FOURTH SECTION
CASE OF
FRĄCZEK-POTĘGA v. POLAND
(Application no.
39430/04)
JUDGMENT
STRASBOURG
4 December 2012
This judgment will become final in the circumstances set
out in Article 44 § 2 of the Convention. It may be subject to editorial
revision.
In the case of Frączek-Potęga v. Poland,
The European Court of Human Rights (Fourth Section), sitting as
a Chamber composed of:
Ineta Ziemele, President,
David Thór Björgvinsson,
Päivi Hirvelä,
Zdravka Kalaydjieva,
Vincent A. De Gaetano,
Paul Mahoney,
Krzysztof Wojtyczek, judges,
and Fatoş Aracı, Deputy Section
Registrar,
Having deliberated in private on 13 November 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
39430/04) against the Republic of Poland lodged with the Court under Article 34
of the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by a Polish national, Ms Anna Frączek-Potęga
(“the applicant”), on 21 October 2004.
The Polish
Government (“the Government”) were represented by their Agent, Mr J.
Wołąsiewicz, succeeded by Ms J. Chrzanowska, of the
Ministry of Foreign Affairs.
The applicant alleged, in particular, that the ex officio reopening of the social
security proceedings concerning her right to an early-retirement pension, which
resulted in the quashing of the final decision granting her a right to a
pension, was in breach of Article 1 of Protocol No. 1 to the Convention.
On 20 May 2010 the application was communicated
to the Government. It was also decided to rule on the admissibility and merits
of the application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1954 and lives in Łańcut.
The applicant is married with two children. Prior
to her application for an early-retirement pension she had been employed since
1974 and paid social security contributions to the State.
A. Proceedings concerning the grant and revocation of
the EWK pension
On 30 March 2001 the applicant filed an
application with the Rzeszów Social Security Board (Zakład Ubezpieczeń Społecznych)
to be granted the right to an early-retirement pension for persons raising
children who, due to the seriousness of their health condition, required
constant care, the so-called “EWK” pension.
Along with her application for a pension, the
applicant submitted, among other documents concerning her daughter’s health
condition, a medical certificate issued by a specialist medical centre on 27
March 2001. The certificate stated that the child (born in 1990) suffered from atopic
skin and asthma and that she was in need of her parent’s constant care.
On 12 June 2001 the Rzeszów Social Security Board
(“the SSB”) issued a decision granting the applicant the right to an early-retirement
pension in the net amount of 512 Polish zlotys (PLN).
On 16 May 2002 the Rzeszów Social Security Board
asked the Main Social Security Board’s doctor (Główny Lekarz Orzecznik)
to inform it whether the applicant’s daughter required the permanent care of a
parent. On 11 June 2002 the doctor stated that, on the basis of the medical
documents, the child could not be considered as ever having required such care.
On 17 June 2002 the Rzeszów Social Security
Board issued simultaneously two decisions in respect of the applicant. By
virtue of one decision, the payment of the applicant’s pension was discontinued
with immediate effect. By virtue of the other decision, the Board reopened the
proceedings, revoked the initial decision granting a pension and eventually
refused to grant the applicant the right to an early-retirement pension under
the scheme provided for by the Cabinet’s Ordinance of 15 May 1989 on the right
to early retirement of employees raising children who require permanent care (Rozporządzenie Rady Ministrów z dn. 15 maja
1989 w sprawie uprawnień do wcześniejszej emerytury pracowników
opiekujących się dziećmi wymagającymi stałej opieki) (“the 1989 Ordinance”).
The applicant appealed against the respective
decisions divesting her of the right to an early-retirement pension. She
submitted that she should receive the benefit because her child required
constant care, as confirmed by the medical certificate attached to the
applicant’s original application for a pension. Moreover, the applicant alleged
that the revocation of her retirement pension was contrary to the principle of
vested rights.
On 18 October 2002 the Rzeszów Regional Court (Sąd
Okręgowy) dismissed the appeal. The Regional Court concluded on the
basis of the evidence, including expert medical opinions, that while indeed the
applicant’s child suffered from atopic skin and asthma she did not require her
mother’s permanent care since her health condition did not significantly impair
her bodily functions. The domestic court held that the applicant had been
rightfully divested of her right to a pension under the scheme provided by the
1989 Ordinance as she did not satisfy the requirement of necessary permanent
care.
The applicant further appealed against the
first-instance judgment.
On 28 March 2003 the Rzeszów Court of Appeal (Sąd
Apelacyjny) dismissed the appeal.
On 8 April 2004 the Supreme Court (Sąd
Najwyższy) dismissed the cassation
appeal lodged by the applicant. The judgment was notified to her on 22 April
2004.
B. The applicant’s financial situation following the
revocation of the EWK pension
Following the social security proceedings the
applicant was not ordered to return her early-retirement benefits paid by the
Social Security Board, despite the revocation of her right to an
early-retirement pension.
The applicant submitted that after revocation of
the EWK pension she had been unemployed until June 2007, without a right to
obtain any social benefits. Her little farm generated no income.
The Government submitted that since 2007 the
applicant has been employed. In 2007 she earned PLN 7,600 and in 2008 PLN
17,000. They also submitted that the applicant’s husband had been employed
between 2003 and 2008 and afterwards received a disability pension. Moreover,
the applicant’s adult son has been employed since 2001. The Government also
submitted that the applicant owned a farm which may constitute an additional
source of income for the family.
In addition, the Government submitted
information as regards the various types of social benefits available in Poland. However, they did not specify which of those benefits, if any, were available in
the applicant’s situation.
Under the relevant laws currently in force, it
appears that the applicant will qualify for a regular retirement pension in 2014.
C. Other EWK cases pending before the Court
Some 130 applications arising from a similar
fact pattern have been brought to the Court. The majority of the applicants
form the Association of Victims of the SSB (Stowarzyszenie Osób
Poszkodowanych przez ZUS) (“the Association”), an organisation monitoring
the practices of the Social Security Board in Poland, in particular in the
Podkarpacki region.
Out of all applications lodged with the Court,
about twenty-four applicants decided not to lodge a cassation appeal against
the judgment of the Court of Appeal given in their case.
One hundred-and-four applicants lodged cassation
appeals against the final judgments given in their cases. The Supreme Court entertained and dismissed on the merits fifteen
appeals. In eighty-one applications the Supreme Court refused to entertain
cassation appeals on the ground that they did not
raise any important legal issues or require the Supreme Court to give a new
interpretation to legal provisions which raised serious doubts or gave rise to
ambiguity in the jurisprudence of the domestic courts. In the remaining eight
cases cassation appeals were rejected for failure to comply with various
procedural requirements.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Social security system
The legal provisions applicable at the material
time and questions of practice are set out in the judgment in the case of Moskal
v. Poland, no. 10373/05, § 31-34, 15 September 2009.
The social security scheme for farmers is
regulated by the Farmers’ Social Security Act of 20 December 1990 (“the
1990 Act”; ustawa o ubezpieczeniu społecznym rolników).
The reopening of the proceedings concerning the
early-retirement pension is regulated in section 114 (1) of the Law of 17 December 1998
on retirement and disability pensions paid from the Social Insurance Fund (Ustawa
o emeryturach i rentach z Funduszu Ubezpieczeń Społecznych) (“the
1998 Law”),which at the relevant time read
as follows:
“The right to benefits or the amount of benefits will be
re-assessed upon application by the person concerned or, ex officio, if, after the validation of
the decision concerning benefits, new evidence is submitted or circumstances
which had existed before issuing the decision and which have an impact on the
right to benefits or on their amount are discovered.”
On 1 July 2004 a new subparagraph
114 (1)(a) was added, which reads as follows:
“Section 1 shall apply
respectively, if, after the validation of the decision it is discovered that
the evidence that had been submitted did not give the right to a pension,
disability pension or its amount.”
B. Cassation appeal
A party to civil proceedings could, at the
material time, lodge a cassation appeal with the Supreme Court against a
judicial decision of a second-instance court. A party had to be represented by
an advocate or a legal adviser.
Article 3931 of the Code of Civil
Procedure as applicable at the material time listed the grounds on which a
cassation appeal could be lodged. It read as follows:
“The cassation appeal may be based on the following grounds:
1) a breach of substantive law as a result of its
erroneous interpretation or wrongful application;
2) a breach of procedural provisions, if that defect
could significantly affect the outcome of the case.”
Pursuant to Article 393¹³ the Supreme Court,
having allowed a cassation appeal, could quash the challenged judgment in its
entirety or in part and remit the case for re-examination. Where the Supreme
Court failed to find non-conformity with the law, it dismissed the cassation
appeal. According to Article 39315 if the cassation appeal was
well-founded the Supreme Court could also amend the impugned judgment and
adjudicate on the merits.
C. Constitutional Court’s judgments
1. Judgment no. K 18/99
On 22 June 1999 the Ombudsman made an
application to the Constitutional Court, asking for section 186 (3) of the Law
of 17 December 1998 on retirement and disability pensions paid from
the Social Insurance Fund (Ustawa o emeryturach i rentach z Funduszu
Ubezpieczeń Społecznych) (“the 1998 Law”) to be declared
unconstitutional in so far as it restricted the application of the 1989
Ordinance to persons born before 1 January 1949. More specifically, the
Ombudsman submitted that the introduction of an age-limit in respect of persons
taking care of a child, which in essence amounted to a deprivation of the right
to a benefit, constituted a violation of the principle of equality set forth in
Article 32 § 1 of the Constitution.
On 4 January 2000 the Constitutional Court (K18/99)
declared the impugned section 186 (3) of the 1998 Law unconstitutional in so
far as it restricted the application of the 1989 Ordinance to persons born
before 1 January 1949. The Constitutional Court reiterated among other
things the constitutional principle of acquired rights which guarantees
particularly strong protection for the right to receive social welfare
benefits.
2. Judgment no. K5/11
On 10 February 2011 the Ombudsman made an
application to the Constitutional Court, asking for section 114 (1)(a) of the
1998 Law to be declared unconstitutional in so far as it allowed the SSB to
reopen ex officio proceedings relating to the grant of a pension or a
disability pension on the basis of a new assessment of evidence which had
already been submitted.
On 28 February 2012 the Constitutional Court (K5/11)
declared the impugned section 114 (1)(a) of the 1998 Law unconstitutional in so
far as it allowed the SSB to reopen such proceedings following a new assessment
of evidence which had already been submitted.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 1 OF PROTOCOL No. 1 TO THE CONVENTION
The applicant complained that divesting her, in
the circumstances of the case, of her acquired right to an early-retirement
pension amounted to an unjustified deprivation of property. The complaint falls
to be examined under Article 1 of Protocol No. 1 to the Convention, which reads
as follows:
“Every natural or legal person is entitled to the peaceful
enjoyment of her possessions. No one shall be deprived of her possessions
except in the public interest and subject to the conditions provided for by law
and by the general principles of international law.
The preceding provisions shall not, however, in any way impair
the right of a State to enforce such laws as it deems necessary to control the
use of property in accordance with the general interest or to secure the
payment of taxes or other contributions or penalties.”
A. Admissibility
1. The Government’s preliminary objections
(a) Abuse of the right of an individual application
(i) The parties’ submissions
The Government submitted that the present
application constituted an abuse of the right of individual application under
Article 35 § 3 of the Convention in that the applicant had
misrepresented to the Court her current social security status and the
financial situation of her family.
In particular, the Government argued that the
revocation of the EWK pension did not deprive the applicant of social insurance
coverage. In reality the applicant could sign up to the farmers’ insurance
scheme together with her husband and son. Moreover, the financial situation of
the family was not as difficult as submitted by the applicant as her husband
and son had been working and they had a little farm.
The applicant contested the Government’s
submissions and argued that her application had been truthful and sincere.
(ii) The Court’s assessment
The Court considers that, except in
extraordinary cases, an application may only be rejected as abusive if it was
knowingly based on untrue facts (see the Akdivar and Others v. Turkey
judgment of 16 September 1996, Reports of Judgments and Decisions
1996-IV, p. 1206, §§ 53-54; I.S. v. Bulgaria (dec.), no. 32438/96, 6
April 2000; Varbanov v. Bulgaria, no. 31365/96, § 36,
ECHR 2000-X; or Rehak v. the Czech Republic, (dec.), no. 67208/01,
18 May 2004).
The Court notes that in the present case the
gist of the Government’s arguments does not actually concern “untrue facts”
allegedly adduced by the applicant before the Court. Rather, their objection is
based on their own perception of the applicant’s possible intentions behind her
decision to take advantage of the EWK early-retirement pension scheme and on
their assessment of her overall financial situation after the revocation of the
pension. It has not been disputed that the applicant quit her job when she was
officially judged eligible to obtain an EWK pension and only resumed full-time
employment after her pension had been withdrawn.
The Government’s preliminary objection should
therefore be dismissed.
(b) Non-exhaustion of domestic remedies
(i) The parties’ submissions
The Government argued that the applicant had not
exhausted the domestic remedies available to her, as required by Article 35 § 1
of the Convention.
They submitted that the applicant should have
made an application to the Constitutional Court challenging the compatibility
of the relevant social security provisions with the Constitution. They relied
on a judgment delivered by the Constitutional Court on 4 January 2000 (see
paragraphs 31 and 32 above).
In their further submissions, the Government
referred to the Constitutional Court’s judgment of 28 February 2012 (see
paragraph 34 above). They maintained that even though the decisions issued in
the EWK cases had been based on section 114 (1) of the 1998 Law and not on
section 114 (1) (a), the applicant should nevertheless have availed
herself of the possibility of lodging a constitutional complaint.
The applicant did not comment on this objection.
(ii) The Court’s assessment
The Court reiterates that it has already held
that in Poland a constitutional complaint was an effective remedy for the
purposes of Article 35 § 1 of the Convention only in situations where
the alleged violation of the Convention resulted from the direct application of
a legal provision considered by the complainant to be unconstitutional (see,
among other authorities, Szott-Medyńska
v. Poland (dec.), no. 47414/99,
9 October 2003).
Furthermore, Article 35 of the Convention,
which sets out the rule on exhaustion of domestic remedies, provides for a distribution
of the burden of proof. It is incumbent on the Government claiming
non-exhaustion to satisfy the Court that the remedy was an effective one
available not only in theory but also in practice at the relevant time, that is
to say that it was accessible, was capable of providing redress in respect of
the applicant’s complaints, and offered reasonable prospects of success (see Selmouni
v. France [GC],
no. 25803/94, § 76, ECHR 1999-V, and Mifsud v. France
(dec.), no. 57220/00, § 15, ECHR 2002-VIII).
In so far as the Government referred to the Constitutional Court’s judgment of 4 January 2000, the Court observes that the
Government failed to indicate which provision of the 1998 Law should have been
challenged by the applicant before the Constitutional Court. They have merely
stated that the applicant could have contested “the relevant social security
provisions” without specifying any constitutional provision that could have
been relied on in the applicant’s situation. Furthermore, they have not adduced
any relevant case-law of the Constitutional Court which would have demonstrated
that such complaint, in the circumstances of the applicant’s case, offered any
prospects of success.
As regards the second limb of the Government’s
objection, the Court observes that, as the Government have acknowledged,
section 114(1)(a) of the 1998 Law was not applicable in the present case. The
SSB’s decision to reopen the proceedings concerning the relevant benefit was
based on section 114(1) (see paragraphs 34 and 44). While it is true that the
Ombudsman’s application was successful (see paragraph 34 above), this does not
of itself indicate that a hypothetical complaint lodged by the applicant would
have had a similar effect. Moreover, it should be noted that the Ombudsman’s
challenge was examined nearly ten years after the events complained of in the
present case. In reality, the Government’s objection is based on a theoretical
and retrospective, and therefore highly speculative, comparison between the
applicant’s situation at the material time and recent developments in the Constitutional Court’s case-law.
In consequence, the Court considers that in the
present case a constitutional complaint cannot be considered with a sufficient
degree of certainty to have been a remedy offering reasonable prospects of
success. For these reasons, the Government’s plea of inadmissibility on the
ground of non-exhaustion of domestic remedies must be dismissed.
(c) Six months
(i) The parties’ submissions
The Government submitted that should the Court
consider that the cassation appeal had not been an effective remedy in the
instant case, the calculation of the time-limit should start from the date on
which the judgment of the court of appeal had been given. If that decision had
been given more than six months before the date of introduction of the
application to the Court, the application should be considered as having being lodged
out of time and rejected in accordance with Article 35 §§ 1
and 4 of the Convention.
The applicant contested the argument and claimed
that she had complied with the six-month requirement.
(ii) The Court’s assessment
The Court reiterates that the object of the
six-month time-limit under Article 35 § 1 is to promote legal
certainty, by ensuring that cases raising issues under the Convention are dealt
with in a reasonable time and that past decisions are not continually open to
challenge. It marks out the temporal limits of supervision carried out by
the organs of the Convention and signals to both individuals and State
authorities the period beyond which such supervision is no longer possible
(see, amongst other authorities, Varnava and Others v. Turkey [GC], nos. 16064/90; 16065/90; 16066/90;
16068/90; 16069/90; 16070/90; 16071/90; 16072/90 and 16073/90, §§ 156 et seq.,
ECHR 2009-...; and Walker v. the United Kingdom (dec.), no. 34979/97, ECHR 2000-I).
The final decision for this purpose is the decision taken in
the process of exhaustion of effective domestic remedies
which exist in respect of the applicant’s complaints (see Kozak v. Poland, no. 13102/02, § 64, 2 March 2010, with
further references).
The Court further notes that there were
essentially two types of decisions terminating the proceedings in the EWK
cases. First, in all cases where the applicants lodged cassation appeals in
accordance with the correct procedural requirements the Supreme Court either
examined them on the merits as in the instant case or in Moskal (cited
above, § 24) or decided not to entertain them. Second, in cases where the
applicants desisted from lodging cassation appeals claiming that the practice
of the Supreme Court showed that this remedy had no prospects of success, the
final decisions were those given by the courts of appeal.
The cassation appeal was thus a remedy that had
been used by the applicant in the lead Moskal case as well as by
ninety-six other applicants whose cases are pending before the Court regarding
the same subject-matter. Although the effectiveness of this remedy has been
contested by certain applicants, the Court nevertheless considers that the
applicant in the instant case should not be penalised for having tried to file
a cassation appeal with the Supreme Court in order to avoid any risk of having her
case rejected by the Court for non-exhaustion of domestic remedies.
Accordingly the final decision in the case was given by the
Supreme Court on 8 April 2004 and notified to her on 22 April 2004 whereas the
applicant lodged her application with the Court on 21 October 2004.
That being so, the Court concludes that the
applicant complied with the six-month term laid down in Article 35 § 1 and the
Government’s objection should therefore be dismissed.
2. Conclusion on admissibility
The Court notes that this part of the
application is not manifestly ill-founded within the meaning of Article
35 § 3 (a) of the Convention. It also notes that it is not inadmissible on any
other grounds. It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
(a) The applicant
The applicant submitted that divesting her, in
the circumstances of the case, of her acquired right to an early-retirement
pension had amounted to an unjustified deprivation of property.
In the applicant’s view, there was no reasonable
relationship of proportionality between the interference and the interests
pursued. She had quit her employment in order to take care of her sick child.
The special measures taken by the Government in the Podkarpacki region had no
relevance for her professional situation, in view of her age and education. For
these reasons it had been impossible for her to find a job for five years. She
stressed that her little farm did not bring in any income.
The applicant also claimed that she had borne an
excessive burden in that the decision of 17 June 2002 had deprived her of her
main source of income with immediate effect.
(b) The Government
The Government claimed that the interference
with the applicant’s property rights had been lawful and justified. In
particular, divesting the applicant of her right to the early-retirement
pension had been provided for by law and was in the public interest. There was
also a reasonable relationship of proportionality between the interference and
the interests pursued. In the Polish social security system only retirement
pensions granted under the general scheme, were, in principle, permanent and
irrevocable. All other benefits based on conditions subject to change were
subject to verification and possible revocation.
They further noted that even though the decision
to revoke the EWK pension had a retroactive effect, the applicant had not
been required to reimburse the sum of PLN 9,700.
2. The Court’s assessment
(a) General principles
The relevant general principles are set out in
the Moskal judgment, cited above, paragraphs 49-52. The Court would
nevertheless reiterate that any interference by a public authority with the
peaceful enjoyment of possessions should be lawful and must pursue a legitimate
aim by means reasonably proportionate to the aim sought to be realised (see Moskal,
cited above, §§ 49 and 50).
(b) Application of the above principles to the
present case
(i) Whether there has been an interference with the
applicant’s possessions
The parties agreed that the decisions of the
Rzeszów Social Security Board of 17 June 2002, subsequently validated by three
court instances (the regional court, the court of appeal, the Supreme Court),
which deprived the applicant of the right to receive the EWK pension, amounted
to an interference with his possessions within the meaning of Article 1 of
Protocol No. 1 to the Convention.
(ii) Lawfulness of the interference and legitimate
aim
As in the Moskal case the Court considers
that this interference was provided for by law and pursued a legitimate aim, as
required by Article 1 of Protocol No. 1 to the Convention (see Moskal,
cited above §§ 56, 57 and 61-63 and also Iwaszkiewicz v.
Poland, no. 30614/06, §§47,48, 26 July 2011).
(iii) Proportionality
In the instant case, a property right was
generated by the favourable evaluation of the applicant’s dossier attached to
her application for a pension, which was lodged in good faith, and by the
Social Security Board’s recognition of the right (see paragraphs 8 and 9
above). Before being invalidated the decision of 12 June 2001 had undoubtedly
produced effects for the applicant and her family.
It must be stressed that the delay with which
the authorities reviewed the applicant’s dossier was relatively long. The 2001
decision was left in force for eight months before the authorities became aware
of their error. On the other hand, as soon as the error was discovered the
decision to discontinue the payment of the benefit was issued relatively
quickly and with immediate effect (see paragraphs 10 and 11 above). Even though
the applicant had an opportunity to challenge the Social Security Board’s
decision of 17 June 2002 in judicial review proceedings, her right to the
pension was determined by the courts more than twenty months later and during
that time she was not in receipt of any welfare benefit (see paragraphs
13-20 above).
In examining the conformity of these events with
the Convention, the Court reiterates the particular importance of the principle
of good governance. It requires that where an issue pertaining to the general
interest is at stake, especially when it affects fundamental human rights, including
property rights, the public authorities must act promptly and in an appropriate
and above all consistent manner (see Beyeler v. Italy [GC], no.
33202/96, § 120, ECHR 2000-I; Öneryıldız v. Turkey [GC],
no. 48939/99, § 128, ECHR 2004-XII; Megadat.com S.r.l. v. Moldova,
no. 21151/04, § 72, 8 April 2008; and Rysovskyy v. Ukraine, no. 29979/04, § 71, 20 October
2011). It is desirable that public
authorities act with the utmost care, in particular when dealing with matters
of vital importance to individuals, such as welfare benefits and other such
rights. In the present case, the Court considers that having discovered their
mistake, the authorities failed in their duty to act speedily and in an
appropriate and consistent manner (see Moskal, cited above, § 72). The
initial decision to grant the applicant an early-retirement pension appears to
have been taken lightly and without appropriate checks having been first
undertaken.
In the Court’s opinion, the fact that the State
did not ask the applicant to return the pension which had been unduly paid (see
paragraph 62 above) did not mitigate sufficiently the consequences for the
applicant flowing from the interference in her case. The Court notes in this
connection that the applicant, after her right to the EWK pension had been
confirmed by the authorities, decided to resign from her employment.
It should be also observed that as a result of
the impugned measure, the applicant was faced, without any transitional period
enabling her to adjust to the new situation, with the total loss of her
early-retirement pension, which constituted her main source of income.
Moreover, the Court is aware of the potential risk that, in view of her age and
the economic reality in the country, particularly in the undeveloped
Podkarpacki region, the applicant might have considerable difficulty in
securing new employment. Indeed it took the applicant five years to find a job.
The Government submitted that the applicant’s
husband and adult son had been continuously employed. However, the Court
considers that this fact is not decisive for the matter at hand, namely whether
the revocation of the EWK pension placed an excessive burden on the applicant
as an individual in her own right irrespective of third party financial
support.
The Government further maintained that the applicant’s little
farm might have been a source of income for her. However, they failed to submit
any evidence that after the revocation of the EWK pension she indeed derived
any income from the farm. Moreover, the farm clearly did not constitute her
main source of income, since for over twenty-five years she had been employed
outside the farm, in a non-agricultural enterprise.
In so far as the Government listed various benefits available
in Poland, the Court considers that they have failed to specify which of those
benefits, if any, were available in the applicant’s situation. It should be
noted that the applicant submitted that she had not been eligible to apply for
any welfare benefits.
In view of the above considerations, the Court
does not see any reason to depart from its ruling in the leading case
concerning EWK pensions, Moskal v. Poland, and finds that in the instant
case a fair balance has not been struck between the demands of the general
interest of the public and the requirements of the protection of the individual’s
fundamental rights and that the burden placed on the applicant was excessive.
It follows that there has been a violation of
Article 1 of Protocol No. 1 to the Convention.
II. ALLEGED VIOLATIONS OF ARTICLES 6 § 1 AND 8 OF
THE CONVENTION
The applicant also alleged that the ex-officio reopening of the social
security proceedings, which had resulted in the quashing of the final decision
granting her a right to a pension, was in breach of the principle of legal
certainty under Article 6 § 1 of the Convention.
She also complained under Article 8 of the Convention of an
interference with her right to respect for her private and family life in that
by divesting her of the EWK pension the authorities had deprived her of her
sole source of income and the financial resources indispensable for her
livelihood.
The Court notes that these complaints are linked
to the one examined above and must therefore likewise be declared admissible.
However, having regard to the reasons which led
the Court to find a violation of Article 1 of Protocol No. 1 to the Convention,
the Court finds that the applicant’s complaints under Articles 6 and 8 of the
Convention do not require a separate examination (see Moskal, cited
above, §§ 83 and 94).
III. REMAINING COMPLAINTS
Lastly, the applicant alleged a breach of
Article 14 of the Convention. However, in the light of all the material in its
possession, and in so far as the matters complained of are within its
competence, the Court finds that they do not disclose any appearance of a
violation of the rights and freedoms set out in the Convention or its Protocols
(see Moskal, cited above, § 100).
It follows that this part of the application is manifestly
ill-founded and must be rejected in accordance with Article 35 §§ 3 (a) and 4
of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the
Convention provides:
“If the Court finds that there has been a violation of the Convention
or the Protocols thereto, and if the internal law of the High Contracting Party
concerned allows only partial reparation to be made, the Court shall, if
necessary, afford just satisfaction to the injured party.”
A. Damage
The applicant claimed 52,000 euros (EUR) in
respect of pecuniary damage. The amount corresponded to the EWK pension which
she would have received for several years had it not been revoked, together
with interest. She also requested the Court to award her non-pecuniary damage
in the amount of EUR 5,000.
The Government contested both claims and
considered them excessive.
The Court finds that the applicant was deprived
of her income in connection with the violation found and must take into account
the fact that she undoubtedly suffered some pecuniary and non-pecuniary damage
(see Koua Poirrez,
cited above, § 70). Making an assessment on an equitable basis, as is
required by Article 41 of the Convention, and taking into account in particular
the amount of the pension involved and the difficulty in finding employment
after the pension was stopped, the Court awards the applicant EUR 12,000 to
cover all heads of damage.
B. Costs and expenses
The applicant claimed EUR 2,500 in respect of
the costs and expenses incurred in relation to the present application. She did
not submit any invoices to justify her claim.
The Government noted that the applicant had not
substantiated the costs which she claimed to have incurred with the necessary
bills.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to the above
criteria and the fact that the applicant failed not only to provide the Court
with the necessary documents but also to indicate a precise amount of the costs
incurred, the Court rejects the claim for costs and expenses under all heads.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT
1. Declares
unanimously the complaints under Articles 6 and 8 of the Convention and under
Article 1 of Protocol No. 1 to the Convention admissible and the remainder of
the application inadmissible;
2. Holds by six
votes to one that there has been a violation of Article 1 of Protocol No. 1 to
the Convention;
3. Holds unanimously that there is no need to
examine separately the applicant’s complaints under Articles 6 and 8 of the
Convention;
4. Holds by six votes to one
(a) that the respondent State is to pay the
applicant, within three months from the date on which the judgment becomes
final in accordance with Article 44 § 2 of the Convention, EUR 12,000
(twelve thousand euros), plus any tax that may be chargeable, in respect of
both pecuniary and non-pecuniary damage, to be converted into the currency of the respondent State at the rate
applicable at the date of settlement;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amount at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
5. Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and notified in writing on 4 December 2012,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Fatoş Aracı Ineta
Ziemele
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the separate opinion of Judge Hirvelä is
annexed to this judgment.
I.Z.
F.A
PARTLY DISSENTING OPINION OF JUDGE HIRVELÄ
To my regret, I am unable to agree with
the majority in this and the other eleven cases (8578/04, 18683/04,
27680/04, 31803/04, 34386/04, 35538/04, 39430/04, 6112/05, 39225/05, 11815/05,
10368/05 and 31492/05) examined simultaneously on the same day by the Court. This case and the other cases are based on the same or
at least very similar circumstances as in Moskal v. Poland (no. 10373/05, 15 September 2009) and Lewandowski v. Poland (no. 38459/03, 2
October 2012) as regards the revocation of the early retirement pension
(the EWK pension) following a review of the applicant’s dossier.
The reasons for my dissent are identical
to those expressed in the joint partly dissenting opinion which I expressed
together with Judges Bratza and Bianku in the leading case of Moskal v.
Poland and later in the dissenting opinion which Judge Bianku and I
expressed in Lewandowski v. Poland and other cases examined by the Court
together with Lewandowski.
To avoid repetition, I refer to the arguments and reasons set
out in the above-mentioned dissenting opinions to conclude that there has been
no violation of Article 1 of Protocol No. 1. Like the majority of the Chamber,
I do not consider that the complaints under Articles 6 and 8 require
a separate examination.