FOURTH SECTION
CASE OF ANTONI
LEWANDOWSKI v. POLAND
(Application no. 38459/03)
JUDGMENT
STRASBOURG
2 October 2012
This judgment will become
final in the circumstances set out in Article 44 § 2 of the Convention. It may
be subject to editorial revision.
In the case of Antoni Lewandowski v. Poland,
The European Court of Human Rights (Fourth Section), sitting as
a Chamber composed of:
David Thór Björgvinsson, President,
Lech Garlicki,
Päivi Hirvelä,
George Nicolaou,
Ledi Bianku,
Zdravka Kalaydjieva,
Nebojša Vučinić, judges,
and Fatoş Aracı, Deputy
Section Registrar,
Having deliberated in private on 11 September 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no. 38459/03)
against the Republic of Poland lodged with the Court under Article 34 of
the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by a Polish national, Mr Antoni Lewandowski (“the applicant”),
on 24 September 2003.
The Polish Government (“the Government”) were
represented by their Agent, Mr J. Wołąsiewicz of the Ministry of
Foreign Affairs.
The applicant alleged, in particular, that the ex officio reopening of the social
security proceedings concerning his right to an early-retirement pension, which
resulted in the quashing of the final decision granting him a right to a
pension, was in breach of Article 1 of Protocol No. 1 to the Convention
alone and in conjunction with Article 14 of the Convention.
On 20 May 2010 the application was communicated to
the Government. It was also decided to rule on the admissibility and merits of
the application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant, Mr Antoni Lewandowski,
is a Polish national who was born in 1953 and lives in Mielec.
The applicant is married with two adult children.
Prior to his early retirement he had been employed for 31 years and had paid
his social security contributions to the State.
A. Proceedings concerning the grant and the revocation
of an EWK pension
On 23 or 28 December 2000 the applicant filed an
application with the Rzeszów Social Security Board (Zakład Ubezpieczeń Społecznych)
to be granted the right to an early-retirement pension for persons raising
children who, due to the seriousness of their health condition, required
constant care, the so-called “EWK” pension.
Along with his application for a pension, the
applicant submitted, among other documents concerning his daughter’s health
condition, a medical certificate issued by a specialist doctor on 22 December
2000. The certificate stated that the child (born in 1989) suffered from
chronic allergy sinusitis (alergiczne zapalenie przewlekłe błony
śluzowej nosa) and recurring pulmonary and throat infections and that she
was in need of her parent’s constant care.
On 10 January 2001 the Rzeszów Social Security
Board issued a decision granting the applicant the right to an early-retirement
pension.
The Social Security Board initially suspended
the payment of the pension due to the fact that the applicant was still working
on the date of the decision.
On 28 February 2001 the applicant resigned from
his full-time job as a driver at the Municipal Vehicle Communication (Miejska
Komunikacja Samochodowa) in Mielec.
Consequently, on 2 March 2001 the Rzeszów
Social Security Board issued a new decision authorising the payment of the
previously awarded retirement pension in the net amount of 1,130 Polish
zlotys (PLN) (approximately EUR 260) starting from 1 March 2001.
The applicant was issued with a pensioner’s
identity card marked “valid indefinitely” and he continued to receive his
pension without interruption until the date of the revocation of the right.
On 4 June 2002 the Rzeszów Social Security Board
asked the Main Social Security Board’s doctor (Główny Lekarz Orzecznik)
to inform it whether the applicant’s daughter required the permanent care of a
parent. On 7 June 2002 the doctor stated that, on the basis of the medical
documents, the child could not be considered as ever having required such care.
On 11 June 2002 the Rzeszów Social Security
Board issued simultaneously two decisions in respect of the applicant.
By virtue of one decision, the payment of the
applicant’s pension was discontinued with immediate effect. By virtue of the
other decision, the Social Security Board revoked the initial decision granting
a pension and eventually refused to grant the applicant the right to an early-retirement
pension under the scheme provided for by the 1989 Ordinance.
The applicant appealed against the respective
decisions divesting him of the right to an early-retirement pension. He
submitted that he should receive the benefit because his child required
constant care, as confirmed by the medical certificate attached to the original
application for a pension. Moreover, the applicant alleged that the revocation
of his retirement pension was contrary to the principle of vested rights.
On 9 September 2002 the Tarnobrzeg Regional
Court (Sąd Okręgowy)
ordered that the case be remitted to the Social Security Board and that the
applicant’s child be examined by the Social Security Board’s doctor.
On 28 February 2003 the Social Security Board’s
doctor, who had examined the applicant’s child, stated that the child had
suffered from recurring sino-pulmonary infections but did not require permanent
care, nursing or assistance.
On 22 October 2003 the Tarnobrzeg Regional Court
dismissed the appeal. The Regional Court concluded on the basis of the evidence
that the applicant’s child did not require his father’s permanent care, his
nursing or any other form of assistance, since her health condition did not
significantly impair her bodily functions. The domestic court held that the
applicant had been rightfully divested of his right to a pension under the
scheme provided by the 1989 Ordinance as he had not satisfied the requirement
of necessary permanent care.
The applicant appealed against the
first-instance judgment.
On 17 March 2004 the Rzeszów Court of Appeal (Sąd Apelacyjny) dismissed the appeal.
On 30 March 2004 a copy of the court’s judgment was served on the applicant.
A professional
lawyer, who had been either hired by the applicant or appointed to represent
him under a legal-aid scheme, prepared and lodged a cassation appeal
against the second-instance judgment on the
applicant’s behalf.
The cassation appeal ran to eight pages and
raised a number of points of law. In particular, it was alleged that section
114 of the Law of 17 December 1998 on retirement and disability
pensions paid from the Social Insurance Fund had been breached in that the
evidence concerning the applicant’s child’s health, which had been attached to
the original pension application, had been re-assessed in the light of a
medical certificate issued more recently by the Social Security Board’s doctor.
It was also argued that the case raised two serious questions of law which had
to be resolved (potrzeba roztrzygnięcia istotnego zagadnienia prawnego)
namely, whether in the light of the Supreme Court’s resolution of
5 June 2003, the child’s medical history records as of the time when
the applicant first applied for the EWK pension constituted “newly-discovered
evidence” within the meaning of section 114 of the 1998 Law and whether the
social security authorities were entitled to reopen the proceedings ex
officio on the basis of a newly-issued medical certificate of a Social
Security Board’s doctor. Lastly, the lawyer argued that it was necessary for
the Supreme Court to give a binding interpretation (potrzeba wykładni
przepisów prawnych) of the relevant provisions which had so far given rise
to serious divergences in the jurisprudence.
On 9 July 2004 the Supreme Court refused to entertain the cassation appeal (odmowa
przyjęcia kasacji do rozpoznania) on the ground that the lawyer had
not properly described the circumstances which would justify the examination of
the cassation appeal (okolicznośći uzasadniające rozpoznanie
kasacji).
B. The applicant’s financial situation following the
revocation of his EWK pension
Following the social security proceedings the
applicant was not ordered to return his early-retirement benefits paid by the
Social Security Board, despite the revocation of his right to an
early-retirement pension.
On 2 September 2005 the applicant resumed his
paid employment.
The Government submitted that the applicant’s
gross annual income was PLN 4,962 (approximately EUR 1,185) in 2005,
PLN 19,274 (approximately EUR 4,604) in 2006, PLN 15,363
(approximately EUR 3,670) in 2007, PLN 20,576 (approximately
EUR 4,915) in 2008, PLN 14013 (approximately EUR 3,347) in 2009 and
PLN 9,106 (approximately EUR 2,175) in the first half of 2010.
The applicant did not provide any details about
his employment after the revocation of his EWK pension. He only submitted that
he was currently earning EUR 250 per month, that is, approximately
PLN 3,000 per year (approximately PLN 1,046 per month and PLN 12,552
per year).
The Government also submitted that the applicant’s
wife had a gainful employment. Her gross income was PLN 32,952
(approximately EUR 7,869) in 2002, PLN 29,601 (approximately EUR ,067) in
2003, PLN 35,303 (approximately EUR 8,428) in 2004, PLN 36,244
(approximately EUR 8,653) in 2005, PLN 38,198 (approximately EUR 9,125) in
2006, PLN 39,797 (approximately EUR 9,502) in 2007, 43,236 (approximately
EUR 10,323) in 2008, PLN 46,808 (approximately EUR 11,176) in 2009 and PLN
20,922 (approximately EUR 4,995) in the first half of 2010.
The applicant has two daughters. The Government
noted that the older daughter (born in 1983) had been employed since 2007 and
her annual gross income was PLN 8,545 (approximately EUR 2,040) in
2007, PLN 16,625 (approximately EUR 3,968) in 2008, PLN 19,522
(approximately EUR 4,660) in 2009 and PLN 9,738 (approximately
EUR 2,323) in the first half of 2010. The applicant’s younger daughter
(born in 1989) does not have a job. In 2009 she was in receipt of a
postgraduate scholarship (stypendium) paid by the District Employment
Office (Powiatowy Urząd Pracy) in the gross annual amount of
PLN 2,488 (approximately EUR 539).
Under the relevant laws currently in force, it
appears that the applicant will qualify for a regular retirement pension when
he turns sixty-five in 2018.
C. Other EWK cases pending
before the Court
Some 130 applications arising from a similar
fact pattern have been brought to the Court. The majority of the applicants
form the Association of Victims of the SSB (Stowarzyszenie
Osób Poszkodowanych przez ZUS) (“the Association”), an organisation
monitoring the practices of the Social Security Board in Poland, in particular in the Podkarpacki region.
Out of all applications lodged with the Court,
about twenty-four applicants decided not to lodge a cassation appeal
against the judgment of the Court of Appeal given in their case.
One hundred-and-four applicants lodged cassation
appeals against the final judgments given in their cases. The Supreme Court entertained and dismissed on the merits fifteen
appeals. In eighty-one applications the Supreme Court refused to
entertain cassation appeals on the ground that
they did not raise any important legal issues or require the Supreme Court to
give a new interpretation to legal provisions which raised serious doubts or
gave rise to ambiguity in the jurisprudence of the domestic courts. In the
remaining eight cases, including in the one at hand, cassation appeals were
rejected for failure to comply with various procedural requirements.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Social security system
The legal provisions applicable at the material
time and questions of practice are set out in the judgment in the case of Moskal
v. Poland, no. 10373/05, § 31-34, 15 September 2009.
B. Cassation appeal
A party to civil proceedings could, at the
material time, lodge a cassation appeal with the Supreme Court against a
judicial decision of a second-instance court. A party had to be represented by
an advocate or a legal adviser.
Article 3931 of the Code of Civil
Procedure as applicable at the material time listed the grounds on which a
cassation appeal could be lodged. It read as follows:
“The cassation appeal may be based on the following grounds:
1) a breach of substantive law as a result of its
erroneous interpretation or wrongful application;
2) a breach of procedural provisions, if that defect
could significantly affect the outcome of the case.”
Pursuant to Article 393¹³ the Supreme Court,
having allowed a cassation appeal, could quash the challenged judgment in its
entirety or in part and remit the case for re-examination. Where the Supreme
Court failed to find non-conformity with the law, it dismissed the cassation
appeal. According to Article 39315 if the cassation appeal was
well-founded the Supreme Court could also amend the impugned judgment and
adjudicate on the merits.
C. Constitutional Court’s judgment no. K 18/99
1. Judgment no. K 18/99
On 22 June 1999 the Ombudsman made an
application to the Constitutional Court, asking for section 186 (3) of the Law
of 17 December 1998 on retirement and disability pensions paid from
the Social Insurance Fund (Ustawa o emeryturach i rentach z Funduszu
Ubezpieczeń Społecznych) (“the 1998 Law”) to be declared
unconstitutional in so far as it restricted the application of the 1989
Ordinance to persons born before 1 January 1949. More specifically, the Ombudsman
submitted that the introduction of an age-limit in respect of persons taking
care of a child, which in essence amounted to a deprivation of the right to a
benefit, constituted a violation of the principle of equality set forth in
Article 32 § 1 of the Constitution.
On 4 January 2000 the Constitutional Court (K18/99)
declared the impugned section 186 (3) of the 1998 Law unconstitutional in so
far as it restricted the application of the 1989 Ordinance to persons born
before 1 January 1949. The Constitutional Court reiterated among other
things the constitutional principle of acquired rights which guarantees
particularly strong protection for the right to receive social welfare
benefits.
2. Judgment no. K5/11
On 10 February 2011 the Ombudsman made an
application to the Constitutional Court, asking for section 114 (1) (a) of the
1998 Law to be declared unconstitutional in so far as it allowed the SSB to
reopen ex officio proceedings relating to the grant of a pension or a
disability pension on the basis of a new assessment of evidence which had
already been submitted.
On 28 February 2012 the Constitutional Court (K5/11)
declared the impugned section 114 (1)(a) of the 1998 Law unconstitutional in so
far as it allowed the SSB to reopen such proceedings following a new assessment
of evidence which had already been submitted.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 1 OF PROTOCOL No. 1 TO THE CONVENTION
The applicant complained that divesting him, in
the circumstances of the case, of his acquired right to an early-retirement
pension amounted to an unjustified deprivation of property. This complaint
falls to be examined under Article 1 of Protocol No. 1 to the Convention, which
reads as follows:
“Every natural or legal person is entitled to the peaceful
enjoyment of his possessions. No one shall be deprived of his possessions
except in the public interest and subject to the conditions provided for by law
and by the general principles of international law.
The preceding provisions shall not, however, in any way impair
the right of a State to enforce such laws as it deems necessary to control the
use of property in accordance with the general interest or to secure the
payment of taxes or other contributions or penalties.”
A. Admissibility
1. The Government’s preliminary objections
(a) Abuse of the right of an individual
application
(i) The Government
The Government submitted that the present
application constituted an abuse of the right of individual application under
Article 35 § 3 of the Convention in that the applicant had misrepresented
to the Court his current social security status and the financial situation of
his family.
In particular, the Government noted that the
applicant had informed the Court that after the revocation of his EWK pension
his family and he had been left without any means to live, his social security
contributions had dried up and he was not eligible for any insurance cover. In
fact, the main source of income of the applicant’s family, both when the
applicant had been in receipt of his EWK pension and after its revocation, had
been the salary of the applicant’s wife, which represented 128% of the average
income in Poland. They also noted that the revocation of an EWK pension did not
result in the loss of social security contributions paid prior to a person’s
early retirement. Lastly, the revocation of the EWK pension did not deprive the
applicant of insurance. The applicant could sign up for health insurance
individually, as an unemployed person, or together with his wife, as the spouse
of an employed person. To that effect, the Government noted that on 25 February
2003 the applicant had registered as an unemployed person and had obtained
health insurance. Subsequently, on 20 July 2003 the applicant joined his
wife’s health insurance scheme.
Lastly, the Government argued that the applicant
had misled the Court in representing himself as a person who had wished to stay
at home to take care of his daughter. In reality, the applicant had had a
full-time job up until the time he was granted an EWK pension and he resumed
his paid employment some time after his pension was revoked. In the Government’s
view, the applicant had sought early retirement not because he wished to take
care of his child at home but because he wished to maintain a source of income.
(ii) The applicant
The applicant submitted that his salary prior to
his early-retirement was PLN 1,700 per month. In these circumstances, taking
early retirement under the EWK scheme did not result in any material gain since
his EWK pension was lower than his salary, amounting to approximately
PLN 1,100 per month.
The applicant also noted that after his EWK
pension had been revoked he had taken up paid employment to earn his living.
His financial situation at that time was so bad that the applicant’s family
risked eviction.
The applicant also argued that his wife and
older daughter’s income were irrelevant for the case. His wife’s social
security situation was not the subject of the application to the Court and the
applicant’s adult daughter stopped living in the applicant’s common household
in 2004.
(iii) The Court
The Court considers that, except in
extraordinary cases, an application may only be rejected as abusive if it was
knowingly based on untrue facts (see the Akdivar and Others v. Turkey
judgment of 16 September 1996, Reports of
Judgments and Decisions 1996-IV, p. 1206, §§ 53-54; I.S. v. Bulgaria (dec.), no.
32438/96, 6 April 2000; Varbanov
v. Bulgaria, no. 31365/96, § 36, ECHR 2000-X; or Rehak v. the Czech Republic, (dec.),
no. 67208/01, 18 May 2004).
The Court notes that in the present case the
gist of the Government’s arguments does not actually concern “untrue facts”
allegedly adduced by the applicant before the Court. Rather, their objection is
based on their own perception of the applicant’s possible intentions behind his
decision to take advantage of the EWK early-retirement pension scheme and/or on
their assessment of his and his family’s overall financial situation after the
revocation of the pension. It has not been disputed that the applicant quit his
job when he was officially judged eligible to obtain an EWK pension and only
resumed full-time employment after his pension had been withdrawn.
The Government’s preliminary objection should
therefore be dismissed.
(b) Non-exhaustion of domestic remedies
(i) The Government
The Government argued that the applicant had not
exhausted the domestic remedies available to him, as required by
Article 35 § 1 of the Convention.
They submitted that the applicant did not lodge
a cassation appeal against the Rzeszów Court of Appeal’s judgment of
17 March 2004 in compliance with procedural requirements. As a result, his
cassation appeal was rejected on the ground that
the circumstances which would justify the examination of the cassation appeal
had been insufficiently described.
The Government argued that the cassation appeal
should be considered an effective and available remedy for the EWK cases. They
referred to several examples of domestic case-law. In particular, they pointed
to a case in which a cassation appeal had been allowed by the Supreme Court
which had remitted it to the Court of Appeal. Afterwards the applicant’s
appeals against the Social Security Board’s decision had again been rejected at
two instances and, finally, the Supreme Court had refused to entertain the
second cassation appeal lodged in this case. The Government did not indicate
the grounds for quashing the judgment by the Supreme Court when examining the
cassation appeal for the first time.
. In their additional observations on the
case, the Government also submitted that the applicant should have made
an application to the Constitutional Court, challenging the compatibility of
the relevant social security provisions with the Constitution. They relied on a
judgment delivered by the Constitutional Court on 4 January 2000 (see
paragraphs 40 and 41 above).
In their further submissions, the Government
referred to the Constitutional Court’s judgment of 28 February 2012 (see
paragraphs 42 and 43 above). They maintained that even though the
decisions issued in the EWK cases had been based on section 114 (1) of the
1998 Law and not on section 114 (1) (a), the applicant should nevertheless
have availed himself of the possibility of lodging a constitutional complaint.
In view of the foregoing, the Government invited
the Court to reject the application for non-exhaustion of domestic remedies,
pursuant to Article 35 § 1 of the Convention.
(ii) The applicant
With respect to the first part of the Government’s
objection, the applicant submitted that the cassation appeal in his case had
been prepared and lodged on his behalf by a professional lawyer, as was
required by the law. The lawyer turned out to be badly qualified. His error,
however, should not be attributed to the applicant and should not deprive the
Court from examining his case on the merits.
The applicant did not comment on the second part of the
Government’s objection.
(iii) The Court
The Court reiterates that the rule of exhaustion
of domestic remedies contained in Article 35 § 1 of the Convention requires
that normal recourse should be had by an applicant to remedies which are
available and sufficient to afford redress in respect of the breaches alleged.
The existence of the remedies in question must be sufficiently certain not only
in theory but in practice, failing which they will lack the requisite
accessibility and effectiveness (see, among other authorities, Akdivar and Others
v. Turkey, judgment of 16 September 1996, Reports of Judgments and
Decisions 1996-IV, § 65).
(α) Cassation appeal
In so far as the Government argued that the
applicant’s cassation appeal had not been lodged in compliance with procedural
requirements, the Court notes at the outset that in the operative part of the
decision of 9 July 2004 the Supreme Court refused to entertain the applicant’s cassation appeal
and did not reject it, as was claimed by the Government (see paragraph
25 above).
It is true, however, that the
ground which was relied on by the Supreme Court to justify the decision in
question was of a formal character, namely the failure of the applicant’s
lawyer to describe properly the circumstances which would justify the
examination of his client’s cassation appeal.
The Court observes, in the context of EWK cases,
that there were essentially two types of decisions terminating the proceedings
in the EWK cases. First, in all cases where the applicants lodged
cassation appeals in accordance with the procedural requirements, the Supreme
Court either examined them on the merits as in Moskal (cited above,
§ 24) or decided not to entertain them. Second, in cases where the
applicants desisted from lodging cassation appeals the final decisions were
those given by the courts of appeal.
Analysing the applications filed with the Court
concerning the same subject-matter, it is noticeable that only fifteen
cassation appeals were examined on the merits by the Supreme Court. Moreover,
they were all dismissed. The Supreme Court refused to entertain eighty-one
correctly lodged cassation appeals, seeing no ground justifying their
examination on the merits (see paragraph 35 above). Twenty-four applicants did
not attempt to lodge a cassation appeal claiming that the practice of the
Supreme Court meant that this remedy had no prospects of success (see paragraph 34
above).
The Court considers that there was a consistent
line of jurisprudence of the regional and appellate courts in cases where an
EWK pension was revoked after the Social Security Board’s doctor had re-examined
the file and had considered that the child’s illness had not been such as to
require the parent’s constant care within the meaning of the domestic law. The
Supreme Court in principle endorsed this approach by refusing to examine on the
merits cassation appeals in the great majority of cases. Moreover, the
Government did not refer to any examples of cases in which the Supreme Court
had allowed a cassation appeal and reversed the previous judgments by granting
an EWK pension.
In the light of the above, the Court finds that
in the particular circumstances of the case the applicant’s procedural mistake
did not have any material bearing on the effectiveness of his cassation appeal.
As noted above (see paragraphs 64 and 65 above), most cassation appeals which
had been lodged by applicants with similar cases were considered by the Supreme
Court as not deserving of substantive examination. Accordingly, the prospects
of success of the applicant’s cassation appeal, even if it had been lodged
properly, were very slim and, therefore, not sufficient for the purposes of
Article 35 § 1 of the Convention.
(β) Constitutional complaint
The Court reiterates that it has
already held that in Poland a constitutional complaint was an effective remedy
for the purposes of Article 35 § 1 of the Convention only in
situations where the alleged violation of the Convention resulted from the
direct application of a legal provision considered by the complainant to be
unconstitutional (see, among other authorities, Szott-Medyńska v. Poland
(dec.), no. 47414/99, 9 October 2003).
Furthermore, Article 35 of the Convention,
which sets out the rule on exhaustion of domestic remedies, provides for a distribution
of the burden of proof. It is incumbent on the Government claiming non-exhaustion
to satisfy the Court that the remedy was an effective one available not only in
theory but also in practice at the relevant time, that is to say that it was
accessible, was capable of providing redress in respect of the applicant’s
complaints, and offered reasonable prospects of success (see Selmouni v. France [GC],
no. 25803/94, § 76, ECHR 1999-V, and Mifsud v. France (dec.),
no. 57220/00, § 15, ECHR 2002-VIII).
In so far as the Government referred to the Constitutional Court’s judgment of 4 January 2000, the Court observes that the
Government failed to indicate which provision of the 1998 Law should have been
challenged by the applicant before the Constitutional Court. They have merely
stated that the applicant could have contested “the relevant social security
provisions” without specifying any constitutional provision that could have
been relied on in the applicant’s situation. Furthermore, they have not adduced
any relevant case-law of the Constitutional Court which would have demonstrated
that such complaint, in the circumstances of the applicant’s case, offered any
prospects of success.
As regards the second limb of the Government’s
objection, the Court observes that, as the Government have acknowledged,
section 114 (1) (a) of the 1998 Law was not applicable in the present
case. The SSB’s decision to reopen the proceedings concerning the relevant
benefit was based on section 114 (1) (see paragraphs 42, 43 and 58). While it
is true that the Ombudsman’s application was successful (see paragraphs 42 and
43 above), this does not of itself indicate that a hypothetical complaint
lodged by the applicant would have had a similar effect. Moreover, it should be
noted that the Ombudsman’s challenge was examined nearly ten years after the
events complained of in the present case. In reality, the Government’s
objection is based on a theoretical and retrospective, and therefore highly
speculative, comparison between the applicant’s situation at the material time
and recent developments in the Constitutional Court’s case-law.
In consequence, the Court considers that in the
present case a constitutional complaint cannot be considered with a sufficient
degree of certainty to have been a remedy offering reasonable prospects of
success.
For these reasons, the Government’s plea of inadmissibility on
the ground of non-exhaustion of domestic remedies must be dismissed.
2. Conclusion on admissibility
The Court also notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
(a) The applicant
The applicant submitted that divesting him, in
the circumstances of the case, of his acquired right to an early-retirement
pension had amounted to an unjustified deprivation of property. He also argued
that even if the benefit had indeed been granted erroneously, an individual who
had applied for it in good faith should not be expected to pay the price for the
mistake of public authorities acting without due diligence.
(b) The Government
The Government claimed that the interference
with the applicant’s property rights had been lawful and justified. In
particular, divesting the applicant of his right to the early-retirement
pension had been provided for by law and was in the general interest. There was
also a reasonable relationship of proportionality between the interference and
the interests pursued.
2. The Court’s assessment
(a) General principles
The relevant general principles are set out in
the Moskal judgment, cited above, paragraphs 49-52. The Court would
nevertheless reiterate that any interference by a public authority with the
peaceful enjoyment of possessions should be lawful and must pursue a legitimate
aim by means reasonably proportionate to the aim sought to be realised (see Moskal,
cited above, §§ 49 and 50).
(b) Application of the above principles to the
present case
(i) Whether there has been an interference with the
applicant’s possessions
The parties agreed that the decisions of the
Rzeszów Social Security Board of 11 June 2002, subsequently
validated by two court instances (the regional court and the court of appeal),
which deprived the applicant of the right to receive the EWK pension, amounted
to an interference with his possessions within the meaning of Article 1 of
Protocol No. 1 to the Convention. The Court sees no reason to hold
otherwise.
(ii) Lawfulness of the interference and legitimate
aim
As in the Moskal case the Court considers
that this interference was provided for by law and pursued a legitimate aim, as
required by Article 1 of Protocol No. 1 to the Convention (see Moskal,
cited above, §§ 56, 57 and 61-63 and also Iwaszkiewicz v. Poland, no. 30614/06, §§ 47, 48, 26 July 2011).
(iii) Proportionality
In the instant case, a property right was
generated by the favourable evaluation of the applicant’s dossier attached to
the application for a pension, which was lodged in good faith, and by the
Social Security Board’s recognition of the right (see paragraphs 7-9, 12 and 13
above). Before being invalidated the decision of 10 January 2001 had
undoubtedly produced effects for the applicant.
It must be stressed that the delay with which
the authorities reviewed the applicant’s dossier was relatively long. The
decision of 10 January 2001 was left in force for seventeen months before
the authorities became aware of their error. On the other hand, as soon as the
error was discovered the decision to discontinue the payment of the benefit was
issued relatively quickly and with immediate effect (see paragraphs 14 and 15
above). Even though the applicant had an opportunity to challenge the Social
Security Board’s decision of 11 June 2002 in judicial review
proceedings, his right to the pension was eventually determined by the courts
only two years later and during that time he was not in receipt of any welfare
benefit or salary (see paragraphs 17-27 above).
In examining the
conformity of these events with the Convention, the Court reiterates the
particular importance of the principle of good
governance. It requires that where an issue
pertaining to the general interest is at stake, especially when it affects
fundamental human rights, including property rights, the public authorities
must act promptly and in an appropriate and above all consistent manner (see Beyeler v. Italy [GC],
no. 33202/96, § 120, ECHR 2000-I; Öneryıldız
v. Turkey [GC], no. 48939/99, § 128, ECHR
2004-XII; Megadat.com S.r.l. v. Moldova, no. 21151/04, § 72, 8 April 2008; and
Rysovskyy v. Ukraine, no. 29979/04, § 71, 20 October 2011). It is
desirable that public authorities act with the utmost care, in particular when
dealing with matters of vital importance to individuals, such as welfare
benefits and other such rights. In the present case, the Court considers that
having discovered their mistake, the authorities failed in their duty to act
speedily and in an appropriate and consistent manner (see Moskal, cited
above, § 72).
Moreover, in the Court’s opinion, the fact that
the State did not ask the applicant to return the pension which had been unduly
paid (see paragraph 26 above) did not mitigate sufficiently the consequences
for the applicant flowing from the interference in his case. The Court notes in
this connection that the applicant, after his right to the EWK pension had been
confirmed by the authorities, decided to resign from his gainful employment
(see paragraph 11 above).
It should also be observed that as a result of
the impugned measure, the applicant was faced, without any transitional period
enabling him to adjust to the new situation, with the total loss of his early-retirement
pension, which constituted his only source of income at that time. Moreover,
the Court is aware of the potential risk that, in view of his age and the
economic reality in the country, particularly in the undeveloped Podkarpacki
region, the applicant might have had considerable difficulty in securing new
employment. Indeed, it took the applicant more than three years to find a paid
job and to earn the equivalent of the amount of his former EWK pension, that
is, approximately EUR 250 net per month (see paragraphs 27-29 above).
The Government submitted that the applicant’s
wife had been continuously employed. However, the Court considers that this
fact is not decisive for the matter at hand, namely whether the revocation of
the EWK pension placed an excessive burden on the applicant as an
individual in his own right irrespective of third party financial support.
In view of the above considerations, the Court
does not see any reason to depart from its ruling in the leading case
concerning EWK pensions, Moskal v. Poland, and finds that in the
instant case a fair balance has not been struck between the demands of the
general interest of the public and the requirements of the protection of the
individual’s fundamental rights and that the burden placed on the applicant was
excessive.
. It follows that there has been a
violation of Article 1 of Protocol No. 1 to the Convention.
II. ALLEGED VIOLATIONS OF ARTICLES 6 § 1 AND 8 OF
THE CONVENTION
The applicant also alleged that the ex officio reopening of the social
security proceedings, which had resulted in the quashing of the final decision
granting him a right to a pension, was in breach of the principle of legal
certainty under Article 6 § 1 of the Convention.
He also complained under Article 8 of the Convention of an
interference with his right to respect for his private and family life in that
by divesting him of the EWK pension the authorities deprived him of his sole
source of income and the financial resources indispensable for his livelihood.
The Court notes that these complaints are linked
to the one examined above and must therefore likewise be declared admissible.
However, having regard to the reasons which led
the Court to find a violation of Article 1 of Protocol No. 1 to the Convention,
the Court finds that the applicant’s complaints under Articles 6 and 8 of the
Convention do not require a separate examination (see Moskal, cited
above, §§ 83 and 94).
III. REMAINING COMPLAINTS
Lastly, the applicant alleged a breach of
Article 13 of the Convention and Article 2 of Protocol No. 1 to the Convention.
However, in the light of all the material in its possession, and in so far as
the matters complained of are within its competence, the Court finds that they
do not disclose any appearance of a violation of the rights and freedoms set
out in the Convention or its Protocols.
It follows that this part of the application is manifestly ill-founded
and must be rejected in accordance with Article 35 §§ 3 (a) and 4 of the
Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the
Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the internal
law of the High Contracting Party concerned allows only partial reparation to
be made, the Court shall, if necessary, afford just satisfaction to the injured
party.”
A. Damage
The applicant claimed pecuniary damage comprising:
(1) the restitution of the EWK pension in the amount of PLN 1,190
(approximately 280 euros (EUR)) per month and (2) the equivalent of the
EWK pension, which had not been paid to him in the period from June 2002 until
the present day, with statutory interest. The applicant also claimed non-pecuniary
damage. He submitted, however, that he was not capable of putting a value on
his suffering and humiliation and essentially asked the Court to determine the
amount on an equitable basis.
The Government submitted that the applicant’s
claims were groundless and undeserved.
The Court finds that the applicant was deprived
of his income in connection with the violation found and must take into account
the fact that he undoubtedly suffered some pecuniary and non-pecuniary damage
(see Moskal, cited above, § 105 with a further reference). Making an
assessment on an equitable basis, as required by Article 41 of the
Convention, the Court awards the applicant EUR 8,000 to cover all heads of
damage.
B. Costs and expenses
The applicant also claimed an approximate amount
of EUR 250 - 500 for the costs and expenses incurred in relation to the
present application. He did not submit any invoices to justify his claim.
The Government noted that the applicant had not
substantiated the costs which he claimed to have incurred with the necessary
bills.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to the above
criteria and the fact that the applicant failed not only to provide the Court
with the necessary documents but also to indicate a precise amount of the costs
incurred, the Court rejects the claim for costs and expenses under all heads.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT
1. Declares
unanimously the complaints under Articles 6 and 8 of the Convention and under
Article 1 of Protocol No. 1 to the Convention admissible and the remainder of
the application inadmissible;
2. Holds
by five votes to two that there has been a violation of Article 1 of Protocol
No. 1 to the Convention;
3. Holds
unanimously that it is not necessary to examine separately the applicant’s
complaints under Articles 6 and 8 of the Convention;
4. Holds by five votes to two
(a) that the respondent State is to pay the
applicant, within three months from the date on which the judgment becomes
final in accordance with Article 44 § 2 of the Convention, the
amount of EUR 8,000 (eight thousand euros), to be converted into the
currency of the respondent State at the rate applicable at the date of
settlement, in respect of pecuniary and non-pecuniary damage, plus any tax that may be chargeable to the applicant;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amount at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
5. Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and notified in writing on 2 October 2012,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Fatoş
Aracı David Thór
Björgvinsson
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and
Rule 74 § 2 of the Rules of Court, the joint partly dissenting opinion of Judges
Hirvelä and Bianku is annexed to this judgment.
D.T.B.
F.A.
JOINT PARTLY DISSENTING OPINION OF JUDGES HIRVELÄ AND
BIANKU
To our regret, we are unable to agree with the majority in
this case. The reasons for our dissent are identical to those expressed in the
joint partly dissenting opinion of Judges Bratza, Hirvelä and Bianku in the
leading case of Moskal v. Poland (no. 10373/05, 15 September 2009).
However, in view of the significant number of Polish cases
based on the same or at least very similar circumstances which have been
examined simultaneously by the Court together with the Lewandowski v. Poland case, we feel it necessary to add the following comments.
The majority puts the emphasis for finding a violation of
Article 1 of Protocol No. 1 to the Convention on the proportionality of
the measures taken by the authorities when revoking the early retirement
pension (the “EWK” pension), following a review of the applicant’s dossier.
Just as in Moskal (§ 72) the majority concludes that the authorities, having
discovered their mistake, failed in their duty to act in good time and in an appropriate
and consistent manner, referring also to the principle of good governance (see
§ 80 of the judgement).
Comparing all 10 cases examined by the Court on the same day
as Lewandowski, it seems that the erroneous evaluation made by the authorities
of the applicants’ entitlement to a EWK pension took place in the same region,
Podkarpacki, and within a one-year period. This, in our opinion, shows that the
mistake was rather limited in time and space. While a common definition of the
concept of good governance is not easy to find at European level, it seems to
us that this principle, as well as appropriateness and consistency, would
require the EWK policy to be applied in the same way throughout the territory
of Poland, and that persons and families fulfilling the legal conditions for
obtaining a pension should be granted one. This is all the more true when
regard is had to the normally limited resources governments have at their
disposal as far as social care is concerned and to the interests of other individuals,
especially children in need of care and their parents who have to take care of
them. In this regard we reiterate the concerns expressed in paragraphs 4 and 6
of the joint partly dissenting opinion in the Moskal case.