SECOND SECTION
CASE OF SZIMA v. HUNGARY
(Application no. 29723/11)
JUDGMENT
STRASBOURG
9 October 2012
This judgment will become final in the circumstances set out in Article 44 § 2 of the Convention. It may be subject to editorial revision.
In the case of Szima v. Hungary,
The European Court of Human Rights (Second Section), sitting as a Chamber composed of:
Françoise Tulkens,
President,
Danutė Jočienė,
Dragoljub Popović,
Isabelle Berro-Lefèvre,
András Sajó,
Işıl Karakaş,
Guido Raimondi, judges,
and Stanley Naismith, Section Registrar,
Having deliberated in private on 11 September 2012,
Delivers the following judgment, which was adopted on that date:
PROCEDURE
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
(1) “The staff are regularly required to work overtime without remuneration...” “For years, clearly due allowances have not been paid to low-ranking staff...” “Currently it is almost a prerequisite of becoming a senior police officer to have a political background or to be a relative or a descendant of other senior police officers.” “The senior police officers’ obvious violations of the law set a bad example for the force.” “This is typical of senior police officers: they commit violations and infringements, and then, if we point this out, their reaction is striking back without any principles, suing and accusing of incitement in order to counter our suggestions to renew and clean up the force.” “Why are we wondering at the infringements of police officers if law-breaking and tyrannising senior police officers go unpunished?”
(2) “The uninhibited infringements of the law committed by senior police officers placing themselves above the law go unpunished, and what is more, they are even decorated when, on order of the political authority in power, thousands, tens of thousands of discontented and underprivileged people are beaten by jaded police officers on the streets.” “The ‘Tettrekész’ Police Trade Union commiserates with those Hungarian citizens whose human dignity and human rights were violated and affronted by acts of a prostituted leadership and of our criminal ‘colleagues’ and apologises for that.”
(3) “Police staff are getting more and more underprivileged and humiliated by their own leaders.” “Some senior police officers are active in trying to obtain that average citizens be punished rather than ‘served and protected’ by the police officers on the streets.” “Some well-paid senior police officers unprofessionally incite ordinary citizens and police officers against each other.” “We constantly request the review of the often unprofessional selection procedure of senior police officers, but to no avail, because there is apparently no need for a citizen-friendly police.”
(4) “The senior police officers again demonstrated that they were incapable of upholding the public order in a party-neutral and politically neutral way... It is proven again that the Hungarian Police’s primary objective is first and foremost not to maintain public order for the taxpaying citizens but to uphold the reign of current political leaders who have led Hungary into economic and moral distress.” “The reputation of the Police has reached previously unseen depths because of the acts of the unprofessional and anti-national senior police officers non-complying with the spirit of the police oath.” “It is obvious that the Police’s core leadership is, in an unacceptable way, politically committed to the government of the country and that of the capital.”
(5) “The Head of the National Police Department is demonstrating every day that he is much more able to write obscene poems than to lead the Police; moreover, he is considerably much better in being an obstacle to the work of ‘Tettrekész’ Police Trade Union and in managing a police pop band than in cooperating with a representative trade union of the Police with the highest number of police officer members.” “A chaotic and highly unprofessional leadership is ruining the rest of the Police’s reputation from day to day.”
II. RELEVANT DOMESTIC LAW
Article 59
“(1) In the Republic of Hungary everyone shall have the right to good reputation, the inviolability of his home, and the protection of privacy and personal data.”
Article 61
“(1) In the Republic of Hungary everyone shall have the right to freedom of expression and to receive and impart information of public interest.”
Section 18 - Freedom of expression
“(1) Members of professional staff of the police force and of the civilian national security services shall not be members of a political party and shall not engage in political activities.
(2) Members of professional staff shall not hold a position in a political party and shall not undertake public appearance in the name or interest of a political party, apart from standing as a candidate in parliamentary, European or municipal elections.
(3) Members of professional staff shall not engage in political activities at the place of service or while performing service tasks.
(4) Except for the case regulated under section 69, members of professional staff shall not criticise, or express an opinion about, a measure or order received unless they do so within the scope of their activities securing rights and interests; moreover, they shall not make statements injurious to the order and discipline of the service and shall not express a private opinion in official proceedings by using media publicity.
(5) Members of professional staff shall not produce or disseminate publications harmful to the order and discipline of the service and shall not place such posters, announcements or emblems anywhere.
(6) Announcements of the professional members’ representation organisations falling within their scope of activities may be published in the locally customary manner. ...”
Section 29
“(1) For the purposes of this Act, “trade union” shall mean any representation organisation - irrespective of its actual designation - of members of professional staff, whose aim is the representation and protection of the service-related interests of members of professional staff.
(2) The trade union shall be entitled to
a) operate within the armed forces and to involve its members in its activity;
b) provide information for the members of professional staff about their rights and duties affecting their financial, social, cultural, living and service conditions;
c) represent its members vis-à-vis the organisational unit or before state organs in respect of issues affecting their service relationship or - upon authorisation - before a court or other authority or body in respect of issues affecting their living- and service conditions.
(3) The trade union shall have the right to exercise the following rights vis-à-vis the organisational unit:
a) may request information on any issues related to members of professional staff’s service-related financial, social and cultural interests;
b) may communicate its position and opinion on the commander’s (head’s) measure (decision) concerning an issue falling under point a) to the commander in charge of the unit and may initiate consultations in such matters;
c) may, during official working hours or - in justified cases - in service hours check observance of the rules governing service and working conditions - including healthy and safe service performance - and may request information and data on the implementation of those rules, which information and data shall be provided for the trade union. Such checks may not endanger or hinder the performance of the service tasks.
(4) The trade union may draw the attention of the head of the organ in charge of the implementation of the rules to the shortcomings and omissions perceived in the course of the check. If the head fails to take the necessary action in due time, the trade union may institute appropriate proceedings. The body having conducted the proceedings shall be obliged to inform the trade union of the findings of the proceedings.
(5) The rights specified under subsections (3)-(4) shall, in respect of issues falling into the supervisory bodies’ scope of direction, be vested in the representative trade union within the given organisation. ...”
Section 69
“(1) While performing their service, members of professional staff shall be obliged to execute the orders of a supervisor or the instructions of a superior officer, unless they would commit a criminal offence thereby.
(2) Except for the case specified in subsection (1), members of professional staff may not refuse the execution of an unlawful order. Where, however, the unlawful nature of the order was recognised, it shall immediately be drawn to the superior officer’s attention. If the supervisor upholds his order or the superior officer upholds his instruction, it must - upon request - be given in writing. Liability for the execution of an unlawful order or provision shall be borne solely by the issuer of the order or the instruction. ...”
Section 194 - Service complaint
“(1) Members of professional staff or - upon their authorisation and on their behalf- a representation organisation or an attorney at law may file a service complaint if they find prejudicial a service-related decision, measure or their omission, not regulated under section 195 of this Act.
(2) A service complaint against an employer’s measure in connection with the termination of the service relationship, establishment of conflict of interest, or the unilateral modification of the service relationship by the armed forces affecting the member’s position, shall be filed by the member of professional staff within 15 days from the communication of the employer’s measure. In other cases service complaints shall be filed within the period of limitation applicable to the enforcement of the claim at issue.
(3) The complaint shall be filed with the supervisor who took (omitted to take) the decision and who shall - in case he fails to grant it - transfer the case, together with the case files, to the supervisor-commander without delay. Unless specified otherwise under the law, the supervisor-commander shall decide on the complaint within 30 days and shall communicate his decision to the complainant. This time limit may be extended on one occasion for another 30 days.
(4) No person shall be restricted in exercising his right to file a complaint. No complainant shall suffer any detriment in case his complaint is found ill-founded, except where intentional infringement of discipline, regulatory offence, or a criminal offence has been committed.
(5) The exercise of the right of complaint specified in another law shall not be affected by this Act.”
Section 195 - Complaint and appeal against a decision
“(1) A first instance decision related to the service relationship and taken in proceedings conducted within the armed forces may - unless this Act provides otherwise - be challenged by a member of professional staff by filing a complaint ... or an appeal ... against the decision within 15 days from its service.
(2) Appeal against a decision brought in relation with the service obligations of a deceased member of professional staff may be lodged by a close relative.
(3) The complaint or appeal shall - unless this Act provides otherwise - be determined within 30 days by the service supervisor or the organ designated by the minister. This time-limit may be extended on one occasion for another 30 days.”
Section 357 - Incitement
“(1) Anyone who incites discontent among soldiers towards a
superior, a command or in general towards the order of service or discipline, is guilty of a misdemeanour punishable by imprisonment of up to one year.
(2) The punishment shall be imprisonment for up to three years if:
a) the incitement is committed in the course of the performance of service;
b) the incitement entails considerable disadvantage for the service or discipline.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 10 READ IN THE LIGHT OF ARTICLE 11 OF THE CONVENTION
The Court considers that - against the background that the applicant is a trade-union leader - this complaint falls to be examined under Article 10 which will be interpreted in the light of Article 11 of the Convention (see Palomo Sánchez and Others v. Spain [GC], nos. 28955/06, 28957/06, 28959/06 and 28964/06, § 52 in fine, ECHR-2011).
Article 10 provides as relevant:
“1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. ...
2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary.”
Article 11 provides as relevant:
“1. Everyone has the right to freedom of peaceful assembly and to freedom of association with others, including the right to form and to join trade unions for the protection of his interests.
2. No restrictions shall be placed on the exercise of these rights other than such as are prescribed by law and are necessary in a democratic society ... for the protection of health or morals or for the protection of the rights and freedoms of others ...”
A. Admissibility
B. Merits
1. Arguments of the parties
a. The Government
b. The applicant
2. The Court’s assessment
a. Whether there has been an interference
Such an interference will represent a violation of the applicant’s right to freedom of expression, unless it was “prescribed by law”, pursued a legitimate aim and was necessary in a democratic society.
b. Prescribed by law
c. Legitimate aim
d. “Necessary in a democratic society”
i. General principles
Moreover, Article 10 protects not only the substance of the ideas and information expressed but also the form in which they are conveyed (see Uj v. Hungary, no. 23954/10, § 20, 19 July 2011).
The same is true when the persons concerned are members of the armed forces, because Article 10 applies to them just as it does to other persons within the jurisdiction of the Contracting States. However, the proper functioning of the armed forces is hardly imaginable without legal rules designed to prevent servicemen from undermining the requisite discipline, for example by writings (see Engel and Others, cited above, § 100; Hadjianastassiou v. Greece, 16 December 1992, § 39, Series A no. 252; Vereinigung demokratischer Soldaten Österreichs and Gubi, cited above, § 36).
In particular, the Court must determine whether the reasons adduced by the national authorities to justify the interference were “relevant and sufficient”, and whether the measure taken was “proportionate to the legitimate aims pursued” (see Chauvy and Others v. France, no. 64915/01, § 70, ECHR 2004-VI). In doing so, the Court has to satisfy itself that the national authorities, basing themselves on an acceptable assessment of the relevant facts, applied standards which were in conformity with the principles embodied in Article 10 (see Csánics v. Hungary, no. 12188/06, § 37 in fine, 20 January 2009).
ii. Application of those principles to the present case
The Court also notes that in regard to some other utterances the domestic courts, rather surprisingly, refused to accept evidence (see paragraph 7 above), which fact alone would have cast doubt on the legitimacy of the sanction imposed on the applicant, had that sanction been applied for that sole reason.
However, in any event, the Court shares the views of those courts regarding the nature of the views expressed about the practice of senior police management. It accepts that those allegations - in particular the ones accusing senior police management of political bias and agenda, transgressions, unprofessionalism and nepotism - were, even if representing predominantly value-judgments, indeed capable of causing insubordination since they might discredit the legitimacy of police actions, all the more so since the applicant did not provide any clear factual basis for those statements. It is true that she was barred from submitting evidence in the domestic proceedings - a matter of serious concern - however, in her attacks concerning the activities of police leadership, she failed to relate her offensive value judgments to facts.
The Court finds that the protection of loyalty and the trust in the constitutionality of police leaders’ actions is not a matter of administrative convenience. The applicant, as a senior police officer, had considerable influence on trade union members and other servicemen, among other things by controlling the trade union’s website. As a high-ranking officer and trade union leader she should have had to exercise her right to freedom of expression in accordance with the duties and responsibilities which that right carries with it in the specific circumstances of her status and in view of the special requirement of discipline in the police force (see also Rekvényi v. Hungary [GC], no. 25390/94, § 43 in fine, ECHR 1999-III) - and this even in the face of the general interest attached to enabling criticism as to transparency, professionalism and law-abiding within the police force. The Court notes that, by entering the police, the applicant should have been aware of the restrictions that apply to staff in the exercise of their rights. Moreover, the limitations on the applicant’s right to freedom of expression did not require her to exercise her profession in violation of fundamental convictions of her conscience.
In view of the margin of appreciation applicable in such cases (see paragraph 26 above), the maintenance of discipline by sanctioning accusatory opinions which undermine the trust in, and the credibility of, the police leadership represents a “pressing social need”, and the reasons adduced by the national authorities to justify it are relevant and sufficient (see Sunday Times v. the United Kingdom (no. 1), 26 April 1979, § 62, Series A no. 30), especially in view of the relatively mild sanction imposed on the applicant - demotion and a fine - which cannot be regarded disproportionate in the circumstances.
II. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
It follows that this part of the application is manifestly ill-founded within the meaning of Article 35 § 3 (a) and must be rejected, pursuant to Article 35 § 4 of the Convention.
FOR THESE REASONS, THE COURT
1. Declares unanimously the complaint concerning Article 10 admissible and the remainder of the application inadmissible;
2. Holds by six votes to one that there has been no violation of Article 10 read in the light of Article 11 of the Convention.
Done in English, and notified in writing on 9 October 2012, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Stanley Naismith Françoise
Tulkens
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the separate opinion of Judge Tulkens is annexed to this judgment.
F.T.
S.H.N.
DISSENTING OPINION OF JUDGE TULKENS
1. Unlike the majority, I believe that in the present case there has been a violation of Article 10 of the Convention interpreted, as the judgment suggests, in the light of Article 11.
2. The facts are not in dispute. The applicant’s offending remarks were made in her capacity as chairperson of the Tettrekész Police Trade Union and on the union’s website, which was under her editorial control. She complained, among other things, about unpaid remuneration due to police personnel, alleged nepotism and undue political influence, as well as dubious qualifications of senior police officers (see paragraph 8). The applicant was found guilty of instigating insubordination, for which she was fined and demoted.
3. The judgment rightly points out that Article 10 of the Convention applies to the police and personnel of the armed forces, as it does to everyone within the jurisdiction of the member States. Both the right to freedom of expression guaranteed by Article 10 § 1 and the limitations and restrictions provided for in paragraph 2 must therefore be applied in the same manner and with equal rigour. In that connection, in view of certain issues raised by this case, I am unable to find that the measures taken against the applicant were proportionate to the aim pursued.
4. The majority decided at the outset that the applicant’s critical remarks had overstepped the mandate of a trade union leader, because some of them were “not at all related to the protection of labour-related interests of trade union members”. I wonder whether, for its part, the Court itself has not overstepped its mandate by casting this judgment on the role of a trade union leader and on the “legitimate” scope of trade-union activities. Moreover, it confines the role of a union to the protection of workers’ interests stricto sensu, without considering that such protection could extend more broadly to criticism about alleged failings in the institution itself. In finding, without any other explication or justification, that the offending remarks had been made “outside the legitimate scope of trade union-related activities”, the majority dismissed, artificially in my view, the trade-union dimension of this case to focus it purely on the right to freedom of expression.
5. A second factor also comes into play here. The majority noted that in respect of some allegations by the applicant, “the domestic courts, rather surprisingly, refused to accept evidence” (see paragraph 32, second sub-paragraph). They nevertheless criticised the applicant for not providing a clear factual basis for what amounted to value judgments and somewhat oddly concluded: “It is true that she was barred from submitting evidence in the domestic proceedings - a matter of serious concern - however, in her attacks concerning the activities of police leadership, she failed to relate her offensive value judgments to facts” (see paragraph 32, third sub-paragraph in fine).
6. My last point concerns the harshness of the penalty. Whilst the fine may be regarded as lenient, the same cannot be said of the demotion, which in my view is a harsh sanction and, in the context of the present case, a disproportionate one.