FIRST SECTION
CASE OF
KORYAK v. RUSSIA
(Application no.
24677/10)
JUDGMENT
STRASBOURG
13 November 2012
This judgment will become
final in the circumstances set out in Article 44 § 2 of the
Convention. It may be subject to editorial revision.
In the case of Koryak v. Russia,
The European Court of Human Rights (First Section), sitting as
a Chamber composed of:
Nina Vajić, President,
Anatoly Kovler,
Peer Lorenzen,
Elisabeth Steiner,
Khanlar Hajiyev,
Mirjana Lazarova Trajkovska,
Julia Laffranque, judges,
and Søren Nielsen, Section Registrar,
Having deliberated in private on 23 October 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
24677/10) against the Russian Federation lodged with the Court under Article 34
of the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by a Russian national, Mr Igor Vyacheslavovich Koryak (“the
applicant”), on 17 February 2010. Following the applicant’s
death on 29 December 2011, his mother, Mrs Yevdokiya Iosifovna Koryak,
informed the Court of her wish to pursue the application originally introduced
by her son.
The applicant, and later Mrs Koryak, were
represented by Mr S. Kiryukhin, a lawyer practising in Orsk. The Russian Government (“the Government”) were represented by Mr G. Matyushkin, the
Representative of the Russian Federation at the European Court of Human Rights.
The applicant alleged, in particular, that he had
not received adequate medical attention while in detention and that, following a
refusal to release him on parole despite his extremely poor health, his
subsequent detention had amounted to inhuman treatment.
On 18 March 2011 the application was communicated
to the Government. It was also decided to rule on the admissibility and merits
of the application at the same time (Article 29 § 1).
Further to the applicant’s request, the Court granted priority to the
application (Rule 41 of the Rules of Court).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1961 and lived before
his arrest in the city of Orsk, Orenburg Region. At the time of application he
was serving a sentence in correctional colony no. 5 in the village of Maksay in the Orenburg Region.
A. Criminal proceedings against the applicant
On 20 April 2004 the Oktyabrskiy District Court
of Orsk found the applicant guilty of murder committed in a drunken rage and sentenced
him to ten years’ imprisonment. The judgment was upheld on appeal by the Orenburg Regional Court and became final. The applicant’s sentence was to come to an end on
25 November 2013.
B. Applicant’s state of health
The Government provided the Court with a copy of
the applicant’s medical records, written by hand and recording his condition
from the first days of his detention. They also submitted a typed version of
the same records to facilitate the Court’s task of deciphering the doctors’
handwriting. At the same time, given very serious discrepancies between the two
versions, with vast pieces of the handwritten version missing from its typed
copy and a selective approach in copying the specific wording from the handwritten
version to the typed one, the Court will only base its findings on the
handwritten version of the applicant’s medical records.
As is evident from the records, the applicant had
suffered from tuberculosis since 1981. The treatment that he had received in a
civil hospital was successful, leading to his clinical recovery from the
illness. According to the Government, in 1997 the applicant became an injecting
heroin user.
Upon his detention in temporary detention
facility no. IZ-56/2 in the Orenburg Region following his arrest on 26 November
2003, the applicant was placed on a register of inmates in need of close
supervision in relation to his chronic illnesses and, given his history with
drugs, his blood was taken for testing for the presence of infections,
including HIV. On the basis of the test results, which were received in January
2004, the applicant was diagnosed with HIV. When informing the applicant that
he had contracted HIV, the prison doctor served him with a memo explaining the
results of the test and describing various aspects of the infection, its
assessment, treatment, ways of transmission and precautions to be taken in
everyday life to avoid the spread of the infection. The applicant’s medical records
show that the doctors concluded that the applicant was suffering from clinical stage
2 HIV infection.
In December 2003 the applicant complained to a
prison tuberculosis specialist of fatigue, pain in the epigastrium, a high
temperature and loss of weight. The specialist observed the applicant, having
noted his “satisfactory state” and bubbling crackles and wheezing in his right
lung. The diagnosis was clinical recovery from pulmonary tuberculosis. No treatment
or medical procedures were prescribed.
During a subsequent examination by the
tuberculosis specialist on 9 February 2004 the applicant again complained of
fatigue and excessive sweating. The specialist concluded that the applicant had
significant residual changes after pulmonary tuberculosis and prescribed him an
antibacterial drug to treat an active form of tuberculosis and a special food
regimen. On the following day the applicant was seen by an infectious diseases specialist,
who confirmed the diagnosis of stage 2 HIV infection. The specialist noted the
need to closely supervise the applicant in his medical records.
Following the examinations on 9 and 10 February
2004, the applicant was not seen either by tuberculosis or HIV specialists in
the temporary detention facility. On admission to correctional colony no. 5 in
July 2004 the applicant was included on the list of detainees in need of close
medical supervision. Between July 2004 and June 2005 the medical assistance provided
to the applicant concentrated on dealing with his drug withdrawal symptoms and
a leg injury. On 21 June 2005 a colony doctor noted the applicant’s history of
suffering from tuberculosis and stage 2B HIV infection in his medical
records and observed that the applicant had not reported any health complaints
pertaining to the two illnesses. A medical observation of the applicant in
August 2005, in response to his complaints of fatigue, did not reveal any problems
with his lungs. A month later the applicant was examined by a tuberculosis
specialist, to whom he complained of general exhaustion, heavy breathing and a short
dry cough. Having diagnosed the applicant with chronic bronchitis in remission,
the specialist prescribed the applicant treatment and scheduled a chest
radiography exam. The results of the exam performed on 26 September 2005 were
compared to those of the applicant’s previous radiography tests in November
2004 and April 2003, with no acute pulmonary disease being detected. On the day
after the radiography exam, the applicant again repeated his health complaints
to the tuberculosis specialist. Having noted no changes in the applicant’s
state of health, the specialist authorised his transfer to another colony.
Between 6 October and 9 November 2005 the
applicant was again detained in a temporary detention facility in Orenburg, as a temporary measure preceding his transfer to the new correctional colony. The
applicant complained to the facility’s doctor of coughing up phlegm and blood
and heavy breathing during even slight physical exercise. The doctor noted
rough respiration and dry wheezing noises in the applicant’s left lung and
ordered a chest X-ray. The order was not followed through.
On 11 November 2005 the applicant arrived at correctional
colony no. 5, where he stayed for twelve days until his transfer to a temporary
detention facility in Orsk.
Two days after
the applicant’s admission to the Orsk detention facility he was seen by an infectious
diseases specialist. Having noted the applicant’s weight loss and his large
number of complaints accompanied by demands to initiate treatment, the
specialist concluded that the complaints were unfounded, as the applicant did
not know what illness he had that required treatment. The record drawn up at
that time indicated that the applicant’s HIV infection was now at stage 3. On
13 December 2005 he was sent to prison no. 1 in the Chelyabinsk Region.
Following the applicant’s admission to the prison,
a prison doctor paid him a visit. After a short examination, the doctor was
satisfied with the applicant’s state of health, and in particular the absence
of any wheezing noises during breathing. Another medical examination was performed
on 26 February 2006 by a prison medical assistant during the applicant’s
detention in the prison punishment ward. As the assistant recorded in the
medical records, the applicant complained about the conditions of his detention
in the ward and demanded “particular attention” and “expensive treatment”
against the HIV infection, as well as to be seen by an infectious disease
specialist and not by a medical assistant. The assistant further noted that a
visual examination of the applicant had not led to the discovery of any
clinical manifestation of the HIV infection and that the prison did not employ
an infectious diseases specialist. At the same time, the assistant reiterated
that a tuberculosis specialist, a surgeon, a prison medical assistant and the
head of the medical unit had already examined the applicant. A chest X-ray exam
performed on 21 March 2006 showed large calcined foci in the upper lung lobes
on both sides.
Between 1 March and 12 May 2006 the applicant
was examined by prison doctors or medical assistants on a number of occasions,
each time either prior to his placement in or during his detention in the
prison punishment ward. Each time his latent stage HIV was noted in his medical
records. No negative changes pertaining to his history of tuberculosis were recorded.
On 3 April 2006 the applicant was seen by a psychiatrist, on whose
recommendation he underwent treatment in a psychiatric hospital between 15 May
and 11 June 2006. On the day following the applicant’s admission to the
psychiatric hospital he was subjected to a chest X-ray exam which discovered pulmonary
fibrosis and dense nidi in the upper lobes of the lungs. The applicant’s
subsequent medical examinations after his return from the hospital were devoted
to solving his psychological problems and treating skin illnesses. The doctors
continued recording his history of tuberculosis and his infection with HIV,
observing no negative changes pertaining to the two infections and not
scheduling any medical procedures linked to the two illnesses.
On 24 February 2007
the applicant was transferred to colony no. 5. He was immediately examined by an
infectious diseases specialist who, having recorded the applicant’s weight loss
and his suffering from herpes on the chest since December 2006, confirmed the
progression of the HIV infection to stage 4B with associated secondary
illnesses. During a subsequent examination by the same specialist the applicant
complained of asthenia, a high temperature and a cough. A diagnosis of an acute
respiratory viral infection led to the prescription of a cough medicine,
vitamins and paracetamol. On a number of occasions the applicant had
consultations with a surgeon, a psychiatrist and the head of the colony medical
unit in respect of his psychological problems and an old leg injury. Once every
two months he was seen by an infectious diseases specialist who, having
recorded the progress of the HIV infection each time, prescribed multivitamins
for the applicant. The Court observes that the progress of the illness was
recorded in the handwritten version of the medical records, while the typed
version does not contain that entry.
In July 2007,
as is stated in the copy of the handwritten version of the medical records, the
applicant was detained together with an inmate suffering from an active form of
tuberculosis. As a result of a medical examination on 27 July 2007 it was
decided to place the applicant under close anti-tuberculosis supervision, to
start treating him with tubazid, an anti-tuberculosis medicine based on
isoniazid, and to test his phlegm for the presence of bacteria. There is no
indication that the applicant was provided with the medicine. The test was only
performed in October 2007 following the applicant making another series of
health complaints.
Following the
applicant again coming into contact with an inmate suffering from an active
form of tuberculosis, as once again was recorded in the handwritten version of
the applicant’s medical records, and given his continuing health complaints, on
15 November 2007 the prison doctor repeated her decision to closely
observe the applicant, to treat him with an anti-bacterial medicine and to
perform microbiological tests on his phlegm. Again, no indication was given in
the medical records whether the instructions were complied with.
The applicant was not subjected to any medical
examinations or procedures between 15 November 2007 and 2 April 2008, when he
was consulted by a psychiatrist. A subsequent examination by a prison doctor on
8 May 2008 was carried out in respect of the applicant’s complaints of fatigue,
a sore throat and a high temperature. The diagnosis was an acute viral
infection, for which treatment was prescribed. However, the doctor scheduled a
chest X-ray, which was performed on 19 May 2008 and revealed dense nidi and
infiltration in the applicant’s lungs. The final diagnosis was infiltrative
tuberculosis of the left lung. The applicant was transferred to the
correctional colony’s tuberculosis hospital.
On 6 June 2008 an infectious diseases specialist
examined the applicant, for the first time following the discovery of the
reactivation of the tuberculosis infection. Having recorded a long list of the
applicant’s health complaints, he noted the following diagnosis in the medical records:
stage 4B HIV infection, progressing as a result of the absence of antiretroviral
therapy, and infiltrative tuberculosis of the upper lobe of the left lung.
Biochemical and viral blood tests were scheduled. On the following day the
applicant started receiving treatment with four antibacterial medicines. His
medical records contain a note of his full compliance with the medical
recommendations. As a result of a subsequent examination by the specialist on
24 June 2008, the applicant was prescribed a specific food regimen. The specialist
also noted that the applicant was taking hepatoprotective medicines. Another
examination carried out more than a month later did not lead to any additional recommendations
or prescriptions being made.
Given the applicant’s strict
compliance with the intensive chemotherapy regimen for his anti-tuberculosis
treatment, on 20 August 2008 the doctors noted positive signs, with an X-ray
exam revealing disintegration of the tuberculosis infiltration. The applicant
was to continue the intensive phase of the treatment. According to the
Government, on two occasions, in June and August 2008, the applicant was
offered antiretroviral therapy, which he refused without any explanation. At
the same time, the medical records show that the applicant continuously
complained of nausea, fatigue and a generally poor condition during the
intensive stage of his anti-tuberculosis treatment.
In October 2008, following the completion of the
intensive phase of the treatment, the applicant underwent bacteriological tests
which showed that he was no longer smear positive. The continuation phase of
the therapy commenced. Between October 2008 and February 2009 the applicant was
examined at least once every two weeks. His complaints were recorded and
addressed, various tests were performed and his treatment was adjusted to take
account of the test results. The applicant’s condition was considered to be
satisfactory.
A bacteriological test on 6 February 2009 showed
negative changes in the applicant’s condition and led to a recommendation that the
applicant be seen by an infectious diseases specialist. The specialist’s
recommendation was that he immediately commence antiretroviral therapy. On 12
February 2009 the applicant started taking combivir and stocrin.
The applicant continued complaining of poor
health, with the prison doctors noting each time that his condition was satisfactory.
Only after an X-ray exam and a series of bacteriological tests in April 2009
showed the progress of the applicant’s tuberculosis was his treatment changed and
he was again assigned the intensive chemotherapy regimen.
In May 2009, with the exams revealing a drastic
progression of the applicant’s tuberculosis, the doctors noted the
ineffectiveness of the applicant’s treatment but decided to continue with it.
At the same time, they scheduled the applicant for a forensic medical
examination. The applicant’s medical check-ups became a daily matter. With his
condition continuing to deteriorate the doctors introduced painkillers to his
chemotherapy regimen. In July 2009 the chemotherapy regimen was once again changed
with a number of additional medicines being introduced. The applicant was sent
for a chest radiography examination, clinical blood analyses and sputum culture
testing. The tests revealed various intensive foci in the applicant’s left lung
within the zone of destruction and showed that the applicant was smear
positive.
The final diagnosis recorded in the applicant’s
medical records in July 2009 was as follows: “an illness caused by the human
immunodeficiency virus (HIV) at stage 4B [with associated] secondary illnesses
in the form of a systematic infection (AIDS) while antiretroviral therapy [is being]
provided. Candidiasis of the oral cavity. Cachexia of the first degree.
Infiltrative tuberculosis of the upper lobe of the left lung in the
disintegration phase. [Presence] of the mycobacterium tuberculosis (+). Low
degree anaemia.” The doctors decided to prepare documents to seek the applicant’s
early release given his very serious condition.
Between July and September 2009 the applicant
was examined once a week, with the exams revealing no positive changes. Tests
showed that the applicant had started developing resistance to at least three
major anti-tuberculosis drugs. Given the absence of any reserve anti-bacterial
drugs in the hospital, it was recommended that he continue with the initial
treatment despite the negative treatment response. According to the Government,
the applicant was offered a transfer “to a specialised medical facility” but he
declined the offer. At the same time, the medical records contain a number of
entries showing the applicant’s full compliance with the treatment.
In the beginning of November
2009 the applicant was transferred to temporary detention facility no. IZ-56/2,
where he stayed until his return to the tuberculosis hospital in correctional
colony no. 5 on 1 December 2009. The anti-tuberculosis treatment was maintained
during the applicant’s time in the temporary detention facility on the colony
doctors’ recommendation. The following entry was made in his medical records upon
admission to the temporary detention facility: stage 4B HIV infection, progressing
as a result of the absence of antiretroviral therapy. The Government provided
the Court with a handwritten certificate issued in the temporary detention
facility. The certificate listed two antiretroviral drugs among the medicines
administered to the applicant during his detention in that facility. One of the
antiretroviral medicines (kaletra) mentioned in the certificate was introduced
to the applicant’s chemotherapy regimen later in the course of treatment, when
his illness had progressed to a new stage (see paragraph 35 below).
After the applicant’s return to the tuberculosis
hospital, the doctors continued with the same regimen of medical check-ups and chemotherapy
with no positive changes in his state being recorded. The doctors’ actions included
regular blood and sputum smear tests, general medical examinations and
recommendations to continue the intensive phase of the anti-tuberculosis and antiretroviral
therapy.
In January 2010, having noted the applicant’s suffering
from clinical stage 4 HIV (AIDS) with the progressive deterioration of his
condition despite the antiretroviral therapy, the doctors noted in his medical records
that any request for his early release had to be lodged before a local court. On
29 January 2010 a medical panel comprising a number of specialists examined the
applicant and prepared a report, having observed that his condition was
extremely serious despite the intensive medical treatment. They also noted that
the applicant had fully complied with the doctors’ recommendations and had regularly
followed the treatment. The commission concluded that the applicant’s HIV
infection had progressed to stage 4C under the medical classification scheme
and that his suffering from an active form of tuberculosis was burdened by his
having developed multiple drug-resistances. The commission’s report served as
the basis for the petition for the applicant’s release. A subsequent entry in
the applicant’s medical records made in March 2010 recorded the court’s refusal
to authorise the release.
The doctors went on with the same regimen of
examinations and chemotherapy in respect of the applicant’s tuberculosis and
AIDS. Their offer to transfer the applicant to another “specialised”
tuberculosis hospital was allegedly again declined by him.
In August 2010 the prison medical staff made
another attempt at obtaining the applicant’s early release on health grounds.
Their motion was dismissed by a court on 26 August 2010.
Following a further serious
deterioration of the applicant’s health, with his HIV infection having
progressed and the applicant having been diagnosed with tuberculoma, in
September 2010 his doctors changed his treatment. They prescribed new
antiretroviral drugs, having replaced stocrin with kaletra. In the end of
November 2010 the applicant started receiving reserve anti-tuberculosis drugs
under an extremely intensive chemotherapy regimen, with the drugs being administered
through injections (amongst other methods).
In their memorandum lodged on 22 July 2011 the
Government submitted that the changes to the chemotherapy regimen and the
regular medical supervision, including frequent medical check-ups and clinical
testing since November 2010, had led to the applicant’s condition having
stabilised. While no positive signs in terms of the applicant’s state of health
had been recorded, his condition was considered satisfactory. The
Government further observed that on 12 May 2011 a medical panel from the
tuberculosis prison hospital had examined the applicant and had concluded that
his condition no longer warranted a request for his release on parole.
C. Requests for release on parole
1. Request in 2009
Given the rapid
deterioration of his health and fearing for his life, the applicant applied to
the Novotroitsk Town Court, seeking his release on parole. In particular, the
applicant argued that his illnesses made his further detention inhuman, causing
him immense suffering and, therefore, warranting his early release.
The colony administration objected to the
applicant’s early release, arguing that he had frequently violated the
established rules of detention in the colony and had persistently refused to
work. On 7 April 2005, by a decision of the colony governor, he was declared to
be a persistent offender and ordered to serve the remainder of his sentence in
the strictest conditions. In September 2005, by a decision of the Novotroitsk Town Court, he was transferred to a prison for a year. The applicant, however,
continued to refuse to take part in educational activities and did not show willingness
to reform.
On 25 September 2009 the Novotroitsk Town Court
dismissed the applicant’s request, having found as follows:
“Having examined the applicant’s arguments, having studied the materials
in the case file, having heard a representative of colony no. 5... and a
prosecutor who petitioned for the dismissal of [the applicant’s] request for
release on parole on medical grounds, having reviewed the materials of [the
applicant’s] prison record, having heard a doctor from colony no. 5 who [stated]
that [the applicant] suffers from an illness which is included on the list of
illnesses serving as a ground for release on parole, [and having considered]
that [the applicant has] violated the detention rules on ninety-six occasions
and that [those violations] did not expire or were not lifted, the court finds
that [the applicant’s] request should be dismissed on the following grounds:
[the applicant] suffers from an illness which is included in the list of
illnesses serving as a ground for early release on medical grounds, but the
court takes into account that during his detention [the applicant has]
committed ninety-six violations of the detention rules which were not lifted
and which did not expire. By a decision of 7 April 2005 of the colony governor [the
applicant] was declared a persistent offender... By a decision of 12 July 2005
of the head of the wing [the applicant] was ordered to serve the remainder of
his sentence in the strictest conditions of detention. By a decision of the
Novotroitsk Town Court of 5 September 2005 he was transferred to a prison for a
year. He does not take part in educational activities in his wing; [he] does
not make any positive contributions; and [he] is characterised in a negative
way. The remaining period of the sentence still to be served by [the applicant]
amounts to more than four years. The court therefore considers that [the
applicant] cannot be released on parole.”
On 24 November 2009 the Orenburg Regional Court
upheld the judgment on appeal, having entirely endorsed the Town Court’s
reasoning. The Regional Court also concluded that the applicant was detained in
a penal facility which was well-equipped to provide him with the necessary
medical assistance.
2. Request
in March 2010
In March 2010 the
applicant, joined by the medical panel of the colony hospital, filed another
request for his early release, arguing that his condition was extremely serious
and had continued to deteriorate. Having examined the applicant’s behaviour while
serving his sentence, on 17 March 2010 the Novotroitsk Town Court dismissed the
request. It once again concluded that there was no evidence that he had
reformed. At the same time, the Town Court took into account the quality of the
medical assistance afforded to the applicant in the penal facility, having
held, in particular, as follows:
“The serious form of [the applicant’s] illness has been
discovered while serving his sentence; the cause of his illness was his having
used drugs through contaminated syringes since 1997. Immediately after his
illness was discovered, treatment was initiated in conjunction with [the
applicant’s] isolation from society. The medical assistance provided to [the
applicant] corresponds to the level of medical assistance provided in the Russian Federation and has been fully provided to him. Inmates detained in the [facility’s]
hospital are provided with a proper, balanced food regimen, which [the
applicant] does not dispute. The deterioration of [the applicant’s] health at
the present time has been caused by the need to treat him with reserve
medicines, which is only possible in another specialised medical facility which
is situated in another penal facility. Until the present court hearing [the
applicant] has not agreed to his transfer to that facility. [The applicant] is
infectious and, given his state of health, presents a danger to those around
him. Therefore, his treatment at home is impossible, as he needs to be treated
as an inpatient in a hospital.”
The Town Court also noted that, should the applicant’s state of
health continue to deteriorate, he still had the opportunity to lodge another
request for release.
The judgment became final on 13 April 2010 when
the Orenburg Regional Court upheld it on appeal.
3. Request
in August 2010
Another request for
a release lodged by the applicant in August 2010 was dismissed by the Novotroitsk Town Court on 26 August 2010 with reasoning similar to that employed by the
court in its two previous decisions on the same matter. The judgment was upheld
on appeal on 7 October 2010.
D. Applicant’s
death
On 11 April 2012 the Court received a letter
from the applicant’s lawyer informing it of the applicant’s death on 29
December 2011 and expressing his mother’s intention to pursue the application
introduced by her son. A power of authority signed by the applicant’s mother
entitling the lawyer to represent her interests before the Court and death
certificate no. 094938 dated 30 December 2011 were enclosed with the letter.
The death certificate indicated that the applicant had not been married. It
also indicated that he had died from an illness. Heart failure was indicated as
the cause of death.
II. RELEVANT DOMESTIC LAW
A. Provisions governing the quality of medical care
afforded to detainees
The relevant provisions of domestic and international law governing
the health care of detainees, including those suffering from HIV and
tuberculosis, are set out in the following judgments: A.B. v. Russia, no. 1439/06, §§ 77-84, 14 October
2010; Yevgeniy Alekseyenko v. Russia, no. 41833/04, §§ 60-66
and 73-80, 27 January 2011; and Pakhomov v. Russia, no. 44917/08,
§§ 33-39 and 42-48, 30 September 2011.
B. Provisions
establishing legal avenues for complaints about the quality of medical
assistance
1. Prosecutors Act (Federal Law no. 2202-1 of 17
January 1992)
46. The list of prosecutors’ official
powers includes the rights to enter premises, to receive and study materials
and documents, to summon officials and private individuals for questioning, to
examine and review complaints and petitions containing information on alleged
violations of individual rights and freedoms, to explain the avenues of
protection for those rights and freedoms, to review compliance with legal
norms, to institute administrative proceedings against officials, to issue
warnings about the unacceptability of violations and to issue reports
pertaining to the remedying of violations uncovered (sections 22 and 27).
47. A prosecutor’s report pertaining to the remedying of
violations uncovered is served on an official or a body, which has to examine
the report without delay. Within a month specific measures aimed at the
elimination of the violation(s) should be taken. The prosecutor should be
informed of the measures taken (section 24).
48. Chapter 4 governs
prosecutors’ competence to review compliance with legal norms by the prison
authorities. They are competent to verify that prisoners’ placement in custody
is lawful and that their rights and obligations are respected, as well as to
oversee the conditions of their detention (section 32). To that end,
prosecutors may visit detention facilities at any time, talk to detainees and
study their prison records, require the prison administration to ensure respect
for the rights of detainees, obtain statements from officials and institute
administrative proceedings (section 33). Decisions and requests by a prosecutor
must be unconditionally enforced by the prison authorities (section 34).
2. Code of Civil Procedure:
Complaints about unlawful decisions
49. Chapter 25 sets out
the procedure for the judicial review of complaints about decisions, acts or
omissions of the State and municipal authorities and officials. Pursuant to
Ruling no. 2 of 10 February 2009 by the Plenary Supreme Court of the Russian Federation, complaints by suspects, defendants and convicts of inappropriate
conditions of detention must be examined in accordance with the provisions of
Chapter 25 (point 7).
. A
citizen may lodge a complaint about an act or decision by any State authority
which he believes has breached his rights or freedoms, either with a court of
general jurisdiction or by sending it to the directly higher official or
authority (Article 254). The complaint may concern any decision, act or
omission which has violated rights or freedoms, has impeded the exercise of
rights or freedoms, or has imposed a duty or liability on the citizen (Article
255).
. The
complaint must be lodged within three months of the date on which the citizen
learnt of the breach of his rights. The time period may be extended for valid
reasons (Article 256). The complaint must be examined within ten days; if
necessary, in the absence of the respondent authority or official (Article
257).
52. The burden of proof
as to the lawfulness of the contested decision, act or omission lies with the
authority or official concerned. If necessary, the court may obtain evidence of
its own initiative (point 20 of Ruling no. 2).
53. If the court finds
the complaint justified, it issues a decision requiring the authority or
official to fully remedy the breach of the citizen’s rights (Article 258 § 1).
The court determines the time-limit for remedying the violation with regard to
the nature of the complaint and the efforts that need to be deployed to remedy
the violation in full (point 28 of Ruling no. 2).
. The decision is
dispatched to the head of the authority concerned, to the official concerned or
to their superiors, within three days of its entry into force. The court and
the complainant must be notified of the enforcement of the decision no later
than one month after its receipt (Article 258 §§ 2 and 3).
3. Civil Code
Damage caused to the person or property of a
citizen shall be compensated in full by the tortfeasor. The tortfeasor is not
liable for damage if he proves that the damage has been caused through no fault
of his own (Article 1064 §§ 1, 2).
State and municipal bodies and officials shall
be liable for damage caused to a citizen by their unlawful actions or omissions
(Article 1069). Irrespective of any fault by State officials, the State or
regional treasury are liable for damage sustained by a citizen on account of:
(i) unlawful criminal conviction or prosecution; (ii) unlawful application of a
preventive measure; and (iii) unlawful administrative punishment (Article
1070).
Compensation for non-pecuniary damage is
effected in accordance with Article 151 of the Civil Code and is unrelated to
any award in respect of pecuniary damage (Article 1099). Irrespective of the
tortfeasor’s fault, non-pecuniary damage shall be compensated if the damage was
caused: (i) by a hazardous device; (ii) in the event of unlawful conviction or
prosecution or unlawful application of a preventive measure or unlawful
administrative punishment: or (iii) through dissemination of information which
was damaging to the victim’s honour, dignity or reputation (Article 1100).
THE LAW
I. PRELIMINARY CONSIDERATIONS: THE LOCUS
STANDI OF THE APPLICANT’S MOTHER
. The
Court must first address the issue of Mrs Koryak’s entitlement to pursue the
application originally introduced by the applicant. It reiterates that on 11 April
2012 the applicant’s lawyer submitted that the applicant had died on 29
December 2011 and that his mother (the applicant’s heir) wished to take his
place in the proceedings before the Court.
. The
Government submitted that the application should be struck out of the list of
cases pursuant to Article 37 § 1 of the Convention, as the applicant’s
complaint of inadequate medical assistance was closely linked to the person of
the applicant and did not seem to raise issues of general interest. They
insisted that a further examination of the applicant’s claims would therefore
be unreasonable.
.
The Court has previously taken into account similar requests (see, for example,
Malhous
v. the Czech Republic (dec.) [GC], no.
33071/96, ECHR 2000-XII, and Kovačić and Others v. Slovenia [GC], nos. 44574/98, 45133/98 and 48316/99, §§ 189-192,
3 October 2008), having considered whether or not the
persons wishing to pursue the proceedings were the applicant’s close relatives
(see Thévenon v. France (dec.), no. 2476/02, ECHR 2006-III, and
Scherer v. Switzerland, 25 March 1994, §§ 31-32, Series A no. 287) and whether the
rights concerned were transferable. It has continued the examination of cases
involving pecuniary claims that were transferable to the deceased applicant’s
heirs (see, for example, Ahmet Sadık v. Greece, 15 November
1996, § 26, Reports of Judgments and Decisions 1996-V). On the other hand, the Court has applied a much more
restrictive approach to other rights, having held that if a right was eminently
personal, it was therefore of a non-transferable nature (see, with further
references, Vääri v. Estonia (dec.), no. 8702/04, 8 July 2008, and Angelov and Angelova v. Bulgaria (dec.), no. 16510/06, 7 December 2010).
61. The Court has also
considered whether the case concerned involved an important question of general
interest transcending the person and the interests of the applicant (see Karner
v. Austria, no. 40016/98, §§ 25-27,
ECHR 2003-IX; Marie-Louise
Loyen and Bruneel v. France, no. 55929/00, §
29, 5 July 2005; and Biç and Others v. Turkey, no. 55955/00, § 23, 2 February 2006).
. Turning
to the present case, the Court observes that Mrs Koryak wished to continue the
application lodged by her son. Thus, the first condition of close kinship is
met. However, the application mainly concerned issues falling under Article 3 of
the Convention, which are closely linked to the person of the original
applicant. In this respect, the Court reiterates its position that a next-of-kin
or heir may continue with an application if he or she has legitimate or
sufficient interest in the case. For instance, in the case of Jėčius
v. Lithuania (no. 34578/97, § 41, ECHR 2000-IX) it stated as
follows:
“... where an applicant dies during the
examination of a case concerning the unlawfulness of his detention, his heirs
or next of kin may in principle pursue the application on his behalf (see,
among other authorities, Krempovskij v.
Lithuania (dec.), no. 37193/97, 20 April 1999,
unreported). The Court considers, like the Commission, that the applicant’s
widow has a legitimate interest in pursuing the application in his stead.”
. The
Court has been even more inclined to allow the next-of-kin to continue
proceedings before it after the death of the direct victim in cases brought
under Article 2 or 3 of the Convention, having stated that these Convention
provisions protect the fundamental values of every democratic society and
having taken into account the “particular situation governed by the nature of
the violation alleged...” (see, among other authorities, Varnava and
Others v. Turkey [GC], nos. 16064/90, 16065/90, 16066/90, 16068/90,
16069/90, 16070/90, 16071/90, 16072/90 and 16073/90, § 200, ECHR 2009; see
also Khadzhialiyev and Others v. Russia, no. 3013/04, § 114, 6
November 2008, as regards Article 3 claims).
The Court’s position in those cases is
intertwined with the criterion “of general interest” (see paragraph 61 above). It once again reiterates
that the existence of other persons to whom a claim could be transferred
is an important criterion, but is not the only one for the Court to take into
consideration when deciding whether to continue with the case. As the Court
pointed out in Malhous (decision cited above), human rights cases before
the Court generally also have a moral dimension, which must be taken into
account when considering whether the examination of an application after the
applicant’s death should be continued. This aspect of a case is all the more important,
as in the present case, if the main issue raised by the case transcends the
person and the interests of the applicant.
The Court has repeatedly stated that its
“judgments in fact serve not only to decide those cases brought before the
Court but, more generally, to elucidate, safeguard and develop the rules
instituted by the Convention, thereby contributing to the observance by the
States of the engagements undertaken by them as Contracting Parties” (see Ireland
v. the United Kingdom, 18 January 1978, § 154, Series A no. 25,
and Guzzardi v. Italy, 6 November 1980, § 86, Series A no. 39).
Although the primary purpose of the Convention system is to provide individual
relief, its mission is also to determine issues on public-policy grounds in the
common interest, thereby raising the general standards of protection of human
rights and extending human rights jurisprudence throughout the community of
Convention States (see Karner, cited above, § 26).
The Court considers that the subject matter of
the present application - the standard and quality of medical assistance for a
seriously ill detainee, who had suffered from two diseases plaguing Russian
detention facilities, HIV and tuberculosis, coupled with an issue of exhaustion
of domestic remedies under Russian law - involves an important question of
general interest, not only for Russia but also for other States Parties to the
Convention. Thus, the continued examination of the present application would
contribute to elucidating, safeguarding and developing the standards of
protection under the Convention.
In these particular circumstances, the Court
finds that respect for human rights as defined in the Convention and the
Protocols thereto requires a continuation of the examination of the case and that the conditions for striking the case out from the list of
pending cases, as defined in Article 37 § 1 of the Convention, are not met.
. Accordingly,
having noted that not only the condition of close kinship but also the
requirement of general interest transcending the applicant has been met in the
present case, the Court finds it necessary to continue to examine the
application in accordance with Mrs Koryak’s request.
. The
Court would point out, however, that its recognition of Mrs Koryak’s
entitlement to pursue the application in no way affects the scope of the case
as originally submitted by the applicant. It is not called upon to examine
whether, after the applicant’s death, there has been any interference with Mrs Koryak’s
own rights under the Convention. Its examination must be limited to the
question of whether or not the complaints as originally submitted by the
applicant, Mr Koryak, disclose a violation of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
The applicant complained under Article 3 of the Convention that the authorities had not taken
steps to safeguard his health and well-being, having failed to provide him with
adequate medical assistance, despite his suffering from HIV/AIDS and
tuberculosis. He further argued that the authorities’ persistent refusals to
release him on medical grounds had exposed him to additional, continuous
suffering amounting to torture. Article 3 of the Convention reads as
follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
A. The parties’ submissions
In their memorandum lodged on 22 July 2011 the
Government put forward two lines of argument, insisting that the applicant had
not exhausted domestic remedies available to him and, at the same time, arguing
that the treatment provided to the applicant during the entire period of his
detention had corresponded to the highest standards. As to the first argument,
the Government stressed that the applicant had not complained to a court or any
other State body of ineffective medical assistance. The
procedure for making claims before a court was established in Chapter 25 of the
Code of Civil Procedure, as clarified by the Supreme Court’s Ruling no. 2 of 10
February 2009. Having relied on two cases examined by the Russian courts
and the Court’s findings in the case of Popov and Vorobyev v. Russia (no.
1606/02, 23 April 2009), they submitted that it had also been open to the
applicant to lodge a tort action claiming compensation for damage caused by
allegedly inadequate medical assistance. Relying on Resolution no.
CM/ResDH(2010)35 adopted at the 1078th Meeting of the Committee of
Ministers of the Council of Europe, the Government further noted that
statistics and a number of cases presented to the Committee had demonstrated
the developing practice of the Russian courts in awarding compensation for
non-pecuniary damage caused by unsatisfactory conditions of detention. In the
Government’s opinion, the applicant’s failure to apply to a Russian court or
any “other instance” with a complaint had to be interpreted by the Court as his
unwillingness to comply with the admissibility requirements set out by Article
35 §§ 1 and 4 of the Convention.
In the alternative, the Government argued that
the applicant had been provided with adequate care, irrespective of the type of
detention facility in which he had been kept. He had been effectively treated
both in the colony hospital and in ordinary detention facilities. The medical
personnel had possessed the necessary training and skills to treat the
applicant. The facilities had been equipped with medicines and medical
equipment according to established norms. The Government pointed out that the
applicant had been subjected to a number of medical examinations, tests and
procedures. On at least two occasions he had been offered a transfer to another
“specialised” medical facility which had been better equipped to deal with his
condition, but the applicant had refused to accept the offer. The Government
concluded by noting that the applicant’s treatment had been so successful that,
according to the most recent complex medical assessment performed in May 2011,
his state of health no longer warranted his early release.
In his observations submitted to the Court on 25
September 2011 the applicant argued that his detention in the conditions of a
correctional colony was inhuman, that his mother, and not the detention
facility, had provided him with necessary medicines, and that his doctors had concealed
the fact that he had no more than several months to live, particularly given his
ineffective medical care.
B. The Court’s assessment
1. Admissibility
(a) Exhaustion of domestic remedies
The Court reiterates that the rule of exhaustion
of domestic remedies referred to in Article 35 of the Convention obliges those
seeking to bring their case against the State before the Court to first use the
remedies provided by the national legal system. Consequently, States are
dispensed from answering before an international body for their acts before
they have had an opportunity to put matters right through their own legal
system. The rule is based on the assumption, reflected in Article 13 of the
Convention - with which it has close affinity - that there is an effective
remedy available to deal with the substance of an “arguable complaint” under
the Convention and to grant appropriate relief. In this way, it is an important
aspect of the principle that the machinery of protection established by the
Convention is subsidiary to the national systems safeguarding human rights (see
Kudła v. Poland [GC], no. 30210/96, § 152, ECHR 2000-XI,
and Handyside v. the United Kingdom, 7 December 1976, § 48,
Series A no. 24).
An applicant is
normally required to have recourse only to those remedies that are available
and sufficient to afford redress in respect of the breaches alleged. The
existence of the remedies in question must be sufficiently certain not only in
theory but also in practice, failing which they will lack the requisite
accessibility and effectiveness (see, amongst others, Vernillo v. France,
20 February 1991, § 27, Series A no. 198, and Johnston and Others
v. Ireland, 18 December 1986, § 22, Series A no. 112). It is
incumbent on the Government claiming non-exhaustion to satisfy the Court that
the remedy was an effective one available in theory and in practice at the
relevant time, that is to say, that it was accessible, was one which was
capable of providing redress in respect of the applicant’s complaints and
offered reasonable prospects of success. However, once this burden of proof has
been satisfied it falls to the applicant to establish that the remedy advanced
by the Government had in fact been used or was for some reason inadequate and
ineffective in the particular circumstances of the case or that there existed
special circumstances absolving him or her from the requirement.
The Court would emphasise that the application
of the rule must make due allowance for the fact that it is being applied in
the context of machinery for the protection of human rights that the
Contracting Parties have agreed to set up. Accordingly, it has recognised that
the rule of domestic remedies must be applied with some degree of flexibility and
without excessive formalism (see Cardot v. France, 19 March 1991, § 34,
Series A no. 200). It has further recognised that the rule of exhaustion is
neither absolute nor capable of being applied automatically; in reviewing
whether it has been observed it is essential to have regard to the particular
circumstances of each individual case (see Van Oosterwijck v. Belgium,
6 November 1980, § 35, Series A no. 40). This means amongst
other things that it must take realistic account not only of the existence of formal
remedies in the legal system of the Contracting Party concerned but also of the
general legal and political context in which they operate, as well as the
personal circumstances of the applicants (see Akdivar and Others v. Turkey,
16 September 1996, §§ 65-68, Reports 1996-IV).
Where the fundamental
right to protection against torture, inhuman and degrading treatment is
concerned, the preventive and compensatory remedies have to be complementary in
order to be considered effective. The existence of a preventive remedy is
indispensable for the effective protection of individuals against the kind of
treatment prohibited by Article 3 of the Convention. Indeed, the special
importance attached by the Convention to that provision requires, in the Court’s
view, that the States Parties establish, over and above a compensatory remedy,
an effective mechanism in order to put an end to any such treatment rapidly.
Had it been otherwise, the prospect of future compensation would have legitimised
particularly severe suffering in breach of this core provision of the
Convention (see Vladimir Romanov v. Russia, no. 41461/02, § 78, 24 July 2008).
. The
Court observes that the Government listed a complaint under Chapter 25 of the
Code of Civil Procedure, a tort action or a complaint to “any other State body”
as the remedial avenues which the applicant had allegedly failed to use. They did
not specify a reasonably comprehensive and consolidated body of applicable
rules, recommended practices and guidelines for the Court to clearly understand
to which State authorities, apart from a court, the applicant should have
resorted. However, given the Government’s reliance on the Court’s findings in
the case of Popov and Vorobyev v. Russia (cited above, § 67, where
it, having declared the applicants’ complaint of inadequate medical assistance
inadmissible, noted that they had not raised that issue before any domestic
authority, including the administration of the detention
centre, the prosecutor’s office or the courts), the Court is ready to
consider that, in addition to a complaint to a court and a civil tort action,
two other venues are open to Russian inmates to complain about the quality of
medical care in detention: a complaint to the administration of a detention
facility or to a prosecutor. It will now examine whether any of the remedies
suggested by the Russian Government were effective, as required by Article 35
of the Convention.
i. Complaint to prison authorities
As to a complaint to the
administration of a detention facility, the Court notes that the primary
responsibility of the prison officials in charge of a detention facility is
that of ensuring appropriate conditions of detention, including the adequate
health care of prisoners. It follows that a complaint of negligent actions by
prison medical personnel would necessarily call into question the way in which
the prison management had discharged its duties and complied with domestic
legal requirements. Accordingly, the Court does not consider that the prison
authorities would have a sufficiently independent standpoint to satisfy the
requirements of Article 35 of the Convention (see Silver
and Others v. the United Kingdom, 25 March
1983, § 113, Series A no. 61): in deciding on a complaint concerning an inmate’s
medical care for which they were responsible, they would in reality be judges
in their own cause (see Goginashvili v. Georgia, no. 47729/08, § 55, 4 October 2011, and, more recently, Ismatullayev
v. Russia (dec.), § 26, 6 March 2012).
ii. Complaint to a prosecutor
. The
Court will now consider whether a complaint to a prosecutor could have provided
the applicant with redress for the alleged violation of his rights. The Court
reiterates that the decisive question in assessing the effectiveness of raising
a complaint of inhuman and degrading treatment before a prosecutor is whether
the applicant could have done so in order to obtain direct and timely redress,
and not merely an indirect protection of the rights guaranteed in Article 3 of
the Convention. Even though the prosecutors’ review undeniably plays an
important part in securing appropriate conditions of detention, including the
proper standard of medical care for detainees, a complaint to the supervising
prosecutor falls short of the requirements of an effective remedy because of
the procedural shortcomings that have been previously identified in the Court’s
case-law (see, for instance, Pavlenko v. Russia, no. 42371/02,
§§ 88-89, 1 April 2010, and Aleksandr Makarov v. Russia, no. 15217/07, § 86, 12 March 2009, with further
references). In particular, the Court has never been convinced that a report or order by a prosecutor, which both have a primarily
declaratory character, could have offered the preventive or compensatory
redress or both for allegations of treatment contrary to Article 3 of the
Convention (see Aleksandr Makarov, cited above, § 86).
. The
Court further reiterates the Convention institutions’ settled case-law,
according to which a hierarchical complaint which does not give the person
making it a personal right to the exercise by the State of its supervisory
powers cannot be regarded as an effective remedy for the purposes of Article 35
of the Convention (see Horvat v. Croatia, no. 51585/99, § 47, ECHR 2001-VIII, and Gibas v. Poland, no.
24559/94, Commission decision of 6 September 1995, Decisions and Reports 82,
pp. 76 and 82). The Court accepts the assertion that detainees may send
their complaints to a prosecutor. However, there is no legal requirement on the
prosecutor to hear the complainant or ensure his or her effective participation
in the ensuing proceedings, which would entirely be a matter between the
supervising prosecutor and the supervised body. The complainant would not be a
party to any proceedings and would only be entitled to obtain information about
the way in which the supervisory body dealt with the complaint. The Court
reiterates that, in the absence of a specific procedure, the ability to appeal
to various authorities cannot be regarded as an effective remedy because such
appeals aim to urge the authorities to utilise their discretion and do not give
the complainant a personal right to compel the State to exercise its
supervisory powers (see Dimitrov v. Bulgaria, no. 47829/99, § 80, 23
September 2004). Moreover, the Court has already seen cases in which an
applicant complained to a prosecutor but
his complaint did not elicit any response (see Antropov v. Russia,
no. 22107/03, § 55, 29 January 2009). Since the complaint to a
prosecutor about the quality of medical assistance in detention does not give
the person using it a personal right to the exercise by the State of its
supervisory powers, it cannot be regarded as an effective remedy.
iii. Tort action
The Court will further
examine whether the tort provisions of the Civil Code constituted an effective
domestic remedy capable of providing an aggrieved detainee redress for absent
or inadequate medical assistance. The Court has already examined this remedy in
several recent cases, in the context of both Article 35 § 1 and
Article 13 of the Convention, and was not satisfied that it was an effective
one. The Court found that, while the possibility of obtaining compensation was
not ruled out, the remedy did not offer reasonable prospects of success, in
particular because the award was conditional on the establishment of fault on
the part of the authorities (see, for instance, Roman Karasev v. Russia,
no. 30251/03, §§ 81-85, 25 November
2010; Shilbergs v. Russia, no. 20075/03, §§ 71-79, 17 December 2009; Kokoshkina
v. Russia, no. 2052/08, § 52, 28 May 2009; Aleksandr
Makarov, cited above , §§ 77 and 87-89; Benediktov v. Russia, no. 106/02, §§ 29 and 30, 10 May 2007; Burdov v. Russia (no. 2), no. 33509/04, §§ 109-116, ECHR 2009; and,
most recently, Ananyev and Others v. Russia, nos. 42525/07 and
60800/08, §§ 113-118, 10 January
2012).
The provisions of the Civil Code on tort
liability impose special rules governing compensation for damage caused by
State authorities and officials. Articles 1070 and 1100 contain an exhaustive
list of instances of strict liability in which the treasury is liable for the
damage, irrespective of the State officials’ fault. Inadequate medical care does
not appear in this list. Only the unlawful institution or conduct of criminal
or administrative proceedings gives rise to strict liability; in all other cases,
the general provision in Article 1069 applies, requiring the claimant to show
that the damage was caused through an unlawful action or omission on the part
of a State authority or official.
The Court has already had
occasion to criticise as unduly formalistic the approach of the Russian courts
based on the requirement of formal unlawfulness of the authorities’ actions. However, in its assessment of the effectiveness of tort
proceedings for cases of inadequate medical care of detainees, the Court
considers the following considerations to be more important. To prove the
existence of the selection and successful use of mechanisms of redress, the
Government cited two cases in which claimants, former inmates, had been granted
compensation for damage to health resulting from inadequate medical care in
detention. Without embarking on an analysis of the relevance of the cases to
the case at hand and deciding whether the two cases sufficiently demonstrate
the existence of a developed, consistent and coherent practice of remedies
being available for victims of Article 3 violations resulting from a lack of
medical assistance or its poor quality, the Court reiterates that to be
adequate, remedies for the implementation of accountability of a State should
correspond to the kind and nature of the complaints addressed to it. Given the
continuous nature of the violation alleged by the applicant, in particular his complaint
of suffering from an extremely serious medical condition with a continuous
deterioration of his health in the absence of appropriate medical treatment,
the Court considers that an adequate remedy in such a situation should imply a
properly functioning mechanism of monitoring the conduct of national
authorities with a view to putting an end to the alleged violation of the
applicant’s rights and preventing the recurrence of such a violation in the
future. Therefore, a purely compensatory remedial avenue would not suffice to
satisfy the requirements of effectiveness and adequacy in a case of an alleged serious
continuous violation of a Conventional right and should be replaced by another
judicial mechanism performing both the preventive and compensatory functions.
The Court observes that the Government have not
argued that a tort action could have offered the applicant any other redress than
a purely compensatory award. Being convinced that a preventive remedial measure
would have had an evidently pivotal role in a case such as the applicant’s, with
his pleas of ongoing deterioration of his health in view of a lack of proper medical
care, the Court finds that a tort claim was not able to provide the applicant
with relief appropriate for his situation. The purely monetary compensation
afforded by a tort action could not extinguish the consequences created by the
alleged continuous situation of inadequate or insufficient medical services. A tort
claim would not have entailed the ending or modification of the situation or
conditions in which the applicant found himself. It would not have brought
about an order to put an end to the alleged violation and to compel the
detention authorities to offer the applicant the requisite level of medical
care and it would not have provided for any sanction for failure to comply,
thus depriving a court examining the tort claim of the opportunity to take
practical steps to eliminate the applicant’s further suffering or to deter
wrongful behaviour on the part of the authorities. This logic has been applied
in a large number of cases raising an arguable claim under Article 3, with the
Court insisting that if the authorities could confine their reaction in such
cases to the mere payment of compensation, it would be possible in some cases
for agents of the State to abuse the rights of those within their control with
virtual impunity, and the general legal prohibition of torture and inhuman and
degrading treatment, despite its fundamental importance,
would be ineffective in practice. The State cannot escape its responsibility by
purporting to erase a wrong by a mere grant of compensation in such cases (see,
among many other authorities, mutatis mutandis,
Krastanov v. Bulgaria, no. 50222/99, § 60,
30 September 2004; Yaşa v. Turkey, 2 September 1998, § 74, Reports 1998-VI; Tanrıkulu
v. Turkey [GC], no. 23763/94, § 79, ECHR 1999-IV;
Velikova v. Bulgaria, no. 41488/98, § 89, ECHR 2000-VI; Salman v. Turkey [GC], no.
21986/93, § 83, ECHR 2000-VII; Gül v. Turkey, no. 22676/93, § 57, 14 December 2000; Kelly and Others v. the United Kingdom, no. 30054/96, § 105, 4 May 2001; and Avşar v. Turkey
[GC], no. 25657/94, § 377, ECHR 2001-VII).
86. In
the light of the above considerations, the Court finds that also in the present
case, concerning the continuous situation of absent or inadequate medical care
in detention, a civil claim for damages did not satisfy the criteria of an
effective remedy.
iv. Judicial complaints of infringements
of rights and freedoms
87. The Court’s final
task is to assess the effectiveness of a complaint under Chapter 25 of the Code
of Civil Procedure. By virtue of the provisions of Chapter 25, Russian courts
are endowed with a supervisory jurisdiction over any decision, action or
inaction on the part of State officials and authorities that has violated
individual rights and freedoms or prevented or excessively burdened the
exercise thereof. Such claims must be submitted within three months of the
alleged violation and adjudicated in a speedy fashion within ten days of the
submission. In those proceedings, the complainant must demonstrate the
existence of an interference with his or her rights or freedoms, whereas the
respondent authority or official must prove that the impugned action or decision
was lawful. The proceedings are to be conducted in accordance with the general
rules of civil procedure (see paragraphs 49-54 above).
. If
the complaint is found to be justified, the court will require the authority or
official concerned to make good the violation of the complainant’s right(s) and
set a time-limit for doing so. The time-limit will be determined with regard to
the nature of the violation and the efforts that need to be deployed to ensure
its elimination. A report on the enforcement of the decision should reach the
court and the complainant within one month of its service on the authority or
official.
. The
Court notes that judicial proceedings instituted in accordance with Chapter 25
of the Code of Civil Procedure provide a forum that guarantees due process of
law and effective participation for the aggrieved individual. In such
proceedings, courts can take cognisance of the merits of the complaint, make
findings of fact and order redress that is tailored to the nature and gravity
of the violation. The proceedings are conducted diligently and at no cost for
the complainant. The ensuing judicial decision will be binding on the
defaulting authority and enforceable against it. The Court is therefore
satisfied that the existing legal framework renders this remedy prima facie
accessible and capable, at least in theory, of affording appropriate redress.
. Nevertheless,
in order to be “effective”, a remedy must be available not only in theory but
also in practice. This means that the Government should normally be able to
illustrate the practical effectiveness of the remedy with examples from the
case-law of the domestic courts. The Russian Government, however, did not
submit any judicial decision showing that a complainant had been able to
vindicate his or her rights by having recourse to this remedy. The Court, for
its part, has not noted any examples of the successful use of this remedy in
any of the conditions-of-detention or medical-assistance cases that have
previously come before it. The absence of established judicial practice in this
regard appears all the more clear in the light of the fact that the Code of
Civil Procedure, including its Chapter 25, has been in force since 1 February
2003 and that Chapter 25 merely consolidated and reproduced the provisions
concerning a substantially similar procedure that had been available under
Law no. 4866-1 of 27 April 1993 on Judicial Complaints against
Actions and Decisions which have Impaired Citizens’ Rights and Freedoms. The
remedy, which has not produced a substantial body of case-law or a plethora of
successful claims in more than eighteen years of existence, leaves genuine
doubts as to its practical effectiveness. Admittedly, the ruling of the Plenary
Supreme Court, which explicitly mentioned the right of detainees to complain
under Chapter 25 about their conditions of detention, was only adopted in February
2009, but it did not alter the existing procedure in any significant way and
its effectiveness in practice still remains to be demonstrated (see, for
similar reasoning, Ananyev and Others,
cited above, §§ 107-110). The Government also did not explain how, in the light of the
ruling of the Plenary Supreme Court which concerned complaints of conditions of
detention, the Chapter 25 procedure would work in respect of complaints of
ineffective medical care for detainees, given the specificity of those
complaints.
91. The Court therefore
finds that, although Chapter 25 of the Code of Civil Procedure, as clarified by
the Supreme Court’s ruling of 10 February 2009, provides a solid theoretical
legal framework for adjudicating detainees’ complaints of inadequate conditions
of detention, and possibly their complaints of ineffective medical care, it has
not yet been convincingly demonstrated that that avenue satisfies the
requirements of effectiveness.
v. The applicant’s
requests for parole as a measure to draw the attention of the authorities to
his situation
. Finally,
the Court considers it necessary to address another aspect of the Government’s
objection of non-exhaustion. It would like to distinguish the present
case from the case of Popov and Vorobyev (cited
above), on which the Government relied in support of their arguments. While in
the latter case the applicants did not raise an issue of ineffective medical
care before any domestic authority, the Court reiterates
that the applicant in the present case tried to avail himself of judicial
protection. He, supported by the medical personnel of the colony hospital, lodged
at least three requests with the courts, unsuccessfully arguing that his state
of health was so grave that his further detention was unlawful and
inappropriate and seeking his conditional release (see paragraphs 37 - 43 above).
. The
Court notes that the domestic courts took cognisance of the merits of his
complaints, sought the opinion of the prison administration on the possibility of
the applicant being released and addressed the level of the medical care
afforded to him in detention, having considered that it corresponded to the
general standard of medical care provided in Russia and that the applicant had been
“fully provided” with it (see paragraph 41 above).
The Court observes that the Government did not
argue that, in pursuing this avenue of judicial review, the applicant had
removed from the courts the option of examining the relevant issues. They
merely insisted that a tort action or a complaint in compliance with the provisions
of Chapter 25 of the Code of Civil Procedure were the proper formal judicial
avenues applicable to the applicant’s situation. Without altering its previous
findings concerning the ineffectiveness of the two mechanisms (see paragraphs 82-86 and 87-91 above), the Court also does not consider it
unreasonable that in a situation where the domestic courts had assessed, a
number of times, the quality of medical assistance provided to the applicant in
detention, he did not lodge a separate action or a complaint with the same courts
following the formal procedures required by the Russian Civil Code or Code of
Civil Procedure. In circumstances where the domestic courts at two levels of
jurisdiction had examined and dismissed the applicant’s complaints, having
found that the quality of the medical assistance afforded to him in detention had
fully complied with domestic legal norms, the Court’s conclusion that a tort
action or a separate judicial complaint could not offer the applicant a
reasonable prospect of success becomes even more salient (see Arutyunyan v.
Russia, no. 48977/09, §§ 64-65,
10 January 2012; Guliyev v. Russia, no. 24650/02, § 55, 19 June
2008; and Valašinas v. Lithuania (dec.), no. 44558/98, 4 March
2000).
(b) Conclusion
In the light of the above considerations, the
Court concludes that none of the remedial avenues put forward by the Government
in support of their argument of the applicant’s failure to exhaust domestic
remedies constituted in the present case an effective remedy. Accordingly, the
Court dismisses the Government’s objection as to the non-exhaustion of domestic
remedies.
. The
Court further notes that this part of the application is not manifestly ill-founded
within the meaning of Article 35 § 3 (a) of the Convention and that it is not
inadmissible on any other grounds. The complaint must therefore be declared
admissible.
2. Merits
(a) General principles
The Court reiterates that Article 3 of the
Convention enshrines one of the most fundamental values of democratic society.
It prohibits in absolute terms torture or inhuman or degrading treatment or
punishment, irrespective of the circumstances and the victim’s behaviour (see,
for example, Labita
v. Italy [GC], no. 26772/95, § 119, ECHR 2000-IV). Ill-treatment
must, however, attain a minimum level of severity if it is to fall within the
scope of Article 3. The assessment of this minimum is relative: it depends on
all the circumstances of the case, such as the duration of the treatment, its
physical and mental effects and, in some cases, the sex, age and state of
health of the victim (see, among other authorities, Ireland, cited
above, § 162).
Ill-treatment that attains such a minimum level
of severity usually involves actual bodily injury or intense physical or mental
suffering. However, even in the absence of these, where treatment humiliates or
debases an individual, showing a lack of respect for or diminishing his or her
human dignity, or arouses feelings of fear, anguish or inferiority capable of
breaking an individual’s moral and physical resistance, it may be characterised
as degrading and also fall within the prohibition of Article 3 (see Pretty v. the United Kingdom, no.
2346/02, § 52, ECHR 2002-III, with further references).
The State must ensure that a person is detained
in conditions which are compatible with respect for human dignity, that the
manner and method of the execution of the measure of deprivation of liberty do
not subject him to distress or hardship of an intensity exceeding the
unavoidable level of suffering inherent in detention and that, given the
practical demands of imprisonment, his health and well-being are adequately
secured (see Kudła,
cited above, §§ 92-94; and Popov v. Russia, no. 26853/04, § 208, 13 July 2006). In most of the cases
concerning the detention of persons who were ill, the Court has examined
whether or not the applicant received adequate medical assistance in prison.
The Court reiterates in this regard that even though Article 3 does not entitle
a detainee to be released “on compassionate grounds”, it has always interpreted
the requirement to secure the health and well-being of detainees, among other
things, as an obligation on the part of the State to provide detainees with the
requisite medical assistance (see Kudła,
cited above, § 94; Kalashnikov v. Russia,
no. 47095/99, § 95, ECHR 2002-VI;
and Khudobin
v. Russia, no. 59696/00, § 96, ECHR 2006-XII (extracts)).
The “adequacy” of medical assistance remains
the most difficult element to determine. The Court insists that, in particular,
authorities must ensure that diagnosis and care are prompt and accurate (see Hummatov
v. Azerbaijan, nos. 9852/03 and 13413/04, § 115, 29 November 2007;
Melnik, cited above, §§ 104-106; Yevgeniy Alekseyenko, cited
above, § 100; Gladkiy
v. Russia, no. 3242/03, § 84,
21 December
2010; Khatayev v. Russia, no. 56994/09, § 85, 11 October 2011; and, mutatis mutandis, Holomiov v. Moldova,
no. 30649/05, § 121, 7 November 2006), and that, where
necessitated by the nature of a medical condition, supervision is regular and
systematic and involves a comprehensive therapeutic strategy aimed at curing
the detainee’s health problems or preventing their aggravation (see Hummatov, cited above,
§§ 109, 114; Sarban v. Moldova,
no. 3456/05, § 79, 4 October 2005; and Popov, cited above, § 211).
On the whole, the Court reserves a fair degree
of flexibility in defining the required standard of health care, deciding it on
a case-by-case basis. That standard should be “compatible with the human
dignity” of a detainee, but should also take into account “the practical
demands of imprisonment” (see Aleksanyan
v. Russia, no. 46468/06, § 140, 22 December 2008).
(b) Application
of the above principles to the present case
Turning to the
circumstances of the present case, the Court observes that tests performed on
admission of the applicant to the temporary detention facility in January 2004
revealed his infection with clinical stage 2 HIV. His history of tuberculosis
infection was also noted by the detention facility’s administration and he was
considered in need of close medical supervision, regardless of his long-time
clinical recovery from the latter infection. Despite the steady progression of
the HIV infection with the disease having passed to clinical stage 3 towards the
end of 2005 (see paragraph 15 above) and then to the stage 4 in the beginning
of 2007 with a further rapid progression of the illness, a fact which was not
included in the typed version of the applicant’s medical records (see paragraph
18 above), the applicant did not receive any treatment in respect of his HIV
infection. During all those years there was also no proper immunological
assessment, involving specific testing, to determine when it was time to
initiate antiretroviral therapy. It was not until 12 February 2009, that is
more than five years after the authorities had learned about the applicant’s
illness and almost two years after the illness had reached its most severe clinical
stage, that he commenced the therapy. This fact alone is sufficient for the
Court to find that the authorities failed to comply with their responsibility
to ensure the provision of adequate medical treatment to the applicant.
This conclusion is not altered by the
Government’s submissions that the applicant had delayed the initiation of
antiretroviral therapy, having refused it on two occasions in June and August
2008 (see paragraph 23 above). The Court does not find the refusal surprising
in a situation in which the applicant was receiving an intensive chemotherapy
regimen of anti-tuberculosis treatment, a very aggressive medical procedure
known for its numerous side effects of which the applicant did not cease to
complain. His reluctance to add more strong drugs to his daily treatment regime
is understandable. The Court also does not lose sight of the fact that the
applicant completed the intensive phase of the tuberculosis treatment in
October 2008. However, the medical personnel only repeated their proposal to
initiate antiretroviral therapy in February 2009.
Without altering its conclusion in paragraph 102 above, the Court would like to point out further features of the authorities’
negligent attitude towards their responsibilities. It holds the authorities
responsible for the relapse of the applicant’s tuberculosis in 2008. The Court
considers it open to criticism that a person with a compromised immune system,
such as the applicant, could be detained, on more than one occasion, together
with inmates suffering from an active form of tuberculosis (see paragraphs 19 and 20 above). It is also concerned that the typed version of the applicant’s
medical records did not include those two instances of detention with
smear-positive tuberculosis inmates. The Court further observes that the
authorities’ response to the possibility of the applicant’s tuberculosis
relapsing was erratic and unregulated. His medical records do not bear any
evidence that the doctor’s recommendations to initiate treatment to prevent a relapse
of the infection or to perform specific testing to assess the applicant’s
condition were followed through. The applicant only started receiving
anti-tuberculosis treatment in May 2008, almost a year after the first instance
of his detention with an infected inmate and after an X-ray examination had
disclosed that the illness had progressed to the advanced stage. The
Court is of the view that the applicant having developed multi-drug resistant tuberculosis,
as well as the disease having become active merely months after he had
completed an intensive phase of his anti-tuberculosis treatment, are the major
signs of inadequate management of the applicant’s health by the Russian medical
authorities.
The Court is further concerned by the fact that
despite the extreme seriousness of the applicant’s condition, with his final
diagnosis indicating that the HIV infection had progressed to AIDS with ongoing
deterioration of his health, the antiretroviral therapy, vital for the applicant,
was interrupted for almost a month when he was transferred to the temporary
detention facility in November 2009. The evidence presented by the Government
in support of the assertion that the applicant continued receiving treatment is
unconvincing (see paragraph 30 above).
The Court also considers ambiguous the
Government’s insistence on the necessity of the applicant’s transfer to a
“specialised” medical facility, while they continued arguing that he had been
fully provided with the necessary treatment in the colony hospital. The Court
is mindful of the fact that neither the Government nor the domestic authorities,
including the courts which examined the applicant’s motions for release,
explicitly named the “specialised” facility to which the applicant should have
been transferred. It appears that the sole reason for the transfer was the lack
of reserve anti-tuberculosis drugs in the colony hospital. The applicant only
started receiving them in the hospital at the end of November 2010. There is no
reasonable explanation for such a lengthy delay between the discovery of the
applicant’s resistance to at least three major anti-tuberculosis drugs in the
summer of 2009 and the introduction of the reserve anti-tuberculosis drugs into
his treatment.
Finally, the Court considers particularly noteworthy
the Government’s argument, raised in their memorandum of 22 July 2011, that the
applicant’s condition was satisfactory to the point that he was no longer
eligible for parole on health grounds. In their assessment of the applicant’s
state of health they relied on a report prepared by a medical panel from the
tuberculosis hospital in May 2011. Without placing too much emphasis on the
quality or credibility of the conclusions reached by the medical panel, the
Court cannot but note that the applicant’s death occurred approximately six
months after the panel had drawn up its report.
To sum up, the Court finds that the applicant
did not receive comprehensive, effective and transparent medical assistance in
respect of his HIV and tuberculosis in detention. It believes that, as a result
of this lack of adequate medical treatment, the applicant was exposed to
prolonged mental and physical suffering diminishing his human dignity. The
authorities’ failure to provide the applicant with the requisite medical care
amounted to inhuman and degrading treatment within the meaning of Article 3 of
the Convention.
Accordingly, there has been a violation of
Article 3 of the Convention.
. Having
reached the above conclusion, the Court does not need to additionally
examine whether there has been a violation of Article 3 on account of the
conditions of the applicant’s detention given the serious state of his health
and the authorities’ refusals to authorise his release (see Aleksanyan, cited above, §
220; Isayev and Others v. Russia, no. 43368/04, § 135, 21 June 2011; and Arutyunyn,
cited above, § 82).
III. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
. Lastly,
the Court has examined the other complaints submitted by the applicant.
However, having regard to all the material in its possession, and in so far as
these complaints fall within the Court’s competence, it finds that they do not
disclose any appearance of a violation of the rights and freedoms set out in
the Convention or its Protocols. It follows that this part of the application
must be rejected as being manifestly ill-founded, pursuant to Article 35 §§ 3
and 4 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The applicant claimed 20,000 euros (EUR) in
respect of non-pecuniary damage.
The Government submitted that a finding of a
violation would constitute sufficient just satisfaction.
The Court, making its assessment
on an equitable basis and given the information that it has regarding the
applicant’s family situation, decides that the sum claimed by the applicant
shall be paid in full to his mother, Mrs Koryak, plus any tax that may be
chargeable.
B. Costs and expenses
The applicant did not seek reimbursement of
costs and expenses, and this is not a matter which the Court is required to
examine of its own motion (see Motière v. France, no. 39615/98, § 26, 5
December 2000).
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Decides that the applicant’s mother has locus
standi in the proceedings;
2. Declares the complaints raised under Article 3 of
the Convention admissible and the remainder of the application inadmissible;
3. Holds that there has been a violation of
Article 3 of the Convention on account of the lack of provision of effective
medical assistance to the applicant during his detention;
4. Holds that there is no need to examine the
complaint under Article 3 of the Convention concerning the conditions of the
applicant’s continued detention in view of the authorities’ refusal to release him;
5. Holds unanimously
(a) that the respondent State is to pay the
applicant’s mother, within three months from the date on which the judgment
becomes final in accordance with Article 44 § 2 of the
Convention, EUR 20,000 (twenty thousand euros) in respect of non-pecuniary
damage, to be converted into Russian roubles at the rate applicable at the date
of the settlement, plus any tax that may be chargeable;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amount at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points.
Done in English, and notified in writing on 13 November
2012, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Nina Vajić
Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the joint concurring opinion of Judges
Kovler and Steiner is annexed to this judgment:
N.A.V.
S.N.
JOINT CONCURRING OPINION OF JUDGES KOVLER AND STEINER
We concluded, after serious hesitation, that there had been a
violation of Article 3 of the Convention on account of a failure to provide the
applicant with effective medical assistance during his detention. It is very
difficult for a judge to substitute his or her own view for that of a
professional doctor and to assess the effectiveness of medical assistance,
especially in this case, because Mr Koryak suffered from tuberculosis long
before his incarceration and also became an injecting heroin user (see paragraph
8). In some similar cases the Court has concluded that the domestic authorities
afforded the applicants comprehensive, effective and transparent medical
assistance (see, among recent cases, Schebetov v. Russia, no. 21731/02,
10 April 2012, §§ 76-77, and Valeriy Samoylov v. Russia, no.
57541/09, 24 January 2012, §§ 92-93). What convinced us to find a violation of
Article 3 in this case was the fact that regular medical supervision, including
frequent medical check-ups and clinical testing, had led to the conclusion that
the applicant’s condition had been stabilised, and that was just weeks before
his death...
At the same time we regret that the Court did not consider it
necessary “additionally” to examine another complaint raised by the applicant
under Article 3 pertaining to the authorities’ refusals to release him on
parole in view of his state of health (see paragraph 109). We do not find the
national courts’ reasoning (see paragraphs 39 and 41) persuasive and are of the
view that the applicant’s situation was similar to that of Mr Aleksanyan (see Aleksanyan
v. Russia, no. 46468/06, 22 December 2008). We are mindful of the
conclusions of some national courts that the deterioration of prisoners’ health
does not justify their release (see, for example, Sizov v. Russia,
no. 33123/08, 15 March 2011). The problem would therefore seem to be a
systemic one.