FOURTH SECTION
CASE OF P. AND S.
v. POLAND
(Application no. 57375/08)
JUDGMENT
STRASBOURG
30 October 2012
This judgment will become
final in the circumstances set out in Article 44 § 2 of the Convention. It may
be subject to editorial revision.
In the case of P. and S. v. Poland,
The European Court of Human Rights (Fourth Section), sitting as
a Chamber composed of:
David Thór Björgvinsson, President,
Lech Garlicki,
Päivi Hirvelä,
George Nicolaou,
Zdravka Kalaydjieva,
Nebojša Vučinić,
Vincent A. De Gaetano, judges,
and Lawrence Early, Section Registrar,
Having deliberated in private on 9 October 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no. 57375/08)
against the Republic of Poland lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by Polish nationals, Ms P. (“the first applicant”) and Ms S.
(“the second applicant”), on 18 November 2008. The Vice-President of
the Section acceded to the applicants’ request not to have their names disclosed
(Rule 47 § 3 of the Rules of Court).
The applicants were represented by Ms M. Gąsiorowska
and Ms I. Kotiuk, lawyers practising in Warszawa. They were assisted
by Ms Christina Zampas who was later replaced by Ms J. Westeson, both
of the Center for Reproductive Rights. The
Polish Government (“the Government”) were represented by their Agent, Mr J.
Wołąsiewicz, succeeded by Ms J. Chrzanowska, of the
Ministry of Foreign Affairs.
The applicants alleged, in particular, that the
circumstances of their case had given rise to violations of Articles 8, 3
and 5 of the Convention.
On 29 September 2011 the application was
communicated to the Government. The Court also decided to rule on the
admissibility and merits of the application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicants were born in 1993 and 1974
respectively and live in Lublin.
On 9 April 2008 the first applicant went with a
friend to the Public University Health Care Unit in Lublin. She said that she
had been raped on 8 April 2008 by a boy of her own age. The
medical staff told her that they could neither examine her nor provide medical
assistance because she was a minor and the consent of her legal guardian was
necessary. Dr E.D. reported the case to the police and notified the first
applicant’s parents.
Later that day, after reporting that an offence
of rape had been committed, the applicants attended at Public University
Hospital no. 4 in Lublin, accompanied by a female police officer. The
second applicant gave her consent for an examination of her daughter to be
carried out. The first applicant was in a state of emotional shock. At the
hospital, psychological help was offered to her. Bruises on
her body were confirmed by a family doctor several days after the alleged event
took place, between 9 and 14 April 2008.
. The rape
resulted in pregnancy. The applicants decided together that an abortion would
be the best option, considering that the first applicant was a very young
minor, that the pregnancy was the result of forced intercourse, and that she
wanted to pursue her education.
. On 19 May
2008 the first applicant was questioned by the police. Her mother and
the alleged perpetrator’s defence lawyer were present during the questioning. The
first applicant stated that the perpetrator had used force to hold her down and
to overcome her resistance.
. On 20
May 2008 the District Prosecutor, referring to section 4 (a) item 5 in
fine of the Law on Family Planning (Protection of the Human Foetus
and Conditions Permitting Pregnancy Termination) (“the 1993 Act”) (see paragraph 54 below) issued a certificate stating that the
first applicant’s pregnancy had resulted from unlawful sexual intercourse with
a minor under 15 years of age.
A. Attempts to obtain an abortion in Lublin hospitals
. The
second applicant went to the Ministry of Internal Affairs and Administration Hospital in Lublin to ask for a referral for an abortion. She was advised there
to contact Dr O., the regional consultant for gynecology and obstetrics. Other
doctors whom the second applicant contacted privately were also of the view
that a referral from the regional consultant was necessary.
. The
second applicant also went to another public hospital in Lublin (the Jan
Boży hospital) and contacted a chief physician there, Dr W.S., who
suggested that the applicants meet with a Catholic priest. The second applicant
refused.
. The
second applicant then contacted Dr O. He told her that he was not obliged to
issue a referral and advised the second applicant to “get her daughter
married”. She left his office, but returned shortly afterwards as she was
afraid that without the doctor’s referral it would not be possible to obtain an
abortion. He told her to report to the Jan Boży hospital.
. On 26
May 2008 the applicants reported to that hospital. They were received by
the acting chief physician. They clearly stated their intention to have the
pregnancy terminated. They were told that they would have to wait until the
head of the gynecological ward, Dr W.S., returned from holiday. They were told
that it would be best for the first applicant to be hospitalised, with a view
to blood and urine tests and an ultrasound scan being carried out. On the same
day the first applicant was admitted to that hospital.
. On 30
May 2008 Dr W.S. returned from holiday and told the applicants that she needed
time to make a decision. She asked them to return on 2 June. She then
called the second applicant separately to her office and asked her to sign the
following statement: “I am agreeing to the procedure of abortion and I
understand that this procedure could lead to my daughter’s death.” On the
same day the first applicant was discharged from the hospital for the weekend.
. On the
morning of 2 June 2008 the first applicant returned to the hospital alone as
her mother was working.
. The
applicants submitted that Dr W.S. took the first applicant for a talk with a
Catholic priest, K.P. The first applicant was not asked what her faith was or
whether she wished to see a priest. During the conversation it transpired that
the priest had already been informed about the pregnancy and about the
circumstances surrounding it.
. The
Government disagreed with the above account by the applicants. They stated that
the girl had wished to see the priest.
. During
the conversation the priest tried to convince the first applicant that she
should carry the pregnancy to term. The first applicant told him that she could
not make the decision herself and that she relied on her parents in the matter.
The priest asked her to give him her mobile phone number, which she did. She
was given a statement written by Dr W.S. to the effect that she wanted to
continue with the pregnancy and she signed it. The applicants submitted that
she had signed it as she had not wanted to be impolite to the doctor and
priest.
. When
the second applicant arrived later, the priest spoke to her. She told him that
it was the family’s decision to terminate the pregnancy. Dr W.S. told the
second applicant that she was a bad mother. She presented her with the document
signed by the first applicant and told her that the first applicant had decided
to continue with the pregnancy. An argument took place between the doctor and
the second applicant. The first applicant, who was present in the room, started
to cry. The doctor said that she would adopt both the first applicant and the
baby.
. Subsequently,
Dr W.S. told the applicants that she would not perform the abortion, that under
communism when abortion had been freely available no one had made her perform
abortions, and that no doctor would have given permission for an abortion to be
performed. According to the applicants, she also implied that none of the other
doctors in the hospital would perform an abortion.
. The
applicants left the hospital. The second applicant contacted the
Federation for Women and Family Planning (Federacja na rzecz Kobiet i Planowania
Rodziny - hereinafter, “the Federation”) in Warsaw for help, as after their
experience in Lublin she was afraid that no one in that town would perform an
abortion.
On an unspecified date the Jan Boży
hospital issued a press release to the effect that it would not perform an
abortion in the applicants’ case. Journalists who contacted the hospital were
informed of the circumstances of the case.
The case became national news.
A number of articles were published by various local and national newspapers.
It was also the subject of various publications and discussions on the
internet.
B. Attempts to obtain an abortion in Warsaw
. On 3 June 2008 the applicants went to Warsaw and contacted a doctor recommended by the Federation. They were informed about the
procedure and about the available options. In the afternoon the first applicant
was admitted to a hospital in Warsaw. She submitted to the hospital the
certificate issued by the prosecutor (see paragraph 10 above), and a
medical certificate issued by the national consultant in gynecology to the
effect that she had a right to a lawful abortion. She signed a consent
form to undergo an abortion and her parents also gave their written consent.
Shortly afterwards the deputy head of the gynecological ward informed the
applicants that he had received information from the Lublin hospital that the
first applicant did not wish to have an abortion.
. On 4
June 2004 the applicants were told that the first applicant was obliged by law
to wait another three days before having an abortion. On the same day the first
applicant received a text message from Catholic priest K.P. that he was working
on her case and that people from all over the country were praying for her. She
also received numerous text messages along the same lines from a number of
unknown third parties. The priest came to the Warsaw hospital later in the day
together with Ms H.W., an anti-abortion activist. They were
allowed to see the first applicant. They talked to her in her mother’s absence
and tried to persuade her to change her mind. In the evening an unidentified
woman came to her room and tried to convince her to continue with the
pregnancy. The first applicant was upset about this and about the fact that the
hospital apparently had no control over who could approach her.
. On the
same day the first applicant’s father came to the hospital, apparently as he
had been informed that his consent to the abortion was also necessary. A
psychologist spoke with the first applicant’s parents and then with the
applicant. She apparently prepared an opinion on the case. The first applicant’s
parents were not given access to it. The doctor who had admitted the first
applicant to the hospital told her that a lot of pressure had been put on the
hospital with a view to discouraging it from performing the abortion, and that
the hospital was receiving numerous e-mails from persons criticising the
applicants for having decided to allow the first applicant to have an abortion.
. On 5
June 2008, feeling manipulated and helpless, the applicants decided to leave
the hospital. As they were leaving, they were harassed by Ms H.W. and Mr
M.N.-K., anti-choice activists waiting at the hospital entrance. The mother
stopped a taxi but the activists told the driver that her parental rights had
been taken away and that she was trying to kidnap the first applicant. The
driver refused to take them. Ms H.W. called the police. The police arrived promptly and took both
applicants to the police station.
C. The first applicant’s placement in
a juvenile shelter
. At the
police station the applicants were questioned on the same day, from
approximately 4 p.m. until 10 p.m. No food was offered to them. The
officers showed the applicants the family court decision which the police had
received by fax at about 7 p.m. from the Warsaw hospital. That decision, given
by the Lublin Family Court, restricted the second applicant’s parental rights
and ordered the first applicant to be placed in a juvenile shelter immediately
(see paragraph 34 below).
. Subsequently
the police took the first applicant to a car. She was driven around Warsaw in search of a juvenile shelter that would accept her. The second applicant was not
permitted to accompany her daughter. As no place was found in Warsaw, the
police drove the girl to Lublin, where she was placed in a shelter at
approximately 4 a.m. on 6 June 2008. She was put in a locked room and her
mobile phone was taken from her. On 6 June 2008 priest K.P. visited her
there and told her that he would lodge an application with the court requesting
it to transfer her to a single mother’s home run by the Catholic church.
. A
psychologist and an education specialist talked to her. She summarised the
conversation thus:
“They wanted to know the entire story and the
Assistant Principal was present. I told them again about the entire affair with
the hospitals and the abortion. They said that it would be better for me to
give birth. They did not ask me about my view. I stayed locked in the room all
day. I felt as though I was in a correctional facility, I had bars on the
window and a locked door, it was not very pleasant.”
. Later
in the morning of that day the first applicant felt pain and experienced
bleeding. In the late afternoon she was taken to the Jan Boży hospital in Lublin. She was admitted to the maternity ward. A number of journalists came to see her and
tried to talk to her.
D. Proceedings before the Family and Custody Court
. On 3 June 2008, acting upon a letter from the
Lublin III Police Station and two letters from the headmaster of the
school attended by the first applicant dated 26 and 27 May, and a note drawn up
by a non-identified authority, apparently a court supervisor (kurator),
also on 3 June 2008, the Lublin Family and Custody Court
instituted proceedings to divest the second applicant of her parental rights.
In these letters the headmaster
referred to a text message sent to a friend of the first applicant in which the
first applicant had expressed serious distress and said that she could not
count on her mother’s assistance as she saw abortion as the only solution, and
to a conversation between the first applicant and one of her teachers in which
she had said that she wished to carry the pregnancy to term. She had also been
concerned about the consequences, including psychological ones, that an
abortion might have. The headmaster was of the view, relying on a conversation
he had had with the class teacher and with the school social pedagogue, that
the first applicant might be under pressure from her family. He was concerned
that the second applicant had not sought psychological assistance for her
daughter, who, it had been suggested by the school, might have suicidal
tendencies. The second applicant had been requested to attend at the school;
she had been shown the text message and told to make an appointment with a
psychologist immediately and given all the necessary information for contacting
a therapist.
Enclosed with the letter was a print-out of a chat between the
first applicant and her friend dated 7 May 2008. It transpired therefrom that
in reaction to the news about the minor’s pregnancy her father had become
violent and had told her that if she wanted to keep her baby she would have to
move out of the house; she also said that she did not know what to do and
wanted her friend to help and the school to intervene.
. On the
same date that court, sitting in camera, ordered the first applicant’s
placement in a juvenile shelter as an interim measure. In its decision the court
stated that the documents referred to above demonstrated that the first
applicant’s parents did not take appropriate care of their daughter. She was
pregnant; she had been admitted to the Lublin Jan Boży
hospital, which had refused to carry out an abortion having regard to the first
applicant’s statement that she did not wish to have recourse to it. The court
had regard to text messages she had sent to her friend. Doctor W.S. had
informed her about the consequences of an abortion. It was reported that the first
applicant had travelled to Warsaw with her mother in order to have an abortion
performed there. The first applicant was under pressure from her mother and was
unable to take a decision independently. Her hospital stays and the atmosphere
in the family were harmful to her. She had to be separated from her family in
her own interest. The court relied on Article 109 para 1 (5) of the
Family Code.
. On 6
June 2008 the second applicant appealed against that decision. On 9 June
2008 she filed with the court a written consent to her daughter’s abortion,
which she also submitted to the Lublin hospital. On 10 June 2008 she
submitted a declaration by the first applicant stating that she wanted to have
an abortion and that she was not being coerced into it.
. On 13
June 2008 the first applicant was questioned at the hospital by a criminal
judge in the presence of a prosecutor and a psychologist, in the context of
proceedings concerning allegations of coercion with a view to making her
terminate her pregnancy. The first applicant testified that she had been forced
into a sexual act which had resulted in pregnancy and that her mother had not
forced her to make the decision to have a termination. The questioning started
at 7.30 p.m. and lasted for three hours. The first applicant’s parents were not
permitted to be present. The first applicant did not have legal assistance or
any other adult present to represent her as a minor. Later the same day the
court allowed the second applicant to take her home. On 14 June 2008 she
was discharged from the hospital.
. On 18
June 2008 the Lublin Family Court quashed its decision concerning the first
applicant’s placement in the shelter.
On 18 February 2009 the Lublin
Family and Custody Court, relying mainly on an expert opinion prepared by the Family
Diagnostic and Consultation Centre, held that there were no grounds on which to
divest the first applicant’s parents of their parental rights. It discontinued
the proceedings.
E. The applicants’ contact with the Ministry of Health
. Between
9 and 13 June 2008 the second applicant filed a complaint with the Office for
Patients’ Rights of the Ministry of Health asking them to help her daughter
obtain a lawful abortion, and submitted relevant documents, in particular the
prosecutor’s certificate. An official of the Ministry, K.U., informed the
second applicant that her daughter’s statement consenting to an abortion would
have to be witnessed by three persons. When the second applicant informed him
that the statement had in fact been signed in the presence of three witnesses,
he told her that the witnesses’ identification numbers were required and that
the faxed copy had to be notarised.
. On 16
June 2008 the second applicant was informed by telephone by a Ministry official
that the issue had been resolved and that her daughter could undergo an
abortion. She was notified that she would have to go to Gdańsk, in
northern Poland, approximately 500 kilometers from their home in Lublin.
. On 17
June 2008 the Ministry of Health sent a car for the applicants and they were
driven to Gdańsk. The first applicant had an abortion in a public hospital
there. The applicants submitted that the trip to Gdansk and the abortion were
carried out in a clandestine manner, despite the termination being lawful. When
the applicants came back home, they realised that information about their
journey to Gdańsk had been put on the Internet by the Catholic Information
Agency that day at 9 a.m.
F. Various sets of criminal
proceedings
1. Against the first applicant
. On 1
July 2008 the Lublin District Court instituted proceedings against the first
applicant on suspicion that she had committed a criminal offence punishable
under Article 200 § 1 of the
Criminal Code (sexual intercourse with a minor under 15 years of age). The
first applicant was summoned to appear in court for questioning on 25 September 2008.
. On 20
November 2008 the proceedings were discontinued. The court held that the first
applicant could only be considered the victim of a criminal offence, not the
perpetrator.
2. Against the perpetrator of the
alleged rape
. On 28 August 2008 the second applicant informed
the prosecutor that her daughter had been raped. According to her submissions,
she was not aware that reporting the rape to the prosecuting authorities in May
was not sufficient for an investigation to be instituted. The investigation
against the perpetrator of the alleged rape was ultimately discontinued on 10 June
2011.
3. Against the second applicant, the
first applicant’s father and two other persons
. On 14
July 2008 the Warsaw-Śródmieście District Prosecutor discontinued
proceedings against the second applicant, the first applicant’s father,
Mrs W. N., and K.K., who worked for the Federation for Women and
Family Planning, concerning a suspicion that the first applicant had been
coerced into having an abortion against her will. The prosecutor found that
they had no case to answer and observed that it was not open to doubt, in the light
of the documents submitted by the applicants to the Warsaw hospital, that she
had a right to a lawful abortion.
4. Against other persons
. A
second set of proceedings, discontinued on the same date, concerned a suspicion
that unknown persons, including doctors from Lublin and Warsaw, Catholic
priests and members of anti-abortion organisations, had exerted pressure on the
first applicant to dissuade her from having an abortion. The prosecutor found
that there was no case to answer, because the criminal law did not penalise
attempts to persuade a pregnant woman to carry the pregnancy to term as long as
no physical violence was used.
. The
second applicant appealed against that decision.
5. Against Ms H.W. and Mr M.N.-K.
. On 21
November 2008 the Warsaw-Śródmieście District Prosecutor discontinued
proceedings that had been instituted against Ms H.W. and Mr M.N.-K.,
finding that they had accosted the applicants when they were leaving the
hospital in Warsaw on 4 June 2008, but that they had no case to answer because
no physical violence had been involved. On 19 September 2009 the Warsaw-Śródmieście
District Court dismissed the applicants’ appeal.
6. Against the police officers
On 17 September 2009 the
Warsaw-Śródmieście District Court dismissed the first applicant’s
appeal against a decision given on 26 May 2009 by the
Warsaw-Sródmieście District Prosecutor to discontinue criminal proceedings
against the police officers who had detained her at the police station on the
basis of the placement order. The prosecutor and the court found that the
police officers had no case to answer.
7. Against various persons on charges of disclosure of
confidential information
On 31 October 2008 the Lublin-Północ
District Prosecutor upheld a decision given on an unspecified date by the
police to discontinue an investigation into charges of unlawful disclosure of
the applicants’ personal data, finding that no criminal offence against the
protection of personal data had been committed. No written grounds were
prepared for these decisions as the law did not make it mandatory. The
applicants appealed, submitting that when the first applicant had been in the Warsaw hospital, information about her real name, condition and predicament was available
and discussed on many internet fora. This caused considerable stress to the
applicants. The medical data were particularly sensitive and their disclosure to
the general public was unlawful. It was therefore necessary to establish the
identity of the persons who had leaked the information to the public. On
31 March 2009 the Lublin Regional Court dismissed the appeal, finding that
the prosecutor’s decision was lawful and correct.
On 12 November 2008 the Lublin-Północ
District Prosecutor upheld a decision given on an unspecified date by the
police to discontinue an investigation into charges of disclosure of
information protected by law, an punishable under Article 266 of the Criminal
Code committed by Dr W.S., possibly also by other doctors working at that
hospital, ²by the director of the hospital who had spoken to the press about
the applicants’ case and by priest K.P. The applicants appealed submitting that
information about the applicants’ situation had been disclosed to the general
public.
On 5 February 2009 the Lublin District Court dismissed the
complaint, holding that the first applicant had not objected to the proposal to
speak to the priest; that prior to her admission to the hospital information
about her pregnancy was known in her school and to her friends and that the
first applicant had not obliged the priest not to disclose information about
her predicament to third parties. The court was of the view that it was well
known that cases of teenage pregnancy gave rise to controversy and were
normally widely discussed by third parties, social and church organisations
engaged in the debate about such cases.
II. RELEVANT DOMESTIC LAW AND PRACTICE
The applicable provisions of
domestic law are extensively summarised in the judgments of Tysiąc
v. Poland, no. 5410/03, 20 March 2007, and R.R. v. Poland, no. 27617/04, 26
May 2011.
In particular, the Law on Family Planning
(Protection of the Human Foetus and Conditions Permitting Pregnancy
Termination), which is still in force, was passed by Parliament in 1993.
Section 1 provided at that time: “every human being shall have an inherent
right to life from the moment of conception”.
Section 4(a) of the 1993 Act reads, in its
relevant part:
“1. An abortion can be carried out only by a
physician and where
1) pregnancy endangers
the mother’s life or health;
2) prenatal tests or
other medical findings indicate a high risk that the foetus will be severely
and irreversibly damaged or suffer from an incurable life-threatening
ailment;
3) there are strong
grounds for believing that the pregnancy is the result of a criminal act.
2. In the cases listed above under 2), an abortion
can be performed until such time as the foetus is capable of surviving outside
the mother’s body; and in cases listed under 3) above, until the end of the
twelfth week of pregnancy.
3. In the cases listed under 1) and 2) above, the
abortion shall be carried out by a physician working in a hospital.
...
5. The circumstances in which abortion is permitted
under paragraph 1, sub-paragraphs 1) and 2) above shall be certified by a
physician other than the one who is to perform the abortion, unless the
pregnancy entails a direct threat to the woman’s life. The circumstances
specified in paragraph 1, subparagraph 3) above shall be certified by a
prosecutor. .”
THE LAW
I. THIRD PARTIES’ SUBMISSIONS
. The Court will first
set out the submissions received from the third parties who were granted leave
to intervene in the case. It will then examine the admissibility and merits of
the applicants’ complaints under Articles 3 and 8 of the Convention.
A. The Polish Helsinki Foundation for Human Rights
In cases of sexual violence against women and
girls, distress suffered by the victims is exacerbated by the risk of unwanted
pregnancy or by actual pregnancy resulting from rape. A denial of timely access
to necessary medical treatment for female victims of sexual assault, including
legal abortion, exposes them to additional suffering and may constitute an act
of inhuman or degrading treatment. The distress of a female victim of rape may
also be amplified by the unauthorised release of confidential information concerning
a rape-induced pregnancy.
In the intervenor’s view, it is the State’s
obligation, stemming from Article 3 of the Convention, to adopt detailed
guidelines for the criminal justice system and health-care practitioners in
order to prevent additional suffering for the victim. Therefore, developing a
specialised procedure regulating conduct towards victims of sexual abuse would
not only assist in collecting the necessary evidence but also, more
importantly, validate and address sexual assault patients’ concerns, minimise
the trauma they may experience and promote their healing.
In theory, the 1993 Act grants women a broad
array of reproductive health services, for instance, medical, social and legal
assistance, easy access to information and pre-natal testing, methods of
family planning and oral contraceptives, and the possibility to terminate a
pregnancy. However, despite the statutory wording, Polish women and girls face
significant barriers when seeking these medical services in practice. Problems
with effective access to legal abortion are reflected in governmental
statistics on the execution of the Act: the official number of legal abortions
carried out in Poland is very low. In 2009 there were only 538 procedures of
legal abortion nationwide. In 510 of those cases the termination was caused by
embryopathological factors; 27 procedures were conducted in order to protect
the life and health of the pregnant woman, and only 1 abortion was carried out
on grounds of the registered pregnancy having been caused by a criminal act. No
comprehensive analysis has been presented to explain such a small number of
abortions. The third party considers the data collected by the
Government highly unreliable and doubts whether they reflect the real
situation. The data should be seen against the background of police statistics
to the effect that 1,816 cases of rape were reported in 2009. The low figures
for lawful abortions in connection with the enforcement of the 1993 Act prove
only that women find it less complicated to terminate pregnancies illegally
than under the provisions of that statute.
Furthermore, in practice the “conscience” clause
is often misused. Apart from being used by individual doctors, who fail to
refer the patient to another hospital, it is also invoked by entire healthcare
facilities, including public ones. Although the problem of such abuse is widely
recognised, no effective monitoring mechanism has been put in place to ensure
that women’s right to abortion is respected.
B. The Rule of Law
Institute, Lublin, Poland
Issues involving the legal definition of and
protection of human life, the determination of the conditions for its
acceptable termination, and the understanding of privacy and freedom of
conscience are issues of fundamental importance deeply rooted in the culture of
each society. The definition of the temporal limits of human life falls within
the margin of appreciation of the States Parties. It is not the Court’s task to
question the doctors’ and State authorities’ decisions on the acceptability of
abortion. It has been acknowledged in the Court’s case-law that the acceptance
of termination of pregnancy should be left to decisions given by the
democratically elected national authorities. This approach is based on the
values underpinning the Convention, such as respect for individual freedom and
dignity. Understanding of notions of life and parenthood is so strongly linked
to personal freedom and dignity and also to the spiritual values common to the
nation that their protection cannot be taken out of the national sphere. In the
examination of any case the Court should also have regard to the social and
cultural specificity of Poland.
The notion of private life within the meaning of
Article 8 of the Convention is not unlimited. Termination of pregnancy
cannot be said to belong exclusively to the sphere of the mother’s private
life. When a woman becomes pregnant her life becomes closely bound up with the
developing child. It is not open to doubt that each decision on abortion is
seriously harmful to the mother. It has long-lasting effects on her body and
psyche. A woman who has decided to have an abortion for whatever dramatic
reason must be treated with the utmost care and protection so as to avoid her
dignity being threatened any further. This obligation of assistance rests in
particular on the State officials responsible for handling such cases.
C. The Coram
Children’s Legal Centre, London
The unique, special position of children has
been expressly recognised in many international human rights instruments. The
best interests of the child shall be a primary consideration in proceedings
touching on its situation. The best interests of the child can only be assessed
properly by reference to the views, wishes and feelings of the child. Failure
to establish the child’s views may render any decision as to what those best
interests are, and how they are best met, unsafe and unlawful. This principle
applies irrespective of the type of decision or subject matter of the decision
to be taken and is applicable to judicial decision-making and to administrative
proceedings. The United Nations Committee on the Rights of the Child (CRC) has
emphasised the need to provide appropriate child-sensitive procedural
accommodation to enable children to take part in decision-making and legal
proceedings.
The rights protected by Article 8 of the
Convention encompass protection of health and other personal information. Children
are entitled to the same, if not higher, protection against non-consensual
disclosure of their health and other personal information to third parties, in
view of their vulnerability. The CRC observed that confidential medical
information concerning adolescents may only be disclosed with the consent of
the person concerned or in the same situation applied to adults.
Confidentiality is essential to promote the use of health services by
adolescents. Other international bodies have consistently recognised the need
to respect children’s privacy in matters of health as well as when they are
victims of crime.
Separation by public authorities amounts to an
interference with the family’s rights. While authorities enjoy a wide margin of
appreciation in assessing the need to take a child into care, the court must
still be satisfied that genuine emergency circumstances existed justifying a
child’s abrupt removal from her parents’ care without consultation. The State
has the burden of demonstrating that it has engaged in a careful assessment of
the impact of the separation on the family and of the available alternatives.
In the context of a child’s placement in a
juvenile centre there must be a relationship between the ground of permitted
deprivation of liberty relied on and the conditions of detention. A care order
resulting in placing a child in a locked room in a juvenile shelter can only be
made when the child is in such danger that it is impossible for him or her to
remain in the family environment. Care orders do not fall into the exhaustive
list of permitted deprivations of liberty set out in Article 5 § 1 of the
Convention.
D. European Centre
for Law and Justice, Strasbourg
The principle of the sanctity of life has been
recognised by the Court. The right to life is an inalienable attribute of human
beings and forms the supreme value in the hierarchy of human rights. Life is
not merely a private good and right; it is also a public good, which explains
why it should by protected by criminal law. Moreover, pregnancy does not
concern merely the mother’s private life.
The Convention does not formulate any
limitations as to the temporal scope of the protection of the right to life; it
protects “everyone”. Every human life forms a continuum which begins at
conception and advances towards death. Developments in in vitro
fertilisation, abortion and euthanasia give rise to situations where the legal
protection of life does not coincide with the natural temporal limits of life.
The Court has accepted, referring to their margin of appreciation, that States
are entitled to determine the moment from which that protection is accorded to
a foetus. The Court has also accepted that a foetus belongs to the human race
and should be protected as such.
Abortion amounts to an exception or derogation
from the principle that human life should be protected. There is no right to
abortion as such; it must be regarded only as an exception to the rule. The
Convention itself does not guarantee a right to abortion. Its Article 8 does
not confer such a right on women. The Convention and its Protocols must be
interpreted in the light of present-day conditions; however, the Court cannot,
by means of an evolutive interpretation, derive from these instruments a right
that was not included therein at the outset. This is particularly so here,
where the omission was deliberate.
Where a State allows for legal abortion, it
remains under a positive obligation to protect life and to strike a balance
between competing interests. Such legitimate interests must be taken into
account adequately and in accordance with the obligations deriving from the
Convention. Making abortion lawful does not exempt the State from its
responsibility to limit recourse to it and to restrict its consequences for the
exercise of fundamental rights. The fundamental rights to life and to health
cannot be put on the same footing as the alleged right to abortion. These
rights cannot be balanced against each other. The obligation of the State is
even stronger where vulnerable persons are concerned who need to be protected
against pressure exerted on them, including by their own family environment.
The State should be obliged to help pregnant women respect and nurture life.
When a pregnant woman envisages abortion, it is the responsibility of the State
to ensure that such a decision has not been taken as a result of external
pressure.
Medical
professionals are entitled to refuse to provide medical services. This
entitlement originates in their moral obligation to refuse to carry out immoral
orders. The Court in its case-law has confirmed the supremacy of moral sense
over positive law. Respect for the life of a human being underpins the right to
conscientious objection in the medical sphere. Medical practitioners should not
be obliged to perform abortion, euthanasia or in vitro fertilisation
against their will and against their principles. A possible solution for this
dilemma would be to establish a register of physicians qualified and willing to
perform lawful abortions.
E. Amnesty
International
The United Nations Committee on the Rights of
the Child has emphasised most strongly that the term “violence” must not be
interpreted in such a way as to minimise the impact of, and the need to
address, non-physical and/or non-intentional forms of harm, such as, inter
alia, neglect and psychological maltreatment. That Committee defined
inhuman or degrading treatment as “violence in all its forms against children
in order to extract a confession, [or] to extrajudicially punish children for
unlawful or unwanted behaviours”. Unwanted behaviour in this regard may be
understood broadly to include a child’s desire to terminate an unwanted
pregnancy and to exercise the right to freedom of conscience.
The Inter-American Commission on Human Rights
has remarked that victims of sexual violence cannot fully exercise their human
rights unless they have access to comprehensive health-care services and
information. Providing such care to victims of sexual violence should be
treated as a policy priority.
The United Nations Special Rapporteur on
Violence against Women has noted that certain violations entail different harms
for men and women and therefore require different reparation regimes to remedy
the wrongdoing. Unwanted pregnancies are part of this gender-specific harm.
Where States fail to take a comprehensive and gender-based approach to
remedying sexual violence, this may cause additional suffering.
The United Nations Committee on the Elimination
of Discrimination against Women has recommended that States take measures to
prevent coercion in regard to fertility and reproduction and to ensure that
women are not forced to seek unsafe medical procedures such as illegal abortion
because of a lack of appropriate services in regard to fertility control.
Denial of available and legal means to prevent or terminate an unwanted
pregnancy would constitute coercion.
The Human Rights Committee has pointed out that
the extent to which a State provides rape victims with access to safe abortion
is of particular relevance to an assessment of that State’s compliance with the
prohibition of cruel, inhuman and degrading treatment. Given the fact that the
mental distress caused by unwanted pregnancy is likely to grow over time,
substantial delay in the provision of voluntary abortion services after rape
may cause severe suffering. It is not enough for the State to decriminalise
abortion on paper; adequate procedures must be put in place to ensure the
provision of legal medical services so that both law and practice are in
conformity with the international legal obligations of the State under the UN
Convention against Torture.
Unauthorised release of confidential information
about patient care and health violates the patient’s right to privacy. It may,
in addition, deter women from seeking advice and treatment they need, thereby
adversely affecting their health and well-being. The United Nations Committee
on the Elimination of Discrimination against Women has held that breaches of
confidentiality are particularly likely to render women “less willing to seek
medical care ... for incomplete abortion and in cases where they have suffered
sexual or physical violence”. Indeed, the general stigma attached to abortion
and to sexual violence has been shown to deter women from seeking medical care,
causing much distress and suffering, both physically and mentally.
States have an obligation to ensure that their
policies favour the best interests of the child, and to give due weight to the
views of the child in all matters affecting him or her, in accordance with the
age and maturity of the child. The United Nations Committee on the Rights of
the Child has clarified that children’s rights to be heard and to have their
views given due weight must be respected systematically in all decision-making
processes, and their empowerment and participation should be central to child
care-giving and protection.
When medical personnel subjects a child to sustained and
aggravated harassment with a view to getting her to continue an unwanted
pregnancy she has already and repeatedly asked to terminate, this constitutes
mental violence, applied by persons who have power over the child, for the
purposes of forcing her to engage in an activity against her will and,
potentially, punishing her for unwanted behaviour.
II. ALLEGED VIOLATION OF ARTICLE 8 OF THE
CONVENTION AS REGARDS THE DETERMINATION OF ACCESS TO LAWFUL ABORTION
The applicants complained that the facts of the
case gave rise to a breach of Article 8 of the Convention. They submitted that
their right to due respect for their private and family life and for the first
applicant’s physical and moral integrity had been violated by the absence of a
comprehensive legal framework guaranteeing her timely and unhindered access to
abortion under the conditions set out by the applicable laws.
Article 8 of the Convention, in so far as relevant, reads as
follows:
“1. Everyone has the right to respect for his
private ... life ...
2. There shall be no interference by a public
authority with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of health or morals, or for
the protection of the rights and freedoms of others.”
A. Admissibility
1. The first applicant’s status as a victim
The Government submitted that the first
applicant could not claim to be the victim of a breach of the Convention. The
national authorities had fulfilled their positive obligation of not only
ensuring a legal framework for carrying out an abortion, but, first and
foremost, of guaranteeing effective measures leading to the implementation of
that right. Therefore, the procedures applied by the national authorities had
to be recognised as guaranteeing rights which were not only theoretical or
illusory, but also practical and effective, and thus met the standards laid
down in the Convention and the Court’s case-law.
The applicants submitted that the first
applicant remained a victim of a breach of Article 8 of the Convention,
despite ultimately, after long and protracted efforts, having undergone an
abortion. The applicants had never claimed that the first applicant’s rights
had been violated because she had not been allowed access to an abortion. The
core of her complaint was that the State’s actions and systemic failures in
connection with the circumstances concerning the determination of her access to
abortion, seen as a whole, as well as the clandestine nature of the abortion,
had resulted in a violation of Article 8.
The unwillingness of numerous doctors to provide
a referral for abortion or to carry out the lawful abortion as such constituted
evidence of the State’s failure to enforce its own laws and to regulate the
practice of conscientious objection. Both applicants had been misled by the
doctors and the authorities as to the applicable procedure and requirements for
lawful abortion. The first applicant had been given unwanted counselling by a
priest, harassed by doctors and bullied by persons informed of her situation by
the doctors and the priest. She had also been unlawfully torn from her mother’s
custody and put into detention. When she had finally been allowed to obtain the
abortion that she lawfully sought, that abortion had been performed in a
clandestine manner, in a hospital five hundred kilometres from her home town.
The State had failed to take appropriate
measures to address the systemic and deliberate violations which had breached
the applicants’ right to respect for their private life. The set of
circumstances surrounding the applicants’ efforts to secure a lawful abortion
for the first applicant had not been remedied by the fact that she had
ultimately obtained it. The first applicant had not lost her victim status
because the State had not acknowledged any of the alleged violations, nor had
it provided redress.
The Court observes that the scope of the present
complaint is not limited to the mere question of access to abortion: the
applicants neither challenged the Polish abortion legislation as such nor
complained that the first applicant had been denied access to an abortion.
Rather, the Court’s task is to examine the issues arising in connection with
the procedural and practical modalities for the determination of the lawfulness
of such access and, in particular, whether due regard for the applicants’ right
to respect for their private and family life was had by the authorities
throughout the events concerned. The fact that the first applicant ultimately
obtained access to an abortion does not, by itself, deprive the applicants of
their status of victims of the alleged breach of the Convention. To that extent
the Government’s preliminary objection must therefore be dismissed.
The Court considers that the issue of the
applicants’ status as victims of the alleged violation of the Convention is
closely linked to the substance of their complaint under Article 8 of the
Convention, and should be joined to the merits of the case.
2. Exhaustion of domestic remedies
The Government submitted that the applicants had
failed to exhaust relevant domestic remedies. The Polish legal system
provided for legal avenues which made it possible by means of civil
compensation claims under Articles 417, 444 and 448 of the Civil Code, or
Articles 23 and 24 of that Code, to establish liability on the part of the
doctors concerned for any damage caused by medical malpractice. The Government
referred to judgments given by the Supreme Court in the cases of
V CK 167/03 and V CJ 161/05, given on 21 November
2003 and 13 October 2005 respectively.
The applicants submitted that they had had no
legal means at their disposal in order to challenge the individual doctors or
the decisions made by the hospital. Likewise, no remedy had been available to
them in order to contest the failure to provide them with appropriate
information in respect of the determination of access to abortion. The
applicants had exhausted all possible effective domestic criminal-law remedies.
Given the intentional nature of the acts and omissions by the State in this
case, and the resulting serious impact on the applicants’ personal integrity
and fundamental values, the remedy most appropriate in the circumstances of
this case was a criminal-law remedy (see M.C. v. Bulgaria,
no. 39272/98, §§ 148-53, ECHR 2003-XII, and X
and Y v. the Netherlands, cited above, §§ 23-24).
The first applicant submitted that civil
proceedings in this case would not have provided her with sufficient and
effective remedies to vindicate her right to respect for her private life. She
was a young and vulnerable rape victim, whose identity would have been
disclosed to the public during civil proceedings. This would have resulted in
double victimisation. She had been in a weak position and completely dependent
on the doctors. The Court in M.C. v. Bulgaria stressed that “[children
and other vulnerable individuals, in particular, are entitled to effective
[criminal-law] protection.” (M.C. v. Bulgaria, cited above,
§ 150). Applicants should therefore not be required, in the absence of a successful criminal prosecution, to
obtain redress by bringing a civil action for damages.
The Court considers that the Government’s
objection concerning the alleged failure to exhaust domestic remedies by way of
pursuing a compensation claim before the civil courts in respect of this part
of the application is closely linked to the substance of the applicants’
complaints under Article 8 of the Convention, and should therefore be
joined to the merits of the case.
The Court further notes that this part of the
application is not manifestly ill-founded within the meaning of Article 35
§ 3 (a) of the Convention. It further notes that it is not inadmissible on
any other grounds. It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The Government submitted that decisions
concerning the carrying out of abortions belonged to the sphere of private, not
family, life. Hence, solely women were able to make the relevant decisions,
within the limits set by the national legal framework. They referred to the
case of Boso v. Italy, where the Court had held that Article 8 of
the Convention did not give a potential father any right to participate in the
decision-making as to whether or not to carry out an abortion (see Boso
v. Italy (dec.), no. 50490/99, 5 September 2002). Therefore
this provision could not be regarded as conferring such a right on the mother
of the woman seeking an abortion.
The fact that at the material time the first
applicant was a minor did not confer on her mother, the second applicant, any
rights under Article 8 of the Convention. While parental authority was a
necessary element of family life, the scope and imperative nature of parental
authority changed as the child developed and the functioning of the family had
to be subordinated to the child’s interests. Therefore, there had been no
violation of the second applicant’s rights guaranteed by Article 8 of the
Convention.
As regards the second applicant, the Government
argued that the instant case differed fundamentally from the case of Tysiąc
v. Poland, because ultimately the applicant had had access to an
abortion within the time-limit provided for by the statute. The legal
conditions for a lawful abortion had existed in the present case and there had
never been any dispute between the first applicant and the doctors whether the
conditions for a legal abortion obtained. The refusal to perform an abortion at
the Lublin hospital had resulted from the statutory right of a doctor to
refrain from performing medical services contrary to his or her conscience, the
so-called “conscience clause” provided for under Article 39 of the Doctor
and Dentist Professions Act. That Act obliged a doctor to refer the patient to
another physician. The doctors in that hospital had failed to refer the
applicants to another medical practitioner, but that had not been to the first
applicant’s detriment because she had ultimately obtained access to an abortion
in a public hospital within the time limit provided for by law. Hence, it could
not be said that in the circumstances of the present case there had been no
procedural mechanism available with a view to determining access to a lawful
abortion.
The applicants submitted that the
absence of a comprehensive legal framework governing the practice of
conscientious objection and ensuring access to lawful termination of pregnancy
in medical facilities had allowed the doctors to deny the first applicant her
right to terminate her pregnancy in a respectful, dignified and timely manner.
The applicants had been given contradictory and inaccurate information about
the legal conditions that had to be met to obtain a lawful abortion (the
waiting time, the necessary documents, the formal requirements which such
documents had to meet, the necessity for parental consent by both parents).
They had thus been hindered in taking a free decision on the matter of an
abortion.
2. The Court’s assessment
(a) General principles
The essential object of Article 8 is to protect
the individual against arbitrary interference by public authorities. Any
interference under the first paragraph of Article 8 must be justified in
terms of the second paragraph as being “in accordance with the law” and
“necessary in a democratic society” for one or more of the legitimate aims
listed therein. According to the Court’s settled case-law, the notion of
necessity implies that the interference corresponds to a pressing social need
and, in particular, that it is proportionate to one of the legitimate aims pursued
by the authorities (see, among other authorities,
Olsson v. Sweden (No. 1), 24 March 1988, § 67,
Series A no. 130).
In addition, there may also be positive obligations inherent in
effective “respect” for private life. These obligations may involve the
adoption of measures designed to secure respect for private life even in the
sphere of relations between individuals, including both the provision of a
regulatory framework of adjudicatory and enforcement machinery protecting
individuals’ rights, and the implementation, where appropriate, of specific
measures (see, among other authorities, X and
Y v. the Netherlands, 26 March 1985, § 23,
Series A no. 91).
The Court has previously found States to be
under a positive obligation to secure to their citizens the right to effective
respect for their physical and psychological integrity (see, among many other
authorities, Glass v. the United Kingdom, no. 61827/00,
§§ 74-83, ECHR 2004-II; Sentges v. the Netherlands (dec.),
no. 27677/02, 8 July 2003; Pentiacova and Others
v. Moldova (dec.), no. 14462/03, ECHR 2005-...; Carlo
Dossi and others v. Italy, (dec.), no. 26053/07, 12 October
2010; Yardımcı v. Turkey, no. 25266/05, 5 January
2010 ; §§ 55-56; Gecekuşu v. Turkey (dec.),
no. 28870/05, 25 May 2010). These obligations may involve the
adoption of measures including the provision of an effective and accessible
means of protecting the right to respect for private life (see, among other
authorities, McGinley and Egan v. the United Kingdom, 9 June
1998, § 101, Reports of Judgments and Decisions 1998-III; and
Roche v. the United Kingdom [GC],
no. 32555/96, § 162, ECHR 2005-X).
While the Court has held that Article 8 cannot be interpreted
as conferring a right to abortion, it has found that the prohibition of
abortion when sought for reasons of health and/or well-being falls within
the scope of the right to respect for one’s private life and accordingly of
Article 8 (see A, B and C v. Ireland [GC], no. 25579/05, § 245, 16 December 2010,
§ 214). In particular, the Court held in this context that the State’s
obligations include both the provision of a regulatory framework of
adjudicatory and enforcement machinery protecting individuals’ rights, and the
implementation, where appropriate, of specific measures (Tysiąc
v. Poland, cited above, § 110; A, B and C v. Ireland
[GC], cited above, § 245; and R.R.
v. Poland, cited above, § 184).
The Court has already found that there is indeed
a consensus amongst a substantial majority of the Contracting States of the
Council of Europe towards allowing abortion and that most Contracting Parties
have in their legislation resolved the conflicting rights of the foetus and the
mother in favour of greater access to abortion (see (A, B and C v. Ireland
[GC], cited above, §§ 235 and 237). In the absence of such a common
approach regarding the beginning of life, the examination of national legal
solutions as applied to the circumstances of individual cases is of particular
importance for the assessment of whether a fair balance between individual
rights and the public interest has been maintained (see also, for such an
approach, A, B and C v. Ireland, cited above, § 229-241).
Since the nature of the right to decide on the
termination of a pregnancy is not absolute, the Court is of the view that the
circumstances of the present case are more appropriately examined from the
standpoint of the respondent State’s positive obligations arising under Article 8
of the Convention (see, mutatis mutandis, Tysiąc v. Poland,
cited above, § 108).
Finally, the Court reiterates that in the
assessment of the present case it should be borne in mind that the Convention
is intended to guarantee not rights that are theoretical or illusory but rights
that are practical and effective (see Airey
v. Ireland, 9 October 1979, § 24, Series A no. 32). The
Court has already found in the context of similar cases against Poland that
once the State, acting within its limits of appreciation, adopts statutory
regulations allowing abortion in some situations, it must not structure its
legal framework in a way which would limit real possibilities to obtain an
abortion. In particular, the State is under a positive obligation to create a
procedural framework enabling a pregnant woman to effectively exercise her
right of access to lawful abortion (Tysiąc v. Poland, cited above, § 116-124, R.R. v. Poland,
cited above, § 200). The legal framework devised for the purposes
of the determination of the conditions for lawful abortion should be “shaped in
a coherent manner which allows the different legitimate interests involved to
be taken into account adequately and in accordance with the obligations
deriving from the Convention” (A, B and C v. Ireland [GC], cited
above, § 249). Whilst
Article 8 contains no explicit procedural requirements, it is important
for the effective enjoyment of the rights guaranteed by that provision that the
relevant decision-making process is fair and such as to afford due
respect for the interests safeguarded by it. What has to be determined is
whether, having regard to the particular circumstances of the case, and notably
the nature of the decisions to be taken, an individual has been involved in the
decision-making process, seen as a whole, to a degree sufficient to provide her
or him with the requisite protection of their interests (see, mutatis mutandis, W.
v. the United Kingdom, 8 July 1987, §§ 62 and 64,
Series A no. 121). The Court has already held that in the context of
access to abortion the relevant procedure should guarantee to a pregnant woman
at least the possibility to be heard in person and to have her views considered.
The competent body or person should also issue written grounds for its decision
(see Tysiąc v. Poland, cited above, § 117).
(b) Application of the principles to the
circumstances of the present case
The Court first notes that the 1993 Act
provides for the possibility of lawful abortion in certain narrowly defined
situations. In its judgments referred to above the Court has already
highlighted the importance of procedural safeguards in the context of the
implementation of the 1993 Act when it comes to determining whether the
conditions for lawful abortion provided for by that Act obtain. It held that
Polish law did not contain any effective procedural mechanisms capable of
determining whether these conditions were fulfilled in an individual case,
either in the context of a dispute between a pregnant woman and doctors as to
whether the conditions for lawful abortion on grounds of a threat to the woman’s
health were met (see Tysiąc v. Poland, cited above, §§ 119-124),
or in the context of possible foetal malformation confirmed by an initial
diagnosis (see R.R. v. Poland, cited above, § 200 and 207).
The present case differs from those two cases in that it
concerns an unwanted pregnancy resulting from rape. Under Article 4 (a) 1
(5) of the 1993 Act abortion can lawfully be carried out where there are strong
grounds for believing that the pregnancy was the result of a criminal act,
certified by a prosecutor.
The Court now has to examine how the legal framework
was applied to the applicants’ case.
In this connection, the Court observes that the
first applicant received from the public prosecutor the certificate referred to
above (see paragraph 10 above). However, the applicants contacted public
hospitals in Lublin considerable difficulties arose in obtaining access to an
abortion. They received contradictory information as to whether they needed a
referral in addition to the certificate from the prosecutor, as to who could
perform the abortion, who could make a decision, whether there was any waiting
time prescribed by law, and what other conditions, if any, had to be complied
with. Ultimately, after an argument with the second applicant, a head of the
gynaecological ward at the Lublin Jan Boży hospital refused to allow the
abortion to be performed in her ward, relying on her personal views. The Court
notes that the second applicant was requested to sign a consent form to the
first applicant’s abortion which warned that the abortion could lead to her daughter’s
death (see paragraph 15 above). No cogent reasons have been advanced to
show that there were special grounds on which in the circumstances of the case
an abortion could entail such danger.
The applicants subsequently travelled to Warsaw, where the first applicant was admitted to another hospital. She was told there that
she could have an abortion on the basis of the certificate issued by the
prosecutor (see paragraph 10 above) and a medical certificate issued by
the national consultant in gynaecology to the effect that she had a right to an
abortion. However, the applicants were told that the first applicant was
obliged by law to wait another three days before having an abortion. A
psychologist spoke with the first applicant’s parents and with the first
applicant. She apparently prepared an opinion on the case, to which the second
applicant was not allowed access. The doctor who had admitted the first
applicant to the hospital told her that a lot of pressure had been put on the
hospital with a view to discouraging it from performing the abortion, and that
the hospital had received numerous e-mails from persons criticising the
applicants for the decision to have an abortion.
Further, when the second applicant filed a complaint with the Office for Patients’ Rights of the
Ministry of Health asking them to help her daughter obtain a lawful abortion, a
Ministry official told her that the daughter’s statement consenting to an
abortion would have to be witnessed by three persons. When the second applicant
told him that that statement had in fact been signed in the presence of three
witnesses, he informed her that the witnesses’ identification numbers were
required and that the faxed copy had to be notarised.
Ultimately, the applicants were notified by the
Ministry of Health that to have an abortion the first applicant would have to
go to a public hospital in Gdansk. The Court notes that that hospital was
approximately 500 kilometres from the applicant’s home. The Court fails to see
any justification for such an arrangement in respect of the provision of a
lawful medical service. It has not been argued, let alone shown, that such a
service was not available in a medical establishment closer to the applicants’
normal address.
In so far as the Government referred in their
submissions to the right of physicians to refuse certain services on grounds of
conscience, relying on Article 9 of the Convention, the Court reiterates that
the word “practice” used in Article 9 § 1 does not denote each and every act or
form of behaviour motivated or inspired by a religion or a belief (see, among
many other authorities, Pichon and Sajous
v. France (dec.),
no. 49853/99, ECHR 2001-X). For the Court, States are obliged to organise
their health service system in such a way as to ensure that the effective
exercise of freedom of conscience by health professionals in a professional
context does not prevent patients from obtaining access to services to which
they are entitled under the applicable legislation (see R.R. v. Poland, cited above, no. 27617/04, § 206).
In this connection, the Court notes that Polish
law has acknowledged the need to ensure that doctors are not obliged to carry
out services to which they object, and put in place a mechanism by which such a
refusal can be expressed. This mechanism also includes elements allowing the
right to conscientious objection to be reconciled with the patient’s interests,
by making it mandatory for such refusals to be made in writing and included in
the patient’s medical record and, above all, by imposing on the doctor an
obligation to refer the patient to another physician competent to carry out the
same service. However, it has not been shown that these procedural requirements
were complied with in the present case or that the applicable laws governing
the exercise of medical professions were duly respected.
On the whole, the Court finds that the staff involved
in the applicants’ case did not consider themselves obliged to carry out the
abortion expressly requested by the applicants on the strength of the
certificate issued by the prosecutor. The events surrounding the
determination of the first applicant’s access to legal abortion were marred by
procrastination and confusion. The applicants were given misleading and
contradictory information. They did not receive appropriate and objective
medical counselling which would have due regard to their own views and wishes.
No set procedure was available to them under which they could have their views
heard and properly taken into consideration with a modicum of procedural
fairness.
As to the second applicant, the Court is fully aware
that the issues involved for her in the case were different from those of the
first applicant. The Court acknowledges that in a situation of unwanted
pregnancy the mother of a minor girl is not affected in the same way. It is of
the view that legal guardianship cannot be considered to automatically confer
on the parents of a minor the right to take decisions concerning the minor’s
reproductive choices, because proper regard must be had to the minor’s personal
autonomy in this sphere. This consideration applies also in a situation where
abortion is envisaged as a possible option. However, it cannot be overlooked
that the interests and life prospects of the mother of a pregnant minor girl
are also involved in the decision whether to carry the pregnancy to term or
not. Likewise, it can be reasonably expected that the emotional family bond
makes it natural for the mother to feel deeply concerned by issues arising out
of reproductive dilemmas and choices to be made by the daughter. Hence, the
difference in the situation of a pregnant minor and that of her parents does
not obviate the need for a procedure for the determination of access to a
lawful abortion whereby both parties can be heard and their views fully and
objectively considered, including, if necessary, the provision of a mechanism
for counselling and reconciling conflicting views in favour of the best
interest of the minor. It has not been shown that the legal setting in Poland allowed for the second applicant’s concerns to be properly addressed in a way that
would respect her views and attitudes and to balance them in a fair and
respectful manner against the interests of her pregnant daughter in the
determination of such access.
In so far as the Government relied on the
instruments of civil law as capable of addressing the applicants’ situation,
the Court has already held, in the context of the case of Tysiąc
v. Poland, cited above, that the provisions of the civil law as
applied by the Polish courts did not make available a procedural instrument by
which a pregnant woman seeking an abortion could fully vindicate her right to
respect for her private life. The civil-law remedy was solely of a
retroactive and compensatory character. The Court was of the view that such
retrospective measures alone were not sufficient to provide appropriate
protection of the personal rights of a pregnant woman in the context of a
controversy concerning the determination of access to lawful abortion, and
emphasised the vulnerability of the woman’s position in such circumstances (see
Tysiąc v. Poland, no. 5410/03, § 125, ECHR 2007-IV,
and R.R. v. Poland, cited above, § 209, ECHR 2011
(extracts)). Given the retrospective nature of compensatory civil law, the
Court fails to see any grounds on which to reach a different conclusion in the
present case.
The Court is fully aware of examples from the case-law of
the Polish civil courts where damages in tort were awarded to women complaining
of a breach of their personal rights in various situations connected with
unwanted pregnancies and access to abortion (see R.R. v. Poland,
cited above, § 79-80, see also paragraph 52 above). However, in those
cases the damage had arisen out of facts posterior to the refusal of abortion.
No examples of case-law have been adduced before the Court whereby
the civil courts acknowledged and redressed damage caused to a pregnant woman
by the anguish, anxiety and suffering entailed by her efforts to obtain access
to abortion.
The Court finds that in the present case civil litigation did
not constitute an effective and accessible procedure allowing the applicants to
vindicate their rights in the context of the determination of access to a
lawful abortion. The Court therefore dismisses the Government’s preliminary
objection concerning civil litigation as an effective remedy.
The Court is of the view that effective access
to reliable information on the conditions for the availability of lawful
abortion, and the relevant procedures to be followed, is directly relevant for
the exercise of personal autonomy. It reiterates that the notion of private
life within the meaning of Article 8 applies both to decisions to become
and not to become a parent (Evans v. the United Kingdom [GC], no. 6339/05,
§ 71, ECHR 2007-I; R.R. v. Poland, cited above, § 180).
The nature of the issues involved in a woman’s decision to terminate a
pregnancy or not is such that the time factor is of critical importance. The
procedures in place should therefore ensure that such decisions are taken in
good time. The uncertainty which arose in the present case despite a background
of circumstances in which under Article 4 (a) 1.5 of the
1993 Family Planning Act there was a right to lawful abortion resulted in
a striking discordance between the theoretical right to such an abortion on the
grounds referred to in that provision and the reality of its practical
implementation (Christine Goodwin v. the United Kingdom [GC],
cited above, §§ 77-78; S.H. and Others v. Austria, cited
above, § 74, mutatis mutandis; and A, B and C v. Ireland
[GC], cited above).
Having regard to the circumstances of the case,
the Court concludes that the authorities failed to comply with their positive
obligation to secure to the applicants effective respect for their private
life. There has therefore been a breach of Article 8 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 8 OF THE
CONVENTION AS REGARDS THE DISCLOSURE OF THE APPLICANTS’ PERSONAL AND MEDICAL
DATA
The applicants complained that there had been a
breach of Article 8 of the Convention as a result of the disclosure of
information concerning their case to the general public.
A. Admissibility
The Government submitted that the applicants
should have had recourse to civil litigation against the persons involved in
their case, claiming a breach of their personal rights within the meaning of
Articles 23 and 24 of the Civil Code.
The applicants argued that there were no
effective remedies in Poland for the violations complained of. Where criminal law
could be used, such measures had been resorted to in the present case, but to
no avail. Civil litigation would have led to the subsequent disclosure of the
applicants’ identities and to further victimisation. It should not be
overlooked that all the criminal proceedings instituted at the applicants’
request against various persons had eventually been discontinued. In any event,
the applicants had not known the identity and addresses of the perpetrators of
certain of the offences concerned. As under the Polish law names and addresses
of defendants were necessary in order to bring a civil case before the civil
court, the applicants had not been in a position to pursue civil litigation. As
a result, the applicants’ rights could not be vindicated under the civil law. It
was the responsibility of the State to establish the identity of the
perpetrators of any criminal offences.
The aim of the rule of exhaustion
of domestic remedies referred to in Article 35 § 1 is to afford Contracting
States an opportunity to put matters right through their own legal system
before having to answer before an international body for their acts (see, among
many other authorities, Egmez
v. Cyprus, no. 30873/96, § 64, ECHR 2000-XII). Where
there is a choice of remedies, the exhaustion requirement must
be applied to reflect the practical realities of the applicant’s position so as
to ensure the effective protection of the rights and freedoms guaranteed by the
Convention (see, among many other authorities, Wiktorko v. Poland,
no. 14612/02, § 36, 31 March 2009, and Krumpel and Krumpelová v. Slovakia,
no. 56195/00, § 43, 5 July 2005). Moreover, an applicant who has
used a remedy which is apparently effective and sufficient cannot be required
also to have tried others that were also available but probably no more likely
to be successful (see, among many other authorities, Assenov and Others v. Bulgaria,
28 October 1998, § 86, Reports
1998-VIII; Aquilina
v. Malta [GC], no. 25642/94, § 39, ECHR 1999-III; and Günaydin v. Turkey (dec.),
no. 27526/95, 25 April 2002).
The Court notes that the applicants complained
to the prosecution authorities, which opened criminal investigations into a
number of alleged offences, including two sets of investigations concerning
specifically the allegations of disclosure of information about the case to the
general public (see paragraphs 50-51 above). The Court does not find the
applicants’ choice of procedure unreasonable. The applicants tried to have the
persons they believed to be guilty of criminal conduct towards them identified
and punished. The authorities found that the persons concerned had no case to
answer. In particular, the Lublin District Court considered it normal that
cases of teenage pregnancy gave rise to controversy and were normally widely
discussed by third parties, social and church organisations (see paragraph 51
above). Having regard to the fact that the applicants’ efforts to have the
disclosure of their personal information examined in criminal proceedings were
unsuccessful, the Court considers that the applicants could not be required to
embark on civil proceedings which, in the light of the findings made by the
authorities, did not offer good prospects of the authorities finding that the
conduct complained of was unlawful within the civil sense of that term.
Accordingly, the Court dismisses the Government’s
preliminary objection as to the non-exhaustion of domestic remedies.
The Court also considers that this part of the
application is not manifestly ill-founded within the meaning of Article 35
§ 3 (a) of the Convention. It further finds that it is not
inadmissible on any other grounds. It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The Government were of the view that the
applicants’ complaint about the disclosure of information concerning their
situation, their personal data and their whereabouts had been examined in a
number of domestic investigations, including the investigations initiated by
the second applicant. However, the authorities had ultimately found that no
criminal offence had been committed (see paragraphs 50-51 above).
The Government further submitted that the
information concerning the case had been made public by the first applicant.
She had informed her friend of her predicament by way of a text message sent to
her friend during the night of 25 May 2008 and by instant messaging,
asking for assistance and also thanking her for informing the school. Later on,
the Family Court, when deciding on the first applicant’s deprivation of
liberty, had had regard to correspondence from the first applicant’s school
referring to this evidence (see paragraph 34 above). In the Government’s
submission, this correspondence confirmed that she had taken the initiative and
voluntarily provided information about her private life and her intention to
have an abortion. Information made available voluntarily by the persons
concerned was not subject to protection under Article 8 of the Convention (see N.F.
v. Italy, no. 37119/97, § 39, 2 August 2001).
The Government argued that actions taken by the
medical staff of the Jan Boży hospital in Lublin had constituted a part of their routine functions. The first applicant had requested
to see a priest and he had talked to her in the exercise of his ministry. The
medical staff had not initiated any action with a view to making her change her
mind as to the abortion. The hospital had not disclosed information about the
first applicant’s stay, her family situation, her health, or about her personal
details. That information had not been provided to the hospital in Warsaw.
The Government further argued that the
press release issued by the director of the Jan Boży Hospital in Lublin had never been published or announced to the public. No press conference had been
organised to disseminate information about the case. Because of the media
attention surrounding the case and pressure exerted by journalists, the media
which had contacted the hospital’s management had received a comment that the
doctors had invoked the “conscience clause”. The hospital managers had been
obliged to comply with their duty of cooperating with the press in their
capacity as persons exercising public function. The hospital had therefore not
breached medical secrecy.
To sum up, the Government were of the view that
the applicants’ right to respect for their private life had not been violated.
. The
applicants submitted that there had been a breach of Article 8 of the
Convention as a result of the disclosure of information concerning the first applicant’s
pregnancy and their situation to priest K.P. and to the general public. They
complained about the press release about the case issued by the management of
the Lublin hospital, communication of information to the hospital in Warsaw
concerning the first applicant’s identity, her situation and her and her mother’s
wish to have the pregnancy terminated, and the disclosure of the applicants’
identity and whereabouts to the general public and the ensuing harassment by
various third parties.
. The
applicants complained that the medical staff of the Jan Boży hospital in Lublin had informed priest K.P. about their predicament without asking for their
permission. As a result, he had been allowed to approach the first applicant without
her or her family having asked to see him and without any thought having been
given to the applicants’ wishes. Inappropriate and manipulative pressure had
been exerted on the family by Dr. W.S. No proper respect had been shown
for their own decisions and views. Information about the applicants’ case had
been leaked to the public, including by way of a press release issued by that
hospital. As a result, the applicants had found themselves in the midst of a
public controversy and the subject of a heated media debate. A hospital in Warsaw where they had subsequently sought assistance had received information about the
case from the Lublin hospital without requesting it. When the first applicant
was in the hospital in Warsaw she had been harassed by anti-choice activists. The
case had become national news and developments in it had been closely followed
by many newspapers.
. The
respondent State was liable for the above-mentioned violations of the
applicants’ private and family life. Medical staff working for the public
hospital and therefore considered to be agents of the State under Polish law
had released sensitive information covered by the doctor-patient
privilege guaranteed under Polish law. The State was
therefore responsible for the actions taken by medical personnel, individual
doctors, and civil servants from the Ministry of Health.
2. The Court’s assessment
. The Court has previously held that the protection of personal
data, not least medical data, is of fundamental importance to a person’s enjoyment of his
or her right to respect for their private and family life as guaranteed by
Article 8 of the Convention. Respecting the confidentiality of health data
is a vital principle in the legal systems of all the Contracting Parties to the
Convention. The disclosure of such data may dramatically affect an
individual’s private and family life, as well as his or her social and
employment situation, by exposing that person to opprobrium and the risk of
ostracism (see Z v. Finland, 25 February 1997, §§ 95-96, Reports 1997-I).
Respecting the confidentiality of health data is crucial not only for the
protection of a patient’s privacy but also for the maintenance of that person’s
confidence in the medical profession and in the health services in general. Without such
protection, those in need of medical assistance may be deterred from seeking appropriate treatment,
thereby endangering their own health (see Z v. Finland, cited above, § 95, and Biriuk v. Lithuania,
no. 23373/03, § 43, 25 November 2008).
. The Court notes at the outset that it is not in
dispute that the management of the Jan Boży hospital in Lublin issued a
press release for the purposes of informing the press about the first applicant’s
case, her pregnancy and the hospital’s refusal to carry out an abortion. The
Government have also acknowledged that the journalists who contacted that
hospital were given information about the circumstances of case. Nor is it in dispute
that following the press release and information received by journalists from
the hospital the case became the subject of a number of articles in the
national press. The hospital was a public hospital for whose acts the State is
responsible for the purposes of the Convention (see Glass v. the United
Kingdom, no. 61827/00, § 71, ECHR 2004-II, and I. v. Finland, no. 20511/03, § 35, 17 July 2008).
. The
Court has noted the Government’s argument that the press release did not
contain the applicants’ names or other details making it possible to establish
their identity. However, the Court observes that after that communiqué the
first applicant was contacted by various third parties who sent numerous text
messages to her urging her to abandon her intention to have an abortion. The
doctors at the Warsaw hospital informed the applicants that a lot of pressure
had been put on the hospital with a view to discouraging it from carrying out
the abortion. That hospital had received numerous e-mails from persons
criticising the applicants for their intention to have recourse to an abortion.
In the evening of 4 June 2008 an unidentified woman went to the first
applicant’s room and tried to convince her to continue with the pregnancy. When
the applicants were leaving that hospital on 5 June 2008 they were accosted by
anti-abortion activists. Hence, the Court has no choice but to conclude that
the information made available to the public must have been detailed enough to
make it possible for third parties to establish the applicants’ whereabouts and
to contact them, either by mobile phone or personally.
.
In so far as the Government appear to argue that the first applicant, by
contacting a friend via text messages and disclosing her predicament to her,
had wished to make her case public, the Court notes that this can reasonably be
regarded as a call for assistance, addressed to that friend and possibly also
to her close environment, such as the school, by a vulnerable and distraught
teenager in a difficult life situation. By no means can it be equated with an
intention to disclose information about her pregnancy, her own views and
feelings about it and about her family’s attitude towards it to the general
public and to the press.
. The
Court finds that there was thus an interference with the applicants’ right to
respect for their private life. Such interference gives rise to a breach of
Article 8 unless it can be shown that it was “in accordance with the law”,
pursued one or more legitimate aim or aims as defined in paragraph 2, and was
“necessary in a democratic society” to attain them.
. It
is true that a State enjoys a certain margin of appreciation in deciding what
“respect” for private life requires in particular circumstances (see Stubbings and Others v. the United Kingdom, 22 October 1996, §§ 62-63, Reports 1996-IV, and X and Y v. the Netherlands,
26 March 1985, § 24, Series A no. 91). However, the fact
that the issue of the availability of legal abortion in Poland is a subject of heated debate does not confer on the State a margin of appreciation so wide
as to absolve the medical staff from their uncontested professional obligations
regarding medical secrecy. It has not been argued, let alone shown, that in the
present case there were any exceptional circumstances of such a character as to
justify public interest in the first applicant’s health (compare and contrast, Editions
Plon v. France, no. 58148/00, ECHR 2004-IV, mutatis
mutandis, where the Court held that a permanent ban on distribution of a
book disclosing health information about a public person was not necessary in a
democratic society). The Court fails to see how the
disclosure of information about the first applicant’s unwanted pregnancy and
about the refusal to carry out an abortion could be justified by media interest
in the case. In the Court’s view it cannot be regarded as compatible either
with the Convention standards as to the State’s obligation to secure respect for
one’s private or family life, or with the obligations of the medical staff to
respect patients’ rights laid down by Polish law. It did not therefore pursue a
legitimate aim. That of itself is sufficient to ground a breach of Article 8
of the Convention.
. However,
the Court considers that it is also appropriate to address the lawfulness
requirement. The Government referred in this connection to the general
obligation of the hospital managers to co-operate with the press in their
capacity as persons exercising a public function. However, no provision of
domestic law has been cited on the basis of which information about individual
patients’ health issues, even non-nominate information, could be disclosed to
the general public by way of a press release. It further observes that the first applicant was entitled to respect for her privacy
regarding her sexual life, whatever concerns or interest her predicament
generated in the local community. The national law expressly recognised the
rights of patients to have their medical data protected, and imposed on health
professionals an obligation to abstain from disclosing information about their
patients’ conditions. Likewise, the second applicant was entitled to the
protection of information concerning her family life. Yet, despite this
obligation, the Lublin hospital made information concerning the present case
available to the press.
. In
the light of the foregoing considerations, the Court considers that the
disclosure of information about the applicants’ case was neither lawful nor
served a legitimate interest.
. In
the absence of a legitimate aim or legal basis for the interference complained
of, it is not necessary to ascertain whether it was necessary in a democratic
society within the meaning of Article 8 § 2 of the Convention.
. There
has therefore been a violation of Article 8 of the
Convention.
IV. ALLEGED
VIOLATION OF ARTICLE 5 § 1 OF THE CONVENTION
138. The applicants complained of
the unlawful removal of the first applicant from the custody of her mother, and
her placement in a juvenile shelter and later in a hospital. They referred to
Article 5 of the Convention, which, in so far as relevant, provides as
follows:
“1. ... No one shall be deprived
of his liberty save in the following cases and in accordance with a procedure
prescribed by law:
...
(d) the detention of a minor by lawful order for the
purpose of educational supervision or his lawful detention for the purpose of
bringing him before the competent legal authority;
...”
A. The parties’ observations
. The
Government submitted that deprivation of liberty pursuant to Article 5
§ 1 (d) of the Convention was allowed in most of the States Parties for
the purpose of supervision of a minor’s education or to bring him or her before
a relevant authority, in the minor’s interest, and also where the minor was not
charged with a punishable act, but his or her development was endangered.
The provision of Polish law applied in the
present case empowered a family court to place a minor with a foster family or
in an educational care centre. A court could interfere with parental authority
as soon as a potential threat to the interests of the child came to light in
order to prevent its negative consequences. Such an interference was not
conditional on the inadequate performance of the parents, because a restriction
of parental authority was not a measure of repression against parents, but a
measure for the protection of the child which at the same time provided
assistance to parents who were not coping adequately with their educational
responsibilities.
In the present case the domestic court had had
evidence at its disposal that had led it to reasonably believe that the second
applicant’s interests - not only her development, but also her health and life
- were seriously threatened. She had been deprived of her liberty on the basis
of a lawful decision designed to guarantee her interests.
In the Government’s view, the procedure under
which the first applicant had been deprived of her liberty had been fair. The decision
had been taken promptly after the court learned about the first applicant’s
situation. Likewise, the decision had been lifted as soon as the grounds on
which she had been deprived of her liberty had ceased to exist. The authorities
could not be accused of having acted arbitrarily.
. The
applicants submitted that, considering the first applicant’s age, her distress
and her unwanted pregnancy, the decision to deprive her of her liberty had been
manifestly unjustified, excessive and extremely stressful for both applicants.
B. The Court’s assessment
. It
is not in dispute between the parties that the first applicant was “deprived of
[her] liberty” within the meaning of Article 5 § 1. The Court reiterates
that the exhaustive list of permitted deprivations of liberty set out in
Article 5 § 1 must be interpreted strictly (see Guzzardi v. Italy, 6 November 1980, §§ 96, 98 and 100, Series A no. 39).
It is further noted that detention must be
lawful both in domestic and Convention terms: the Convention lays down an
obligation to comply with the substantive and procedural rules of national law
and requires that any deprivation of liberty should be in keeping with the
purpose of Article 5, which is to protect an individual from arbitrariness
(see Winterwerp v. the Netherlands, 24 October 1979,
§§ 39 and 45, Series A no. 33; Bozano v. France, 18 December
1986, § 54, Series A no. 111; and Weeks v. the United
Kingdom, 2 March 1987, § 42, Series A no. 114). In this
regard, there must be a relationship between the ground of permitted
deprivation of liberty relied on and the conditions of detention (see Aerts
v. Belgium, 30 July 1998, § 46, Reports 1998-V,
with further references).
The Court observes that the first applicant was
placed in the juvenile shelter pursuant to Article 109 of the Family and
Custody Code. It can therefore accept that the decision of the Family
Court was lawful in terms of domestic law.
As to Convention lawfulness, the Government
justify her detention on the grounds of “educational supervision” within the
meaning of Article 5 § 1 (d). The Court has therefore considered
whether the detention complied with the conditions imposed by that
subsection. The Court has accepted that, in the context of the detention
of minors, the words “educational supervision” must not be equated rigidly with
notions of classroom teaching: in the context of a young person in local
authority care, educational supervision must embrace many aspects of the
exercise, by the local authority, of parental rights for the benefit and
protection of the person concerned (see Koniarska v. the United Kingdom,
(dec.), no. 33670/96, 12 October 2000).
. The
Court observes that the Family Court imposed detention on the first
applicant, having regard to her pregnancy and referring to the doubts as to
whether she was under pressure to have an abortion. The Court has already
acknowledged, in the context of Article 8 of the Convention, that there was a
difference in the way in which the pregnancy affected the situation and life
prospects of the first and second applicants (see paragraph 110
above). It was therefore legitimate to try to establish with certainty whether
the first applicant had had an opportunity to reach a free and well-informed
decision about having recourse to abortion. However, the essential purpose of
the decision on the first applicant’s placement was to separate her from her
parents, in particular from the second applicant, and to prevent the abortion. The Court is of the view that by no stretch of the imagination can the detention
be considered to have been ordered for educational supervision within the meaning
of Article 5 § 1 (d) of the Convention if its essential purpose
was to prevent a minor from having recourse to abortion. Furthermore, the Court is of the opinion that if the
authorities were concerned that an abortion would be carried out against the first
applicant’s will, less drastic measures than locking up a 14-year old
girl in a situation of considerable vulnerability should have at least been
considered by the courts. It has not been shown that this was indeed the case.
Accordingly, the Court concludes that the first
applicant’s detention between 4 and 14 June 2008, when the order of 3 June
2008 was lifted, was not compatible with Article 5 § 1 of the
Convention.
V. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
The applicants further complained that the
facts of the case had given rise to a breach of Article 3 of the
Convention in respect of the first applicant. This provision, in so far as
relevant, reads as follows:
“No one shall be subjected to ... inhuman or degrading
treatment ...”
The Court notes that this
part of the application is not manifestly ill-founded within the meaning
of Article 35 § 3 (a) of the Convention. It further notes that
it is not inadmissible on any other grounds. It must therefore be declared
admissible.
A. The parties’ submissions
In the Government’s view, the first applicant
had not been subjected to treatment constituting a breach of Article 3 of
the Convention. The applicant may have experienced stress or felt
uncomfortable, but the treatment she complained about had not attained the
minimum level of severity to consider it a breach of the said article of the
Convention. On 9 April 2008 the second applicant had been offered
psychological support for the first applicant, who had been given contraception
counselling (the offer of post-coital contraception). When the first
applicant experienced pain and vaginal bleeding at the juvenile shelter on 6 June
2008, she had been given medical assistance.
The purpose of the first applicant’s trip to
the hospital in Gdańsk had been to help her in exercising her right to
have an abortion. It had not been the intention of the authorities to subject
her to debasing or inhuman treatment. Any discomfort that she might have felt
had been connected with normal travel circumstances. The national authorities
had taken it upon themselves to organise the travel and to provide means of
transport.
. In
the Government’s assessment, the situation in which the first applicant had
found herself could in no way be compared to the situation of the applicant in
the case of Tysiąc, referred to above, or that of the
applicants in the case of A, B and C v. Ireland [GC], cited above. It should be noted that she had
obtained the medical service she requested within the time-limit provided
for by the law.
. The
first applicant complained that she had been subjected to physical and mental
suffering amounting to inhuman and degrading treatment by the medical and
law-enforcement authorities. Following the decision of the Lublin District
Court, the first applicant had been taken from her mother’s custody, put in a
police car, and driven around for hours without proper food, water or access to
a toilet. In the shelter she had been locked up and not given prompt medical
assistance despite vaginal bleeding and intense pain.
. When
the first applicant had finally been allowed to have a legal termination of
pregnancy, she had been driven in secret by the Ministry of Health to a
hospital approximately 500 kilometers from her home. The applicant had not been
provided with information on post-abortion care and immediately after the
abortion she had been driven back home. The first applicant had been
unnecessarily and repeatedly questioned about the circumstances concerning the
rape, which had been traumatic for her. The circumstances of the case, seen as
a whole, had exposed the first applicant to serious uncertainty, fear and
anguish. The case had become national news; she, along will her mother, had
been harassed by various persons driven by their own agenda who had no regard
whatsoever for their dignity or the difficulty and vulnerability of their
situation.
B. The Court’s assessment
. According to the Court’s well-established case-law,
ill-treatment must attain a minimum level of severity if it is to fall within
the scope of Article 3. The assessment of this minimum level of severity
is relative; it depends on all the circumstances of the case, such as the
duration of the treatment, its physical and mental effects and, in some cases,
the sex, age and state of health of the victim (see, among many other
authorities, Price v. the United Kingdom, no. 33394/96, § 24, ECHR 2001-VII; Kupczak v. Poland,
no. 2627/09, § 58, 25 January 2011; Wiktorko v. Poland,
no. 14612/02, §§ 44 and 54, 31 March 2009
and R.R. v. Poland, cited above, § 148).
. Treatment
has been held by the Court to be “inhuman” because, inter alia, it was
premeditated, was applied for hours at a stretch, and caused either actual
bodily injury or intense physical and mental suffering (see, among many other
authorities, Labita v. Italy [GC], no. 26772/95, § 120, ECHR 2000-IV).
. Treatment
has been considered “degrading” when it was such as to arouse in its victims
feelings of fear, anguish and inferiority capable of humiliating and debasing
them (see, among many other authorities, Iwańczuk
v. Poland, no. 25196/94, § 51,
15 November 2001, and Wiktorko
v. Poland, cited above).
. Although
the purpose of such treatment is a factor to be taken into account,
in particular, whether it was intended to humiliate or debase the victim,
the absence of any such purpose does not inevitably lead to a
finding that there has been no violation of Article 3. Moreover, it
cannot be excluded that acts and omissions on the part of the authorities in
the field of health-care policy may in certain circumstances engage their
responsibility under Article 3 (see, for example, Powell v. the United Kingdom (dec.), no. 45305/99, ECHR 2000-V). The Court has also
made findings of a breach of this provision in the context of reproductive
rights (see V.C. v. Slovakia, no. 18968/07, §§ 106-120,
ECHR 2011 (extracts).
For the Court’s assessment of this complaint it
is of a cardinal importance that the first applicant was at the material time
only fourteen years old. The certificate issued by the prosecutor confirmed
that her pregnancy had resulted from unlawful intercourse. The Court cannot
overlook the fact that the medical certificate issued immediately afterwards
confirmed bruises on her body and concluded that physical force had been used
to overcome her resistance.
In the light of the above, the Court has no
choice but to conclude that the first applicant was in a situation of great
vulnerability.
However, when the applicant was admitted to Jan
Boży hospital in Lublin pressure was exerted on her by the chief doctor
who tried to impose her own views on the applicant. Furthermore, the applicant
was obliged to talk to a priest without being asked whether she in fact wished
to see one. Considerable pressure was put on her and on her mother. Dr W.S.
made the mother sign a declaration acknowledging that an abortion could lead to
the first applicant’s death. The Court has already noted that no cogent medical
reasons have been put forward to justify the strong terms of that declaration
(see paragraph 102 above). The first applicant witnessed the argument between
the doctor and the second applicant, the doctor accusing the second applicant
that she was a bad mother.
The Court has already found that information
about the case was relayed by the press, also as a result of the press release
issued by the hospital. The first applicant received numerous unwanted and
intrusive text messages from people she did not know. In the hospital in Warsaw the authorities failed to protect her from being contacted by various persons who
tried to exert pressure on her. The applicant was harassed. The authorities not
only failed to provide protection to her, having regard to her young age and
vulnerability, but further compounded the situation. The Court notes, in
particular, that after the first applicant requested protection from the police
when she was accosted by anti-abortion activists after leaving hospital in Warsaw, protection was in fact denied her. She was instead arrested in the execution of the
court’s decision on her placement in the juvenile centre.
The Court has been
particularly struck by the fact that the authorities decided to institute
criminal investigation on charges of unlawful intercourse against the first
applicant who, according to the prosecutor’s certificate and the forensic
findings referred to above should have been considered to be a victim of sexual
abuse. The Court considers that this approach fell short
of the requirements inherent in the States’ positive obligations to establish and
apply effectively a criminal-law system punishing all forms of sexual
abuse (see, M.C. v. Bulgaria, no. 39272/98,
§ 184, ECHR 2003-XII). The investigation against the applicant was
ultimately discontinued, but the mere fact that they were instituted and conducted
shows a profound lack of understanding of her predicament.
On the whole, the Court considers that no
proper regard was had to the first applicant’s vulnerability and young age and
her own views and feelings.
. In
the examination of the present complaint it is necessary for the Court to
assess the first applicant’s situation as a whole, having regard in particular
to the cumulative effects of the circumstances on the applicant’s situation. In
this connection, it must be borne in mind that the Court has already found,
having examined the complaint under Article 8 of the Convention about the
determination of the first applicant’s access to abortion, that the approach of
the authorities was marred by procrastination, confusion and lack of proper and
objective counselling and information (see § 108 above). Likewise, the fact that the first applicant was
separated from her mother and deprived of liberty in breach of the requirements
of Article 5 § 1 of the Convention must be taken into consideration.
The Court concludes, having regard to the
circumstances of the case seen as a whole, that the first applicant was treated
by the authorities in a deplorable manner and that her
suffering reached the minimum threshold of severity under Article 3 of the
Convention.
. The
Court concludes that there has therefore been a breach of that provision.
VI. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The Court notes at
the outset that the applicants also made various other complaints under several
Articles of the Convention.
. In
the light of all the material in its possession, and in so far as the matters
complained of are within its competence, the Court finds that they do not
disclose any appearance of a violation of the rights and freedoms set out in
the Convention or its Protocols. Accordingly, this part of the application must
be rejected as inadmissible pursuant to Article 35 §§ 3 (a) and
4 of the Convention.
VII. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The first applicant requested the Court to
award her just satisfaction in the amount of 60,000 euros (EUR) in respect
of non-pecuniary damage. She submitted that the impact on the events
concerned in the case had been extremely severe on her. She had been the object
of comments expressed in public, in the media and directly to her. A book on
the case by an anti-choice activist had been published, describing the events
in a malicious and distorted manner. Her true identity and details of her
private life had leaked to the media. She had suffered because her mother who
had tried to protect and help her, was vilified in public. She had also been deprived
of liberty. Her suffering during the summer of 2008 when the main events took
place was intense, but she also suffered later when, for example, her teachers
had made inappropriate comments and disclosed to her classmates what had
happened to her.
The second applicant requested the Court to
award her just satisfaction in the amount of EUR 40,000. She argued that
she had suffered immense stress and anxiety caused by the treatment to which
her daughter was subjected. She herself had fallen victim of hostility and
hateful comments on the part of the hospital staff, anti-choice
activists, the police, the general public and certain media. As the story
leaked to the media and their identity had been disclosed, she had been unable
to protect her child. Her own identity had been disclosed as well. She had to
appear before the courts several times and was subjected to humiliating
interrogations.
The Government did not comment.
The Court, having regard to the applicants’
submissions, is of the view that in the circumstances of the case they must
have experienced considerable anguish and suffering, not only in respect of the
difficulties which arose in the determination of access to a lawful abortion,
in so far as the 1993 Act allowed it, but also because of the unlawful
disclosure of information about their case to the public and the unwelcome
publicity it caused. The Court, having regard to the circumstances of the case
seen as a whole, to the differences in the applicants’ situations and deciding
on equitable basis, awards EUR 30,000 to the first and EUR 15,000 to
the second applicant.
B. Costs and expenses
. The
applicants claimed reimbursement of costs and expenses incurred in the domestic
proceedings as well as in the proceedings before the Court itself, in the total
amount of EUR 26 445,10. They referred to invoices
which they had submitted.
. Ms
Gąsiorowska and Ms Kotiuk claimed EUR 16,445, comprising EUR 13,370
in fees plus VAT of 22 per cent) in respect of legal fees for work which
they had carried out in the domestic proceedings and representing the
applicants before the Court. The legal fees corresponded to 191 hours spent in
preparation of the applicants’ case for the purposes of representation before
the domestic courts and the case before the Court, at an hourly rate of EUR 70.
The time spent on the case included 50 hours of
advising the applicants, helping them to respond to various letters and in
helping them in filing appeals and motions, 5 hours of representing the
applicants before the Lublin courts, 10 hours of representing them before the
Warsaw courts, 25 hours of drafting criminal motions and appeals, two working
days of meetings with the applicants, 15 hours consulting with assisting
counsel and 20 hours spent in preparation of a response to the Court’s
questions.
.
Furthermore, the lawyers assisting the Polish lawyers on behalf of the Centre
for Reproductive Rights, Ms Zampas and later Ms Westeson, claimed EUR 10,000
in respect of legal fees, corresponding to 100 hours at a hourly rate of
EUR 100. They listed the following items: 70 hours spent in preparation of
the case, 10 hours spent in communicating with Polish lawyers and 20 hours
spent in drafting a response to the Court’s questions.
. The
Court reiterates that only legal costs and expenses found to have been actually
and necessarily incurred and which are reasonable as to quantum are recoverable
under Article 41 of the Convention (see, among other authorities, Nikolova v. Bulgaria [GC],
no. 31195/96, 25 March 1999, § 79, and Smith and Grady v. the United Kingdom
(just satisfaction), nos. 33985/96 and 33986/96, § 28,
ECHR 2000-IX).
In the light of the documents submitted, the
Court is satisfied that the legal costs concerned in the present case have
actually been incurred.
The Court, deciding on an equitable basis and
having regard to the details of the claims submitted, awards the applicants a
global sum of EUR 16,000 in respect of fees and expenses, plus any tax on
that amount that may be chargeable to the applicants.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT
1. Joins to the merits unanimously the
Government’s preliminary objections concerning exhaustion of domestic remedies
and lack of victim status as regards the Article 8 complaint about the
determination of access to lawful abortion in respect of both applicants;
2. Declares admissible, unanimously, the
complaints under Article 8 of the Convention concerning the determination
of access to lawful abortion in respect of both applicants and the disclosure
of their personal data, as well as the complaints under Articles 3 (the
first applicant) and 5 (the first applicant) of the Convention, and the
remainder of the application inadmissible;
3. Holds by six votes to one that there has
been a violation of Article 8 of the Convention as regards the
determination of access to lawful abortion in respect of both applicants, and dismisses
in consequence the Government’s preliminary objections;
4. Holds unanimously that there has been a
violation of Article 8 of the Convention as regards the disclosure of the
applicants’ personal data;
5. Holds unanimously that there has been a
violation of Article 5 § 1 of the Convention in respect of the first
applicant;
6. Holds unanimously that there has been a
violation of Article 3 of the Convention in respect of the first
applicant;
7. Holds
unanimously
(a) that the
respondent State is to pay the applicants, within three months of the date on
which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following amounts, to be
converted into the currency of the respondent State at the rate applicable at
the date of settlement:
(i) EUR 30,000 (thirty thousand euros) to the
first applicant plus any tax that may be chargeable, in respect of non-pecuniary
damage;
(ii) EUR 15,000 (fifteen thousand euros) to
the second applicant, plus any tax that may be chargeable, in respect of non-pecuniary
damage;
(iii) EUR 16,000 (sixteen thousand euros),
plus any tax that may be chargeable to the applicants, in respect of costs and
expenses;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
8. Dismisses unanimously the remainder of the
applicants’ claim for just satisfaction.
Done in English, and notified in writing on 30 October
2012, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence Early David
Thór Björgvinsson
Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the separate opinion of Judge De Gaetano is
annexed to this judgment.
D.T.B.
T.L.E.
PARTLY DISSENTING OPINION OF JUDGE
DE GAETANO
1. I voted against a finding of a violation of
Article 8 “as regards the determination of access to lawful abortion in respect
of both applicants” (point 3 of the operative part of the judgment) for
substantially the same reasons advanced in paragraphs 4 and 5 of my partly
dissenting opinion in R.R. v. Poland (no. 27617/04, 26 May
2011). Neither the Convention generally nor Article 8 in particular confer a
right to abortion. The issue was in this case - as it was in many other cases -
one of regulatory frameworks and procedural mechanisms: in essence, how to
enforce a “right” granted by domestic law in the face of opposition, direct or
oblique, from public authorities. The issue should therefore have been examined
under Article 6. Invoking Article 8 in such cases not only distorts the
true meaning of “private life”, but ignores the most fundamental of values
underpinning the Convention, namely the value of life, of which the unborn
child is the carrier. Calling the unborn child a foetus does not change the
essential nature of what is at stake and of what an abortion entails.
2. Moreover, I fail to understand how it is
possible to find also a violation of Article 8 in this case in respect of the
second applicant (the mother of the minor). Apart from the fact that in this
two-month saga the second applicant appears to have been something of an éminence
grise in respect of the decision which should have been exclusively the
first applicant’s, to state, as the judgment does in paragraph 109, that
“it cannot be overlooked that the interests and life prospects of the mother of
a pregnant minor girl are also involved in the decision whether to carry
the pregnancy to term or not” (my italics) gives a venal or mercenary slant to
the concept of private life. Fundamental rights cannot be gauged by the
yardstick of convenience or, worse, selfish interest.
3. As to Article 3 - and here I voted with the
majority for a finding of a violation - just as the second applicant had a
right and a duty to advise her daughter (but not to decide on her behalf) as to
whether or not to terminate the pregnancy, the public authorities also had the
duty to advise the second applicant as to what an abortion entails and of all
its consequences. Such advice, however, should never have been allowed to
degenerate, as happened in the instant case, into trickery, deceit and the
emotional manipulation of a vulnerable person, which constitute an abuse of the
dignity of the person. While the reluctance, indeed refusal, of some of the
doctors to perform the abortion was understandable and was within their right
to conscientious objection, the authorities’ overall handling of the case was
at best shambolic and at worst disgraceful. The violation of Article 3
stems not from the simple fact that some people (including the priest) tried to
persuade the first applicant not to have an abortion but because of the way
they went about it, coupled with the publicity that was given by the
authorities to the case, their disclosure of confidential information and their
illegal arrest of the first applicant. Indeed, instead of being treated as a
victim of rape and as person in need of help, she was treated as a criminal.
Her parents fared only slightly better.