FIRST SECTION
CASE OF
RUSTAMOV v. RUSSIA
(Application no.
11209/10)
JUDGMENT
STRASBOURG
3 July 2012
This judgment will become final in the circumstances set
out in Article 44 § 2 of the Convention. It may be subject to
editorial revision.
In the case of Rustamov v. Russia,
The European Court of Human Rights (First Section), sitting as
a Chamber composed of:
NinaVajić, President,
AnatolyKovler,
PeerLorenzen,
ElisabethSteiner,
KhanlarHajiyev,
Linos-AlexandreSicilianos,
ErikMøse, judges,
andSøren Nielsen, Section Registrar,
Having deliberated in private on 12 June 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
11209/10) against the Russian Federation lodged with the Court under Article 34
of the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by an Uzbekistani national, Mr Sobir Aminovich Rustamov
(“the applicant”), on 25 February 2010.
The applicant, who had been granted
legal aid, was represented by Mr Kh. M. Khadisov, a lawyer practising in
Chernoye, Moscow Region. The Russian Government (“the Government”) were
represented by Mr Matyushkin, the Representative of the Russian Federation
at the European Court of Human Rights.
The applicant alleged, in particular, that his
extradition to Uzbekistan would entail a violation of Article 3 of the
Convention and that no effective domestic remedy was available to him by which
to challenge his extradition on this ground. He further claimed that his
detention pending extradition was unlawful in breach of Article 5 of the
Convention and that the extradition would constitute an interference with his
family life in breach of Article 8 of the Convention.
On 30 August 2010 the President of the First
Section decided to apply Rules 39 and 41 of the Rules of Court, indicating
to the Government that the applicant should not be extradited to Uzbekistan until further notice and granting priority treatment to the application.
On 27 January 2011the application was
communicated to the Government. It was also decided to rule on the
admissibility and merits of the application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1966. Before 2005 he
lived in Uzbekistan. He currently lives in Moscow.
A. Background events
Until 2005 the applicant lived in Samarkand, Uzbekistan. He is married and has six minor children.
According to the
applicant, between 1999 and 2005 he was on several occasions questioned by Samarkand police in connection with his alleged membership of Hizb ut-Tahrir (“HT”), a transnational
Islamic organisation, banned in Russia, Germany and some Central Asian
republics. The applicant’s submission stated that he was not a member of
HT.
He submitted that he
had been ill-treated and threatened by the police several times, and had to
sign unspecified documents, and that at some point his house had been searched
without a warrant.
At some point in
August 2005 the applicantfled to Russia. He had not applied for registration
with the Federal Migration Service.
On an unspecified date
in April 2007 the applicant returned to Uzbekistan to renew his passport, which
was due to expire. He successfully renewed the document and returned to Russia.
Since the end of April
2007 the applicant has lived in Moscow with his wife and three minor children.
The three other children are livingin Uzbekistan with the applicant’s sister-in-law.
B. Proceedings in Uzbekistan
On 8 June 2009 the National Security Department
of the Samarkand Region of Uzbekistan brought criminal proceedings against the
applicant on suspicion of attempting to overthrow the Uzbek State’s
constitutional order.
On 24 June 2009 the Samarkand Town Court
(Uzbekistan)ordered that the applicant should be placed in custody on suspicion
of attempting to overthrow the Uzbek State’s constitutional order (Article 159
§ 3 (b) of the Criminal Code of the Republic of Uzbekistan), as well as participation
in and direction of religious, extremist, separatist and other prohibited
organisations, and forming an armed organisation or gang to commit offences (Article
244-2 § 1 of the Code). The court specified, with reference to the materials of
the domestic investigation, that the applicant was suspected of membership of
HT and that he had had books and leaflets which made public calls for the
overthrow of the Uzbek Government and for the creation of an Islamic state,
which had been seized from him.
On the same date the applicant’s name was placed
on a wanted list by the National Security Department of the Samarkand Region of
Uzbekistan.
On 26 June 2009 the Uzbek authorities formally charged
the applicant in absentia with attempting to overthrow the Uzbek State’s
constitutional order, participation in and direction of religious, extremist,
separatist and other prohibited organisations, and forming an armed
organisation or gang to commit offences, as well as holding a position of
authority or a special position within such an organisation or gang (Articles 159
§ 3 (b), 242 § 1 and Article 244- 2 § 1of the of the Criminal Code of the
Republic of Uzbekistan).
C. The applicant’s detention and extradition
proceedings
1. Extradition proceedings
On 4 February 2010 the applicant was arrested by
Russian police in Moscowon the ground that his name had been put on a
cross-border wanted list by the Uzbek authorities. On the same date the
Samarkand Department of the Interior sent the Veshnyaki District Department of
the Interior (Moscow) a request for the applicant to be kept in custody. The
request contained, in particular, the following paragraph:
“[A] criminal Rustamov Sobir Aminovich is wanted by the... Samarkand
Department of the Interior ...”
On 16 February 2010 the Uzbek Prosecutor General’s
Office requested the Russian Prosecutor General’s Office to extradite the
applicant to Uzbekistan. The request contained assurances that the applicant
would be prosecuted only for the offences for which he would be extradited,
that he would be able to freely leave Uzbekistan when he had stood trial and
served any sentence, and that he would not be expelled or extradited to a third
State without the consent of the Russian authorities.
On 8 April 2010 the Russian Ministry of Foreign
Affairs submitted a letter in connection with the applicant’s case to the
Prosecutor General’s Office of the Russian Federation. The text of the document
comprised three lines and stated:
“The Russian Ministry of Foreign Affairs is not aware of
anything precluding ... Mr Rustamov’s extradition to the
law-enforcement bodies of Uzbekistan for criminal prosecution.”
(a) Decision to extradite the applicant
On 4 August 2010 the Russian Prosecutor General’s
Office ordered the extradition of the applicant to Uzbekistan on account of the
charges under Articles 159 § 3 (b) and242 § 1 of the Criminal Code of the
Republic of Uzbekistan (attempt to overthrow the Uzbek State’s constitutional
order, participation in and direction of religious, extremist, separatist and
other prohibited organisations). By the same decision the Prosecutor General’s
Office refused the extradition request in so far as it concerned the charges
under Article 244-2 § 1of the Criminal Code of the destination country,
corresponding to Article 282-2 § 2 of the Criminal Code of the Russian Federation
(“the CCrP”) (membership of an organisation banned by a final court decision
because of its extremist activities), since the time-limits for prosecution of
the applicant under Russian law had expired.
On 20 August 2010 the applicant challenged the
Prosecutor General’s order in court, arguing that he had already been subject
to beatings and threatening in 1999-2005 in Samarkand and risked further ill‑treatment
and torture in Uzbekistan. He further argued that according to independent
international observers ill-treatment was widespread in the Uzbek prison system
and fair trial guarantees were not respected. Referring to the Court’s case-law
on the matter, he submitted that these findings had been disregarded by the Prosecutor
General’s office and insisted that he had not committed any crimes in Uzbekistan.
(b) Application of Rule 39 of the Rules of Court
On 30 August 2010 the Court granted the applicant’s
request for application of interim measures under Rule 39 of the Rules of Court
and indicated to the Government that they should suspend his extradition to Uzbekistan.
(c) Proceedings at the MoscowCity Court
On 10 September 2010 the Moscow City Court
dismissed the applicant’s appeal against the extradition order by the
Prosecutor General’s Office. The court found no circumstances precluding the
extradition.
The court established at the outset that the
applicant had not obtained Russian citizenship or applied for it in accordance
with the law. It further observed that on 16 June 2010 his application for
refugee status had been refused by the Moscow Department of the Federal
Migration Service (“the FMS”). The court cited the statement in the FMS
decision (see paragraph 57 below)that the applicant had not satisfied the
criteria to be granted refugee status, for lack of a well-founded fear of
persecution for reasons of race, religion, nationality, ethnic origin,
membership of a particular social group, or political opinion.The court
reiterated that the actions imputed to the applicant were punishable under the
Russian Criminal Code.
The court further observed, with reference to
the conclusions drawn by the Federal Security Service and the Ministry of
Foreign Affairs of the Russian Federation, that
“[there had been] no information concerning either any
politically motivated persecution of the applicant or any obstacles precluding
his extradition to Uzbekistan. His extradition to Uzbekistan would not damage
the interests or security of the Russian Federation”.
The court pointed out that the Uzbek Prosecutor
General’s Office had given assurances in the request for extradition that the
applicant would be prosecuted only for the offence for which he was to be
extradited, that he would be able to freely leave Uzbekistan when he had stood
trial and served any sentence, and that he would not be expelled or extradited
to a third State without the consent of the Russian authorities. Thus, the
court found no grounds in international agreements or the legislation of the Russian Federation to prevent the applicant’s extradition.
The court further rejected the applicant’s
submission that he had arrived inRussia in order to avoid the risk of ill-treatment.
It found that, when interviewed on the date of his arrest, the applicant stated
that he had arrived in Moscow looking for employment and had denied that any
political charges were pending against him. The court noted from the applicant’s
testimony of 4 February 2010 that in 2007 he had been able to visit Uzbekistan and then return to Moscow; he had been neither persecuted nor searched for in his home
country.
The court concluded that the applicant’s
submissionsto the effect that he would risk ill-treatment if extradited to his
home country were of a “presumptive nature” and“constituted his personal
opinion”, which “was not corroborated by the results of checksconducted by the
Federal Migration Service of Russia and the Prosecutor General’s Office of the
Russian Federation in the course of the extradition proceedings”.
It also pointed out that the issue of whether
the applicant was guilty of the crimes in respect of which the Uzbek
authorities had requested his extradition could only be assessed by a court in
the requesting country examining the merits of the criminal case against him.
Hence, the applicant’s arguments that he was not guilty and that the charges
against him were fabricated could not be subject to examination in the
proceedings at hand. The court concluded that the extradition order was lawful
and wellfounded.
(d) Hearing before the Supreme Court of the Russian Federation
On 17 September 2010 the applicant appealed
against the Moscow City Court decision, arguing that the decision on the
applicant’s extradition had been taken in violation of Articles 3, 5, 6 and 8
of the European Convention on Human Rights. With reference to the Court’s
case-law and, in particular, to the judgment in case of Ismoilov and Others
v. Russia (no. 2947/06, 24 April 2008) he submitted that he would
face ill-treatment in Uzbekistan. The applicant argued that he had been
questioned by the police of Samarkand on several occasions since 1999, with a
view to extracting a confession that he was a member of HT. During one of the
interrogations, which took place on an unspecified date, the local police had
handcuffed the applicant, severely beaten him and threatened him with
torture.While he was on police premises the applicant had seen a young man
being tortured by police officers. As a result, the applicant had signed
unspecified documents there. The applicant’s flat had been searched several
times, and his relatives had received numerous threats from agents of the
State. The applicant referred to written statements from witnesses to the
searches of the flat and interrogations of the applicant’s relatives, carried
out in connection with the applicant’s request for refugee status (see paragraph 56
below). Finally, the applicant made reference to reports by the UN Special
Rapporteur onthe question of torture dated 2002 and 2006, as well as to the
International Helsinki Federation for Human Rights report dated 2007, from
which it followed that a widespread practice of ill‑treatment of
detainees remained a problem in Uzbekistan.
On 11 November 2010 the Supreme Court of the Russian Federation examined the applicant’s appeal in the presence of his counsel. The
court established that the extradition order had been issued in accordance with
law. Referring to the applicant’s complaints that he risked ill-treatment and
torture in Uzbekistan, the court reiterated that the applicant had never cited
a risk of persecution and ill-treatment before the Russian authorities before
his arrest on 4 February 2010. Furthermore, when questioned by the prosecutor
on that date, he had submitted that he had arrived inRussia in order to look
for work. He had not applied for refugee status on arrival inMoscow in 2005,
but had only done so after he had been placed in custody.
The court further pointed out that in 2007 the
applicant had returned to Uzbekistan to renew his passport. The authorities had
not been searching for him. He had not been ill-treated, threatened or
otherwise persecuted, and was able to renew his passport and return to Moscow freely and unharmed. The court further noted that three of the applicant’s children
were living in Uzbekistan.
Finally, it rejected the applicant’s reference
to several reports by independent international humanrightsprotection
associations, including the reports referred to in the Ismoilov
case(cited above),as outdated. The court pointed out that the competent
domesticauthorities had conducted checks through diplomatic channels and had
concluded on the absence of any obstacles to the applicant’s extradition. It
found that the Prosecutor General had not been in possession of any information
on human rights violations in Uzbekistan in 2010 when deciding on the
extradition issue. The court concluded that the applicant’s fear of
ill-treatment and persecution if extradited was unfounded, and upheld the
Moscow City Court judgment of 10 September 2010. The extradition order became
final.
(e) Further developments
On 19 April 2011 the Deputy Prosecutor General
of the Republic of Uzbekistan sent a letter to the Deputy Prosecutor General of
the Russian Federation, in addition to the extradition request of 16 February
2010. The letter contained assurances that the applicant would not be
prosecuted in Uzbekistan on political grounds, and that the criminal
proceedings against him would be conducted in compliance with the domestic law
of the Republic of Uzbekistan and international treaties to which Uzbekistan was a party. It was pointed out in the letter that all forms of inhuman and
degrading treatment were prohibited in the destination country.
2. Detention pending extradition
(a) The applicant’s arrest and detention until 25
March 2010
On 4 February 2010 the applicant was arrested by
the Russian police in Moscow on the ground that his name had been put on a
cross-border wanted list by the Uzbek authorities. On the same date the
Veshnyaki District Department of the Interior (Moscow) received a request from the
Samarkand Department of the Interior (Uzbekistan) to keep the applicant in
custody.
On 5 February 2010 the prosecutor of the
Perovskiy Inter-District Prosecutor’s Office authorised his detention. The
prosecutor observed that on 24 June 2009 the applicant had been placed on a
wanted list and the Samarkand Town Court had ordered his placement incustody,
and that on 26 June 2009 the applicant had been charged with several offences
in his home country. Therefore, the prosecution was in possession of
information that the applicant had committed crimes on the territory of Uzbekistan. Accordingly, the applicant could be remanded in custody, as provided
by Article 61 of the CIS Convention on legal aid and legal relations in civil,
family and criminal cases (the 1993 Minsk Convention). No time-limits for the
detention were set in the decision.
On 16 February 2010 the Uzbek Prosecutor General’s
Office requested the Russian Prosecutor General’s Office to extradite the
applicant to Uzbekistan. The Uzbek authority enclosed copies of the relevant
documents, apparently including a copy of the judgment of the Samarkand Town
Court of 24 June 2009. According to the Government, the request was received by
the Russian Prosecutor General’s Office on 1 March 2010.
According to the decision of the Perovskiy District
Court (Moscow) of 25 March 2010 (see paragraph 40 below), on 2 March 2010 the
prosecutor of the Perovskiy Inter-District Prosecutor’s Office issued a new
decision to remand the applicant in custody until 4 April 2010. The prosecutor
referred to Article 466 § 2 of the CCrP and Article 60 of the 1993 Minsk
Convention. The parties did not submit a copy of that decision.
(b) First extension of the detention period
At some point the Perovskiy Inter-District
Prosecutor’s Office requested an extension of the applicant’s detention,
because the necessary checks within the extradition proceedings had not been
completed, further information on the applicant’s characterneeded to be
obtained, and the extradition proceedings were lengthy by nature.
On 25 March 2010 the Perovskiy District Court
extended the applicant’s detention until 4 August 2010. The applicant was
represented in the proceedings by a State-appointed lawyer. The court stated by
way of justification that the applicant had been charged with serious offences
in Uzbekistan, had been placed in custody on the basis of a court decision of a
foreign State, did not havea permanent place of residence in Russia, and therefore could abscond if released. The court observed that the applicant had
not applied for Russian citizenship. The court also found that further checks
were needed in the course of the extradition proceedings, which would require
additional time “for objective reasons”.When granting the extension, the court
referred to the provisions of Article 109 of the CCrP.
The applicant did not lodge an ordinary appeal
against the decision. He subsequently attempted to challenge the decision by
way of supervisory review, but to no avail.
(c) Second extension of the detention
At some point in July 2010 the Perovskiy
Inter-District Prosecutor’s Office requested a further extension of the
applicant’s detention pending extradition, until 4 February 2011, referring to
Article 109 of the CCrP and § 34 of the Directive Decision no. 22 of 29
October 2009 by the Supreme Court of the Russian Federation.
On 28 July 2010 the Perovskiy District Court
extended the applicant’s detention until 4 February 2011, with reference to
Article 109 of the CCrP, in order to secure the applicant’s extradition to Uzbekistan. The court found that the applicant had been charged with serious offences in Uzbekistan, which were also punishable under the Russian criminal law. He had not applied
for Russian citizenship and did not have refugee status in Russia. The court also took into account the applicant’s personality, referring to the fact
that he had been unemployed and had no permanent residence in Russia. The court considered that the applicant was likely to abscond if released. The
court further noted that extradition proceedings were pending at the material
time, and considered that the extension of the detention period was objectively
justified by the need to complete the extradition procedure.
The applicant did not challenge the decision on
appeal.
(d) Third extension of the detention period
At some point the prosecutor of Moscow requested a further extension of the applicant’s detention. The applicant argued in
reply that he had not committed any crimes in Uzbekistan. The applicant’s
lawyer pointed out that the applicant had complained to the European Court of
Human Rights, and that his case was pending before the Court at the material
time, and requested the applicant’s release. The parties did not submit copies
of those requests.
On 27 January 2011 the Moscow City Court
extended the period of the applicant’s detention for six more months. The court
allowed the prosecutor’s argument that the extension was necessary in order to
secure the applicant’s extradition to Uzbekistan. The period of the applicant’s
detention was assessed by the court as reasonable, since it was justified by
the necessity to comply with the extradition procedure. The court found that
the circumstances of the applicant’s case requiring his placement in custody
had not changed. The court pointed out that the applicant’s argument regarding
the application of the interim measure under Rule 39 of the Rules of Court
could not be taken into account, since the European Court of Human Rights had
not examined the applicant’s case on the merits at the material time and, in
any event, the application of an interim measure did not constitute a ground
for release. The court further rejected the applicant’s submission that he had
not committed the offences referred to, finding that “such an argument was
rebutted by the [above] documents” and, in any event, that issue could not be
subject to examination in the proceedings concerning the extension of the
detention period. The court further observed that the applicant did not have a
permanent place of residence in Russia and had not been granted refugee status.
It noted that the applicanthad been charged with serious and particularly
serious crimes in Uzbekistan, which were also punishable under Russian law. The
court further found that the applicant had previously absconded from the Uzbek
authorities and therefore there were grounds to believe that he would flee from
justice if released. It further decided, without giving further details, that
the applicant’s family situation, medical condition and age were compatible
with his detention. The court concluded, with reference to Articles 109 and 466
§ 1 of the CCrP, that the applicant’s detention should be further extended
until 4 August 2011, that is for a total of eighteen months.
The applicant’s lawyer appealed against the
extension. He requested the applicant’s release from custody, with reference to
the Court’s decision to apply Rule 39 in his case, arguing that the applicant
ran the risk of ill‑treatment in Uzbekistan. The representative further
submitted that the applicant would not constitute a threat to the Russian Federation if released from custody. Finally, the representative argued that the
applicant’s criminal prosecution in Uzbekistan had not been in accordance with
law.
On 2 March 2011 the Supreme Court of the Russian Federation upheld the extension. The court found that the decision on the applicant’s
extradition had been lawful and that it had become final. The court was not competent
to review the reasonableness of the extradition decision in the proceedings at
stake. When authorising the extension of the detention, the lower court had
correctly found that the suspension of the extradition proceedings pursuant to
the application of Rule 39 of the Rules of Court did not constitute a ground
for the applicant’s release. The Supreme Court found that a custodial measure
had been applied with a view to securing the extradition, and on account of the
fact that the applicant did not have a permanent residence in Russia.
(e) The applicant’s release from custody on 4 August
2011
On 4 August 2011 the Perovskiy Inter-District
Prosecutor’s Office ordered the applicant’s release from detention, against an
undertaking not to leave the town. The prosecutor’s office observed that the
applicant’s detention had previously been extended several times, and that the
domestic courts had upheld as lawful the Prosecutor General’s decision to
extradite the applicant to Uzbekistan. The court further noted that he had an
application pending before the European Court of Human Rights, and found that
the applicant “could reside on the territory of the Russian Federationpending
[his] extradition”.
On 4 August 2011 the applicant was released from
custody. It appears that the release order was not appealed against.
D. Interview of 4 February 2010 and the applicant’s
requests for asylum and refugee status
1. Application to the UNHCR
It follows from the decision of the FMS of 16
June 2010 that on 22 December 2009 the applicant applied to the Russian
Department of the UN High Commissioner for Refugees (“the UNHCR”) as a person
seeking asylum on the territory of the Russian Federation. On an unknown date
he was issued with acertificate of refugee status, not further specified, valid
until 22 March 2010, by the UNHCR Office in Moscow.According to the applicant’s
representative, the applicant had been recognised as a refugee under the
mandate of the UNHCR. The parties have not submitted any documents or further
details in this respect.
2. Interview on 4 February 2010 by the PerovskiyInter-DistrictProsecutor
On 4 February 2010, when interviewed by an
assistant prosecutor of the Perovskiy Inter-District Prosecutor’s Office
immediately after his arrest, the applicant stated that he was looking for work
and needed to provide his family with financial support, and gave these
statements as the reasons for his moving to Russia. He submitted that since
2005, the date of his arrival inRussia, he had not registered as a foreign
national temporarily residing in the country. He stated that he had not been
aware of any charges against him in Uzbekistan, had not been persecuted on
political grounds in his home country,and had not applied for refugee status in
Russia.
The applicant was not represented by a lawyer at
the interview. He produced a handwritten note to certify that he did not need
the assistance of a lawyer or an interpreter.
3. Proceedings concerning the applicant’s request for
refugee status
On 9 February 2010 the applicant lodged a
request with the FMS for refugee status in Russia.In his application he
submitted, in particular, that since 1999 he had been persecuted in Uzbekistan on political grounds. Hewas a practising Muslim. He had been repeatedly arrested
by Samarkand police and questioned in connection with his alleged membership of
extremist organisations. The police had repeatedly searched his apartment in Samarkand without producing any documents authorising the searches. The police ordered him
to report to a local police station every two months. Convinced that his
persecution would continue, in August 2005 the applicant had left Uzbekistan for Russia, where he started working as a driver. He had
settled in Russia with his family, including three of his six minor children.
He argued that he had not committed the offences he was accused of, had never
been a member of proscribed religious organisations, and had not attempted to
overthrow the government. He submitted, without further details, that “all his
nextofkin and friends” had been prosecuted in Uzbekistan on political grounds.
He concluded that he ran a real risk of ill‑treatment if returned to his
home country.
On 15 March 2010 the applicant was questioned by
the assistant prosecutor of the Perovskiy Inter-District Prosecutor’s Office
and submitted that he had been persecuted in Uzbekistan in connection with his
alleged membership of HT.
On 14 April 2010 the
applicant, assisted by a lawyer and an interpreter, was interviewed by FMS
officers. He stated that he was being sought by the Uzbek authorities for
political crimes and he had left Uzbekistan out of fear of ill-treatment by the
local police. He practised Islam, and when in Uzbekistan he had been openly
persecuted by the authorities for his religious beliefs.It appears that the
applicant’s lawyer referred to several statements by eyewitnesses to the
searches of the applicant’s flat. The statements were produced in Uzbek. The
applicant did not submit a translation or a summary of their contents.
On 16 June 2010 the
Moscow Department of the FMS refused his request for refugee status, stating
that the applicant had failed to provide sufficient evidence that he risked
ill-treatment if extradited to Uzbekistan. He had failed to apply for
asylum in due time after his arrival in Russia. The FMS noted that on 22
December 2009 the applicant had applied to the Russian
Department of the UN High Commissioner for Refugees and had been issued
with “a certificate valid until 22 March 2010”. At the same time, the FMS
noted that he had introduced his application for
refugee status only after his arrest. Furthermore, when questioned on the date
of his arrest in Moscow, the applicant stated that he had been unaware of the
charges against him and had arrived inMoscow looking for employment.
At the same time, the
FMS observed, with reference to the charging order by the Uzbek authorities of
24 June 2009, that the applicant had been placed on a wanted list and was
facing serious charges in Uzbekistan. The FMS cited the testimony of the
applicant’s former colleague M., who had allegedly influenced the applicant to
join HT. In 1999-2005 the applicant had allegedly spread HT ideas among
Uzbekistani youth and been active in organising local branches of HT, despite
numerous warnings by the local law-enforcement authorities.
The migration authority concluded that the
applicant had failed to apply for refugee status in a timely manner, and that
the grounds referred to by the applicant were insufficient to demonstrate the
existence ofa well‑founded fear of persecution in his home country.
The applicant appealed
to the Zamoskvoretskiy District Court of Moscow against the decision of 16 June
2010, submitting that the Uzbek authorities were persecuting him on religious
grounds in connection with his alleged membership of HT, a banned religious
organisation. He reiterated that, given the nature of the charges against him,
he ran a risk of ill-treatment in custody if extradited to Uzbekistan, and his family could also become subject to persecution.
On 12 November 2010
the Zamoskvoretskiy District Court examined the applicant’s appeal in the
presence of his lawyer and dismissed it. The court observed that before his arrest
the applicant had been living in Moscow with his wife and three minor children.
The court found no evidence that the applicant’s arrival inRussia had been caused by any form of political persecution. It pointed out that the
applicant had failed to apply for asylum within a day of crossing the Russian
border in 2005, as required by the domestic law, and an application for refugee
status had only been introduced by him after the arrest. The court endorsed the
FMS conclusion that the underlying reason for the applicant’s asylum request
was an attempt to avoid criminal responsibility in Uzbekistan.
On 4 February 2011
(according to the applicant) or on 22 February 2011 (according to the
authorities) the applicant’s lawyer introduced an appeal against the decision.
The applicant’s representative argued, in particular, that the applicant was
being unlawfully prosecuted in Uzbekistan in violation of his right guaranteed
by Article 9 of the European Convention of Human Rights. The FMS had
disregarded the applicant’s arguments regarding fear of persecution and
ill-treatmentfor him and his family, as well as the witnesses’statements. The
charges against him had been fabricated and the prosecution case was extremely
weak. The applicant had not committed the offences imputed to him. Nonetheless,
he had been questioned by local law-enforcement authorities, and his flat had
been searched on several occasions. He had left Uzbekistan fearing further
persecution. Contrary to the FMS arguments, in 2009 the applicant had applied
to the Russian Department of the UNHCR. The applicant had not been aware that
criminal proceedings had been pending against him at the time of his arrest.
This is why he had not lodged a request for refugee status on the date of his
arrest, but had only done so in February 2010.
It appears that at
some point a domestic court extended a ten-day time-limit for introduction of
the grounds of appeal and accepted the applicant’s appeal against the judgment
for examination.The hearing on the applicant’s appeal was initially
scheduled for 18 April 2011, but was subsequently postponed to 4 May 2011, due
to the parties’ failure to appear.
On 4 May 2011 the
Moscow City Court upheld the first-instance court’s decision in the presence of
the applicant’s lawyer. It found that the first-instance court had correctly
established the facts of the case. The court observed that the applicant’s
elder brother, his sister and the applicant’s three minor children were living
in Uzbekistan at the material time. The court further reproduced verbatim the first-instance
court’s conclusion that the applicant had failed to apply for refugee status in
a timely manner and had not produced sufficient evidence that he would be
subjected to persecution if extradited to Uzbekistan.
4. Proceedings concerning the request for temporary
asylum
On 7 July 2011 the applicant submitted a request
for temporary asylum to the FMS Moscow. The request emphasised the applicant’s
risk of being subjected to torture as a result of politically motivated
persecution if extradited.
According to the
applicant, on 18 July 2011 (or on 16 July 2011, as cited in the judgment of the
Zamoskvoretskiy District Court of 22 February 2012, see paragraph 68
below)the FMSMoscow refused to grant him temporary asylum in Russia. The
parties did not submit a copy of the decision in that respect. The applicant’s
statement of appeal and the first‑instance court’s decision(see paragraphs
67-68 below)indicate that the application was rejected on the ground that there
were no humanitarian grounds for temporary asylum to be granted. There was no
evidence that the applicant needed medical care or that, in the event of his
extradition to Uzbekistan, he would face a risk of being subjected to torture
or ill‑treatment. According to the applicant’s statement of appeal, the
FMS found that reform of the system of administration of justice in Uzbekistan was underway, and that the destination country had signed various international
human rights treaties and was pursuing a dynamic social, economic and cultural
policy.
Theapplicant appealed
against the FMS’s decision to the Zamoskvoretskiy District Court.He argued, in
particular, that he had consistently informed the authorities of his previous
ill-treatment in Uzbekistan. He reiterated that on the date of his arrest he
had told the authorities that he had arrived inRussia to look for work and not
as an asylum-seeker, because he had not been informed of the purpose of the
interview. Finally, he challenged the FMS’s findings as regards thehuman rights
instruments signed by Uzbekistan and recent developments in the social and economic
policy of the destination country as irrelevant.
On 22 February 2012 the Zamoskvoretskiy
District Court dismissed his appeal for lack of humanitarian grounds which
could warrant granting him temporary asylum. The court observed, in particular,
that the FMS’s decision had been based on information provided by the Samarkand police authorities in Uzbekistan about the charges against him in the
destination country.Further, in the court’s view, the FMS had duly taken
account of the applicant’s arrest and detention on4 February 2010 pending
extradition. The court concluded that the FMS refusal to grant him temporary
asylum was lawful since, first, the applicant’s health was satisfactory and he
had not furnished a medical certificate confirming that he required medical
care. Second, the court found that the applicant had not referred to “specific
indications that there existed a real threat to the applicant’s security” or
that he had been persecuted by the Uzbek authorities.
On 26 February 2012 the applicant appealed
against the decision of the first-instance court. It appears that the appeal
proceedings are pending before the Moscow City Court.
E. Events of 19 November 2010
In a faxed letter of 19 November 2010 the
applicant’s representative before the Court submitted that on that date the
applicant had allegedly “signed unknown documents” in the absence of the
representative or an interpreter. The representative submitted that the
applicant may have been forced to sign these documents. Neither in the letter
nor in the observations submitted on 11 July 2011 did the applicant’s
representative provide further details regarding either the contents of the
documents or the circumstances of the applicant’s meeting with the unspecified
authorities.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Constitution of the Russian Federation of 1993
Everyone has a right to liberty and security
(Article 22 § 1). Arrest, placement in custody and custodial detention are
permissible only on the basis of a court order. The term during which a person
may be detained prior to obtaining such an order must not exceed forty-eight
hours (Article 22 § 2).
B. Code of Criminal Procedure
The term “court” is defined by the Code of
Criminal Procedure (CCrP) of 2002 as “any court of general jurisdiction which
examines a criminal case on the merits and delivers decisions provided for by
this Code” (Article 5 § 48). The term “judge” is defined by the CCrP as “an
official empowered to administer justice” (Article 5 § 54).
A district court has the power to examine all
criminal cases except for those falling within the respective jurisdictions of
a justice of the peace, a regional court or the Supreme Court of Russia
(Article 31 § 2).
Chapter 13 of the CCrP governs the application
of preventive measures. Placement in custody is a preventive measure applied on
the basis of a court decision to a person suspected of or charged with a crime
punishable by at least two years’ imprisonment, where it is impossible to apply
a more lenient preventive measure (Article 108 § 1). A request for placement in
custody should be examined by a district court judge or a judge of a military
court at an equivalent level (Article 108 § 4). A judge’s decision on placement
in custody may be challenged before an appeal court within three days (Article
108 § 11). The period of detention pending investigation of a crime must not
exceed two months (Article 109 § 1) but may be extended up to six months by a
judge of a district court or a military court of a corresponding level (Article
109 § 2). Further extensions may be granted only if the person has been charged
with serious or particularly serious criminal offences. In particular,
extensions up to eighteen months may be granted as an exception with regard to
persons accused of particularly serious criminal offences (Article 109 §§ 2 and
3).
Chapter 16 of the CCrP lays down the procedure
by which acts or decisions of a court or public official involved in criminal
proceedings may be challenged. Acts or omissions of a police officer in charge
of the inquiry, an investigator, a prosecutor or a court may be challenged by
“parties to criminal proceedings” or by “other persons in so far as the acts
and decisions [in question] touch upon those persons’ interests” (Article 123).
Those acts or omissions may be challenged before a prosecutor (Article 124).
Decisions taken by police or prosecution investigators or prosecutors not to
initiate criminal proceedings, or to discontinue them, or any other decision or
inaction capable of impinging upon the rights of “parties to criminal
proceedings” or of “hindering an individual’s access to court” may be subject
to judicial review (Article 125).
Upon receipt of a request for extradition not
accompanied by an arrest warrant issued by a foreign court, the Prosecutor
General or his deputy is to decide on the preventive measure in respect of the
person whose extradition is sought. The preventive measure is to be applied in
accordance with the established procedure (Article 466 § 1).
Upon receipt of a request for extradition
accompanied by an arrest warrant issued by a foreign judicial body, a
prosecutor may place the person whose extradition is being sought under house
arrest or in custodial detention without prior approval of his or her decision
by a court of the Russian Federation (Article 466 § 2).
Extradition may be denied if the act that gave
grounds for the extradition request does not constitute a crime under the
Russian Criminal Code (Article 464 § 2 (1)).
C. Decisions of the Russian Constitutional Court
1. Decision of 17 February 1998
Verifying the compatibility of Article 31 § 2 of
the Law on Legal Status of Foreign Nationals in the USSR of 1982, the
Constitutional Court ruled that a foreign national liable to be expelled from
the Russian territory could not be detained for more than forty-eight hours
without a court order.
2. Decision no. 101-O of 4 April 2006
Assessing the compatibility of Article 466 § 1
of the CCrP with the Russian Constitution, the Constitutional Court reiterated
its settled case-law to the effect that excessive or arbitrary detention,
unlimited in time and without appropriate review, was incompatible with Article
22 of the Constitution and Article 14 § 3 of the International Covenant on
Civil and Political Rights in all cases, including extradition proceedings.
In the Constitutional Court’s view, the absence
of specific regulation of detention matters in Article 466 § 1 did not create a
legal lacuna incompatible with the Constitution. Article 8 § 1 of the 1993
Minsk Convention provided that, in executing a request for legal assistance,
the requested party would apply its domestic law, that is the procedure laid
down in the CCrP. That procedure comprised, in particular, Article 466 § 1
of the CCrP and the norms in its Chapter 13 (“Preventive measures”), which, by
virtue of their general character and position in Part I of the Code (“General
provisions”), applied to all stages and forms of criminal proceedings,
including proceedings for the examination of extradition requests.
The Constitutional Court emphasised that the
guarantees of the right to liberty and personal integrity set out in Article 22
and Chapter 2 of the Constitution were fully applicable to detention with a
view to extradition. Accordingly, Article 466 of the CCrP did not allow the
authorities to apply a custodial measure without complying with the procedure
established in the CCrP or in excess of the time-limits fixed in the Code.
3. Decision no. 158-O of 11 July 2006 on the
Prosecutor General’s request for clarification
The Prosecutor General asked the Constitutional
Court for an official clarification of its decision no. 101-O of 4 April 2006
(see above), for the purpose, in particular, of elucidating the procedure for
extending a person’s detention with a view to extradition.
The Constitutional Court dismissed the request
on the ground that it was not competent to indicate specific provisions of the
criminal law governing the procedure and time-limits for holding a person in
custody with a view to extradition. That matter was within the competence of
the courts of general jurisdiction.
4. Decision no. 333-O-P of 1 March 2007
The Constitutional Court reiterated its settled
case-law to the effect that the scope of the constitutional right to liberty
and personal inviolability was the same for foreign nationals and stateless
persons as for Russian nationals. A foreign national or stateless person may
not be detained in Russia for more than forty-eight hours without a judicial
decision. That constitutional requirement served as a guarantee against
excessively long detention beyond forty-eight hours, and also against arbitrary
detention as such, in that it required a court to examine whether the arrest
was lawful and justified.
The Constitutional Court held that Article 466 §
1 of the CCrP, read in conjunction with the Minsk Convention, could not be
construed as permitting the detention of an individual for more than
forty-eight hours on the basis of a request for his or her extradition without
a decision by a Russian court. A custodial measure could be applied only in
accordance with the procedure established in the Russian Code of Criminal
Procedure and within the time-limits fixed in the Code.
5. Decision no. 383-O-O of 19 March 2009
The Constitutional Court dismissed as
inadmissible a request for a review of the constitutionality of Article 466 § 2
of the CCrP, stating that this provision “does not establish time-limits for
custodial detention and does not establish the reasons and procedure for
choosing a preventive measure, it merely confirms a prosecutor’s power to
execute a decision already delivered by a competent judicial body of a foreign
state to detain an accused. Therefore the disputed norm cannot be considered to
violate constitutional rights of [the claimant] ...”
D. Decisions of the Russian Supreme Court
1. Directive Decision no. 1 of 10 February 2009
By a Directive Decision No. 1 adopted by
the Plenary Session of the Supreme Court of the Russian Federation on 10
February 2009, (“Directive Decision of 10 February 2009”) the Plenary Session
issued several instructions to the courts on the application of Article 125 of
the CCrP. The Plenary reiterated that any party to criminal proceedings or
other person whose rights and freedoms were affected by actions or inaction on
the part of the investigating or prosecuting authorities in criminal
proceedings could rely on Article 125 of the CCrP to challenge a refusal to
institute criminal proceedings or a decision to terminate them. The Plenary
stated that whilst the bulk of decisions amenable to judicial review under
Article 125 also included decisions to institute criminal proceedings, refusal
to admit defence counsel or to grant victim status, a person could not rely on
Article 125 to challenge a court’s decision to apply bail or house arrest
or to remand a person in custody. It was further stressed that in declaring a
specific action or inaction on the part of a law-enforcement authority unlawful
or unjustified, a judge was not entitled to quash the impugned decision or to
oblige the official responsible to quash it, but could only request him or her
to rectify the shortcomings indicated. Should the impugned authority fail to
comply with the court’s instructions, an interested party could complain to a
court about the authority’s inaction and the latter body could issue a special
decision [частное
определение],
drawing the authority’s attention to the situation. Lastly, the decision stated
that a prosecutor’s decision to place a person under house arrest or to remand
him or her in custody with a view to extradition could be appealed against to a
court under Article 125 of the CCP.
2. Directive Decision No. 22 of 29 October 2009
In a Directive Decision No. 22, adopted by the
Plenary Session of the Supreme Court on 29 October 2009 (“Directive
Decision of 29 October 2009”), it was stated that, pursuant to Article 466 § 1
of the CCrP, only a court could order the placement in custody of a person in
respect of whom a preliminary check of the extradition request “an extradition
check” was pending and where the authorities of the country requesting
extradition have not submitted a court decision remanding him or her in
custody. Judicial authorisation of placement in custody in that situation was
to be carried out in accordance with Article 108 of the CCrP and following a
prosecutor’s request for that person to be placed in custody. In deciding to
remand a person in custody a court was to examine if there were factual and
legal grounds for the application of that preventive measure. If the
extradition request was accompanied by a detention order by a foreign court, a
prosecutor was entitled to remand the person in custody without a Russian court’s
authorisation (Article 466 § 2 of the CCrP) for a period not exceeding two
months, and the prosecutor’s decision could be challenged in the courts under
Article 125 of the CCrP. In extending a person’s detention with a view to
extradition a court was to apply Article 109 of the CCrP.
III. INTERNATIONAL INSTRUMENTS AND OTHER
DOCUMENTS
For relevant reports on Uzbekistan in the time span between 2002 and 2007 and, in particular, on the situation of
persons accused of membership of Hizb ut-Tahrir, see Muminov v. Russia,
no. 42502/06, §§ 67‑72 and 73-74, 11 December 2008.
In Amnesty International Report 2009 onUzbekistan, published in May 2009, that organisation stated that it was continuing to
receive persistent allegations of widespread torture and ill-treatment,
stemming from persons suspected of being members of banned Islamic groups or of
having committed terrorist offences. The report stressed that the Uzbek
authorities were continuing to actively seek extradition of those persons and,
in particular, presumed members of Hizb ut-Tahrir, from the neighbouring
countries, including Russia, and that most of those returned to Uzbekistan were held incommunicado, which increased their risk of being tortured or
ill-treated.
In January 2011 Human Rights Watch released its annual
World Report 2010. The chapter entitled “Uzbekistan” states, in so far as
relevant:
“Uzbekistan’s human rights record remains abysmal, with no
substantive improvement in 2010. Authorities continue to crackdown on civil
society activists, opposition members, and independent journalists, and to
persecute religious believers who worship outside strict state controls ...
... Criminal Justice, Torture, and Ill-Treatment
Torture remains rampant in Uzbekistan. Detainees’ rights are
violated at each stage of investigations and trials, despite habeas corpus
amendments that went into effect in 2008. The Uzbek government has failed to
meaningfully implement recommendations to combat torture that the United
Nations special rapporteur made in 2003.
Suspects are not permitted access to lawyers, a critical
safeguard against torture in pre-trial detention. Police use torture and other
illegal means to coerce statements and confessions from detainees. Authorities
routinely refuse to investigate defendants’ allegations of abuse.
... On July 20, 37-year-old Shavkat Alimhodjaev,
imprisoned for religious offenses, died in custody. The official cause of death
was anemia, but Alimhodjaev had no known history of the disease. According to family,
Alimhodjaev’s face bore possible marks of ill-treatment, including a swollen
eye. Authorities returned his body to his family’s home at night. They insisted
he be buried before sunrise and remained present until the burial. Authorities
have not begun investigating the death.
...
Freedom of Religion
Although Uzbekistan’s constitution ensures freedom of religion,
Uzbek authorities continued their unrelenting, multi-year campaign of arbitrary
detention, arrest, and torture of Muslims who practice their faith outside
state controls or belong to unregistered religious organizations. Over 100 were
arrested or convicted in 2010 on charges related to religious extremism.
...
Key International Actors
The Uzbek government’s cooperation with international institutions
remains poor. It continues to deny access to all eight UN special procedures
that have requested invitations, including those on torture and human rights
defenders...”
The “Uzbekistan 2011” chapter of the Amnesty
International annual report 2011, released in May of the same year, in so far
as relevant, states as follows:
“Reports of torture or other ill-treatment continued unabated.
Dozens of members of minority religious and Islamic groups were given long
prison terms after unfair trials ...
Torture and other ill-treatment
Despite assertions by the authorities that the practice of
torture had significantly decreased, reports of torture or other ill-treatment
of detainees and prisoners continued unabated. In most cases, the authorities
failed to conduct prompt, thorough and impartial investigations into these
allegations.
Several thousand people convicted of involvement with Islamist
parties or Islamic movements banned in Uzbekistan, as well as government
critics and political opponents, continued to serve long prison terms under
conditions that amounted to cruel, inhuman and degrading treatment.
Uzbekistan again refused to allow the UN Special Rapporteur on
torture to visit the country despite renewed requests ....
Counter-terror and security
Closed trials started in January of nearly 70 defendants
charged in relation to attacks in the FerghanaValley and the capital, Tashkent, in May and August 2009 and the killings of a pro-government imam and a
high-ranking police officer in Tashkent in July 2009. The authorities blamed
the Islamic Movement of Uzbekistan (IMU), the Islamic Jihad Union (IJU) and the
Islamist Hizb-ut-Tahrir party, all banned in Uzbekistan, for the attacks and
killings. Among the scores detained as suspected members or sympathizers of the
IMU, the IJU and Hizb-ut-Tahrir in 2009 were people who attended unregistered
mosques, studied under independent imams, had travelled abroad, or were
suspected of affiliation to banned Islamic groups. Many were believed to have
been detained without charge or trial for lengthy periods. There were reports
of torture and unfair trials...
• In April, Kashkadaria Regional Criminal Court
sentenced Zulkhumor Khamdamova, her sister Mekhriniso Khamdamova and their
relative, Shakhlo Pakhmatova, to between six and a half and seven years in
prison for attempting to overthrow the constitutional order and posing a threat
to public order. They were part of a group of more than 30 women detained by
security forces in counter-terrorism operations in the city of Karshi in November 2009. They were believed to have attended religious classes taught by
Zulkhumor Khamdamova in one of the local mosques. The authorities accused
Zulkhumor Khamdamova of organizing an illegal religious group, a charge denied
by her supporters. Human rights defenders reported that the women were
ill-treated in custody; police officers allegedly stripped the women naked and
threatened them with rape.
• Dilorom Abdukadirova, an Uzbek refugee who had
fled the country following the violence in Andizhan in 2005, was detained for
four days upon her return in January, after receiving assurances from the
authorities that she would not face charges. In March, she was detained again
and held in police custody for two weeks without access to a lawyer or her
family. On 30 April, she was convicted of anti-constitutional activities
relating to her participation in the Andizhan demonstrations as well as
illegally exiting and entering the country. She was sentenced to 10 years and
two months in prison after an unfair trial. Family members reported that she
appeared emaciated at the trial and had bruises on her face...
Freedom of religion
The government continued its strict control over religious
communities, compromising the enjoyment of their right to freedom of religion.
Those most affected were members of unregistered groups such as Christian
Evangelical congregations and Muslims worshipping in mosques outside state
control.
• Suspected followers of the Turkish Muslim
theologian, Said Nursi, were convicted in a series of trials that had begun in
2009 and continued into 2010. The charges against them included membership or
creation of an illegal religious extremist organization and publishing or
distributing materials threatening the social order. By December 2010, at least
114 men had been sentenced to prison terms of between 6 and 12 years
following unfair trials. Reportedly, some of the verdicts were based on
confessions gained under torture in pre-trial detention; defence and expert
witnesses were not called; access to the trials was in some cases obstructed
while other trials were closed.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLES3AND 13 OF THE
CONVENTION
The applicant complained that if extradited he
would be ill-treated in Uzbekistan in breach of Article 3 of the Convention,
which reads as follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
He further complained that he had had no
effective remedies in respect of his complaints under Article 3 of the
Convention, in breach of Article 13. That provision reads as follows:
“Everyone whose rights and freedoms as set forth in [the] Convention
are violated shall have an effective remedy before a national authority
notwithstanding that the violation has been committed by persons acting in an
official capacity.”
A. The parties’ submissions
1. The Government
The Government pointed out at the outset that
the applicant had lodged his appeal against the judgment of the Zamokvoretskiy
District Court outside a ten-day time-limit set out in the domestic law.
However, the domestic courts granted an extension of the period for
introduction of the grounds of appeal. Theyexamined the appeal against the
refusal to grant the applicant refugee status. Furthermore, the applicant made
use of the procedure for challenging the extradition order by the Prosecutor
General. In each set of the proceedings, his arguments were examined by the
courts at two levels of jurisdiction. Therefore, the applicant had an effective
domestic remedy in respect of his complaint under Article 3 and was able to
make use of it.
Furthermore, the Government submitted that the
applicant had failed to raise the issue of a potential risk of ill-treatment when
he was arrested on 4 February 2010. He had not informed the Russian authorities
about the political charges against him during interviews with a police
investigator and a local prosecutor on that date. He had only raised that issue
on 9 February 2010, when applying for refugee status.
The Government further argued that the domestic
authorities, including the FMS and the courts, had carefully examined the
applicant’s allegations that he would risk ill-treatment if extradited to Uzbekistan. In particular, the FMS examined the applicant’s complaint that he risked ill‑treatment
if extradited to Uzbekistan on 16 June 2010, that is before the Prosecutor
General’s office had decided on the applicant’s extradition. The conclusions by
the FMS had been subsequently upheld by the domestic courts. Furthermore, the
ill-treatment grievance had also been duly examined within the proceedings concerning
the validity of the extradition order. The courts had correctly dismissed the
applicant’s allegations as unfounded. They had also taken into account the reports
on Uzbekistan by the UN Institutions of 2002 and 2006. In the proceedings
concerning the applicant’s challenge of the extradition order the domestic
courts had reached a reasoned conclusion that the Prosecutor General’s Office
did not possess any information on human rights violations in Uzbekistan in 2010.
With reference to the report on the applicant’s
case by the Prosecutor General of Russia dated 24 April 2011, the Government
submitted that the crimes of which the applicant was accused in his home
country were not punishable by the death penalty, that Uzbekistan had ratified
various international human rights treaties, including the United Nations
Convention against Torture and Other Cruel, Inhuman and Degrading Treatment or
Punishment, that the requesting country was making democratic improvements, and
that the Uzbek authorities provided assurances that the applicant would not be
ill-treated if extradited.
2. The applicant
As regards Article 3, the applicant maintained
his complaint. In reply to the Government’s submissions he argued that he had
not raised the issue of risk of ill-treatment in Uzbekistan on 4 February 2010
because he had not been granted access to either a lawyer or an interpreter. He
had not been in possession of all the information about the grounds for his
arrest and detention. On that date he had signed several documents without
actually having read them. Once he had obtained additional information on the
case from his lawyer, he had complained to the Russian authorities about the
risk of political persecution and ill-treatment in Uzbekistan without
delay,that is as early as 9 February 2010.
He further submitted that the applicant and his
representative had consistently referred to the applicant’s previous experience
in Uzbekistan in their complaints before the domestic courts at two levels of
jurisdiction. They had also cited the reports by the international observers,
but their arguments had been rejected. As regards the domestic courts’ refusal
to admit these reports on the ground that they were outdated, he argued that
the domestic courts were able to obtain more recent information on the human
rights situation in Uzbekistan from the public domain.
The applicant further challenged the Government’s
reference to assurances that the trial against the applicant would be fair. He
submitted, in particular, that at the very beginning of the proceedings against
him the Uzbek authorities had been already regarding him as a criminal, in
violation of the presumption of innocence.In fact, they had informed their
Russian colleagues that the applicant was a criminal in their letter of 4 February
2010, in the absence of a conviction by a competent court. Therefore, contrary
to the Government’s submissions, the fair trial guarantees were already not
being observed by Uzbekistan at the earlieststage of the
proceedings.Furthermore, the Prosecutor’s Office of Uzbekistan requested the
applicant’s extradition in February 2010, whilst their assurances that the
applicant would not be subjected to any form of prohibited treatment only
reached the Russian authorities on 19 April 2011. Therefore, at the initial
stage of the extradition proceedings there was a risk of the applicant being
returned to Uzbekistan in the absence of any assurances from the Uzbek
authorities.
Finally, as regards Article 13, the applicant
submitted that the domestic remedies in respect of his complaint under Article 3
were ineffective. The domestic courts had rejected a reference to numerous
reportsby international observers, as well as to the applicant’s own previous
experience in Uzbekistan. The courts had disregarded several detailed reports
which had been cited by the defence and, in any event, were available in the
public domain.
B. The Court’s assessment
1. Article 3
Admissibility
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
2. Merits
(a) General principles
The Court reiterates at the outset that
Contracting States have the right as a matter of international law and subject
to their treaty obligations, including the Convention, to control the entry,
residence and expulsion of aliens (see Abdulaziz, Cabales and Balkandali v.
the United Kingdom, 28 May 1985, § 67, Series A no. 94), and the right
to political asylum is not explicitly protected by either the Convention or its
Protocols (see Salah Sheekh v. the Netherlands, no. 1948/04, § 135, 11
January 2007). However, extradition by a ContractingState may give rise to an
issue under Article 3, and hence engage the responsibility of that State
under the Convention, where substantial grounds have been shown for believing
that the individual concerned, if deported, faces a real risk of being
subjected to treatment contrary to Article 3. In such a case, Article 3 implies
an obligation not to deport the person in question to that country (see Saadi
v. Italy [GC], no. 37201/06, § 125, ECHR 2008). Nonetheless,
there is no question of adjudicating on or establishing the responsibility of
the receiving country, whether under general international law, under the
Convention or otherwise (see Soering v. the United Kingdom, 7 July
1989, § 91, Series A no. 161).
An assessment as to whether there are
substantial grounds for believing that the applicant faces a real risk of being
subjected to treatment in breach of Article 3 inevitably requires that the
Court assess the conditions in the receiving country against the standards of
that Convention provision (see Mamatkulov and Askarov v. Turkey[GC],
nos. 46827/99 and 46951/99, § 67, ECHR 2005-I). These standards imply that the
ill-treatment the applicant alleges he will face if returned must attain a
minimum level of severity if it is to fall within the scope of Article 3. The
assessment of this is relative, depending on all the circumstances of the case
(see Hilal v. the United Kingdom, no. 45276/99, § 60, ECHR
2001-II).
In determining whether it has been shown that
the applicant runs a real risk of suffering treatment proscribed by Article 3
if extradited, the Court will examine the issue in the light of all the
material placed before it or, if necessary, material obtained proprio motu
(see Saadi, cited above, § 128). Since the nature of the
Contracting States’ responsibility under Article 3 in cases of this kind
lies in the act of exposing an individual to the risk of ill-treatment, the
existence of the risk must be assessed primarily with reference to those facts
which were known or ought to have been known to the Contracting State at the
time of the extradition (see Vilvarajah and Others v. the United Kingdom,
30 October 1991, § 107, Series A no. 215).
It is in principle for the applicant to adduce
evidence capable of proving that there are substantial grounds for believing
that, if the measure complained of were to be implemented, he would be exposed
to a real risk of being subjected to treatment contrary to Article 3 (see N.
v. Finland, no. 38885/02, § 167, 26 July 2005). Where such
evidence is adduced, it is for the Government to dispel any doubts about it
(see Ryabikin v. Russia, no. 8320/04, § 112, 19 June 2008).
As regards the general situation in a
particular country, the Court has held on several occasions that it can attach
a certain importance to information contained in recent reports from
independent international humanrightsprotection associations or governmental
sources (see, for example,Saadi, cited above, § 131, with further
references). At the same time, the mere possibility of ill-treatment on account
of an unsettled situation in the receiving country does not in itself give rise
to a breach of Article 3 (ibid.).
Where the sources available to the Court
describe a general situation, an applicant’s specific allegations in a
particular case require corroboration by other evidence (see Mamatkulov and
Askarov, cited above, § 73).
(b) Application to the present case
The Government argued that the domestic
authorities had correctly dismissed the applicant’s allegation that he would
run a risk of ill-treatment or torture if returned to Uzbekistan. Relying on various reports by international organisations and his own
experience, the applicant disputed the Government’s argument. The Court
reiterates that in cases where an applicant provides reasoned grounds which
cast doubt on the accuracy of the information relied on by the respondent
Government, the Court must be satisfied that the assessment made by the
authorities of the Contracting State is adequate and sufficiently supported by
domestic material as well as by material originating from other reliable and
objective sources such as, for instance, other Contracting or non-Contracting
States, agencies of the United Nations and reputable non-governmental
organisations (see Ismoilov and Others, cited above, § 120). The Court
will first assess whether the applicant’s grievance received an adequate
response at the national level (see Muminov v. Russia, cited above, §
86).
(i) Domestic proceedings
Having regard to the materials in its possession,
the Court notes that the applicant complained that he risked being subjected to
treatment in breach of Article 3 during the extradition, refugee status and
temporary asylum proceedings, and that in all those sets of proceedings the
domestic authorities took cognisance of his submissions. The temporary asylum
proceedings are currently pending before the appeal court, whilst the domestic
judicial decisions in the extradition and refugee status proceedings are final.
Hence, in assessing whether the applicant’s grievance received an adequate
reply, the Court will primarily have regard to the two lattersets of
proceedings. However, it will also take into account the domestic authorities’
reasoning in the temporary asylum proceedings, where relevant.
Referring to the record of the applicant’s
interview of 4 February 2010, the Government submitted that the applicant
had failed to inform the authorities of his fear of persecution in Uzbekistan in a timely manner. The Court observes that the information contained in the
written explanation signed by the applicant on that date was, indeed, not
particularly detailed. However, as early as 9 February 2010 the applicant, in
his application for refugee status, clearly articulated a fear of ill-treatment
and persecution on political grounds if returned to Uzbekistan. Furthermore, in
all sets of proceedings under consideration the applicant addressed to the
domestic courts, as well as to the FMS, detailed submissions on the risk that
he would be subjected to treatment in breach of Article 3 (see paragraphs 21,
30, 54‑56, 60, 62, and 67 above). Among other things, he described his
own experience at the hands of Uzbek law-enforcement officials and referred to
their systematic use of ill-treatment against detainees and, in particular,
people accused of membership of proscribed religious organisations, such as HT.
In support of his allegations the applicant relied on reports by international
organisations and UN agencies concerning the human rights situation in Uzbekistan. He further referred to the witnesses’statements. Therefore, the Court is
satisfied that the applicant consistently raised before the domestic
authorities the issue of the risk that he would be subjected to treatment in
breach of Article 3, advancing a number of specific and detailed arguments.
However, the Court is not persuaded that the
domestic authorities made an adequate assessment of the risk of ill-treatment
if the applicant was extradited to his home country, for the following reasons.
First, the Court has doubts that the applicant’s
personal circumstances were subject to rigorous scrutiny by the domestic courts.
The Court notes in this respect that in the extradition, refugee status and
temporary asylum proceedings the domestic courts rejected the applicant’s
allegations that there was a risk that he would be subjected to ill-treatment
with reference to two key elements: first, the domestic authorities stated that
the applicant had not applied for refugee status immediately after his arrival
in Russia. In fact, in both sets of proceedings they explicitly stated that his
arguments concerning persecution were not valid because he had not applied for
asylum in due time. Second, the domestic courtsconsistently pointed outthat in
2007 the applicant had been able to travel to Uzbekistan and had returned to Russia unharmed.
As regards the applicant’s failure to apply for
refugee status in due time, it is not in dispute between the parties that the
applicant had arrived inRussia in 2005 seeking employment, whilst the request
for refugee status had not been introduced until 2010. The Court observes,
however, that the main thrust of the applicant’s grievance was his persecution
by the Uzbek authorities in connection with allegations of serious criminal
offences punishable by long prison terms. The Court reiterates in this respect
that, whilst a person’s failure to seek asylum immediately after arrival in
another country may be relevant for the assessment of the credibility of his or
her allegations, it is not possible to weigh the risk of ill-treatment against
the reasons put forward for the expulsion (see Abdolkhani and Karimnia v. Turkey,
no. 30471/08, § 91, 22 September 2009). It has been the Court’s
constant approach that the conduct of the person concerned, however undesirable
or dangerous, cannot be taken into account, with the consequence that the
protection afforded by Article 3 of the Convention is broader than that
provided for in Articles 32 and 33 of the 1951 United Nations Convention
relating to the Status of Refugees (see Saadi, cited above, § 138, with
further references).Similarly, as regards the events of 2007, the Court
observes that the main thrust of the applicant’s argument is that since he will
be detained if extradited to Uzbekistan, he runs a risk of being ill-treatedin
the context of the criminal proceedings currently pending against himin the
requesting State. These proceedings were opened in 2009, that is two years
after the applicant’s most recentvisit to his home country. Therefore, in the
Court’s view, amere reference to the events in 2007, taken separately, cannot
be accepted as a sufficient ground for rejecting the complaint that there is a
real personal risk of ill-treatment in case of his extradition and arrest in
Uzbekistan in the context of the criminal proceedings against him.
The Court further observes that in the
extradition proceedings the remainder of the applicant’s argument as regards
the risk of ill-treatment were briefly rejected as being of a “presumptive
nature” and constituting the applicant’s “personal opinion” (see paragraph 28
above). Likewise, in the refugee status proceedings the courts held that the
applicant had not produced sufficient evidence that he would be subjected to
ill-treatment if extradited to Uzbekistan (see paragraph64 above). The Court
further takes note of the findings in the proceedings concerning temporary
asylum by the Zamoskvoretskiy District Court of 22 February 2012, that the
applicant “had not referred to specific evidence that there existed a real
threat to [his] security” (see paragraph 68 above).In the absence of further
elaboration by the domestic courts, the exact meaning of thesesimilar
findingsin the three sets of proceedings remains obscure. The Court reiterates
that requesting an applicant to produce “indisputable” evidence of a risk of
ill-treatment in the requesting country would be tantamount to asking him to
prove the existence of a future event, which is impossible, and would place a
clearly disproportionate burden on him. In this respect it further reiterates
its constant case-law to the effect that what should be assessed in this type
of case are the foreseeable consequences of sending the applicant to the
receiving country (see, among other authorities, Vilvarajah and Others,
cited above, § 108).
In this context, the Court considers it
important that the domestic courts disregarded the applicant’s submission that
he ran a particular risk of torture as a person charged with participation in
and direction of religious, extremist, separatist and other prohibited
organisations. For instance, in the extradition proceedings the Moscow City
Court had found no evidence of politically motivated persecution of the
applicant (see paragraph 25 above), and the Supreme Court of Russia upheld that
conclusion. Likewise, the first-instance court in the refugee status
proceedings stated that the underlying reason for the applicant’s request was
an attempt to avoid criminal responsibility in the requesting country (see paragraph
61 above; see also paragraph 64 above as regards the appeal proceedings). These
findings were at variance with the applicant’s submission, cited earlier in the
same decision, that he feared being returned to Uzbekistan because of the risk
of torture in the context of criminal proceedings concerning the charges of
politically motivated offences(see paragraph 60 above).
Second, the Court considers that the domestic
authorities did not pay requisite attention to the evidence concerning the
human rights situation in the requesting country. For instance, as regards the
proceedings concerning the applicant’s extradition, the reports produced by the
UN agencies covering the years 2002-06, as well as the Court’s findings in the
case of Ismoilov and Others, cited above, were rejected by the Supreme
Court of Russia as outdated (see paragraph 33 above). As regards the applicant’s
submission that the domestic courts were under an obligation to obtain the
latest information from the public domain of their own motion, the Court
reiterates that it is, in principle, for the applicant to adduce evidence
capable of proving that there are substantial grounds for believing that, if
the measure complained of were to be implemented, he would be exposed to a real
risk of being subjected to treatment contrary to Article 3 (see paragraph
108 above). However, at the same time the Court notes that the domestic courts’
analysis of the human rights situation in Uzbekistan was confined, in essence,
to a reference to the results of checks by various domestic authorities,
without any additional details. For instance, in the extradition proceedings
the domestic courts referred to the results of the investigations by the
Federal Security Service and the Ministry of Foreign Affairs, without
elaborating on that issue (see paragraph 25 above). In the absence of further
details on this point the Court considers that a brief reference to the above
results of inquiries cannot be accepted as sufficient for the purpose of the
analysis of the human rights situation in the host country.
Finally, the Court observes that the domestic
courts in the extradition proceedings readily accepted the assurances provided
by the Uzbek authorities as a firm guarantee against any risk of the applicant
being subjected to ill-treatment after his extradition (see paragraph 26 above).
The Court observes, however, that it was only on 19 April 2011, that is several
months after the appeal proceedings against the extradition order had been
completed, that the Uzbek authorities provided additional assurances that the
applicant had not been prosecuted in Uzbekistan on political grounds, and that
all forms of inhuman and degrading treatment had been prohibited in the
destination country (see paragraph 34 above), while the assurances submitted on
16 February 2010 and accepted by the domestic courts did not contain any such
information. In any event, in the Court’s view, it was incumbent on the
domestic courts to verify that such assurances were reliable and practicable
enough to safeguard the applicant’s right not to be subjected to ill-treatment
by the authorities of that State (see, mutatis mutandis, Saadi,
cited above, § 148). The Court is bound to conclude, however, that the
Moscow City Court and the Supreme Court of Russia failed to assess the
assurances in the light of the Convention requirements (see paragraph131 below
for the Court’s own assessment).
Having regard to the above, and in particular
to the lack of thorough and balanced examination of the general human rights
situation in Uzbekistan, the unqualified reliance on the assurances provided by
the Uzbek authorities and the failure to give meaningful consideration to the
applicant’s personal circumstances, the Court finds that the authorities did
not carry out a “proper assessment” of the risk of the applicant being
subjected to torture or other forms of ill-treatment if he were extradited to
Uzbekistan.
(ii) The Court’s assessment of the risk
The Government argued that the offences of
which the applicant was accused in his home country were not punishable by the
death penalty. The Court notes, however, that the thrust of the applicant’s
complaint concerns not a fear of receiving the death penalty but the risk that
he would be subjected to ill-treatment or torture if he were expelled to Uzbekistan.The Court’s task is now to establish whether there is a real risk of ill‑treatment
in the event of the applicant’s extradition to Uzbekistan. Since he has not yet
been extradited, owing to the application by the Court of an interim measure
under Rule 39 of the Rules of Court, the material date for the assessment of
that risk is that of the Court’s consideration of the case (see, among others, Gaforov
v. Russia, no. 25404/09, § 128, 21 October 2010).
In the Government’s submission, the applicant’s
allegation of risk of ill-treatment or torture remained unconfirmed by the
domestic authorities. The Court nonetheless reiterates that in cases concerning
aliens facing expulsion or extradition it is entitled to compare material made
available by the Government with information from other reliable and objective
sources (see Gaforov, cited above, § 129).
The Court observes in the first place that in
several judgments concerning expulsion or extradition to Uzbekistan it noted,
with reference to material from independent sources covering the time span
between 2002 and 2007, that the practice of torture of those in police custody
was “systematic” and “indiscriminate” (see, for example, Muminov and Ismoilov
and Others, both cited above, §§ 93 and 121 respectively, with further
references). In its recent judgments concerning the same subject, after examining
the latest available information, the Court pointed out that there was no
concrete evidence of any fundamental improvement in that area (see Abdulazhon
Isakov v. Russia, no. 14049/08, § 109,
8 July 2010; Yuldashev v. Russia, no. 1248/09, § 93, 8
July 2010; and Sultanov v.Russia, no. 15303/09, § 71, 4 November
2010).
The Government may further be understood to
arguein general terms that the situation in Uzbekistan had been improving during
the period under consideration in the present case. However, having examined
recent material originating from reliable and objective sources (see Salah
Sheekh, cited above, § 136), the Court is unable to find elements which
would be indicative of such an improvement. Quite to the contrary, it follows
from the latest reports by Human Rights Watch and Amnesty International, as
well from information from other organisations to which the above non‑governmental
organisations refer in their documents, that the use of torture and ill‑treatment
against detainees in Uzbekistan is systematic and unpunished by law-enforcement
and security officers. According to those sources, despite the Uzbek
authorities’ assertions that such practices had significantly decreased,
reports of torture and ill-treatment of detainees and prisoners continued
unabated (see paragraphs 91-93 above). Against this background the Court cannot
but conclude that the ill-treatment of detainees remains a pervasive and
enduring problem in Uzbekistan.
As regards the applicant’s personal situation,
the Court considers it important to note that the applicant is wanted by the
Uzbek authorities on charges of attempting to
overthrow the Uzbek State’s constitutional order, as well as participation in
and direction of religious, extremist, separatist and other prohibited
organisations, because of his presumed participation in the activities
of HT, a proscribed religious organisation. In its Muminov
judgment the Court considered that there were serious reasons to believe in the
existence of the practice of persecution of members or supporters of that
organisation. It found that reliable sources affirmed the existence of a
practice of torture against persons accused of membership of HT, with a view to
extracting self-incriminating confessions and to punishing those persons, who
were perceived by public authorities to be involved in religious or political
activities contrary to State interests (see Muminov, cited above, § 95).
Having regard to recent reports on the matter,
the Court points out that they all refer to the Uzbek authorities’ continuing
persecution of people suspected of or charged with religious extremism,
including presumed members of HT, and state that there are credible allegations
of torture in respect of those people, as well as cases of deaths in custody
(see paragraphs 91-93 above). In this respect it is also significant for
the Court that the Uzbek authorities have consistently refused to allow
independent observers access to detention facilities (see paragraphs 92-93
above). Accordingly, in the light of evidence showing a persistent pattern of
persecution of accused members of HT involving torture and ill-treatment the
Court considers that no concrete elements have been produced to show any
fundamental improvement in the area concerning this particular group (compare Chahal
v. the United Kingdom, 15 November 1996, §§ 102-03,Reports of
Judgments and Decisions 1996‑V).
Against this background the Court reiterates
that in Saadi
(cited above, § 132) it held that where an applicant alleges that he
or she is a member of a group systematically exposed to a practice of
ill-treatment, the protection of Article 3 enters into play when the applicant
establishes, where necessary on the basis of the information contained in
recent reports from independent international humanrightsprotection associations
or governmental sources, that there are serious reasons to believe in the
existence of the practice in question and his or her membership of the group
concerned. The Court considers that this reasoning applies in the present case,
where the applicant is accused of membership of a group in respect of which
reliable sources confirm a continuing pattern of ill-treatment on the part of
the authorities, as has been stated above. Although in such circumstances the
Court will normally not insist that the applicant show the existence of further
special distinguishing features (see NA.
v. the United Kingdom, no. 25904/07, § 116, 17 July
2008), it considers it nonetheless important to point out that the applicant
repeatedly submitted to the competent Russian authorities that he had already
been subjected to persecution and ill-treatment at the hands of the Uzbek
law-enforcement authorities in connection with his presumed membership of HT.
In the proceedings concerning the validity of the extradition order he
presented a detailed account of how the alleged ill-treatment had occurred (see
paragraph 30 above), and referred to the witnesses’ depositions. Against this
background, the Court considers that the applicant’s submissions concerning
persecution by the authorities and alleged experience of ill‑treatmentcannot
be discarded as completely without foundation.
The Court further finds significant the
applicant’s submission which was not disputed by the Government that the office
of the UNHCR, after examining the applicant’s case, found that he was eligible
for international protection under its mandate (see paragraphs 51 and 57 above).
In so far as the Government may be understood
to argue that that risk could be negated because Uzbekistan had become a party
to the UN Convention against Torture, it is reiterated that the existence of
domestic laws and accession to international treaties guaranteeing respect for
fundamental rights in principle are not in themselves sufficient to ensure
adequate protection against the risk of ill-treatment where, as in the present
case, reliable sources have reported practices resorted to or tolerated by the
authorities which are manifestly contrary to the principles of the Convention
(see Saadi, cited above, § 147).
Finally,as to the Government’s argument that
assurances were obtained from the Uzbek authorities, the Court has already
cautioned against reliance on diplomatic assurances against torture from a
State where torture is endemic or persistent (see Chahal, cited above,
and Saadi, cited above, §§ 147-48). In
any event, the Court notes that Uzbekistan is not a Contracting State to
the Convention (compare, among many others, Gasayev v. Spain (dec.), no. 48514/06, 17 February 2009), nor have its authorities demonstrated
the existence of an effective system of legal protection against torture that
could act as an equivalent to the system required of the Contracting States.
Quite to the contrary, numerous reports available to the Court agree on
Uzbekistan’s reluctance to investigate allegations of torture and to punish
those responsible, as well as to cooperate with international monitoring
mechanisms (see paragraphs 91-93 above).In these circumstances, the Court
is not persuaded that the assurances by the Uzbek authorities are in themselves
sufficient to ensure adequate protection against the risk of ill-treatment in
the case at hand (see, for instance, Gaforov,cited
above, § 138, and Yuldashev,
cited above, § 85).
In view of the above, the Court considers that
substantial grounds have been shown for believing that the applicant would face
a real risk of treatment proscribed by Article 3, if extradited to Uzbekistan. The Court concludes therefore that implementation of the extradition order
against the applicant would give rise to a violation of Article 3 of the
Convention.
3. Article 13 in conjunction with Article 3 of the
Convention
(a) Admissibility
The Court notes that the complaint under
Article 13 is not manifestly ill-founded within the meaning of Article 35 § 3
(a) of the Convention. It further notes that it is not inadmissible on any
other grounds. It must therefore be declared admissible.
(b) Merits
Having regard to the applicant’s submissions,
the Court considers that the gist of his claim under Article 13, which it
considers “arguable” (see Muminov, cited above, § 99), is the domestic
authorities’ alleged failure to carry out a rigorous scrutiny of the risk that
he would be subjected to ill‑treatment if extradited to Uzbekistan (see paragraph103
above).
In this respect the Court notes that it has
already examined that allegation in the context of Article 3 of the Convention.
Having regard to its findings in paragraphs 112-21above, the Court considers
that there is no need to examine this complaint separately on its merits (see, mutatis
mutandis,Makaratzis v. Greece[GC], no. 50385/99, §§ 84-86, ECHR 2004-XI;
and Gaforov, cited above,
§§ 143-44).
II. ALLEGED VIOLATIONSOF ARTICLE 5 § 1 OF THE
CONVENTION
The applicant argued, firstly, that his
detention with a view to extradition had been in breach of the requirement of
lawfulness under Article 5of the Convention. Secondly, the applicant complained
that the authorities had not displayed sufficient diligence in the conduct of
the extradition proceedings. The Court will examine these complaints under
Article 5 § 1. The relevant parts of this provision read as follows:
“1. Everyone has the right to liberty and security
of person. No one shall be deprived of his liberty save in the following cases
and in accordance with a procedure prescribed by law: ...
(f) the lawful arrest or detention of a person to
prevent his effecting an unauthorised entry into the country or of a person
against whom action is being taken with a view to deportation or extradition.”
A. Submissions by the parties
1. The applicant
In his application form of 16 August 2010 the
applicant submitted, without further details, thathe considered the decision on
the extension of his detention by the Perovskiy District Court of 25 March
2010 unlawful and unreasonable.
By a letter of 31 January 2011 the applicant
further complained that the extension of his detention of 27 January 2011 had
been unlawful and unfounded.
139. Subsequently, in the observations of 11 July 2011 the
applicant submittedthat he or his representative had
been unable to challenge the decision of 25 March 2010, since during these
proceedings the applicant had been represented by a State-appointed lawyer and
not a lawyer of his own choosing. He further pointed out that the
Russian authorities had received a request for his extradition only eighteen
days after his arrest. Therefore, for at least eighteen days he had been
detained without legal justification. In these circumstances, he was unable to
foresee either the overall duration of his detention or any further actions by
the Russian authorities. He had reiterated that there had existed no grounds
for his arrest or prolonged detention in the Russian Federation. However, he
had been placed in custody in the absence of any information from the Uzbek
authorities.
He further argued in his observations that there
were no grounds for him to be placed in custody in Russia. The applicant
submitted that in deciding on the measure of restraint the prosecutor’s office
and the domestic courts did not take into account the fact that the applicant
had been the only breadwinner in his family and had six minor children, three
of them living in Russia. He argued that he had not been charged with a
criminal offence in Russia and had not committed a crime on Russian territory.
He had been unable to flee from justice, since he had been put on a
cross-border wanted list and had been awaiting the outcome of the refugee
status proceedings. Furthermore, he did not have any reason to commit an
offence in Russia, since that would have aggravated his situation in the host
country. Therefore, there had been no reason to arrest and detain him in Russia. Finally, he submitted that the domestic courts’reasoning for several extensions of
the applicant’s detention was confined to the argument that the circumstances
of the case had not changed since the date of the arrest. Therefore, according
to the applicant, the domestic courts, when extending his detention, had failed
to assess the evolving individual circumstances of the applicant’s case and had
disregarded the risk of ill-treatment and unfair trial if he were to be
extradited.
2. The Government
The Government insisted that the applicant’s
arrest and detention pending extradition had been lawful, as it had been based
on the Samarkand Town Court decision of 24 June 2009, and that it fully
complied with the domestic law provisions.
They argued that on 4 February 2010 the
applicant was arrested by local police officers in compliance with Article 91 §
2 of the CCrP. In fact, the information provided by the Uzbek authorities and,
in particular, that contained in the decision of the Samarkand Town Court of 24
June 2009, constituted a reasonable ground to believe that the applicant had
committed criminal offences.
As regards the period immediately after the
arrest, they contended that the decisions of the Petrovskiy Inter-District
prosecutor’s office dated 5 February and 2 March 2010 had fully complied with the domestic legislation, in particular with
the provisions of Article 466 § 2 of the CCrP of the Russian Federation. Referring to Ruling no. 22 of 29 October 2009 of the
Plenary Session of the Supreme Court of the Russian Federation (see paragraph 89
above), they argued that in the present case the extradition request had
been accompanied by a detention order of a foreign court, and therefore the
prosecutor was entitled to remand the applicant in custody without a Russian
court’s authorisation (Article 466 § 2 of the CCrP) for a period not exceeding
two months. They further pointed out that the prosecutor’s decision had been
challengeable in the courts under Article 125 of the CCrP.
As concerns the subsequent period, the
Petrovskiy District Court had ordered an extension of the applicant’s detention
because the applicant had been charged with particularly serious offencesin Uzbekistan and did not have either a permanent residence in Russia or an official source of income.
Therefore, in the Government’s submission, the domestic court had reached a
well-founded conclusion that the applicant could have absconded if
released.Finally, on 28 June 2010 and 27 January 2011 the applicant’s detention
had been lawfully extended by the domestic courts in
compliance with the time-limits specified in Article 109 of the CCrP, since the
circumstances which had led to the initial decision on the measure of restraint
in respect of the applicant had not changed.
They further pointed
outthat the applicant had been able to appealto the Perovskiy District Court
against the Perovskiy Inter-District Prosecutor’s decision of 5 February 2010,
but had not availed himself of that remedy. They further argued that
theapplicant could have lodged ordinary appeals against the extension orders of
25 March and 28 July 2010 by the Perovskiy District Court, but had failed
to do so.
They further argued, in respect of the entire
detention period, that the applicant had been able to foresee the maximum
statutory period of his detention with a view to extradition, that is until a
decision was taken by the Prosecutor General’s Office on the extradition
request or until expiry of the time-limits set in the detention orders. The
applicant should have realised that the final decision concerning his
extradition could not have been taken before his application for refugee status
andhis appeals against an extradition decision had been examined. They
submitted that throughout the entire detention period the domestic authorities
conducted the extradition proceedings with due diligence.Lastly, they asserted
that from 30 August 2010 the Russian authorities had been obliged to hold the
applicant in custody because the Court had indicated to them under Rule 39 of
the Rules of Court that his extradition should be suspended. They submitted in
conclusion that the applicant was able to foresee the period of his detention
until the suspension of the extradition proceedings pursuant to the application
of the interim measure, and that the overall duration of the detention was in
compliance with the requirements of Article 5 § 1 (f) of the Convention.
B. The Court’s assessment
1. As regards the complaint concerning lawfulness of
the detention
(a) Admissibility
The Court notes that in the observations the
applicant advanced several specific arguments relating to the legality of his
detention from 4 February to 25 March 2010 based on the decisions of
the Pervoskiy Inter‑District Prosecutor of 5 February and 2 March 2010
(see paragraphs 36 and 38 above). In so far as the Government argued that the
applicant had failed to exhaust domestic remedies, since the decisions by the
Perovskiy Inter-District Prosecutor were subject to appeal, the Court is
mindful of its findings in the case of Dzhurayev v. Russia(no. 38124/07, 17 December 2009),in which the exhaustion issue had been
discussed and the Court was not persuaded that the existence of the remedies
relied on in that case, as well in the present case, was sufficiently certain
both in theory and in practice (see Dzhurayev, cited above, § 67).However, the Court does not need to
examine the exhaustion issue in the present case, for the following reason. The
Court observes that the period of detention authorised by the inter-district
prosecutor’s orders of 5 February and 2 March 2010 ended on 25 March
2010 (see paragraph 40 above), when the applicant’s further detention was
authorised by thePerovskiy District Court (see, by contrast, Dzhurayev,
cited above, §§ 11‑20 and 75, where no court decision had been
issued to extend the applicant’s custodial detention). That later decision
entered into force ten days later. However, the applicant only raised his
arguments as regards deficiencies of his initial remand in custody in his
observations dated 11 July 2011. Thus, by operation of the six-month rule under
Article 35 § 1 of the
Convention, the Court does not have jurisdiction to delve into the lawfulness
of the applicant’s arrest and the initial period of detention under the
detention order of 4 February 2010 (from 4 February to 25 March 2010)
(see, in so far as relevant, Solovyev v. Russia, no. 2708/02, § 83,
24 May 2007; Savenkova v. Russia, no. 30930/02, § 62, 4 March 2010; and Vladimir
Krivonosov v. Russia, no. 7772/04, § 109, 15 July 2010).
The Court further notesfrom the application
form dated 16 August 2010 that the applicant considered the decision of 25
March 2010 by the Pervoskiy District Court unlawful and unreasoned. He had
furnished no further details in this respect. Even assuming that the applicant,
represented before the Court since25 February 2010, provided some indication of
the factual basis of the complaint and the nature of the alleged violation
(see, in so far as relevant,Allan v.
the United Kingdom (dec.), no. 48539/99, 28 August 2001) –
a hypothesis favourable to the applicant – the Court
accepts the Government’s argument that the applicant had
failed to lodge an ordinary appeal against the detention order of 25
March 2010.In fact, the decision of 25 March 2010 contained an unequivocal
indication that it could be appealed against within ten days from the date of
delivery of the decision. The Court further takes cognisance of the applicant’s
submissions of 11 July 2011 that he was unable to challenge the decision of 25 March
2010, since during these proceedings he had been represented by a State‑appointed
lawyer and not a lawyer of his own choosing. However, in the absence of any
further details, the Court is not persuaded that there existed exceptional
circumstances which might have precluded the applicant or the State-appointed
counsel from lodging such an appeal or, in the alternative, precluding the
applicant’s representative before the Court from requesting an extension of the
time-limits for introducing such an appeal (see also paragraph 172 below).
Likewise, the Court notes that the applicant failed to introduce an ordinary
appeal against the decision of 28 July 2010 by the Perovskiy District
Court (see paragraphs 43-44 above). The Court thus finds that the complaint
relating to the lawfulness of his detention in the period prior to 27 January
2011 should be dismissed for non-exhaustion of domestic remedies, in line with
Article 35 § 1 of the Convention.
As to the lawfulness of the applicant’s
detention after 4 February 2011, the Court notes that this complaint is
not manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
(b) Merits
(i) General principles
The Court observes that deprivation of liberty under
Article 5 § 1 (f) of the Conventionmust be “lawful” (see A. and Others
v. the United Kingdom [GC], no. 3455/05, § 164, ECHR 2009). Where
the “lawfulness” of detention is in issue, including the question whether “a
procedure prescribed by law” has been followed, the Convention refers
essentially to national law and lays down the obligation to conform to the
substantive and procedural rules of national law. Compliance with national law
is not, however, sufficient: Article 5 § 1 requires in addition that any
deprivation of liberty should be in keeping with the purpose of protecting the
individual from arbitrariness. It is a fundamental principle that no detention
which is arbitrary can be compatible with Article 5 § 1 and the notion of
“arbitrariness” in Article 5 § 1 extends beyond lack of conformity with
national law, so that a deprivation of liberty may be lawful in terms of
domestic law but still arbitrary, and thus contrary to the Convention.To avoid
being branded as arbitrary, detention under Article 5 § 1 (f) must be carried
out in good faith; it must be closely connected to the ground of detention
relied on by the Government; the place and conditions of detention should be
appropriate; and the length of the detention should not exceed that reasonably
required for the purpose pursued (ibid.).
(ii) Application to the present case
The Court observes that
between 4 February 2010 and 4 August 2011 the applicant remained in
detention with a view to his extradition to Uzbekistan. It has already found
that the applicant’s complaints related to the initial period of detention and
the extension are inadmissible (see paragraphs 147-48 above). It will
therefore only take into account the period between 4 February and 4 August
2011.
It is true that in a number of
previous cases concerning the lawfulness of detention pending extradition in
Russia the Court found a violation of the said provision of the Convention. In
doing so, the Court had regard to the absence of clear legal provisions
establishing a procedure for ordering and extending detention with a view to
extradition and setting time-limits on such detention, as well as an absence of
adequate safeguards against arbitrariness (see, for example, Dzhurayev,
cited above, § 68, and Sultanov, cited above, § 86).
Turning to the period
under review, the Court points out that, unlike the cases
mentioned above, from 4 February to 4 August 2011 the applicant’s
detention was ordered by a competent court, and the extension
order contained time-limits, in line with the requirements of Article 109
of the Code of Criminal Procedure(see, for comparison, Nasrulloyev v. Russia,
no. 656/06, §§ 73-75, 11 October 2007). The Court observes that the applicant faced particularly serious charges in
Uzbekistan in connection with the offences which were also regarded as
“particularly serious” under the Russian law, on the basis of which his
detention was extended to eighteen months, in accordance with Article 109 § 2
of the CCrP (see paragraph 46 above). Following the respective extension
request with reference to the application of Rule 39 of the Rules of Court vis-à-vis
the applicant, the domestic courts extended his detention. Both the Moscow City
Court and the Supreme Court of Russia assessed the lawfulness and various other
circumstances, which were considered relevant to the applicant’s detention,
including the progress of the extradition proceedings. The
applicant was clearly advised of the possibility of appealing. The
lawfulness of that detention was reviewed and confirmed by the appeal court.At the expiry of the statutory eighteen-month period the
applicant was released at the prosecutor’s request. Relying on Article109 § 2,
the prosecutor reasoned that the maximum authorised detention term had expired
and that Rule 39 of the Rules of Court had been applied to the case (see
paragraph 49 above).
The applicant did not put forward any other
argument to the domestic courts and this Court prompting the Court to consider
that his detention was in breach of Article 5 § 1 of the Convention. Under
such circumstances, the Court does not find that the domestic courts acted in
bad faith, that they neglected to apply the relevant legislation correctly or
that the applicant’s detention during the relevant period of time was unlawful
or arbitrary.
Finally, in so far as the applicant may be
understood to argue that he had remained in detention on the basis of
fabricated charges, the Court reiterates that it is immaterial, for the purposes
of Article 5 § 1 (f), whether the underlying decision to expel or to extradite can
be justified under national law or the Convention (see, mutatis mutandis,Čonka
v. Belgium, no. 51564/99, § 38, ECHR 2002-I).
The foregoing considerations
are sufficient to enable the Court to conclude that there had been no
violation of Article 5 § 1 of the Convention as regards the lawfulness of
the applicant’s detention from 4 February to 4 August 2011.
2. As regards the length of the applicant’s
detention with a view to extradition and the authorities’ diligence in the
conduct of the extradition proceedings
(a) Admissibility
In so far as the applicant may be understood to
have complained about the length of the uninterrupted period of his detention
during the extradition proceedings and the authorities’ diligence in the
conduct of these proceedings, his complaint relates, in substance, to the
entire period between 4 February 2010 and 4 August 2011. The Court considers
that this period of detention constitutes a continuing situation so far as the
issue of diligence under Article 5 § 1 (f) of the Convention is concerned.
Therefore, the Court will assess this period of detention in its entirety (see,
mutatis mutandis, Polonskiy v. Russia, no. 30033/05, § 132, 19 March 2009; Gubkin v. Russia,
no. 36941/02, § 134, 23 April 2009; and Solmaz v. Turkey,
no. 27561/02, §§ 34-37, 16 January 2007, in the context of Article 5
§ 3 of the Convention).
The Court considers that the complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. No other ground for declaring it inadmissible has been established.
It must therefore be declared admissible.
(b) Merits
(i) General principles
The Court reiterates that Article 5 § 1 (f) of
the Convention does not require that the detention of a person against whom
action is being taken with a view to extradition be reasonably considered
necessary, for example, to prevent that person’s committing an offence or
absconding. In this connection, Article 5 § 1 (f) provides a different level of
protection from Article 5 § 1 (c): all that is required under sub-paragraph (f)
is that “action is being taken with a view to deportation or extradition”. It
is therefore immaterial, for the purposes of Article 5 § 1 (f), whether the
underlying decision to expel can be justified under national law or the
Convention (see Ismoilov and Others, cited above, § 135, with
further references). Deprivation of liberty under Article 5 § 1 (f) will be
acceptable only for as long as extradition proceedings are in progress. If such
proceedings are not conducted with due diligence, the detention will cease to
be permissible under Article 5 § 1 (f). In other words, the length of the
detention for this purpose should not exceed what is reasonably required (see Saadi,
cited above, § 74).
(ii) Application to the present case
Turning to the present
case, the Court observes that the period complained of started running on 4
February 2010, when the applicant was placed in custody with a view to
extradition, and ended on 4 August 2011, when he was released. As a result, the
applicant spent exactly eighteen months in custody, the maximum period allowed
by law.
The Court observesat the outset that the Moscow
City Court and the Supreme Court of Russia in their respective decisions of 27
January and 2 March 2011, as well as the Government in their observations,
referred to the interim measure indicated by the Court under Rule 39 of the
Rules of Court. It is true that after 30 August 2010, when that interim measure
was adopted under Rule 39 of the Rules of Court, there existed a legal obstacle
to the applicant’s extradition to Uzbekistan. The
Court reiterates in that regard that the Contracting States are obliged under
Article 34 of the Convention to comply with interim measures indicated under
Rule 39 of the Rules of Court (see Mamatkulov and Askarov, cited above,
§§ 99-129). However, the implementation of an interim measure following an
indication by the Court to a State Party not to return an individual to a
particular country does not in itself have any bearing on whether the
deprivation of liberty to which that individual may be subjected complies with
Article 5 § 1 (see Gebremedhin [Gaberamadhien] v. France, no.
25389/05, § 74, ECHR 2007‑II). In other words, the domestic authorities
must still act in strict compliance with domestic law (ibid. § 75).
In the light of its earlier conclusions (see paragraphs 153-56
above), and in so far as it is competent to decide on the matter (see paragraphs 147-49),
the Court is satisfied that the applicant’s detention during that period had
been in compliance with domestic law. It is now to be ascertained whether the extradition proceedings remained in progress between 4
February 2010 and 4 August 2011 to justify the applicant’s detention with a
view to extradition, andwhether they were prosecuted with due diligence.The Court has to determine whether the length of
the detention did not exceed what was reasonably required for the purpose
pursued and whether the detention was closely connected to the basis for
detention relied on by the Government (see paragraph 159 above).
The Court observes that the extradition
proceedings in the present case were initiated on 16 February 2010 and were
pending until 4 August 2010, when the extradition order was issued. The
applicant was interviewed, the Russian Prosecutor General’s Office received an
extradition request and diplomatic assurances from its Uzbek counterpart, and
the Federal Security Service and the Ministry of Foreign Affairs submitted that
there were no obstacles to his extradition to Uzbekistan.The Court further
notes that between 4August and 11 November 2010 the extradition order was
reviewed by courts at two levels of jurisdiction. Hence, the Court accepts that
the extradition proceedings were in progress at that time, too. It further
finds that the authorities and courts before which the case came gave their
decisions within a normal time.
As regards the subsequent period, the Court
observes that after the confirmation of the
extradition order on appeal on 11 November 2010,
the applicant was remanded in custody until 4 August 2011.
165. At the same time, the Court notes that for the major part
of that period the proceedings concerning the applicant’s claim for refugee
status were pending. As the outcome of these proceedings could be decisive for
the question of the applicant’s extradition, the Court will take into account
the course of these proceedings for the purposes of determining whether any
action was “being taken with a view to extradition”. The Court notes that in
those proceedings the case was examined by the domestic courts at two levels of
jurisdiction. Further, the Court cannot overlook the fact that the applicant’s
own conduct gave rise to an aggregate delay of three months (see, in so far as
relevant, Kolompar v. Belgium, 24 September 1992, § 42,
Series A no. 235‑C), since the applicant only appealed against the
first‑instance judgment of 12 November 2010 in February 2011 (see
paragraph 62 above). The Court further notes that the hearing on the
applicant’s appeal initially scheduled for 18 April 2011 was subsequently
postponed until 4 May 2011, due to the parties’ failure to appear. Finally, the
Court observes that since 7 July 2011 proceedings concerning the applicant’s
request for temporary asylum have been pending before the domestic authorities
(see paragraphs 65-69 above). In these circumstances the Court is satisfied
that actions were taken by the authorities in the proceedings which could have
had a bearing on the extradition issue, and the authorities and courts before
which the case came gave their decisions within reasonable time.
In sum, the Court considers that the
requirement of diligence was complied with in the present case, and the overall
length of the applicant’s detention was not excessive(compare
Al Hanchi v. Bosnia and Herzegovina, no. 48205/09, §§ 49-51,
15 November 2011S.P. v. Belgium (dec.), no. 12572/08, 14 June
2011; and Abdolkhani and Karimnia, cited above, §§ 134-35).There
has therefore been no violation of Article 5 § 1 of the Convention on this account.
III. Alleged
violation of Article 5 § 4 of the Convention
The applicant may also be understood to
complain under the Convention that he was deprived of the right to have the
lawfulness of his detention reviewed by a court.
The Court will examine this complaint under
Article 5 § 4 of the Convention, which reads as follows:
“4. Everyone who is deprived of his liberty by
arrest or detention shall be entitled to take proceedings by which the
lawfulness of his detention shall be decided speedily by a court and his
release ordered if the detention is not lawful.”
A. The parties’ submissions
1. The Government
The Government argued that the applicant had
had at his disposal an effective procedure by which
he could have challenged his detention. In particular, he had been able to
challenge the prosecutor’s decision of 5 February 2010 before a district
court under Article 125 of the CCrP, but the applicant and his representative
had not availed themselves of this opportunity. Furthermore, they submitted
that the applicant or his defence counsel could have lodged appeals against the
detention orders by the Perovskiy District Court of 25 March 2010 and 28 June
2010, but had failed to do so. At the same time, they noted that the applicant’s
representative had appealed against the extension order of 27 January 2011, and
his application was examined as to the merits by the Supreme Court of the Russian Federation.
2. The applicant
The applicant
submitted in his observations dated 11 July 2011that the available procedure
for review of detention was not effective, for the following reasons. First, in
the proceedings concerning the extension of the applicant’s detention, the
domestic courts at all levels of jurisdiction factually reproduced the same
reasoning, that there had been no new circumstances warranting an application
of a measure of restraint milder than detention. Furthermore, the proceedings
for review were ineffective, since on 25 March 2010 the Perovskiy District
Court ordered the applicant’s detention in the absence of the guarantees from
the Uzbek authorities that the applicant would not be subjected to
ill-treatment in case of his extradition. Finally, the applicant or his
representative had been unable to challenge the judgment of 25 March 2010,
since during these proceedings the applicant had been represented by a
State-appointed lawyer and not a lawyer of his own choosing.
B. The Court’s assessment
1. Admissibility
The Court observes that the applicant only
raised his grievances under Article 5 § 4 in his observations of 11 July 2011.
The Court reiterates that the running of the
six-month time-limit for complaints not included in the initial application is
not interrupted until the date when such later complaints are first submitted
to the Court (see paragraph 147 above; see also, among others, Pavlenko v.
Russia, no. 42371/02, § 94, 1 April 2010). Furthermore, the
complaints under Article 5 § 4, being rather specific, cannot be seen as an
elaboration of an initial general complaint relating to the lawfulness of the
applicant’s detention pending extradition. The applicant, represented before
the Court since 25 February 2010, does not refer to any exceptional
circumstances which could preclude him from raising these issues, and, in
particular, a complaint concerning the alleged defects of the legal
representation in the proceedings of 25 March 2010, at an earlier stage of the
proceedings before the Court. Bearing in mind the
six-month requirement laid down in Article 35 § 1, the Court
considers that it does not have jurisdiction to examine the complaints under
Article 5 § 4 in so far as they concern the extensions ordered on 25 March
and 28 July 2010. It follows that this part of the application has
been introduced out of time and must be rejected in accordance with Article 35
§§ 1 and 4 of the Convention.
At the same time, the Court observes that the
applicant has complied with the six-month rule in respect of his grievance
relating to the appeal proceedings in respect of the detention order of 27
January 2011, as upheld on 3 March 2011. As regards the applicant’s argument
that the domestic courts extended the period of his detention on 27 January
2011 with reference to the fact that the circumstances of the case had not
varied, the Court considers that the applicant’s grievance concerned the scope
of review in the proceedings concerning his detention. The Court further
considers that this complaint is not manifestly ill-founded within the meaning
of Article 35 § 3 (a) of the Convention. No other ground for
declaring it inadmissible has been established. It must therefore be declared
admissible.
2. Merits
The Court notes at the outset that the argument
raised by the applicant under Article 5 § 4 is rather specific. He submits that
the requirements of Article 5 § 4 were not complied with, since the domestic
courts, in essence, kept endorsing the initial findings of the Perovskiy
District Court of 25 March 2010, whereas he has not adduced any specific
argument contesting the effectiveness of the available procedure (see, for
instance, Nasrulloyev, cited above, §§ 79 and 84-90, and Ryabikin,
cited above, §§ 134-41) or substantiating any unfairness in such
proceedings (see, for example, Khudyakova v. Russia, no. 13476/04, § 84
and 96-101, 8 January 2009). The Court will therefore examine the
complaint as submitted by the applicant.
The Court reiterates at the outset that the
notion of “lawfulness” under paragraph 4 of Article 5 has the same meaning as
in paragraph 1, meaning that an arrested or detained person is entitled to
a review of the “lawfulness” of his detention in the light not only of the
requirements of domestic law but also of the Convention, the general principles
embodied therein and the aim of the restrictions permitted by Article 5 § 1.
Article 5 § 4 does not guarantee a right to judicial review with
sufficient scope to empower acourt, on all aspects of the case including
questions of pure expediency, to substitute its own discretion for that of the
decision-making authority. The review should, however, be wide enough to have a
bearing on those conditions which are essential for the “lawful” detention of a
person according to Article 5 § 1. The reviewing “court” must have the
competence to “decide” the “lawfulness” of the detention and to order release
if the detention is unlawful. The requirement of procedural fairness under
Article 5 § 4 does not impose a uniform, unvarying standard to be applied
irrespective of the context, facts and circumstances. Although it is not always
necessary for an Article 5 § 4 procedure to be attended by the same
guarantees as those required under Article 6 for criminal or civil litigation,
it must have a judicial character and provide guarantees appropriate to the
type of deprivation of liberty in question (see A. and Others v. the United
Kingdom [GC],cited above, §§
202-03, with further references).
Turning to the present case, the Court
considers that the proceedings by which the applicant’s detention was ordered
and extended amounted to a form of periodic review of a judicial character (see
Stanev v. Bulgaria [GC], no. 36760/06, § 171, 17 January
2012). It is not in dispute that the first-instance court was
enabled to assess the conditions which, according to paragraph 1 (f) of Article
5, were essential for “lawful” detention with a view to extradition. In
addition, it was open to the applicant under Russian law to appeal against the
detention order to a higher court, which was able to review it on various
grounds. As with the procedure before the first-instance court, there is no
reason to doubt that an appellate court was capable of assessing the lawfulness
of the applicant’s detention with a view to extradition.
The Court further observes that the applicant
was able to raise before the courts at two levels of jurisdiction various
arguments relating to his detention he considered appropriate. The domestic
courts gave consideration to the arguments advanced by the applicant, as well
as assessed the reasonableness of the applicant’s detention in the context of
the stage of the extradition proceedings (see paragraphs 46 and 48 above).In
the Court’s view, the applicant was thereby enabled to “take proceedings” by
which the lawfulness of his detention could have been effectively assessed by a
court and, furthermore, that the review in the proceedings in question was wide
enough to bear on the conditions which were essential for the applicant’s
lawfuldetention within the meaning of Article 5 § 1.
In these circumstances, and ruling on the
complaint under Article 5 § 4 as it was presented in the applicant’s
observations, the Court finds that there was no violation of Article 5 § 4 of
the Convention in the present case.
IV. ALLEGED VIOLATION OF ARTICLE 8OF THE
CONVENTION
The applicant complained in his initial
application that his extradition to Uzbekistanfrom Russia, where he lived with
his wife and three minor children,would be in violation of Article 8 of the
Convention, which reads as follows:
“1. Everyone has the right to respect for his private
and family life, his home and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of health or morals, or for
the protection of the rights and freedoms of others.”
A. Arguments of the parties
The Government confirmed that by the date of
the applicant’s arrest with a view to extradition he was living in Moscow with his wife and three of their six minor children, while the other three children
remained in Uzbekistan. They argued that the decision to extradite the
applicant to his home country did not constitute an interference within the
meaning of Article 8 § 1. The decision was in accordance with law, namely
Article 466 § 2 of the Code of Criminal Procedure of the Russian Federation and Article 61 § 1 of the 1993 Minsk Convention. It served a
legitimate aim and was necessary in a democratic society. First, it was
justified by a pressing social need to ensure that the proceedings against the
applicant in Uzbekistanwere conducted with reasonable grounds to suspect him of
having committed particularly serious crimes in Uzbekistan. It was
proportionate to the legitimate aim pursued, because neither the applicant’s
wife nor their children held Russian nationality. They were Uzbek nationals.
The applicant’s wife and three children could follow him toUzbekistanif the applicant was extradited.
In his observations the applicant maintained in
broad terms that his arrest with a view to extradition constituted an
interference with his family life. Before the arrest he had been living in Moscow with his wife and three children. He was the only breadwinner in the family.
However, he had become unable to support his family financially because of his
arrest and extradition proceedings. Once the applicant had been arrested
“family reunion” was no longer possible for him and his relatives. He submitted
that the Russian authorities could have “controlled the entry, residence and
expulsion of aliens” without arresting him. Finally, he pointed out that his
arguments as regards interference with his family life in the event of arrest
and extradition had been disregarded by the Russian courts.
B. The Court’s assessment
Assuming that this complaint is to be declared
admissible, the Court reiterates its finding that the applicant’s extradition
to Uzbekistan would constitute a violation of Article 3 of the Convention (see paragraph 132
above). Having regard to the above finding relating to Article 3, the
Court considers that it is not necessary to examine the hypothetical question
whether, in the event of extradition to Uzbekistan, there would be a violation
of Article 8 (see Hilal, cited above, § 71; Saadi, cited above, §
170; and Kolesnik v. Russia, no. 26876/08, § 96, 17 June 2010).
V. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The applicant complained under Articles 3, 5,
9, 13 of unlawful arrest, ill-treatment and persecution on the ground of his
religious beliefs in Uzbekistan in 1999 - 2005 and that there were no
effective remedies against these violations.
The Court observes that in so far as these
complaints are directed against Uzbekistan, which is not a High Contracting
Party to the Convention, it follows that they are incompatible ratione
personae with the provisions of the Convention, and must be rejected in
accordance with Article 35 §§ 3 (a) and 4 of the Convention.
Furthermore, the applicant complained, referring
to Article 9, that his request for refugee status was refused by the FMS. He further referred in general terms to Protocol No.7 to
the Convention.
However, in the light of all the material in
its possession, and in so far as the matters complained of are within its
competence, the Court finds that they do not disclose any appearance of a
violation of the rights and freedoms set out in the Convention or its
Protocols. It follows that this part of the application is manifestly
ill-founded and must therefore be rejected in accordance with Article 35 §§ 3
(a) and 4 of the Convention.
Finally, the applicant may be understood to
complain about an unjustified interference with his right of individual
petition under Article 34 of the Convention with reference to the events of 19 November
2010.
However, the Court finds no basisin the
applicant’s submissions on which it could conclude that there had been any such
unjustified interference.It considers accordingly that there has been no breach
of Article 34 of the Convention.
VI. RULE 39 OF THE RULES OF COURT
The Court observes that, in accordance with
Article 44 § 2 of the Convention, the present judgment will not become final
until (a) the parties declare that they will not request that the case be
referred to the Grand Chamber; or (b) three months after the date of the
judgment, no reference of the case to the Grand Chamber has been requested; or
(c) the Panel of the Grand Chamber rejects any request to refer under
Article 43 of the Convention.
It considers that the indication made to the Government
under Rule 39 of the Rules of Court must remain in force until the present
judgment becomes final.
VII. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The applicant claimed 702,000 Russian roubles (RUB),
or approximately 17,532 euros (EUR), in respect of pecuniary damage. RUB 270,000
of this amount represented the applicant’s family’s living expenses in Moscow
for the period of his detention, RUB 324,000 for the rent of an apartment
in Moscow and RUB 108,000 for the expenses of the other membersof the applicant’s
family,living in Uzbekistan, for the same period. He averred that he was not
able to submit any documents in support of his claim.He further claimed RUB 1,000,000 (approximately EUR 24,974)
in respect of non-pecuniary damage as a result of the alleged violation of
Article 8 in his case and RUB 1,000,000 in respect of non‑pecuniary
damage in connection with his complaints under Articles 3 and 5 of
the Convention.
The Government argued that the applicant’s
claim was excessive and that, if a Court was to find a violation of his
Convention rights, a finding of a violation would constitute sufficient just
satisfaction.
The Court observes that no breach of Article 3
has yet occurred in the present case. However, it found that the decision to
extradite the applicant would, if implemented, give rise to a violation of that
provision. It considers that its finding regarding Article 3 in itself amounts
to adequate just satisfaction for the purposes of Article 41 (see Daoudi
v. France, no. 19576/08, § 82, 3 December 2009, and Chahal,
cited above, § 158).
B. Costs and expenses
The applicant also claimed EUR 635 for legal
costs incurred in the the domestic proceedings, of which EUR 300 constituted
the lawyer’s fee for participation in the hearings before the Moscow City Court
and the Supreme Court of the Russian Federation, EUR 160 represented
transportation expenses in connection with the participation in the
proceedings, and EUR 175 “subsistence allowance in connection with appearance
at the oral hearing”. The applicant did not submit any supporting documents in
respect of the claims.
The Government submitted that the claims were
unsubstantiated.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum. Having regard to the above and to the fact that the
amount of EUR 850 has already been paid to the applicant by way of legal aid, the
Court does not consider it necessary to make any further award under this head.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declaresthe complaintsunder Articles 3,
5 § 1 as regardslawfulness of the applicant’s detention between 4 February
and 4 August 2011 and the authorities’ diligence in the extradition proceedings,
under Article 5 § 4 as regards the scope of review in the extension proceedings
of 27 January 2011, as well as under Articles 8 and 13 of the Convention admissible
and the remainder of the application inadmissible;
2. Holdsthat, if the decision to extradite
the applicant to Uzbekistan were to be enforced, there would be a violation of
Article 3 of the Convention;
3. Holds that there is no need to examine the
complaint under Article 13 in conjunction with Article3 of the Convention;
4. Holds that there has been no violation of
Article 5 § 1 of the Convention;
5. Holds that there has been no violation of
Article 5 § 4 of the Convention;
6. Holds that it is not necessary to examine
the complaint under Article 8 of the Convention;
7. Holdsthat there has been no breach of Article
34 of the Convention;
8. Decides to continue to indicate to the
Government under Rule 39 of the Rules of Court that it is desirable in the
interests of the proper conduct of the proceedings not to extradite the
applicant until such time as the present judgment becomes final or a further
order is made;
9. Holdsthat its findings made under Article
3 constitute adequate just satisfaction;
10. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 3 July 2012,
pursuant to Rule 77§§2 and3 of the Rules of Court.
Søren Nielsen Nina Vajić
Registrar President