FIFTH SECTION
CASE OF
ZAMFERESKO v.
UKRAINE
(Application no.
30075/06)
JUDGMENT
STRASBOURG
15 November 2012
This judgment will become final in
the circumstances set out in Article 44 § 2 of the Convention. It may
be subject to editorial revision.
In the case of Zamferesko v. Ukraine,
The European Court of Human Rights (Fifth Section), sitting as
a Chamber composed of:
Dean Spielmann, President,
Mark Villiger,
Karel Jungwiert,
Boštjan M. Zupančič,
Angelika Nußberger,
Paul Lemmens, judges,
Stanislav Shevchuk, ad hoc judge,
and Claudia Westerdiek, Section Registrar,
Having deliberated in private on 16 October 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
30075/06) against Ukraine lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Ukrainian national, Mr Viktor Borysovych Zamferesko (“the
applicant”), on 10 July 2006.
The applicant, who had been granted legal aid,
was represented by Ms K.O. Bilevych, a lawyer practising in Lviv. The Ukrainian
Government (“the Government”) were represented by their Agent, Mr.
N. Kulchytskyy.
The applicant alleged, in particular, that he had
been subjected to ill-treatment at a police station in order to force him to
confess to certain crimes and that his right to a lawyer and a fair trial had
been infringed. The applicant further complained that he had been ill-treated
by a group of special prison officers during his post-conviction detention.
On 23 November 2010 the Court communicated the
above complaints to the Government and declared the remainder of the
application inadmissible. Mrs G. Yudkivska, the judge elected in respect of Ukraine, was unable to sit in the case (Rule 28 of the Rules of Court). The President of
the Chamber decided to appoint Mr S. Shevchuk to sit as an ad hoc judge (Rule
29 § 1(b)).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1982 and is currently
serving a life sentence in prison.
In 1995 the applicant was identified as suffering
from schizophrenia and between 2001 and 2004 he underwent various types of
compulsory medical treatment on account of his illness.
A. Criminal proceedings against the applicant
In January 2005 the applicant and his friend were
charged with robbery. The applicant remained at liberty during the pre-trial
investigation of the case.
On 7 April 2005 the police instituted criminal
proceedings in respect of the murder of two women which had been committed the day
before.
On the evening of 9 April 2005 the applicant was
arrested on suspicion of having committed the murders. According to his
submission, after the applicant was brought to the police station the officers
started pressuring him to confess to the murders. His requests to be provided
with a lawyer were ignored. The officers showed him a gun and hinted that they
could easily shoot him and then fabricate a story that he had attempted to
escape. In view of his poor mental health they claimed, nobody would doubt
their version of events. They then punched him and started hitting him with a bat.
He started to parry the blows with his arms, but then soon gave up and agreed
to write a confession dictated to him by the police officers.
On 10 April 2005 the police officers formally questioned
the applicant as a suspect and carried out a reconstruction of the events at
the scene of the crime in the presence of a legal-aid lawyer, G. The applicant then
confessed to the murders.
On 11 April 2005 the applicant was examined by a
medical expert. Following the medical examination the expert issued a report which
determined that the applicant was suffering from bruising to both arms and an abrasion
to his right arm which had been inflicted by blunt objects and could have been
sustained on 9 April 2005. The expert also stated that the applicant had
an injury on his right hand which could have been inflicted on 6 April 2005.
On 13 April 2005 the applicant again confessed
to the murders and denied that any physical or psychological pressure had been put
on him when he had written his initial confession. The questioning was held in
the presence of his lawyer.
Later, the applicant changed his lawyer during
the pre-trial investigation, but he subsequently reappointed G as his lawyer.
When he was questioned on 14 June 2005, in the presence of the new lawyer, he
denied any involvement in the murders while acknowledging his guilt in the
robbery.
On 14 June 2005 the investigator refused to
institute criminal proceedings in connection with the applicant’s injuries as
documented by the medical expert on 11 April 2005, for lack of evidence that
any crime had been committed. The investigator concluded that the injuries had
been self- inflicted. That decision was taken by the investigator on his own
initiative, without the applicant’s formal complaint of ill-treatment.
On 24 June 2005 the investigation was completed.
After the parties examined the case file, it was referred to the Lviv Regional
Court of Appeal where the applicant was to be tried.
During the trial the applicant raised the issue
of his alleged ill-treatment. He admitted that he had committed a robbery, but
denied any involvement in the murders. He insisted that the police officers had
illegally compelled him to confess to the murders.
On 23 September 2005 the Lviv Regional Court of
Appeal found the applicant guilty of the murders as well as the robbery and
sentenced him to life imprisonment. The court based its conclusions, inter
alia, on the applicant’s confession made on 9 April 2005. After
assessing the opinions submitted by experts the court concluded that the
applicant was mentally sound.
The court also examined the applicant’s allegations
of ill-treatment. It called all the police officers dealing with the applicant
and questioned them in the presence of the applicant and his lawyer, also
taking into consideration the other evidence available in the case file. The
court concluded that the allegations of ill-treatment were unsubstantiated, pointing
out, in particular, that there had been no eyewitnesses other than the police
officers who denied having used any duress in respect of the applicant and
that, moreover, subsequently during the investigation, the applicant had again confessed
to having committed the murders.
The applicant appealed, claiming, inter alia,
that he had confessed to the murders under duress and as a result of ill-treatment
by the police officers and that he had not been provided with a lawyer
immediately after his arrest.
On 10 January 2006 the Supreme Court upheld the
conviction of the applicant, finding that his guilt had been well established
by various pieces of evidence including his confession of 9 April 2005. The
allegations of ill-treatment had been rejected as unsubstantiated. The
applicant was still represented by G.
On 18 December 2009, at the request of the
applicant’s mother, the Kyiv Scientific and Research Institute of Forensic
Examination issued a report which claimed that the confession of 9 April 2005
had been written by the applicant with the active assistance of another person.
B. Post-conviction detention issues
Following his conviction, the applicant was
transferred to Sokal Prison no. 47 to serve his life sentence.
On 17 November 2007 preventive searches were
carried out in the prison cells.
According to the applicant, on that day a group
of hooded prison officers burst into cell no. 16, in which the applicant was
held together with other prisoners, and started beating them. The officers
ordered the applicant and the other prisoners to undress down to their
underwear. They then ordered them to squat down thirty times and then to go out
into the prison yard. Despite the fact that the temperature was -6 degrees
Celsius, the applicant was made to stay in the prison yard for two hours in only
his underwear.
According to the applicant, on the same day he
applied for medical assistance to the prison medical department but was not
examined by a doctor. A few days later the applicant contacted his lawyer and
described what had happened. No complaint to the domestic authorities from the
applicant or his lawyer followed.
On 20 November 2007 five prisoners from cell no.
9 of the same prison complained to the prosecutor’s office, claiming that on 17 November 2007
a group of special prison officers had beaten them up and some of their
personal belongings had disappeared.
On 23 and 24 November 2007 the same five
prisoners were examined by doctors, following which it was reported that one of
them had sustained a bruise on his left leg.
On 26 November 2007 the prosecutor’s office
refused to open an investigation in respect of the five prisoners’ allegations after
finding that those allegations had been unsubstantiated.
It appears that another prisoner from cell no. 9
also complained of ill-treatment which allegedly occurred on 17 November 2007.
Later on that prisoner did not maintain his allegations, however. The applicant
submitted a copy of that prisoner’s submission to the Court.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Code of Criminal Procedure of 28 December 1960
The relevant provisions of the Code can be found
in the judgment in the case of Davydov and Others v. Ukraine (nos.
17674/02 and 39081/02, § 112, 1
July 2010).
B. Relevant Domestic Practice
The material
concerning domestic practice with regard to the rights of persons detained by
police can be found in the judgment in the case of Kaverzin v. Ukraine
(no. 23893/03, §§ 55-60, 15
May 2012).
III. RELEVANT
INTERNATIONAL MATERIAL
32. The relevant international
material concerning the observance of detainees’ rights by Ukrainian law-enforcement
authorities can be found in the judgment in the case of Kaverzin (ibid.
§§ 63, 64, 67, 74-79).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION ON ACCOUNT OF ILL-TREATMENT AT THE POLICE STATION
The applicant complained that he had been psychologically
and physically ill-treated by police in order to obtain his confession to the murders.
He relied on Article 3 of the Convention, which reads as follows:
Article 3 (prohibition of torture)
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
A. Admissibility
1. The parties’ submissions
The Government submitted that the complaint was
inadmissible on the grounds of non-exhaustion of domestic remedies. They
specified that the applicant had not raised the issue of ill-treatment before
the prosecutor’s office and the investigator had used his own initiative to
carry out an inquiry in connection with the applicant’s injuries as documented
by the medical expert. They further maintained that the applicant had not
challenged the decision of 14 June 2005 (by which the investigator had refused
to open criminal proceedings in connection with the applicant’s injuries) under
Article 236-1 of the Code of Criminal Procedure.
In the alternative, the Government maintained
that the applicant had missed the six-month time-limit given that the decision not
to investigate the alleged ill-treatment had been taken on 14 June 2005 and the
application to the Court had been submitted on 10 July 2006.
The Government further contended that the
allegations of ill-treatment were manifestly ill-founded. In their opinion, the
applicant’s submissions had been inconsistent. Moreover, the allegations had
not been supported by appropriate evidence: the expert’s report of 11 April
2005 documented small injuries which could have been sustained by the applicant
before his arrest. In their opinion, the report describing the way in which the
applicant had made his confession in writing did not support his allegations of
ill-treatment.
The applicant contended that the complaint was admissible.
He claimed that owing to his health problems and inadequate legal assistance he
had not been in a position to challenge the decision of 14 June 2005 in
accordance with Article 236-1 of the Code of Criminal Procedure. Nevertheless,
he had raised the issue of ill-treatment before the domestic courts trying his
criminal case. The applicant also insisted that there were no grounds to reject
the complaint under the six-month rule as he had been waiting for the outcome
of his criminal case.
The applicant further argued that the psychological
and physical ill-treatment he had complained of had been supported by
appropriate evidence. Accordingly, the complaint could not be rejected as
manifestly ill-founded.
2. The Court’s assessment
As regards the Government’s contention that the applicant
had failed to exhaust domestic remedies, the Court considers that the applicant
cannot be reproached for not having lodged a formal complaint of ill-treatment
with the authorities. Such matters are too important to be left to the
initiative of the victims of alleged ill-treatment and once the authorities
become aware of circumstances which arguably show that an individual has been
subjected to treatment contrary to Article 3 of the Convention, they should
take the necessary steps for an effective investigation of the matter. In the
present case the investigator used his own initiative exactly because he was
aware of such circumstances.
As to the fact that the applicant failed to
challenge the decision of 14 June 2005 under Article 236-1 of the Code of
Criminal Procedure, the Court has dealt with a similar objection in the case of
Kaverzin, (cited above), and concluded that the remedy indicated
by the Government had not been proved to be capable of providing adequate
redress in respect of complaints of ill-treatment by the police and ineffective
investigations (ibid., §§ 93-98). The Court does not find any reason to
hold otherwise in the present case and notes that the applicant was not obliged
to use the appeal procedure in question.
The Court further notes that the domestic authorities
were sufficiently aware of the possible ill-treatment of the applicant. After
the inquiry carried out by the investigator on his own initiative, the issue
was raised by the applicant before the domestic courts dealing with his criminal
case. Accordingly, the authorities were provided with appropriate opportunities
to deal with the alleged ill-treatment at the domestic level. Therefore, the complaint
cannot be rejected on the grounds of non-exhaustion of domestic remedies. Neither
can the applicant be reproached for having missed the six-month time-limit as
it could be argued that he waited, reasonably, for those issues to be
determined in the course of the criminal proceedings against him (ibid.,
§ 99).
For the above reasons the Government’s
objections based on the rule of exhaustion of domestic remedies and the
six-month rule should be dismissed.
The Court further notes that the complaint of
ill-treatment raises serious issues requiring an examination on the merits.
Therefore, contrary to the Government’s submissions, the complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It is not inadmissible on any other grounds. It must therefore be
declared admissible.
B. Merits
1. Establishment of facts
(a) The relevant principles
The Court reiterates that allegations of
ill-treatment must be supported by appropriate evidence. In assessing evidence,
the Court has adopted the standard of proof “beyond reasonable doubt”. However,
it has never been its purpose to borrow the approach of the national legal
systems which use that standard. Its role is not to rule on criminal guilt or
civil liability but on the responsibility of the Contracting States under the
Convention. The specificity of its task under Article 19 of the Convention - to
ensure the observance by the Contracting States of their engagement to secure
the fundamental rights enshrined in the Convention - conditions its approach to
the issues of evidence and proof. In the proceedings before the Court, there
are no procedural barriers to the admissibility of evidence or pre-determined
formulae for its assessment. It adopts conclusions that are, in its view,
supported by the free evaluation of all evidence, including such inferences as
may flow from the facts and the parties’ submissions. According to its
established case-law, proof may follow from the coexistence of sufficiently
strong, clear and concordant inferences or of similar unrebutted presumptions
of fact. Moreover, the level of persuasion necessary for reaching a particular
conclusion and, in this connection, the distribution of the burden of proof
are intrinsically linked to the specificity of the facts, the nature of the
allegation made and the Convention right at stake (see, among others, Nachova
and Others v. Bulgaria [GC], nos. 43577/98 and 43579/98,
§ 147, ECHR 2005-VII; Ilaşcu
and Others v. Moldova and Russia [GC], no. 48787/99,
§ 26, ECHR 2004-VII; Akdivar and Others v. Turkey, 16 September
1996, § 168, Reports of Judgments and Decisions 1996-IV; and Ananyev
and Others v. Russia, nos. 42525/07 and 60800/08, § 121, 10 January 2012).
Where the events in issue lie wholly, or in
large part, within the exclusive knowledge of the authorities, as in the case
of persons within their control in custody, strong presumptions of fact will
arise in respect of injuries occurring during such detention. Indeed, the
burden of proof may be regarded as resting on the authorities to provide a
satisfactory and convincing explanation (see Ribitsch v. Austria, 4
December 1995, § 34, Series A no. 336, and Salman
v. Turkey [GC], no. 21986/93, § 100, ECHR 2000-VII).
(b) Application of these principles in the present
case
The applicant has submitted that on 9 April 2005
he was arrested by police officers on suspicion of having committed two murders,
following which the police officers started to threaten him with being killed
if he did not confess to the crimes and proceeded to beat him up with the same intention.
The Government claimed that the allegations of ill-treatment had not been
supported by any appropriate evidence and that the domestic authorities had
declared those allegations unfounded.
In determining how the burden of proof should be
distributed in the present case, the Court must pay attention to the nature of
the applicant’s allegations and the individual circumstances of the case. In
particular, the psychological and physical ill-treatment complained of is
alleged to have occurred in private at a police station in the absence of any
eyewitnesses. Accordingly, the privacy in which the events took place, whether
arranged by the police officers deliberately or not, narrowed, even further,
the opportunities of establishing the truth. Similarly, it should not be
overlooked that the applicant was a person with a long history of mental
illness and his arrest and detention without any access to a doctor and lawyer
on that evening must have placed him in a particularly vulnerable position. The
Court therefore concludes that in the circumstances of the present case it was for
the domestic authorities to refute the applicant’s allegations of psychological
and physical ill-treatment.
The Court notes that according to the medical
report of 11 April 2005, the applicant suffered, inter alia, bruising on
both arms and an abrasion to his right arm, which injuries had been inflicted
by blunt objects and could have been sustained on 9 April 2005. This is
the date of the applicant’s arrest and his first confession. The forensic
examination report of 18 December 2009 states that the confession of 9 April
2005 was written by the applicant with the active assistance of another person.
Unlike the Government, the Court considers that this evidence, which should be
assessed in the general context of the poor observance of detainees’ rights by
Ukrainian police (see the relevant material as referred to in paragraphs 31 and 32 above), does support the applicant’s allegations of
psychological and physical ill-treatment by police officers.
However, the above evidence was never assessed by
the domestic authorities in the context of examination of the applicant’s
allegations of physical ill-treatment. No serious attempt to examine the
alleged facts of psychological ill-treatment was made either. The conclusions
of the domestic authorities on these issues were essentially based on the
statements of the police officers concerned. In the Court’s opinion, the findings
of the domestic authorities in this respect are superficial and unconvincing.
Accordingly, having regard to the available
evidence, supporting the applicant’s version of the events, and to the authorities’
failure to provide a convincing explanation for the origin of the applicant’s
injuries and to refute his allegations of psychological ill-treatment, the Court
accepts that the alleged physical and psychological ill-treatment in the police
station took place.
2. Classification of ill-treatment
(a) The relevant principles
In order for ill-treatment to fall within the
scope of Article 3 it must attain a minimum level of severity. The assessment
of this minimum depends on all the circumstances of the case, such as the
duration of the treatment, its physical or mental effects and, in some cases,
the sex, age and state of health of the victim (see Jalloh v. Germany
[GC], no. 54810/00, § 67, ECHR 2006-IX). Further factors include the
purpose for which the treatment was inflicted together with the intention or
motivation behind it (compare, inter alia, Aksoy
v. Turkey, 18 December 1996, § 64, Reports 1996-VI; Egmez v.
Cyprus, no. 30873/96, § 78, ECHR 2000-XII; and Krastanov v.
Bulgaria, no. 50222/99, § 53, 30 September 2004), as well as its context,
such as an atmosphere of heightened tension and emotions (compare, for
instance, Selmouni v. France [GC], no. 25803/94, § 104, ECHR 1999-V,
and Egmez, loc. cit.).
A threat of conduct prohibited by Article 3,
provided it is sufficiently real and immediate, may fall foul of that
provision. Thus, to threaten an individual with torture may constitute at least
inhuman treatment (see Gäfgen v. Germany [GC], no. 22978/05, §§ 91 and
108, ECHR 2010).
(b) Application of these principles in the present
case
In the present
case the applicant was threatened with being killed. The threats were accompanied
by the applicant being beaten, causing him physical pain. This psychological and
physical pressure was designed to force him to confess to the crimes. Taking an
overall view of the situation, the Court considers that the treatment to which he
was subjected qualifies as inhuman and degrading within the meaning of Article
3 of the Convention.
For the above
reasons the Court finds that there has been a violation of Article 3 of the
Convention in its substantive limb.
II. ALLEGED VIOLATION OF ARTICLE 6 §§ 1
AND 3 (c) OF THE CONVENTION ON ACCOUNT OF THE ABSENCE OF LEGAL ASSISTANCE
The applicant complained under Article 6 of the
Convention that he had not been provided with access to a lawyer when he was
first questioned by the police.
The Court shall examine the complaint under
Article 6 §§ 1 and 3 (c) of the Convention, which provides, in so far
as relevant, as follows:
“1. In the determination of ... any criminal charge
against him, everyone is entitled to a fair ... hearing ... by [a] ... tribunal
...
“3. Everyone charged with a criminal offence has the
following minimum rights:
...
(c) to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient means to pay for
legal assistance, to be given it free when the interests of justice so require;
...”
A. Admissibility
The Court notes that the complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It also notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The applicant contended that he should have been
provided with a lawyer from the moment he had been brought to the police
station - which would have best fitted the requirements of Article 6 of the
Convention and would have effectively prevented his ill-treatment and the
extraction of his confession under duress on 9 November 2005.
The Government submitted that the applicant had
had access to a lawyer from the time he was first questioned as a suspect -
which in the Government’s opinion, occurred on 10 April 2005 - and then
throughout the criminal proceedings.
2. The Court’s assessment
The Court reiterates that Article 6 § 1 requires
that, as a rule, access to a lawyer should be provided from the first time a
suspect is questioned by the police, unless it is demonstrated in the light of
the particular circumstances of each case that there are compelling reasons to
restrict this right. Even where compelling reasons may exceptionally justify
denial of access to a lawyer, such a restriction - whatever its justification -
must not unduly prejudice the rights of the accused under Article 6. The rights
of the defence will in principle be irretrievably prejudiced when incriminating
statements made during questioning by police without access to a lawyer are
used for a conviction (see Salduz
v. Turkey [GC], no. 36391/02, § 55, 27 November 2008).
It has not been disputed by either of the
parties that on 9 April 2005 the police brought the applicant to a police
station because they suspected him of having committed the murders. The Court, for
its part, does not find any indication that the authorities did not treat him
as a suspect.
The Court next observes that while the formal
questioning of the applicant was carried out on the next day, 10 April 2005, it
was actually on the evening of 9 April 2005 that the police authorities extracted
a confession from the applicant.
It is therefore established that on 9 April 2005
the applicant was first questioned as a suspect in respect of the murders.
However, there is no evidence that he was provided with access to a lawyer on
that day.
The question therefore is whether the absence of
a lawyer was justified by a compelling reason. However, on the facts the Court
does not find any compelling reason for the failure to respect the applicant’s
right to a lawyer during the first occasion on which he was questioned as a
suspect. The Court further notes that the applicant’s initial confession,
obtained without a lawyer being present, was used by the courts as supporting
evidence of the applicant’s guilt (see paragraphs 17 and 20 above). In these
circumstances the applicant’s defence rights were prejudiced irretrievably.
There has therefore been a violation of Article
6 §§ 1 and 3 (c) of the Convention in this respect.
III. ALLEGED VIOLATION OF ARTICLE 6 § 1
OF THE CONVENTION ON ACCOUNT OF USE OF EVIDENCE OBTAINED BY ILL-TREATMENT
The applicant further complained under Article
6 § 1 of the Convention that his right to a fair trial had been
violated because the courts had convicted him on the basis of
self-incriminatory statements which were obtained under duress and as a result
of ill-treatment.
A. Admissibility
The Court notes that the complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It also notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The applicant contended that his self-incriminating
statements had been the direct consequence of his ill-treatment on 9 April 2005
combined with his poor mental health. His subsequent retraction of those
statements had not been properly taken into account.
The Government reiterated their position that
the allegations of ill-treatment had been unfounded and the domestic
authorities had not found any evidence of ill-treatment. Moreover, during the
investigation, the applicant had continued to incriminate himself while in the
presence of a lawyer. There was no reason to believe that his subsequent
self-incriminating statements had been given under duress.
2. The Court’s assessment
The Court has held that the admission of
statements, obtained as a result of torture or other ill-treatment in breach of
Article 3, as evidence to establish the relevant facts in criminal proceedings renders
the proceedings, as a whole, unfair. This finding applies irrespective of the
probative value of the statements and irrespective of whether their use was
decisive in securing the defendant’s conviction (see Gäfgen, cited
above, § 166, with further references).
In the present case, the Court, having regard to
its findings above (see paragraphs 53 and 54), notes that the confession of 9
April 2005 was made by the applicant as a result of ill-treatment prohibited by
Article 3 of the Convention. Accordingly, the use of this confession to obtain the
applicant’s conviction automatically rendered the whole criminal proceedings
against him unfair.
The Court thus holds that there has been a
violation of Article 6 § 1 of the Convention in this respect also.
IV. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION DURING THE APPLICANT’S POST-CONVICTION DETENTION
The applicant complained that on
17 November 2007 he was subjected to ill-treatment by a group of special
prison officers. He relied on Article 3 of the Convention.
Admissibility
1. The parties’ submissions
The Government submitted that the applicant had
not exhausted domestic remedies in respect of this complaint. They emphasised
that he had never raised the complaint before any domestic authority.
They further noted that certain prisoners from a
different cell had complained to the domestic authorities on account of the
preventive searches of 17 November 2007. Those prisoners had been medically
examined and the prosecutor’s office had taken all the necessary measures to investigate
the matter. As regards the applicant’s particular case, his allegations had not
been supported by any evidence and were therefore wholly unsubstantiated. The
Government submitted prison medical records showing that the applicant had not
applied for medical assistance either on 17 November 2007 or on the following
days. They further submitted statements from the applicant’s cellmates which
did not support his allegations. The Government contended therefore that the
complaint was manifestly ill-founded.
The applicant contested the Government’s
submissions. He insisted that on 17 November 2007 he had applied to the medical
department but had been refused an examination. He further stated that he did
not complain to the domestic authorities on account of his ill-treatment because
he had been afraid of retaliation on the part of the prison officers. Moreover,
the complaints of the prisoners from the other cell had not been examined
properly.
2. The Court’s assessment
The factual issues raised in the present
complaint fall within the knowledge of the domestic authorities. Accordingly,
it could be accepted that the applicant experienced certain difficulties in
procuring evidence to substantiate his allegations. Nevertheless, in such cases
applicants may well be expected to submit at least a detailed account of the
facts complained of and provide - to the greatest possible extent - some
evidence in support of their complaints (see, mutatis mutandis, Visloguzov
v. Ukraine, no. 32362/02, § 45, 20 May 2010).
However, the applicant’s complaint is essentially
based on his own description of the events, which is rather short. The
complaints about the preventive searches of the other prisoners, who were being
held in a different cell, were limited to their individual circumstances and did
not contain any references to the applicant and his possible ill-treatment. Meanwhile,
the statements of the applicant’s cellmates submitted by the Government do not
support his allegations.
Similarly, the medical evidence provided by the
Government suggests that the applicant did not apply for help to the medical
unit at that time. His allegation that he had been refused any help by the
medical staff should be assessed against the background of the fact that other
prisoners, complaining around the same time, gained access to a doctor.
Moreover, it should not be overlooked that the applicant was represented by a
lawyer who could have assisted him on that matter and taken the other necessary
measures to bring the attention of the domestic authorities to the applicant’s
personal case.
In these circumstances the Court, having regard
to the available material, considers that the present complaint has not been
properly substantiated by the applicant. Therefore it should be rejected as
being manifestly ill-founded, pursuant to Article 35 §§ 3 (a) and 4
of the Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the
Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The applicant claimed 1,881 euros (EUR) and
5,600 Ukrainian hryvnias (UAH) (approximately EUR 486) in respect of
pecuniary damage. He also claimed EUR 200,000 in respect of non-pecuniary
damage.
The Government considered those claims
unsubstantiated and excessive.
The Court does not discern any causal link
between the violation found and the pecuniary damage alleged; it therefore
rejects this claim. On the other hand, deciding on an equitable basis, it
awards the applicant EUR 11,000 in respect of non-pecuniary damage.
The Court further refers
to its settled case-law to the effect that when an applicant has suffered an
infringement of his rights guaranteed by Article 6 of the Convention, he
should, as far as possible, be put in the position in which he would have been
had the requirements of that provision not been disregarded, and that the most
appropriate form of redress would, in principle, be the reopening of the
proceedings, if requested (see, mutatis mutandis, Öcalan v. Turkey [GC], no. 46221/99, § 210 in
fine, ECHR 2005-IV, and Popov v. Russia, no. 26853/04, § 264, 13 July 2006). The Court notes, in this connection, that domestic
law provides a basis for the reopening of the proceedings if the Court finds a violation of the
Convention.
B. Costs and expenses
The applicant also claimed UAH 2 913 (about
EUR 253) for costs and expenses incurred before the domestic authorities and
the Court. The amount claimed consisted of the postal expenses (EUR 32) and the
costs for the forensic examination report of 18 December 2009 (EUR 221).
The Government considered that only the amount
of EUR 32 had been incurred in connection with the present proceedings.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to the
documents in its possession and the above criteria, the Court awards the amount
claimed in full.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declares the complaint under Article 3 of
the Convention (concerning the alleged ill-treatment at the police station) and
the complaints under Article 6 of the Convention admissible and the remainder
of the application inadmissible;
2. Holds that there has been a violation of
Article 3 of the Convention on account of ill-treatment at the police station;
3. Holds that there has been a violation of
Article 6 §§ 1 and 3 (c) of the Convention on account of the absence
of legal assistance as from the first questioning;
4. Holds that there has been a violation of
Article 6 § 1 of the Convention on account of the use of evidence
obtained through ill-treatment for the applicant’s conviction;
5. Holds
(a) that the respondent State is to pay the applicant,
within three months from the date on which the judgment becomes final in
accordance with Article 44 § 2 of the Convention, the following
amounts, to be converted into the currency of the
respondent State at the rate applicable at the date of settlement:
(i) EUR 11,000 (eleven thousand euros), plus any
tax that may be chargeable, in respect of non-pecuniary damage;
(ii) EUR 253 (two hundred and fifty- three euros),
plus any tax that may be chargeable to the applicant, in respect of costs and
expenses;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
6. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 15 November
2012, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Dean
Spielmann
Registrar President