FIRST SECTION
CASE OF
YUDINA v. RUSSIA
(Application no.
52327/08)
JUDGMENT
STRASBOURG
10 July 2012
This judgment will become final in the circumstances set
out in Article 44 § 2 of the Convention. It may be subject to
editorial revision.
In the case of Yudina v. Russia,
The European Court of Human Rights (First Section), sitting as
a Chamber composed of:
NinaVajić, President,
AnatolyKovler,
PeerLorenzen,
ElisabethSteiner,
KhanlarHajiyev,
MirjanaLazarova Trajkovska,
JuliaLaffranque, judges,
andSøren Nielsen, Section Registrar,
Having deliberated in private on 19 July 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
52327/08) against the Russian Federation lodged with the Court under Article 34
of the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by a Russian national, Ms Irina Klavdiyevna Yudina (“the
applicant”), on 17 June 2008.
The applicant was represented by Ms Ye.
Burmitskaya and
Ms O. Koynova, lawyers practising in Novokuznetsk, Russia, and
Mr W. Bowring, Mr P. Leach and Ms J. Evans, lawyers practising in London, United Kingdom. The Russian Government (“the Government”) were represented by Mr G.
Matyushkin, Representative of the Russian Federationat the European Court of
Human Rights.
The applicant allegedthat she had been subjected
to ill-treatment by law-enforcement officers and that the ensuing investigation
had not been effective.
On 9 February 2010the application was
communicated to the Government. It was also decided to rule on the
admissibility and merits of the application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1967 and lives in
Yegultys, Kemerovo Region.
A. Use of force against the applicant on
26 December 1998
1. The version of the events as established in the
course of the official investigation
On 18 December 1998 the Kiselevsk Town
Department of the Interior opened a criminal investigation in respect of a
robbery and theft of a car. According to undisclosed sources, the stolen car
was being kept in a garage belonging to the applicant’s husband.
On 26 December 1998 six policemen, V., R.,
Sn., St., Bl. and Bk. went to the applicant’s house, in three cars, to follow
up on the information received from the source. V. knocked on the door and
opened it himself. In the house, he saw the applicant and her eleven-year old
daughter. He showed his ID to the applicant and the policemen entered the
house. They saw a gun holster on a hook in the hallway and asked the applicant
about it and the whereabouts of her husband. The applicant shouted at them and
ordered them to leave. She went outside with them and told her daughter to lock
the entrance door. She threatened to set her dogs on the policemen. In order to
neutralise the applicant and to prevent her from interfering with the
inspection of the courtyard, V. held her by the arms and put her into one of
the police cars. The applicant got out of the car and kicked R., who tried to
stop her, in the groin. At this point she slipped and fell down. She bit R.’s
fingers. R. got his hand free and together with St. handcuffed the applicant
and put her back in the car.
Meanwhile, Sn. went to the sauna which was in the
courtyard. The applicant’s husband was there. When Sn. explained the purpose of
their visit,he let them into the house. R. brought the applicant in and took
off the handcuffs. The applicant’s husband showed them his guns and the
relevant documents. They also looked into the garage. The stolen car was not
there and the policemen left.
2. The applicant’s version of the events
On 26 December 1998 the applicant and her
eleven-year old daughter were in their house. Her husband and their ten-year
old son were in the sauna in the courtyard. At 6 p.m.seven men burst into the
house. The first one hit her immediately in the face “to bring her to her
senses”, as he put it. She asked for a search warrant and for civilian
witnesses to be present: the same man hit her again. She asked the men to
leave. They said that they would not leave until they had turned the place
upside down. The applicant ran out of the house to call the neighbours. The men
ran after her. She told the daughter to lock the door, which she did. The men
tried to break down the door. Then one of them suggested breaking a window
instead. They asked where her husband was. She told them that he was in the
sauna. The men seemed surprised. They thought he should have been in prison.
The applicant shouted for help. She ran, and got as far as the gate, but the men
knocked her down, pushed her face into the snow and kicked her. One of them tried to gag her with a glove. Someone pulled her by the hair and dragged her to the
car. They handcuffed her. They hit her head against the car. One of them grabbed her neck and tightened their grip. They kicked her and tore her mouth. Then
they put her in the car. One man stayed by the car to guard her and the rest of
them went back into the house.
3. The applicant’s condition
On 26 December 1998 the applicant was
admitted to hospital. According to the applicant’s medical file maintained by
the hospital, the applicant was diagnosed with a contusion of the left kidney,
a closed abdominal contusion (закрытаятравмаживота),
a contusion of the front abdominal wall (ушибпереднейбрюшнойстенки),
contusion of the lumbar spine (ушибпоясничногоотделапозвоночника)
and concussion. She also had a bruise near her lower lip.
On 13 January 1999 the applicant underwent
a forensic medical examination conducted by local experts. The experts did not
confirm the diagnosis indicated in the applicant’s medical file, except for the
contusion of the kidney and the bruise near the lower lip, which were
classified as “not serious damage to health”. They further noted that those
injuries could have been caused by blows with a blunt instrument shortly before
the applicant’s admission to hospital.
On 17 March 1999 the applicant underwent a second
forensic examination which, in substance, reiterated the findings of the
experts on 13 January 1999. In addition, the experts explained that the
kidney contusion must have been caused by a blow from a blunt instrument or
collision with a blunt object or by a fall on to a flat surface.
On 12 May 2000 the regional medical
forensic experts presented their findings. They subscribed, in substance, to
the previous examinations’ results and accepted that the applicant had suffered
from concussion, which could have been caused by a fall. As regards the origin
of the contusions of the kidney and lower lip, the experts ruled out the
possibility that they had been caused by a fall on to a floor or the ground.
On 7 October 2000 the Medical and Social
Expert Commission found that the craniocerebral injury the applicant had
sustained in December 1998 had caused her to acquire a Category 2 disability.
On 20 December 2000 the applicant underwent
another forensic examination, at the Altai Region forensic expert institution.
The forensic expert panel noted as follows:
“On the basis of the ... medical documents, the forensic
medical panel concludes that [the applicant] had the following bodily injuries:
1.1 Rupture inside the left renal capsule (подкапсульныйразрывлевойпочки).
This injury was caused by a blunt blow (inflicted possibly by a booted foot or
a fist). It could not have been caused by the applicant’s falling on to an even
surface or a prominent object. A life-threatening injury, it should be
classified as severe damage to the applicant’s health...
1.2 Injuries to the lower lip and the left corner of
the mouth, accompanied by swelling of the soft tissue of the lip, could have been
caused by one (or two) blunt blows administered to the [applicant’s] lower lip
area, possibly by a fist. Those injuries could not have been caused by a fall
and did not result in any damage to the [applicant’s] health.”
As regards the applicant’s allegations that she
had received multiple blows to her body, head or legs, the experts did not
discern any medical evidence to confirm them.
Dr B. gave a separate opinion on the results of
the applicant’s examination. Taking into account the applicant’s medical
documents and the witness statements, he considered that the applicant could
have sustained the injuries, including the contusion on the lower lip, the
craniocerebral injury, rupture of the left kidney, and bruises on the legs and
arms as a result of the beatings she had allegedly been subjected to.
B. Ensuing investigation
1. Initial proceedings
On 26 December 1998 the
hospital where the applicant had been admitted reported her injuries to the
local police station.
On 27 December 1998 F., a driver working
for the road police, submitted a report to his superiors. He indicated that he
had been driving one of the three cars which had been at the applicant’s house
the day before. Six policemen had entered the house. Some twenty minutes later
they had brought out a woman. She was handcuffed and her face was covered with
blood. They had put her into his car. She stayed there for another twenty ot
twenty-five minutes. Then the policemen took her back into the house.
On 30 December 1998 the applicant lodged a
complaint of police brutality with the Kiselevsk Town Department of the
Interior.
On 6 January 1999 the Prokopievsk Town
Prosecutor opened a criminal investigation in respect of the applicant’s
allegations. It was discontinued for lack of corpus delicti on
5 April 1999.
On 13 August 1999 the Regional Deputy
Prosecutor quashed the decision of 5 April 1999 and ordered a further
investigation, which was completed on 9 June 2000.
As part of the ensuing investigation, the prosecutor
questioned the alleged perpetrators, who denied the applicant’s allegations.
They provided the following account of the events of 26 December 1998:
“[The police officers] denied that they had beaten [the
applicant]. They explained that their task was to find out whether [the
applicant’s husband] was keeping a stolen car [at his place]. They entered the
house, identified themselves to the applicant and showed her their IDs. They
asked her about a pistol holster they saw in the house. The applicant asked
them to leave. She shouted, without answering their questions. They went
outside. In order to calm down the applicant, who wanted to set the dogs on
them, policeman V. took hold of her and took her to a police car. The applicant
shook him off and started screaming. They put her in the back seat of the car
and left her there. Policemen R. and S. stayed by the car and the rest of them
went back to the house when they saw the applicant’s husband and son going in.
The applicant opened the car door to escape. R. tried to stop her, but she
kicked him in the groin. She slipped and hit her back against the car when
falling down. R. tried to help her stand up, but she bit his finger. When
trying to get his finger out of the applicant’s mouth, R. might have caused her
a bruise on the lower lip. None of them hit the applicant. She continued to
resist and R. and S. had to handcuff her. Then they put her back in the car. R.
went inside the house and put some iodine on the bite. The applicant’s husband
asked the policemen to bring her into the house and they did so. They checked
the cabinet where the applicant’s husband kept his guns, and the garage, and
then left.”
The applicant was questioned by the prosecutor
on several occasions. She also repeated her accusations in the presence of the
accused. The prosecutor noted, however, that her version of the events was
contradictoryconcerning the number of blows she had received and the number of
the alleged perpetrators. Each time she was questioned she gave a different
number. At the beginning she did not identify policeman M. as one of the
perpetrators. Later she changed her mind. The prosecutor concluded that the
applicant’s testimony was not reliable.
The applicant’s husband, when questioned in the
course of the investigation, corroborated the applicant’s testimony. He
submitted that two of the policemen were sober and the rest of them seemed to
be inebriated. His daughter told him that the policemen had beaten up the
applicant in her presence. He submitted that when the policemen had brought the
applicant into the house her face was covered with blood, she was handcuffed
and her hands were bluish. After the policemen had left, he and Bez., the
applicant’s brother had taken her to hospital.
The prosecutor decided against questioning the
applicant’s daughter, who was unable to identify the perpetrators.
K., one of the applicant’s neighbours, submitted
that on 26 December 1998 he had heard a woman screaming in the street. He
went outside and saw three cars near the applicant’s house. He also saw a woman
lying on the ground and three men kicking her. He was unable to identify the
alleged perpetrators.
L., another neighbour, testified that Bez., the
applicant’s brother, had asked her to come to the applicant’s house after the
incident. L. had not seen the applicant. The policemen seemed to be drunk.
Neighbours M. and S. testified that they had
seen several men beating someone. They could not provide any further details
about the perpetrators or the victim.
Ms B., the applicant’s sister-in-law, testified
that she had visited the applicant in hospital on 4 January 1999. The
applicant’s legs, arms and back were covered with bruises. The skin on her jaw
was yellowish.
On the basis of the evidence collected, the
prosecutor concluded that the applicant’s allegations were unsubstantiated, and
discontinued the proceedings for lack of corpus deliction 9 June
2000.
2. Subsequent developments
On 26 June 2000 the decision of 9 June
2000 was quashed and the matter was remitted for further investigation.
Between 25 August 2000 and 7 August
2002 the prosecutor’s office discontinued the investigation on six occasions
for lack of corpus delicti Each time, in response to the applicant’s
complaint, the superior prosecutor or the court ordered further investigation.
The relevant final decisions were taken on 20 February, 4 May,
5 June and 1 August 2001, and 4 March and 7 August 2002.
On 23 September 2002 the Town Prosecutor’s
Office discontinued the investigation.
On an unspecified date the General Prosecutor’s
Office of the Russian Federation reviewed the casefile at the applicant’s request.
It was noted that “the investigation had been conducted with a low level of
professionalism and without due supervision by those in charge”.
On 16 June 2003 the Regional Deputy Prosecutor’s
Office quashed the decision of 23 September 2002. The regional deputy
prosecutor noted that that the policemen who had entered the applicant’s
premises on 26 December 1998 had conducted a search without any
authorisation.
On 23 July 2003 the investigator with the
Prokopievsk Town Department of the Interior discontinued the investigation. He
noted that the policemen had acted in strict compliance with the law and had
not beaten the applicant. The applicant appealed to the court.
On 22 December 2005 the Rudnichniy District
Court of Prokopievsk quashed the decision of 23 July 2003. The court noted
that between 1999 and 2003 the case had been closed and reopened ten times. The
court heard several witnesses summarising their testimonies as follows:
“Witness F. confirmed in court that he had been ... assigned as
a driver to accompany policeman R. to Yegultus on two occasions on 23 and 26
December 1998 ... . He recalled that on 26 December 1998 a woman was
placed in his car. She was beaten up and asked for the handcuffs to be removed.
This woman did not try to escape. She did not falldown and she did not hit
herself against his car prior to having been placed inside.
Witness R. submitted in court that on 26 December 1998
several other policemen and himself had carried out an inquiry in Yegultys ...
. He had normal working relationship with driver F. They had carried out an
inspection in the [applicant’s] house. Having observed [the applicant’s]
behaviour, they had understood that something “had been wrong” and started
working with her. He had said that they had been authorised to carry out a
search. However, they had not invited attesting witnesses. When they had taken
[the applicant] out of the house, she had thrown herself at them. Then she had
fallen down hitting herself against the car. He had put her into the car in
order to keep her warm because it had been very cold outside.
R. could not explain ... why [the applicant] had been
handcuffed and put into the police car and why they had not taken her to the
police station in order to comply with investigator O.’s order to identify the
alleged perpetrators of the car theft.
...
Witness Bez. confirmed in court that on 26 December 1998
he had been repairing a car in the [applicant’s] garage. His niece had come and
told him that [some men] had been beating up her mother. He had seen several
cars in the courtyard near the house and a group of men who had been crushing
things in the house. He had asked them to show their ID. They had refused. Then
he had asked why his sister had been beaten up and handcuffed. They had started
“putting pressure” on him and said that they could take his sister to a
driveway and make her drink a litre of vodka. When he had called the neighbours
for help, the policemen had left.”
As regards investigator O.’s request that the information
concerning the stolen car be followed up, the court noted that the relevant
request did not state that the stolen car might be in the possession of the
applicant’s husband.Lastly, the court ordered the investigating authorities to
rectify the failures in the investigation. The prosecutor appealed.
On 14 March 2006 the Regional Court upheld
the decision of 22 December 2005 on appeal.
On 17 May 2006 the Prokopievsk Town
Prosecutor’s office discontinued the proceedings. The decision was based on the
statements by the applicant, her relatives and neighbours, policemen and the
medical reports obtained in 1998-2001.
On 14 November 2006 the District Court
quashed the decision of 17 May 2006. The court accepted the applicant’s
argument that the prosecutor’s office had not complied with the instructions
issued by its superiors on further investigation. In particular, the court
noted that the investigators had failed to question one of the drivers of the
police cars, that they had not assessed the severity of the applicant’s
injuries and had not determined whether the use of force by the policemen
against the applicant had been lawful.On 6 March 2007 the Regional Court upheld the decision of 14 November 2006 on appeal.
On 7 May 2007 the Prokopievsk Town
Prosecutor’s Office discontinued the investigation.
On 19 February 2008 the District
Courtquashed the decision of 7 May 2007, noting that the investigation had
been incomplete.On 8 April 2008 the Regional Court upheld the decision of
19 February 2008 on appeal.
On 16 June 2008 the investigator at the
Prokopievsk Department of the Interior discontinued the investigation. On
8 July 2008 the Kemerovo Regional Prosecutor’s Office quashed the decision
of 16 June 2008.
On 10 October 2008 the Kemerovo Regional
Prosecutor’s Office discontinued the investigation.
According to the Government, the General
Prosecutor’s Office of the Russian Federation reviewed the investigation file
and found the decision of 10 October 2008 unlawful, noting that the
investigating authorities had failed to comply fully with the court’s decision
of 19 February 2008.In particular, the investigating authorities had not
reconciled the contradictory findings of the forensic reports in order to
assess the veracity of the statements made by the applicant, her daughter and
the policemen. The Government did not submit a copy of the decision in
question.
On 29 April 2010 the casefile was returned
to the regional prosecutor’s office for further investigation. The proceedings
are still pending.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
The applicant complained under Articles 3
and 13 of the Convention that she had been subjected to ill-treatment by
the police, andthat the ensuing investigation had been ineffective. The Court
considers that the complaints fall to be examined under Article 3 of the
Convention, which reads as follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
The Government contested that argument. They
considered that, in view of the ongoing investigation into the matter, it was not
yet possible to establish the veracity of the applicant’s allegations of police
brutality.
The applicant maintained her complaint. She
asserted that her allegations of police brutality had been supported by
numerous witnesses’statements and forensic evidence, and stated that the
authorities were obliged to carry out an effective investigation. In view of
the length of the investigation in her case, more than ten years, the
investigation could not be considered effective. Furthermore, the perpetrators
could not be prosecuted, because of the expiry of the statute of limitation.
A. Admissibility
In so far as the Government may be understood to
suggest that the applicant’s complaint is premature in view of the pending
investigation, the Court considers that this question is closely linked to that
of whether the investigation of the applicant’s allegations of ill-treatment
was effective. However, this issue relates to the merits of the applicant’s complaint
under Article 3 of the Convention. The Court therefore decides to join it
to the merits.
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. Effectiveness of the investigation
(a) General principles
The Court reiterates that where an individual
makes a credible assertion that he has suffered treatment infringing Article 3
at the hands of agents of the State, that provision, read in conjunction with
the State’s general duty under Article 1 of the Convention to “secure to
everyone within their jurisdiction the rights and freedoms defined in ... [the]
Convention”, requires by implication that there should be an effective official
investigation (see, among other authorities, Assenov and Others v. Bulgaria,
28 October 1998, §§ 102-103, Reports
of Judgments and Decisions 1998-VIII).
An obligation to investigate “is not an
obligation of result, but of means”: not every investigation should necessarily
be successful or come to a conclusion which coincides with the claimant’s
account of events; however, it should in principle be capable of leading to the
establishment of the facts of the case and, if the allegations prove to be
true, to the identification and punishment of those responsible (see Paul
and Audrey Edwards v. the United Kingdom, no. 46477/99, § 71,
ECHR 2002-II, and Mahmut
Kaya v. Turkey, no. 22535/93, § 124, ECHR 2000-III).
An investigation of serious allegations of
ill-treatment must be thorough. That means that the authorities must always
make a serious attempt to find out what happened, and should not rely on hasty
or ill-founded conclusions to close their investigation or as the basis for their
decisions (see Assenov
and Others, cited above, § 103 et seq.). They must take all
reasonable steps available to them to secure evidence concerning the incident,
including, inter
alia, eyewitness testimony and forensic evidence (see, mutatis
mutandis, Salman
v. Turkey [GC], no. 21986/93, § 106, ECHR 2000-VII; Tanrıkulu
v. Turkey [GC], no. 23763/94, ECHR 1999-IV, § 104 et seq.; and Gül
v. Turkey, no. 22676/93, § 89, 14 December 2000). Any deficiency in
the investigation which undermines its ability to establish the cause of
injuries or the identity of the persons responsible will risk falling foul of
this standard.
Furthermore, the investigation must be
expeditious. In cases under Articles 2 and 3 of the Convention, where the
effectiveness of the official investigation is at issue, the Court has often
assessed whether the authorities reacted promptly to the complaints at the
relevant time (see Labita
v. Italy [GC], no. 26772/95, § 133 et seq., ECHR 2000-IV).
Consideration was given to the starting of investigations, delays in taking
statements (see Timurtaş
v. Turkey, no. 23531/94, § 89, ECHR 2000-VI, and Tekin
v. Turkey, 9 June 1998, Reports
1998-IV, § 67), and the length of time taken to complete the initial
investigation (see Indelicato
v. Italy, no. 31143/96, § 37, 18 October 2001).
(b) Application of the general principles to the
present case
Turning to the facts of the present case, the
Court is satisfied that the applicant has raised an arguable claim of
ill-treatment by the police and that the authorities were under an obligation
to conduct an effective investigation in response to her complaint. The
authorities were informed of the applicant’s injuries by the hospital where she
underwent treatment on the same day as she stated she had sustained them, that
is on 26 December 1998 (see paragraph 18 above). Then, four days later,
the applicant herself lodged a relevant complaint. The medical examination
conducted by the hospital seemed to corroborate the applicant’s allegations of
ill-treatment.
The Court further observes that the authorities
openedand conducted an investigationof the applicant’s allegations of
ill-treatment. It is not convinced, however, that the inquiry has been
sufficiently thorough and expeditious to meet the requirements of Article 3.
The issues to be addressed by the authorities
were of a certain complexity and required time on the part of the authorities
to look into the veracity of the applicant’s accusations. They questioned the
alleged perpetrators and numerous witnesses, commissioned and studied the
results of forensic medical examinations, and were under anobligation to
reconcile the evidence collected. The Court is not persuaded, however, that the
complexity of the case alone can account for the fact that the investigation
has lasted for over thirteen years and has not been completed to date.
In this connection the Court notes that,
following the opening of the criminal case, the prosecuting authorities
discontinued the investigation on fourteen occasions. Each time, the applicant
appealed and the supervising prosecutor or the court quashed the relevant
decision and reopened the investigation, noting the investigators’ failure to
fully determine the circumstances of the case. The Court considers that such
remittals of the case for re-examination disclose a serious deficiency of the
criminal investigation which irreparably protracted the proceedings, denying
the applicant an opportunity to have her allegations of ill-treatment
investigated effectively.
Finally, in so far as the Government imply that
the complaint under Article 3 is premature, the Court recognises that the
investigation is still pending but, in view of its length so far and the
seriousness of the issues at stake, the Court does not consider that the
applicant should wait for completion of the investigation before making her application
to the Court, as the conclusion of those proceedings would not remedy the
overall delay in any way (see Angelova
and Iliev v. Bulgaria, no. 55523/00, § 103, ECHR 2007-IX).
In the
light of the foregoing, the Court dismisses the Government’s objection, and
finds that the authorities failed to carry out an effective criminal
investigation of the applicant’s allegations of ill-treatment. Accordingly,
there has been a violation of Article 3 under its procedural limb.
2. Alleged ill-treatment
(a) General principles
The Court has stated on many occasions that
Article 3 enshrines one of the most fundamental values of democratic societies.
Even in the most difficult circumstances, such as the fight against terrorism
and organised crime, the Convention prohibits in absolute terms torture and
inhuman and degrading treatment or punishment, irrespective of the victim’s
conduct (see, among many other authorities, Labita v. Italy, cited above,
§ 119, and Selmouni v. France [GC],
no. 25803/94, § 95, ECHR 1999-V).
The Court accepts that in defusing situations,
maintaining order, preventing offences, catching alleged criminals and
protecting themselves and other individuals, police officers are entitled to
use appropriate means, including force. Nevertheless, such force may be used
only if indispensable, and must not be excessive. Recourse to physical force
which has not been made strictly necessary by the individual’s own conduct
diminishes human dignity and is in principle an infringement of the rights set
forth in Article 3 of the Convention (see Kuzmenko v. Russia, no. 18541/04, § 41, 21 December
2010).
The Court reiterates that allegations of
ill-treatment must be supported by appropriate evidence. In assessing evidence
the Court has generally applied the standard of proof “beyond reasonable doubt”
(see Ireland v. the United Kingdom,
18 January 1978, § 161, Series A no. 25). However, such proof may follow from
the coexistence of sufficiently strong, clear and concordant inferences or of
similar unrebutted presumptions of fact. Moreover, the level of persuasion
necessary for reaching a particular conclusion and, in this connection, the
distribution of the burden of proof, are intrinsically linked to the
specificity of the facts, the nature of the allegation made and the Convention
right at stake (see, among others, Nachova
and Others v. Bulgaria [GC], nos. 43577/98 and 43579/98,
§ 147, ECHR 2005-VII; Ilaşcu
and Others v. Moldova and Russia [GC], no. 48787/99,
§ 26, ECHR 2004-VII; and Akdivar and Others v. Turkey,
16 September 1996, § 168, Reports of Judgments and Decisions 1996‑IV).
(b) Application of the general principles to the
present case
Turning to the circumstances of the present
case, the Court notes that the medical evidence submitted by the applicant and
not challenged by the Government conclusively demonstrates that on
26 December 1998, that is the day of the altercation between the applicant
and the policemen, she sustained a number of injuries, including a rupture
inside the left renal capsule, a concussion and multiple contusions.
The Court further notes that the applicant
provided a detailed and consistent description of the ill-treatment to which
she had been allegedly subjected by the policemen. She indicated its place,
time and duration.Her allegations of ill-treatment were
sufficiently serious for the authorities to open a criminal investigation.The
Court also notes that at no point in the proceedings before the Court did the
Government directly challenge or refute the applicant’s allegations. They
merely stated that, in view of the ongoing investigation, it was impossible to
determine whether she had been subjected to a treatment in contravention of
Article 3 of the Convention.
In such circumstances, and having regard to the
Court’s earlier finding that the domestic inquiry into the applicant’s
allegations has fallen short of the standards set forth in Article 3 of the
Convention, the Court considers that the Government failed to rebut the
presumption of their responsibility for the injuries inflicted on the applicant
while in the hands of the agents of the State. Accordingly, the Court finds it
established to the standard of proof required in Convention proceedings that
the applicant sustained the injuries as a result of her altercation with the
police officers.The burden therefore
rests on the Government to provide a satisfactory and convincing arguments that
the use of force was not excessive (compare, mutatis mutandis, Rehbock
v. Slovenia, no. 29462/95, § 72, ECHR 2000‑XII).
The Court observes that the applicant was not a
suspect in any crime or subject to an arrest in the course of a random
operation which might have given rise to unexpected developments to which the
police might have been called upon to react without prior preparation. The
documents before the Court indicate that the police planned the search of the
applicant’s household in advance and that they had sufficient time to evaluate
the possible risks and to take all necessary measures to carry out the
operation. There were six or seven policemen involved and they were capable of
putting an end to the applicant’s allegedly unruly behaviour, if any.
Furthermore, the Court considers that, even
assuming that the applicant had not been calm and had refused to comply with
the police officers’ orders, there is no evidence presented in the domestic
proceedings or before the Court that the applicant had been particularly
dangerous or had been in possession of a weapon. No evidence of any injury to
the police officers was adduced. Even conceding that the police officers might
have needed to resort to physical force to prevent the applicant’s interference
with the search they were to conduct, it is obvious that the beatings the
police officers subjected the applicant to were not conducive to the desired
result, that is, facilitating the search. In the Court’s viewthey were merely a
form of reprisal or corporal punishment (compareDzwonkowski v. Poland, no. 46702/99, § 55, 12 April 2007, andDedovskiy and Others v. Russia,
no. 7178/03, § 83, 15 May 2008). Accordingly, the Court concludes
that the force used by the police against the applicant was excessive and
unjustified.
The Court further reiterates that the
ill-treatment must attain a minimum level of severity if it is to fall within
the scope of Article 3 (see Assenov
and Others, cited above, § 94).The Court considers that the number
and location of the injuries the applicant had sustained indicate that the
beatings the policemen had subjected her to were sufficiently serious, of a
nature amounting to inhuman treatment prohibited by Article 3.
It follows that there has been a violation of Article 3 of the
Convention under its substantive limb.
II. APPLICATION OF
ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the
Convention or the Protocols thereto, and if the internal law of the High
Contracting Party concerned allows only partial reparation to be made, the
Court shall, if necessary, afford just satisfaction to the injured party.”
A. Damage
The applicant
claimed compensation for non-pecuniary damage in the amount the Court
considered “reasonable and appropriate to the level of pain and suffering” that
she had endured.
The Government considered
that, given that the applicant’s rights under the Convention had not been
infringed, her claim of damages should be rejected. Alternatively, they
proposed that finding a violation would constitute sufficient just
satisfaction.
The Court notes
that it has found a combination of grievous violations in the present case. The
applicant has been a victim of police brutality. The ensuing investigation in
her allegations has been ineffective. In such circumstances, the Court
considers that the applicant’s suffering andanguish cannot be compensated by
the mere finding of a violation. Making its assessment on an equitable basis,
the Court awards the applicant EUR 15,000 in respect of non-pecuniary
damage.
B. Costs and expenses
The applicant claimed (1) 600 pounds sterling
(GBP) for the work carried out by Mr Bowring, who reviewed the case documents
and provided comments on the draft reply to the Government’s observations for
four hours; (2) GBP 108 for the work carried out by the EHRAC
administrator who did some translation, arranged for the translation of the
documents by external translators and compiled the list of documents;
(3)GBP 75 for the postal, telephone/fax and photocopying expenses incurred
by the EHRAC office; and (4) GBP 798.1 for translation services. She
submitted invoices in respect of the work performed by Mr Bowring and the
translator. No other copies of relevant receipts were provided.
The Government did not comment.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to the
documents in its possession and the above criteria, the Court considers it
reasonable to award the sum of 720euros (EUR) in respect of the work performed
by Mr Bowring and EUR 960 to cover translation costs, that is
EUR 1,680 in total.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Joins to the merits the Government’s
objection as to the exhaustion of domestic remedies and rejects it;
2. Declares the application admissible;
3. Holds that there has been a violation of
Article 3 of the Convention in that the authorities failed to carry out an
effective investigation into the applicant’s allegations of ill-treatment;
4. Holds that there has been a violation of
Article 3 of the Convention in thatthe applicant was subjected to inhuman
treatment by the police;
5. Holds
(a) that the respondent State is to pay the
applicant, within three monthsof the date on which the judgment becomes final
in accordance with Article 44 § 2 of the Convention, the
following amounts:
(i) EUR 15,000 (fifteen thousand euros) plus any
tax that may be chargeable to the applicant, in respect of non-pecuniary
damage, to be converted into Russian roubles at the rate applicable on the date
of settlement;
(ii) EUR 1,680 (one thousand six hundred and eighty
euros), plus any tax that may be chargeable to the applicant, in respect of
translation costs, to be paid into the EHRAC bank account in the United Kingdom;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amount at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
6. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 10 July 2012,
pursuant to Rule77§§2 and3 of the Rules of Court.
Søren Nielsen Nina
Vajić
Registrar President