In the case of Iacov Stanciu v. Romania,
The European Court of Human Rights (Third Section), sitting as
a Chamber composed of:
JosepCasadevall, President,
AlvinaGyulumyan,
EgbertMyjer,
InetaZiemele,
LuisLópez Guerra,
NonaTsotsoria,
KristinaPardalos, judges,
andSantiago Quesada, Section Registrar,
Having deliberated in private on 10 July 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
35972/05) against Romania lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by aRomanian national, Mr Iacov Stanciu (“the applicant”), on 14
September 2005.
The applicant, who had been granted legal aid,
was represented by Ms Mihaela Ghirca and Mr Bogdan Dragoş, lawyers
practising in Bucharest. The Romanian Government (“the Government”) were
represented by Ms Irina Cambrea from the Ministry of Foreign Affairs.
The applicant alleged that the conditions of his
detention in the various prisons he was detained in amounted to a violation of
Article 3 of the Convention.
On 12 May 2010the Court decided to give
notice of the application to the Government. It also decided to rule on the
admissibility and merits of the application at the same time (former Article 29
§ 3) and to give priority to the application under Rule 41 of the Rules of
Court.
The applicant and the Government each filed written observations.
In addition, third-party comments were received from the non-governmental
organisation Association for the Defence of Human Rights in Romania – the
Helsinki Committee (APADOR-CH), which had been given leave by the President to
intervene in the written procedure (Article 36 § 2 of the Convention and Rule
44 § 3).
As Mr Corneliu Bîrsan, the Judge elected in
respect of Romania, had withdrawn from the case (Rule 28 of the Rules of
Court), the President of the Chamber appointed Mrs Kristina Pardalos to sit as ad hoc judge (Article 26 §
4 of the Convention and Rule 29 § 1 of the Rules of Court).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1977 and lives in Bucharest.
On 17 September 2002 the Prahova County Courtsentenced
the applicant to 12 years and 6 months’ imprisonment. The decision became final
on 18 February 2004 with the decision of the High Court of Cassation and
Justice.
The applicant was arrested
on 24 January 2002. He remained in prison until his release on probation on 18
May 2011. He served his sentence as follows:
- from 24 January to 1 February 2002 in Ploieşti Prison;
- from 1 to 26 February 2002 in JilavaPrisonHospital;
- from 26 February 2002 to 7 January 2003 in PloieştiPrison;
- from 7 January 2003 to 20 March 2003 in Mărgineni
Prison;
- from 20 March 2003 to 29 February 2004 in Jilava Prison;
- from 29 February 2004 to 11 February 2005 in PloieştiPrison;
- from 11 February to 21 February 2005 in Jilava Prison;
- from 21 February to 3 M arch 2005 in Ploieşti Prison;
- from 3 March to 25 April 2005 in JilavaPrisonHospital;
- from 25 April to 8 July 2005 in Jilava Prison;
- from 8 July to 18 July 2005 in Rahova Prison;
- from 18 July to 21 July 2005 in PloieştiPrison;
- from 21 July to 29 August 2005 in Rahova Prison;
- from 29 August to 27 September 2005 in PloieştiPrison;
- from 27 September to 3 October 2005 in Rahova Prison;
- from 3 October to 22 November 2005 in PloieştiPrison;
- from 22 November to 28 November 2005 in Rahova Prison;
- from 28 November 2005 to 7 February 2006 in PloieştiPrison;
- from 7 February to 13 March 2006 in JilavaPrisonHospital;
- from 13 March to 9 May 2006 in PloieştiPrison;
- from 9 May to 15 May 2006 in Rahova Prison;
- from 15 May 2006 to 11 January 2007 in PloieştiPrison;
- from 11 January 2007 to 12 January 2007 in RahovaPrisonHospital;
- from 12 January to 2 March 2007 in Jilava Prison;
- from 2 March to 19 June 2007 in Rahova Prison;
- from 19 June 2007 to 19 July 2007 in JilavaPrisonHospital;
- from 19 July to 27 September 2007 in Rahova Prison;
- from 27 September to 12 October 2007 in PloieştiPrison;
- from 12 October 2007 to 11 November 2008 in Rahova Prison;
- from 11 November 2008 to 14 November 2008 in PloieştiPrison;
- from 14 November to 4 December 2008 in RahovaPrison;
- from 4 December 2008 to 11 May 2010 in Jilava Prison;
- from 11 May to 28 May 2010 in BacăuPrison;
- from 28 May to 21 June 2010 in CraiovaPrison;
- from 21 June to 5 July 2010 in Colibaşi Prison;
- from 5 July 2010 to 13 July 2010 in CraiovaPrison;
- from 13 July 2010 to 18 May 2011in Jilava and PloieştiPrison.
A. Conditions of the applicant’s detention
The exact circumstances of the applicant’s
detentionare in dispute between the parties.
1. The applicant’s account
In respect of all the establishments in which he
had been detained, the applicant alleged that he had been kept in overcrowded
cells, in poor conditions of hygiene,that the food had been poor,and that he
did not enjoy enough out-of-cell time and appropriate activities.
He also referred to the information provided in
the CPT and APADOR-CH reports and to the conditions of detention already
established by the Court in its previous judgments with respect to each of the
detention facilities where he was detained, alleging that he had experienced
the same conditions.
(a) PloieştiPrison
The material conditions in Ploieşti Prison
throughout the periods when he was detained there between 24 January 2002
and 14November 2008, were described by the applicant as follows.
The cellswere overcrowded and he often had to
share an 80 cm wide bed with another inmate. He shared cells equipped with
15 to 24 beds with 20 to 45 detainees: in cell no. 15 (formerly no. 9) there
were 24 beds for 42 inmates; in cell no. 31 (formerly no. 22) there were
30 beds for 54 inmates; in cell no. 24 (formerly no. 15) there were
24 beds for 38 inmates; and in cell no. 22 (formerly no. 13) there were 21
beds for 37 inmates.
Theabove information makes it possible to calculate the
personal space available to each detainee and is consistent with the
information submitted by the Government and the National Prison Administration
(“NPA”) and with the CPT reports on the surface of cells and the occupancy
rate. For instance, in May 2005 there were 774 detainees in Ploieşti
Prison, whereas the legal capacity of the prison was 566 places. In terms of
the minimumspace of 4 square metres per person recommended by the CPT, the
prison should have housed no more than 220 inmates.The applicant referred to
the CPT’s findings that the main problem of Ploieşti Prison was
overcrowding, with no more than 2 square metres of personal space perdetainee.
There were only
bunk beds, and the top bed was 2 metres high. There were no tables in the
cells and there was no dining room, so detainees had their meals and other
activities(writing, playing chess,and so on) in bed. Cells had only one window,
which was 180 cm wide and 120 cm high.
Cells were infested with insects, and the bed
linen was unclean and lice-infested.
There were only one or two sinks to a cell,
providing cold water only.
Access to communal showers with hot water was
allowed only once a week.
The applicant
alleged a lack of activities outside the cell during his stay in Ploieşti
Prison.He referred also to the CPT findings that the lack of daily activities
in that prison was another major problem.
(b) MărgineniPrison
The applicant alleged that the cellsin
Mărgineni Prison were overcrowded too, so he had to share a bed with
another inmate. In the cell he occupied, no. 56, there were 36 beds for 68
inmates.
The sinks in the cell did not have hot water and there were 2
toilets for all 68 prisoners.
(c) Bucharest-RahovaPrison and its Hospital
The material conditions in Rahova Prison and its
Hospital throughout his detention there between 2005 and December 2008, were
described by the applicant as follows.
There was overcrowding in Rahova Prison and
detainees had some 2.77 square metres per person.
There were no
chairs in the cell, and the metal bunk beds were designed so that detainees
were not able to sit up straight on the lower bed.
Lavatories in the
cells had deteriorated ceilings and walls and hot water was available only once
a week for one hour.
Moreover, during an unspecified period in the
summer of 2005 the water was cut off between 9 a.m. and 1 p.m. and between 4
p.m. and 6 p.m., a situation due, according to a statement made by the head of
logistics at Rahova Prison, to a general water shortage.
As a result of these conditions, the applicant
was unable to maintain a proper standard of corporal hygiene.
(d) Bucharest-JilavaPrison and its hospital
The material conditionswhich the applicant
experienced during his periods of detention in Jilava Prisonand its hospital
from 2003until his release in 2011 were described by the applicant as follows.
Overcrowding was general
and severe throughout the prison and the personal space per detainee was
extremely limited: cells with a surface of 13 square metres were
accommodating 8 prisoners, and cells with a surface of 20 to 25 square metres
housed 35 to 40 prisoners. There were several rows of bunk beds. The applicant
often had to share a bed with another inmate; in cell no. 215, for
instance,there were 30 beds for 45 inmates, and in cell no. 206 there were
21 beds for 30 inmates.
Theabove information makes
it possible to calculate the personal space available to each detainee and is
consistent with the information submitted by the Government and the National
Prison Administration (“NPA”) on the surface of cells and the occupancy rate. Between
2007 and 2010 the personal space available to detainees, according to the
monthly information recorded in the official registers, varied from
1.21 square metresin April 2007 to 2.43 square metres in March 2008
and 2.34 square metres from February to May 2010. During all these years,
only in February 2008did the applicant have personal space exceeding
4 square metres, that is, 4.55 square metres, to be precise.
The sanitary
facilities were poor, the toilets had nowater supply and the sinks in the cells
had no hot water.
Cells were often dirtyand the bedlinen was old,
worn and often unclean.
Sanitary conditions were very poor, there were
cockroaches, rats, lice and bedbugs in the prison;the applicant was even bitten
by a rat in August 2009, for which he was given a vaccination.
There were hardly
any out-of-cell activities.
2. The Government’s account
The Government submitted more than 2,000 pages with general
information on the legal framework and conditions of detention in prisons in Romania, and part of the applicant’s administrative file in detention.
With regard to
overcrowding, theysubmitted that the overcrowding problem had been solved in
2004, save in Ploieşti Prison, where it had been solved only in 2006. The
Governmentprovided information submitted by the NPA concerning the number
of beds available in each prison and the number of detainees accommodated each
year. It shows that in the prisons of Jilava, Rahova and Mărgineni, the
number of beds has exceeded the number of prisoners since 2004. In
Ploieşti Prison the number of beds has exceeded the number of detainees
since 2006.
The Government submitted
nonetheless that it was not always possible to determine the precise cells
where the applicant had been detained, asprison records were regularly
destroyed after a certain time.
Detainees were responsible for cleaning the
cells and were accordingly provided with the necessary cleaning products. The
other parts of the prisons were cleaned twice a day or whenever necessary,
specialised companies were in charge of disinfesting the premises every four
months or whenever necessary and the bed sheets were changed once a week.
It was the legal right of detainees to be
provided with the necessary products for their personal hygiene.
Between 2006 and 2009 substantial investments
were made to modernise the prisons. In each prison there was a committee in
charge of supervising the condition of the buildings and cells and ordering
repairs whenever necessary. These committees functioned or function according
to orders nos. 10306/1997, 82957/1998 and 434/2006 of the General Directorate
of Prisons (GDP) within the Ministry of Justice,and order no. 328/2010 of
the Director General of the Prisons Directorate.
As a result of the entry into force of Law no.
275/2006, the domestic legislation concerning detention facilities now complied
with CPT recommendationson lighting, heating, ventilation, sanitary
installations and furniture in prisons.
In all prisons the quality of
drinking water was checked regularly, as required by Law no. 458/2002,
Government Decision no. 974/2004 and Order no. 3149/2003 of the GDP’s
Director General. Cut-offs were purely accidental or limited in time.As for the
food, the quantity and quality were set according to the categories of
detainees, as prescribed by Order no. 2713/C/2001 of the Minister of
Justice.
For an ordinary, male, non-working detainee, the standard was
set by “Norm no. 17” at 2,855 calories per day,from a diet consisting of
starch, pork meat, vegetables ofthe Apiaceae family, biscuits, tinned
vegetables, margarine, oil, marmalade, 20 grams of salted cheese, onion
and garlic, sugar and various spices. Other kinds of meat, fresh vegetablesand
dairy products, as well as eggs and fruit, dried or fresh, were reserved
forparticular categories of detainees, such as pregnant women and their babies
and sick detainees during their stay in a hospital.
Before the adoption of Law no. 275/2006,
prisoners were entitled to at least one shower per week and they could have
their bed sheets changed once every fortnight.
Law no. 275/2006 improved this situation, providing for
detainees to have a shower at least twice a week and, since all prisons now had
a laundry service, bed sheets were changed weekly.
All prisons had a
central heating system and cells were heated in winter with warmers. The
Minister of Justice’s Order no. 2874/C/1999laid down clear rules regulating the
heatingof prisons according to their geographical location. In summer,
according to an order of the GDP’s Director General, cell doors had to be kept
open and sustained efforts were made to allow detainees to spend as much time
outside the cell as possible.
The Government made specific submissions in
respect of the following detention facilities in which the applicant was
detained:
(a) Ploieşti Prison
The Government had no information concerning the
dimensions of the cells, the number of beds and the available space.
There was no refectory room in Ploieşti
Prison, soprisoners had their meals in their cells, where tableswere part of
the furniture.
Air circulation was possible through the cell windows.
Each cell had two sinks with cold water. Before
2006, prisoners were allowed to shower once a week. After the entry into force
of Law no. 275/2006, they were entitled to two showers a week.
As to outside activities, before 2006 the
applicant was entitled to a daily one-hour walk. Law no. 275/2006 increased the
duration of the daily walk, and the new norm depended on the detention regime
(open, semi-open and closed).
Moreover, the applicant had taken part in many out-of-cell
activities which, before Law no. 275/2006 entered into force, were available
every day to detainees in each cell. After 2006, only prisoners with an open or
semi-open regime were entitled to daily activities.
Asregards the severe overcrowding
in Ploieşti Prison, the Director of National Prison Administration had
taken effective measures in January 2006 to diminish the number of
prisoners admitted to prison.
(b) Mărgineni Prison
The Government had no information concerning the
dimensions of the cells, the number of beds and the available space.
Cells contained beds, a table, a bench, a coat
hanger, a stand for a TV set and a TV set.
A sanitary annex was equipped with sinks,
shower, and toilets.
Each cell and sanitary annex had windows, which
let in air and natural light.
Detention cell no. 56, where the applicant
alleged that he had been detained, had 18 beds and 16 prisoners.
(c) Bucharest-Rahova Prison
The number of detainees did not exceed the
number of beds. The cell, with a surface of 21 square metres and a window
measuring 1.44 square metres, contained three beds, a table, a bench, a
coat hanger and a stand for a TV set. A 1.2 square meters store room with
a 0.72 square meterswindow was attached to the cell.
A sanitary annex measuring 6.45 square metres
was attached to the cell, equipped with two sinks, one shower, a toilet, and a
window measuring 0.72 square metres.
In winter, the cells were heated to 18 degrees.
Hot and cold water was available permanently. Until 2006, detainees were
allowed to use the shower weekly, and thereafter twice a week. However, in
summer, to save money, there were restrictions on the use of cold water.
The applicant was involved in many activities
outside the cell, such as building wooden ships (from December 2007 to November
2008), writing articles for two prison newspapers, attending religious
activities (from April 2007to November 2008) and a special programme to prevent
HIV infection and the consumption of illicit drugs, and he frequently used the
prison library.
The applicant also received psychological
assistance for his problems.
(d) Bucharest-Jilava Prison and its Hospital
The prison records indicating the cells occupied
by the applicant from 2003 to 2006 had been destroyed.
In 2007 and 2008 the
applicant had occupied cells no. 206, which measured 32.76 square metres, and
no. 618, measuring 36.45 square metres. Between 11 and 30 persons had been held
with him at a time.
In 2008 and 2009 the
applicant had occupied cell no. 514, measuring 43.65 square metres. Between 8
and 22 persons had been held with him at a time, although no exact details
were available.
The applicant had also
occupied the following cells in 2009 and 2010:
- nos. 102 and 104, each measuring 32.90 square metres and
shared with 14 other persons;
- no. 214, measuring 40.28 square metres, with 20 other
persons;
- no. 302, measuring 29.14 square metres, with 15 to 17 other
persons;
- no. 106, measuring 33.18 square metres, with 14 other
persons;
- no. 105, measuring 33.84 square metres, with 14 other
persons;
- no. 104, measuring 32.76 square metres, with 14 other
persons.
All the cells had good air circulation and
natural light coming from three windows, in the cell, the sanitary group and
the store room.
Sanitary groups in the cells were disinfected
every day, cells were whitewashed whenever necessary, and rat extermination and
treatment with insecticide were carried out at least once every three weeks.
Detainees were allowed to use the showers twice
a week, on Mondays and Fridays.
Cold water was available permanently, and in2007 a water
purification system was introduced for drinking water.
As for outside
activities, before 2006 the applicant was entitled to a daily 30minute walk.
Law no. 275/2006 increased that to three hours a day.
Moreover, the applicant took part in many out-of-cell
activities, such as sanitary, legal, moral and religious activities. He was
also free to participate in activities focusing on family life and the
prevention of HIV infection, sports and intellectual competitions, and
maintaining a pro-active attitude to social activities.
B. Health-care
Both the applicant and the respondent Government
relied mainly on documents from the applicant’s prison medical file. They each
interpreted the information in the documents differently, however.
1. The applicant’s account
The applicant alleged that while in detention he
had developed various diseasesas a result of the poor conditions. He alleged a
lack of adequate treatment by the prison doctor and a lack of medicines.
The applicant’s medical record
drawn up when he was placed indetention on 25 January 2002 made no
reference to any disease save for hepatitis which he had developed six years
earlier.
The applicant claimed that from 2002 he
developed numerous dental problems, which became very serious for lack of
proper treatment and monitoring.
On 25 October 2002 the applicant was seen
by a prison dentist, who diagnosed an abscess.
He claimed that in November-December 2003 hehad had several
teeth extracted, but this was not recorded in his medical file.
From January2004, while
in Ploieşti Prison, the applicant was issued with a series of medical
records which referred to his dental health.
In January 2004, for example, he received medical treatment
with antibiotics and pain killers for toothache and regular headaches.
On 13 May 2004, in reply to his request to see a dentist,
the applicant was informed by the Ploieşti Prison that the prison dentist
was on maternity leave. As a consequence, only emergencies were taken to the
Ploieşti Hospital Dental Emergency Service.His case was not an emergency.
On 25 August 2004, the Ploieşti Prison informed the
NPA that the applicant had personality disorders and problems affecting his
nose, but that he did not have any dental problems requiring emergency
treatment.
On 3 December 2004 he
was diagnosed with occipital neuralgia (Arnold’s neuralgia), for which
treatment was recommended.
Between 2004 and 2006 the applicant sentnumerous
letters to the NPAabout his dental problems.
On 13 May and 26
August 2004the NPA informed the applicant by letter that Ploieşti Prison
had no dentist and that he would be sent to see the dentist at Târgşor
Prison for urgent dental treatment only. The applicant was never sent to
Târgşor Prison for dental treatment.
On 28 October 2004,
the applicant having requested a stay of execution of his sentence on health
grounds, an official medical report issued by Prahova Department of Pathology
diagnosed the applicant as having occipital neuralgia which could be treated
within the prison system. No treatment was prescribed for his neuralgia and no
mention was made of his dental problems.
On 25 January 2005 the applicant was informed by the NPA that he
had been diagnosed with “partial edentulism” (loss of teeth) and thatthe dental
prosthesis he had been recommended could be manufactured within the prison
dentistry system, but only when he could afford to pay for it.
On 24 March 2005 the partial edentulism
diagnosis was confirmed by the JilavaBucharestPrisonHospital, which also
diagnosed chronic periodontitis and recommended further dental extraction. On
20 April 2005 the applicant was hospitalised because of his frontal and
lateral edentulism and a tooth was extracted; further monitoring was recommended.
The applicant’s medical
record indicated chronic periodontitis on the following dates: 22, 25 and 28
November 2005, 19 June, 19 July, 27 September, and 12 October 2007, and 13
November and 4 December 2008, but there is no mention of any treatment
prescribed for this ailment.
In 2005 the applicant complained on numerous
occasions (in June, July, October and December) that he was not receiving
appropriate medical treatment. In reply, based on information provided by the
Ploieşti Prison, the NPA informed him that he was receiving appropriate
treatment.
On 19 September and
8 November 2005 the applicant submitted the same complaint to the Ministry of
Justice. He provided details of his condition (a swollen neck and clearly
visible injuries on his neck, sharp pains in the ears and blood in his saliva),
and indicated that he had not been seen by a doctor.
The
applicant was hospitalised in JilavaPrisonHospital from 7 February to 13
March 2006 and was treated with antibiotics and pain killers. Amedical letter
of 13 March 2006 indicated that the applicant was suffering from multiple and
complicated dental caries, chronic generalised periodontitis requiring
treatment, frontal edentulism, neuralgia of the superior laryngeal nerve, nasal
septal deviation, chronic rhinitis and occipital neuralgia requiring treatment.
Special diet, antibiotics and treatment of the applicant’s dental problems were
further recommended.
. On 23 March
2006 the NPA confirmed that the applicant had swollen glands and nodules in the
mouth, but denied any link between these symptoms and the applicant’s dental
problems, alleging that the latter had been treated.
. The applicant had
several teeth extracted between March 2006 and November 2008.
. A medical report
of 14 June 2007 indicated that the applicant was suffering from chronic
periodontitis. No treatment was prescribed.
87. On 1 September 2008 the applicant
was able to consult a neurologist, who found that his migraine had worsened in
terms of intensity and frequency.
. On 17 October
2008 the applicant was examined at the RahovaHospitalwhere he was diagnosed
with chronic pharyngitis and dental radicular remains.
89. The applicant’s medical record in Rahova
Prison mentioned migraine on 4 December 2008; no treatment was mentioned.
. On 13 May
2010 the applicant’s medical file indicated that the applicant had lost 12
teeth and that little remained of two other teeth.
. Between 21 June and 1 July 2010the
applicant was hospitalised at the ColibaşiPrisonHospital, where he was
diagnosed with duodenal ulcer, chronic hepatitis, chronic migraine, biliary
dyskinesia and urinary tract infection.He was not examined by the dentist, who
was on leave.
. On 2 July
2010 the administration of Rahova Prison indicated in a letter to the Romanian
Government that the applicant was not known tohave any chronic diseases.
. On 12 July
2010, while in Craiova Prison, the applicant demanded proper treatment for his
dental problems, including dentures, and said that he was ready to bear the
cost of the treatment.
. On 19 July
2010 NPA informed the applicant, in reply to his renewed request for a dental
prosthesis that he had to pay 40 % of its price.
. In August 2010the
applicant reiterated his request for urgent treatment and informed the
authorities that he was finally in a position to pay the necessary costs.
. On
11 October 2010 he was allowed to start the treatment for his dental
problems at his own expense in the private practice of Dr E.M. in the city of
Ploieşti, with appointments and treatment(including a prosthesis) on 11,
15, 20 and 26 October 2010, 3, 19, 23 and 29 November 2010, 3, 8 and
17 December 2010, and 5, 18 and 24 January 2011. During the appointments
he was under prison escort. The medical findings and the treatment prescribed
were recorded in health reports which were included inhis prison medical file.
The applicant submitted to the Court a copy of the medical
reportfollowing his first appointment, on 11 October 2010, from which it
appears that he had caries and needed a prosthesis.
. By May 2011 the
applicant had lost 14 teeth.
2. The Government’s account
The Government submitted
thatwhile in Ploieşti Prison the applicant was diagnosed with tooth
abscesses, partial edentulism, gum inflammation and chronic periodontitis.
He was examined,diagnosed and/or underwent
treatment as follows:
- tooth abscesses,on 16, 17, 18 and 19 August 2002, on 9 and
15 January 2004 and on 20 December 2005;
- tooth pain, facial and tooth neuralgia,on 11 April,
4 August, 1 September, 13 October and 3 November 2004;
- periodontal inflammation, on 20 April 2005;
- chronic periodontitis, on 13 May 2005 and 2 May and 16
June 2006;
- tooth extraction, on 28 January 2006;
- vital dental pulp extirpation, on 12 June 2006; and
- coronary obturation of one root canal, on 22
September 2006.
For all these problems he received appropriate
treatment with antibiotics, vitamins, anti-inflammatory drugs and pain killers.
While in Rahova Prison, the applicant was
examined and diagnosed with periodontal abscess on 16 March 2007 and with
vestibular abscess on 26 March 2007, for which he received antibiotic
treatment.
He also underwent the following surgery: two vital dental pulp
extirpations on 12 June 2006, coronary obturation on 22 September 2006,
root canal obturation on 29 March 2007, as well as two dental extractions, on
14 November 2007 and 29 January 2008.
On 6 July 2007
the applicant was taken to the Dental Surgery Clinic in Bucharest, where no
disease “requiring emergency surgery”was detected.
The Government submitted a
letter of 15 February 2011 from the Director of the Medical Directorate of the
NPA, in which the Director indicated that, upon examination of the applicant’s
prison medical file, it appeared that the applicant had received treatment for
his dental problems from 9 January 2004 until 7 October 2010. He admitted that
it did not emerge from that file that any therapy plan had been conceived in
respect of the applicant’s dental problems.Lastly, the letter indicated that
from 13 October 2010 the applicant had been consulting a private dentist
in Ploieştito have a prosthesis made.
Lastly, the Government submitted an undated medical record concerningthe applicant from which it
appears that he was provided with an estimate of the costs of a dental
prosthesis by the private practice of Dr E.M.,where he had been treated
between October 2010 and January 2011 (see paragraph 96 above).
C. The applicant’s domestic complaints concerning the
material conditions ofdetention
In 2004 and 2006 the
applicant made numerous complaints on the basis of Government Ordinance
no. 56/2003 (seeparagraph 115 below)concerning the poor conditions of his
detention, includingthe lack of bedsand living space, and inadequate medical
treatment.
For instance, on 4 June 2004 the applicant
lodged a complaint with the Ploieşti Court of First Instance, complaining
of overcrowding, a poor diet and lack of appropriate medical care.
This complaint was eventually dismissed by a final judgment of
Prahova County Court on 12 August 2004, which found that “the conditions of
detention complained of exist in all prisons and cannot therefore be considered
as an action or a failure imputable to the prison administration and therefore
contrary to the legal provisions”.
Following the entry into force of Law no.
275/2006 on the execution of sentences (see paragraph 116 below), the applicant
lodged a complaint with the delegate judge concerning the conditions of his
detention, and in particular, poor hygiene, lack of personal space, lack of
dental examinations and appropriate medical treatment in general, and
inappropriate and insufficient food.
On 26 January
2009 the delegate judge dismissed the complaint on the grounds that the
conditions of detention in Jilava Prison were not contrary to the requirements
of either the domestic law or the Council of Europe’s instruments, that Jilava
Prison had not had a dentist since 2007 and that therefore detainees were taken
for consultation in limited numbers to Prahova Prison, and that in any event,
about 80% of the prison population in Romania had dental problems. The
applicant was also informed that he would be taken to see a dentist at Rahova
Prison on 29 January 2009.
The applicant’s appeal against this decision was dismissed on
23 March 2009.
D. Proceedings for a stay of execution
On the basis of Article 455of the Code of
Criminal Procedure, in conjunction with Article 453 c), the applicant made
several requests for a stay of execution of his sentence, in order to work
and earn the money he needed for his family and to afford proper medical
treatment for himself.
His request made in 2004 was eventually
dismissed by the Ploieşti Court of Appeal on 16 June 2004, despite a
favourable recommendation by the Welfare Department of Ploieşti City
Council.
Another request, made in 2006, was dismissed on 15 November2006
by the Ploieşti Court of Appeal, and a request made in 2007 was eventually
dismissed by the Bucharest Court of First Instance on 12 December 2007.
E. Criminal complaints against aprison doctor
The applicant also
lodged a criminal complaint against A.R., the general practitioner
atPloieştiPrison, alleging that he was left without appropriate medical
care for his various ailments, such as dental and eye diseases, headaches,
stomach ulcer, sinusitis and cervical spinal cord compression.
On 13 October 2004 the military prosecutor
in charge of the investigation took a statement from the doctor, who declared
that the applicant had no chronic or acute disease that required emergency
treatment. The same day, the prosecutor decided not to open proceedings against
the doctor.The applicant’s appeal against that decision was dismissedon 18
February 2005 by a higher-ranking prosecutor as having been lodged outoftime.
The applicant lodged a complaint against the prosecutors’
decisions with the Bucharest Military Court, which dismissed it on 12 April
2005. This decision was upheld by the Military Court of Appeal (Tribunalul
Militar Teritorial) on 26 May 2005.
II. RELEVANT DOMESTIC LAW AND PRACTICE
Articles 998 and 999 of the Civil Code
provide that any person who has suffered damage can seek redress by bringing a
civil action against the person who intentionally or negligently caused that
damage.
Excerpts from the relevant provisions of Law
no. 23/1969, on the execution of sentences,concerning the rights of detainees
are described inparagraphs 23 and 25 of the Năstase-Silivestru
judgment (see Năstase‑Silivestru v. Romania,
no. 74785/01, 4 October 2007).
Law no. 23/1969 was
replaced by Emergency Ordinance no. 56/2003 (“Ordinance 56”) on the rights
of prisoners, adopted by the Government on 25 June 2003 and ratified by
Parliament on 7 October 2003. The Ordinance stated, in section 3, that prisoners
had the right to bring legal proceedings before a court concerning measures
taken by prison authorities in connection with their rights provided for by
law. The court could either cancel the impugned measure or reject the
complaint.
Emergency Ordinance no. 56/2003 was repealed on 18 October 2006 by Law
no. 275/2006 on the execution of sentences, which in its section 38 provides
for a similar appeal to be lodged with a judge delegated by the court of appeal
to supervise the observance of the prisoners’ rights. The delegate judge’s
decisionscan be appealed against to a court. Thedelegate judge and the court
can either cancel the impugned measure or reject the complaint.
Law no. 275/2006also stipulatesthat sentences mustbe
executed in conditions compatible with respect for human dignity, and that each
detainee mustbe provided with abed, that cells musthave natural light, that
detainees mustwear civilian clothes when serving their sentences, and that if
they do not have any, these should be provided free of charge by the prison
authorities.
No provision deals with the structural quality of the place of
detention or how much space detainees should have.
Order No. 433/C of
the Minister of Justice,of 5 February 2010, concerning compulsory minimum
standards in prison facilities, entered into force on 15 February 2010.
According to this order,the minimumliving space was set at 6 cubic meters
per person (about 2 square metres per person) for prisoners assigned to
the open and semi-open prison regime, and 4 square metres per person for
other categories of prisoners, including minors and remand prisoners.
Joint Order No.
1361/C/1016/2007 of the Ministers of Justice and Health, of 6 July 2007,concerning
health insurance for detained persons provided, inter alia, that only
detainees who lacked financial resources and had lost more than 50% of theirchewing
ability while in detention were entitled to a free prosthesis. In other cases,
detainees had to bear part of the cost ofthe prosthesis.
On 21 February 2012 the Ministers of Justice
and Health issued a new Joint Order No. 429/125/2012 concerning health
insurance for detained persons. According to this order, detained persons are
entitled in all cases to free medical assistance from a special budget at the
disposal of the National Prisons Administration.
III. RELEVANT INTERNATIONAL STANDARDS
The Standard
Minimum Rules for the Treatment of Prisoners, adopted by the First United
Nations Congress on the Prevention of Crime and the Treatment of Offenders,
held inGeneva in 1955, and approved by the Economic and Social Council by its
resolutions 663 C (XXIV), of 31 July 1957, and 2076 (LXII), of 13 May
1977, provide, in particular, as follows:
“10. All accommodation provided for the use of prisoners
and in particular all sleeping accommodation shall meet all requirements of
health, due regard being paid to climatic conditions and particularly to cubic
content of air, minimum floor space, lighting, heating and ventilation...
11. In all places where prisoners are required to
live or work,
(a) The windows shall be large enough to enable the prisoners
to read or work by natural light, and shall be so constructed that they can
allow the entrance of fresh air whether or not there is artificial ventilation;
(b) Artificial light shall be provided sufficient
for the prisoners to read or work without injury to eyesight.
12. The sanitary installations shall be adequate to
enable every prisoner to comply with the needs of nature when necessary and in
a clean and decent manner.
13. Adequate bathing and shower installations shall
be provided so that every prisoner may be enabled and required to have a bath
or shower, at a temperature suitable to the climate, as frequently as necessary
for general hygiene according to season and geographical region, but at least
once a week in a temperate climate.
14. All partsof an institution regularly used by prisoners
shall be properly maintained and kept scrupulously clean at all times.
15. Prisoners shall be required to keep their
persons clean, and to this end they shall be provided with water and with such
toilet articles as are necessary for health and cleanliness...
19. Every prisoner shall, in accordance with local
or national standards, be provided with a separate bed, and with separate and
sufficient bedding which shall be clean when issued, kept in good order and
changed often enough to ensure its cleanliness.
20. (1) Every prisoner shall be provided
by the administration at the usual hours with food of nutritional value
adequate for health and strength, of wholesome quality and well prepared and
served.
(2) Drinking water shall be available to every prisoner
whenever he needs it.
21. (1) Every prisoner who is not
employed in outdoor work shall have at least one hour of suitable exercise in
the open air daily if the weather permits.
45. (2) The transport of prisoners in
conveyances with inadequate ventilation or light, or in any way which would
subject them to unnecessary physical hardship, shall be prohibited...”
The relevant extracts from the General Reports prepared by the European
Committee for the Prevention of Torture and Inhuman or Degrading Treatment or
Punishment (CPT) read as follows:
Extracts from the 2nd General Report [CPT/Inf (92) 3]
“46. Overcrowding is an issue of direct relevance to
the CPT’s mandate. All the services and activities within a prison will be
adversely affected if it is required to cater for more prisoners than it was
designed to accommodate; the overall quality of life in the establishment will
be lowered, perhaps significantly. Moreover, the level of overcrowding in a prison,
or in a particular part of it, might be such as to be in itself inhuman or degrading
from a physical standpoint.
47. A satisfactory programme of activities (work,
education, sport, etc.) is of crucial importance for the well-being of prisoners...
[P]risoners cannot simply be left to languish for weeks, possibly months,
locked up in their cells, and this regardless of how good material conditions
might be within the cells. The CPT considers that one should aim at
ensuring that prisoners in remand establishments are able to spend a reasonable
part of the day (8 hours or more) outside their cells, engaged in purposeful
activity of a varied nature...
48. Specific mention should be made of outdoor
exercise. The requirement that prisoners be allowed at least one hour of
exercise in the open air every day is widely accepted as a basic safeguard...
It is also axiomatic that outdoor exercise facilities should be reasonably
spaciousand whenever possible offer shelter from inclement weather...
49. Ready access to proper toilet facilities and the
maintenance of good standards of hygiene are essential components of a humane
environment...
50. The CPT would add that it is particularly
concerned when it finds a combination of overcrowding, poor regime activities
and inadequate access to toilet/washing facilities in the same establishment.
The cumulative effect of such conditions can prove extremely detrimental to prisoners.”
Extracts from the 3rd General Report [CPT/Inf (93)12]
“30. Health care services for persons deprived of
their liberty is a subject of direct relevance to the CPT’s mandate. An
inadequate level of health care can lead rapidly to situations falling within
the scope of the term "inhuman and degrading treatment". Further, the
health care service in a given establishment can potentially play an important
role in combating the infliction of ill-treatment, both in that establishment
and elsewhere (in particular in police establishments). Moreover, it is well
placed to make a positive impact on the overall quality of life in the establishment
within which it operates...
34. While in custody, prisoners should be able to
have access to a doctor at any time, irrespective of their detention regime [...]
The health care service should be so organised as to enable requests to consult
a doctor to be met without undue delay.
Prisoners should be able to approach the health care service on
a confidential basis, for example, by means of a message in a sealed envelope.
Further, prison officers should not seek to screen requests to consult a
doctor.
35. A prison’s health care service should at least
be able to provide regular out-patient consultations and emergency treatment
(of course, in addition there may often be a hospital-type unit with beds). The
services of a qualified dentist should be available to every prisoner. Further,
prison doctors should be able to call upon the services of specialists.
As regards emergency treatment, a doctor should always be on
call. Further, someone competent to provide first aid should always be present
on prison premises, preferably someone with a recognised nursing qualification.
Out-patient treatment should be supervised, as appropriate, by
health care staff; in many cases it is not sufficient for the provision of
follow-up care to depend upon the initiative being taken by the prisoner.
36. The direct support of a fully-equipped hospital
service should be available, in either a civil or prison hospital...
38. A prison health care service should be able to
provide medical treatment and nursing care, as well as appropriate diets,
physiotherapy, rehabilitation or any other necessary special facility, in
conditions comparable to those enjoyed by patients in the outside community.
Provision in terms of medical, nursing and technical staff, as well as
premises, installations and equipment, should be geared accordingly...
39. A medical file should be compiled for each
patient, containing diagnostic information as well as an ongoing record of the
patient’s evolution and of any special examinations he has undergone. In the
event of a transfer, the file should be forwarded to the doctors in the
receiving establishment.
Further, daily registers should be kept by health care teams,
in which particular incidents relating to the patients should be mentioned.
Such registers are useful in that they provide an overall view of the health
care situation in the prison, at the same time as highlighting specific
problems which may arise...
53. It lies with prison health care services - as
appropriate acting in conjunction with other authorities - to supervise
catering arrangements (quantity, quality, preparation and distribution of food)
and conditions of hygiene (cleanliness of clothing and bedding; access to
running water; sanitary installations) as well as the heating, lighting and
ventilation of cells. Work and outdoor exercise arrangements should also be
taken into consideration.
Insalubrity, overcrowding, prolonged isolation and inactivity
may necessitate either medical assistance for an individual prisoner or general
medical action vis-ŕ-vis the responsible authority.”
Extracts from the 7th General Report [CPT/Inf (97) 10]
“...
As the CPT pointed out in its 2nd General Report, prison
overcrowding is an issue of direct relevance to the Committee’s mandate (cf.
CPT/Inf (92) 3, paragraph 46). An overcrowded prison entails cramped and
unhygienic accommodation; a constant lack of privacy (even when performing such
basic tasks as using a sanitary facility); reduced out-of-cell activities, due
to demand outstripping the staff and facilities available; overburdened
health-care services; increased tension and hence more violence between prisoners
and between prisoners and staff. This list is far from exhaustive.
The CPT has been led to conclude on more than one occasion that
the adverse effects of overcrowding have resulted in inhuman and degrading
conditions of detention...”
Extracts from the 11th General Report [CPT/Inf (2001) 16]
“28. The phenomenon of prison overcrowding continues
to blight penitentiary systems across Europe and seriously undermines attempts
to improve conditions of detention. The negative effects of prison overcrowding
have already been highlighted in previous General Reports...
29. In a number of countries visited by the CPT,
particularly in central and eastern Europe, inmate accommodation often consists
of large capacity dormitories which contain all or most of the facilities used
by prisoners on a daily basis, such as sleeping and living areas as well as
sanitary facilities. The CPT has objections to the very principle of such
accommodation arrangements in closed prisons and those objections are
reinforced when, as is frequently the case, the dormitories in question are
found to hold prisoners under extremely cramped and insalubrious conditions...
Large-capacity dormitories inevitably imply a lack of privacy for prisoners in
their everyday lives... All these problems are exacerbated when the numbers
held go beyond a reasonable occupancy level; further, in such a situation the
excessive burden on communal facilities such as washbasins or lavatories and
the insufficient ventilation for so many persons will often lead to deplorable
conditions.
30. The CPT frequently encounters devices, such as
metal shutters, slats, or plates fitted to cell windows, which deprive prisoners
of access to natural light and prevent fresh air from entering the
accommodation. They are a particularly common feature of establishments holding
pre-trial prisoners. The CPT fully accepts that specific security measures
designed to prevent the risk of collusion and/or criminal activities may well
be required in respect of certain prisoners... [E]ven when such measures are
required, they should never involve depriving the prisoners concerned of
natural light and fresh air. The latter are basic elements of life which every
prisoner is entitled to enjoy; moreover, the absence of these elements
generates conditions favourable to the spread of diseases and in particular tuberculosis...”
Concerning overcrowding, the
CPT indicates the following in the document named “CPT standards” (CPT/Inf/E
(2002)1):
“50. The CPT would add that it is particularly
concerned when it finds a combination of overcrowding, poor regime activities
and inadequate access to toilet/washing facilities in the same establishment.
The cumulative effect of such conditions can prove extremely detrimental to prisoners....”
On
30 September 1999 the Committee of Ministers of theCouncil of Europe
adopted Recommendation No. R (99) 22 concerning prison overcrowding and
prison population inflation, which provides in particular as follows:
“Considering that prison overcrowding and prison population
growth represent a major challenge to prison administrations and the criminal
justice system as a whole, both in terms of human rights and of the efficient
management of penal institutions;
Considering that the efficient management of the prison
population is contingent on such matters as the overall crime situation,
priorities in crime control, the range of penalties available on the law books,
the severity of the sentences imposed, the frequency of use of community
sanctions and measures, the use of pre-trial detention, the effectiveness and
efficiency of criminal justice agencies and not least public attitudes towards
crime and punishment...
Recommends that governments of member states:
- take all appropriate measures, when reviewing
their legislation and practice in relation to prison overcrowding and prison
population inflation, to apply the principles set out in the appendix to this
recommendation...
Appendix to Recommendation No. R (99) 22
I. Basic
principles
1. Deprivation of liberty should be regarded as a
sanction or measure of last resort and should therefore be provided for only,
where the seriousness of the offence would make any other sanction or measure
clearly inadequate.
2. The extension of the prison estate should rather
be an exceptional measure, as it is generally unlikely to offer a lasting
solution to the problem of overcrowding. Countries whose prison capacity may be
sufficient in overall terms but poorly adapted to local needs should try to
achieve a more rational distribution of prison capacity...
II. Coping with a shortage of prison places
6. In order to avoid excessive levels of
overcrowding a maximum capacity for penal institutions should be set.
7. Where conditions of overcrowding occur, special
emphasis should be placed on the precepts of human dignity, the commitment of
prison administrations to apply humane and positive treatment, the full
recognition of staff roles and effective modern management approaches. In
conformity with the European Prison Rules, particular attention should be paid
to the amount of space available to prisoners, to hygiene and sanitation, to
the provision of sufficient and suitably prepared and presented food, to
prisoners’ health care and to the opportunity for outdoor exercise.
8. In order to counteract some of the negative
consequences of prison overcrowding, contacts of inmates with their families
should be facilitated to the extent possible and maximum use of support from
the community should be made...”
On
11 January 2006 the Committee of Ministers of the Council of Europe
adopted Recommendation Rec(2006)2 to member States on the European Prison
Rules, which replaced Recommendation No. R (87) 3 on the European Prison
Rules accounting for the developments which had occurred in penal policy,
sentencing practice and the overall management of prisons in Europe. The
amended European Prison Rules lay down the following relevant guidelines:
“1. All persons deprived of their liberty shall be
treated with respect for their human rights.
2. Persons deprived of their liberty retain all
rights that are not lawfully taken away by the decision sentencing them or
remanding them in custody.
3. Restrictions placed on persons deprived of their
liberty shall be the minimum necessary and proportionate to the legitimate
objective for which they are imposed.
4. Prison conditions that infringe prisoners’ human
rights are not justified by lack of resources.
...
10.1. The European Prison Rules apply to persons who
have been remanded in custody by a judicial authority or who have been deprived
of their liberty following conviction.”
Allocation and accommodation
“18.1. The accommodation provided for prisoners, and
in particular all sleeping accommodation, shall respect human dignity and, as
far as possible, privacy, and meet the requirements of health and hygiene, due
regard being paid to climatic conditions and especially to floor space, cubic
content of air, lighting, heating and ventilation.
18.2. In all buildings where prisoners are required
to live, work or congregate:
a. the windows shall be large enough to enable the
prisoners to read or work by natural light in normal conditions and shall allow
the entrance of fresh air except where there is an adequate air conditioning
system;
b. artificial light shall satisfy recognised
technical standards; and
c. there shall be an alarm system that enables
prisoners to contact the staff without delay.
18.4. National law shall provide mechanisms for
ensuring that these minimum requirements are not breached by the overcrowding
of prisons.
18.5. Prisoners shall normally be accommodated
during the night in individual cells except where it is preferable for them to
share sleeping accommodation.
19.3. Prisoners shall have ready access to sanitary
facilities that are hygienic and respect privacy.
19.4. Adequate facilities shall be provided so that
every prisoner may have a bath or shower, at a temperature suitable to the
climate, if possible daily but at least twice a week (or more frequently if
necessary) in the interest of general hygiene.
22.1. Prisoners shall be provided with a nutritious
diet that takes into account their age, health, physical condition, religion,
culture and the nature of their work.
22.4. There shall be three meals a day with
reasonable intervals between them.
22.5. Clean drinking water shall be available to
prisoners at all times.
27.1. Every prisoner shall be provided with the
opportunity of at least one hour of exercise every day in the open air, if the
weather permits.
27.2. When the weather is inclement alternative
arrangements shall be made to allow prisoners to exercise.”
Organisation of prison health care
“40.1 Medical services in prison shall be organised
in close relation with the general health administration of the community or
nation.
40.2 Health policy in prisons shall be integrated
into, and compatible with, national health policy.
40.3 Prisoners shall have access to the health
services available in the country without discrimination on the grounds of
their legal situation.
40.4 Medical services in prison shall seek to detect
and treat physical or mental illnesses or defects from which prisoners may
suffer.
40.5 All necessary medical, surgical and psychiatric
services including those available in the community shall be provided to the
prisoner for that purpose.
Medical and health care personnel
41.1 Every prison shall have the services of at
least one qualified general medical practitioner.
41.2 Arrangements shall be made to ensure at all
times that a qualified medical practitioner is available without delay in cases
of urgency.
41.3 Where prisons do not have a full-time medical
practitioner, a part-time medical practitioner shall visit regularly.
41.4 Every prison shall have personnel suitably
trained in health care.
41.5 The services of qualified dentists and
opticians shall be available to every prisoner.
Duties of the medical practitioner
42.1 The medical practitioner or a qualified nurse
reporting to such a medical practitioner shall see every prisoner as soon as
possible after admission, and shall examine them unless this is obviously
unnecessary.
42.2 The medical practitioner or a qualified nurse
reporting to such a medical practitioner shall examine the prisoner if
requested at release, and shall otherwise examine prisoners whenever necessary.
42.3 When examining a prisoner the medical
practitioner or a qualified nurse reporting to such a medical practitioner
shall pay particular attention to:
a. observing the normal rules of medical
confidentiality;
b. diagnosing physical or mental illness and
taking all measures necessary for its treatment and for the continuation of
existing medical treatment;
c. recording and reporting to
the relevant authorities any sign or indication that prisoners may have been
treated violently;
d. dealing with withdrawal symptoms resulting
from use of drugs, medication or alcohol;
e. identifying any
psychological or other stress brought on by the fact of deprivation of liberty;
f. isolating prisoners suspected of
infectious or contagious conditions for the period of infection and providing
them with proper treatment;
g. ensuring that prisoners carrying the HIV
virus are not isolated for that reason alone;
h. noting physical or mental defects that
might impede resettlement after release;
i. determining the fitness of each prisoner
to work and to exercise; and
j. making arrangements with community
agencies for the continuation of any necessary medical and psychiatric
treatment after release, if prisoners give their consent to such arrangements.
43.1 The medical practitioner shall have the care of
the physical and mental health of the prisoners and shall see, under the
conditions and with a frequency consistent with health care standards in the
community, all sick prisoners, all who report illness or injury and any
prisoner to whom attention is specially directed.
43.2 The medical practitioner or a qualified nurse
reporting to such a medical practitioner shall pay particular attention to the
health of prisoners held under conditions of solitary confinement, shall visit
such prisoners daily, and shall provide them with prompt medical assistance and
treatment at the request of such prisoners or the prison staff.
43.3 The medical practitioner shall report to the
director whenever it is considered that a prisoner’s physical or mental health
is being put seriously at risk by continued imprisonment or by any condition of
imprisonment, including conditions of solitary confinement.
44. The medical practitioner or other competent
authority shall regularly inspect, collect information by other means if
appropriate, and advise the director upon:
a. the quantity, quality, preparation and
serving of food and water;
b. the hygiene and cleanliness of the
institution and prisoners;
c. the sanitation, heating, lighting and
ventilation of the institution; and
d. the suitability and cleanliness of the
prisoners’ clothing and bedding.
45.1 The director shall consider the reports and
advice that the medical practitioner or other competent authority submits
according to Rules 43 and 44 and, when in agreement with the recommendations
made, shall take immediate steps to implement them.
45.2 If the recommendations of the medical
practitioner are not within the director’s competence or if the director does
not agree with them, the director shall immediately submit the advice of the
medical practitioner and a personal report to higher authority.
Health care provision
46.1 Sick prisoners who require specialist treatment
shall be transferred to specialised institutions or to civil hospitals, when
such treatment is not available in prison.
46.2 Where a prison service has its own hospital
facilities, they shall be adequately staffed and equipped to provide the
prisoners referred to them with appropriate care and treatment. ”
IV. INTERNATIONALAND DOMESTIC REPORTS CONCERNING THE
SITUATION IN ROMANIAN PRISONS
A. Reports by theEuropean Committee for the Prevention
of Torture and Inhuman or Degrading Treatment or Punishment(CPT)
The CPT visited Romania in 1995, 1999, 2001, 2002, 2003, 2004, 2006, 2009 and 2010 and carried out periodic visits
to various detention establishments, includingthe prisons of Gherla,
Bucharest-Jilava and its hospital, Codlea, Craiova, Tulcea, Bacău and Ploieşti.
. Overcrowding of prisons and lack of
reasonable hygiene facilities at the national level were constantly highlighted
by the CPT, which also concluded that
in the light of the deplorable material conditions of detention in some of the
cells of the establishments visited, the conditions of detention could be
qualified as inhuman and degrading.
In the report published on
11 December 2008 (CPT/Inf (2008) 41)following a visit from 8 to 19 June 2006 to
a number of detention facilities, including the prisons of Bucharest-Jilava,
Bacău, Craiova and Ploieşti, the CPT found that severe overcrowding
and lack of reasonable hygiene facilities remained a constant problem, not only
in the establishments visited but at national level, and that this had remained
the case since its first visit to Romania in 1999.
Moreover, the CPT found in respect of the prisons visited, in
particular the prisons of Bacău and Ploieşti, a lack of access to
natural light, bad air ventilation, particularly dirty mattresses, lack of
activities outside the cells, bad quality food and poor hygiene in the
kitchens,and widespread nonobservance of the daily one-hour walk.The
conditions in BucharestJilava Prison, in particular the section for dangerous
detainees, were qualified as appalling by the CPT, which noted that the prison
administration itself had acknowledged that material conditions of detention
throughout the prisonwere extremely poor. The CPT declared itself particularly
concerned about the constant lack of beds and the fact that in all the prisons
visited the personal space per detainee was no more than 1.5 square metres
and sometimes even as little as 0.6 square metres. While welcoming the changes
introduced in domestic legislation providing for personal space of
4 square metres for each prisoner, the CPT recommended, inter alia,
that necessary measures be taken to ensure compliance with this requirement.
The CPT found the detainees’ access to medical treatment to be insufficient,
including with respect to dental care: lack of adequate staff, long waiting
periods for consultation, inadequate consultation procedures. The CPT formulated a number of recommendations,
including increased use of the possibility to grant, in due time, a stay of
execution for health reasons.
B. Reports by the Council of EuropeCommissioner for
Human Rights
In a report following his visit to Romania in October 2002 the Commissioner for Human Rights made the following comments on
the situation in prisons:
“11. However, the prison service is facing serious
problems, in particular the dilapidation of many of the prisons and, above all,
chronic overcrowding. [...] Thus the overall occupancy level for prisons is
137% and there is a manifest shortage of beds. My visit to Codlea prison, which
has an occupancy level of 197% and where 25 prisoners are regularly held in
cells designed for 15, clearly illustrated the situation. I was all the more
concerned to learn that some prisons had even higher occupancy levels, rising
to 353%.
12. Being aware of the problem, the authorities keep
the highest rates of overcrowding for open prisons, where the prisoners work
during the day and are therefore not continually faced with the acute lack of
space. However, this solution cannot be other than very temporary. The fact
that several prisoners received pardons during my visit demonstrates that
changes in prison policy are both possible and expected. Given that, for economic
reasons, there are no plans to build new prisons at the moment I would urge the
authorities to develop a system of alternative penalties, effective management
of release on parole and a judicial policy requiring moderation in the use of
detention. I welcome the efforts of the Ministry of Justice in this direction
and invite it to complete these reforms as soon as possible[...].”
In his follow-up
report on Romania(2002-2005) on the assessment of the progress made in
implementing his earlier recommendations, published on 29 March 2006, the Council
of Europe Commissioner for Human Rights made the following comments on the
situation in prisons:
“11. In spite of the efforts made to improve prisons,
recent studies carried out by the Romanian authorities show that the situation
remains difficult. In 2004, out of 44 prisons, 8 had very good conditions,
15 had good conditions, 15 had satisfactory conditions and 6 had particularly
difficult conditions, including Jilavaprison, near Bucharest, which was visited
by the members of the Office of the Commissioner.
12. Prison over-population continues to be a
persistent problem in Romania, although the number of prisoners has fallen from
more than 47,000 in 2002 to around 39,000 at the end of 2004. On average,
the rate of overpopulation has fallen significantly and is now at an acceptable
level of 101%. However, certain prisons still have an intolerable overpopulation
[In particular the Bacăuprison, which had a rate of overpopulation of 288%
on 31 December 2004]. From a general point of view, living conditions in prison
have improved but still require further improvement, owing in particular to the
lack of resources allocated to them.
13. As well as the lack of means, there is a
manifest lack of prison staff. Romania has on average one warder for seven prisoners,
and even one for seventeen prisoners in certain prisons, whereas the average in
Europe is closer to one warder for four prisoners. That shortage means that
warders on duty have to increase their working time and are reduced to a purely
supervisory role, and it may have negative consequences on their actions or
interventions. Lastly, the lack of staff represents a significant obstacle to
the normalisation of prison life and exacerbates the shortage of equipment and
the problems associated with overpopulation, and severely limits work towards
reintegration.
14. Nonetheless, a significant process of
modernisation has been initiated. Among the objectives of the Strategy for the
reform of the judicial system 2004-2007, mention should be made of the
intention to build new prisons and to modernise nine centres. Over the period 2001-2005,
6,332 new places were created.
15. In this process for the improvement of living
conditions in prisons, mention maybe made of the modernisation of the young
offenders’ centre in Gaesti and the creation of the centres in Ocna and Buzias,
the construction at Rahova prison of a hospital specialising in surgery, and
the provision of hot and cold water and installation ofcentral heating in all prisons.
Also noteworthy, finally, is thetransparency of theMinistry of Justice, which
publishes detailed statistics on the prisonsituation on itsinternet site.
16. As regards alternatives to detention, the new
Criminal Code, adopted in June 2004 introduced the possibility of an open or
semi-open prison regime for petty offences. It also provides for options other
than imprisonment for young offenders and offers wider possibilities for the
application of penalties.
17. The Commissioner’s team visited Jilava and
Rahova prisons, both nearBucharest. These two prisons to a large extent reflect
the situation in prisons inRomania at the time of the visit.
18. At the time of the visit, Rahova prison had
1,915 prisoners, including 80 minors, for 2,200 places. The different
wings of Rahova prison have recently been renovatedand provide reasonable
living conditions. However, a problem of overcrowdingaffected the women’s
section, where up to 16 women were being held in cells withonly 10 beds. There
are two reasons for this overcrowding. First, women’s prisonsections are rare
in the Bucharest area and prisoners wish to or must remain in Rahova(in order
to be near their families, or because the proceedings are still pending,
etc.);and, second, the women’s wing was reduced by one half in order to build
the newprison hospital.
19. Rahova prison hospital admits and treats prisoners
from the whole country. Ithas a very modern operating facility and the latest
generation of medical equipment.As the Director of the Prison Administration
states, the construction of this facilityrequired a significant but essential
financial effort, as prison medicine was incompleteand inappropriate. Prisoners
are now able to receive proper care, sometimes in better conditions than in
some civil hospitals.
20. By comparison with the positive example found in
Rahova, Jilava prisonappeared, at the time of the visit, to be in an alarming
situation. Essentially a transitprison and a preventive detention prison, it
had 2,500 prisoners for 1,400 places, andwas one of the most overcrowded prisons
in Romania. Conditions were deplorablefrom any point of view, as the Director
of Romanian Prisons acknowledged. All theinstallations were obsolete, the
windows incapable of keeping out the cold and thefurniture from another era.
Over-population meant that in some cases 27 prisoners hadto live in cells designed
for 6 or 8 prisoners.
Conclusions
21. The Commissioner emphasises the efforts made and
the investments carried outto improve prison conditions and welcomes the adoption
of new alternative measures.There is a clear intention to increase available prison
places in order to reduceprison overpopulation. The programme of bringing prisons
into line with the standards of theCouncil of Europe must be continued.
However, significant difficulties remain and anurgent solution must be
envisaged for the most obsolete and the most overcrowdedprisons, such as Jilava
prison.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
The applicant complained under Article 3 of the
Convention of inhuman and degrading treatment on account of the material
conditions of detention and the lack of adequate medical carein the various
prisons where he had been detained. In particular, he complained of severe overcrowding,
insalubrious sanitary facilities, the presence of lice, poor quality food, lack
of hot or cold running water, lack of adequate activities and excessive
restrictions on out-of-cell time. He further complained of inadequate health
care and that in response to his repeated requests for dental care he was told
that there were not enough funds.
He submitted that the situation amounted to a
structural problem, which has been acknowledged by the domestic authorities.
Article 3 of the Convention reads as
follows:
“No one shall be subjected to torture or to inhuman or degrading
treatment or punishment.”
A. Admissibility
The Government submitted first that the applicant’s
complaint in respect of the conditions of his detention had been decided by a
final judgment of 12 August 2004, and that the application, which was lodged
with the Court only on 14 September 2005, was therefore outside the sixmonth
time-limit.
Alternatively, in their observations of 15
February 2011 the Government alleged that the copy of the record of the medical
examination carried out on 11 October 2010 which the applicant had sent to the
Court (see paragraph 96 above) contained
inscriptions which were not made by Dr E.M. They submitted a written
statement by Dr E.M. according to which certain handwritten inscriptions on
that record were not in her handwriting, and that the original of that medical
record was kept by the Ploieşti Prison administration. The Government
inferred that the applicant had tried to use a forged document in support of
his allegations. They therefore argued that his application should be declared
inadmissible for “abuse of the right of individual petition”, pursuant to
Article 35 § 3 of the Convention.
The applicant disagreed. He pointed out that he
had lodged numerous complaints concerning his conditions of detention,
including inappropriate health-care. His complaint lodged with the
Ploieşti Court of First Instance on 4 June 2004 and examined by a final
judgment of 12 August 2004 related to only one episode of a continuous
situationcovering all the prisons in which he was detained.
He also argued that the problem of conditions of detention was
a structural problem in Romanian prisons, for which the six-month periodran,
according to the Court’s case-law, from the cessation of the situation.
In his observations of 2 May 2011 the applicant submitted that
the document concerning the consultation of 11 October 2010 was part of his
prison medical file, kept, according to the relevant legal provisions, by the
Ploieşti Prison administration. It was not for him to explain why there
was different handwriting on that document and in any event that record did not
bring any new information concerning his dental problems. He had submitted the
record to the Court in support of his allegations that,while he was in prison,
he had been treated in a private practice for his dental problems.
The Court reiterates that Article 35 § 1 of the
Convention permits it to deal with a matter only if the application is lodged
within six months of the date of the final decision in the process of exhaustion
of domestic remedies. It also reiterates that in cases where there is a
continuing situation, the six-month period runs from the cessation of that
situation (see Koval v. Ukraine
(dec.), no. 65550/01, 30 March 2004).
The Courtreiterates that the concept of a
“continuing situation” refers to a state of affairs in which there are
continuous activities by or on the part of the State which render the applicant
a victim (see Posti and Rahko v. Finland, no. 27824/95,
§ 39, ECHR 2002‑VII). Complaints which have as their source specific
events which occurred on identifiable dates cannot be construed as referring to
a continuing situation (see Camberrow MM5 AD v. Bulgaria, (dec.), no. 50357/99, 1 April 2004).
Hence, the Court has previously refused to treat the time spent
by applicants in different detention facilities as a continuing situation in
cases where their complaints related to specific episodes, such as force-feeding
(see Nevmerzgitskiy v. Ukraine (dec.), no. 58825/00, 25 November 2003)
or failure to render medical assistance at different facilities (see Tarariyeva v. Russia
(dec.), no. 4353/03, 11 October 2005).
In the instant case, the Court notes that during
the period of his detention the applicant was frequently transferred between
nine detention facilities, and complained about the conditions of detention in
six of these. He did so consistently, even after having lodged the present
application (see paragraphs 105to108 above).
In any event, the applicant alleged that the conditions
remained substantially identical, and that his transfer from one facility to
another did not in any way change his situation.
His complaints do not relate to any specific event but concern
the whole range of problems regarding sanitary conditions, the temperature in
the cells, overcrowding, lack of adequate medical treatment, in particular
dental treatment, and so on, which he suffered during almost the entire period
of his detention, until 11 May 2010. It follows that the applicant’s detention
in Jilava, Ploieşti, Mărgineni and Rahova Prisons, and Jilava and RahovaPrisonHospitalscan be regarded as a continuing situation.
In respect of the Government’s allegation that
the applicant availed himself,with dishonest intention,of a documentin which
different handwriting had been used, the Court recalls that an application may
be rejected as abusive, inter alia, if it was knowingly based on untrue
facts (see, for instance, Akdivar and Others v. Turkey, 16 September
1996,§§ 5354,Reports of Judgments and Decisions 1996-IV; I.S.
v. Bulgaria (dec.), no. 32438/96, 6 April 2000, unreported; Varbanov v.
Bulgaria, no. 31365/96, § 36, ECHR 2000‑X; and Nold v. Germany,
no. 27250/02, § 87, 29 June 2006).
In the instant case, the Court notes, on the one hand, thatthe
original of the impugned document was part of the applicant’s medical prison
file and, as such, was in the custody of Ploieşti Prison administration.
On the other hand, Dr. E.M. did not state that the information recorded in that
document,at the end of the examination she had carried out on 11 October
2010,was untrue.
Furthermore, the Government did notclaim that the information
contained in the medical record of 11 October 2010 was untrue or not known to
the authorities: information about the applicant’s dental problems such as
caries and the need for a prosthesis was alreadyrecorded in the applicant’s
prison file (see paragraphs 78, 83 and 103 above). Finally, the impugned
document contained undisputed information on the appointments made by the
applicant with the private practice of Dr E.M.
Therefore, the Court finds that the Government’s objection is
unsubstantiated, there being no indication that the application was
based,knowingly or otherwise, on untrue facts.
Accordingly, the Court dismisses theGovernment’s objections.
The Court notes that the
application is not manifestly ill-founded within the meaning of Article 35 § 3
of the Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
B. Merits
1. The submissions of the parties
(a) The applicant
The applicant contested the Government’s
submissions and reiterated that he had been held in precarious conditions, that
the cells had been overcrowded and the quality of the food very poor, that the
conditions of detention had not been conducive to maintaining proper hygiene
and that he had had no out-of-cell activities. He referred to the CPT reports
and various domestic NGOs’ reports for the relevant periods as confirming his
allegations.
The applicant further alleged that while in
detention he had developed various diseasesas a result of the poor conditions.
As he did not receive adequate treatment, many of these diseases had developed
into chronic diseases which were not adequately treated. The applicant submitted
that, although he had made several complaints concerning the lack of medical
care and medicines, he had beentold that there were no funds available.
(b) The Government
Referring to the information submitted on the
general conditions of detention (see paragraphs33-42 above),the Government contended
that the domestic authorities had taken all necessary measures in order to
ensure that the applicant had adequate conditions of detention.
As to overcrowding, they stressed that the number of beds
started to exceed the number of detainees from 2004 in most prisons, and from
2006 in Ploieşti Prison.
As regards medical treatment, the Government
submitted that the applicant’s complaint could not be understood as a request
to obtain denturesfree of charge. Concerning the other diseases, the Government
submitted that a number of measures (see paragraphs98-102above) had been taken
to ensure that the applicant’s health was being taken care of in an adequate
manner. The applicant had failed to point to any inadequacies in this area and his
complaints were wholly unsubstantiated.
The Government argued that in any event, the applicant’s
conditions of detention had not amounted to a violation of Article 3 of the
Convention. They relied on the Court’s judgment in the case of Kudła v.
Poland [GC] (no. 30210/96, § 92-94, ECHR 2000-XI).
(c) The third-party intervener
Its scope of
activity including monitoring of detention conditions in prisonsand police cells,
APADOR-CH, the third-party intervener, carried out fact-finding missions in prisons.
Based on the result of these visits, itprovided specific information on the
establishmentsvisited after the entry in force of Law no 275/2006.
Between 2002 and March 2011 APADOR-CHconducted regular
visitsin more than 20 prisons throughout the country, including the prisons of Aiud,
Gherla, Baia Mare, Colibaşi, Drobeta Turnu-Severin, Timişoara, Bucharest-Jilava
and its hospital, Giurgiu, Bucharest-Rahova and its hospital, Focşani
(Mândreşti), Poarta-Albă and its hospital, Tichileşti
(Brăila) Prisonfor juvenile offenders and Târgşor Prisonfor women.
After each visit, a public report was drawn up, including on-the-spot direct
findings as well as information and statistics submitted by the authorities on
the relevant matters.
The third-party intervener submitted a summary
of its main findings on the prisons visited and referred, for further details,
to each specific report.
Overcrowding has been and remains a general
problem in Romanian penitentiaries. All the prisonsvisited had serious
overcrowding problems at the time of the visits. Discussions with prisonadministrations
showed that prisonstaff did not apply the CPT standard (minimum requirement of
4 square metres per detainee); instead, they regularly usednorms based either
on the number of beds or on a minimum of6cubic meters perdetainee, and even
these norms were often not observed. New regulations introduced by Order no.
433/2010 approving the minimum compulsory standards in prison facilities apply the
4 squaremeterslegal requirementonly tomaximum security and closed regimeprisoners
and only in new or renovated prison facilities.
All the prisonsvisited allowed less than 4
square metres per detainee, with averages of 0.7 square metres in Timişoara
Prison; 1 square metrein Colibaşi Prison; 2.08 square metres in
Jilava; 1.65 square metres in FocşaniPrison; 2.62 square metres
in Târgşor; 2.0 square metres in RahovaPrison, or even less, as in
2009 a cell measuring 18 squaremetres accommodated eleven prisoners;
1.36 square metres in Ploieşti Prison; 2.0 square metres in
Mărgineni Prison; and 2.77 square metres in Rahova Prison.
The detainees’ living conditions were directlyaffected
by the overcrowding in the prisons.
In Rahova Prison there were no chairs or
benches in the cells.
In 2008 in Jilava Prisonthe water was muddy and
full of impurities, unsuitable for drinking and risky even for washing.The
basement of the older wing was flooded with water and dejections,and was a
source of pestilential stench and infection that infested that part of the
prison with rats and cockroaches, rendering the situation intolerable and a
real danger for the detainees’ health.
Hot water was generally provided on a schedule.
Theoretically, access to showers was granted on a weekly basis, once or twice a
week; in practice, however, because of overcrowding and the limited number of
showers, access to them was limited. In all the prisons the shower facilities
needed repairs, were frequently insalubrious and required better cleaning. The
findings were the same with regard to the hygiene and cleanliness of toilets
and sinks in the rooms. The latter had only cold water and were used for all
purposes: cleaning the toilets, which often did not have running water, the
personal hygiene of the detainees, washing their clothing and cleaning the
cell.
Parasites such as lice in the dirty,worn-out
mattresses and bed linen, rendering de-bugging operations inefficient, were not
uncommon, including in Jilava, Aiud, Colibaşi and Rahovaprisons. As a
result of the poor hygiene there were numerous cases of dermatitis, scabies
and/or prurigo.
In the cold season some establishments,such as
Aiud and Rahova prisons,did not provide enough heating in the cells. In ColibaşiPrison
the light switches were placed outside the cells, out of the detainees’reach,
and some detainees complained that lights were occasionally left on during the
night.
In all the facilities
visited detainees complained aboutthe poor quality/quantity of the food. Lunches
consisted mainly of rice, dried beans or potatoes. Fresh vegetables were never
used. In general, meat of poor quality (pork carcass, lard, bones) was used and
the portions served to individual detainees contained only traces of meat.Detainees
relied mainly on the food theycould afford to buy from the prison store and
food received from family or friends.Even in cases where detainees had special
dietary needs (for health or religious reasons), thefood provided contained a
lot of lard. When questioned about this situation, the prison doctors explained
that the only obligation they had was to provide an “organoleptic examination”
of the detainees’ food.
Food was generally served in the cells since the
prisons did not have canteens. The premiseswhere food was prepared and stored
lacked minimum hygiene standards and a large majority of the premisesmonitored
were unfit for food preparation or storage (dirty, run-down kitchens with mould
and fungi on the walls).
The prohibition of food parcels sent by post (Orders
of the Minister of Justice nos. 3042/2007 and 2714/2008) had negative effects
on those detaineda long way from their families and whose families could not afford
the cost of transport to the prison.
The detainees’ right to medical care is
provided for in sections50 to 52 of Law no. 275/2006 andOrder no.
1361/2007 on medical assistance to detainees in the custody of the National Prison
Administration. According to these provisions, medical treatment and drugs must
be provided free of charge.
The third-party intervener found that the whole
prison system had insufficient medical staff. As a result, strict scheduling
was required in order to accommodate all detainees, be it for visits for health
problems or for regular check-ups.
Many detainees complained that they didnot
receive their medication on time and that it had to be bought for them by their
families precisely because they did not get to see the doctor more than once a
month. There was a shortage of medicines in many prisons, which the National Prison
Administration acknowledged was due to bureaucratic problems. Untreated or
badly treated diseases were frequent.
Only a small percentage of detainees were
offered the possibility to work, and very few indoor activities were offered to
the large number of detainees who were not allowed to work. The prisons visited
were understaffed and the staff untrained in this respect.Lack of activities
was the second complaint, after the quality of the food, voicedby detainees in
all the facilities monitored.
With regard to outdoor activities, in general
the exercise yards were insufficient considering the number of inmates in each
prison, and most often devoid of any equipment. In particular, in JilavaPrisonthe
exercise yards were mere cages covered with wire nets, exposed to the sun and
rain, where detainees were only able to stand idle or walk. In GiurgiuPrisonhigh-risk/dangerous
detainees were taken out in cages on top of the buildings and not in the
exercise yards.
A large number
of detainees were willing to work because of the salary, albeit modest(part of whichsalarywent
to the National Prison Administrationand the remaining part to the detainee,
who was not allowed to spend it all before his release), and the possibility of
having their sentence reduced. However, the percentage of detainees working insideor
outside the prisonwasvery small (ranging from none to less than 50%).
2. The Court’s assessment
(a) General principles
The Court reiterates that Article 3 of the Convention
enshrines one of the most fundamental values of democratic societies. The
Convention prohibits in absolute terms torture and inhuman or degrading
treatment or punishment, irrespective of the victim’s conduct (Labita v.
Italy [GC], no. 26772/95, §119, ECHR 2000‑IV).
As the Court has held on many occasions, ill-treatment must
attain a minimum level of severity if it is to fall within the scope of Article
3 of the Convention. The assessment of this minimum level of severity is
relative; it depends on all the circumstances of the case, such as the duration
of the treatment, its physical and mental effects and, in some cases, the sex,
age and state of health of the victim. Furthermore, in considering whether a
treatment is “degrading” within the meaning of Article 3, the Court will have
regard to whether its object is to humiliate and debase the person concerned
and whether, as far as the consequences are concerned, it adversely affected
his or her personality in a manner incompatible with Article 3. Although the
question whether the purpose of the treatment was to humiliate or debase the
victim is a factor to be taken into account, the absence of any such purpose
cannot conclusively rule out a finding of violation of Article 3 (see Peers v.Greece, no. 28524/95, §§ 67‑68
and 74, ECHR 2001-III, and Valašinas v. Lithuania, no.
44558/98, § 101, ECHR 2001‑VIII).
Measures depriving a person of his liberty may
often involve an inevitable element of suffering or humiliation.
Nevertheless, the suffering and humiliation involved must not go beyond the
inevitable element of suffering or humiliation connected with a given form of
legitimate treatment or punishment.
In the context of prisoners, the Court has already emphasised
in previous cases that a detained person does not, by the mere fact of his
incarceration, lose the protection of his rights guaranteed by the Convention.
On the contrary, persons in custody are in a vulnerable position and the
authorities are under a duty to protect them. Under Article 3 the State must
ensure that a person is detained in conditions which are compatible with
respect for his human dignity, that the manner and method of the execution of
the measure do not subject him to distress or hardship of an intensity
exceeding the unavoidable level of suffering inherent in detention and that,
given the practical demands of imprisonment, his health and well-being are
adequately secured (see Valašinas,
§102, and Kudła, § 94,
judgments cited above).
When assessing conditions of detention, account
has to be taken of the cumulative effects of these conditions, as well as of
specific allegations made by the applicant (see Dougoz
v. Greece, no. 40907/98, §46, ECHR 2001-II). The length of the
period during which a person is detained in the particular conditions also has
to be considered (see, among other authorities,Alver
v. Estonia, no. 64812/01, 8 November 2005).
. The extreme lack of space
in a prison cell weighs heavily as an aspect to be taken into account for the
purpose of establishing whether the detention conditions complained
of were “degrading” from the point of view of Article 3 (see Karalevičius
v. Lithuania, no. 53254/99, 7 April 2005).
In previous cases where applicants had at their disposal less
than 3 square metres of personal space, the Court found that the overcrowding was so severe as to
justify of itself a finding of a violation of Article 3 of the Convention (see,
among many other authorities, Sulejmanovic
v. Italy, no. 22635/03, § 51, 16
July 2009; Lind v. Russia,
no.25664/05, §59, 6 December 2007; Kantyrev v. Russia, no.
37213/02, § 50-51, 21 June 2007; Andrey Frolov v.Russia, no. 205/02,
§47-49, 29 March 2007; and Labzov v. Russia, no.62208/00, §
44, 16 June 2005).
By contrast, in other cases, where the
overcrowding was not as severe as to raise in itself an issue under Article 3
of the Convention, the Court noted other aspects of physical conditions of
detention as being relevant for its assessment of compliance with that
provision. Such elements included, in particular, the availability of
ventilation, access to natural light or air, adequacy of heating arrangements,
compliance with basic sanitary requirements and the possibility of using the
toilet in private. Thus, even in cases where a larger prison cell was at issue
– measuring in the range of 3 to 4 square metres per inmate – the Court found a
violation of Article 3 since the space factor was coupled with the
established lack of ventilation and lighting (see, for example, Babushkin v.Russia, no.67253/01, § 44,
18 October 2007; Ostrovar v. Moldova, no. 35207/03, § 89, 13September
2005; and Peers, cited above,
§§70-72) or the lack of basic privacy in the prisoner’s everyday life (see, mutatis mutandis, Belevitskiyv.Russia, no. 72967/01,
§§73-79, 1March 2007; Valašinas,
cited above, § 104; Khudoyorov v.Russia, no. 6847/02, §§ 106-107,
ECHR 2005‑X(extracts); and Novoselov
v.Russia, no.66460/01, §§ 32 and 40-43, 2 June 2005).
Moreover, the State’s obligationunder Article 3
of the Convention to protect the physical well-being of persons deprived of their
liberty has been interpreted as including an obligation to provide them with
the requisite medical assistance (see, for instance, Hurtado v. Switzerland,
judgment of 28 January 1994, Series A no. 280-A, opinion of the Commission,
pp. 15-16, § 79; Kudła cited above, § 94; and Istratii
and Others v. Moldova, no. 8721/05, 8705/05 and 8742/05, § 49,
27 March 2007). The mere fact that a detainee was seen by
a doctor and prescribed a certain form of treatment cannot automatically lead
to the conclusion that the medical assistance was adequate. The authorities
must also ensure that a comprehensive record is kept concerning the
detainee’s state of health and the treatment he underwent while in detention,
that the diagnoses and care are prompt and accurate,
and that where necessitated by the nature of a medical
condition, supervision is regular and systematic and involves a comprehensive
therapeutic strategy aimed at curing the detainee’s diseases or preventing
their aggravation, rather than addressing them on a symptomatic basis.
The authorities must also show that the necessary conditions
were created for the prescribed treatment to be actually followed through (see
Visloguzov v. Ukraine, no. 32362/02, §
69, 20 May 2010 and the case-law cited therein).
(b) Application of these principles to the present
case
i. Material conditions of detention
The Court observes that the applicant spent his
entire detention in seven detention facilities. In his application lodged with
the Court in 2005 he complained about the conditions of detention in four of
them:Ploieşti Prison, Jilava Prison and its hospital, Mărgineni
Prison, and Rahova Prison and its hospital.
The Court notes that the Government
acknowledged overcrowding in all the detention facilities where the applicant
was held until 2004,andin Ploieşti Prison until 2006 (see paragraph34
above). It further notes that the statistics provided by the Government in
reply to the allegations of overcrowding were based on occupancy of the
available beds, and not on surface per detainee. Moreover, with regard to
significant periods of time, they did not provide any information at all, on the
ground that the relevant records had been destroyed in keeping withspecific
regulations (see paragraph 35 above).
Despite the scarce and scattered information
submitted by the Government, the Court observes, based on all the material at
its disposal, that the personal space allowed to detainees in the detention
facilities where the applicant was detained between 2002 and 2011 was, save for
occasional situations, consistently less than three square metres (see paragraphs28,
49, 61 to 63 and123 to 127above). The Government have not put forward any
element capable of refuting the applicant’s allegationsof overcrowding in the
cells where he was detained in Ploieşti Prison, Jilava Prison and its
hospital, Mărgineni Prison, and Rahova Prison and its hospital, which
arecorroborated by the above-mentioned information from many sources, including
the Government.This state of affairs in itself raises an issue under Article 3
of the Convention (see, among many other authorities,Marian Stoicescu
v. Romania, no. 12934/02, §§ 13 and 24, 16 July 2009;Orchowski v. Poland, no. 17885/04, § 122, ECHR 2009‑...; and Mandić and Jović v.
Slovenia, nos. 5774/10 and 5985/10, § 77, 20 October 2011, with further references).
Furthermore, this situation was worsened by the fact that in
many detention facilities there were fewer beds than inmates, so that the
applicant had to share often his bed with other inmates (see paragraphs 13, 19
and27 above).
Concerning the material conditions of
detention, the Court notes that the Government did not refute either the
precise allegations made by the applicant or the findings of the various bodies
who visited the detention facilities in which the applicant was detained. In
reply to the applicant’s specific allegations the Government merely referred in
great detail to the legal provisions governing the rights of detainees.
Having regard to the applicant’s allegations,
supported by the findings made by the CPT, the Human Rights Ombudsman and
APADORCH,but also based on the information provided by the Government, the
Court finds it established that the applicant also experienced the following
conditions: lack of appropriate furniture in the cells; poor sanitary
facilities, such as a limited number of toilets and sinks for a large number of
detainees, toilets in cells with no water supply, sinks in cells providing only
cold water for a wide range of needs (personal hygiene, washing clothing and
personal objects,cleaning the toilets), limited access to showers providing hot
water; poor sanitary conditions in general, including the presence of
cockroaches, rats, lice and bedbugs, worn-out mattresses and bed linen, and poor
quality food. Moreover, the applicant was confined to his cell most of time,
save for one hour of daily exercise and even as little as thirty-minutes walk;
very often he was not able to spend time outside the overcrowded cells (see
paragraphs 14to 18, 22,23, 29 to 32,40,67,125 to 129, and145 to 164, above).
The Court has frequently found a violation of
Article 3 of the Convention on account of the lack of personal space afforded
to detainees and unsatisfactory sanitary conditions (see, in particular, Ciorap v. Moldova,
no. 12066/02, § 70, 19 June 2007;Kalashnikov v. Russia,
no. 47095/99, §§ 97 et seq., ECHR 2002‑VI; Bragadireanu v. Romania,no. 22088/04, §§ 92-98, 6 December 2007; and Iamandi v. Romania, no. 25867/03, §§ 56-62, 1 June 2010).
In the case at hand, the Government failed to
put forward any argument or information that would allow the Court to reach a
different conclusion.
Not only do the above conditions not satisfy the European
standards established by the CPT (see paragraphs 121 and 122above), but the
cumulative effect of overcrowding in large capacity (and sometimes also
insalubrious) dormitories, a poor regime of activities, bad food and poor
hygiene conditions can prove detrimental to the prisoners (see also, mutatis mutandis,
Kalashnikov v. Russia, cited above, § 97, and
Kehayov v. Bulgaria, no. 41035/98, § 66, 18
January 2005).
The Court also considers that the applicant’s
situation owing to insufficient personal space, bad food, poor hygiene
conditionssuch as those described above, lack of appropriate activities outside
the cell and lack of sufficient daily exercisewas further exacerbated by his
numerous transfers during his detention. In this respect, the Court notes that
from January 2002 until his release in May 2011, the applicant was
transferred 38 times between the various detention facilities, only five of which
transfers concerned his stay in Rahova or Jilava Prison hospitals (see
paragraph 8 above).
Even though in the present case there is no
indication that there was a positive intention to humiliate or debase the
applicant, the Court considers that the distress and hardship he endured
exceeded the unavoidable level of suffering inherent in detention and went
beyond the threshold of severity under Article 3 of the Convention.
ii. Health care in detention
It is common ground between the parties and
supported by the documents submitted by the Government that upon his arrest in
2002 the applicant was not suffering from any illness. Only hepatitis he had
been diagnosed with six years before he was placed in detention was mentioned
in his medical file (see paragraph 70 above).
The Court notes that in the course of his detention
the applicant developed a number of chronic and serious illnesses.
InAugust 2002 the applicant started to have dental
problems, complaining repeatedly each yearof sore teeth and other associated
pains. Between 2002 and 2003 he had several teeth extracted, and it was not
until the beginning of 2005 that he was diagnosed with partial edentulism and
that a dental prosthesis was recommended.
As from January 2004 the applicant also complained regularly of
headaches. In December 2004 he was diagnosed with occipital neuralgia, for
which treatment was recommended.
In March 2005 he was diagnosed with chronic periodontitis,
several extractions were performed and further monitoring was recommended. In
2006 he was again diagnosed with chronic generalised periodontitis requiring
treatment, frontal edentulism, and occipital neuralgia
requiring treatment, but also with neuralgia of
the superior laryngeal nerve, nasal septal deviation and chronic rhinitis (see
paragraph 83 above). Treatment of his dental problems was again recommended.
The diagnosis of chronic periodontitis was again made in 2007
and further dental extractions were performed between 2006 and 2008.
In 2008 chronic pharyngitis and a worsening of the applicant’s
migraine were detected.
By July 2010 the applicant was found to be suffering also
from the following chronic illnesses: duodenal ulcer,
chronic hepatitis, chronic migraine and biliary dyskinesia (see
paragraph91 above).
Despite his chronic diseases, the Court notes
that the applicant was treated on a symptomatic basis. No comprehensive record
was kept of either his health or the treatment prescribed and followed. Thus,
no regular and systematic supervision of the applicant’s state of health was
possible. No comprehensive therapeutic strategy was set up, aimed at, to the
extent possible,curing his diseases or preventing their aggravation rather than
addressing them on a symptomatic basis.
The applicant’s medical record indicates no treatment for the
above chronic illnesses, including the chronic periodontitis. It appears that
the applicant received symptomatic treatment consisting of pain killers and,
for occasional infections, antibiotics.
Moreover, the Court notes that even some of the
medical recommendations and prescriptions of the doctors who examined the
applicant were not implemented, such as the treatment for his neuralgia, a
dental prosthesis and appropriate monitoring and treatment of his dental
problems (see paragraphs74, 77-78,80 and 87-89above). Frequently the applicant had to wait for
several weeks, despite severe pains, to be provided with medical assistance, in
particular for his teeth,because no dentistwas available (see paragraphs 73, 76,
82 and91 above).
As a result, the applicant’s health seriously
deteriorated over the years. In particular, his dental problems grew worse, and
yet no appropriate treatment was envisaged. Combined with his other untreated
chronic ailments, this resulted in various constant pains and, in respect of
his dentition, eventually to the complete loss of fourteen teeth and the main part
of two other teeth.
Furthermore, the Court observes that the
elements in the file indicate that the applicant followed all the treatments
recommended to him by the doctors who examined him while in detention.
Therefore, he did not contribute in any way to the worsening of his health
condition (see, per a contrario, Epners-Gefners v. Latvia, no. 37862/02, § 44, 29May 2012).
Lastly, the Court observes that it was not until October 2010
that the applicant’s dental problems were taken care of intensively
(fourteen appointments over a period of four months) and comprehensively
(check-up and treatment of all remaining teeth, as well as a dental prosthesis)
in a private practice outside the prison, which the applicant was allowed to
consult only after he stated that he was in a position to do so at his own
expense.
In view of the above, the Court is not
satisfied that the applicant was provided with adequate medical care during his
detention, which in itself, having regard to the long period concerned and to
the consequences on the applicant’s health, raises an issue under Article 3 of
the Convention.
iii. Conclusion
The foregoing considerations are sufficient to
enable the Court to conclude that the conditions in prison, in particular the
overcrowding and lack of access to hygiene, as well as inappropriate treatment
of his health problems, caused the applicant suffering attaining the threshold
of inhuman and degrading treatment proscribed by Article 3.
There has accordingly been a violation of Article 3 of the
Convention.
II. APPLICATION OF ARTICLE 46 OF THE CONVENTION
Before examining the claims for just satisfaction
submitted by the applicant under Article 41 of the Convention, and having
regard to the circumstances of the case, the Court considers it necessary to
determine what consequences may be drawn from Article 46 of the Convention for the respondent State. Article 46 of the
Convention reads as follows:
“1. The High Contracting Parties undertake to abide
by the final judgment of the Court in any case to which they are parties.
2. The final judgment of the Court shall be
transmitted to the Committee of Ministers, which shall supervise its
execution.”
A. The parties’ submissions
1. The applicant
Referring to the reports of national and
international bodieson the conditions of detention (see paragraphs 125 to 129
above), the applicant argued that his allegations related to a structural
problem in Romanian prisons, which could only be resolved by taking adequate
measures in the framework of Article 46 of the Convention. Overcrowding, poor
hygiene conditions, inappropriate medical care, in particular dental care, were
widespread and persistent despite the adoption of new legal provisions.
2. The Government
The Government contended that the national
statutory requirements granting rights to persons detained were in perfect
compliance with those set by the Court’s case-law relating to Article 3. It
agreed that the situation in certain Romanian prisons did not comply with the
national statutory requirements, and that some prisons experienced
overcrowding. However, such a situation was not permanent but could also fluctuate
significantly.
Occasionally, there
were other problems than overcrowding, but these problems had been identified
and measures had been taken to tackle them:in 2010 measures aiming at improving
the minimum space per detainee (see paragraph 117 above);in 2002 a new law on
amnesty;in 2003 the abolition of prison sentences for minor offences, and
changes in the Code of Criminal Procedure with regard to pre-trial detention;in
1999,specialisation of detention facilities according to the types of crimes
committed and the offenders’ age and sex;in 1998 and 2007, statutory measures
aimed at increasing the quantity of products available to each detainee in
order to maintain an adequate level of hygiene;in 1997 the establishment of a
committee in charge of supervising the condition of the buildings and cells; in
2002 and 2004, measures aimed at improving the quality of water; in 1999
measures for setting up an adequate heating system;from 2006 acquisition of
vehicles for the transportation of detainees; in 2010 a circular letter from
NPA aimed at ensuring the same level of food for detainees throughout the
country, and so on.
The Government submitted therefore that there
was no systemic problem in respect of the conditions of detention in Romanian
prisons and invited the Court to decide on a case-by-case basis whether a prisoner’s
particular circumstances amounted to a violation of Article 3.
Moreover, referring to the Court’s judgement in the case of Orchowski
cited above, the Government stressed that the number of judgments against Romania in which the Court has already found a violation of Article 3 of the Convention on
account of inappropriate conditions of detention was very low and did not
suffice to classify the problem as a structural one.
3. The third-party intervener
The third-party intervener submitted that its direct
findings (see paragraphs145 to 164 above) disclosed the existence of a systemic
problem within the Romanian prison system even after the entry into force and subsequent
implementation of Law no. 275/2006. They submitted that in the absence of any substantial
improvement, a pilot-case procedure could trigger a reform in the system, and
would be an efficient remedy to the systemic problem.
B. The Court’s assessment
The Court reiterates that Article 46 of the
Convention, as interpreted in the light of Article 1, imposes on the respondent
State a legal obligation to implement, under the supervision of the Committee
of Ministers, appropriate general and/or individual measures to secure the
right of the applicant which the Court has found to have been violated. Such
measures must also be taken in respect of other persons in the applicant’s
position, notably by solving the problems that have led to the Court’s findings
(see Scozzari
and Giunta v. Italy [GC], nos. 39221/98 and 41963/98, § 249, ECHR
2000-VIII;
Christine Goodwin v. the United Kingdom [GC], no.
28957/95, § 120, ECHR 2002-VI; Lukenda v.
Slovenia, no. 23032/02, § 94, ECHR 2005-X; and S.
and Marper v. the United Kingdom [GC], nos. 30562/04 and
30566/04, § 134, ECHR 2008-...; Poghossian v. Georgia, no. 9870/07,
§§ 67 to 70, 24 February 2009; Ghavtadze
v. Georgia, no. 23204/07, §§ 102 to
106, 3 March 2009). This obligation has been consistently
emphasised by the Committee of Ministers in the supervision of the execution of
the Court’s judgments (see, for example, ResDH(97)336,
IntResDH(99)434, IntResDH(2001)65 and ResDH(2006)1). In theory it is not
for the Court to determine what measures of redress may be appropriate for a
respondent State to take in accordance with its obligations under Article 46 of the Convention.
However, the Court’s concern is to facilitate the rapid and effective
suppression of a shortcoming found in the national system of protection of
human rights (see Driza v.Albania, no. 33771/02, § 125, ECHR 2007‑XII
(extracts)).
In the present case the Court found a violation
under Article3 of the Convention for inadequate living and hygiene conditions,
including healthcare, in the prisons in which the applicant was detained, which
can be said to be a recurrent problem in Romania.
The Court has regularly found violations of Article 3 of the
Convention in respect of the conditions of detention that have existed over a
number of years in Romanian prisons, in particular overcrowding, inappropriate
hygiene and lack of appropriate healthcare (see, among many other cases,
Bragadireanu, cited above; Petrea v. Romania, no. 4792/03, 29 April
2008; Gagiu v. Romania, no. 63258/00, 24 February 2009; Brânduşe v. Romania, no.
6586/03, 7 April 2009; Măciucă
v. Romania, no. 25673/03, 26
August 2009;Artimenco v. Romania, no. 12535/04, 30 June 2009; Marian Stoicescu v. Romania,
no. 12934/02, 16 July 2009; Eugen
Gabriel Radu v. Romania, no. 3036/04, 13 October 2009; V.D. v. Romania, no. 7078/02, 16 February 2010; Dimakos v. Romania, no. 10675/03, 6 July 2010; Coman v. Romania,
no. 34619/04, 26 October
2010; Dobri v. Romania, no. 25153/04, 14 December 2010; Cucolaş
v. Romania, no. 17044/03,
26 October 2010; Micu v. Romania, no. 29883/06, 8 February 2011;Fane
Ciobanu v. Romania, no. 27240/03, 11 October 2011; andOnaca v. Romania,
no. 22661/06, 13 March
2012). The Court’s findings concern many prisons in Romania, spread
throughout the territory, such as Bucharest-Jilava, Bucharest-Rahova, Giurgiu,
Ploieşti, Gherla, Aiud, Mărgineni, Timişoara, Botoşani,
Târgu-Ocna, Mândreşti, Poarta-Albă, Târgşor, Baia-Mare,
Galaţi and Craiova.
The Court takes note of the fact that the
respondent State has taken certain general
steps, including legislative amendments, to remedy the structural problems
related to overcrowding and the resulting, inadequate conditions of detention (see
paragraphs 33 to 42 and 191above). By virtue of Article 46 of the Convention,
it will be for the Committee of Ministers to evaluate the general measures adopted
by Romania and their implementation as far as the supervision of the Court’s
judgment is concerned.
The Court cannot but welcomethese developments, which may
ultimately contribute to the improvement of the overall living and sanitary
conditions in Romanian prisons. However, in view of the extent of the recurrent
problem at issue, consistent and long-term efforts, such as the adoption of
further measures, must continue in order to achieve complete compliance with
Articles 3 and 46 of the Convention.
The Court considers that in order to properly
comply with the obligations stemming from the Court’s previous judgments in
similar cases, anadequate and effective system of domestic remedies should be
put in place,at the applicants’ disposal, allowing the
competent national authority both to deal with the substance of the relevant
Convention complaint and to grant appropriate relief.
. The
remedy which under Romanian law relies mainly on the delegate judge(see
paragraph 116 above)should allow the delegate judge and the domestic courts to
put an end to a situation found to be contrary to Article 3 of the Convention
and to grant compensation if such findings are made.
As to the domestic law on compensation, it must
reflect the existence of the presumption that substandard conditions of
detention have occasioned non-pecuniary damage to the aggrieved individual.
Substandard material conditions are not necessarily due to problems within the
prison system as such, but may also be linked to broader issues of penal
policy. Moreover, even in a situation where individual aspects of the
conditions of detention comply with the domestic regulations, their cumulative
effect may be such as to constitute inhuman treatment. As the Court has
repeatedly stressed, it is incumbent on the Government to organise its prison
system in such a way that it ensures respect for the dignity of detainees (see,
among other authorities,Ananyev and Others v. Russia, nos. 42525/07 and
60800/08, § 229, 10 January 2012, with further references).
The level of compensation awarded for non-pecuniary damage by
domestic courts when finding a violation of Article 3 mustnot be unreasonable
taking into account the awards made by the Court in similar cases. The right
not to be subjected to inhuman or degrading treatment is so fundamental and
central to the system of the protection of human rights that the domestic
authority or court dealing with the matter will have to provide compelling and
serious reasons to justify their decision to award significantly lower
compensation or no compensation at all in respect of non-pecuniary damage (see mutatis
mutandis, Ananyev and Others cited above, § 230).
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41
of the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The applicant claimed 1,600 Romanian Lei (RON)
in respect of pecuniary damage, on account of the price he had to pay for the
dental prosthesis he had to wear because of the lack of adequate dental care.
He also claimed 200,000 euros (EUR) in respect of non-pecuniary damage and an
allowance of EUR 1,000 per month for the rest of his life, in compensation for
the irreversible chronic diseases he developed while in detention.
The Government submitted that the applicant’s
claims were excessive and unfounded.
The Court notes that in paragraph 188 above it
has found a violation of Article 3 of the Convention on separate accounts of
improper living conditions in the various detention facilities where the
applicant was detained and lack of adequate medical care during his detention.
It further finds it reasonable to assume that the applicant certainly incurred
costs which were directly attributableto the violation found. It also takes the
view that as a result of the violation found the applicant undeniably suffered
nonpecuniary damage which cannot be made good merely by the finding of a
violation.
Consequently, having regard to the circumstances of the case
seen as a whole and deciding on equitable basis, the Court awards the applicant
EUR 20,000in respect of pecuniary and non-pecuniary damage, plus any
amount that may be chargeable in tax.
B. Costs and expenses
The applicant also claimed EUR 5,720 for the
costs and expenses incurred by his lawyersin the proceedings before the Court,and
submitted an itemised schedule of these costs.
The Government contested this claim as
excessive.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regardbeing had to the documents
in its possession, the above criteria, and the fact that legal aid was paid to
the applicant, the Court considers it reasonable to award the sum of
EUR 4,800, to be paid into the applicant’s representatives’ bank account
as identified by them.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declares the application admissible;
2. Holds that there has been a violation of
Article 3 of the Conventionon account of the material conditions of the
applicant’s detention and the inappropriate treatment of his health problems;
3. Holds
(a) that the respondent State is to pay the
applicant, within three monthsfrom the date on which the judgment becomes final
in accordance with Article 44 § 2 of the Convention, the
following amounts, to be converted into the
respondent State’s national currency at the rate applicable on the date
of settlement:
(i) EUR 20,000 (twenty thousand euros), plus
any tax that may be chargeable,in respect of pecuniary and non-pecuniary
damage;
(ii) EUR 4,800 (four thousand eight hundred
euros), in respect of costs and expenses, to be paid into a bank account
indicated by the applicant’s representatives;
(b) that from the
expiry of the above-mentioned three months until settlement simple interest
shall be payable on the above amounts at a rate equal to the marginal lending
rate of the European Central Bank during the default period plus three
percentage points;
4. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 24 July 2012,
pursuant to Rule77§§2 and3 of the Rules of Court.
Santiago Quesada Josep
Casadevall
Registrar President