FOURTH SECTION
CASE OF
ŚWIĄTEK v. POLAND
(Application no.
8578/04)
JUDGMENT
STRASBOURG
4 December 2012
This judgment will become final in the circumstances set
out in
Article 44 § 2 of the Convention. It may be subject to editorial
revision.
In the case of Świątek v. Poland,
The European Court of Human Rights (Fourth Section), sitting as
a Chamber composed of:
Ineta Ziemele, President,
David Thór Björgvinsson,
Päivi Hirvelä,
Zdravka Kalaydjieva,
Vincent A. De Gaetano,
Paul Mahoney,
Krzysztof Wojtyczek, judges,
and Fatoş Aracı, Deputy Section Registrar,
Having deliberated in private on 13 November 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no. 8578/04)
against the Republic of Poland lodged with the Court under Article 34 of
the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by a Polish national, Mr Eugeniusz Świątek
(“the applicant”), on 24 February 2004.
The Polish
Government (“the Government”) were represented by their Agent, Mr J.
Wołąsiewicz, succeeded by Ms J. Chrzanowska, of the
Ministry of Foreign Affairs.
The applicant
alleged, in particular, that the ex officio
reopening of the social security proceedings concerning his right to an early-retirement
pension, which resulted in the quashing of the final decision granting him a
right to a pension, was in breach of Article 1 of Protocol No. 1 to
the Convention.
On 20 May 2010 the application was
communicated to the Government. It was also decided to rule on the
admissibility and merits of the application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1954 and lives in
Niwiska.
The applicant is married and has six children.
Prior to his application for an early-retirement pension he had been
employed for twenty-five years and had paid social security contributions
to the State.
A. Proceedings concerning the grant and revocation of
the EWK pension
On 5 October 2001 the applicant filed an
application with the Rzeszów Social Security Board (Zakład Ubezpieczeń Społecznych)
to be granted the right to an early-retirement pension for persons
raising children who, due to the seriousness of their health condition,
required constant care, the so-called “EWK” pension.
Along with his application for a pension, the
applicant submitted, among other documents concerning his daughter’s health
condition, a medical certificate issued by a specialist medical centre on 31 August
2001. The certificate stated that the child (born in 1988) suffered from neurofibromatosis and scoliosis and that she
was in need of her parent’s constant care.
On 8 November 2001 the Rzeszów Social
Security Board (“the SSB”) issued a decision granting the applicant the right
to an early-retirement pension as of 1 October 2001 in the net
amount of 1,100 Polish zlotys (PLN).
The Social Security Board initially suspended
the payment of the pension due to the fact that the applicant was still working
on the date of the decision. The payments were resumed as of 1 November
2001 after the applicant resigned from his full-time job.
On an
unspecified date the Rzeszów Social Security Board asked the Main Social
Security Board’s doctor (Główny Lekarz Orzecznik) to inform it
whether the applicant’s son required the permanent care of a parent. On 6 August
2002 the doctor stated that, on the basis of the medical documents, the child
could not be considered as ever having required such care.
On 26 September 2002 the Rzeszów Social
Security Board issued simultaneously two decisions in respect of the applicant.
By virtue of one decision, the payment of the applicant’s pension was
discontinued with immediate effect. By virtue of the other decision, the Board
reopened the proceedings, revoked the initial decision granting a pension and
eventually refused to grant the applicant the right to an early-retirement
pension under the scheme provided for by the Cabinet’s
Ordinance of 15 May 1989 on the right to early retirement of employees
raising children who require permanent care (Rozporządzenie
Rady Ministrów z dn. 15 maja 1989 w sprawie uprawnień do
wcześniejszej emerytury pracowników opiekujących się
dziećmi wymagającymi stałej opieki) (“the 1989 Ordinance”).
The applicant appealed against the respective
decisions divesting him of the right to an early-retirement pension. He
submitted that he should receive the benefit because his child required
constant care, as confirmed by the medical certificate attached to the
applicant’s original application for a pension. Moreover, the applicant alleged
that the revocation of his retirement pension was contrary to the principle of
vested rights.
On 1 April 2003 the Rzeszow Regional Court (Sąd Okręgowy) dismissed the
appeal. The Regional Court concluded on the basis of the evidence, including a
medical expert opinion, that while indeed the applicant’s child suffered from
neurofibromatosis he did not require his father’s permanent care since his
health condition did not significantly impair his bodily functions. The
domestic court held that the applicant had been rightfully divested of his
right to a pension under the scheme provided by the 1989 Ordinance as he did
not satisfy the requirement of necessary permanent care.
The applicant further appealed against the first-instance
judgment.
On 29 October 2003 the Rzeszów Court of
Appeal (Sąd Apelacyjny)
dismissed the appeal.
On 17 March 2004 the Supreme Court (Sąd
Najwyższy) refused to entertain the
cassation appeal lodged by the applicant.
B. The applicant’s financial situation following the
revocation of the EWK pension
Following the social security proceedings the
applicant was not ordered to return his early-retirement benefits paid by
the Social Security Board, despite the revocation of his right to an early-retirement
pension.
The applicant
submitted that since the revocation of the EWK pension he remained unemployed
until today. During this time he received no social or unemployment benefits.
His wife was unemployed until 2007 and later found a temporary employment.
Their eight-year-old daughter inherited from her grandparents a small farm
from which they derived no income.
The Government submitted that the applicant did
not take up any employment after terminating it on 31 October 2001. They
submitted that his wife had been employed between January 2007 and 2009. The
Government also maintained that some of their children worked and that their
child born in 1992 owned a farm which could have been a source of income for
the family.
. In addition,
the Government submitted information as regards the various types of social
benefits available in Poland. However, they did not specify which of those
benefits, if any, were available in the applicant’s situation.
Under the relevant laws currently in force, it
appears that the applicant will qualify for a regular retirement pension in 2019.
C. Other EWK cases pending before the Court
Some 130 applications arising from a similar fact
pattern have been brought to the Court. The majority of the applicants form the
Association of Victims of the SSB (Stowarzyszenie
Osób Poszkodowanych przez ZUS) (“the Association”), an organisation
monitoring the practices of the Social Security Board in Poland, in particular in the Podkarpacki region.
Out of all applications lodged with the Court,
about twenty-four applicants decided not to lodge a cassation appeal
against the judgment of the Court of Appeal given in their case.
One hundred-and-four applicants
lodged cassation appeals against the final judgments given in their cases. The
Supreme Court entertained and dismissed
on the merits fifteen appeals. In eighty-one applications the Supreme Court
refused to entertain cassation appeals on the
ground that they did not raise any important legal issues or require the
Supreme Court to give a new interpretation to legal provisions which raised
serious doubts or gave rise to ambiguity in the jurisprudence of the domestic
courts. In the remaining eight cases cassation appeals were rejected for
failure to comply with various procedural requirements.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Social security system
The legal provisions applicable at the material
time and questions of practice are set out in the judgment in the case of Moskal
v. Poland, no. 10373/05, § 31-34, 15 September
2009.
The social security scheme for farmers is
regulated by the Farmers’ Social Security Act of 20 December 1990 (“the
1990 Act”; ustawa o ubezpieczeniu
społecznym rolników).
The reopening of the proceedings concerning the
early-retirement pension is regulated in section 114 (1) of the Law of 17 December 1998
on retirement and disability pensions paid from the Social Insurance Fund (Ustawa
o emeryturach i rentach z Funduszu Ubezpieczeń Społecznych) (“the
1998 Law”), which at the relevant time
read as follows:
“The right to benefits or the amount of benefits will be re-assessed
upon application by the person concerned or, ex
officio, if, after the validation of the decision concerning
benefits, new evidence is submitted or circumstances which had existed before
issuing the decision and which have an impact on the right to benefits or on
their amount are discovered.”
On 1 July 2004 a new
subparagraph 114 (1) (a) was added, which reads as follows:
“Section 1 shall apply
respectively, if, after the validation of the decision it is discovered that
the evidence that had been submitted did not give the right to a pension,
disability pension or its amount.”
B. Cassation appeal
A party to civil proceedings could, at the
material time, lodge a cassation appeal with the Supreme Court against a
judicial decision of a second-instance court. A party had to be
represented by an advocate or a legal adviser.
Article 3931 of the Code of
Civil Procedure as applicable at the material time listed the grounds on which
a cassation appeal could be lodged. It read as follows:
“The cassation appeal may be based on the following grounds:
1) a breach of substantive law as a result of its
erroneous interpretation or wrongful application;
2) a breach of procedural provisions, if that defect
could significantly affect the outcome of the case.”
Pursuant to
Article 393¹³ the Supreme Court, having allowed a cassation appeal, could quash the challenged judgment in its entirety or in part and remit the case for re-examination.
Where the Supreme Court failed to find non-conformity with the law, it dismissed the cassation appeal. According to Article 39315 if the cassation
appeal was well-founded the Supreme Court could also amend the impugned
judgment and adjudicate on the merits.
C. Constitutional Court’s judgments
1. Judgment no. K 18/99
On 22 June 1999 the Ombudsman made an
application to the Constitutional Court, asking for section 186 § 3
of the Law of 17 December 1998 on retirement and disability pensions
paid from the Social Insurance Fund (Ustawa o emeryturach i rentach z
Funduszu Ubezpieczeń Społecznych) (“the 1998 Law”) to be declared
unconstitutional in so far as it restricted the application of the 1989
Ordinance to persons born before 1 January 1949. More specifically, the
Ombudsman submitted that the introduction of an age-limit in respect of
persons taking care of a child, which in essence amounted to a deprivation of
the right to a benefit, constituted a violation of the principle of equality
set forth in Article 32 § 1 of the Constitution.
On 4 January 2000 the Constitutional Court (K18/99)
declared the impugned section 186 § 3 of the 1998 Law
unconstitutional in so far as it restricted the application of the 1989
Ordinance to persons born before 1 January 1949. The Constitutional Court
reiterated among other things the constitutional principle of acquired rights
which guarantees particularly strong protection for the right to receive social
welfare benefits.
2. Judgment no. K5/11
On 10 February 2011 the Ombudsman made an
application to the Constitutional Court, asking for section 114 (1)(a)
of the 1998 Law to be declared unconstitutional in so far as it allowed the SSB
to reopen ex officio proceedings relating to the grant of a pension or a
disability pension on the basis of a new assessment of evidence which had
already been submitted.
On 28 February 2012 the Constitutional
Court (K5/11) declared the impugned section 114 (1)(a) of the 1998 Law
unconstitutional in so far as it allowed the SSB to reopen such proceedings
following a new assessment of evidence which had already been submitted.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 1 OF PROTOCOL No. 1 TO THE CONVENTION
The applicant complained that divesting him, in
the circumstances of the case, of his acquired right to an early-retirement
pension amounted to an unjustified deprivation of property. The complaint falls
to be examined under Article 1 of Protocol No. 1 to the Convention,
which reads as follows:
“Every natural or legal person is entitled to the peaceful
enjoyment of her possessions. No one shall be deprived of her possessions
except in the public interest and subject to the conditions provided for by law
and by the general principles of international law.
The preceding provisions shall not, however, in any way impair
the right of a State to enforce such laws as it deems necessary to control the
use of property in accordance with the general interest or to secure the
payment of taxes or other contributions or penalties.”
A. Admissibility
1. The Government’s preliminary objections
(a) Abuse of the right of an
individual application
(i) The parties’ submissions
The Government submitted that the present
application constituted an abuse of the right of individual application under
Article 35 § 3 of the Convention in that the applicant had
misrepresented to the Court his current social security status and the
financial situation of his family.
In particular, the Government argued that the
applicant had misled the Court in representing himself as a person who wished
to stay at home to take care of his daughter. In reality, the applicant’s
employment was terminated because of the expiry of the period for which it had
been concluded. In the Government’s view, the applicant had sought the early-retirement
pension not because he had wished to take care of his child at home but because
he had wanted to have a source of income.
The applicant contested the Government’s
submissions and argued that his application had been truthful and sincere.
(ii) The Court’s assessment
The Court considers that, except in
extraordinary cases, an application may only be rejected as abusive if it was
knowingly based on untrue facts (see the Akdivar and Others v. Turkey
judgment of 16 September 1996, Reports of
Judgments and Decisions 1996-IV, p. 1206, §§ 53-54;
I.S. v. Bulgaria (dec.),
no. 32438/96, 6 April 2000; Varbanov
v. Bulgaria, no. 31365/96, § 36, ECHR 2000-X or
Rehak v. the Czech Republic,
(dec.), no. 67208/01, 18 May 2004).
The Court
notes that in the present case the gist of the Government’s arguments does not
actually concern “untrue facts” allegedly adduced by the applicant before the
Court. Rather, their objection is based on their own perception of the
applicant’s possible intentions behind his decision to take advantage of the
EWK early-retirement pension scheme and/or on their assessment of his
overall financial situation after the revocation of the pension. It has not
been disputed that the applicant quit his job when he was officially judged
eligible to obtain an EWK pension and unsuccessfully attempted to resume a full-time
employment after his pension had been withdrawn.
The Government’s preliminary objection should
therefore be dismissed.
(b) Non-exhaustion of domestic remedies
(i) The parties’ submissions
The
Government argued that the applicant had not exhausted the domestic remedies
available to him, as required by Article 35 § 1 of the Convention.
They submitted that the applicant should have
made an application to the Constitutional Court challenging the compatibility
of the relevant social security provisions with the Constitution. They relied
on a judgment delivered by the Constitutional Court on 4 January 2000 (see
paragraphs 32 and 33 above).
In their further submissions, the Government
referred to the Constitutional Court’s judgment of 28 February 2012 (see
paragraph 34 above). They maintained that even though the decisions issued
in the EWK cases had been based on section 114 (1) of the 1998 Law and not
on section 114 (1)(a), the applicant should nevertheless have availed
himself of the possibility of lodging a constitutional complaint.
The applicant did not comment on this objection.
(ii) The Court’s assessment
The Court reiterates that it has already held that in Poland
a constitutional complaint was an effective remedy for the purposes of
Article 35 § 1 of the Convention only in situations where the alleged
violation of the Convention resulted from the direct application of a legal
provision considered by the complainant to be unconstitutional (see, among
other authorities, Szott-Medyńska v. Poland (dec.),
no. 47414/99, 9 October 2003).
Furthermore, Article 35 of the Convention,
which sets out the rule on exhaustion of domestic remedies, provides for a distribution
of the burden of proof. It is incumbent on the Government claiming non-exhaustion
to satisfy the Court that the remedy was an effective one available not only in
theory but also in practice at the relevant time, that is to say that it was
accessible, was capable of providing redress in respect of the applicant’s
complaints, and offered reasonable prospects of success (see Selmouni v. France [GC],
no. 25803/94, § 76, ECHR 1999-V, and Mifsud v. France (dec.),
no. 57220/00, § 15, ECHR 2002-VIII).
In so far as the Government referred to the Constitutional Court’s judgment of 4 January 2000, the Court observes that the
Government failed to indicate which provision of the 1998 Law should have been
challenged by the applicant before the Constitutional Court. They have merely
stated that the applicant could have contested “the relevant social security
provisions” without specifying any constitutional provision that could have
been relied on in the applicant’s situation. Furthermore, they have not adduced
any relevant case-law of the Constitutional Court which would have
demonstrated that such complaint, in the circumstances of the applicant’s case,
offered any prospects of success.
As regards the second limb of the Government’s
objection, the Court observes that, as the Government have acknowledged,
section 114(1)(a) of the 1998 Law was not applicable in the present case. The
SSB’s decision to reopen the proceedings concerning the relevant benefit was
based on section 114(1) (see paragraphs 35 and 45 above). While
it is true that the Ombudsman’s application was successful (see
paragraph 35 above), this does not of itself indicate that a hypothetical
complaint lodged by the applicant would have had a similar effect. Moreover, it
should be noted that the Ombudsman’s challenge was examined nearly ten years
after the events complained of in the present case. In reality, the Government’s
objection is based on a theoretical and retrospective, and therefore highly
speculative, comparison between the applicant’s situation at the material time
and recent developments in the Constitutional Court’s case-law.
In consequence, the Court considers that in the
present case a constitutional complaint cannot be considered with a sufficient
degree of certainty to have been a remedy offering reasonable prospects of
success. For these reasons, the Government’s plea of inadmissibility on the
ground of non-exhaustion of domestic remedies must be dismissed.
(c) Six months
The Government submitted in relation to all EWK
cases that should the Court consider that the cassation appeal had not been an
effective remedy in the instant case, the calculation of the time-limit
should start from the decision of the court of appeal. If this decision had
been given more than six months before the date of introduction of the
application to the Court, the application should be considered as having been
lodged out of time and rejected in accordance with Article 35 §§ 1
and 4 of the Convention.
However, the Court notes that the applicant
lodged his application with the Court on 24 February 2004, in the course
of the domestic proceedings concerning the revocation of his EWK pension (see
paragraphs 16 and 17 above).
Therefore the Court considers that the
Government’s objection does not apply in the context of the present case.
2. Conclusion on admissibility
The Court notes that this part of the
application is not manifestly ill-founded within the meaning of Article 35
§ 3 (a) of the Convention. It also notes that it is not inadmissible
on any other grounds. It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
(a) The applicant
The applicant submitted that divesting him, in
the circumstances of the case, of his acquired right to an early-retirement
pension had amounted to an unjustified deprivation of property.
In the applicant’s view, there was no reasonable
relationship of proportionality between the interference and the interests
pursued. He had stopped working in order to take care of his sick child. The
special measures taken by the Government in the Podkarpacki region had no
relevance for his professional situation, in view of his age and education. For
these reasons it was impossible for him to find a job again. He stressed that their
little farm did not bring in any income.
The applicant also claimed that he had borne an
excessive burden in that the decision of 26 September 2002 had deprived him of
his main source of income with immediate effect.
(b) The Government
The Government claimed that the interference
with the applicant’s property rights had been lawful and justified. In
particular, divesting the applicant of his right to the early-retirement
pension had been provided for by law and was in the public interest. There was
also a reasonable relationship of proportionality between the interference and
the interests pursued. In the Polish social security system only retirement
pensions granted under the general scheme, were, in principle, permanent and
irrevocable. All other benefits based on conditions subject to change were
subject to verification and possible revocation.
They further noted that even though the decision
to revoke the EWK pension had a retroactive effect, the applicant had not been
required to reimburse the sum of PLN 12,000.
2. The Court’s assessment
(a) General principles
The relevant general principles are set out in
the Moskal judgment, cited above, paragraphs 49-52. The Court
would nevertheless reiterate that any interference by a public authority with
the peaceful enjoyment of possessions should be lawful and must pursue a
legitimate aim by means reasonably proportionate to the aim sought to be
realised (see Moskal, cited above, §§ 49 and 50).
(b) Application of the above principles to the
present case
(i) Whether there has been an interference with the
applicant’s possessions
The parties
agreed that the decisions of the Rzeszów Social Security Board of
19 September 2002, subsequently validated by three court instances (the
regional court, the court of appeal and the Supreme Court) which deprived the
applicant of the right to receive the EWK pension, amounted to an interference
with his possessions within the meaning of Article 1 of Protocol
No. 1 to the Convention. The Court sees no reason to hold otherwise.
(ii) Lawfulness of the interference and legitimate
aim
As in the
Moskal case the Court considers that this interference was provided for by law
and pursued a legitimate aim, as required by Article 1 of Protocol
No. 1 to the Convention (see Moskal, cited above, §§ 56, 57,
61-63 and also Iwaszkiewicz v. Poland, no. 30614/06,
§§ 47, 48, 26 July 2011).
(iii) Proportionality
In the instant case, a property right was
generated by the favourable evaluation of the applicant’s dossier attached to
the application for a pension, which was lodged in good faith, and by the
Social Security Board’s recognition of the right (see paragraphs 8
and 9 above). Before being invalidated the decision of 8 November 2001 had
undoubtedly produced effects for the applicant and his family.
It must be stressed that the delay with which
the authorities reviewed the applicant’s dossier was relatively long. The SSB’s
decision was left in force for eleven months before the authorities became
aware of their error. On the other hand, as soon as the error was discovered
the decision to discontinue the payment of the benefit was issued relatively
quickly and with immediate effect (see paragraphs 10 and 11 above).
Even though the applicant had an opportunity to challenge the Social Security
Board’s decision of 19 September 2002 in judicial review proceedings, his
right to the pension was determined by the courts almost eighteen months later
and during that time he was not in receipt of any welfare benefit
(see paragraphs 13-21 above).
In examining the
conformity of these events with the Convention, the Court reiterates the
particular importance of the principle of good
governance. It requires that where an issue
pertaining to the general interest is at stake, especially when it affects
fundamental human rights, including property rights, the public authorities
must act promptly and in an appropriate and above all consistent manner (see Beyeler v. Italy [GC],
no. 33202/96, § 120, ECHR 2000-I; Öneryıldız
v. Turkey [GC], no. 48939/99, § 128,
ECHR 2004-XII; Megadat.com S.r.l. v.
Moldova, no. 21151/04, § 72,
8 April 2008; and Rysovskyy v. Ukraine, no. 29979/04, § 71, 20 October 2011). It is desirable that public authorities act with the
utmost care, in particular when dealing with matters of vital importance to
individuals, such as welfare benefits and other such rights. In the present
case, the Court considers that having discovered their mistake, the authorities
failed in their duty to act speedily and in an appropriate and consistent
manner (see Moskal, cited above, § 72). The initial decision to
grant the applicant an early-retirement pension appears to have been
taken lightly and without appropriate checks having been first undertaken.
In the Court’s opinion, the fact that the State
did not ask the applicant to return the pension which had been unduly paid (see
paragraph 60 above) did not mitigate sufficiently the consequences for the
applicant flowing from the interference in his case.
It should be observed that as a result of the
impugned measure, the applicant was faced, without any transitional period
enabling him to adjust to the new situation, with the total loss of his early-retirement
pension, which constituted his main source of income. Moreover, the Court is
aware of the potential risk that, in view of his age and the economic reality
in the country, particularly in the undeveloped Podkarpacki region, the
applicant might have considerable difficulty in securing new employment. Indeed
it was impossible for the applicant to find a new job.
The Government submitted that the applicant’s
wife had been employed between 2007 and 2009. However, the Court considers that
this fact is not decisive for the matter at hand, namely whether the revocation
of the EWK pension placed an excessive burden on the applicant as an individual
in his own right irrespective of third party financial support.
The Government further maintained that the applicant’s daughter’s
farm might have been a source of income for him. However, they failed to submit
any evidence that after the revocation of the EWK pension he indeed derived any
income from the farm. Moreover, the farm clearly did not constitute his main
source of income, since he had been employed outside the farm in a non-agricultural
enterprise.
In so far as the Government
listed various benefits available in Poland, the Court considers that they have
failed to specify which of those benefits, if any, were available in the
applicant’s situation. It should be noted that the applicant submitted that he
had not been eligible to apply for any welfare benefits.
In view of
the above considerations, the Court does not see any reason to depart from its
ruling in the leading case concerning EWK pensions, Moskal v. Poland,
and finds that in the instant case a fair balance has not been struck between
the demands of the general interest of the public and the requirements of the
protection of the individual’s fundamental rights and that the burden placed on
the applicant was excessive.
It follows that there has been a violation of
Article 1 of Protocol No. 1 to the Convention.
II. ALLEGED VIOLATIONS OF ARTICLES 6
§ 1 AND 8 OF THE CONVENTION
The applicant also alleged that the ex officio reopening of the social
security proceedings, which had resulted in the quashing of the final decision
granting him a right to a pension, was in breach of the principle of legal
certainty under Article 6 § 1 of the Convention.
He also complained under Article 8 of the Convention of an
interference with his right to respect for his private and family life in that
by divesting him of the EWK pension the authorities had deprived him of his
sole source of income and therefore financial resources indispensable for his
livelihood.
The Court notes that these complaints are linked
to the one examined above and must therefore likewise be declared admissible.
However, having regard to the reasons which led
the Court to find a violation of Article 1 of Protocol No. 1 to the
Convention, the Court finds that the applicant’s complaints under Articles 6
and 8 of the Convention do not require a separate examination (see Moskal,
cited above, §§ 83 and 94).
III. REMAINING COMPLAINTS
Lastly, the
applicant alleged a breach of Article 14 of the Convention. However, in
the light of all the material in its possession, and in so far as the matters
complained of are within its competence, the Court finds that they do not
disclose any appearance of a violation of the rights and freedoms set out in
the Convention or its Protocols (see Moskal, cited above, § 100).
It follows that this part of
the application is manifestly ill-founded and must be rejected in
accordance with Article 35 §§ 3 (a) and 4 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41
of the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The applicant claimed EUR 70,000 in respect
of pecuniary and non-pecuniary damage. The amount corresponded to the
EWK pension which he would have received for several years had it not been
revoked, together with interest.
The Government contested both claims and
considered them excessive.
The Court finds that the applicant was deprived
of his income in connection with the violation found and must take into account
the fact that he undoubtedly suffered some pecuniary and non-pecuniary
damage (see Koua Poirrez, cited above, § 70). Making an assessment on an equitable basis, as is required by
Article 41 of the Convention, and taking into account in particular the
amount of the pension involved and the difficulty in finding employment after
the pension was stopped, the Court awards the applicant EUR 12,000 to cover all heads of damage.
B. Costs and expenses
The applicant also claimed an approximate amount
of EUR 2,500 for the costs and expenses incurred in relation to the
present application. He did not submit any invoices to justify his claim.
The Government noted that the applicant had not
substantiated the costs which he claimed to have incurred with the necessary
bills.
According to the Court’s case-law, an
applicant is entitled to the reimbursement of costs and expenses only in so far
as it has been shown that these have been actually and necessarily incurred and
are reasonable as to quantum. In the present case, regard being had to the
above criteria and the fact that the applicant failed not only to provide the
Court with the necessary documents but also to indicate a precise amount of the
costs incurred, the Court rejects the claim for costs and expenses under all
heads.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT
1. Declares
unanimously the complaints under
Articles 6 and 8 of the Convention and Article 1 of Protocol No. 1
to the Convention admissible and the remainder of the application inadmissible;
2. Holds by six votes to one that there has
been a violation of Article 1 of Protocol No. 1 to the Convention;
3. Holds
unanimously that it is not necessary to examine separately the applicant’s
complaints under Articles 6 and 8 of the Convention;
4. Holds by six votes to one
(a) that the respondent State is to pay the
applicant, within three months from the date on which the judgment becomes
final in accordance with Article 44 § 2 of the Convention, the
amount of EUR 12,000 (twelve thousand euros), plus any tax that may be
chargeable, in respect of both pecuniary and non-pecuniary damage to be
converted into the currency of the respondent State at the rate applicable at
the date of settlement;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amount at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
5. Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and notified in writing on 4 December
2012, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Fatoş Aracı Ineta
Ziemele
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the partly dissenting opinion of Judge Hirvelä
is annexed to this judgment.
I.Z.
F.A.
PARTLY DISSENTING OPINION OF JUDGE HIRVELÄ
To my regret, I am unable to agree with
the majority in this and the other eleven cases (8578/04, 18683/04,
27680/04, 31803/04, 34386/04, 35538/04, 39430/04, 6112/05, 39225/05, 11815/05,
10368/05 and 31492/05) examined simultaneously on the same day by the Court. This case and the other cases are based on the same or
at least very similar circumstances as in Moskal v. Poland (no. 10373/05, 15 September 2009) and
Lewandowski v. Poland (no. 38459/03, 2 October
2012) as regards the revocation of the early retirement pension (the EWK
pension) following a review of the applicant’s dossier.
The reasons for my dissent are identical
to those expressed in the joint partly dissenting opinion which I expressed
together with Judges Bratza and Bianku in the leading case of Moskal v. Poland
and later in the dissenting opinion which Judge Bianku and I expressed in
Lewandowski v. Poland and other cases examined by the Court together with
Lewandowski.
To avoid repetition, I refer to the arguments and reasons set
out in the above-mentioned dissenting opinions to conclude that there has
been no violation of Article 1 of Protocol No. 1. Like the majority
of the Chamber, I do not consider that the complaints under Articles 6
and 8 require a separate examination.