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AXEL SPRINGER AG v. GERMANY - 39954/08 [2012] ECHR 227 (7 February 2012)
URL: http://www.bailii.org/eu/cases/ECHR/2012/227.html
Cite as:
[2012] EMLR 15,
32 BHRC 493,
55 EHRR 6,
[2012] ECHR 227,
(2012) 55 EHRR 6
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GRAND
CHAMBER
CASE OF
AXEL SPRINGER AG v. GERMANY
(Application
no. 39954/08)
JUDGMENT
STRASBOURG
7 February
2012
In the case of Axel Springer AG v. Germany,
The
European Court of Human Rights, sitting as a Grand Chamber composed
of:
Nicolas
Bratza,
President,
Jean-Paul
Costa,
Françoise
Tulkens,
Josep
Casadevall,
Lech
Garlicki,
Peer
Lorenzen,
Karel
Jungwiert,
Renate
Jaeger,
David
Thór Björgvinsson,
Ján
Šikuta,
Mark
Villiger,
Luis
López Guerra,
Mirjana
Lazarova Trajkovska,
Nona Tsotsoria,
Zdravka
Kalaydjieva,
Mihai
Poalelungi,
Kristina
Pardalos,
judges,
and
Michael O’Boyle, Deputy
Registrar,
Having
deliberated in private on 13 October 2010 and on 7 December 2011,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
The
case originated in an application (no. 39954/08)
against the Federal Republic of Germany lodged with the Court
under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by a
public limited company incorporated under German law, Axel Springer
AG (“the applicant company”), on 18 August 2008.
2. Relying
on Article 10, the applicant company complained about the injunction
imposed on it against reporting on the arrest and conviction of a
well-known actor for a drug-related offence.
3. The
application was initially allocated to the Fifth Section of the Court
(Rule 52 § 1 of the Rules of Court – “the
Rules”). On 13 November 2008 a Chamber of that
Section decided to give notice of the application to the Government.
By virtue of Article 29 § 3 of the Convention, as worded at the
relevant time, it also decided that the admissibility and merits of
the case should be considered together. On 30 March 2010 the
Chamber, composed of the following judges: Peer Lorenzen,
President, Renate Jaeger, Karel Jungwiert, Rait Maruste,
Mark Villiger, Mirjana Lazarova Trajkovska and Zdravka
Kalaydjieva, and also Claudia Westerdiek,
Section Registrar,
after deciding to join the present application to the
applications Von Hannover v. Germany (nos. 40660/08 and
60641/08) concerning the refusal by the German courts to
grant an injunction against any further publication of two photos,
relinquished jurisdiction in favour of the Grand Chamber, none of the
parties having objected to relinquishment (Article 30 of the
Convention and Rule 72).
4. The
composition of the Grand Chamber was determined according to the
provisions of Article 26 §§ 2 and 3 of the Convention (now
Article 26 §§ 4 and 5) and Rule 24 of the Rules of Court.
On 3 November 2011 Jean Paul
Costa’s term as President of the Court came to an end.
Nicolas Bratza succeeded him in that capacity and took over the
presidency of the Grand Chamber in the present case (Rule 9 §
2). Jean-Paul Costa continued to sit following the
expiry of his term of office, in accordance with Article 23 § 3
of the Convention and Rule 24 § 4. At the final
deliberations, Lech Garlicki and Nona Tsotsoria, substitute judges,
replaced Rait Maruste and Christos Rozakis, who were unable to take
part in the further consideration of the case (Rule 24 § 3).
5. The
President of the Grand Chamber decided to maintain the application of
Article 29 § 3 of the Convention before the Grand Chamber with a
view to a joint examination of the admissibility and merits of the
applications. He also decided that the proceedings in the present
case should be conducted simultaneously with those in the Von
Hannover cases cited above (Rule 42 §
2).
The
applicant company and the Government each filed written observations
on the admissibility and merits of the case. The
Government filed written observations on the applicant
company’s observations.
7. In
addition, third-party comments were received from the following
non-governmental organisations: Media Lawyers Association,
Media Legal Defence Initiative, International Press Institute and
World Association of Newspapers and News Publishers,
which had been given leave by the President to intervene in the
written procedure (Article 36 § 2 of the Convention and Rule 44
§ 2). The parties were given the opportunity to reply to those
comments (Rule 44 § 5).
A
hearing took place in public in the Human Rights Building,
Strasbourg, on 13 October 2010 (Rule 59 § 3).
There appeared before the Court:
(a) for the Government
Mrs A. Wittling-Vogel,
Federal Ministry of Justice, Agent,
Mr C. Walter, Professor
of Public Law, Counsel,
Mrs A. von Ungern-Sternberg,
Assistant,
Mr R. Sommerlatte, Federal Office for Culture,
Mr A.
Maatsch, Judge of the Hamburg Regional Court, Advisers;
(b) for the applicant
company
Mr U. Börger, Lawyer, Counsel,
Mrs K.
Hesse, Lawyer, Adviser.
The
Court heard addresses, and answers to questions from judges, from Mr
Walter and Mr Börger.
After
being invited by the Court to provide additional information
concerning the holding of a press conference by the Munich public
prosecutor’s office following the arrest of the actor X, the
parties subsequently submitted a certain number of documents in that
connection.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant is a public limited company whose registered
office is in Hamburg. It publishes the
Bild, a daily newspaper with a large circulation. The present
case concerns the publication by the newspaper of two articles about
X, a well-known television actor. Between May 1998 and November 2003
X had played the part of Police Superintendent Y, the hero of a
television series broadcast on a private television channel in the
evenings, until 2005. By October 2004, 103 episodes had been
broadcast, the last 54 of which had starred X in the role of Police
Superintendent Y. The average audience rating was 18% (between 3 and
4,700,000 viewers per episode).
On
14 June 2003 the applicant company revealed that X had been convicted
of unlawful possession of drugs. After receiving a warning from X, it
undertook, on pain of an agreed penalty, to refrain from publishing
information according to which four grams of cocaine had been found
at X’s home that he had had sent to him by post from Brazil and
for which he had been given a prison sentence, suspended for five
months, and fined 5,000 euros (EUR).
A. X’s arrest
At
approximately 11 p.m. on 23 September 2004 X was arrested at the
Munich beer festival (Oktoberfest) for possession of cocaine.
In a sworn statement (eidesstattliche Versicherung) a
journalist from the applicant company declared that she had asked the
police present at the scene whether X had been arrested and, if so,
on what grounds. The police had confirmed that X had been arrested in
the Käfer tent in possession of cocaine, without giving any
further details.
According
to that statement, the journalist had then contacted the public
prosecutor, W., from the public prosecutor’s office of Munich
Regional Court I, in charge of relations with the press, and had
asked him for information. W. had confirmed that X had been arrested
in the Käfer tent in possession of cocaine. According to W.,
plain-clothes police officers had arrested X because they had seen
him making a suspicious movement with his hand when coming out of the
toilets. The officers had searched him, and, having found him to be
in possession of an envelope containing 0.23 grams of cocaine, had
arrested him. According to W., the arrest had taken place at
approximately 11 p.m. on 23 September and a criminal complaint was
currently being investigated.
B. The articles in issue
1. The first article
In
its 29 September 2004 edition, the applicant company’s daily
newspaper, the Bild, published the following headline in large
type on its front page:
“Cocaine! Superintendent Y caught at the Munich
beer festival.”
The
article, which was printed in small type, read as follows:
“He came out of the gents tapping his nose
suspiciously and was arrested! At the beer festival the police caught
X (... years old, Superintendent Y on television), in possession of a
small envelope of cocaine. See page 12 for the details.”
The
following headline appeared on page twelve of the daily:
“TV star X caught in possession of cocaine. A
bretzel (Brezn), a beer mug [containing a litre of beer –
Maß] and a line of coke (Koks).”
The
article, printed in small type, read as follows:
“Thursday night, 11 p.m. At the beer festival
there was drinking, partying, swaying arm in arm. And sniffing.... In
the celebrities’ tent the TV star X (... years old, whose real
name is ...) came out of the gents tapping his nose and attracting
the attention of police officers. They searched the star actor from
the TV series Y (of which, by June, there had been more than 60
episodes in five years). COCAINE! X had a packet on him containing
0.23 grams of coke, and was arrested. Public prosecutor W. from
Munich told the Bild: “He was making suspicious
movements with his hand, tapping his nose with his fingers. This of
course attracted the attention of our officers. An investigation is
under way. Only a small quantity of cocaine is involved though. W. :
“Right in the middle of the festival grounds (Wiesn) –
it might have been snuff tobacco, but our men have a flair for this
sort of thing...”. X had already had a run-in with the law for
possession of drugs. In July 2000 the Superintendent from the TV
series had been given a five-month suspended prison sentence and two
years’ probation and fined EUR 5,000. He was accused of
illegally importing drugs. On a trip to Brazil X had arranged for
four grams of cocaine to be sent to his address in Munich. His
probation period ended two years ago. The quantity of the drug found
in the tent ... is negligible. What can the actor expect? According
to a legal expert questioned by Bild: “Even if the
probation period is over the previous conviction is recent. X may get
an unsuspended prison sentence – up to six months”. Why
prison? “X has apparently not been sufficiently daunted by the
suspended prison sentence”. The actor has probably had to
submit to a forensic head hair examination. Each centimetre of hair
will enable the expert to determine whether and how much cocaine was
taken. Yesterday X refused to comment. P.S: “In every toilet
cubicle in the tent ... there are signs saying: “The use of
drugs is liable to prosecution!”
The
article was accompanied by three photos of X, one on the first page
and the other two on page twelve.
On
the same day, during the morning, press agencies and other newspapers
and magazines reported on X’s arrest, referring in part to the
article published in the Bild. That day the prosecutor W.
confirmed the facts reported in the Bild to other written
media and television channels, two of which (“RTL” and
“pro7”) broadcast the same reports that evening. During
one of the broadcasts the prosecutor W. made the following statement:
“The police officers saw X making a suspicious
movement with his hand while coming out of the men’s toilets
and concluded that he had taken something. They searched him and
found an envelope containing 0.213 grams of cocaine. He had already
been convicted of importing drugs and given a suspended prison
sentence. He is not a first offender (Ersttäter). He
should have known that he should not touch drugs. He can now expect a
further prison sentence, even if the quantity found on him is
insignificant.”
2. The second article
In
its 7 July 2005 edition the Bild printed the following
headline on its inside pages: “TV series Superintendent
X confesses in court to having taken cocaine. He is fined 18,000
euros!”
The
article read as follows:
“Munich – On TV he plays a superintendent
who puts criminals behind bars. Yesterday, it was the turn of the
actor X (... years old, ...) to be hauled up in front of the court
and confess! X, who had to explain himself to the Munich District
Court [Amtsgericht] on charges of “unlawful possession
of drugs”, has confessed to taking drugs! X’s counsel ...
stated: “We fully acknowledge the offence with which we
have been charged in the indictment”. X confessed to the court:
“I have occasionally smoked cannabis and taken cocaine from
time to time. This has not made me happy. It had not turned into a
habit but is just something that I have done from time to time”.
Question from the court ...: “Are you currently taking drugs?”
Reply from X: “No, I smoke cigarettes.” The sentence: a
fine of EUR 18,000. The court: “The accused’s full
confession has counted in his favour.” On TV X continues
investigating on the side of law and order. In Vienna he is in front
of the cameras for the television series ... which should be starting
on the second channel in the autumn.”
The
article was accompanied by a photo of X.
C. The proceedings in the German courts
Immediately
after the articles appeared, X. instituted proceedings against the
applicant company in the Hamburg Regional Court. The applicant
company attached to its initial reply the statement by its journalist
(see paragraphs 11 and 12 above) and numerous press articles about X,
including a number of interviews given by him, to Bunte
magazine among others, together with photos of him.
1. The first set of proceedings
(a) The injunction proceedings
On
30 September 2004 the Hamburg Regional Court imposed an injunction on
publication of the article, following a request lodged by X on 29
September 2004. In a judgment of 12 November 2004 it confirmed the
injunction. That judgment was upheld by the Court of Appeal on
28 June 2005.
On 6
October 2004 the Regional Court also imposed an injunction on
publication of the photos illustrating the article. It confirmed that
decision in a judgment of 12 November 2004. The applicant company did
not challenge that judgment, which became final.
(b) The main proceedings
(i) Judgment of the Regional Court
On
11 November 2005 the Hamburg Regional Court prohibited any further
publication of almost the entire first article, on pain of an agreed
penalty, under Articles 823 § 1 and 1004 § 1 (by analogy)
of the Civil Code (see paragraph 47 below), read in the light of the
right to protection of personality rights (Allgemeines
Persönlichkeitsrecht). It ordered the applicant company to
pay EUR 5,000 as a penalty under the agreement and to reimburse
the procedural expenses (EUR 811.88, plus statutory interest accrued
from 4 November 2004).
According
to the Regional Court, the article in question, which mentioned X’s
name and was accompanied by photos of him, amounted to a serious
interference with his right to the protection of his personality
rights; the disclosure of his criminal conduct had, so to speak,
resulted in his being pilloried and discredited in the eyes of the
public. The court found that, despite those negative effects,
reporting of that kind would nonetheless have been lawful in the
event of serious crimes that were part of contemporary society and on
which the press was entitled to report. Any interference with a
criminal’s private sphere was limited, however, by the
proportionality principle, which involved a balancing exercise
between the competing interests. The court held that in the present
case the right to protection of X’s personality rights
prevailed over the public’s interest in being informed, even if
the truth of the facts related by the daily had not been disputed.
Neither the nature of the crime committed, nor the person of X, nor
any other circumstances justified publication of the article at
issue.
The
court observed that whilst a drugs-related offence was not a petty
crime, particularly as in the present case it had been cocaine, which
was a hard drug, X had been in possession of only a small quantity of
that drug and had not been accused of drug trafficking. The type of
offence involved was of medium, or even minor, seriousness, was a
very common one and there was no particular public interest in
knowing about it. The court added that, unlike serious crimes (such
as spectacular robberies, or murders), there were no particular
circumstances distinguishing the offence in question from ordinary
crimes, even if there was an assumption that drug abuse was more
widespread amongst key figures from the arts world and the media than
in other circles. Furthermore, the way in which the report had been
made by the applicant company confirmed that the offence itself was
not an important one. The report had focussed more on X’s
person than on the offence, which would probably never have been
reported in the press if it had been committed by a person unknown to
the public. Similarly, the court pointed out, whilst X’s
previous conviction for a similar offence was such as to increase the
public’s interest, it was his only previous conviction and,
moreover, dated back several years.
The
court also found that publication of the articles in question was not
justified by the person of X. The public did admittedly show an
interest in Police Superintendent Y, a character in a relatively
popular television series, but not in the actual person of the actor
playing the part. There was nothing to suggest that X attracted the
attention of the public on account of his performance as an actor or
other activities bringing him within a circle of persons about whom
the public had a need for regular information. The interest in X did
not, in any event, go beyond the interest habitually manifested by
the public in leading actors in German television series.
The
court observed that the applicant company had published many articles
about X over a period of six years and particularly over the
last three years. The vast majority of these publications had,
however, merely mentioned X’s name – often without a
photo – among the names of celebrities invited to various
events. Whilst it was undisputed that X had taken part in over 200
national and international cinematographic and televised productions,
that did not convey much of an idea of his public importance. Indeed,
actors could have starred in hundreds of television series and still
remain little known to the public. There was no evidence that X had
made a name for himself on account of any particular performance or
that he had occupied a prominent position in society which had
brought him into the public eye.
X
had, to an extent, sought to attract the public’s attention by
giving interviews to certain magazines between 2000 and 2003. He
therefore had to be more tolerant towards reports published about him
than other well known figures who avoided the limelight.
According to the court, X had not, however, courted the public to a
degree that he could be considered to have implicitly waived his
right to the protection of his personality rights.
The
Regional Court conceded that the fact that the actor had broken the
law whereas on television he played the role of a superintendent
entrusted with crime prevention was more entertaining for the public
than if the actor had played any other kind of role. However, that
contrast between the television role and the personal lifestyle of
the actor did not mean that the public confused the latter with the
fictional character. The actor merely donned the persona of a
superintendent, just as he could don that of any other character,
without thereby adopting the conduct of the character in question in
his daily life. The fact that an actor did not adopt the lifestyle of
the character he played could not in any way be regarded as an
extraordinary event worthy of being reported. In the court’s
view, viewers could distinguish between the actor and his role, even
where the actor was well known essentially for playing one particular
character.
The
Regional Court found, further, that X had not sought to portray
himself as an emblem of moral virtue; neither had he adopted a stand
on matters relating to drug abuse. The interviews reported by the
applicant company contained no comment by X on the subject. In issue
no. 48/2003 of the magazine Bunte, X had stated, in
passing, that he did not have any alcohol in the house and that he
had become a big tea connaisseur. In the court’s view, the fact
that X had briefly remarked on his previous conviction in two
interviews with magazines in 2000 and 2001 did not mean that he had
portrayed himself as an advocate or critic of the fight against drugs
or as an expert in the field. That subject had been only marginally
covered in the interview, which had mainly concerned the actor’s
professional prospects and his difficulties in his relationships.
Observing
that when balancing the competing interests, the decisive criteria
were how well known X was and the seriousness of the offence with
which he was charged, the Regional Court found that the case
concerned an actor who was not exceptionally well known and was
accused of an offence which, while not insignificant, was not
particularly spectacular and could be regarded as fairly common in
the entertainment world. The public did not therefore have a great
interest in being informed of an event that was actually fairly
anodyne, whereas the information published amounted to a serious
(gravierend) interference with X’s right to the
protection of his personality rights.
The
Regional Court found, lastly, that the applicant company was not
justified in arguing that the publication of the article was lawful
because it pursued legitimate interests. Admittedly, the press
officer from the public prosecutor’s office at the Munich
Regional Court I had informed a large number of media reporters of
the offence with which X had been charged and had disclosed his
identity to them; nor was there any doubt that the public
prosecutor’s office could be regarded as a “privileged
source” (privilegierte Quelle) of information that did
not, as a general rule, require verification as to the truth of its
content. Moreover, three press agencies had disclosed similar
details. However, even assuming that it had received all the
information before publishing the article in question, the applicant
company could only conclude that the published information was true
and was not thereby absolved from the requirement to check whether
its publication was justified in terms of X’s right to
protection of his personality rights. In the court’s opinion,
the question of the veracity of information issued by a public
authority had to be distinguished from that of the lawfulness of the
subsequent publication of that information by the press.
The
court found that it could be presumed that institutions providing a
public service, and in particular the public prosecutor’s
office and the police, made every effort, in accordance with the
principle of neutrality, not to issue information unless the public
interest in doing so had been carefully weighed against that of the
persons concerned. However, such institutions were not necessarily in
a better position than a publisher to weigh the conflicting interests
at stake regarding the dissemination of the information through the
media.
In
the instant case the applicant company was actually better placed
than a member of the Munich public prosecutor’s office to judge
the degree to which X was known and the question regarding whether
the public had an interest in learning of his arrest. On that point
the court considered that account also had to be taken of the context
in which the information was published: the public services were not
in a position to anticipate every possible form of dissemination of
factual information in any foreseeable context or to foresee whether
a report mentioning the person’s name was justified or not.
Accordingly, publishers could not generally consider that the
disclosure of a person’s identity by a privileged source would
make any kind of report on the person concerned legal, without having
first balanced the interests at stake.
The Regional Court pointed out that there were
situations in which there may be doubts regarding the assessment by
the public authorities. Accordingly, in the case of X, the question
arose as to whether it was appropriate for the public prosecutor’s
office to have expressed an opinion on the sentence that X could
expect to receive when the criminal investigation had only just
started. The court concluded that the applicant company could not
argue that it had relied on the disclosure of X’s name by the
public prosecutor’s office.
(ii) Judgment of the Court of Appeal
On
21 March 2006 the Court of Appeal dismissed an appeal by the
applicant company, but reduced the amount of the agreed penalty to
EUR 1,000. It upheld the conclusions of the Regional Court,
pointing out that the disclosure of a suspect’s name when
reporting on an offence constituted, as a general rule, a serious
infringement of the right to the protection of personality rights,
even if it was a drug offence of medium or minor seriousness. In X’s
case the fact of informing the public that he had taken cocaine could
adversely affect his future prospects of securing acting roles and,
in particular, of obtaining a role in an advertisement or in
television series aimed at a young audience.
The
Court of Appeal reiterated the relevant criteria when balancing the
rights of the press against the right to protection of personality
rights, as established by the Federal Court of Justice (see paragraph
48 below). It confirmed that the nature of the offence and the exact
circumstances in which it had been committed made it an everyday
offence and would not have aroused any interest if the perpetrator
had been little known. In the court’s opinion, the possession
and consumption of low quantities of drugs did not have adverse
effects on third parties or on the general public. As X had not taken
cocaine in the tent in front of everyone, his conduct did not imperil
a young audience that might be likely to imitate him on account of
his being a well-known television star.
The
Court of Appeal acknowledged that the public had a particular
interest in being informed and entertained because X was a well-known
figure and had played the part of a police superintendent over a long
period of time (längerer Zeitraum). However, even if X
played that role, this did not mean that he had himself necessarily
become an idol or role model as a law-enforcement officer, which
could have increased the public’s interest in the question
whether in his private life he actually behaved like his character.
It was clear that the actor X could not be identified with the
fictitious character of Superintendent Y that he played. The fact
that X had his fan clubs and had made public appearances as the actor
who played the part of Superintendent Y did not alter that finding.
It could well be that X’s appearance, his manner of presenting
himself, and the relaxed attitude portrayed in his films appealed to
others, particularly a young audience. That did not mean, though,
that others saw in him a moral role model whose image should be
corrected by the newspaper report in question.
The
publications submitted by the applicant company were indeed evidence
that X was hugely popular, but did not support the contention that he
had used confessions about his private life to attract the public’s
attention. Nor was the newspaper report justifiable on the ground
that X had been arrested in public, in a tent, because the drug had
actually been consumed in the men’s toilets, that is, in a
place that fell within the protected private sphere, and out of
public view. Lastly, even if it were to be established that X’s
arrest was a matter of substantial public interest, the same could
not be said of the description and characterisation of the offence
committed out of public view.
Lastly,
while upholding the conclusions of the Regional Court regarding the
role of the Munich public prosecutor’s office, the Court of
Appeal stated that the applicant company’s liability did not
extend beyond minor negligence given that the information disclosed
by the public prosecutor’s office had led it to believe that
the report was lawful. The illegal disclosure by the public
prosecutor’s office did not, however, make publication by the
applicant company legal. The Court of Appeal accordingly reduced the
agreed penalty to EUR 1,000. It refused leave to appeal on
points of law because its judgment did not conflict with the case-law
of the Federal Court of Justice.
(iii) The decisions of the Federal Court
of Justice
On
7 November 2006 the Federal Court of Justice refused the applicant
company leave to appeal on points of law on the ground that the case
did not raise a question of fundamental importance and was not
necessary for the development of the law or to guarantee uniformity
of the case-law.
On
11 December 2006 the Federal Court of Justice dismissed an appeal
lodged by the applicant company claiming that
it had not had a sufficient opportunity to make submissions
(Anhörungsrüge). It stated that when
balancing the public’s interest in being informed about public
criminal proceedings against an interference with the defendant’s
private sphere, the Court of Appeal had taken into account the
circumstances of the case and had reached its decision in accordance
with the criteria established in its case-law. There was no evidence
that the relevant criteria for the balancing exercise had been
disregarded. The Federal Court of Justice stated that the fact that
the civil courts had found against the applicant company did not
permit the latter to lodge an appeal on points of law and did not
amount to a violation of the right to be heard.
2. The second set of proceedings
(a) The injunction proceedings
On
15 August 2005 the Hamburg Regional Court granted an application by X
for an injunction against any further publication of the second
article.
(b) The main proceedings
(i) Judgment of the Regional Court
By
a judgment of 5 May 2006, the Regional Court granted X’s
application in the main proceedings, ordered the applicant company to
refrain from any further publication of the second article on pain of
penalty and ordered it to pay EUR 449.96 in costs, plus statutory
interest accrued from 22 September 2005. It based its decision
on essentially the same grounds as those set out in its judgment of
11 November 2005 (see paragraphs 18-30 above). It stated that the
case in question had to be distinguished from the one that had been
the subject of the judgment of the Federal Court of Justice of 15
November 2005 (see paragraph 48 below) in that the person concerned
in that case, Prince Ernst August von Hannover, was much more widely
known than X, so the press had been entitled to report on the
substantial penalty imposed in that case.
(ii) Judgment of the Court of Appeal
On 12 September 2006 the Hamburg Court of Appeal
dismissed an appeal by the applicant company on essentially the same
grounds as those given in its judgment of 21 March 2006 (see
paragraphs 31-35 above). On the subject of the relevant criteria for
weighing the conflicting interests, it stated that, according to the
judgment of the Federal Constitutional Court of 13 June 2006 (see
paragraph 49 below), the fact that a person was a prominent figure or
one known to the public was not a sufficient factor in itself to
justify the existence of an interest on the part of the public in
being informed of his or her conduct. In the present case, the
public’s interest in being informed and entertained, which
derived from the fact that X was a well-known figure and starred as a
superintendent in a television series, was insufficient to justify
the interference with his right to decide for himself which
information he was willing to disclose (informationelle
Selbstbestimmung).
The
applicant company’s reliance on the high audience rating of the
television series Y. did not, in the Court of Appeal’s opinion,
prove that X. had served as a role model or a counter model. If a
role model existed for millions of viewers, the role model in
question was the character of the superintendent. The Court of Appeal
reiterated that the fact that X. had been arrested in a public place
did not make the newspaper article lawful because the offence itself
had been committed out of public view, in the men’s toilets.
The suspicious movement that X had made with his hand had admittedly
attracted the attention of the police at the scene, but it had not
been established that other persons present in the tent had noticed
that X had taken cocaine.
The
Court of Appeal added that whilst the fact that the “quality
press” had reported the case might indicate that there was a
not insignificant (nicht geringes) interest in reporting it,
that was not a basis on which to conclude that the interference with
X’s right to the protection of his personality rights had been
lawful.
The
Court of Appeal refused the applicant company leave to appeal on
points of law on the ground that its judgment did not conflict with
the case-law of the Federal Court of Justice, in particular the
latter’s judgment of 15 November 2005 (see paragraph 48 below).
(iii) Decisions of the Federal Court of
Justice
On
17 April 2007 the Federal Court of Justice refused the applicant
company leave to appeal on points of law on the ground that the case
did not raise a question of fundamental importance and was not
necessary for the development of the law or to guarantee uniformity
of the case-law. On 12 June 2007 it dismissed an appeal lodged by the
applicant company claiming that it had not had
a sufficient opportunity to make submissions.
3. Decision of the Federal Constitutional Court
On 5 March 2008 a three-judge panel of the Federal Constitutional
Court declined to entertain constitutional appeals lodged by the
applicant company against the court decisions delivered in the first
and second sets of proceedings. It stated that it was not giving
reasons for its decision.
4. Other judicial decisions concerning the applicant
company
On
12 September 2006 and 29 January 2008 the Hamburg Regional Court
ordered the applicant company to pay X two penalty payments of EUR
5,000, each one for having breached the order of 15 August 2005 (see
paragraph 38 above). The court criticised the applicant company for,
inter alia, publishing in the 7 July 2006 edition of the daily
newspaper Die Welt and on the newspaper’s internet page
(welt.de) on 22 March 2007 the following statement by one of its
editors:
“Accordingly, we had no right whatsoever to report
on the trial of the popular actor X for possession of cocaine, even
though he was a very well-known recidivist and the offence was
committed at the beer festival in Munich.”
II. RELEVANT DOMESTIC LAW AND PRACTICE AND EUROPEAN TEXTS
A. Domestic law and practice
1. The Civil Code
Article
823 § 1 of the Civil Code (Bürgerliches Gestezbuch)
provides that anyone who, intentionally or negligently, unlawfully
infringes another’s right to life, physical integrity, health,
freedom, property or other similar right, shall be liable to make
compensation for the resulting damage.
In
accordance with Article 1004 § 1, where another’s property
is damaged otherwise than by removal or illegal retention the owner
may require the perpetrator to cease the interference. If there are
reasonable fears that further damage will be inflicted, the owner may
seek an injunction.
2. Relevant case-law
In
its judgment of 15 November 2005 (no. Vi ZR 286/04) the Federal Court
of Justice reiterated its established case-law according to which the
decisive criteria for evaluating the lawfulness of a news report
mentioning the name of the person concerned were the nature of the
offence and the person of the suspect. The facts of the case were a
fine and a prohibition on driving imposed by the French courts for
speeding on a motorway (211 instead of 130 km per hour) on a person
known to the public. The Federal Court of Justice found, firstly,
that the speed limit had been exceeded to such an extent that it
could be regarded as an expression of extreme contempt for the
highway regulations, and, secondly, that the offence had put other
motorists at considerable risk. Moreover, both the manner in which
the person concerned had behaved in public in the past and his
origins and the fact that he was the husband of a very well-known
individual meant that the interest of the press in publishing a news
report prevailed over the right to protection of the personality
rights of the person concerned. The Federal Court of Justice pointed
out that the Court’s judgment in the case of Von Hannover v.
Germany of 24 June 2004 (no. 59320/00, ECHR 2004 VI)
allowed of no other conclusion. The articles (and photos) in that
case had concerned only scenes from Caroline von Hannover’s
daily life, and had aimed merely to satisfy the curiosity of a
particular readership regarding her private life.
In
a decision of 13 June 2006 (no. 1 BvR 565/06), a three-judge panel of
the Federal Constitutional Court decided not to entertain a
constitutional appeal lodged against the judgment of the Federal
Court of Justice and upheld the latter’s findings.
B. Texts adopted by the Council of Europe
1. Recommendation Rec(2003)13 of the Committee of
Ministers
The
relevant passages of Recommendation (Rec(2003)13 of the Committee of
Ministers to member states on the provision of information through
the media in relation to criminal proceedings, adopted on
10 July 2003 at the 848th meeting of the
Ministers’ Deputies, read as follows:-
“...
Recalling that the media have the right to inform the
public due to the right of the public to receive information,
including information on matters of public concern, under Article 10
of the Convention, and that they have a professional duty to do so;
Recalling that the rights to presumption of innocence,
to a fair trial and to respect for private and family life under
Articles 6 and 8 of the Convention constitute fundamental
requirements which must be respected in any democratic society;
Stressing the importance of media reporting in informing
the public on criminal proceedings, making the deterrent function of
criminal law visible as well as in ensuring public scrutiny of the
functioning of the criminal justice system;
Considering the possibly conflicting interests protected
by Articles 6, 8 and 10 of the Convention and the necessity to
balance these rights in view of the facts of every individual case,
with due regard to the supervisory role of the European Court of
Human Rights in ensuring the observance of the commitments under the
Convention;
...
Recommends, while acknowledging the diversity of
national legal systems concerning criminal procedure, that the
governments of member states:
1. take or reinforce, as the case may be, all measures
which they consider necessary with a view to the implementation of
the principles appended to this recommendation, within the limits of
their respective constitutional provisions,
...
Appendix to Recommendation Rec(2003)13
Principles concerning the provision of information
through the media in relation to criminal proceedings
Principle 1 - Information of the public via the media
The public must be able to receive information about the
activities of judicial authorities and police services through the
media. Therefore, journalists must be able to freely report and
comment on the functioning of the criminal justice system, subject
only to the limitations provided for under the following principles.
Principle 2 - Presumption of innocence
Respect for the principle of the presumption of
innocence is an integral part of the right to a fair trial.
Accordingly, opinions and information relating to
on-going criminal proceedings should only be communicated or
disseminated through the media where this does not prejudice the
presumption of innocence of the suspect or accused.
Principle 3 - Accuracy of information
Judicial authorities and police services should provide
to the media only verified information or information which is based
on reasonable assumptions. In the latter case, this should be clearly
indicated to the media.
Principle 4 - Access to information
When journalists have lawfully obtained information in
the context of on-going criminal proceedings from judicial
authorities or police services, those authorities and services should
make available such information, without discrimination, to all
journalists who make or have made the same request.
(...)
Principle 8 - Protection of privacy in the context of
on-going criminal proceedings
The provision of information about suspects, accused or
convicted persons or other parties to criminal proceedings should
respect their right to protection of privacy in accordance with
Article 8 of the Convention. Particular protection should be given to
parties who are minors or other vulnerable persons, as well as to
victims, to witnesses and to the families of suspects, accused and
convicted. In all cases, particular consideration should be given to
the harmful effect which the disclosure of information enabling their
identification may have on the persons referred to in this
Principle.”
2. Resolution 1165 (1998) of the Parliamentary Assembly
of the Council of Europe on the right to privacy
The
relevant passages of this resolution, adopted by the Parliamentary
Assembly on 26 June 1998, read as follows:-
“...
6. The Assembly is aware that personal
privacy is often invaded, even in countries with specific legislation
to protect it, as people’s private lives have become a highly
lucrative commodity for certain sectors of the media. The victims are
essentially public figures, since details of their private lives
serve as a stimulus to sales. At the same time, public figures must
recognise that the special position they occupy in society - in many
cases by choice - automatically entails increased pressure on their
privacy.
7. Public figures are persons holding public
office and/or using public resources and, more broadly speaking, all
those who play a role in public life, whether in politics, the
economy, the arts, the social sphere, sport or in any other domain.
8. It is often in the name of a one-sided
interpretation of the right to freedom of expression, which is
guaranteed in Article 10 of the European Convention on Human Rights,
that the media invade people’s privacy, claiming that their
readers are entitled to know everything about public figures.
9. Certain facts relating to the private
lives of public figures, particularly politicians, may indeed be of
interest to citizens, and it may therefore be legitimate for readers,
who are also voters, to be informed of those facts.
10. It is therefore necessary to find a way
of balancing the exercise of two fundamental rights, both of which
are guaranteed by the European Convention on Human Rights: the right
to respect for one’s private life and the right to freedom of
expression.
11. The Assembly reaffirms the importance of
every person’s right to privacy, and of the right to freedom of
expression, as fundamental to a democratic society. These rights are
neither absolute nor in any hierarchical order, since they are of
equal value.
12. However, the Assembly points out that the
right to privacy afforded by Article 8 of the European Convention on
Human Rights should not only protect an individual against
interference by public authorities, but also against interference by
private persons or institutions, including the mass media.
13. The Assembly believes that, since all
member states have now ratified the European Convention on Human
Rights, and since many systems of national legislation comprise
provisions guaranteeing this protection, there is no need to propose
that a new convention guaranteeing the right to privacy should be
adopted. ...”
THE LAW
I. DISJOINDER OF THE APPLICATION
The
Court notes that before relinquishing jurisdiction in favour of the
Grand Chamber the Chamber had joined the present application to the
applications in Von Hannover v. Germany (nos. 40660/08
and 60641/08) – see paragraph 3 above). Having regard, however,
to the nature of the facts and the substantive issues raised in those
cases, the Grand Chamber considers it appropriate to disjoin
applications nos. 40660/08 and 60641/08 from the present
application.
II. ALLEGED VIOLATION OF ARTICLE 10 OF THE CONVENTION
The
applicant company complained about the injunction
imposed on it against reporting on the arrest and conviction of X.
It relied on Article 10 of the Convention, the relevant parts of
which read as follows:
“1. Everyone has the right to freedom
of expression. This right shall include freedom to hold opinions and
to receive and impart information and ideas without interference by
public authority and regardless of frontiers. ...
2. The exercise of these freedoms, since it
carries with it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are prescribed
by law and are necessary in a democratic society ... for the
protection of the reputation or rights of others ... or for
maintaining the authority and impartiality of the judiciary.”
A. Admissibility
The
Court observes that this complaint is not manifestly ill-founded
within the meaning of Article 35 § 3 a) of the Convention. It
notes further that no other ground for declaring it inadmissible has
been established and that it must therefore be declared admissible.
B. Merits
1. The parties’ submissions
(a) The Government
The
Government acknowledged that the impugned court decisions amounted to
an interference with the applicant company’s right to freedom
of expression. However, the interference was prescribed by law and
pursued an aim recognised as legitimate by the Court, namely, the
protection of the private sphere (News Verlags GmbH & Co.KG v.
Austria, no. 31457/96, § 44, ECHR 2000 I). The
question at issue between the parties in the present case was whether
the interference had been proportionate, and in particular whether
the balancing exercise undertaken by the national courts of the
applicant company’s right to freedom of expression against X’s
right to respect for his private life was in conformity with the
criteria established by the Court’s case-law. In that
connection regard had to be had to the role of the person concerned,
the purpose of the publication and the severity of the sanction
imposed on the press.
The Government referred to the national courts’
finding that, unlike Superintendent Y, X was not well known to the
public and accordingly could not be regarded as a public figure. In
its judgment concerning the second article, the Regional Court had,
moreover, differentiated X from Prince Ernst August von Hannover (see
paragraph 39 above). The press interviews given by X had not been
sufficient in themselves to increase the public’s interest in
his person. In the Government’s submission, the task of
assessing how well a person was known to the public should fall to
the domestic courts. That was particularly true in borderline cases,
which required an assessment of the facts and of social situations
that the Court could not undertake in respect of each and every
potential public figure in 47 States.
With
regard to the subject matter of media reports, the Government
acknowledged that where the press reported on the commission of an
offence it was generally playing its role as “public watchdog”,
in particular where criminal proceedings were concerned. There was a
greater public interest in this case than when the press merely
reported details of the private life of an individual. In the present
case, however, the public had no interest in being informed about the
offence committed by X, whom they could not have dissociated from the
person of the defendant. The present case had not called into
question the workings of the justice system, like the case of
Obukhova v. Russia (no. 34736/03, 8 January 2009), but
had concerned only a minor drugs-related offence committed by a
relatively well-known actor.
The
task of assessing the seriousness of the offence should fall within
the margin of appreciation of the national authorities. In the
instant case the courts considered that the offence was of medium, or
even minor, seriousness. The Government pointed out that the amount
of the fine was relatively high on account of X’s income. The
criminal courts had fixed the amount at 90 day-fines, so the offence
did not appear in X’s certificate of good conduct (destined for
employers) or in his criminal record.
The
Government disputed the applicant company’s allegation that the
Munich prosecutor had held a press conference and published a press
release about X’s arrest prior to publication of the first
article (see paragraph 69 below).
As
regards the nature of the penalty imposed on the applicant company,
the Government observed that the latter had merely been prevented
from publishing the content of the articles in question and had been
ordered to reimburse modest legal costs. The applicant company had
neither been convicted under criminal law nor ordered to pay damages,
unlike publishers in other cases who had been given a custodial
sentence; nor had it been prevented from carrying on the profession
of journalist or faced an order for the seizure of all copies of the
particular edition of a newspaper or an order to pay hefty damages
(Cumpǎnǎ and Mazǎre v. Romania [GC],
no. 33348/96, § 112, ECHR 2004 XI; Wirtschafts-Trend
Zeitschriften-Verlags GmbH v. Austria, no. 58547/00, § 41,
27 October 2005; and Flinkkilä and Others v.
Finland, no. 25576/04, § 89, 6 April 2010). The
Government added that the German courts had not, moreover, imposed a
blanket ban on all reporting of X’s arrest and trial; the
problem had been that the applicant company had failed to maintain
the anonymity of the actor at the time of his arrest and prior to the
trial.
The
Government highlighted the margin of appreciation enjoyed by the
State in the present case. That margin depended on the nature of the
activities in question and the aim pursued by the restrictions. In
its recent case-law, the Court had moreover left the State a broad
margin of appreciation in cases concerning Article 8 of the
Convention. (Armonienė v. Lithuania, no. 36919/02, §
38, 25 November 2008, and A. v. Norway, no. 28070/06, §
66, 9 April 2009). Generally speaking, the margin enjoyed by the
States was broader where there was no European consensus. In the
Government’s submission, whilst there was admittedly a trend
towards harmonisation of the legal systems in Europe, differences
nevertheless remained, as evidenced by the failure of the
negotiations for the adoption of a regulation of the European Union
on conflict-of-law rules regarding non-contractual obligations
(Regulation EC No. 864/2007 of 11 July 2007 – Rome II
Regulation). The margin of appreciation was also broad where the
national authorities had to strike a balance between competing
private and public interests or Convention rights (Evans v. the
United Kingdom [GC], no. 6339/05, § 77, ECHR 2007 I,
and Dickson v. the United Kingdom [GC], no. 44362/04, §
78 ECHR 2007 XIII). Moreover, the case-law of the Court of
Justice of the European Union apparently took the same approach
(cases of Omega of 14 October 2004, C 36/02,
and Schmidberger of
12 June 2003, C-112/00).
The
Government argued that the special nature of certain cases, such as
the present one, in which the domestic courts were required to
balance the rights and interests of two or more private individuals
lay in the fact that the proceedings before the Court were in fact a
continuation of the original legal action, with each party to the
domestic proceedings potentially able to apply to the Court. It was
precisely for that reason that one result alone of the balancing
exercise of the competing interests was insufficient, and that there
should be a “corridor” of solutions within the confines
of which the national courts should be allowed to give decisions in
conformity with the Convention. Failing that, the Court would have to
take the decision on every case itself, which could hardly be its
role.
The
Government stated that there had been slightly less of a tendency to
do this at domestic level because the Federal Constitutional Court
granted the ordinary courts a margin of appreciation in that respect
and refrained from carrying out its own balancing exercise in their
stead. That could, moreover, explain the absence of reasons given for
the decision of the Federal Constitutional Court in the present case.
The tendency, at national level, to reduce the scope of review by a
constitutional court should apply a fortiori to the European
Court of Human Rights, which had the task of examining the outcome of
balancing exercises carried out by the courts in 47 Contracting
States, whose legal systems were still very heterogeneous.
In
the Government’s submission, the Court should intervene only
where the domestic courts had not taken account of certain specific
circumstances when undertaking the balancing exercise or where the
result of that exercise was patently disproportionate (Cumpănă
and Mazăre, cited above, §§ 111 120).
That conclusion was confirmed, moreover, by Article 53 of the
Convention: where the relationship between State and citizen was
concerned, a gain of freedom for the individual concerned involved
only a loss of competence for the State, whereas in the relationship
between two citizens the fact of attaching more weight to the right
of one of the persons concerned restricted the right of the others,
which was forbidden under Article 53 of the Convention.
(b) The applicant company
The
applicant company maintained that at the material time X was a
well-known actor who played the main role in a television crime
series that was extremely popular, especially among young male
adults; X had, moreover, been voted second most popular actor in
2002. He was not therefore just an ordinary individual who did not
attract media attention, as had been so in other cases decided by the
Court (see, inter alia, Sciacca v. Italy, no.
50774/99, ECHR 2005 I; Toma v. Romania, no. 42716/02,
24 February 2009; and Egeland and Hanseid v. Norway,
no. 34438/04, 16 April 2009).
In
the applicant company’s submission, the commission of a
criminal offence was, by its very nature, never a purely private
matter. Furthermore, in the present case X was a repeat offender as
he had already been given a five-month suspended prison sentence in
July 2000 and fined EUR 5,000 for possession of drugs.
The
public’s interest in being informed prevailed over X’s
right to respect for his private life. X had – of his own
initiative – courted public attention, had a market value
corresponding to his high profile, had willingly allowed photos to be
taken of himself on public occasions and had given press interviews
revealing aspects of his private life, including his drug
consumption. As a role model and having himself entered the public
arena, X should have accepted that he would attract the public’s
attention, in particular if he committed a criminal offence. The
applicant company argued that anyone who used the media for
self-promotion should expect their conduct to be truthfully reported
on by the media. This was
particularly true in X’s case because, following his first
conviction for possession of drugs, he had asserted that he had given
up taking drugs. He had accordingly waived his right to privacy.
The
applicant company stated, further, that the truth of the facts
reported in the articles in question was not disputed (citing,
conversely, Pedersen and Baadsgaard v. Denmark [GC], no.
49017/99, ECHR 2004 XI). The information given had,
moreover, not affected the conduct of the preliminary investigation
or the trial (citing, conversely, Tourancheau and July v. France,
no. 53886/00, 24 November 2005); it had included details not only
about X’s private life, but also serious factual information
about criminal law and the consequences of drug taking. The present
case was thus distinguishable from the case of Von Hannover
(cited above), especially as, unlike X, the applicant in that case
had always sought to protect her private life.
The
applicant company reiterated that it had reported on X’s arrest
after the prosecution authorities had disclosed the facts and the
identity of the person arrested. In its submissions at the hearing,
particularly in reply to the judges’ questions, it had stated
that prior to publication of the articles the Munich public
prosecutor’s office had held a press conference – in the
presence of television cameras – during which it had provided
detailed information. The public prosecutor’s office had also
published a long press release on the subject. Accordingly, the
applicant company had published only information that had already
been made public. It would be demotivating for journalists not to be
able to publish such information. Attending a press conference would
be a complete waste of time.
In
conclusion, the applicant company submitted that the press should not
be reduced to reporting only on political figures. Since prominent
persons were able to establish a certain image of themselves by
seeking the attention of the media, the latter should be permitted to
correct that image when it no longer corresponded to the reality. It
was not a question of asserting the primacy of the freedom of
expression over the right to respect for private life. Freedom of
expression should, however, prevail where the person concerned
enjoyed a more than regional degree of prominence and had freely
engaged in his or her self-promotion.
2. Third parties’ observations
(a) Media Lawyers Association
The
third-party association submitted that the right to reputation was
not protected by the Convention. Publication of a defamatory article
about a person did not, of itself, amount to an interference with the
exercise of the rights guaranteed under Article 8. When balancing the
rights under Articles 8 and 10 of the Convention wide and strong
protection should be given to the right of the media to report on all
matters of public interest and in particular to inform the public
about judicial proceedings. The third-party association observed that
the inclusion of a person’s name or other identifying detail
played an important part in fulfilling the task of informing the
public.
According
to a United Kingdom Supreme Court ruling, if the names of the parties
were not revealed when reporting on court proceedings the report
would be disembodied, readers would be less interested and editors
would give the report lower priority. The Media Lawyers Association
also stressed the importance of preserving a wide editorial
discretion and the principle of open justice to which the media
contributed an essential element, adding that there should be no
incursion into that principle except where strictly necessary such as
protecting a defendant or witness by anonymity. Other than in those
circumstances, there should be no restriction on the right of the
media to publish reports on court proceedings including photographs.
(b) Joint submissions by the Media Legal
Defence Initiative, International Press Institute and World
Association of Newspapers and News Publishers
The
three third-party associations submitted that a broad trend could be
observed across the Contracting States towards the assimilation by
the national courts of the principles and standards articulated by
the Court relating to the balancing of the rights under Article 8
against those under Article 10 of the Convention, even if the
individual weight given to a particular factor might vary from one
State to another. They invited the Court to grant a broad margin of
appreciation to the Contracting States, submitting that such was the
thrust of Article 53 of the Convention. They referred to the Court’s
judgment in the case of Chassagnou and Others v. France
([GC], nos. 25088/94, 28331/95 and 28443/95, § 113,
ECHR 1999 III), submitting that the Court had indicated
that it would allow Contracting States a wide margin of appreciation
in situations of competing interests.
The
Contracting States were likewise generally granted a wider margin in
respect of positive obligations in relationships between private
parties or other areas in which opinions within a democratic society
might reasonably differ significantly (Fretté v. France,
no. 36515/97, § 41, ECHR 2002 I). The Court had,
moreover, already allowed the Contracting States a broad margin of
appreciation in a case concerning a balancing exercise in respect of
rights under Articles 8 and 10 of the Convention (A. v. Norway,
cited above, § 66). Its role was precisely to confirm that the
Contracting States had put in place a mechanism for the determination
of a fair balance and whether particular factors taken into account
by the national courts in striking such a balance were consistent
with the Convention and its case-law. It should only intervene where
the domestic courts had considered irrelevant factors to be
significant or where the conclusions reached by the domestic courts
were clearly arbitrary or summarily dismissive of the privacy or
reputational interests at stake. Otherwise, it ran the risk of
becoming a court of appeal for such cases.
3. The Court’s assessment
The
parties agreed that the judicial decisions given in the present case
constituted an interference with the applicant company’s right
to freedom of expression as guaranteed by Article 10 of the
Convention.
Such
interference contravenes the Convention if it does not satisfy the
requirements of paragraph 2 of Article 10. It therefore falls to be
determined whether the interference was “prescribed by law”,
had an aim or aims that is or are legitimate under Article 10 §
2 and was “necessary in a democratic society” for the
aforesaid aim or aims.
It
is common ground between the parties that the interference was
prescribed by Articles 823 § 1 and 1004 § 1 of the Civil
Code (see paragraphs 18 and 47 above), read in the light of the right
to protection of personality rights. They also agree that it pursued
a legitimate aim – namely, the protection of the reputation or
rights of others – within the meaning of Article 10 § 2 of
the Convention, which, according to the Court’s case-law
(Chauvy and Others v. France, no. 64915/01, § 70, ECHR
2004 VI, and Pfeifer v. Austria, no. 12556/03, § 35,
15 November 2007), can encompass the right to respect for private
life within the meaning of Article 8. The parties disagree, however,
as to whether the interference was “necessary in a democratic
society”.
(a) General principles
(i) Freedom of expression
Freedom
of expression constitutes one of the essential foundations of a
democratic society and one of the basic conditions for its progress
and for each individual’s self-fulfilment. Subject to paragraph
2 of Article 10, it is applicable not only to “information”
or “ideas” that are favourably received or regarded as
inoffensive or as a matter of indifference, but also to those that
offend, shock or disturb. Such are the demands of pluralism,
tolerance and broadmindedness without which there is no “democratic
society”. As set forth in Article 10, freedom of expression is
subject to exceptions, which must, however, be construed strictly,
and the need for any restrictions must be established convincingly
(see, among other authorities, Handyside v. the United Kingdom,
7 December 1976, § 49, Series A no. 24; Editions Plon
v. France, no. 58148/00, § 42, ECHR 2004 IV; and
Lindon, Otchakovsky Laurens and July v. France [GC], nos.
21279/02 and 36448/02, § 45, ECHR 2007 IV).
The
Court has also repeatedly emphasised the essential role played by the
press in a democratic society. Although the press must not overstep
certain bounds, regarding in particular protection of the reputation
and rights of others, its duty is nevertheless to impart – in a
manner consistent with its obligations and responsibilities –
information and ideas on all matters of public interest. Not only
does the press have the task of imparting such information and ideas;
the public also has a right to receive them. Were it otherwise, the
press would be unable to play its vital role of “public
watchdog” (see Bladet Tromsø and Stensaas v. Norway
[GC], no. 21980/93, §§ 59 and 62, ECHR 1999 III,
and Pedersen and Baadsgaard, cited above, § 71).
This
duty extends to the reporting and commenting on court proceedings
which, provided that they do not overstep the bounds set out above,
contribute to their publicity and are thus consonant with the
requirement under Article 6 § 1 of the Convention that hearings
be public. It is inconceivable that there can be no prior or
contemporaneous discussion of the subject matter of trials, be it in
specialised journals, in the general press or amongst the public at
large. Not only do the media have the task of imparting such
information and ideas; the public also has a right to receive them
(see News Verlags GmbH & Co. KG v. Austria, no. 31457/96,
§ 56, ECHR 2000 I; Dupuis and Others v. France, no.
1914/02 § 35, ECHR 2007 VII; and Campos Dâmaso
v. Portugal, no. 17107/05, § 31, 24 April 2008).
Journalistic
freedom also covers possible recourse to a degree of exaggeration, or
even provocation (see Pedersen and Baadsgaard, cited above, §
71). Furthermore, it is not for the Court, any more than it is for
the national courts, to substitute its own views for those of the
press as to what techniques of reporting should be adopted in a
particular case (see Jersild v. Denmark, 23 September
1994, § 31, Series A no. 298, and Eerikäinen and Others
v. Finland, no. 3514/02, § 65, 10 February 2009).
(ii) Limits on the freedom of expression
However,
Article 10 § 2 of the Convention states that freedom of
expression carries with it “duties and responsibilities”,
which also apply to the media even with respect to matters of serious
public concern. These duties and responsibilities are liable to
assume significance when there is a question of attacking the
reputation of a named individual and infringing the “rights of
others”. Thus, special grounds are required before the media
can be dispensed from their ordinary obligation to verify factual
statements that are defamatory of private individuals. Whether such
grounds exist depends in particular on the nature and degree of the
defamation in question and the extent to which the media can
reasonably regard their sources as reliable
with respect to the allegations (see Pedersen and Baadsgaard,
cited above, § 78, and Tønsbergs
Blad A.S. and Haukom v. Norway, no. 510/04, § 89, ECHR
2007 III).
The
Court reiterates that the right to protection of reputation is a
right which is protected by Article 8 of the Convention as part of
the right to respect for private life (see Chauvy and Others,
cited above, § 70; Pfeifer, cited above, § 35;
and Polanco Torres and Movilla Polanco v. Spain, no. 34147/06,
§ 40, 21 September 2010). The concept of “private life”
is a broad term not susceptible to exhaustive definition, which
covers the physical and psychological integrity of a person and can
therefore embrace multiple aspects of a person’s identity, such
as gender identification and sexual orientation, name or elements
relating to a person’s right to their image (see S. and
Marper v. the United Kingdom [GC], nos. 30562/04 and 30566/04, §
66, ECHR 2008-...). It covers personal information which individuals
can legitimately expect should not be published without their consent
(see Flinkkilä and Others, cited above, § 75, and
Saaristo and Others v. Finland, no. 184/06,
§ 61, 12 October 2010).
In
order for Article 8 to come into play, however, an attack on a
person’s reputation must attain a certain level of seriousness
and in a manner causing prejudice to personal enjoyment of the right
to respect for private life (see A. v. Norway, cited
above, § 64). The Court has held, moreover, that Article 8
cannot be relied on in order to complain of a loss of reputation
which is the foreseeable consequence of one’s own actions such
as, for example, the commission of a criminal offence (see Sidabras
and DZiautas v. Lithuania, nos. 55480/00 and 59330/00, § 49,
ECHR 2004 VIII).
When
examining the necessity of an interference in a democratic society in
the interests of the “protection of the reputation or rights of
others”, the Court may be required to verify whether the
domestic authorities struck a fair balance when protecting two values
guaranteed by the Convention which may come into conflict with each
other in certain cases, namely, on the one hand, freedom of
expression protected by Article 10 and, on the other, the right
to respect for private life enshrined in Article 8 (see Hachette
Filipacchi Associés v. France, no. 71111/01, § 43, 14
June 2007, and MGN Limited v. the United Kingdom, no.
39401/04, § 142, 18 January 2011).
(iii) Margin of appreciation
The
Court reiterates that, under Article 10 of the Convention, the
Contracting States enjoy a certain margin of appreciation in
assessing whether and to what extent an interference with the freedom
of expression guaranteed under that provision is necessary (see
Tammer v. Estonia, no. 41205/98, § 60, ECHR 2001 I,
and Pedersen and Baadsgaard, cited above, § 68).
However,
this margin goes hand in hand with European supervision, embracing
both the legislation and the decisions applying it, even those
delivered by an independent court (see Karhuvaara and Iltalehti v.
Finland, no. 53678/00, § 38, ECHR 2004 X, and Flinkkilä
and Others, cited above, § 70). In exercising its
supervisory function, the Court’s task is not to take the place
of the national courts, but rather to review, in the light of the
case as a whole, whether the decisions they have taken pursuant to
their power of appreciation are compatible with the provisions of the
Convention relied on (see Petrenco v. Moldova,
no. 20928/05, § 54, 30 March 2010; Polanco Torres
and Movilla Polanco, cited above, § 41;
and Petrov v. Bulgaria
(dec.), no. 27103/04, 2 November 2010).
In
cases such as the present one the Court considers that the outcome of
the application should not, in principle, vary according to whether
it has been lodged with the Court under Article 10 of the Convention
by the publisher who has published the offending article or under
Article 8 of the Convention by the person who was the subject of
that article. Indeed, as a matter of principle these rights deserve
equal respect (see Hachette Filipacchi Associés (ICI
PARIS) v. France, no. 12268/03, § 41, 23 July 2009;
Timciuc v. Romania (dec.), no. 28999/03, § 144,
12 October 2010; and Mosley v. the United
Kingdom, no. 48009/08, § 111, 10 May
2011; see also point 11 of the Resolution of the Parliamentary
Assembly – paragraph 51 above). Accordingly, the margin of
appreciation should in principle be the same in both cases.
Where
the balancing exercise between those two rights has been undertaken
by the national authorities in conformity with the criteria laid down
in the Court’s case-law, the Court would require strong reasons
to substitute its view for that of the domestic courts (see MGN
Limited, cited above, §§ 150
and 155, and Palomo Sánchez and Others v. Spain
[GC], nos. 28955/06, 28957/06, 28959/06 and 28964/06,
§ 57, 12 September 2011).
(iv) Criteria relevant for the balancing
exercise
Where
the right to freedom of expression is being balanced against the
right to respect for private life, the criteria laid down in the
case-law that are relevant to the present case are set out below.
(α) Contribution to a debate of general
interest
An
initial essential criterion is the contribution made by photos or
articles in the press to a debate of general interest (see
Von Hannover, cited above, § 60; Leempoel
& S.A. ED. Ciné Revue v. Belgium, no. 64772/01, § 68,
9 November 2006; and Standard Verlags GmbH v. Austria (no. 2),
no. 21277/05 § 46, 4 June 2009). The definition of what
constitutes a subject of general interest will depend on the
circumstances of the case. The Court nevertheless considers it useful
to point out that it has recognised the existence of such an interest
not only where the publication concerned political issues or crimes
(see White v. Sweden, no. 42435/02, § 29, 19 September
2006; Egeland and Hanseid, cited above, § 58; and
Leempoel & S.A. ED. Ciné Revue, cited
above, § 72), but also where it concerned sporting issues or
performing artists (see Nikowitz and Verlagsgruppe News GmbH
v. Austria, no. 5266/03, § 25, 22 February 2007; Colaço
Mestre and SIC – Sociedade Independente de Comunicação,
S.A. v. Portugal, nos. 11182/03 and 11319/03, § 28,
26 April 2007; and Sapan v. Turkey, no. 44102/04,
§ 34, 8 June 2010). However, the rumoured marital
difficulties of a president of the Republic or the financial
difficulties of a famous singer were not deemed to be matters of
general interest (see Standard Verlags GmbH, cited
above, § 52, and Hachette Filipacchi Associés (ICI
PARIS), cited above, § 43).
(β) How well known is the person
concerned and what is the subject of the report?
The
role or function of the person concerned and the nature of the
activities that are the subject of the report and/or photo constitute
another important criterion, related to the preceding one. In that
connection a distinction has to be made between private individuals
and persons acting in a public context, as political figures or
public figures. Accordingly, whilst a private individual unknown to
the public may claim particular protection of his or her right to
private life, the same is not true of public figures (see Minelli
v. Switzerland (dec.), no. 14991/02, 14 June 2005, and
Petrenco, cited above, § 55). A fundamental distinction
needs to be made between reporting facts capable of contributing to a
debate in a democratic society, relating to politicians in the
exercise of their official functions for example, and reporting
details of the private life of an individual who does not exercise
such functions (see Von Hannover, cited above, § 63,
and Standard Verlags GmbH, cited above, § 47).
Whilst
in the former case the press exercises its role of “public
watchdog” in a democracy by imparting information and ideas on
matters of public interest, that role appears less important in the
latter case. Similarly, although in certain special circumstances the
public’s right to be informed can even extend to aspects of the
private life of public figures, particularly where politicians are
concerned, this will not be the case – even where the persons
concerned are quite well known to the public – where the
published photos and accompanying commentaries relate exclusively to
details of the person’s private life and have the sole aim of
satisfying the curiosity of a particular readership in that respect
(see Von Hannover, cited above, § 65 with the references
cited therein, and Standard Verlags GmbH, cited above, § 53;
see also point 8 of the Resolution of the Parliamentary Assembly –
paragraph 51 above). In the latter case, freedom of
expression calls for a narrower interpretation (see Von Hannover,
cited above, § 66; Hachette Filipacchi Associés (ICI
PARIS), cited above, § 40; and MGN Limited,
cited above, § 143).
(γ) Prior conduct of the person
concerned
The
conduct of the person concerned prior to publication of the report or
the fact that the photo and the related information have already
appeared in an earlier publication are also factors to be taken into
consideration (see Hachette Filipacchi Associés (ICI
PARIS), cited above, §§ 52 and 53, and Sapan,
cited above, § 34). However, the mere fact of having
cooperated with the press on previous occasions cannot serve as an
argument for depriving the party concerned of all protection against
publication of the report or photo at issue (see Egeland and
Hanseid, cited above, § 62).
(δ) Method of obtaining the information
and its veracity
The
way in which the information was obtained and its veracity are also
important factors. Indeed, the Court has held that the safeguard
afforded by Article 10 to journalists in relation to reporting on
issues of general interest is subject to the proviso that they are
acting in good faith and on an accurate factual basis and provide
“reliable and precise” information in accordance with the
ethics of journalism (see, for example, Fressoz and Roire v.
France [GC], no. 29183/95, § 54, ECHR 1999-I; Pedersen
and Baadsgaard, cited above, § 78; and Stoll v.
Switzerland [GC], no. 69698/01, § 103, ECHR 2007-V).
(ε) Content, form and consequences of
the publication
The
way in which the photo or report are published and the manner in
which the person concerned is represented in the photo or report may
also be factors to be taken into consideration (see Wirtschafts-Trend
Zeitschriften-Verlagsgesellschaft m.b.H. v. Austria (no. 3), nos.
66298/01 and 15653/02, § 47, 13 December 2005; Reklos and
Davourlis v. Greece, no. 1234/05, § 42, 15 January
2009; and Jokitaipale and Others v. Finland, no. 43349/05,
§ 68, 6 April 2010). The extent to which the report and photo
have been disseminated may also be an important factor, depending on
whether the newspaper is a national or local one, and has a large or
a limited circulation (see Karhuvaara and Iltalehti, cited
above, § 47, and Gurgenidze v. Georgia, no.
71678/01, § 55, 17 October 2006).
(ζ) Severity of the sanction imposed
Lastly, the nature and severity of the sanctions
imposed are also factors to be taken into account when assessing the
proportionality of an interference with the exercise of the freedom
of expression (see Pedersen and Baadsgaard, cited
above, § 93, and Jokitaipale and Others, cited
above, § 77).
(b) Application to the present case
(i) Contribution to a debate of general
interest
The
Court notes that the articles in question concern the arrest and
conviction of the actor X, that is, public judicial facts that may be
considered to present a degree of general interest. The public do, in
principle, have an interest in being informed – and in being
able to inform themselves – about criminal proceedings, whilst
strictly observing the presumption of innocence (see News Verlags
GmbH & Co. KG, cited above, § 56; Dupuis and Others,
cited above, § 37; and Campos Dâmaso, cited
above, § 32; see also Recommendation Rec(2003)13 of the
Committee of Ministers and in particular principles nos. 1 and 2
appended thereto – paragraph 50 above). That interest will vary
in degree, however, as it may evolve during the course of the
proceedings – from the time of the arrest – according to
a number of different factors, such as the degree to which the person
concerned is known, the circumstances of the case and any further
developments arising during the proceedings.
(ii) How well known is the person
concerned and what is the subject of the report?
The
Court notes the substantially different conclusions reached by the
national courts in assessing how well known X was. In the Regional
Court’s opinion, X was not a figure at the centre of public
attention and had not courted the public to a degree that he could be
considered to have waived his right to the protection of his
personality rights, despite being a well-known actor and frequently
appearing on television (see paragraph 23 above). The Court of
Appeal, however, found that X was a well-known and very popular
figure and had played the part of a police superintendent over a long
period of time without himself having become a model law-enforcement
officer, which would have justified the public’s interest in
the question whether in his private life he actually behaved like his
character (see paragraphs 33 and 34 above).
The
Court considers that it is, in principle, primarily for the domestic
courts to assess how well known a person is, especially where that
person is mainly known at national level. It notes in the present
case that at the material time X was the main actor in a very popular
detective series, in which he played the main character,
Superintendent Y. The actor’s popularity was mainly due to that
television series, of which, when the first article appeared, 103
episodes had been broadcast, the last 54 of which had starred X in
the role of Superintendent Y. Accordingly, he was not, as the
Regional Court appeared to suggest, a minor actor whose renown,
despite a large number of appearances in films (more than 200 –
see paragraph 22 above), remained limited. It should also be noted in
that connection that the Court of Appeal referred not only to the
existence of X’s fan clubs, but also to the fact that his
admirers could have been encouraged to imitate him by taking drugs,
if the offence had not been committed out of public view (see
paragraph 32 above).
Furthermore,
whilst it can be said that the public does generally make a
distinction between an actor and the character he or she plays, there
may nonetheless be a close link between the popularity of the actor
in question and his or her character where, as in the instant case,
the actor is mainly known for that particular role. In the case of X,
that role was, moreover, that of a police superintendent, whose
mission was law enforcement and crime prevention. That fact was such
as to increase the public’s interest in being informed of X’s
arrest for a criminal offence. Having regard to those factors and to
the terms employed by the domestic courts in assessing the degree to
which X was known to the public, the Court considers that he was
sufficiently well known to qualify as a public figure. That
consideration thus reinforces the public’s interest in being
informed of X’s arrest and of the criminal proceedings against
him.
With
regard to the subject of the articles, the domestic courts found that
the offence committed by X was not a petty offence as cocaine was a
hard drug. The offence was nevertheless of medium, or even minor,
seriousness, owing both to the small quantity of drugs in X’s
possession – which, moreover, were for his own personal
consumption – and to the high number of offences of that type
and related criminal proceedings. The domestic courts did not attach
much importance to the fact that X had already been convicted of a
similar offence, pointing out that this had been his only previous
offence and, moreover, had been committed some years previously. They
concluded that the applicant company’s interest in publishing
the articles in question was solely due to the fact that X had
committed an offence which, if it had been committed by a person
unknown to the public, would probably never have been reported on
(see paragraph 20 above).
The
Court can broadly agree with that assessment. It would observe,
however, that X was arrested in public, in a tent at the beer
festival in Munich. In the Court of Appeal’s opinion, that fact
was a matter of important public interest in this case, even if that
interest did not extend to the description and characterisation of
the offence in question as it had been committed out of public view.
(iii) X’s conduct prior to
publication of the impugned articles
Another
factor is X’s prior conduct vis-à-vis the media.
He had himself revealed details about his private life in a number of
interviews (see paragraph 25 above). In the Court’s view, he
had therefore actively sought the limelight, so that, having regard
to the degree to which he was known to the public, his “legitimate
expectation” that his private life would be effectively
protected was henceforth reduced (see, mutatis mutandis,
Hachette Filipacchi Associés (ICI PARIS), cited
above, § 53, and, by converse implication, Eerikäinen
and Others, cited above, § 66).
(iv) Method of obtaining the information
and its veracity
With
regard to the method of obtaining the published information, the
applicant company submitted that it had reported on X’s arrest
only after the disclosure, by the prosecuting authorities, of the
facts and of the identity of the accused. It also asserted that all
the information that it had published had already been made public,
particularly during a press conference and in a press release issued
by the public prosecutor’s office (see paragraph 69 above). The
Government denied that any such press conference had been held by the
public prosecutor’s office and submitted that it was not until
after the applicant company had published the first article that the
prosecutor W. had confirmed to other media the facts related by the
applicant company.
The
Court observes that it cannot be determined from the documents in its
possession whether or not the applicant company’s assertions
that a press conference had been held and a press release issued
prior to publication of the first article are substantiated. On the
contrary, following a question put by the Court at the hearing the
assertions in question turned out to be unfounded. The Court finds
the attitude of the applicant company regrettable in this respect.
It
can be seen, however, from the court decisions delivered in the
present case and the observations of the parties to the domestic
proceedings that this point was not dealt with before the domestic
courts. For the purposes of examination of the present case, the
Court will merely observe that the applicant company attached to all
its replies in the various domestic proceedings a statement by one of
its journalists as to how the information published on 29 September
2004 had been obtained (see paragraphs 11 and 12 above) and that the
Government have not contested the truth of that statement.
Consequently, whilst the applicant company is not justified in
claiming that it had merely published information made public at a
press conference held by the Munich public prosecutor’s office,
the fact remains that the confirmation of the published information,
and in particular X’s identity, emanated from the police and
the prosecutor W., who was, moreover, press officer for the Munich
public prosecutor’s office at the time.
Consequently,
as the first article was based on information provided by the press
officer at the Munich public prosecutor’s office, it had a
sufficient factual basis (see Bladet Tromsø and Stensaas,
cited above, § 72; Eerikäinen and Others, cited
above, § 64; and Pipi v. Turkey (dec.), no. 4020/03,
15 May 2009). The truth of the information related in
both articles was, moreover, not in dispute between the parties to
the domestic proceedings, and neither is it in dispute between the
parties to the proceedings before the Court (see Karhuvaara and
Iltalehti, cited above, § 44).
However,
in the opinion of the domestic courts examining the case, the fact
that the information had emanated from the Munich public prosecutor’s
office merely meant that the applicant company could rely on its
veracity; it did not dispense it from the duty to balance its
interest in publishing the information against X’s right to
respect for his private life. They found that that balancing exercise
could only be undertaken by the press because a public authority was
not in a position to know how or in what form the information would
be published (see paragraphs 27-30 above).
In
the Court’s opinion, there is nothing to suggest that such a
balancing exercise was not undertaken. The fact is, however, that
having regard to the nature of the offence committed by X, the degree
to which X is well known to the public, the circumstances of his
arrest and the veracity of the information in question, the applicant
company – having obtained confirmation of that information from
the prosecuting authorities themselves – did not have
sufficiently strong grounds for believing that it should preserve X’s
anonymity. In that context, it should also be pointed out that all
the information revealed by the applicant company on the day on which
the first article appeared was confirmed by the prosecutor W. to
other magazines and to television channels. Likewise, when the second
article appeared, the facts leading to X’s conviction were
already known to the public (see, mutatis mutandis, Aleksey
Ovchinnikov v. Russia, no. 24061/04, § 49, 16 December
2010). Moreover, the Court of Appeal itself considered that the
applicant company’s liability did not extend beyond minor
negligence given that the information disclosed by the public
prosecutor’s office had led it to believe that the report was
lawful (see paragraph 35 above). In the Court’s view, it has
not therefore been shown that the applicant company acted in bad
faith when publishing the articles in question.
(v) Content, form and consequences of the
impugned articles
The
Court observes that the first article merely related X’s
arrest, the information obtained from W. and the legal assessment of
the seriousness of the offence by a legal expert (see paragraph 13
above). The second article only reported the sentence imposed by the
court at the end of a public hearing and after X had confessed (see
paragraph 15 above). The articles did not therefore reveal details
about X’s private life, but mainly concerned the circumstances
of and events following his arrest (see Flinkkilä and Others,
cited above, § 84, and Jokitaipale and Others, cited
above, § 72). They contained no disparaging expression or
unsubstantiated allegation (see the case-law cited in paragraph 82
above). The fact that the first article contained certain expressions
which, to all intents and purposes, were designed to attract the
public’s attention cannot in itself raise an issue under the
Court’s case-law (see Flinkkilä and Others, cited
above, § 74, and Pipi, above-cited decision).
The
Court notes, moreover, that the Regional Court imposed an injunction
on publication of the photos accompanying the impugned articles and
that the applicant company did not challenge that injunction. It
therefore considers that the form of the articles in question did not
constitute a ground for banning their publication. Furthermore, the
Government did not show that publication of the articles had resulted
in serious consequences for X.
(vi) Severity of the sanction imposed on
the applicant company
Regarding,
lastly, the severity of the sanctions imposed on the applicant
company, the Court considers that, although these were lenient, they
were capable of having a chilling effect on the applicant company. In
any event, they were not justified in the light of the factors set
out above.
(c) Conclusion
In
conclusion, the grounds advanced by the respondent State, although
relevant, are not sufficient to establish that the interference
complained of was necessary in a democratic society. Despite the
margin of appreciation enjoyed by the Contracting States, the Court
considers that there is no reasonable relationship of proportionality
between, on the one hand, the restrictions imposed by the national
courts on the applicant company’s right to freedom of
expression and, on the other hand, the legitimate aim pursued.
Accordingly,
there has been a violation of Article 10 of the Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant company claimed EUR 27,734.28 in respect of pecuniary
damage, corresponding to the three penalties that it had had to pay X
(EUR 11,000 – see paragraphs 31 and 46 above), and X’s
legal costs (EUR 1,261.84 – paragraphs 18 and 40 above) and
lawyers’ fees (EUR 15,472.44 ) which it had had to
reimburse. It referred, on the latter point, to the case of
Verlagsgruppe News GmbH v. Austria (no. 2), (no. 10520/02,
§ 46, 14 December 2006).
The
Government did not comment in that connection.
The
Court finds that there is a sufficient causal link between the
violation found and the amounts claimed, except those corresponding
to the two penalty payments of EUR 5,000. Accordingly, it awards
EUR 17,734.28 under this head.
B. Costs and expenses
The
applicant company sought EUR 32,522.80 in respect of costs and
expenses. That sum included court costs (EUR 6,610) and lawyers’
fees for the proceedings before the civil courts (EUR 13,972.50), the
Federal Constitutional Court (EUR 5,000) and the Court (EUR 5,000),
plus translation costs for the proceedings before the Court (EUR
1,941.30). The applicant company specified that although it had
agreed on a higher amount of fees with its lawyers, it was claiming
only the amounts provided for in the statutory fee scales. With
regard to the amounts claimed for lodging the appeal with the Federal
Constitutional Court and the application before the Court, the
applicant company left the matter to the Court’s discretion,
whilst specifying that it sought at least EUR 5,000 in respect of
each set of proceedings.
The
Government noted that the applicant company limited its claims for
lawyers’ fees to the amounts set out in the scales applicable
in Germany, which was not open to criticism. They contested the
amounts claimed for the proceedings before the Federal Constitutional
Court and before the Court, however, for lack of particulars. They
indicated that where the Federal Constitutional Court declined to
entertain a constitutional appeal, it generally fixed the value of
the subject matter of the case at EUR 4,000. The corresponding
lawyers’ fees would in that case amount to EUR 500
inclusive of tax.
The
Court finds the sums claimed to be reasonable and, accordingly,
awards those sums.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Disjoins, unanimously, the applications
in the case of Von Hannover v. Germany (nos. 40660/08
and 60641/08) from the present application;
2. Declares, unanimously, the application
admissible;
Holds, by twelve votes to five, that there has
been a violation of Article 10 of the Convention;
Holds, by twelve votes to five,
(a) that
the respondent State is to pay the applicant company,
within three months, the following amounts:
(i) EUR
17,734.28 (seventeen thousand seven hundred and thirty four
euros and twenty-eight centimes), plus any tax that may be
chargeable, in respect of pecuniary damage;
(ii) EUR
32,522.80 (thirty-two thousand five hundred and twenty two euros
and eighty centimes), plus any tax that may be chargeable to the
applicant company, in respect of costs and
expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses, unanimously, the remainder of the
applicant company’s claim in respect of
just satisfaction.
Done in English and in French, and delivered at
a public hearing in the Human Rights Building, Strasbourg, on 7
February 2012.
Michael
O’Boyle Nicolas Bratza
Deputy
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the dissenting opinion of Judge López
Guerra joined by Judges Jungwiert, Jaeger, Villiger and Poalelungi is
annexed to this judgment.
N.B.
M.O’B.
DISSENTING OPINION OF JUDGE LÓPEZ GUERRA JOINED
BY JUDGES JUNGWIERT, JAEGER, VILLIGER AND POALELUNGI
I
do not agree with the finding by the Grand Chamber of
a violation of Article 10 of the Convention. In my opinion, in the
present case the Grand Chamber had no grounds for concluding that the
domestic courts did not duly protect the applicant company’s
right to freedom of expression.
I
certainly agree with the Grand Chamber’s determination of the
facts of the case. It correctly established that there had been an
interference with the applicant company’s right to freedom of
expression as recognised in Article 10 of the Convention (in
this case, the right to publish certain information) as a result of
court sanctions imposed on it for publishing two press articles
concerning the arrest and sentencing of a third person. I also agree
with the Grand Chamber that the sanctions were provided for by law
and pursued a legitimate end, namely, respect for the rights of
others, in this case the right to privacy (including the right to
respect for one’s reputation) as recognised in Article 8 of the
Convention. I also agree with the Grand Chamber’s assertion
(see paragraph 76 of the judgment) that the Court’s task was to
determine whether those sanctions were necessary in a democratic
society pursuant to the terms of Article 10 § 2 of the
Convention. Also, as indicated in subsequent paragraphs of the Grand
Chamber judgment, in order to answer this question this Court had to
decide whether the domestic courts had adequately weighed the
conflicting rights and interests, namely, the right to freedom of
expression versus the right to privacy.
My
difference of opinion with the Grand Chamber judgment derives from
its further reasoning. According to our consolidated case-law as
cited in this judgment (see Petrenco v. Moldova, no.
20928/05, § 54, 30 March 2010;
Petrov v. Bulgaria (dec.),
no. 27103/04, 2 November 2010; and Polanco
Torres and Movilla Polanco v. Spain, no. 34147/06,
§ 40, 21 September 2010), it is
not the task of this Court to assume the role of the competent
national courts in determining the merits of the case, but rather to
review the decisions those courts render in the exercise of their
powers of appreciation. Concerning compliance with Article 10 of the
Convention, the domestic courts have a certain margin of appreciation
(see Von Hannover v. Germany, no. 59320/00, §
57, ECHR 2004 VI, and Lappalainen
v. Finland (dec.), no. 22175/06, 20 January 2009)
although, as the Grand Chamber underscores in the present judgment
(see paragraph 86) their decisions are subject to the scrutiny of
this Court. In that regard, this Court has established a series of
criteria which must be followed when assessing how the domestic
courts have balanced conflicting rights, including, inter
alia, the published information’s
contribution to a debate of general interest, the previous behavior
and degree of notoriety of the person affected, the content and
veracity of the information, and the nature of the sanctions and
penalties imposed. In balancing the conflicting rights in the cases
brought before them, national authorities (in this case, the national
courts) must apply these criteria in reaching their decision, whilst
appraising, with the benefit of direct examination, the facts and
circumstances of the case when applying their domestic law.
In
order to exercise this Court’s powers
of review without becoming a fourth instance, our task in
guaranteeing respect for Convention rights in this type of case is
essentially to verify whether the domestic courts have duly balanced
the conflicting rights and have taken into account the relevant
criteria established in our case-law without any manifest error or
omission of any important factor. Where these prerequisites have been
met, that is, the domestic courts have expressly weighed the
conflicting rights and interests and applied the pertinent criteria
established in our above-cited case-law, an additional assessment of
the competing interests by this Court, examining anew the facts and
circumstances of the case, is tantamount to acting as a fourth
instance (or, as now, a fifth instance).
In
the present case the domestic courts (mainly the Hamburg Regional
Court and the Court of Appeal) certainly performed the required
balancing exercise. Concerning each of the published articles, on two
consecutive occasions those courts assessed the competing interests
derived from freedom of expression and the safeguard of privacy. In
extensive reasoning they explained their final judgments and their
reasons for giving more weight to the protection of the right to
privacy and reputation. These judgments exhaustively examined the
different aspects and circumstances of the question, including the
relevance of the matter for the public interest, the degree of
notoriety of the person affected, the nature of the crime of which he
was suspected and subsequently accused and sentenced, and the
severity of the sanction imposed on the applicant company.
Furthermore – albeit indirectly – the domestic Court of
Appeal consciously applied our Court’s criteria by using as a
point of reference the judgment of the Federal Court of Justice of
15 November 2005, a judgment which expressly cited and
applied the criteria established in our Von
Hannover v. Germany judgment of
24 June 2004.
There
is certainly a possibility that domestic courts may apply the
relevant criteria in a manifestly unreasonable way or may fail to
duly assess the presence of some important factor. But in this case
the judgments of both the Hamburg Regional Court and the Court of
Appeal demonstrate that both domestic courts carefully weighed all
the relevant facts of the case, with the advantage of their knowledge
and their continuous contact with the social and cultural reality of
their country, in a way which cannot be considered arbitrary,
careless or manifestly unreasonable.
In view of the above, none of the grounds which would justify a
review by this Court of the judgments of the domestic courts are
present in this case. The domestic courts did not fail to balance the
conflicting interests or to apply the relevant criteria in doing so.
They made no manifest error of appreciation; nor did they fail to
consider all the relevant factors. Nevertheless, on this occasion and
instead of concentrating its assessment on whether the domestic
courts applied the above-mentioned criteria effectively, the Grand
Chamber has chosen to re-examine the same facts that were brought
before the national courts. And this was done in spite of the
national courts having extensively assessed the circumstances of the
case in a way that was not manifestly unreasonable, and with the
added benefit of their direct examination of the context in which the
events occurred. Analysing the same facts and using the same criteria
and same balancing approach as the domestic courts, the Grand Chamber
came to a different conclusion, giving more weight to the protection
of the right to freedom of expression than to the protection of the
right to privacy. But that is precisely what the case-law of this
Court has established is not our task, that is, to set ourselves up
as a fourth instance to repeat anew assessments duly performed by the
domestic courts.