In the case of Bureš v. the Czech
Republic,
The European Court of Human Rights (Fifth Section), sitting as
a Chamber composed of:
Dean Spielmann, President,
Karel Jungwiert,
Boštjan M. Zupančič,
Ann Power-Forde,
Angelika Nußberger,
André Potocki,
Paul Lemmens, judges,
and Claudia Westerdiek, Section Registrar,
Having deliberated in private on 25 September 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
37679/08) against the Czech Republic lodged with the Court under Article 34 of
the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by a Czech national, Mr Lukáš Bureš (“the applicant”), on
1 August 2008.
The applicant was represented by Ms B. Bukovská,
Mr J. Fiala, Ms J. Marečková and Mr M. Matiaško, lawyers from
the Mental Disability Advocacy Centre in Brno. The Czech Government (“the
Government”) were represented by their Agent, Mr V.A. Schorm, of the Ministry
of Justice.
The applicant alleged that he was ill-treated in
a sobering-up centre in violation of Article 3 of the Convention and detained
in a psychiatric hospital in violation of Article 5 of the Convention.
On 16 June 2010 the application was communicated
to the Government.
The applicant and the Government each filed
observations on the merits. In addition, third-party comments were received
from the Harvard Law School Project on Disability, which had been granted leave
by the President of the Chamber to intervene in the written procedure (Article 36
§ 2 of the Convention and Rule 44 § 2).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1985 and lives in Brno. He is a violoncello player and has been diagnosed as having a psycho-social
disability. At the material time he weighed 64 kg and was 176 cm tall. In the
past, he has been treated in Italian psychiatric hospitals as a voluntary
patient. At the time of the events at issue, he was using Akineton, a calming
psychiatric medication prescribed to him by his psychiatrist.
On 9 February 2007 the applicant inadvertently
overdosed on Akineton. In the evening, he left his flat and went to buy some
food. Being under the influence of the medication, he did not notice that he
was wearing only a sweater, but no trousers or underwear. On the way he was
stopped by a police patrol that assumed that he was a drug addict and called an
ambulance, which took him to Brno-Černovice Psychiatric Hospital. The
record drawn up by the ambulance staff states that the applicant was receiving
psychiatric treatment and that he was calm during transport.
At the hospital he was examined by Dr V., who did
not find any injuries on the applicant’s body and sent him to the sobering-up
centre in the same hospital at about 8 p.m. The applicant was calm during the
medical examination. In the sobering-up centre he was again examined by Dr H.,
who confirmed that there were no injuries on the applicant’s body when he was
admitted to the centre.
On 10 February 2007 at 7:24 a.m. the applicant
was transferred to the Intensive Psychiatric Care Unit where, according to the
admission record, he had visible abrasions on the front of his neck, both
wrists and both ankles, caused probably by friction against textile, and
abrasions of an unspecified different type on his knees. He complained about
his treatment in the sobering-up centre to the hospital authorities, but they
did not take any action.
On 15 February 2007 the applicant was examined
by a neurologist, who stated that as a result of the use of straps the
applicant suffered severe paresis of the left arm and medium to severe paresis of
the right arm. He began a course of intensive treatment at the Rehabilitation
Unit.
The applicant remained in the hospital involuntarily
until released on 13 April 2007.
However, because of his two-month
hospitalisation, he was confused and was not able to fully take care of
himself. He voluntarily returned to the hospital on 14 April 2007 and remained there
until 1 July 2007.
A. The applicant’s treatment in the sobering-up centre
The following facts are disputed by the parties.
According to the applicant, at 8.10 p.m. on 9
February 2007 he was strapped to a bed with leather straps around his wrists,
knees and ankles by two male nurses, Mr M. and Mr H. While strapping him, they
kneeled on his chest and verbally abused him. He remained strapped for the
whole night, until 6.30 a.m. The staff did not check up on him during that time.
As the straps were too tight, he struggled to breathe and as a result of
insufficient blood circulation the nerves in his arms were damaged.
According to the Government the applicant was strapped
to a bed for three intervals, namely, from 8.10 p.m. to 10 p.m., 4.30 a.m. to 5
a.m. and 6.30 a.m. to 7.15 a.m.
They submitted a record from the sobering-up
centre containing the following information. When brought to the centre the
applicant was intoxicated and was put to bed. He was unstrapped at 10 p.m. At
4.30 a.m. he attacked a nurse and was strapped again. Checks were carried out. The
applicant was restless. At 6.30 a.m. he was checked on and again strapped. The
record noted that he showed destructive behaviour. He was released at 7.15 a.m.
and sent to the psychiatric hospital.
The version of the record submitted by the
applicant and obtained from his medical files contains less information. The
information about the release of the applicant at 10 p.m. is illegible.
According to the Government, the version submitted by the applicant was an
incomplete version sent to the psychiatric hospital as an accompanying
document.
B. Review of the lawfulness of the applicant’s
involuntary admission to the psychiatric hospital
On 12 February 2007 the hospital informed the
Brno Municipal Court (městský soud) that the applicant had been
detained because he showed signs of a mental illness and was a danger to himself
and his surroundings. He was described as -“restless, aggressive and suspected
of intoxication by psycho-stimulants”.
On 16 February 2007 the court began reviewing
the lawfulness of the applicant’s involuntary admission under Article 191b of
the Code of Civil Procedure. At the same time, it appointed an attorney, Ms P.,
to represent the applicant in the proceedings. On the same day a court employee
visited the hospital and questioned the applicant’s treating doctor, Dr V., in
the absence of the applicant and his representative. Dr V. testified that the
applicant had been admitted to the hospital due to his confusion, restlessness
and inappropriate behaviour and that he had been intoxicated when admitted. He
further stated that the applicant was only partly able to understand the
proceedings. The court employee did not question or even see the applicant
because Dr V. told her that contact with him “would not be entirely
beneficial”.
On the same day and without any further evidence
the court ruled that the applicant’s involuntary admission had been lawful
because he suffered from an illness that made him dangerous to himself and his
surroundings. The decision was served on the applicant’s representative only.
The latter did not take part in the proceedings, not being aware of them as the
decision on her appointment was sent to her together with the decision on the
merits. The applicant never saw her during his detention.
After his release in July 2007, the applicant
contacted a local office of the Mental Disability Advocacy Center (“the MDAC”). On 10 July 2007 an MDAC lawyer lodged an appeal on his behalf, applying at
the same time for a waiver of the deadline for lodging the appeal.
On 20 August 2007 the Municipal Court granted
the waiver. However, on 31 October 2007, the Brno Regional Court (krajský
soud), terminated the appeal proceedings without deciding on the merits. It
stated that the applicant had been released on 13 April 2007, that on 30 May
2007 the Municipal Court had stayed the proceedings on the applicant’s
continuing detention and that, therefore, the court did not have the authority
to deal with the case.
In the meantime, on 23 July 2007, the applicant
lodged an action for nullity (žaloba pro zmatečnost) under Article
229 § 1 c) of the Code of Civil Procedure seeking to have the Municipal Court’s
decision of 16 February 2007 quashed on the ground that he had been denied the
right to participate in the proceedings and had not been properly represented.
On 22 May 2008 the Municipal Court dismissed the applicant’s action, finding, inter
alia, that Ms P. had not been wholly inactive, referring to a letter of 26 February
2007 by which she had allegedly tried to establish contact with the applicant,
but which, according to the applicant, had never been delivered to him. On 25
February 2009 the Regional Court upheld the decision.
On 5 February 2008 the applicant lodged a
constitutional appeal challenging the decision of 31 October 2007 and alleging
a violation of his rights to liberty, a fair trial and an effective remedy
because the Regional Court had failed to rule on the merits of his appeal and
thus the legality of his detention in the psychiatric hospital.
On 18 March 2008 the Constitutional Court (Ústavní
soud) dismissed his appeal on the grounds that he had not exhausted all
available remedies. It held that the applicant should have lodged a plea of
nullity under Article 229 § 4 of the Code of Civil Procedure against the 31 October
2007 decision of the Regional Court.
C. Review of the lawfulness of the applicant’s
continuing detention
After ruling on the lawfulness of the applicant’s
involuntary admission to the hospital, the Municipal Court continued
proceedings under Article 191d of the Code of Civil Procedure to review the
lawfulness of the applicant’s continuing detention. On 6 March 2007 a forensic
psychiatric expert was appointed for these purposes. On 30 May 2007 the court
terminated the proceedings without deciding on the merits, the applicant having
been released in the meantime.
D. Proceedings regarding the applicant’s alleged
inhuman and degrading treatment
On 7 June 2007 the applicant filed a criminal
complaint concerning the measure of restraint applied to him and alleged
ill-treatment on the night from 9 to 10 February 2007 in the sobering-up centre
of the psychiatric hospital.
He was questioned by the police on 29 June 2007
and gave a full account of the events. The police then questioned numerous
other persons.
The male nurses on duty, Mr M. and Mr H., did
not recall the applicant at all and were not able to provide any specific information
about him. Mr. M noted that during the winter of 2007 checks had been always carried
out in accordance with the instructions of the psychiatric hospital management.
The third nurse on duty that night, Ms K.,
stated that the applicant had been strapped to the bed because he had been
restless and intoxicated by an unknown substance and had refused to undergo a blood
test to identify the substance. She admitted that it was possible that regular
checks every twenty minutes might not have been performed due to the high
number of patients at the centre that night. She also alleged that the
applicant had attacked a male nurse at 4.30 a.m. but she could not remember who
exactly.
Dr H., who had been on duty at the sobering-up
centre that night, confirmed that the applicant had had no injuries when he had
been admitted. He noted that the applicant had been strapped to the bed due to
his restlessness but that he and other staff had duly checked on him.
Nurse P. recalled that while she was taking over
patients from Ms K. at around 6 a.m. in the morning of 10 February, the
applicant’s arms and legs had been strapped. They had tried releasing the
straps one by one but because he defended himself each time a limb was released
he was strapped again.
In his report of 10 December 2007 commissioned
by the police, a forensic expert, Dr V., stated that the applicant had suffered
bilateral severe paresis of the elbow nerves as a result of compression of the nerves
and blood vessels. He confirmed that these injuries corresponded to the cause
as described by the applicant. According to him, the injury on the applicant’s
left arm limited his ability to play the violoncello. He concluded that the
injury would have a long-lasting effect which was unlikely to be permanent.
On 11 December 2007 the
Brno-Komárov Municipal Police Directorate (městské ředitelství
policie) terminated the criminal proceedings, finding that no criminal
offence had been committed regarding the applicant’s strapping on the night of 9
to 10 February 2007. It held that the applicant had suffered the injuries
partly as a result of the staff’s failure to check on him regularly but that the
extent of the guilt of individual suspects could not be determined. It also
held that the injuries had almost healed and that the applicant was partly
responsible for them.
The applicant
appealed, disputing the conclusions of the police, and requested that the
doctors and nurses give evidence again.
On 12 February 2008 the Brno
Municipal Prosecutors’ Office (městské státní zastupitelství)
dismissed the applicant’s appeal. Without examining any additional evidence it stated
that the strapping of the applicant on account of his aggressive behaviour at
the time of his admission to the sobering-up centre had been in compliance with
the law and the hospital’s internal rules and he had been checked on every twenty
minutes. The applicant had been strapped from 8.10 p.m. to 10 p.m., from 4.30
a.m. to 5 a.m. and from 6.30 a.m.
The applicant lodged a constitutional
appeal claiming a violation of Articles 3, 6 § 1 and 13 of the Convention. He
alleged that the investigation had not been effective because, inter alia,
he had not been allowed to be present during the questioning of witnesses and
put questions to them.
On 30 October 2008 the Constitutional Court
dismissed his constitutional appeal as manifestly ill-founded. It held that
there was no right to have a third person prosecuted so the applicant could
claim his rights only in civil proceedings for damages and protection of his
personality rights (ochrana osobnosti). It further found no violation of
procedural obligations as developed by the Court under Article 3 of the
Convention. It noted that the police had conducted a number of interviews and
examined other evidence and that the investigation had also been independent
and prompt. Lastly, it held that it had no jurisdiction to rule on the
ill-treatment in the hospital because that was an instantaneous act, whereas it
could only rule on interference with rights that was ongoing and that could be
remedied by a decision on its part.
E. Proceedings for protection of his personal rights
On 8 December 2008 the applicant instituted
proceedings for protection of his personality rights against Brno-Černovice Psychiatric Hospital, claiming a violation of his right to liberty, inhuman
treatment and interference with his health and physical integrity.
On 19 January 2012 the Brno Regional Court
rejected his claim, holding that the applicant’s internment in the sobering-up
centre and the use of restraints had been necessary for his own protection and that
of his surroundings.
The applicant appealed and the proceedings are
pending.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Code of Civil Procedure (Act no. 99/1963)
Under Article 191a a health-care facility that
admits a patient against his or her will must inform the competent court within
twenty-four hours.
Under Article 191b § 1 a court has to review the
lawfulness of an involuntary admission to a health-care facility within seven
days. Article 191b § 2 provides that the patient has a right to be
represented by counsel of his or her own choosing. If he or she does not have
counsel, the court shall appoint him or her an attorney. In accordance with
Article 191b § 3, the court shall assess evidence, hear the detained person,
his or her treating doctor and other persons at the detained person’s request
unless it considers it unnecessary.
Under Article 191c an appeal can be lodged
against a decision taken under Article 191b, but does not have a suspensive
effect. The health-care facility can release the patient even if a court has declared
that the involuntary admission was lawful.
Article 191d § 1 provides that if the court
finds that the admission was lawful, it shall continue to review the lawfulness
of the continued confinement. Pursuant to paragraph 2, the court shall appoint
an expert to assess the necessity of the confinement. That expert must not be working
in the health-care facility where the person is detained. In accordance with paragraph
3 the court shall hold a hearing and summon the patient and his or her counsel
(provided that according to the treating doctor or written expert opinion the
patient is able to follow and understand the meaning of the proceedings). At the
hearing, the court shall hear the expert, the treating doctor if needed and the
patient and assess any other relevant evidence. Its decision must be issued no
later than three months from the decision by which the admission to the health care
facility was approved.
Under Article 191f the patient, his or her counsel,
guardian and other persons close to him may, before the expiration of the time
for which his or her admission to the health-care facility was approved,
request a new medical examination and release, if there is a reasoned
presumption that continued confinement is not necessary.
Under Article 229 § 1 c) a final court decision
may be challenged by an action for nullity on the ground that a party to the
proceedings lacked legal capacity to act or could not attend the court and was
not properly represented. Paragraph 4 provides that an action for nullity may
also be lodged against a final decision of an appellate court by which an
appeal was dismissed or the appellate proceedings were terminated.
B. The Public Health Care Act (Act no. 20/1996)
Under section 23(4)(b) a person can be
involuntarily hospitalised if he shows signs of a mental illness and is a
danger to himself or his surroundings.
C. Act no. 379/2005, on measures for the protection
against damage caused by tobacco products, alcohol and other drugs
Section 17(1) defines an alcohol and drug
sobering-up centre as a health-care facility established by a regional
self-governing unit.
Section 17(2) stipulates that should a health-care
facility find that a person’s life is not endangered by failure of basic vital
functions but that he or she is under the influence of alcohol or another drug
and cannot control his or her behaviour, thereby directly endangering him or
herself or other persons, public order or property, or is causing public
annoyance, that person shall undergo treatment and stay at the sobering-up
centre for however long is necessary for the acute intoxication to subside.
D. Guideline no. 1/2005 of the Journal of the Ministry
of Health, on the use of measures of restraint on patients in psychiatric
facilities in the Czech Republic
This guideline stipulates,
inter alia, the following:
“The use of measures of restraint must be considered as a last
resort in cases when it is necessary for the protection of the patient, other
patients, the patient’s surroundings and staff of psychiatric facilities. They may
be used only after all other possibilities have been exhausted. Any decision to
restrain the patient must be sufficiently grounded. Restraint cannot be used to
facilitate treatment or to deal with a restless patient. Potential causes of
problematic behaviour, for example, pain, discomfort, side effects of medicinal
products, stress, interpersonal problems between the caregivers and the
patient, or other illnesses must always be identified. The use of measures of
restraint is justified only if a removable cause of the patient’s behaviour
cannot be found or in situations when the risk arising from the patient’s
behaviour is unacceptably high. The benefit of the use of restraining means
must outweigh the risks ...
2. Measures of restraint can be used only
exceptionally and only when the patient behaves in a way which endangers himself
and his surroundings, and not on an educational or corrective basis. In the
case of each individual patient it is necessary to use the most gentle and
appropriate means of restraint ...
5. A patient restrained by these means shall be
checked on on a regular basis, intervals between the checks shall be specified,
provisions shall be put in place to prevent the patient hurting himself or
suffering from dehydration, malnutrition, hypothermia and pressure ulcers, and to
allow for personal hygiene. Measures of restraint should be used for the
shortest time possible, and during checks the need for the measures and the possibility
of using less restraint should be reassessed ...
6. The doctor shall decide on the use of measures of
restraint, and make a record that shall always include: the name of the person
who ordered the measure of restraint, the type of restraint used, the reason
for using it, the time when restraint was employed and the time when it ended,
the frequency of checks by the medical staff and the doctor, a description of the
person’s physical and mental condition ... A member of the medical staff shall
inform the doctor of any change in the patient’s symptoms. The record on the
use of restraint shall be subsequently signed by the head doctor during the
ward round.”
E. Psychiatrie, Guidelines for psychiatric treatment
issued by the Czech Psychiatric Society, December 2006
In its section on the use of restraints the
Guidelines contain similar principles as the above-mentioned Guideline no.
1/2005 of the Journal of the Ministry of Health. In particular they state that
mechanical restraints should be used only as a matter of last resort. Strapping
to a bed should be applied only in cases of serious manifestations of distress
endangering surroundings, auto-aggressive manifestations with immediate risk of
self-harm or suicide or conditions that will with the highest probability
result in these manifestations.
They also state that all circumstances connected with the use
of restraints must be transparently and clearly documented. Every use of
restraints must be recorded in a concrete way, including, inter alia,
the time when the restraints were applied and removed and checks on the
patient.
F. Opinion of the Civil Law and Commercial Division of
the Supreme Court, no. Cpjn 29/2006, as regards proceedings to determine the lawfulness
of admission to and detention in a health-care facility
On 14 January 2009 the Supreme Court
adopted an opinion on this matter, because the courts had not been dealing with
cases concerning proceedings to decide on the lawfulness of admission to a
health-care facility (Article 191b of the Code of Civil Procedure) and
continuing confinement therein (Article 191d of the Code of Civil Procedure) in
a uniform manner.
It held, inter alia, that if the detained person is
released there are no more reasons for continuing the proceedings either under
Article 191b or 191d and both should be discontinued.
III. RELEVANT INTERNATIONAL STANDARDS
A. Articles on State Responsibility (noted by the UN
General Assembly resolution no. 56/83 of 12 December 2001)
The Articles, drawn up by the
International Law Commission of the United Nations, are largely considered to
contain rules of customary international law. They stipulate, inter alia,
the following possibilities of attribution of a conduct to a State:
Article 4. Conduct of organs of a State
“1. The conduct of any State organ shall be
considered an act of that State under international law, whether the organ
exercises legislative, executive, judicial or any other functions, whatever
position it holds in the organization of the State, and whatever its character
as an organ of the central Government or of a territorial unit of the State.
2. An organ includes any person or entity which has
that status in accordance with the internal law of the State.”
Article 5. Conduct of persons or entities exercising
elements
of governmental authority
“The conduct of a person or entity which is not an organ of the
State under article 4 but which is empowered by the law of that State to
exercise elements of the governmental authority shall be considered an act of
the State under international law, provided the person or entity is acting in
that capacity in the particular instance.”
In its commentary to Article 5, the International Law
Commission explained that the rule dealt with situations when entities which were
not considered organs of a State exercised functions
of a public character normally exercised by State organs, and the conduct of
the entity was related to the exercise of the governmental authority concerned.
It gave the power of detention as an example of such a public function.
B. Recommendation Rec(2004)10 of the Committee of
Ministers of the Council of Europe to member states concerning the protection
of the human rights and dignity of persons with mental disorders, 22 September
2004
Article 27, entitled “Seclusion
and restraint” stipulates:
“1. Seclusion or restraint should only be used in
appropriate facilities, and in compliance with the principle of least
restriction, to prevent imminent harm to the person concerned or others, and in
proportion to the risks entailed.
2. Such measures should only be used under medical
supervision, and should be appropriately documented.
3. In addition:
i. the person subject
to seclusion or restraint should be regularly monitored;
ii. the reasons for, and duration of, such measures
should be recorded in the person’s medical records and in a register.
4. This Article does not apply to momentary
restraint.”
C. The CPT Standards (the European Committee for the
Prevention of Torture and Inhuman or Degrading Treatment or Punishment)
concerning using restraints in psychiatric establishments (CPT/Inf/E (2002) 1-
Rev. 2010)
The CPT standards contain the following rules on
restraining patients in psychiatric establishments:
“Involuntary placement in psychiatric establishments Extract
from the 8th General Report [CPT/Inf (98) 12]
47. In any psychiatric establishment, the restraint
of agitated and/or violent patients may on occasion be necessary. This is an
area of particular concern to the CPT, given the potential for abuse and
ill-treatment.
The restraint of patients should be the subject of a
clearly-defined policy. That policy should make clear that initial attempts to
restrain agitated or violent patients should, as far as possible, be
non-physical (e.g. verbal instruction) and that where physical restraint is
necessary, it should in principle be limited to manual control.
Staff in psychiatric establishments should receive training in
both non-physical and manual control techniques vis-à-vis agitated or violent
patients. The possession of such skills will enable staff to choose the most
appropriate response when confronted by difficult situations, thereby
significantly reducing the risk of injuries to patients and staff.
48. Resort to instruments of physical restraint
(straps, strait-jackets, etc.) shall only very rarely be justified and must
always be either expressly ordered by a doctor or immediately brought to the
attention of a doctor with a view to seeking his approval. If, exceptionally,
recourse is had to instruments of physical restraint, they should be removed at
the earliest opportunity; they should never be applied, or their application
prolonged, as a punishment ...
50. Every instance of the physical restraint of a
patient (manual control, use of instruments of physical restraint, seclusion)
should be recorded in a specific register established for this purpose (as well
as in the patient’s file). The entry should include the times at which the
measure began and ended, the circumstances of the case, the reasons for
resorting to the measure, the name of the doctor who ordered or approved it,
and an account of any injuries sustained by patients or staff.
This will greatly facilitate both the management of such
incidents and the oversight of the extent of their occurrence.”
“Means of restraint in psychiatric establishments for adults
Extract from the 16th General Report [CPT/Inf (2006) 35]
43. As a general rule, a patient should only be
restrained as a measure of last resort; an extreme action applied in order to
prevent imminent injury or to reduce acute agitation and/or violence ...
52. Experience has shown that detailed and accurate
recording of instances of restraint can provide hospital management with an
oversight of the extent of their occurrence and enable measures to be taken,
where appropriate, to reduce their incidence.
Preferably, a specific register should be established to record
all instances of recourse to means of restraint. This would be in addition to
the records contained within the patient’s personal medical file. The entries
in the register should include the time at which the measure began and ended;
the circumstances of the case; the reasons for resorting to the measure; the
name of the doctor who ordered or approved it; and an account of any injuries
sustained by patients or staff. Patients should be entitled to attach comments
to the register, and should be informed of this; at their request, they should
receive a copy of the full entry.”
D. Report to the Czech Government on the visit to the
Czech Republic carried out by the European Committee for the Prevention of
Torture and Inhuman or Degrading Treatment or Punishment (CPT) from 27 March to
7 April 2006 and from 21 to 24 June 2006 (CPT/Inf (2007)32)
57. The CPT visited also Brno-Černovice Psychiatric Hospital and stated, inter alia, as follows:
“118. At Brno Psychiatric Hospital ... [t]he
restraints would be applied either on the patient’s own bed or in a separate
room close to the nurses’ office. A protocol on the use of immobilisation was
in force, but the protocol does not mention the surveillance intervals; it
appears that the hospital staff had adopted a practice to monitoring an
immobilised patient every twenty minutes.
The delegation was pleased to note that registers recording the
use of restraints had been introduced on the wards of Brno Psychiatric Hospital, thus meeting a long-standing CPT recommendation. However, the
delegation found that the entries were not always meticulously kept; the
release time and, on occasion, the moment of application of the immobilisation
were not recorded.
As indicated above (cf. paragraph 114), in the CPT’s view,
patients who are immobilised should always be subject to continuous, direct
personal supervision by a member of staff. However, the delegation was told
that a pilot project on ward 12 to have patients accompanied by a member of
staff for the full duration of the immobilisation had failed due to a lack of
staff. Nevertheless the CPT considers that hospital management should ensure
the permanent presence of a staff member whenever a patient is immobilised.
The CPT recommends that in Brno Psychiatric Hospital:
- the register on restraints clearly records the
duration of the measure, as well as all other events that occur during the
period of restraint;
- the protocol on restraints be amended in order to
include a paragraph on supervision of an immobilised patient.
Further, the CPT recommends that all patients who are
immobilised are always subject to continuous, direct personal supervision by a
member of staff.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION IN ITS SUBSTANTIVE ASPECT
The applicant complained that he had been ill-treated
in the sobering-up centre in violation of Article 3 of the Convention, which
reads as follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
The Government contested that argument.
A. Admissibility
The Government maintained that the applicant had
failed to exhaust domestic remedies in that the civil proceedings against the
hospital were pending and they constituted a sufficient remedy for the alleged
wrongs. They referred to a number of cases of medical malpractice where the
Court had required exhaustion of civil remedies.
The applicant disagreed, maintaining that he had
been wilfully restrained in detention and that in those circumstances a civil
claim for compensation was not an adequate remedy.
The Court considers that the issue of
effectiveness of a civil remedy is closely linked to the
substance of the present complaint and should
be joined to the merits.
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. Arguments of the parties
The applicant complained that his strapping down
for ten hours, with no medical justification and no regular checks, had caused
him severe mental and physical suffering with long-lasting effects and had constituted
inhuman treatment. Moreover, the use of restraints was not adequately and comprehensively
recorded.
He maintained that under the applicable
international and national legal and medical standards physical restraints
could be used only as a matter of last resort and must be fully justified. Yet,
as stated in the official reports, he had been calm when he had been transferred
to the psychiatric hospital and had no history of aggressiveness. He had not
needed to be strapped upon his arrival at the sobering-up centre. Moreover, his
alleged restlessness could not justify such treatment, the purpose of which had
rather been to ease the hospital staff’s workload due to a staff shortage.
According to the applicant, the treatment had reached
the minimum level of severity required for Article 3 of the Convention to come
into play. The straps had been applied to his wrists, knees and ankles and had
been so tight that he could not move, resulting in great pain and suffering. At
times he had even thought that he would suffocate. The treatment had had a long-term
negative effect on his health and he had been unable to finish his studies and pursue
his career as a violoncello player.
The Government maintained that the acts of the
medical staff in the sobering-up centre, who were not state agents, could not
be attributed to the State. In any event, according to them, the restraining of
the applicant had not reached the minimum threshold of severity required for
application of Article 3 of the Convention. They considered that it was more
appropriate to examine the complaint under Article 8 of the Convention. Actually,
the strapping of the applicant had been necessary for the protection of his own
health, it not having been possible to use a less severe measure, such as
tranquilisation with medicines, because the applicant had refused to give a blood
sample in order for the doctors to be able to identify the substance the influence
of which he had been under.
2. The Court’s assessment
(a) The relevant facts
Before examining the case, the Court will
address the factual dispute between the parties concerning the duration of the
applicant’s strapping.
It observes that the police did not ascertain
the actual duration of the strapping, referring to the applicant’s version of the
facts (see paragraph 34 above). However, the Brno Municipal Prosecutor established
that the applicant was restrained from 8.10 p.m. to 10 p.m. on 9 February 2007,
then on 10 February 2007 from 4.30 a.m. to 5 a.m. and again from 6.30 a.m.
until his release from the sobering up-centre. Yet the prosecutor did not
mention on what she had based her conclusions or give any reasons why the
applicant’s version of facts was not credible (see paragraph 36 above).
The Court observes that the applicant supported his
description of events mainly by the sobering-up centre’s record, which does not
say that he was released at 10 p.m. but includes two illegible letters instead.
Nevertheless, the Court considers plausible the Government’s explanation that
this was a typing mistake which was remedied in the later edition of the
document. The Court further observes that the document submitted by the
applicant does not fully support his version of the facts either, as it states
that restraints were applied at 4.30 a.m. In fact, if he had been restrained
for the whole night it would not have been necessary to apply the restraints
again at 4.30 a.m.
The Court notes, on the other hand, that the
Government’s version of facts is also open to doubt, being considerably
undermined by the testimony of nurse P., who remembered that while taking over duty
from Ms K. at 6 a.m. on 10 February, the applicant had been strapped to
the bed by his arms and legs. This is precisely the time when, according to the
Government, the applicant was not restrained.
Accordingly, even though the Court has some
doubts about the exact duration of the applicant’s strapping, and given that his
version of the facts was not fully supported by any evidence, it will proceed to
the examination of the case on the basis of the Government’s description of the
duration of the applicant’s strapping.
(b) Negative or positive obligations
The Court must next consider the objection of
the Government that the actions of the medical staff could not be attributed to
the State.
The events complained of occurred during the
applicant’s detention in a sobering-up centre, which amounts to a “deprivation of
liberty” within the meaning of Article 5 § 1 of the Convention, which is not disputed
by the parties (see Witold Litwa
v. Poland, no. 26629/95, § 46, ECHR
2000-III). A person in a sobering-up centre is within the
complete control of its staff.
The Court has considered the treatment of
persons, including the application of restraints to detainees in sobering-up
centres, from the point of view of the negative obligations of the State (see Wiktorko
v. Poland, no. 14612/02, 31 March 2009, and Mojsiejew v. Poland,
no. 11818/02, 24 March 2009).
. Under Czech law, sobering-up
centres are public bodies established by regional self-governing units that are
entitled by law to hold persons under the influence of alcohol or another drug
who cannot control their behaviour, thereby directly endangering themselves or
other persons, public order or property, or whose condition causes a public disturbance.
Even accepting the Government’s contention that
the medical staff in the sobering up-centre are not State agents, they
nevertheless perform governmental authority of detention (compare § 54 above). The
State is responsible for the well-being of detainees (Kudła v. Poland [GC],
no. 30210/96, § 94, ECHR 2000-XI, and Moisejevs v. Latvia,
no. 64846/01, § 78, 15 June 2006) and cannot evade its responsibility by
delegating its power to other entities.
The Court further considers crucial in the
present case that what is at stake is not the applicant’s injury as an unintended
negative consequence of medical treatment, as submitted by the Government, but
the use of the restraints itself. The applicant’s injury was only incidental to
the intentional treatment, which is the issue from the point of view of Article
3 of the Convention. The present case significantly differs from cases where voluntary
medical treatment had negative consequences on the health of patients. The
Court thus does not consider the string of case-law concerning medical
negligence referred to by the Government relevant to the present case. More
pertinent to the present case are cases concerning the use of restraints on
persons in detention, which the Court has always considered from the point of
view of negative obligations (see, for example, Herczegfalvy, cited
above, § 83; Istratii and Others v. Moldova,
nos. 8721/05, 8705/05 and 8742/05, 27 March 2007, § 57; and Kashavelov
v. Bulgaria, no. 891/05, § 40, 20
January 2011).
Consequently, the Court considers that the State
must be held directly responsible for the use of restraints on the applicant in
the sobering-up centre and the Court will consider that treatment in the light
of the negative obligations of the State.
It further follows from the above that the cases
of medical malpractice referred to by the Government are neither relevant to
the present case in the context of exhaustion of civil remedies. The
application of restraints was not medical treatment that the detainee could
refuse. The issue is thus not that the applicant objected to his medical treatment,
but that restraints and force were applied to him that would only be allowed by
Article 3 of the Convention if made strictly necessary by his own conduct (see Ribitsch v. Austria, 4 December
1995, § 38, Series A no. 336).
The Court reiterates that in cases where an
individual has an arguable claim under Article 3 of the Convention, the notion
of an effective remedy entails, on the part of the State, a thorough and
effective investigation capable of leading to the identification and punishment
of those responsible (see Selmouni v. France [GC], no. 25803/94, § 79,
ECHR 1999-V, and in the context of a treatment in a psychiatric hospital including
application of restraints, Filip v. Romania (dec.), no. 41124/02, 8 December
2005). Wilful ill-treatment of persons who are within the control of agents of
the State cannot be remedied exclusively through an award of compensation to
the victim (see Krastanov v. Bulgaria, no. 50222/99, § 60, 30 September
2004, and Kopylov v. Russia, no. 3933/04, § 130, 29 July 2010).
Accordingly, a criminal complaint was an
adequate remedy in the present case for the applicant’s complaint that he had
been ill-treated in detention (see, mutatis mutandis, Mojsiejew v.
Poland, no. 11818/02, § 41, 24 March
2009, where the Court reached the same conclusion regarding death in a
sobering-up centre). Once the criminal proceedings had been terminated,
the applicant was not required under Article 35 § 1 of the Convention to pursue
and await the outcome of the civil proceedings instituted by him. The Government’s
objection of non-exhaustion of domestic remedies must therefore be rejected.
(c) General principles
The Court reiterates that Article 3 of the Convention
enshrines one of the most fundamental values of a democratic society. It
prohibits in absolute terms torture or inhuman or degrading treatment or
punishment, irrespective of the circumstances or the victim’s behaviour (see, for
example, Labita v. Italy
[GC], no 26772/95, § 119, ECHR 2000-IV). Where allegations are made under
Article 3 of the Convention, like in the present case, the Court must apply a
particularly thorough scrutiny (see Wiktorko, cited above, § 48).
To fall under Article 3 of
the Convention, ill-treatment must attain a minimum level of severity. The
assessment of this minimum level of severity is relative; it depends on all the
circumstances of the case, such as the duration of the treatment, its physical
and mental effects and, in some cases, the gender, age and state of health of
the victim. Further factors include the purpose for which the treatment was
inflicted together with the intention or motivation behind it, as well as its
context, such as an atmosphere of heightened tension and emotions (see Gäfgen
v. Germany [GC], no. 22978/05, § 88, ECHR 2010).
The Court has recognised the special
vulnerability of mentally ill persons in its case-law and the assessment of whether
the treatment or punishment concerned is incompatible with the standards of
Article 3 has, in particular, to take into consideration this vulnerability (see
Keenan v. the United Kingdom, no. 27229/95, § 111, ECHR 2001-III,
Rohde v. Denmark, no. 69332/01, § 99, 21 July 2005 and Renolde
v. France, no. 5608/05, § 120, ECHR 2008 (extracts)).
In respect of persons deprived of their liberty,
recourse to physical force which has not been made strictly necessary by their
own conduct diminishes human dignity and is in principle an infringement of the
right set forth in Article 3 of the Convention (see Krastanov v. Bulgaria,
no. 50222/99, § 53, 30 September 2004). In the context of detention in a sobering-up
centre, it is up to the Government to justify the use
of restraints on a detained person. Regarding the use of restraining belts, the
Court accepted that aggressive behaviour on the part of an intoxicated
individual may require recourse to the use of restraining belts, provided of
course that checks are periodically carried out on the welfare of the immobilised
individual. The application of such restraints must, however, be necessary
under the circumstances and its length must not be excessive (see Wiktorko,
cited above, § 55).
. The
position of inferiority and powerlessness which is typical of patients confined
in psychiatric hospitals calls for increased vigilance in reviewing whether the
Convention has been complied with. Nevertheless, it is for the medical
authorities to decide, on the basis of the recognised rules of medical science,
on the therapeutic methods to be used, if necessary by force, to preserve the
physical and mental health of patients who are entirely incapable of deciding
for themselves and for whom they are therefore responsible. The established
principles of medicine are admittedly in principle decisive in such cases; as a
general rule, a measure which is a therapeutic necessity cannot be
regarded as inhuman or degrading. The Court must nevertheless satisfy itself
that the medical necessity has been convincingly shown to exist (see Herczegfalvy
v. Austria, 24 September 1992, § 82, Series A no. 244).
(d) Application in the present case of the
above-mentioned principles
(i) The severity of the treatment
The Court notes that the applicant was a young
man of a fragile build, suffering from a mental illness. He was brought to the
sobering-up centre in a state of intoxication, as a result of overdosing on medicine
that was part of his treatment. He was thus in a particularly vulnerable position.
Even though the applicant was calm during transport and admission to the
hospital, he was immediately attached by restraining belts to his bed in the
sobering-up centre due to his alleged restlessness. He was left in restraints
for almost two hours. He was again restrained in the same way for half an hour
at night on account of an alleged attack on a male nurse, and lastly for forty-five
minutes the next morning for allegedly being destructive to his surroundings.
The Court must also take into account the
serious consequences the treatment had on the applicant in evaluating whether it
reached the minimum level of severity required for application of Article 3 of
the Convention. It notes that an expert report commissioned by the police ten
months after the treatment concluded that the applicant had suffered very
severe bilateral paresis of the elbow nerves caused by the compression of
nerves and blood vessels, that this injury still limited his ability to play
the violoncello and that it would have a long-lasting effect which was unlikely
to be permanent.
Accordingly, the Court considers that the strapping of the applicant must have caused him great
distress and physical suffering and that Article 3 of the
Convention is in principle applicable to the present case (see also the
practice of the CPT, which considers the use of physical restraints an area of
particular concern given the potential for abuse and ill-treatment).
(ii) The justification of the treatment
. The
Court will turn now to the examination of whether such
treatment was justified in the present case and whether periodic checks were
carried out.
. According
to the Government, the applicant’s restriction was necessary for the
protection of his own health although they did not indicate in what way the
applicant’s health was endangered. The Court notes that the record from the
sobering up centre and the testimonies of the medical staff do not specify the extent
or indeed existence of the danger the applicant posed to himself. They show
that the reason for the applicant’s restriction for two hours in the evening of
9 February 2007 was his restlessness. His restraint at night and in the morning
was justified by his allegedly aggressive behaviour towards the medical staff.
The Court must determine whether the mere
restlessness of a patient justifies his or her being restrained by straps to a
bed for almost two hours, taking into account the current legal and medical
standards on the issue (see Herczegfalvy, cited above, § 83).
The applicant was detained in a sobering-up
centre, a health care facility that was part of a psychiatric hospital, the purpose
of which is to treat persons under the influence of drugs. The fact that the
applicant was a person suffering from a mental illness was or should have been
known to the staff of the centre, as it was already stated in the record drawn
up by the ambulance staff who had brought the applicant to the psychiatric
hospital. Therefore the Court considers that the rules and standards on using
restraints on patients with mental disabilities in psychiatric hospitals are
relevant for the interpretation and application of Article 3 of the Convention
to the facts of the present case.
The Court notes that both the European and
national standards (see “Relevant domestic law” and “Relevant international
standards” above) are unanimous in declaring that physical restraints can be
used only exceptionally, as a matter of last resort and when their application is
the only means available to prevent immediate or imminent harm to the patient
or others. The Czech Guideline expressly states that restraints cannot be used
when the patient is merely restless (see paragraph 51 above).
In line with these standards, the Court
considers that using restraints is a serious measure which must always be justified
by preventing imminent harm to the patient or the surroundings and must be
proportionate to such an aim. Mere restlessness cannot therefore justify
strapping a person to a bed for almost two hours.
The Court further observes that even though
restraints should be used as a matter of last resort, no alternatives were
tried in the applicant’s case. He was restrained immediately on arrival at the
sobering-up centre on account of his alleged restlessness, without any methods
of calming him down having been tried. Strapping was applied as a matter of
routine. It thus cannot even be said that the domestic guideline was complied
with.
Regarding the use of restraints as a result of
the applicant’s alleged aggressiveness at night and in the morning the Court
agrees that attacking medical staff can be a sufficient reason for applying
restraints. Nevertheless, it is not satisfied that it was conclusively
established that the use of restraints was to prevent further attacks and that
other means of trying to calm the applicant down, or less restrictive restraints,
had been unsuccessfully tried. In this context the Court considers that it is
unacceptable to use restraints as a punishment.
The Court observes that the two male nurses did
not mention the alleged attack by the applicant at 4.30 a.m. to the police and
there are no details about the nature of the attack anywhere in the case file. Ms
K. only told the police that she did not remember which nurse had been
attacked. The only details about any physical force used by the applicant were
submitted by nurse P., who went on duty at 6 a.m. on 10 February and who
reported that when any of the applicant’s limbs had been unstrapped he had immediately
started to defend himself and resist being strapped again. The Court, however,
considers that using restraints can be hardly justified by the fact that a
person resists their application.
The Court thus concludes that even though it is up to the Government to justify the use of restraints
on a detained person (see Wiktorko, cited above, § 55) it has failed
to show that the use of restraints on the applicant was necessary and
proportionate in the circumstances.
In addition to this finding, the Court notes
that the CPT recommended to Brno-Černovice Psychiatric Hospital that
“patients who are immobilised should always be subject to continuous, direct
personal supervision by a member of staff” after it found in its visit in 2005
that this was not the case (see paragraph 57 above).
The Court also notes that the domestic police
investigation found that checks were not performed at regular intervals. The
Court reiterates that restrained patients must be under close supervision. This
obviously was not the case, which must have been one of the reasons for the
damage to the applicant’s health with long-lasting effect. The domestic
authorities thus failed in their obligation to protect the health of persons
deprived of their liberty (see Keenan v. the United Kingdom, no.
27229/95, § 111, ECHR 2001-III, and Jasinskis v. Latvia, no.
45744/08, § 60, 21 December 2010).
The Court further takes into account the European
and national standards requiring proper recording of every use of restraints, which,
among other things, facilitates any subsequent review of whether their use was
justified. The Court has stressed the need for keeping proper medical notes in
its case-law as well (see Keenan, cited above, § 114).
In the present case the Court finds the record
kept about the use of restraints against the applicant very rudimentary. It does
not contain any information on when the restraints were first applied, merely stating
that the applicant was released at 10 p.m., and that the restraints were again
applied at 4.30 a.m., but not when they were removed. The record only states that
the restraints were lastly applied at 6.30 a.m. and finished at 7.15 a.m. The
record contains no explicit reasons for applying the restraints, save for the
alleged attack on a male nurse at 4.30 a.m., yet even that is not clear from
the record. Otherwise, there are only general notes about the applicant being
restless, and at 6.30 a.m. as being aggressive towards his surroundings. There
is no information about when checks were carried out.
In these circumstances the Court cannot but
conclude that the records were far from satisfactory and it is evident that
they undermined the proper establishment of the facts and hampered the domestic
criminal investigation in the case.
Having regard to all the circumstances of the
present case, the Court is of the view that the applicant has been subjected to
inhuman and degrading treatment contrary to Article 3. There has accordingly
been a substantive violation of Article 3 of the Convention.
II. ALLEGED
VIOLATION OF ARTICLE 3 OF THE CONVENTION IN ITS PROCEDURAL ASPECT
The applicant maintained that his complaints about
his ill-treatment in the sobering-up centre had not been effectively
investigated in violation of Article 3 of the Convention, which reads as
follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
The Government contested that argument.
A. Admissibility
The Government maintained that the applicant had
failed to exhaust domestic remedies regarding some of his complaints concerning
the alleged procedural violation of Article 3 of the Convention. In particular,
in his complaint against the police authority’s decision on the termination of
the investigation, he had failed to mention that the proceedings had failed to
satisfy the requirement of promptness and independence and had not been public because
he was not allowed to be present during the questioning of witnesses and put
questions to them (see paragraph 35 above).
The applicant disagreed.
The Court notes that the applicant challenged
the effectiveness of the investigation before the prosecutor and the Constitutional Court (see paragraphs 35 and 37 above). It further notes that the alleged lack
of independence lies not only in the conduct of the police but of the
prosecuting authorities as a whole. Therefore the applicant could not have
complained of it in his appeal to the prosecutor; that is, before the alleged
deficiency had materialised.
Regarding the complaint of lack of promptness,
the Court in turn, does not consider that mentioning it in the appeal to the prosecutor
could have had any effect. The police had already terminated the investigation and
thus the prosecutor could not have remedied any alleged delays in the conduct
of the investigation by the police.
Lastly, regarding the complaint that the
proceedings were not public, the Court notes that in his appeal the applicant
requested that the medical staff be questioned again. It also notes that he
complained of the lack of their public nature in his subsequent constitutional
appeal.
Consequently, the Government’s plea of
non-exhaustion of domestic remedies must be rejected.
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. Arguments of the parties
The applicant complained that the investigation
had not been initiated on the authorities’ own motion. He had complained to the
hospital authorities but they had not forwarded his complaint to the
prosecuting authorities. Furthermore, it had not been effective either in law
or in practice as the prosecuting authorities had not made a serious attempt to
find out what happened and base their decision on established facts. The
investigation had concerned only the crime of causing bodily harm and not
inhuman treatment, and the investigating authorities had failed to establish
the person responsible for his injuries even though the police had found out
that the restraints had been used unlawfully. He had been unable to be present
when the witnesses had been questioned or to suggest gathering additional
evidence. The investigation had not been independent or speedy, as the
investigating authorities had heavily relied on the explanations of the
hospital staff, the police had taken twenty-two days to question the applicant and
it had commissioned a forensic report only three months and nineteen days after
the receipt of the criminal complaint.
The Government maintained that the
investigation had been effective in that the factual circumstances of the case
had been clarified to the maximum extent possible and all possible
investigative steps had been taken. It was only logical that the complaint had
been investigated as the criminal offence of causing bodily harm and not
inhuman treatment because there had been no
intentional offence and the offender, if any, could only have been
someone from the medical staff and not a State authority, local self-governing
authority or a court.
They noted that the investigation had been
instituted immediately after the police had received the criminal complaint and
had proceeded with promptness.
In the Government’s opinion the observance of
the principle of the public nature and transparency of the investigation had
been sufficiently secured by the fact that the applicant was able to request to
be allowed to inspect the investigation file and lodge a complaint against the
police authority’s decision on the setting aside of the case. They also noted
that in that complaint he had not challenged the content of the depositions of
the medical staff at all, nor had he claimed that he should have been able to
put questions to them. The Government believed that given the context, this
opportunity to participate in the investigation had been sufficient to secure
the applicant’s rights and that transparency of the investigation and the applicant’s
legitimate interests had not required that the applicant be present at the
questioning of the medical staff.
120. Lastly, they opined that there was no
hierarchical, institutional or close working relationship between the medical
staff and the police authority that could raise any doubt about the
independence and impartiality of the investigation.
2. The Court’s assessment
(a) General principles
The Court reiterates that Article 3 of the Convention requires States to put in place
effective criminal-law provisions to deter the commission of offences against
personal integrity, backed up by law-enforcement machinery for the prevention,
suppression and punishment of breaches of such provisions. The domestic legal
system, and in particular the criminal law applicable in the circumstances of
the case, must provide practical and effective protection of the rights
guaranteed by Article 3 (Đurđević v. Croatia,
no. 52442/09, § 51, 19 July 2011).
Where an individual makes a credible assertion
that he has suffered treatment infringing Article 3, that provision, read in conjunction
with the State’s general duty under Article 1 of the Convention to “secure to
everyone within their jurisdiction the rights and freedoms defined in ... [the]
Convention”, requires by implication that there should be an effective official
investigation (see Labita v. Italy [GC], no. 26772/95, § 131, ECHR 2000-IV).
Even though the scope of the State’s positive obligations might differ between
cases where treatment contrary to Article 3 has been inflicted through the
involvement of State agents and cases where violence is inflicted by private
individuals, the requirements as to an official investigation are similar (see Denis
Vasilyev v. Russia, no. 32704/04, § 100, 17 December 2009).
. In its case-law the Court has established
that for an investigation to be considered effective it must be thorough. That means that the authorities must always make a
serious attempt to find out what happened and should not rely on hasty or
ill-founded conclusions to close their investigation or as the basis of their
decisions (see Mikheyev v. Russia, no. 77617/01, § 108, 26 January
2006). The investigation must be capable of leading to the establishment
of the facts of the case and to the identification and punishment of those
responsible. The authorities must have taken the reasonable steps available to
them to secure the evidence concerning the incident, including, inter alia,
eyewitness testimony, forensic evidence, and so on. Any deficiency in the
investigation which undermines its ability to establish the cause of injuries
or the identity of the persons responsible will risk falling foul of this
standard (Denis Vasilyev v. Russia, no. 32704/04, § 100, 17 December 2009). But the obligation on the States is not
to elucidate all facts of the case but only those important for establishing
the circumstances of the use of force and to determine whether official responsibility
is engaged (see Anusca v. Moldova, no. 24034/07, § 40, 18 May
2010).
The investigation must further be independent,
in that it may generally be regarded as necessary for the persons responsible
for and carrying out the investigation to be independent from those implicated
in the events. This means not only a lack of hierarchical or institutional
connection but also a practical independence (see Đurđević, cited
above, § 85).
There must be also a sufficient element of
public scrutiny of the investigation. The degree of public scrutiny required
may well vary from case to case. In all cases, however, the victim must be
involved in the procedure to the extent necessary to safeguard his or her
legitimate interests (see Isayeva and Others v. Russia, nos. 57947/00,
57948/00 and 57949/00, § 212-213, 24 February 2005). However, that does not mean that the victim’s right to
access to investigation in all its stages arises from the Convention, because
the interests of other persons or the risk of jeopardising the achievement of
the aim of the investigation can prevail over his interest (see, for example, McKerr v. the United Kingdom, no. 28883/95, 4 May 2001, §
129).
The investigation must also start promptly once
the matter has come to the attention of responsible authorities and conducted
with reasonable expedition.
127. Lastly, the authorities must act
of their own motion once the matter has come to their attention (see Isayeva
and Others, cited above, § 209).
(b) Application in the present case of the
above-mentioned principles
The
Court firstly observes that the police started the investigation
promptly after the applicant had lodged his criminal complaint and it did not suffer
from any unnecessary delays. The applicant was interviewed about two weeks
after the police had received his criminal complaint. The interviews of other
persons, collection of documents and drawing up of an expert report were carried
out in the following months. The police closed the investigation within six
months. Such length is not unreasonable to an extent that it would make
the investigation ineffective. The Court adds that for the purpose of
fulfilling the requirement of promptness, the investigation could not have been
started when the applicant complained to the hospital staff, because they are
not a state authority that could have instituted a criminal investigation.
Regarding the alleged lack of independence the
Court does not consider that the present case can be compared to the situation
in Ergi v. Turkey (28 July 1998, § 83, Reports 1998-IV)
as suggested by the applicant, where the Court criticised the heavy reliance of
the prosecuting authorities on a report by the gendarmerie, given that the gendarmes
themselves were suspected of shooting the applicant’s sister. However, in the
present case, the prosecuting authorities based their conclusions on several
witness testimonies, documents and an independent expert report.
Regarding the level of public scrutiny of the
investigation, the Court observes that the applicant had access to the
investigation file and could have lodged an appeal against the decision of the
police to terminate the investigation. In his appeal, or indeed at any time, he
was free to dispute the veracity of any evidence collected by the police or to
suggest the taking of further evidence. The Court therefore finds that the
applicant was involved in the procedure to the extent necessary to safeguard
his legitimate interests and that it was not indispensable that he be present
when the police took statements from the witnesses.
131. The Court further reiterates that it
is not its task to interpret the domestic law, including the Criminal Code.
Therefore, it will not express a view on whether the applicant’s ill-treatment should
have been investigated as the crime of torture and other inhuman or cruel
treatment. It must concentrate on the purpose of the obligation of
effective investigation, which is to secure an effective implementation of the
domestic laws which protect the right not to be tortured and, in those cases
involving State agents or bodies, to ensure their accountability (see Kelly
and Others v. the United Kingdom, no. 30054/96, § 94, 4 May 2001) and to
enable the facts to become known to the public (see Siemińska v.
Poland (dec.), no. 37602/97, 29 March 2001).
It appears from the decision of the police that
the main reason for the termination of the investigation was that they
considered that no crime had been committed. This is explicitly stated in the
decision of the prosecutor, who considered the treatment of the applicant to
have been in compliance with the law. Such conclusions are, however, hardly
reconcilable with the obligation of States that the domestic legal system must provide practical and effective protection of the rights
guaranteed by Article 3. The Court must take into account that the application of
restraining belts on the applicant was a wilful act constituting inhuman and
degrading treatment, as it has found above.
. The
Court is further struck by the resolute conclusion of the prosecutor that the
applicant was aggressive at the time of his admission to the sobering-up
centre and therefore he was restrained. It is not clear on what this statement
is based, especially given that there is no single piece of evidence in the
case file that would support such a conclusion. The written evidence and the statements
mention only that the applicant was restless at the time of his admission, but
not that he was aggressive. Furthermore, the prosecutor’s conclusion that the
applicant was checked on every twenty minutes also lacks any reasoning, which
is particularly striking given that the police, on the basis of the same
evidence, reached a different conclusion. Both these conclusions were crucial
for the legal assessment of the events and had a direct bearing on the effectiveness
of the investigation. In consequence, it cannot be said that it was
thorough.
In view of these considerations, the Court concludes
that the investigation in the present case did not provide the applicant with practical and effective protection of his rights guaranteed by
Article 3. Consequently, there has been a procedural violation of
Article 3 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 5 § 1 OF THE
CONVENTION
The applicant complained that his involuntary
admission and detention in Brno-Černovice Psychiatric Hospital violated
his right to liberty. He relied on Article 5 § 1 of the Convention, which, in
so far as relevant, reads as follows:
“1. Everyone has the right to liberty and security
of person. No one shall be deprived of his liberty save in the following cases
and in accordance with a procedure prescribed by law: ...
(e) the lawful detention of persons for the
prevention of the spreading of infectious diseases, of persons of unsound mind,
alcoholics or drug addicts or vagrants ...”
The Government contested that argument. They argued
that the applicant had failed to exhaust domestic remedies and that he had been
detained for two unrelated reasons, which had to be considered separately.
First, he had been detained in the sobering-up
centre overnight from 9 to 10 February 2007. Detention in sobering-up centres
involved deprivation of liberty for several hours maximum, and therefore the
law did not envisage any approval by a court. The appropriate legal tool was
a subsequent reparatory remedy, namely, an action for the protection of
personality rights under the Civil Code against the health care facility
concerned, which the applicant had failed to lodge.
Secondly, the applicant had been detained in a
psychiatric hospital, in which case court proceedings under Article 191b of the
Code of Civil Procedure had been automatically instituted. The applicant,
however, had failed to lodge a constitutional appeal in compliance with the
procedural requirements. They remarked that in the months prior to the lodging
of the applicant’s constitutional appeal all the chambers of the Constitutional Court had adopted the approach of requiring previous recourse to an action
for nullity. That approach had
been subsequently confirmed by a decision of the plenary session of the Constitutional
Court of 16 December 2008, no. 79/2009.
The applicant disagreed. First, he contested
the division of his detention into two phases, holding that since 9 February
2007 he had been detained in the same psychiatric hospital, and that he had not
been released from the sobering-up centre but transferred to a different unit
of the hospital.
He then maintained that an action for nullity
was not an effective remedy within the meaning of Article 35 of the Convention.
Actually, such an action could not remedy the deficiencies alleged by him under
Article 5 § 1 of the Convention. Moreover, lodging it would have no chance
of success in view of the Opinion of the Supreme Court no. Cpjn 29/2006 (see
paragraph 53 above).
The Court reiterates that Article 35 § 1 of the
Convention requires not merely the use of the requisite remedies but that the
complaint intended to be made subsequently to the Court must first have been
made - at least in substance - to the appropriate domestic body, and in
compliance with the formal requirements laid down in domestic law (see Sabeh
El Leil v. France [GC], no. 34869/05, §
32, 29 June 2011).
The Court finds, and this is not in dispute
between the parties, that a constitutional appeal as such was an effective
remedy within the meaning of Article 35 § 1 of the Convention. It observes that
the applicant’s constitutional appeal was dismissed for non-exhaustion of
remedies, namely, for failing to lodge an action for nullity, without a
decision on its merits.
The Court reiterates that it is in the first
place for the national authorities, and notably the courts, to interpret
domestic law and that the Court will not substitute its own interpretation for
theirs in the absence of arbitrariness. This applies in particular to the interpretation
by domestic courts of rules of a procedural nature. Although procedural rules
governing appeals must be adhered to as part of the concept of a fair
procedure, in principle it is for the national courts to police the conduct of
their own proceedings (see Tejedor García v. Spain, 16 December 1997, §
31, Reports 1997-VIII, and Matoušek v. the Czech Republic
(dec.), no. 32384/05, 7 September 2010).
On the other hand, the Court notes that on
numerous occasions it has found a violation of Article 6 of the Convention
because of lack of access to court, when a procedural rule was construed in a
way that was unpredictable and in variance with the principle of legal
certainty (see Zvolský and Zvolská v. the Czech Republic, no. 46129/99,
§§ 53-54, ECHR 2002-IX), or the domestic court showed excessive formalism
(see Bulena v. the Czech Republic, no. 57567/00, § 35, 20 April
2004). In these instances, it then dismissed the Government’s objection to the
admissibility of other complaints (see Běleš and Others v. the Czech
Republic (dec.), no. 47273/99, 11 December 2001 and Zvolský and
Zvolská v. the Czech Republic (dec.), no. 46129/99, 11 December 2001).
The Court, however, does not consider that such
a situation arose in the present case. It notes that the Government extensively
referred to the Constitutional Court’s case-law, built up before the applicant
lodged his constitutional appeal, where it had consistently required the lodging
of an action for nullity before lodging a constitutional appeal. Therefore it cannot
be said that its decision could not have been foreseen by the applicant (see, a
contrario, Faltejsek v. the Czech Republic, no. 24021/03, § 32, 15 May
2008).
The Court also notes that the Opinion of the
Supreme Court no. Cpjn 29/2006, relied on by the applicant, was adopted only
on 14 January 2009 and thus could not have any relevance to the decision
of the Constitutional Court given before.
In conclusion, the applicant failed to lodge a
constitutional appeal in compliance with the procedural requirements, which were
not applied arbitrarily, unforeseeably, or with excessive formalism.
Consequently, this complaint must be rejected
under Article 35 §§ 1 and 4 of the Convention for non-exhaustion of
domestic remedies.
IV. ALLEGED VIOLATION OF ARTICLE 5 § 4 OF THE
CONVENTION
The applicant complained that he did not have
access to a proper judicial review of his detention. He relied on Article 5 § 4
of the Convention, which reads as follows:
“Everyone who is deprived of his liberty by arrest or detention
shall be entitled to take proceedings by which the lawfulness of his detention
shall be decided speedily by a court and his release ordered if the detention
is not lawful.”
The Government considered that the case-law on
the applicability of Article 5 § 4 of the Convention was inconsistent and asked
the Court to clarify to which proceedings in the context of involuntary
hospitalizations in the Czech Republic Article 5 § 4 applied. They maintained,
however, that Article 5 § 4 ceased to apply once a person was released and this
part of the application was therefore incompatible ratione materiae with
the Convention.
The Government further raised the same
inadmissibility plea on the grounds of non-exhaustion of domestic remedies,
submitting the same arguments as in the context of Article 5 § 1 of the
Convention.
The applicant disagreed and maintained that
Article 5 § 4 continued to apply even after a detainee’s release.
Regarding the objection of non-exhaustion of
domestic remedies, the applicant referred to his submissions under Article 5 §
1.
The Court does not consider it appropriate in
the context of the present case to examine the question of applicability of
Article 5 § 4 to the appeal proceedings brought by the applicant after his
release as the applicant’s complaint about deficiencies in the judicial review
of the lawfulness of his detention is in any event inadmissible for the
following reason.
The Court held in Knebl v. the Czech
Republic (no. 20157/05, § 77,
28 October 2010) that a
constitutional appeal was an effective remedy that had to be exhausted for
complaints that a procedure under Article 5 § 4 of the Convention did not
provide guarantees appropriate to the kind of deprivation of liberty in
question. The Court has no reason to hold otherwise in the present case.
In view of the conclusions above under Article
5 § 1 of the Convention, the Court concludes that the complaint under Article 5
§ 4 must be also rejected under Article 35 §§ 1 and 4 of the Convention for non-exhaustion
of domestic remedies since the applicant failed to lodge a constitutional
appeal in compliance with the procedural requirements.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
The applicant claimed 30,000 euros (EUR) in
respect of non-pecuniary damage.
The Government considered that amount
excessive.
The Court is of the view that as a result of
the circumstances of the case the applicant must have experienced considerable
anguish and distress which cannot be made good by a mere finding of a violation
of the Convention. Having regard to the circumstances of the case seen as a
whole and deciding on an equitable basis, the Court awards the applicant
EUR 20,000 for non-pecuniary damage.
The applicant did not claim reimbursement of
any costs and expenses. Accordingly, the Court considers that there is no call
to award him any sum on that account.
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Decides to join to the merits the
Government’s objection as to the exhaustion of domestic remedies and rejects it;
2. Declares
the complaints concerning Article 3 of the Convention admissible and the
remainder of the application inadmissible;
3. Holds that there has been a violation of
Article 3 of the Convention under its substantive limb;
4. Holds that there has been a violation of
Article 3 of the Convention under its procedural limb;
5. Holds
(a) that the respondent State is to pay the
applicant, within three months from the date on which the judgment becomes
final in accordance with Article 44 § 2 of the Convention, EUR 20,000
(twenty thousand euros), plus any tax that may be chargeable, in respect of
non-pecuniary damage, to be converted into Czech korunas at the rate applicable
at the date of settlement;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amount at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
6. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 18 October 2012,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Dean
Spielmann
Registrar President