39, 44 and 58 above). While, as the Court has
explained above, it is in a child’s best interests that his family ties be
maintained where possible, it is clear that in K.’s case this was outweighed by
the need to ensure his development in a safe and secure environment (see paragraph
134 above). In this regard the Court observes that attempts were made to
rebuild the family through the provision of support for alcohol abuse and
opportunities for parenting assistance (see paragraphs 27 and 33 above). When
the applicant indicated that she had separated from P.C., she was given details
of domestic violence support that she could access (see paragraph 26
above). It appears that she did not access such support and ultimately
reconciled with P.C. on that occasion. The reports prepared by the social
worker, the guardian and D.I. highlighted the difficulties encountered in
trying to assist the family to address concerns as a result of the parents’
failure to engage with the authorities and, in particular, P.C.’s uncooperative
stance (see paragraphs 36-37, 41, 44-45, 47 and 58 above).
The Court acknowledges that, in refusing the
further assessment and instead making a placement order, the County Court judge
did not make express reference to the relevant considerations arising under
Article 8 of the Convention (see paragraph 135 above) or to the various factors
set out in section 1 of the 1989 Act and section 1 of the 2002 Acts (see
paragraph 82 above). However, as outlined above, it is clear that he
directed his mind, as required under Article 8 of the Convention, to K.’s best
interests and that, in reviewing the applicant’s application for a further
assessment, considered whether in the circumstances rehabilitation of K. to his
biological family was possible. He concluded that it was not. In reaching that
decision he had regard to various relevant factors and made detailed reference
to the reports and oral evidence of the social worker, the guardian (whose
report was based on full consideration of the welfare checklist) and D.I., all
of whom identified the various issues at stake (see paragraphs 78-81 above). Further,
the Court notes that the applicant was invited by the judge to bring to his
notice anything that required his further attention in court (see paragraph 82
above), but that she failed to seek any clarification from him as to the
reasons for his decision.
It is also of relevance that the applicant was
able to seek a further review of her case by the Court of Appeal. In this
regard, the Court observes that the Court of Appeal has recognised the need for
a careful balancing act to be conducted by reference to section 1 of both the
1989 and 2002 Acts and to Article 8 of the Convention (see paragraphs
109-114 above). It was satisfied in the applicant’s case that the judge
had reached a conclusion which was fully merited on the evidence.
In the
circumstances of the case, the Court considers that the decision to make a
placement order did not exceed the margin of appreciation afforded to the
respondent State and the reasons for the decision, taking into account the
concerns expressed by the judge regarding the applicant’s ability to separate
from P.C., were relevant and sufficient. It is further satisfied that the
applicant was given every opportunity to present her case and was fully
involved in the decision-making process.
There has accordingly been no violation of
Article 8 of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE
CONVENTION
In her written submissions to the Court dated
18 May 2011, the applicant alleged for the first time that there had been a
violation of Article 13 as a result of the decision of the Court of Appeal.
The Court observes that the judgment of the
Court of Appeal was handed down on 24 November 2009. The applicant’s complaint
under Article 13 was therefore lodged outside the six-month period stipulated
in Article 35 § 1 of the Convention. In any event the Court reiterates that the
effectiveness of the remedy for the purpose of Article 13 does not depend on
the certainty of a favourable outcome for the applicant (see K and T.,
cited above, §§ 198-199; and M.S.S. v. Belgium and Greece [GC],
no. 30696/09, § 289, 21 January 2011).
There is no indication that Court of Appeal would not, in general, fulfil the
requirements of an “effective remedy” within the meaning of Article 13. The
complaint must accordingly be declared inadmissible pursuant to Article 35 §§ 3
and 4.
FOR THESE REASONS, THE COURT
1. Declares unanimously the complaint
concerning Article 8 of the Convention admissible and the remainder of the application
inadmissible;
2. Holds by six votes to one that there has
been no violation of Article 8 of the Convention.
Done in English, and notified in writing on 13 March 2012,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence Early Lech Garlicki
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the dissenting opinion of Judge De Gaetano is
annexed to this judgment.
L.G.
T.L.E.
DISSENTING OPINION OF JUDGE DE GAETANO
1. I regret that I am unable to share the
views of the majority in this case on the question of the alleged violation of
Article 8. To my mind the most unorthodox way in which the placement order was
made by the Taunton County Court, and the cavalier way in which the applicant
was refused permission to appeal by the Court of Appeal, cumulatively lead to a
violation of Article 8. The majority decision, by invoking, as it does in
§ 149, the concept of the “margin of appreciation”, also raises a serious
issue as to the extent to which this Court should defer to the judgments of
domestic courts, especially when these do not purport to be in any way dealing
with Convention matters.
2. We are here dealing with the placement
for adoption not of a new-born or an infant, but of an 8 year-old boy
who, up to the age of seven, had lived with his parents, even if in a highly
dysfunctional environment. The placement order, as opposed to long-term
fostering, may in effect have been the best solution for the boy, but that is
entirely beside the point. What had to be assessed here is whether the
“important or draconian decision...to part parent and child permanently by
means of an adoption order” (to use the expression found in para. 95 of the
Court of Appeal’s judgement in EH v. London Borough of Greenwich and
Others, referred to in § 109) was supported by cogent reasons emanating
from the same decision (in this case, the decision of the County Court). As was
stated by this Court in Saviny v. Ukraine (18 December 2008, no.
39948/06), at § 49,
“...notwithstanding a margin of appreciation enjoyed by the
domestic authorities in deciding on placing a child into public care, severing
family ties means cutting a child off from its roots, which can only be
justified in very exceptional circumstances...A relevant decision must
therefore be supported by sufficiently sound and weighty considerations in the
interests of the child, and it is for the respondent State to establish that a
careful assessment of the impact of the proposed care measure on the parents
and the child has been made.”
See also §§ 67 and 81 of Kutzner v. Germany (26
February 2002, no. 46544/99), and passim Moser v. Austria (21 September 2006, no. 12643/02) and Kurochkin v. Ukraine (20 May
2010, no. 42276/08). More significantly the Court of Appeal itself has, in EH
v. London Borough of Greenwich and Others, already referred to, laid down
very stringent requirements as to the contents of a court decision
placing children in care or for adoption (see §§ 109 to 114 of the majority
decision) - although it must be said that this judgment was delivered on 9
April 2010, that is four months after the applicant was refused leave to
appeal (on 24 November 2009). Regrettably the Court, in its majority judgment,
has given no weight whatsoever to this April 2010 judgment of the Court of
Appeal.
3. Although before the Family Proceedings
Court there was both an application for a (full) care order and an application
for a placement order, that court in effect dealt only with the former,
and then only to the extent of ordering an interim care order with a direction
for further assessment. In the judgment of the Family Proceedings Court there
is no specific reference to section 1(3) of the Children Act 1989, but there is
at least a reference to section 31(2) of the same when that court states:
“Before we make care orders we have to be satisfied that the
threshold criteria is met. That is we have to be satisfied that the child has
suffered, or is likely to suffer significant harm and that the harm, or the
likelihood of harm, is attributable to the care given to him, or likely to be
given to him if the orders were not made, not being what is reasonable to
expect a parent to give.”
There is no reference whatsoever, whether direct or oblique,
to the provisions of the Adoption and Children Act 2002, under which a
placement order may be made. The reference to the “welfare checklist” in the
part of the Family Proceedings Court judgment quoted in § 69 is clearly a
reference to the checklist under the 1989 Act, to wit section 1(3).
4. The local authority and the guardian
appealed. Both specifically sought from the County Court a final care order and
a placement order. The judgment of the County Court of 16 June 2009 is strange,
to put it mildly. After rehearsing all the evidence - including that which was
before the first court - in nine typed pages and with sole reference to the
making of a care order, that court goes on to say in para. 16 of its judgment:
“However the complaint in the present case is that the
justices were wrong not to have made a care order at the conclusion of the
hearing because all the evidence to support the making of a care order was
present, and because delaying their decision was detrimental to K.’s better
interests.”
In para. 17 there is again no reference whatsoever to the 2002
Act. Then, by some sort of side-stepping movement (or convoluted lateral
thinking), the last part of para. 18, which is in effect the end of the
substantive part of the judgment, cryptically says:
“In reality, the only effect of postponing the decision to
make a care order was to delay, and therefore to jeopardise, the process of
finding an alternative long term placement for K. by way of adoption...In these
circumstances the decision of the justices must be categorised as wrong, and
must be set aside. The appeal will be allowed. I am satisfied that the
conditions for making a care order exist and accordingly I make a placement
order, dispensing with the consent of the parents under ss.22(3)(b) and 52 of
the Adoption and Children Act 2002.”
This is the first and only reference to a placement order in
the County Court’s judgment and the first and only reference to the 2002 Act.
There is no reference, specific or otherwise, to the checklist in section 1(4)
of the 2002 Act. There is no reference to the rights enjoyed by both parents
and children under the Convention, to Article 8 or to any principle of
proportionality. Whatever the guardian may have analysed and recommended in her
report (§ 53), it was for the judge to apply independently his mind to the
relevant and sufficient considerations and to show unequivocally in the
judgment that he had done so.
5. The Court of Appeal and the majority
judgment of this Court (see § 147) come to the rescue with an act of
faith - praestet fides supplementum. Although the decision of the Court
of Appeal dismissing permission to appeal characterised the County Court judge’s
interim order (referred to in § 77) as having been made “in bizarre form”, the
Court of Appeal nonetheless somehow assumes that the judge had at some stage
applied his mind properly in considering all the matters mentioned in section
1(4) of the 2002 Act:
“Nor do I think in the end that there is any substance [in the
argument] that he dealt with the outcome in too peremptory a fashion. After all,
the mother’s legal team knew from the form of the notices of appeal to the
circuit judge precisely what the local authority sought to gain from the
hearing. It was quite open to [counsel for the appellant] to submit to the
judge that he should not make a placement order even if he were persuaded to
make a care order, since there was insufficient material to enable him to carry
out the Section 1 review. It seems that she did not make that submission prior
to judgment and, as I have already observed, she ignored the opportunity to
make it immediately on receipt of the written judgment and to ask the judge to
reconsider the order of 6 July [recte: 6 June].”
The same gratuitous assumptions are made by the Court in §
147.
6. Whatever the failings (if any) of the
applicant’s legal team before the County Court, the fact remains that the
judgment of that court did not expressly spell out relevant and
sufficient reasons for the measure that was being taken by the making of the
placement order. The issue is not merely one of form or procedure: there can be
no more draconian measure in the context of the relationship between parent and
child than an order which permanently severs family ties. The need for
safeguards against arbitrary, or even merely unjustified or unnecessary
interference, is compelling (see § 136), and one such safeguard is
the provision of clear and detailed reasoning in the judgment
demonstrating not only that the child’s best interest and other factors have
been weighed in the balance, but also that the domestic criteria for the making
of the relevant order have been carefully considered and scrupulously applied.
The County Court judgment is lacking in all this.
7. It should also be borne in mind that the
Court declared the complaint in respect of Article 8 admissible (and with that
I agree). This means that whatever remedies were available to the applicant as
are mentioned in the Court of Appeal’s decision of 24 November 2009, these were
relevant, if at all, at the domestic level, but should not been taken into
consideration by this Court. In any case, the “remedy” of requesting the judge
to, as it were, beef up his reasoning after the judgment has been delivered
(which seems to be more than just correcting mere factual error, spelling
mistakes, numbers etc), thereby allowing the judge to “make up” for substantial
mistakes even in his assessment of the facts or of the law, seems a very odd
way of administering justice.
Finally, the doctrine of the margin of
appreciation, and the concomitant doctrine of quatrième instance, when
applied to judicial decisions mean no more and no less than that the domestic
courts’ decisions will, as a rule, not be queried as to the evaluation of the
facts and evidence before them or as to the interpretation of domestic law.
These doctrines do not mean or imply, nor should they be applied in such a way
as to suggest that they so mean or imply, that this Court is absolved from its
supervisory duty of ensuring that domestic courts’ judgments meet, in form or
in substance, all the Convention criteria. These doctrines should be applied
evenly across the board, and irrespective of whether the legal or judicial
system concerned can trace its lineage back to the post-Soviet era or to the
meadow at Runnymede.