In the case of X v. Finland,
The European Court of Human Rights (Fourth Section), sitting as a Chamber composed of:
NicolasBratza, President,
LechGarlicki,
GeorgeNicolaou,
LediBianku,
ZdravkaKalaydjieva,
NebojšaVučinić, judges,
MattiMikkola,ad hoc judge,
andLawrence Early,Section Registrar,
Having deliberated in private on 12 June 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
34806/04) against the Republic of Finland lodged with the Court under Article
34 of the Convention for the Protection of Human Rights and Fundamental
Freedoms (“the Convention”) by a Finnish national, Ms X. (“the applicant”), on 30 September 2004. The President of the Fourth Section of the Courtdecided,ex officio, that the applicant’s name should not be disclosed (Rule 47 § 3 of the Rules
of Court).
The applicant was represented by Ms Helena
Molander, a lawyer practising in Helsinki. The Finnish Government (“the
Government”) were represented by their Agent, Mr Arto Kosonen of the Ministry
for Foreign Affairs.
The applicant alleged, in particular,under Article 6 of the Convention that she did not receive a fair hearing in the criminal
proceedings against her in that she was not given an opportunity to be heard at
an oral hearing on the need to appoint a trustee for her for the purpose of
those proceedings and that she was not given an opportunity to examine
witnesses on her behalf. She also alleged under Articles 5 and 8 of the
Convention that she was unnecessarily and unlawfully subjected to involuntary
care in a mental institution and to forced administration of medication. She
further claimed under Article 13 of the Convention that she did not have an effective
remedy to challenge the forced administration of medication.
On 11 May 2009the President of the Section
decided to give notice of the application to the Government. It was also
decided to rule on the admissibility and merits of the application at the same
time (Article 29 § 1).
Having consulted the parties, the Chamber decided that no hearing on the merits was required (Rule 54 § 3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
Background and events giving rise to the criminal proceedings
The applicant is a paediatrician,born in 1943,who after her retirement continued working in her own practice.
On 30 November 1995 a mother brought her daughter, V., born in 1993, to the applicant’s practice for examination, suspecting that the girl had
been sexually abused by her father. The applicant examined her and took
photographs.
On 13 June 2000 the girl was taken into public
care because of her mother’s mental healthand was placed in a family support
centre.
The events now in issue began on 16 December 2000
when the mother failed to return V. to the family support centre after having
spent time with her. It appears that the centre was going to close during the
Christmas holidays and it was alleged during the domestic proceedings that the
girl had indicated to her mother her unwillingness to go to her father’s home
for the holidays.
V. having fallen ill, she was taken to the
applicant’s practice by her mother on 26 December 2000. Having left the
practice, V. remained with her mother until she was found by the authorities on
22 April 2001.
Use of coercive measures
On 18 April 2001 the applicant was arrested as a
suspect in the deprivation of V.’s liberty, which had allegedly begun on
16 December 2000 in [town A]. The applicant’s home and practice were
searched the same day. On 20 April 2001 the District Court (käräjäoikeus, tingsrätten), having heard the applicant in person, ordered her detention considering it likely that she
would otherwise complicate the clearing up of the case and continue criminal
activity.
By five separate decisions between May and
September 2001, given at the request of the police,the District Court granted
permission to obtain information about calls to and from telephones used by
V.’s mother and a third suspect during different periods between 15December2000
and 22 April 2001. The information gathered showed that calls had also
been made from and to a telephone in the applicant’s possession.
V. was found on 22 April 2001. On 25 April 2001
the applicant was released. Following her release, the applicant, inter alia,
complained on several occasions about the District Court’s decision of 20 April
2001 ordering her detention, and requested an investigation into,inter alia, the actions of a number of police officers during her arrest and related
events.
Restraining order
On 11 May 2001 the police issued the applicant
with an interim restraining order according to which she was not allowed to
visit certain places frequented by V. and specified in the decision.
On 1June 2001 the District Court found that it
was unlikely that the applicant would or could continue to harass the girl or
commit an offence directed at her. Therefore, it annulled the police’s
decision.
Criminal proceedings
On 18 April 2002 the public prosecutor preferred
charges against V.’s mother, the applicant and a third person. The applicant
was charged with having grossly deprived V. of her liberty during the period
from 16 December 2000 to 22 April 2001 or, in the alternative, aiding and abetting the same offence. The applicant had allegedly through her opinions, advice and actions contributed to the mother’s decision to abduct her child on 16 December
2000 in [town A] and,after the mother had commenced the deprivation of her
daughter’s liberty and taken her at Christmas 2000 at the latest to [town B],with the mother’s consent, unlawfully isolated her. As the deprivation of liberty had lasted a
long time, had been planned and was premeditated and had endangered the girl’s
mental development, the offence was considered aggravated.
In her written reply to the charge, the applicant contested that she had in any way had an impact on the mother’s actions. She had
only provided medical treatment for V. It had not been shown that the
suspicions concerning sexual abuse were unfounded.
On 17 July 2002 and 22 January 2003 the
applicant unsuccessfully petitioned the Office of the Prosecutor General(valtakunnansyyttäjä,
högsta åklagaren), requesting that the public prosecutor be replaced
by an impartial one and alleging a number of irregularities in the performance
of his duties.
On 21 August 2002 the District Court appointed
for the applicant a public defender, Ms M.K., member of the Bar, as the representative chosen by the applicant, Mr J.R., a civil engineer, was not considered
capable of representing her,given the gravity of the alleged offence. The
applicant contested the appointment of Ms M.K. in a written procedure without, however, naming a lawyer of her choosing although so invited. On 21 October 2002 the
Court of Appeal (hovioikeus, hovrätten) rejected the applicant’s
procedural complaint.
At a preliminary hearing on 19 September 2002
the District Court ordered, against the applicant’s wishes, that the case be examined in camera as it concerned delicate issues relating to a child’s
life. It also held that the applicant was unable to defend herself given the nature
of the case. The applicant unsuccessfully complained about the decision to the
higher courts.
The case was heard over four days beginning on
22 October 2002. The applicant informed the court that she considered that her
public defender, Ms M.K., who was present at the hearing,was not entitled to
plead on her behalf. The applicant declared that she would defend herself.
The District Court received testimony from the
applicant and the two other defendants. It also heard V.’s father as her
representative and ten witnesses. On 24 October 2002 the court rejected as
irrelevant the applicant’s request that V.,Mr J.R.,a police inspector and two
lawyers be heard as witnesses regarding the deprivation of the applicant’s
liberty and the allegedly criminal altering of the charge by the public
prosecutor. The applicant then renewed her request, stating that the above
witnesses should testify about the background to the offence with which she was
charged. The District Court also rejected that request, noting that she had not
given any reasons which would have justified the hearing of the proposed
witnesses.
On 25 October 2002 the District Court ordered
the applicant and V.’s mother to undergo a psychiatric examination under
Chapter 17, Article 45, of the Code of Judicial Procedure (oikeudenkäymiskaari, Rättegångs Balk) and section 16(1) of the Mental Health Act (mielenterveyslaki, mentalvårdslagen) and adjourned the proceedings until the completion of the examination.
After that decision the applicant went into hiding.
Events which took place while the applicant was hiding
Dr K.A., a psychiatrist, noted in a written
medical opinion of 30 December 2002 that he had met the applicant twice, on 14 November and 30 December 2002, and that in the light of those
discussions he had not noticed any signs of mental disorder and, in his opinion, she was not in need of involuntary care. He emphasised, however, that he had not carried out a psychiatric examination as such an examination could only take
place in a hospital and not in a private practice.
The Niuvanniemi hospital, one of the two State
mental hospitals, informed the applicant that it was ready to receive her from
2 January 2003. On the applicant’s request, the start of the examination was
postponed first to 20 January 2003 and then to 12 March 2003. The applicant
failed, however, to appear at the hospital.
In her letter of 8 January 2003 the applicant
proposed Mr P.S. for her new representative. On 13 January 2003 the District
Court assigned MrP.S., member of the Bar, as the applicant’s new public defender.
On 25 March 2003 the District Court ordered the
applicant’s arrest and detention in absentia on the ground that she was
seeking to evade trial as she had not appeared at the Niuvanniemi hospital. At
the hearing, the applicant was represented by Mr P.S. The applicant filed a
complaint alleging insufficient grounds for detention and procedural errors. On
28 April 2003 the Court of Appealdismissed the complaint as unfounded. On
16June2003 the Court of Appeal dismissed the applicant’s additional complaint
without considering its merits. The applicant later filed a third complaint
which the Court of Appeal, on 18 March 2004, dismissed as unfounded. The Supreme
Court refused the applicant’s requests for leave to appeal.
On 9 October 2003 the Court of Appeal rejected the
applicant’s complaint relating to the order to undergo a psychiatric
examination, finding the applicant’s allegations about procedural errors in the
District Court proceedings unsubstantiated. On 30 March 2004 the Supreme Court
refused leave to appeal.
After having received Mr P.S.’s request to
withdraw, on 5 May 2004 the District Court, having given the applicant an
opportunity to be heard in writing, assigned Mr M.S., member of the Bar, as her new public defender. On 23 June 2004 the Court of Appeal rejected the applicant’s
complaint against this decision, finding that she was unable to defend herself
and that the public defender appointed, Mr M.S., was not biased as alleged by
the applicant. It also rejected the applicant’s request for an oral hearing as
manifestly unnecessary. On 27 June 2005the Supreme Court refused leave to
appeal.
On 15 June 2004 the Court of Appeal rejected the
applicant’s complaint according to which,inter alia, the District Court Judge ordering her psychiatric examination had been biased. The applicant’s
request that its decision be supplemented was rejected by the Court of Appeal
on 12 July 2004. On 27 June 2005 the Supreme Court refused leave to
appeal.
By letter dated 2 September 2004 the District
Court informed the applicant that it would hold an oral hearing on 20 September
2004 concerning her detention. The applicant was informed that other aspects of
the criminal charges against her would not be dealt with at that hearing and no
evidence in that respect would be taken.
On 20 September 2004 the District Court ordered
the applicant’s further arrest and detention, finding that she was still
seeking to evade trial. At the hearing she was represented by her public
defender Mr M.S. On 9 November 2004 the Court of Appeal dismissed the
applicant’s complaint concerning the decision of 20 September 2004 without
considering its merits as it had been drawn up by Mr J.R., who did not fulfil
the requirements laid down by Chapter 15, Article 2, of the Code of Judicial
Procedure. It was noted that a public defender had been appointed to represent
the applicant. Her further complaint was dismissed by the Supreme Court on 29
September 2005 without consideration on the merits.
Arrest and detention
On 12 October 2004 the applicant was arrested.
On 15 October 2004, having heard the applicant
in person, the District Court ordered her detention, finding that she had been
aware of the psychiatric examination to be conducted and the subsequent arrest
orders. The court stated that the applicant had been evading the trial,of which the examination formed a part. The applicant was ordered into police custody and from
there to a mental institution to be designated by the National Authority for
Medico-legal Affairs (terveydenhuollon oikeusturvakeskus, rättsskyddscentralen för hälsovården).
Psychiatric examination in a mental institution
On 11 November 2004 the applicant was taken to the
Vanha Vaasa hospital, the other State mental hospital, for a psychiatric
examination the duration of which was initially two months. The examination was
carried out by DrA.K. a specialist in psychiatry, adolescent psychiatry and
forensic psychiatry. During the examination the applicant was interviewed by Dr A.K.
on ten occasions. She also saw two psychologists, G.W-H. and A.K-V. She refused
to undergo somatic and neurological examinations and special examinations, such as magnetic resonance imaging of the brain. She also refused laboratory tests and
psychological tests.
On 3 January 2005 Dr A.K. gave his written
opinion to the National Authority for Medico-legal Affairs on the basis of the
examination conducted between 11 November 2004 and 3 January 2005.His
conclusions were that the applicant suffered from a delusional disorder and she
had not been criminally responsible at the time of the alleged offence. Dr A.K.
also found that the criteria for involuntary confinement, set out in section 8
of the Mental Health Act, were met and that the applicant could not be heard at
the trial. Her capacity to attend to her interests was diminished due to her
mental illness, and she was thus in need of a trustee for the criminal
proceedings.
On that same date the applicant asked the
National Authority for Medico-legal Affairs for a second opinion. On 5 January
2005 that authority informed the applicant that ordering a psychiatric
examination of a defendant in a criminal case was not within its competence and
she should therefore direct her request to the court.
By an interlocutory decision of 20 January 2005
the Board for Forensic Psychiatry of the National Authority for Medico-legal
Affairs (terveydenhuollon oikeusturvakeskuksen oikeuspsykiatristen asioiden
lautakunta, nämnden för rättspsykiatriska ärenden vid rättsskyddscentralen för
hälsovården) requested DrA.K. to supplement his opinion, as far as possible, by giving the applicant psychological tests and by submitting such
background information as to enable the consideration of the applicant’s
ability to cope in her earlier life in comparison with the current situation
and that of the alleged criminal events. Dr A.K. was also invited to
providedetailed reasons why he considered that the criteria for involuntary
care were met and why outpatient treatment was not considered sufficient.The
results of the supplementary examination were to be submitted to the National
Authority for Medico-legal Affairs as soon as possible.
The supplementary examination was completed on 4
February 2005. The applicant again refused psychological tests by the hospital
staff, doubting their impartiality. In his report of the above-mentioned date
Dr A.K. found that the applicant suffered from psychotic delusional
disorder and her condition had developed alreadyprior to the events leading to
the criminal charges.The applicant had observed indicators concerning incest
which other experts had not been able to detect.In Dr A.K.’s opinion, the applicant was in need of involuntary psychiatric treatment in order to recover from her
disorder, which mainly related to judicial matters, but also to a delusion of
grandeur as to the correctness of her own actions. Further, as a doctor she was endangering other people’s well-being by prescribing them treatment which
put their health at risk. Because the applicant had for a long time evaded
psychiatric examination, and as she opposed treatment,outpatient treatment
would not be sufficient. In conclusion, DrA.K. considered that the applicant
was paranoid, making accusations against various authorities about continued
abuse of office. She became entangled with her own pernickety details without
being able to perceive the real entirety of the matter. He considered that her
delusional disorderhad reached the level of psychosis, which distorted her
conception of reality. Due to her illness she did not understand the
unlawfulness and repercussions of her actionsand she had been psychotically
deluded when she had taken part in the deprivation of a child’s liberty.
Moreover,she was in denial of her illness.
The applicant sent to the Board for Forensic
Psychiatry of the National Authority for Medico-legal Affairs a number of
lettersin which she,inter alia, criticised the psychiatric examination
conducted by Dr A.K. She also submitted to the Board Dr K.A.’s divergent
medical opinion of 30 December 2002 (see paragraph 24above).
On 17 February 2005 the National Authority for
Medico-legal Affairs submitted its opinion under section 16(3) of the Mental
Health Act to the District Court on the psychiatric examination, finding that the applicant had not been responsible for her actions at the time of the
offence.
On 23 February 2005,the psychiatric examination
having been carried out,the District Court ordered the applicant’s release from
detention. She was, however, to remain in hospital for treatment, as ordered on 17 February 2005 by the Board for Forensic Psychiatry of the National
Authority for Medico-legal Affairs.
Involuntary care
On 17 February 2005 the Board for Forensic
Psychiatry of the National Authority for Medico-legal Affairs ordered, on the basis of Dr A.K.’s proposal, that the applicant receive involuntary treatment in the
Vanha Vaasa hospital. It considered that she was suffering from a delusional
disorder, which had affected her for years and which made her incapable of
seeing a matter from a viewpoint other than her own and of questioning the
correctness of her own conclusions. She suspected that the authorities had
ganged up against her. During the psychiatric examination she tried, as a medical doctor, to take a stand regarding the treatment of other patients on the ward.
The delusional disorder, if not treated, would considerably worsen her mental
illness or seriouslyendanger her health and the health of others. No other
mental health services were considered sufficient having regard to the fact
that the applicant did not consider herself to be mentally ill. The decision
referred to sections 8, 17(1) and 17a of the Mental Health Act.
The applicant considered that she was not in
need of mental care and wished to obtain a second opinion on her need for treatment.
However,atthe beginning of February 2005 the hospital refused to allow a DrM-P.H.
to visit her during the ongoing psychiatric examination.
The initiation of medication was discussed with
the applicant on 21 March 2005. She wasgiven the opportunity to take
medication orally, but she repeatedly refused to do so. Due to the applicant’s
resistance, the administration of medication began with involuntary injections
of Zyprexa. As the applicant had made it clear that she would not
co-operate,it was decided to continue her medication by giving long-acting
injections of Risperdal Consta once every two weeks as of 31 March 2005.
The basis of the decision was explained to the applicant and she was also given
information about the drug. The issue of medication was discussed with the
applicant on several occasions after that. She was encouraged to take it orally, but she consistently refused.
As the applicant’s core symptoms persisted after
two and a half months of medication, it was decided on 22 June 2005 to increase
the dosage of Risperdal Consta from 25 milligrams to 37.5 milligrams. It
was again set at 25 milligrams as of 16 November 2005.
The applicant alleges that when questioning the forced
administration of medication, she was informed that it was intended to cure her
telephone surveillance delusion. The applicant argues that the surveillance did
take place and there had been no delusion on her part.
On 7 July 2005 the applicant claimed to have
been assaulted in connection with the administering of forced medication. She
had resisted as she considered the medication unnecessary, whereupon she had
been dragged by her arms and legs to her room. When she was put on the bed her
thigh had hit the edge of the bed.She reported the incident to the police, who requested a medical doctor, Dr S.Ö., to examine her, which he did on 28 July2005. In
his medical opinion of 5 August 2005 he noted that the applicant had a 10cm
bruise on her thigh, which could have been caused in the manner described by
the applicant.
On 22 July 2005 the head physician of the
hospital decided to continue the applicant’s involuntary treatment.
In his written statement of 17 August 2005 to
the Administrative Court the head physician of the Vanha Vaasa hospital,M.E.,noted that the applicant was still in denial of her illness and very strongly opposed
medical treatment. She was literally fighting back and this had resulted in
several difficult situations when trying to proceed with the administration of
medication in a manner which would be safe for both the applicant and the
hospital staff.
Apparently in August 2005 an inquiry was made about
a possible transfer of the applicant to a different hospital in her home town.
However, that hospital did not consider itself able at that point to accept
responsibility for the applicant’s care.
The applicant alleges that she suffered side
effects from the medication. According to the applicant’s patient records the
side effects alleged by her could not be objectively verified. The applicant
refused when offered further medical examinations whereby any side effects
could be detected.
On 3 October 2005 the applicant was visited by
Dr E.P., a general practitioner at an occupational health care centre. In his
opinion of 5 October 2005 DrE.P. emphasised that he did not specialise in
psychiatry and he could not therefore take a stand as to the diagnosed delusion
based on one visit. He noted, however, that the applicant had been lucid and
well-oriented. During the discussions he had not seen any signs of psychosis or
delusion. In his capacity as a general practitioner, he considered that the
conditions for involuntary treatment were not met.
On 22 October 2005 the applicant was visited by a
psychiatrist,Dr M-P.H., who in his written medical opinion of 25 October
2005 considered,as an outsider,that the choice of the applicant’s medication
(37.5 milligrams of Risperdal Consta injected in the muscle every
two weeks) seemed excessive given the patient’s age and condition. Furthermore, he considered that the involuntary and forced medication fulfilled the constitutive elements
of assault. In conclusion, he considered that open-care measures were possible
and that the applicant’s dangerousness to herself and others had been
considerably exaggerated and, accordingly, the criteria for involuntary care
were not met.
In the light of the applicant’s patient records
it appears that as of November 2005 at the latest she no longer physically
resisted the injections, although she still verbally opposed her medication.
On 19 November 2005 the hospital decided to
movethe applicant from the closed ward to an open one.
On 24 November 2005 the applicant agreed to
blood tests.
On 21December 2005 the applicant again saw Dr
M-P.H., who in his written medical opinion of 21 December 2005 considered that
the conditions for involuntary care were not met.
The applicant spent Christmas at home. She had
with her a dose of Risperdal Consta, which she injected during her
holiday assisted by a nurse.
On 9 January 2006 it was decided, in mutual agreement with the applicant, that the administration of medication be terminated as
she was not at all motivated to take it.
On 20 January 2006 the head physician of the
hospital took another decision to continue the applicant’s involuntary care.
On 27 January 2006the applicant was discharged
from hospital.
On 30May 2006 Dr M.E. considered that grounds
for continuing the involuntary care under section 8 of the Mental Health Act no
longer existed, whereupon the treatment was officially terminated by the National
Authority for Medico-legal Affairs’ decision of 22 June 2006.
Proceedings before the
Supreme Administrative Courtconcerning the initial confinement to involuntary
care
On 23 February 2005 the applicant appealed to
the Supreme Administrative Court (korkein hallinto-oikeus, högsta förvaltnings-domstolen) against the decision of 17 February 2005 by the Board for
Forensic Psychiatry of the National Authority for Medico-legal Affairs, arguing that there was no legal basis for the involuntary care. She alleged that Dr A.K. had
erred in his assessment. She relied,inter alia, on the above-mentioned
medical opinion of Dr K.A., who had seen her twice, in November and December
2002 and who, based on those discussions,had not found any signs of mental
illness. She alleged that there was no other reason for the forced medication
than the hospital doctors’ attempt to conceal their incorrect diagnosis.
On 4 March 2005 the Supreme Administrative Court
found no reason to stay execution pending its proceedings.
On 30 June 2005 the Supreme Administrative Court
prohibited Mr J.R. from acting as the applicant’s representative. Under
Chapter 15, Article 10a(2), of the Code of Judicial Procedure the
applicant was invited to inform the court of her choice of competent counsel.
Subsequently, the applicant was represented by Ms H.M., counsel chosen by her.
She was granted free legal aid.
On 30 August 2005 the Supreme Administrative
Court decided to hold an oral hearing in the case.
On 29 and 30 September 2005 the applicant
requested the court to postpone the oral hearing until she had obtained an
impartial medical opinion and until she had recovered from the side effects of
her medication. On 3October 2005 she informed the court that she had fallen ill
and again requested that the hearing be postponed.
On 4 October 2005 the Supreme Administrative
Court held an oral hearing and received the testimony of,inter alia, the applicant and six witnesses proposed by her. The applicant was
represented by Ms H.M.
The court refused the applicant’s request for a
stay of the proceedings in order to await the submission of fresh medical
opinions. The court considered this unnecessary given the fact that the issue
to be decided was whether the applicant had been in need of involuntary care at
the turn of the year 2004 to 2005. The validity of the impugned decision had
already expired as more than six months had elapsed since it had been given. It
was difficult to see how a fresh examination could affect the court’s
assessment.
On 7 October 2005 the applicant submitted to the
court the medical opinion of 5 October 2005 by DrE.P.
On 13 October 2005 the Supreme Administrative
Court rejected the applicant’s appeal. Having first noted that the impugned
decision met the formal requirements and that the applicant’s complaint about
alleged partiality on the part of Dr A.K. and the members of the Board for
Forensic Psychiatry of the National Authority for Medico-legal Affairs could
not be upheld, it went on to note that the question to be decided was whether
the criteria for involuntary care under section 8 of the Mental Health Act had
been met on 17 February 2005 when the Board had given its decision. The
question of whether a person was mentally ill was a factual question to be
decided on the basis of medical materials, having due regard to the correctness
of the decision-making procedure applied.
The court considered that Dr A.K., a specialist in psychiatry since 1990, was an experienced psychiatrist. His opinion and the
opinion of the Board were based on a professionally qualified and reliable
medical assessment.
As to the subject matter the court reasoned,inter alia:
“...
Dr A.K. interviewed the applicant on ten occasions and was then
able to make observations on her. Drs A.K. and M.E. explained at the oral
hearing that the delusional diagnosis was affected by the absoluteness of the
applicant’s views on incest. They highlighted that incest diagnoses required
examinations by doctors specialising in gynaecology and also
child psychiatry examinations. The applicant is specialised in
paediatrics. In particular, M.E. gave evidence that in his several discussions
with the applicant, she refused to take into account the possibility that there
had been no incest although she admitted in general that doctors could also be
mistaken. The fact that witnesses J. and S. gave evidence that the applicant
had explained her situation in a pertinent manner did not undermine the view of
Drs A.K. and M.E. Both doctors gave evidence concordantly that the discussions
with the applicant were pertinent as long as her view about the incest was not
disputed. At the oral hearing it became evident that witnesses J. and S. had
not disputed the applicant’s views but had mostly listened to what she had to
say. S. indeed gave evidence that she had checked with other sources the
information provided by the applicant but, as she had concluded that the views
of the applicant were tenable, she had naturally not come into conflict with
her. Witness P. had not taken a stand as to whether or not the applicant had a
delusional disorder. He had only judged whether or not open-care measures were
possible.
According to Dr A.K. the diagnosis of delusion had also been
affected by the applicant’s continuous suspicionof authorities and of medical
and psychological examinations. Also DrM.E. gave evidence about the numerous
appeals made by the applicant and how her world centred around them. The applicant
had refused a somatic and neurological examination, magnetic imaging and
psychological tests on the ground that she considered the performers of the
examinations disqualified and prejudiced.
As such the applicant has had the right to refuse examination
of her mental health. On the other hand, it has been justified to question the
basis for the absolute refusal of the examinations offered and whether the
refusal has possibly been based precisely on thinking typical of a delusional disorder.
Having regard to these considerations it cannot be said that the diagnosis of
delusional disorder would be based on improper or arbitrary facts, albeit the applicant has explained her refusal of examinations by her right to do so and the
writing of legal submissions by their necessity. At the oral hearing the
applicant admitted that a deluded person would probably not be aware of her own
illness.
At the oral hearing the applicant’s son, Dr E., specialising in general practice, gave evidence stating that he understood, given his mother’s absolute and angular behaviour, that she had been diagnosed as delusional.
He could not, however, be certain of the correctness of the diagnosis since he
had seen his mother only a few times during recent years.
Based on the documents in the file and the information received
at the oral hearing, and on the above grounds, the Supreme Administrative Court
finds that the diagnosis of delusional disorder in the decision of the
Medico-legal Authority has been reliably evidenced.
A delusional disorder diagnosis as such does not, however, suffice to warrant involuntary treatment. In addition, its effects on the person
concerned and other persons must be assessed.
According to the decision of the National Authority for
Medico-legal Affairs the applicant has been in need of involuntary treatment
and if not treated her mental illness would have considerably worsened and
seriously endangered her health and the health of others.
According to information received, when the decision on
treatment was taken, the repercussions for the applicant’s life if her
conflicts with the authorities and the bringing up of corresponding issues were
to continue, were taken into account. At the time it was considered that the
applicant was not able to think through all she could undertake and that
ordering treatment could help her to continue her life in a calmer way.
These considerations must be held to be pertinent reasons for
the assessment of the necessity of the involuntary treatment for reasons of the
applicant’s own health. The fact that after about six months of treatment and
medication the head physician,Dr M.E., in his explanation of 17 August
2005 and the witnesses put forward by the applicant in their testimonies have
expressed diverging conclusions does not give reason to call into question the
assessment of the National Authority for Medico-legal Affairs regarding the
necessity of treatment on 17 February 2005for the applicant’s health.
The National Authority for Medico-legal Affairsdid not consider
that, if not treated, the applicant would seriously endanger the safety of
others. However, it held that the health of others would be seriously
endangered. As for endangering the health of others it has to be taken into
account that the applicant can have an influence on other people owing to the
authority which she enjoys by reason of her status as a paediatrician. She can
engender in other people such suspicions lacking real basis that they act
hastily, inappropriately or even criminally. This possibility of influence is
not lessened by the fact that the applicant is retired. The possibility of
influence is also not hindered by the mere withdrawal of the applicant’s
licence to practise medicine because the influencing takes place on a spiritual
level also in contexts other than at the doctor’s.
The nurse allocated to the applicant, P., gave evidence to the
effect that the applicant is not dangerous to other people. Although in his
witness statement he also discussed whether the applicant had given other
patients dangerous advice, it can be assessed that P.’s testimony concerned a
common judgment of a person’s dangerousness such as violence or the like. This
is not the case when it comes to the applicant. On the contrary, all the witnesses have concordantly testified that she tries to do good things and she tries
to help others. The treating doctors have also so testified. This intention
does not, however, prevent the fact that the actions of the person could cause
harm to others. In this case there are sufficient grounds for holding that, if not treated, the applicant would have seriously endangered the health of others.
Other mental health services are insufficient having regard to
the fact that the applicant is in denial of her illness. That being the case, it can be held that the applicant would try to avoid treatment and refuse examinations.
Conclusion
The Supreme Administrative Court finds on the basis of the
documents in the file and the information received at the oral hearing that it
has been reliably and objectively shown that the applicant was, at the time of the decision of the National Authority for Medico-legal Affairs, mentally ill within the meaning of section 8 of the Mental Health Act. Owing to her mental
illness she has been in need of treatment and, if not treated, her mental illness would considerably have worsened or seriously endangered her health and the
health of others. Other mental health services have been insufficient. The
conditions for ordering the applicant to undergo involuntary hospital treatment
have thus been at hand. The decision of the National Authority for Medico-legal
Affairs ordering treatment has been based on the Mental Health Act and it has
been made in accordance with the procedure laid down by law. Nor is the
decision unlawful.”
Proceedings relating to the first decision to continue
involuntary care
On 22 July 2005, based on a medical observation
statement by the treating physician and the applicant’s medical records, the head physician of the Vanha Vaasa hospital decided to continue hertreatment. It was noted
that the applicant had,inter alia, criticised the treatment given in the
hospital and tried to take a position in other patients’ treatment in her
capacity as a doctor. She had also given them instructions concerning
medication even after having been forbidden to do so. Open-care measures were
considered insufficient because the applicant was in denial of her illness and
lacked any motivation in respect of her treatment.
The decision of 22 July 2005 was submitted for
confirmation to the Administrative Court (hallinto-oikeus, förvaltningsdomstolen). The applicant also appealed against that decision to the same
court, requesting an oral hearing to be held.
On 31October 2005, having obtained a statement
from the head physician of the Vanha Vaasa hospital and the applicant’s
comments thereto, the Administrative Court dismissed the applicant’s appeal.It
observed that the applicant’s condition had improved during treatment and there
had been discussions about her possible transfer to a psychiatric hospital in
her home town.The court noted that the applicant was not suicidal and thus not
endangering her own health, nor was she violent towards others. She was able to
discuss daily matters in a pertinent and polite manner as long as no-one
contested her views. However,she still denied her illness, which manifested
itself in her opposition to medical treatment and all further medical
examinations proposed to her. The denial of illness and lack of motivation in
respect of treatment led the court to the conclusion that the applicant would
most likely neglect treatment outside the hospital, which would severely
aggravate her illness and endanger her health. As her delusion was related to
her medical profession and her patients, lack of treatment would also put the
health of others at serious risk. The Administrative Courtalso dismissed the
applicant’s request for an oral hearing as manifestly unnecessary, making reference to the hearing held by the Supreme Administrative Court on 4October 2005.
Moreover, the court considered that the main issue, whether the applicant’s
condition had improvedto the extent that grounds for involuntary treatment no
longer existed, could be adequately resolved on the basis of the case file
alone.
The applicant appealed further to the Supreme Admini strative Court invoking,inter alia, the medical opinion of 30 December
2002 by Dr K.A., the medical opinion of 5 October 2005 by Dr E.P. and those of
25 October 2005 and 21 December 2005 by Dr M-P.H.
On 16May2006 theSupreme Administrative Court,
having obtained a fresh statement from the head physician of the Vanha Vaasa
hospital and the applicant’s comments thereto, upheld the lower court’s
decision mainly on the same grounds. It rejected the applicant’s request for an
oral hearing, finding oral evidence about circumstances which prevailed after
the adoption of the impugned decision of 22 July 2005 irrelevant.
Proceedings relating
to the second decision to continue involuntary care
On 20 January 2006 the head physician of the
Vanha Vaasa hospital took another decision to continue the applicant’s
involuntary care, based on a medical observations statement by another hospital
physician. It was noted that the applicant’s condition had improved and she
currently co-operated with the hospital staff. While her sense of reality still
failed her as far as the criminal charge against her was concerned, she was able to discuss the matter pertinently and without agitation. She was no longer
regarded as dangerous to herself or others and planning for her future transfer
to outpatientcare was considered justified.
The decision of 20 January 2006 was submitted to
the Administrative Court for confirmation. The applicant also appealed against
it.
On 20 April 2006, having held an oral hearing, the Administrative Court found that the applicant was still suffering from psychotic delusions
and that her illness was of achronic nature. According to the court the
discontinuation of her treatmentwould thus have significantly aggravated her
illness. The court also took into account the marked improvement in the
applicant’s condition which had made it possible to plan her gradual transfer
to outpatient care. It was noted that the applicant’s medication by injections
had been terminated at the beginning of January. The court considered that it
had been important and safe to observe the effects of the withdrawal of
medication in the hospital and, therefore, other forms of care had been
insufficient at the time.
It is not known whether the applicant lodged a
further appeal with the Supreme Administrative Court.
Other measures taken by the applicant in respect of involuntary
care
During her stay in the Vanha Vaasa hospital the
applicant petitioned the National Authority for Medico-legal Affairs, which in its letter of 15 July 2005 noted that it had commenced an investigation
into the actions of the medical personnel involved in the applicant’s
treatment. It was, however, not competent to monitor health-care units. It
informed the applicant that such competence lay with the branch for social and
health affairs of the relevant State Provincial Office (lääninhallitus, länsstyrelse). Nor was the National Authority for Medico-legal Affairs competent to
interfere with the administering of medication or to order that administering
of medication be discontinued. It could, however, in retrospect assess the
appropriateness of a doctor’s professional activity.
Between January and July 2005 the applicant
lodged a number of other petitions with the National Authority for Medico-legal
Affairs concerning,inter alia, her psychiatric examination and treatment
in the Vanha Vaasa hospital.On 12 January 2007 the National Authority for
Medico-legal Affairs gave its decision in respect of those complaints. It
relied on the judgment of 13 October 2005 by the Supreme Administrative Courtin
finding that the confinement of the applicant to involuntary care had been
justified. As a general remark it was noted that the primary and sometimes only
symptom of a delusional disorder was an untrue belief which the patient holds
on to and attempts to act upon. The delusion was continuous, clear and systematic, and it could be very persistent and steadfast. It was common that a
patient suffering from a delusional disorder did not manifest any other
anomalous behaviour. A special form of delusion was a so-called querulous
delusion, which is characterised by continuous claims for rectification, complaints and legal proceedings driven by psychotic thinking for the purpose of restoration
of one’s injured self-esteem. A delusional disorder was treated with conversation
therapy and antipsychotic medicines. Lack of motivation for treatment and
inadequate response thereto were essential risks for successful medical
treatment. As to the applicant’s treatment, and the forced administration of
medication in particular,the National Authority for Medico-legal Affairs found
no indication of conduct deviating from appropriate and commonly accepted
medical practice,which could therefore be considered erroneous. The decision
was not subject to appeal.
By letters dated 8, 11, 25 and 26 July 2005 Ms
H.M. approached the Chancellor of Justice on the applicant’s behalf,requesting
him to take action concerning the involuntary treatment of the applicant.
Having regard to the provisions concerning the division of duties between the
Chancellor of Justice and the Parliamentary Ombudsman, those letters were
transmitted to the latter authority. By letter dated 27 September 2005 Ms H.M.
was informed of the Ombudsman’s decision not to deal with the case, as it was already pending before other authorities, namely the Supreme Administrative Court,
the National Authority for Medico-legal Affairs and the police.
The applicant reported three doctors of the
Vanha Vaasa hospital to the police alleging,inter alia, gross deprivation of liberty. On 27 January 2006, having obtained written statements
from the National Authority for Medico-legal Affairs,the police found that no
offence had been committed and closed the investigation.
The applicant also petitioned the State
Provincial Office which sent the regional physician and the health care
inspector to the Vanha Vaasa hospital to interview the applicant and the
personnel involved in her treatment.The regionalphysician also met with the
applicant’s representative. Furthermore, the authority acquainted itself with
the applicant’s medical records and other documents related to the case and
obtained written statements from the hospital staff and the applicant’s
comments thereto. In its decision of 26 June 2006 the State Provincial Office
noted that the issues raised by the applicant had previously been thoroughly
examined by the National Authority for Medico-legal Affairs, which had found no irregularities. In the light of its own examination of the case, the State Provincial Office did not find reason to take further measures.The decision was not
subject to appeal.
Appointment of a trustee for the criminal proceedings
In its decision of 17 February 2005 the Board
for Forensic Psychiatry of the National Authority for Medico-legal Affairs
found that the applicant’s capability to attend to her interestsin the criminal
proceedings wasreduced due to mental illness and that she was therefore in need
of a trustee. The applicant contested this, arguing that she was well.
On 23 February 2005, referring tothe above
statement by the National Authority for Medico-legal Affairs,the District Court informed the applicant by letter that it had decided under Chapter 12, Article4a of the Code of Judicial Procedure to appoint for her a trusteein respect of theongoing
proceedings. It was noted that counsel M.S., who was considered to be suitable
for the task, had given his consent.The applicant was provided with the
opportunity to give her opinion on the matter by 3March 2005. She was also
informed that the court would hold a continued oral hearing on
14 March2005 and that her presence at that hearing was not obligatory.
By letter dated 24 February 2005 the applicant
opposed the appointment of a trustee without giving further reasons. She
demanded that all documents concerning that matter be faxed to Mr J.R. and sent
to her by post.
On 2 March 2005 the District Court appointed the
applicant’spublic defender, MrM.S., trustee. It was noted in the decision that
the applicant was against the appointment of a trustee.
On 20 June 2005 the Court of Appeal rejected the
appeal signed by the applicant, noting that she was, according to the above
finding by the National Authority for Medico-legal Affairs, in need of a trustee owing to her mental illness. The court did not find reason to hold
otherwise. Nor did it hold an oral hearing as requested by the applicant. The
court did not examine a writ of appeal signed by Mr J.R. as he did not fulfil
the requirements under Chapter 15, Article 2(1), of the Code of Judicial
Procedure. Nordid it examine the appeal of the applicant’s daughter as she had
failed to give notice of her intention to appeal as required by Chapter 25, Article5(1), of the said Code.
The applicant, represented by Ms H.M., sought leave to appeal, requesting an oral hearing. She argued that Mr M.S., whom she had never met,had not acted in her best interests. For instance, he had failed to
request an oral hearing in the Court of Appeal although the applicant had asked
him to submit a request to that effect. Nor had he questioned the correctness
of the psychiatric examination. She also submitted that she was in good health
and not in need of a trustee.
On 30 September 2005 the Supreme Court refused
leave to appeal.
Continuation of the criminal proceedings
On 10 March 2005 the applicant submitted to the
District Court a list of 18 witnesses whom she wished to examine before the
court concerning,inter alia, the events in December 2000 and the alleged
gross deprivation of liberty. She also wanted to hear Drs H.L. and M-P.H. as
medical experts. She further identified a number of documents to be adduced as
written evidence.
On 14 March 2005 the District Court held the
final hearing in the criminal case.The applicant arrived at the court house but
left before the hearing began. According to the applicant she did so because Mr
J.R., whom she wished to hear as a witness, had been removed by force from the
premises.
The District Court proceeded with the hearing,in which the applicant was represented by her trustee Mr M.S. The latter did not contest the
accuracy of the medical opinion on the applicant’s psychiatric examination. Nor
did herefer to other medical opinions on the applicant’s mental health. He
pleaded on the applicant’s behalf that she could only be regarded as an
accessory to the offence in her capacity as a doctor. He did not find it
necessary to hear witnesses.
In its judgment of 8 April 2005 the District Court
found V.’s mother responsible for gross deprivation of liberty between 16
December 2000 and 22 April 2001. The applicant was found responsible for
aiding and abetting that offence between 26December 2000 and 22April2001 as
criminally unaccountable. The court did not pass sentence on them as they had
not been responsible for their actions at the material time. However,it ordered
them to pay damages and legal costs.
As to the background of the case, the court
noted the following. V. had been examined from 1995 onwards on her mother’s
suspicions that she had been sexually abused. The public prosecutor L.K. had
decided on 19 April1999 not to prefer charges against the father as there
was no evidence of an alleged offence having taken place during the period from
1994 to March 1996. On 21 April 1998 the public prosecutor M.P. waived charges
against another person as there was no evidence of an alleged offence having
taken place in July 1997. On 4 June 2001 the public prosecutor L.K. waived
charges against the father as there was no evidence of an alleged offence
having taken place during the period from September 1998 to June 2000. In
June 2000 the mother took V. to a university hospital for examination. Those
examinations did not support her suspicions of sexual abuse. On 13 June 2000
the girl was taken into emergency public care because of her mother’s mental
healthand was placed in a family support centre. An ordinary care order was
made in July 2000. Meanwhile, on 26 June 2000 the mother removed the girl
from the centre without permission and they were found later that day in a town
some 100 km away, whereupon the girl was returned to the centre by the police.
On 3 April 2001 the Court of Appeal granted the father sole custody of the girl, who was to see her mother during supervised visits three times a week.
As to the applicant’s actions, the court noted that she had issued a number of opinions which could not be regarded as
medical opinions. She had predominantly functioned as an aid to the girl’s
mother and made proposals on what measures to take. The applicant had been
aware of the fact that the girl had been taken into public care and on 18
December 2000 the police had told her that the girl was missing. The court
found it established that V. and her mother had come to meet the applicant on
26 December 2000. Since that date the applicant had found accommodation
for them and transported them in her car. The applicant had allowed the
mother’s mail to be redirected to her address. The court noted that it had not
even been suggested that the applicant had on 16 December 2000 been in
[town A].
By letter dated 12 April 2005 Mr M.S.
approached the applicant informing her that, as her trustee, he had notified the District Court of the applicant’s intention to appeal against its
judgment. He asked the applicant to state her opinion on the judgment in
writing and informed her that he would be in Vaasa on 26 April 2005, should the applicant wish to meet him in person. It appears that no meeting took place.
Mr M.S. subsequently appealed on the applicant’s
behalf, arguing that the charge should be rejected due to lack of intent.In her
capacity as a doctor,the applicant had only wished to protect the mother and
the child following her firm conviction that the girl had been sexually abused.
The trustee took the view that the case could be examined by the appellate
court in a written procedure. On 9 May 2005 Mr M.S. sent a copy of the writ of
appeal to the applicant for information noting that it corresponded, in the main part, to the draft he had sent her earlier on 2 May 2005. He also noted that the
applicant had not made any comments on that draft.
In her own writ of appeal the applicant
requested an oral hearing at which she wished the court to hear the same 18
witnesses whom she had proposed in the proceedings before the District
Court.She also questioned the motives of the public prosecutor in bringing
charges for an aggravated offence. The applicant had acquired a copy of his
notes to the proceedings, wherein it was implied that a psychiatric examination
was the only means oftreatment, which, in turn,was the only meansof stopping
the terrorising of the father and the child and the misuse of justice. The
applicantlater filed a number of additional submissions with the appellate
court.
On 31 August 2005, relying on Chapter 26,Article 14(2), point 4, of the Code of Judicial Procedure the Court of Appeal refused the
applicant’s request for an oral hearing as manifestly unnecessary. As to the
subject matter, the court upheld the lower court’s judgment,finding no reason
to deviate from it. Under Chapter 25,Article 12(2) of the Code the court
dismissed the applicant’s own belated representations without examining their
merits.
The applicant, represented by counsel of her
choosing, Ms H.M., requested the Supreme Court leave to appeal.
On 14 February 2006 theSupreme Court refused such
leave.
Restriction on the exercise of the medical profession
On 24 October 2005 the National Authority for
Medico-legal Affairs decided that the applicant’s ability to work as a doctor
and her health should be examined.
By an interim decision of 17 March 2006 the National
Authority for Medico-legal Affairs prohibited the applicant from practisingher profession
during 2006.
The applicant was examined in an open ward of
the psychiatric clinic atHelsinkiUniversityHospital from 6 September to 6
October 2006.
The resultant medical opinion of 10 October
2006 did not note any topical psychiatric disorder in the applicant. It was
noted, however, that a full examination could not be conducted because the
applicant refused to surrender documents from the Vanha Vaasa hospital
concerning her medical history. It was considered that the fact that she had
suffered from a narrow delusional disorder would hamper her ability to function
as a good expert in sexual abuse cases. She should thus concentrate on general
paediatrics.
On 29 January 2007 the National Authority for
Medico-legal Affairsannulled its decision of 17 March 2006 but ordered that the
applicant should not deal with suspected child abuse cases in her private practice.The
applicant’s appeals against that decision were dismissed by the Administrative Court and the Supreme Administrative Court on 24 September 2008 and
24August 2009 respectively.
According to the applicant, she is again seeing
patients in her practice.
II. RELEVANT DOMESTIC LAW
Basic rights
The Constitution (Suomenperustuslaki, Finlands grundlag; Act no. 731/1999) provides in
relevant parts:
“Section 7 - The right to life, personal liberty and
integrity
Everyone has the right to life, personal liberty, integrity and security.
No one shall be sentenced to death, tortured or otherwise
treated in a manner violating human dignity.
The personal integrity of the individual shall not be violated, nor shall anyone be deprived of liberty arbitrarilyor without a reason prescribed by an Act. A
penalty involving deprivation of liberty may be imposed only by acourt of law.
The lawfulness of other cases of deprivation of liberty may be submitted for review
by a court oflaw. The rights of individuals deprived of their liberty shall be
guaranteed by an Act.
...
Section 10 - The right to privacy
Everyone’s private life, honour and the sanctity of the home
are guaranteed. ...“
Criminal irresponsibility and psychiatric examination
Chapter 3, Article 4, paragraphs 1 and 2, of the Penal Code (rikoslaki, strafflagen, Act no. 515/2003) provide:
“Prerequisites for criminal liability are that the perpetrator
had reached the age of fifteen years at the time of the act and is criminally
responsible.
The perpetrator is not criminally responsible if at the time of
the act, due to mental illness, severe mental deficiency or a serious mental
disturbance or a serious disturbance of consciousness, he or she is not able to
understand the factual nature or unlawfulness of his or her act or his or her
ability to control his or her behaviour is decisively weakened due to such a
reason (criminal irresponsibility).”
At the relevant time Chapter 17, Article 45, of the Code of Judicial Procedure (oikeudenkäymiskaari, Rättegångs Balk,Act no. 571/1948) read:
“The court may, where it is deemed necessary, order a psychiatric examination of the defendant. Such an examination may not be ordered
against the defendant’s will save in cases where he or she had been remanded
for trial or where the maximum punishment for the offence of which he or she is
being accused is imprisonment for more than one year. (494/1969)
Separate provisions apply to the psychiatric examination and
admission into a mental institution for such an examination.”
That provision was amended by Act no. 244/2006, which took effect on 1 October 2006. According to the amended provision, a psychiatric
examination of the defendant may be ordered if the court has in an interim
judgment found the defendant guilty as charged, such an examination is
justified, and the defendant agrees to the examination or he or she has been
remanded for trial or has been charged with an offence punishable by more than
one year of imprisonment. At the request of the prosecutor, the defendant or his or her trustee the court may order a psychiatric examination already
during the pre-trial investigation or prior to the main hearing, if the defendant has pleaded guilty to the charge or if the need for such an examination is
otherwise clear.
Mental Health Act
The Mental Health Act (mielenterveyslaki, mentalvårdslagen, Act no. 1116/1990), as in force at the material time,provided in relevant parts:
“Chapter 1
...
Section 2 - Direction and supervision
...
In the territory of a province, the planning, direction and supervision of mental health work is the responsibility of the State Provincial
Office. The State Provincial Office shall, in particular, supervise the use of
the limitations on the right of self-determination referred to in Chapter 4 a
of this Act. (1423/2001)
...
Section 6 - Treatment given in State mental hospitals
Psychiatric examinations referred to in section 15 are
conducted in State mental hospitals. On the recommendation of a hospital in a
hospital district, persons who are mentally ill or suffering from other mental
disorders and whose treatment is particularly dangerous or difficult can be
admitted to a State mental hospital.
On the recommendation of a hospital in a hospital district, persons other than the mentally ill or persons suffering from other mental disorders referred
to in subsection 1 may also be treated in a State mental hospital if it is not
appropriate to treat them in a hospital within the hospital district from the
point of view of the organisation of the treatment.
Decisions on admitting a person accused of a crime or a person
whose sentence has been waived because of his or her mental condition to a
State mental hospital are made by the National Authority for Medico-legal
Affairs as provided in section 17. In other cases decisions on admitting a
patient to a State mental hospital, discontinuing the treatment and discharging
the patient are made by the head physician of the State mental hospital.
(1504/1999)
...
Chapter 2
Section 8 - Conditions for ordering treatment
A person can be ordered to undergo treatment in a psychiatric
hospital against his or her will only (1) if the person is diagnosed as
mentally ill; (2) if the person needs treatment for a mental illness which, if not treated, would become considerably worse or seriously endanger the person’s health or
safety or the health or safety of others; and (3) if all other mental health
services are inapplicable or inadequate.
...
Chapter 3
Section 15 - Admission to hospital for psychiatric
examination
If the court orders a person accused of a crime to undergo a
psychiatric examination under section 45 of Chapter 17 of the Code of Judicial
Procedure, the person accused of the crime may be admitted to a hospital for
psychiatric examination and detained there against his or her will
notwithstanding Chapter 2 of this Act.
Section 16 (1086/1992) - Psychiatric examination
After ordering a person who is accused of a crime to undergo a
psychiatric examination, the court must forward the documents to the National
Authority for Medico-legal Affairs without delay. The National Authority for
Medico-legal Affairs shall decide where the psychiatric examination will be
carried out and, if it is to be carried out outside hospital, by whom.
The psychiatric examination shall be completed and a statement
on the mental condition of the person accused of a crime shall be submitted to
the National Authority for Medico-legal Affairs not later than two months after
the start of the psychiatric examination. If there are reasonable grounds for
so doing, the National Authority for Medico-legal Affairs may extend the period
of examination by a maximum of two months.
Having received the said statement, the National Authority for
Medico-legal Affairs shall issue its own statement concerning the mental
condition of the person accused of a crime to the court.
Section 17 - Involuntary treatment after psychiatricexamination
If the conditions for ordering a person accused of a crime to
treatment against his or her will are met on completion of the psychiatric
examination, the National Authority for Medico-legal Affairs shall order the
person to treatment against the person’s will. (1086/1992)
The person may be detained for treatment against his or her
will on the basis of the decision of the National Authority for Medico-legal
Affairs for six months at most. Before the end of this period a statement on
observation of the patient shall be produced indicating whether or not the
conditions for referring the person for treatment against his or her will are
still met. A decision on whether treatment should be continued or discontinued
shall be made in writing by [the head physician in charge of the psychiatric
care or, if that physician is disqualified or unavailable, by another physician
appointed to the task, preferably one specialising in psychiatry] before the
treatment has continued for six months. A decision to continue the treatment
shall be made known to the patient without delay and be immediately submitted
for approval of the [court], and the [court] shall assess whether the
conditions for ordering treatment against the patient’s will still exist. Also
a decision to discontinue the treatment shall be made known to the patient
without delay and be immediately submitted for approval to the National
Authority for Medico-legal Affairs. The National Authority for Medico-legal
Affairs shall either confirm the decision to discontinue the treatment or, if the conditions for treatment against the patient’s will still exist, order the patient to
undergo treatment. (1504/1994)
On the basis of the decision to continue treatment the patient
may be detained for treatment against his or her will for a maximum of six
months. If it seems probable at the end of this period that continuing the
treatment is still necessary, measures in accordance with subsection 2 shall be
taken. (1504/1994)
If it appears during the treatment of a person ordered to
undergo treatment that the conditions for ordering the patient to undergo
treatment against his or her will do not exist, measures in accordance with
subsection 2 shall be taken. (1504/1994)
Section 17 a (383/1997) - Psychiatric hospital treatment at
the specialised level
The National Authority for Medico-legal Affairs shall decide on
initiating the involuntary treatment of a person accused of a crime at a
hospital which has the facilities and special expertise required for the
treatment of the patient.
When the patient’s need for treatment changes the physician
referred to in section 11 shall immediately take measures to transfer the
patient to such a hospital as the patient’s treatment requires.
The need for treatment at a State mental hospital shall, however, be assessed within six months from the beginning of the treatment in collaboration
with the hospital district in whose area the patient’s home municipality is
located.
Chapter 4a
Section 22 a (1423/2001) - ... general conditions for
limiting fundamental rights
....
A patient’s right of self-determination and other fundamental
rights may be limited by virtue of the provisions of this Chapter only to the
extent necessary for the treatment of the illness or for the person’s safety or
the safety of others or for safeguarding some other interest laid down in this
Chapter. The measures shall be undertaken as safely as possible and with
respect for the patient’s dignity. When choosing and determining the extent of
a limitation on the right of self-determination special attention shall be paid
to the criteria for the patient’s hospitalisation.
...
Section 22 b (1423/2001) - Treatment of mental illness
A patient must be treated, as far as possible, in mutual understanding with the patient. A care plan must be drawn up in the context of
giving treatment.
In treating a patient’s mental illness only such medically
acceptable methods of examination and treatment may be used,of which the failure to use would seriously jeopardise the health and safety of the patient or
others.
The physician attending to the patient decides on the treatment
and examinations that are given regardless of the patient’s will. The attending
physician also decides on holding or tying down the patient and on comparable
measures for the period of a treatment or on other short-time limitation
measures that are necessary to give treatment.
...
Chapter 5
...
Section 24 (1504/1994) – Appeal
An appeal may be lodged with the [court] against the decision
of a hospital physician to order a person to treatment or to continue treatment
against the person’s will...
Section 25 - Enforcement and interruption of enforcement
A decision to order a patient to undergo treatment against his
or her will or to continue such treatment, or to take possession of personal
property or to limit contacts shall be enforced immediately irrespective of
whether the decision has been submitted to another authority for confirmation
or an appeal has been lodged or not. (1423/2001)
After a decision has been submitted to another authority or an
appeal lodged against it, the submission or appellate authority may forbid the
enforcement of the decision or order it to be interrupted.
Section 26 - Urgency of the proceedings
Submission and appeal relating to treatment given against the
patient’s will, and matters relating to mental examination must be dealt with
urgently.
...”
According to the preparatory works of section
22b of the Mental Health Act (Government proposal HE 113/2001 vp),a care order issued for an involuntary hospitalisation of a psychiatric patient is understood
to contain also an automatic authorisation to treat the patient, even against his or her will. Even though the doctors may seek to obtain a person’s consent
prior to the treatment, there is no obligation to have such consent in written form
or to seek such consent from the patient’s relatives or guardian/trustee. If a
patient refuses to give his or her consent or withdraws previous consent, the provision allows forced administration of medication. This is in the interest of the
patient in order to secure his or her constitutional right to necessary care in
a situation in which the patient is not personally able to make a decision
about the treatment due to his or her illness.
Other provisions concerning health care
Section 7(3) of the Act on Administrative
Courts (hallinto-oikeuslaki, lagen om förvaltningsdomstolarna, Act no 1424/2001) provides that in administrative courts an expert member participates in the
consideration of and decision on a matter concerning ordering to care and
continuing involuntary care of a person referred to in the Mental Health Act.
The relevant provisions of the Act on Health
Care Professionals (laki terveydenhuollon ammattihenkilöistä,lagen om yrkesutbildade personer inom hälso- och sjukvården,Act no. 559/1994), as in force at the material time, read as follows:
“...
Section 15 -Obligations related to professional ethics
The aim of the professional activities of health care professionals
is to promote and maintain health, to prevent illness, to cure those who are
ill and to alleviate their suffering. In their professional activities, health care professionals must employ generally accepted, empirically justified methods, in accordance with their training, which should be continually supplemented. Each health care
professional must weigh the benefits of their professional activity to the
patient and its possible hazards.
...
Section 24 - Guidance and supervision
The general guidance of health care professionals belongs to
the Ministry of Social Affairs and Health.
The National Authority for Medico-legal Affairs is responsible
for the guidance and supervision of health care professionals.
...
In the territory of a province the activities of health care
professionals are guided and supervised by the competent State Provincial
Office.
...
Specificauthorities
The Decree on the National Authority for
Medico-legal Affairs (asetus terveydenhuollon oikeusturvakeskuksesta,förordningen om rättskyddscentralen för hälsovården, Act no. 1121/1992 with later amendments)
contains provisions concerning,inter alia, the Board for Forensic
Psychiatry within that authority. Section 12 of the Decree, as amended by Act no. 432/1997 and in force at the relevant time, provided that the Board
dealt with and decided on matters that concerned the mental state of a person
charged with an offence, or matters related to the ordering of such a person, or a person not sentenced to a punishment due to his or her mental state, to psychiatric
hospital care and the discontinuation of such treatment. The Board was composed
of a chairman, who was to be an official with the National Authority for
Medico-legal Affairs, and three other members. One of the members was to be an
expert in the field of law and two members in the field of psychiatry, one of whomshould also be a representative of municipal health care.
Since 1 January 2010 the State Provincial Offices
no longer exist and their tasks have been transferred to various other
authorities. Prior to that rearrangement in the administration, the provisions regulating the tasks of the State Provincial Offices were found in some 130
different statutes. General information about the tasks and competences of that
authority may be found in the Government proposal HE 154/2005 vp concerning, inter
alia, certain amendments to the Mental Health Act. According to that
document the State Provincial Offices were to exercise guidance and supervision
of the State mental hospitals, among a number of other institutions and
services. This was implemented,inter alia, by way of distribution of
information, on-site inspections and dealing with complaints. In 63% of the
decisions given by State Provincial Offices in 2004,in their capacity of
supervising authority, no appearance was found of such inappropriateness which
would have justifiedtheir measures. 18% of the cases dealt with resulted in
drawing the attention of the health care professional. An admonition was given
in 5% of the cases.
Legal representation before the courts
Chapter 2, section 1, of the Criminal Procedure
Act (lakioikeudenkäynnistä rikosasioissa, lagen om rättegång i brottmål, Actno.689/1997) provides in relevant parts:
“A person suspected of an offence has the right to self take
care of his/her defence in the pre-trial investigations and in the trial.
...
A public defender is to be appointed to the suspect ex
officio, when: (1) the suspect is incapable of defending
himself/herself;(2) the suspect, who has not retained a public defender, is under 18 years of age,unless it is obvious that he/she has no need of one;(3) the public
defender retained by the suspect does not meet the qualificationsrequired of a public
defender or is incapable of defending the suspect; or(4) there is another
special reason for the same.” (107/1998)
Chapter 2, section 2(1) reads:
“A person appointed under section 1 ...as public defender...
must be a public legal aid attorney or an advocate. If there is no suitable
public legal aid attorney or advocate available or there is another special
reason for it, also another person with the degree of [Master of Laws]who by
law is competent to act as an attorney may be appointed as public defender...
The person to be appointed as public defender...is to be reserved an
opportunity to be heard on the appointment.” (260/2002)
Chapter 12, Article 4a,of the Code of Judicial
Procedure (Act no. 444/1999) reads:
“If a party is incapable of looking after his or her interests
in court proceedingsowing to illness, disturbance of mental function, ill health or other comparablereason, the court where thecase is pending may of its own motion
appoint a trustee for that party for purposesof the proceedings. The provisions
of the Guardianship Services Act applyto such a trustee.
Unless the court decides otherwise, the appointment of the trustee
shall remainin effect also in an appellate instance where the matter becomes
pending on appeal.”
Section 5 of the Guardianship Services Act (laki
holhoustoimesta, lagen om förmyndarverksamhet, Act no. 442/1999) provides
that a suitable person who consents to the appointment is eligible as a guardian/trustee.
In the assessment of the suitabilitythe skills and experienceof thatperson, among other things,and the nature and extent of the task shall be taken intoaccount.
Oral hearing and related provisions
Chapter 8 of the Code of Judicial Procedure
(Act. no 768/2002) lays down provisions concerning the procedure to be followed
in dealing with petitionary matters in the District Court. Those provisions
apply also to such petitionary matters which the court may take under
consideration ex officio (Article 1(2)). A petitionary matter shall be
examined in chambers or in a hearing. If a party, a witness or another person
is to be heard in person, a hearing must be held. A hearing must also be held
if the matter has been contested and a party requests a hearing or if the court
considers it necessary for clearing up the matter (Article 3). If a party is to
be reserved an opportunity to be heard in a petitionary matter, the courtmust invite him or her to submit a written statement (Article 5). A petitionary
matter may be dealt with in connection with related criminal proceedings, if that is possible without impeding the proceedings (Article 9(2)).
Chapter 26 of the Code regulates appeal
procedure at the Court of Appeal. Article 14 of that Chapter (Act no. 165/1998)
reads as follows:
“An oral hearing shall be held in the Court of Appeal if a
party to a civil case or the injured party or the defendant in a criminal case
so requests.
However, an oral hearing need not be held for the reason
referred to in subsection 1, if: (1) in a civil case amenable to settlement, the opposing party has admitted the appellant’s request for a change;(2) in a criminal case
only the appellant has requested a main hearing and the case is decided in
accordance with the appeal;(3) the person requesting a main hearing has been
satisfied with the decision of the District Court and the decision is not
changed to his or her detriment;(4) the appeal is manifestly ill-founded;(5)
only a procedural matter is to be decided in the case; or(6) the holding of a
main hearing is for another reason manifestly unnecessary.
The provisions in paragraph 1 and in paragraphs 2(1) and
2(3)—(6) apply, in so far as appropriate, also when hearing an appeal lodged in
a petitionary matter.”
According to the relevant Government proposal
(HE 33/1997 vp) the term ill-founded in Chapter 26, Article 14(2), point 4, of
the Code refers to a situation where the grounds presented in the appeal could
not lead to the changes requested. An appeal is also ill-founded where the
grounds for it do not correspond to the generally known facts. The provision
may also be applied in criminal cases where,inter alia, the defendant requests acquittal relying on circumstances which he or she would establish in
the oral hearing but which could not have any impact in deciding the case. No
consideration is to be given to the gravity of the offence or the sentence
imposed in the application of that provision.
Chapter 26, Article 15(1), of the Code (Act no.
165/1998) reads:
“The Court of Appeal shall hold a main hearing regardless of
whether one has been requested, if a decision on the matter turns on the
credibility of the testimony admitted in the District Court or the findings of
the District Court in a judicial inspection, or on new testimony to be admitted
in the Court of Appeal. In this event, the evidence admitted in the District
Court shall be readmitted and the inspection carried out again in the main
hearing, unless there is an impediment to this.”
Chapter 6, section 5(2), of the Criminal
Procedure Act stipulates,inter alia, that it is the court’s task to see
to it that a case is dealt with in a coherent and orderly manner. It shall also
see to the appropriateness of the proceedings and that no irrelevant issues
will be introduced.
III. REPORTS OF THE EUROPEAN COMMITTEE FOR THE
PREVENTION OF TORTURE AND INHUMAN OR DEGRADING TREATMENT OR PUNISHMENT (CPT)
The 8th General Report [CPT/Inf (98) 12]
Paragraph 41 of the CPT report concerns the
consent of a patient to treatment given in a mental hospital. It reads as
follows:
“Patients should, as a matter of principle, be placed in a position to give their free and informed consent to treatment. The admission of
a person to a psychiatric establishment on an involuntary basis should not be
construed as authorising treatment without his consent. It follows that every
competent patient, whether voluntary or involuntary, should be given the
opportunity to refuse treatment or any other medical intervention. Any
derogation from this fundamental principle should be based upon law and only
relate to clearly and strictly defined exceptional circumstances.
Of course, consent to treatment can only be qualified as free
and informed if it is based on full, accurate and comprehensible information
about the patient’s condition and the treatment proposed; to describe ECT as
"sleep therapy" is an example of less than full and accurate
information about the treatment concerned. Consequently, all patients should be
provided systematically with relevant information about their condition and the
treatment which it is proposed to prescribe for them. Relevant information
(results, etc.) should also be provided following treatment.”
Visits to the State mental hospitals in Finland
The CPT visited Finland from 7 to 17 September
2003, the NiuvanniemiState mental hospital being among the establishments
visited. In paragraph 144 of its report, published on 14 June 2004, the CPT made the following remark:
“As regards safeguards, the procedures concerning the mental
examination of persons accused of a crime and the initial placement of such
persons offered, overall, adequate guarantees of independence and impartiality
as well as objective medical expertise. By contrast, the manner in which an
order for treatment in respect of both civil and forensic patients was being
renewed would merit a reassessment. The CPT considers that the periodic review
of an order to treat a patient against his/her will in a psychiatric hospital
should involve a psychiatric opinion which is independent of the hospital in
which the patient is detained.”
On its next visit to Finland, between 20 and 30
April 2008, the CPT visited,inter alia,the VanhaVaasaState mental
hospital and another psychiatric establishment. In its report, published on 20 January 2009, the CPT made,inter alia, the following remarks and
recommendations:
“...
126
- In both establishments, the use of psychiatric medication appeared
appropriate. As regards the VanhaVaasaHospital, the current rhythm of
formal multidisciplinary clinical review (twice a year) is not sufficient.
Staff representing different specialties (psychiatrists, nurses, psychologists, occupational and work therapists, social workers) should all meet and discuss
each patient’s condition and progress on a more frequent basis. The CPT
recommends that steps be taken in the light of these remarks.
...
140 - Involuntary hospitalisation of a psychiatric patient continued
to be construed as automatically authorising treatment without his/her consent.
In practice, doctors in the two psychiatric establishments visited sought to
obtain patients’verbal consent to treatment, but there was no written
proof that such informed consent had been given. Further, a patient’s refusal
or subsequent withdrawal of consent to treatment did not result in an external
independent psychiatric review as to whether treatment could be provided
against the patient’s will. In addition, patients could not appeal against such
decisions to a court.
The
CPT recommends that a special form relating to informed consent to treatment, signed by the patient and (if he is incompetent) by his legal representative, be introduced at the ...and the Vanha Vaasa Hospital (as well as in all other psychiatric
establishments in Finland). The relevant legislation should be amended so as to
require an external psychiatric opinion in any case where a patient does not
agree with the treatment proposed by the establishment’s doctors; further, patients should be able to appeal against a compulsory treatment decision to the court.
...”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 5 OF THE CONVENTION
CONCERNING INVOLUNTARY CONFINEMENT
The applicant complained that her right to
liberty had been breached in that as from 17 February 2005 she had been
unlawfully confined to a mental hospital, though she had not been in need of
involuntary care. She also complained that her detention in the hospital for
the purpose of conducting a psychiatric examination prior to that confinement
had been unlawful. She invoked Article 5 of the Convention, which reads in relevant parts:
“1. Everyone has the right to liberty and security
of person. No one shall be deprived of his liberty save in the following cases
and in accordance with a procedure prescribed by law:
...
(b) the lawful arrest or detention of a person for
non-compliance with the lawful order of a court or in order to secure the
fulfilment of any obligation prescribed by law;
...
(e) the lawful detention of persons for the
prevention of the spreading of infectious diseases, of persons of unsound mind, alcoholics or drug addicts or vagrants;
...”
The Government contested the argument
concerning the applicant’s involuntary confinement as from 17 February 2005. No
observations were requested from the Government in respect of the other
periods.
A. Admissibility
1. The submissions of the parties
(a) The applicant
The applicant argued that she had been held in
the mental hospital without a legitimate reason. Her psychiatric examination
had not been ordered for the purpose of determining her mental state at the
time of the alleged offence, as required by law, but in accordance with the
public prosecutor’s plan to lock her up. In ordering her psychiatric
examination, and in maintaining that order, the national courts had ignored the
medical opinion issued in December 2002 by Dr K.A., which clearly showed that
there was no need for such an examination as the applicant was healthy.
The confinement for involuntary treatment which
followed had also been unlawful and unnecessary. Dr K.A., Drs E.P. andM-P.H. in
October 2005 and the doctors in the HelsinkiUniversityHospital in
October 2006 had confirmed that the applicant did not suffer from any
psychiatric disorder and that there was no need for involuntary care.Dr A.K., who had conducted the psychiatric examination leading to the applicant’s confinement, had erred in his assessment and in his understanding of the background to the case. Dr A.K.
was not an experienced physician. He had only obtained his degree in forensic
psychiatry on 5 July 2004, that was, some three months prior to examining the
applicant. Moreover, the applicant had not been heard in person before the
Board for Forensic Psychiatry of the National Authority for Medico-legal
Affairs prior to confirming Dr A.K.’s opinion regarding the applicant’s need
for involuntary care.
The applicant had not been given the
opportunity to obtain a second opinion until October 2005. Such practice had
been criticised by the CPT. Dr M-P.H. had agreed to conduct an examination of
the applicant in the Vanha Vaasa hospital in February 2005, but the hospital had not allowed that. According to the applicant she had been refused visits
by outside doctors for the sole purpose of protecting the hospital doctors who
had made a wrong diagnosis. Very soon after the visit of two independent
doctors to the Vanha Vaasa hospital the applicant had been moved to an open
ward and granted permission to leave the hospital.
The applicant argued that taking into account
her age, her profession and her family relations, the decision to confine her
to involuntary care had been disproportionate. The applicant had been placed in
a closed ward with seriously ill patients with criminal backgrounds.The
applicant herself was an experienced doctor who had, inter alia, been the head physician in a mental hospital and a member of the Board for Social and Health
Affairs in her home town. Not a single complaint had been lodged by her patients
about her work.
(b) The Government
The Government submitted firstly that a
delusional disorder is a serious psychosis and very often necessitates hospital
care.
The Government argued that the fact that the
applicant had been of unsound mind and in need of involuntary care had been
established conclusively by the authorities and upheld on appeal. A failure to
commit her to care would have significantly aggravated her illness and
seriously endangered her health and the health of others. Other health care
services had not been considered sufficient. The requirements set out in the
Mental Health Act for involuntary care had thus been met and the measures taken
by the authorities had been lawful. There had been no arbitrariness in the
decision-making leading to the applicant’s confinement. The matter fell within
the margin of appreciation accorded to the State. The applicant’s involuntary
confinement had been proportionate and in accordance with Article 5 § 1 (e) of
the Convention.
As to Dr K.A.’s medical opinion of 30 January
2002, the Government stressed that, according to the doctor himself, the opinion had been given on the basis of two meetings with the applicant and without trying
to conduct a thorough psychiatric examination. Such an examination would have
been necessary in order to make an evaluation of the applicant’s mental
condition. In any case, the applicant had brought the medical opinion of Dr
K.A. to the attention of the National Authority for Medico-legal Affairs and
its Board for Issues of Forensic Psychiatry, which had been able to take it
into account in their decision-making. The examination of the applicant
conducted at HelsinkiUniversityHospital in 2006 could not be given much weight
as the adequacy of the findings was affected by the applicant’s refusal to have
her previous medical records transferred from the Vanha Vaasa hospital.
2. The Court’s assessment
(a) Recapitulation of the relevant principles
The Court reiterates that the expressions
“lawful” and “in accordance with a procedure prescribed by law” in Article 5 §
1 essentially refer back to domestic law; they state the need for compliance
with the relevant procedure under that law. The notion underlying the term in
question is one of fair and proper procedure, namely that any measure depriving
a person of his liberty should issue from and be executed by an appropriate
authority and should not be arbitrary (see Winterwerp
v. the Netherlands, 24 October 1979, § 45, Series A no. 33 ,Wassink v. the Netherlands, 27 September 1990, § 24, Series A no. 185‑A, and more recently,Bik v. Russia, no. 26321/03, § 30, 22 April 2010).
145. It is in the
first place for the national authorities, notably the courts, to interpret and apply domestic law. However, since under Article 5 § 1 failure to comply with
domestic law entails a breach of the Convention, it follows that the Court can, and should, exercise a certain power of review of such compliance (see Benham
v. the United Kingdom, 10 June 1996, § 41,Reports
of Judgments and Decisions 1996-III, and Bikv. Russia,cited above,§ 31).
While the Court has not previously formulated a
global definition of what types of conduct on the part of the authorities might
constitute “arbitrariness” for the purposes of Article 5 § 1, key principles have been developed on a case-by-case basis. It is moreover clear from the
case-law that the notion of arbitrariness in the context of Article 5 varies to
a certain extent depending on the type of detention involved (Saadi v. the United Kingdom [GC], no. 13229/03, § 68, ECHR 2008‑...).
147. One general principle established in the case-law is that detention will be “arbitrary” where, despite complying with the letter of national law, there has been an element of bad faith or
deception on the part of the authorities.The condition that there be no
arbitrariness further demands that both the order to detain and the execution
of the detention must genuinely conform with the purpose of the restrictions
permitted by the relevant sub-paragraph of Article 5 § 1. There must in addition
be some relationship between the ground of permitted deprivation of liberty
relied on and the place and conditions of detention (ibid, §69 with further references).
The requirement of lawfulness laid down by
Article 5 § 1 (e) (“lawful detention” ordered “in accordance with a procedure
prescribed by law”) is not satisfied merely by compliance with the relevant
domestic law; domestic law must itself be in conformity with the Convention,
including the general principles expressed or implied in it, particularly the
principle of the rule of law, which is expressly mentioned in the Preamble to
the Convention. The notion underlying the expression “in accordance with a
procedure prescribed by law” requires the existence in domestic law of adequate
legal protections and “fair and proper procedures” (see, among other
authorities, Winterwerp v. the Netherlands, cited above, § 45).
Moreover, the Court has outlined three minimum
conditions for the lawful detention of an individual on the basis of
unsoundness of mind under Article 5 § 1 (e) of the Convention: he must reliably
be shown to be of unsound mind, that is, a true mental disorder must be
established before a competent authority on the basis of objective medical
expertise; the mental disorder must be of a kind or degree warranting
compulsory confinement; and the validity of continued confinement must depend
upon the persistence of such a disorder (see
Winterwerpv. the Netherlands, cited above, § 39;Johnson v. the United Kingdom, 24 October 1997, § 60,Reports of Judgments and
Decisions 1997‑VII; and more recently,Stanev v. Bulgaria[GC], no. 36760/06, § 145, 17 January 2012).
In deciding whether an individual should be
detained as a “person of unsound mind”, the national authorities have a certain
margin of appreciation regarding the merits of clinical diagnoses since it is
in the first place for them to evaluate the evidence in a particular case: the
Court’s task is to review under the Convention the decisions of those
authorities(see Winterwerpv.
the Netherlands, cited above, § 40,Luberti v. Italy, 23 February 1984, § 27, Series A no. 75, and more recently,Witek v. Poland, no. 13453/07, § 39, 21 December
2010).
The detention of an individual is such a
serious measure that it is only justified where other, less severe, measures have been considered and found to be insufficient to safeguard the individual or
public interest which might require that the person concerned be detained (see Witold
Litwa v. Poland, no. 26629/95, § 78, ECHR 2000-III;Varbanov
v. Bulgaria, no. 31365/96, § 46, ECHR 2000‑X; and Stanev v. Bulgaria, cited above, § 143).
(b) Application of those principles to the
psychiatric examination
The Court observes that the domestic law in
force at the time,like the provisions currently in force, contained provisions
empowering the courts to commit a person for compulsory confinement for the
purpose of effecting a psychiatric examination (see paragraphs 116 and 117
above; compare and contrast,Varbanovv. Bulgaria, cited above, § 50). In this part, the applicant’s complaint falls to be examined under Article 5 § 1(b) of
the Convention, which allows the Contracting States to order the arrest or
detention of a person for non-compliance with the lawful order of a court or in
order to secure the fulfilment of any obligation prescribed by law.
It is the applicant’s firm view that she was
ordered to undergo a psychiatric examination in accordance with the public
prosecutor’s plan to lock her up. The Court cannot, however, uphold the applicant’s allegation of bad faith on the part of the authorities. Firstly,the decision was taken independently by the District Court, which was in no way bound by the
prosecutor’s opinion on the need to conduct a psychiatric examination of a
person. Secondly,the Court accepts that the purpose of the court order of
25 October 2002 requiring the applicant to undergo a psychiatric
examination was intended to determine whether she had been capable of being
criminally responsible at the time of committing the offence with which she was
charged and was in conformity with the need to ensure the proper conduct of the
criminal proceedings against the applicant. Indeed, having found the applicant
responsible for the alternative charge, the District Court refrained from
passing sentence on her on the ground of her lack of criminal responsibility as
established on the basis of her psychiatric examination.
As to Dr K.A.’s medical opinion of December
2002, submitted to the District Court after it had given the order, the Court notes that according to the doctor himself he had only met the applicant twice and
had not carried out a full psychiatric examination of her. The Court cannot
therefore agree that Dr K.A.’s medical opinion should have resulted in the
domestic courts’ revocation of the order requiring the applicant to undergo a
proper psychiatric examination, as the applicant seems to suggest.
The Court observes that the psychiatric
examination was conducted in a hospital in accordance with section 15 of the
Mental Health Act.
The Court further observes that section 16(2)
of the Mental Health Act provides for a time-limit of two months for the
completion of the psychiatric examination of a person accused of a crime. An
additional two months’ extension may be granted by the National Authority for
Medico-legal Affairs if reasonable grounds for doing so exist. In this case, that authority requested Dr A.K. to continue the psychiatric examination of the applicant
beyond the initial two months period,being of the view that further tests
should be conducted and more information obtained before a decision in the
matter could be taken. The Court notes that although the time spent by the
applicant against her will in the Vanha Vaasa hospital for the purpose of
conducting the psychiatric examination may seem lengthy, from 11 November 2004
to 17 February 2005, it was covered by the court order of 25October 2002 and it
did not exceed the maximum period defined in the law. The continuation of her
detention for that purpose was at all times under the supervision of the
National Authority for Medico-legal Affairs.
Having regard to the above, the Court cannot uphold the applicant’s allegation that her detention in the Vanha Vaasa
hospital between 11 November 2004 and 17 February 2005 for the purpose of
conducting a psychiatric examination was unlawful. It follows that this
complaint must be declared inadmissible as manifestly ill-founded pursuant to
Article 35 §§ 3 (a) and 4 of the Convention.
(c) Application of those principles to the
confinement to involuntary care
The Court considers that the question whether
the applicant’s confinement to involuntary care as of 17 February 2005 complies
with the requirements of Article 5 § 1 of the Convention is not manifestly
ill-founded within the meaning of Article 35 §§ 3(a) and 4 of the Convention, nor is it inadmissible on any other grounds. It must therefore be declared admissible.
B. Merits of the complaint concerning the applicant’s
confinement to involuntary care
Having found inadmissible the applicant’s
complaint concerning her detention in the Vanha Vaasa hospital between
11November 2004 and 17 February 2005,effected for the purpose of
conducting a psychiatric examination, the Court will now restrict its
examination, under Article 5 § 1 (e) of the Convention, to the
time spent by the applicant in that hospital for the purpose of providing her
with involuntary treatment.
The Court notes that the decision of 17
February 2005 to place the applicant in involuntary hospital care was not taken
by the District Court, but by a different independent authority, namely the Board for Forensic Psychiatry of the National Authority for Medico-legal Affairs.
The Court will first examine whether the deprivation of the applicant’s liberty
in that part was in accordance with the domestic provisions and the procedure
prescribed by domesticlaw.
The Court notes that the decision-making power
of the National Authority for Medico-legal Affairs derives from sections 8 and
17(1) of the Mental Health Act.
The Court notes that the Board based its
assessment in the present case on the need for the applicant’s confinement to
involuntary care on the psychiatric examination of the applicant and the
recommendation made by Dr A.K., who had conducted that examination. The Board considered
that the applicant was suffering from a delusional disorder, which had motivated her for years and which made her incapable of seeing a matter from a
viewpoint other than her own and of questioning the correctness of her own
conclusions. The delusional disorder, if not treated, would have considerably aggravated
her mental illness or seriously endangered her health and the health of others.
In the view of the Board, no other mental health services were sufficient as the
applicant did not consider herself to be mentally ill. That decision was, after
an oral hearing, affirmed by the Supreme Administrative Court on 13 October
2005 (see paragraph 72 above).
The Court further notes that the applicant’s
involuntary confinement was continued for about five months after the initial
care order was implemented. The decision of 22 July 2005 to continue the
applicant’s care was made, in compliance with the national law, by the head physician of the Vanha Vaasa hospital after having obtained a medical observation
statement by another physician of that establishment. That decision was both
confirmed and upheld on appeal by the Administrative Court on 31 October
2005 and appealed further to the Supreme Administrative Court.
The Court notes that another decision to
continue the applicant’s involuntary care was taken on 20 January 2006 by the
head physician of the Vanha Vaasa hospital. The applicant appealed also against
this decision to the Administrative Court even though she was in fact
discharged from the hospital on 27 January 2006.
Having regard to the events set out above, the
Court observesthat the decision to confine the applicant into involuntary care
was made by an independent administrative body with both legal and medical
expertise (see paragraph 122 above) and that it was based on a thorough
psychiatric examination carried out in a mental hospital by a physician, Dr A.K., who did not take part in the actual decision-making. The Court is satisfied that the
decision-making at the national level also followed the procedure prescribed by
domestic law at all times and takes note of the domestic courts’ findings that
the applicant’s confinement, and the continuations thereof, were lawful.
However, as stated above, the Court must review
the compliance of domestic decisions with Article 5 § 1(e) of the Convention,
in particular with whether the notion “in accordance with a procedure
prescribed by law” meets the “quality” requirements of the legal rules
applicable in the instant case.
The Court considers it clear that the domestic
legal basis for the applicant’s detention from 17 February 2005 onwards
wassection 17 of the Mental Health Act. As to the quality of the law, the Court notes that the
requirements of the accessibility and the foreseeability of the law do not
raise any problems in the instant case. However, the Court reiterates that the
law in question must also be “compatible with the rule of law”. In the context
of deprivation of liberty, the domestic law must provide some protection to the
individual against arbitrary interference with his or her rights under Article 5.
The Court recalls that where the decision to
deprive an individual of his liberty is one taken by an administrative body,
that individual is entitled to have the lawfulness of the decision reviewed by
a court (see mutatis mutandisLuberti v. Italy, cited above, §
31). The Court finds that the initial confinement of a “forensic”patient,after a
psychiatric examination,to an involuntary treatment in a mental hospital by the
Board for Forensic Psychiatry of the National Authority for Medico-legal
Affairs, whose decision is subject to independent judicial review, does not
appear to be problematic from the point of view of the rule of law. However, as
concerns the continuation of such treatment, there were no adequate safeguards
against arbitrariness.
The Court first draws attention to the fact
that, in the present case, the decisions to continue the applicant’s
involuntary confinement after the initial care order were madeby the head
physician of the Vanha Vaasa hospital after having obtained a medical observation
statement by another physician of that establishment.In the Finnish system the
medical evaluation is thus made by two physicians of the same mental hospitalin
which the patient is detained. The patients do not therefore have a possibility
to benefit from a second, independent psychiatric opinion. The Court finds such
a possibility to be an important safeguard against possible arbitrariness in
the decision-making when the continuation of confinement to involuntary care is
concerned. In this respect the Court also refers to the CPT’s recommendation
that the periodic review of an order to treat a patient against his or her will
in a psychiatric hospital should involve a psychiatric opinion which is
independent of the hospital in which the patient is detained (see paragraph 133
above). This covers all of the criteria in section 8 of the Mental Health Act.
Secondly, the Court notes that the periodic
review of the need to continue a person’s involuntary treatment in Finnish
mental hospitals takes place every six months. Leaving aside the question
whether a period of six months can be considered as a reasonable interval or
not, the Court draws attention to the fact that, according to section 17(2) of
the Mental Health Act, this renewal is initiated by the domestic authorities. A
patient who is detained in a mental hospital does not appear to have any
possibilities of initiating any proceedings in which the issue of whether the
conditions for his or her confinement to an involuntary treatment are still met
could be examined.The Court has found in its earlier case-law that a system of
periodic review in which the initiative lay solely with the authorities was not
sufficient on its own (see mutatis mutandisRakevich v. Russia, no. 58973/00, §§ 43-44, 28 October 2003; and Gorshkov v. Ukraine,
no. 67531/01, § 44, 8 November 2005). In the present case this situation
is aggravated by the fact that in Finlanda care order issued for an involuntary
hospitalisation of a psychiatric patient is understood to contain also an
automatic authorisation to treat the patient, even against his or her will.A
patient cannot invoke any immediate remedy in that respect either.
The Court considers, in the light of the above
considerations,that the procedure prescribed by national lawdidnot provide in
the present case adequate safeguards against arbitrariness.The domestic law
wasthus not in conformity with the requirements imposed by Article5§1(e) of the
Convention and, accordingly, there has been a violation of the applicant’s
rights under that Article in respect of her initial confinement to involuntary
care in a mental hospital.
II. ALLEGED VIOLATION OF ARTICLE
6 OF THE CONVENTION CONCERNING THE APPOINTMENT OF A TRUSTEE
The applicantalso complained of a violation of her
right to a fair hearing in that she had not been given an opportunity to be
heard in person on the need for the appointment of a trusteein the criminal
proceedings against her. She had not been allowed to choose her own
representative and in consequence her defence had suffered. She had lost
bothher right to plead and her right of self-determination.The trustee had not
requested the District Court to hear the applicant in person about the
erroneous medical opinion by DrA.K., nor had he contested before the court the
correctness thereof. The trustee had not referred to the second opinions by
medical experts. He had not requested an oral hearing in the Court of Appeal, nor the hearing before the trial courts of witnesses proposed by the applicant. The applicant
had never met the trustee appointed for her and he had not returned her calls
or agreed to co-operate with her family and friends.
The applicant relied on Article 6 of the
Convention, which reads in relevant parts:
“1. In the determination of ... any criminal charge
against him, everyone is entitled to a fair ... hearing ... by [a] ... tribunal
...
...
3. Everyone charged with a criminal offence has the
following minimum rights:
...
(c) to defend himself in person or through legal
assistance of his own choosing...;
...”
The Government contested the applicant’s
argument concerning the lack of an oral hearing in appointing the trustee. No
observations were requested from the Government as regards the other complaints
under this heading.
Admissibility
1. The submissions of the parties
(a) The applicant
The applicant argued that she had not been in
need of a trustee, as she was healthy. This had been evident from the medical
opinion given by Dr K.A., which the applicant had submitted to the District
Court. That court should have exercised caution in taking decisions based on
the psychiatric examination by Dr A.K.,as it contained an erroneous description
of the suspected offence and was merely his own opinion. The applicant had
informed the District Court that the psychiatric examination had, in the first place, been conducted according to the prosecutor’s plan to place herin
involuntary care.
As to the person and conduct of the trustee
appointed, the applicant submitted that Mr M.S. was known as a business lawyer
and was by no means the right person to take on a case concerning suspicion of
sexual abuse of a child. He had not requested to hear any witnesses, nor referred to divergent expert medical evidence on the applicant’s behalf. He had not
contested the psychiatric examination conducted by Dr A.K. either. In effect, Mr M.S. had not acted in her defence, but, rather, had worsened her position. Having regard to
the nature of the case and the consequences to the applicant it would have been
particularly important to hear her as to the correctness of the psychiatric
examination and the need to appoint a trustee.
(b) The Government
The Government argued firstly that the
appointment of a trustee did not involve a determination of the applicant’s
civil rights and obligations or of any criminal charge against her. It followed
that Article 6 was not applicable in that part. Were the Court to take a
different view on the matter, the applicant’s complaint about the lack of an
opportunity to be heard in person on the need for the appointment of a trustee
was, nevertheless, manifestly ill-founded for the reasons set out below.
The Government submitted that the District
Court had taken the matter into consideration of its own initiative following
the procedure in the matter of petitions, as provided by the Code of Judicial
Procedure. Such matters were examined in a written procedure or at a hearing.
An oral hearing must be held if a party to the case so requests or the District
Court considers it necessary. The documents available to the Government did not
suggest that the applicant had requested a hearing before the District Court.
The applicant had been provided with the opportunity to give her comments in
writing, and she had done so. Having regard to the opinion on the need to
appoint a trustee expressed by the National Authority for Medico-legal Affairs
and the applicant’s written comments, holding an oral hearing had not, in the Government’s view, been necessary. Moreover, the applicant had,at the detention hearing
of 15October 2004, and on a number of occasions during the criminal proceedings, argued before the court, in person, that she was in good health. She had thus had several
opportunities to express orally before the District Court her opinion on the
need to appoint a trustee, and she had also taken advantage of those
opportunities. Having regard to the fact that appointing a trustee for the
purposes of criminal proceedings was a subordinate decision in the context of
otherwise oral proceedings, the procedure followed by the District Court had
satisfied the requirements of a fair trial.
The Government further submitted that in her
submissions to the Court of Appeal the applicant had requested an oral hearing
failing, however, to give any reasons for that request or to state her opinion
on the persons to be heard before the court. The Court of Appeal had examined
the applicant’s appeal in written proceedings without giving a separate ruling
concerning her request for an oral hearing, as there had been no grounds for
holding one. The Government argued that the obligation under Article 6 § 1 to
hold an oral hearing was not absolute and, in the exceptional circumstances of
the present case, dispensing with an oral hearing had been justified, as it could not have provided any relevant information for the determination of the issue at
hand.
2. The Court’s assessment
The Court does not consider it necessary to
examine the Government’s preliminary objection concerning the admissibility of
this complaint on grounds of alleged incompatibility ratione materiae
with the provisions of the Convention, as it finds it, in any case, inadmissible for the reasons set out below.
(a) Recapitulation of the relevant principles
The Court first notes that the guarantees in
Article6 § 3 are specific aspects of the right to a fair trial in criminal
proceedings set forth in Article 6 § 1. Accordingly, the applicant’s complaint
will be examined under these provisions taken together (see, among other authorities,Benhamv.
the United Kingdom,cited above,§52).
The Court reiterates that the decision to allow
an accused to defend himself or herself in person or to assign him or her a
lawyer falls within the margin of appreciation of the Contracting States, which are better placed than the Court to choose the appropriate means by which to enable
their judicial system to guarantee the rights of the defence. The compulsory
assignment of a lawyer is a measure taken in the interests of the accused
designed to ensure the proper defence of his interests. The domestic courts are
therefore entitled to consider that the interests of justice require the
compulsory appointment of a lawyer (see Correia de Matos v. Portugal(dec.), no. 48188/99,ECHR 2001‑XII; see also Croissant
v. Germany,25 September
1992, § 27, Series A no. 237‑B).
Notwithstanding the importance of a
relationship of confidence between a lawyer and his client, the right to choose one’s own counsel cannot be considered to be absolute. It is necessarily
subject to certain limitations where free legal aid is concerned and also where
it is for the courts to decide whether the interests of justice require that
the accused be defended by counsel appointed by them. When appointing defence
counsel the national courts must certainly have regard to the defendant’s
wishes. However, they can override those wishes when there are relevant and
sufficient grounds for holding that this is necessary in the interests of
justice (seeCroissantv. Germany, cited above,§ 29).
However, the appointment of defence counsel
does not necessarily settle the issue of compliance with the requirements of
Article 6 § 3(c). Although the conduct of the defence is essentially a matter
between the accused and his counsel, the competent national authorities are
required to intervene if a failure by public defence counsel to provide
effective representation is manifest or sufficiently brought to their attention
in some other way (see, among other authorities,Kamasinski v. Austria, 19 December 1989, § 65, Series A no. 168).
(b) Application of those principles to the present
case
The Court observes that the decision ofthe
District Court to appoint the applicant a trustee for the criminal proceedings
was made exproprio motu and in accordance with Chapter 12, Article 4a, of the Code of Judicial Procedure. The court’s decision was based on the statement
of the National Authority for Medico-legal affairs, where it was indicated that
the applicant’s capability to attend to her interests in the ongoing criminal
proceedings was reduced due to her mental illness. That statement, in turn, was based on the full psychiatric examination of the applicant carried out by Dr A.K.
As stated above, the domestic courts are entitled to consider that the
interests of justice require the compulsory appointment of a lawyer. Having
regard, in particular, to the fact that the National Authority for Medico-legal
Affairs is an independent body with medical expertise, the Court finds no
reason to doubt that, in following that authority’s recommendation to appoint
the applicant a trustee, the District Court aimed to act in the best interests
of the applicant and for the purpose of guaranteeing her a competent and effective
defence.
The Court also observes that prior to the
appointment of the trustee, the District Court provided the applicant with an
opportunity to give her opinion, both as regards the need for the appointment
of a trustee and the person whom the court considered suitable for the task. In
her written submission the applicant merely stated her opposition, without giving any reasons. In that statement, the applicant did not request the District
Court to hold an oral hearing, nor has any other document containing such a
request been submitted to the Court.
The Court further observes that the applicant
appealed against the District Court’s decision and requested that the Court of
Appeal hold an oral hearing. However, as pointed out by the Government, and not contested by the applicant, she failed to give any reasons for that request; nor did
she name any persons to be heard before the appellate court. It has been
established in the Court’s case-law that Article 6 § 1 does not guarantee an
absolute right to an oral hearing and thatthe nature of the circumstances that
may justify dispensing with an oral hearing essentially comes down to the
nature of the issues to be decided by the competent national court (see,inter alia,Jussila v. Finland [GC], no. 73053/01, § 41-43, ECHR 2006‑XIII).The
Court notes that Finnish law allows the Court of Appeal to dispense with an
oral hearing where,inter alia, only a procedural matter is to be decided
or the hearing is for another reason considered manifestly unnecessary. The
Court notes that at this stage of the proceedings, the Court of Appeal was
merely called upon to examine whether the applicant was in need of a trustee
for the criminal proceedings. The Court observes that the appellate court
examined the applicant’s appeal based on her own submissions and that she was
thus not prevented from putting forward any argument she wished to make to that
court, even regarding her views concerning the correctness of the psychiatric
examination and her state of health. It is difficult to see how an oral hearing
would have shed any more light on the matter having regard, in particular, to the fact that the applicant did not name any witnesses to be heard before the
court.
Having regard to the clear finding of the National
Authority for Medico-legal Affairs that the applicant was in need of legal
assistance due to her mental illness, and the fact that the applicant was given
the opportunity to express her view on the matter in writing,the Court finds that neither the District Court nor the Court of Appeal were required to hear
the applicant in person concerning the appointment of a trustee.
As to the choice of Mr M.S. as the applicant’s
trustee, the Court firstly observes that he was, at the time, the applicant’s court-appointed public defender and was thus already familiar with the case.
The applicant failed to name any other person whom she considered suitable to
be appointed trustee. Although the District Court did not reason Mr M.S.’s
suitability in detail, the Court observes, at the outset, that he was a lawyer
and an experienced member of the Finnish Bar. While the applicant claims before
the Court that Mr M.S. was known as a business lawyer, it has not been alleged
that he had no experience in other fields of law. Moreover, the Court appreciates that the domestic courts, which have better knowledge of the national
system and the representatives available, are better placed to assess whether a
particular person meets the formal criteria set out in the law.
The Court notes that the applicant is critical
of her defence provided by Mr M.S. The Court notes, firstly, that as the applicant’s trustee Mr M.S. was solely responsible for ensuring that the applicant
received the best possible defence in the circumstances of the case. Having
regard to the clear finding of theNational Authority for Medico-legal Affairs
that the applicant was unable to take care of her defence due to her mental
condition, it is the Court’s view that Mr M.S. had not been obliged to follow
her advice as to the procedural measures to be taken in her defence. Moreover, there is no evidence to suggest that the applicant’s defence was so insufficient that the
domestic authorities should have intervened. The Court will revert to that
matter in further detail below.
To summarise, the Court finds that the
appointment to the applicant of a trustee, albeit against her will, was not in contravention of the requirements of a fair trial. Neither the appointment of
MrM.S. for that task,nor the fact that the applicant could only comment in
writing when the trustee was appointed, disclose a breach of Article 6§1 of the
Convention, assuming the applicability of that provision. It follows that, in this part, the application must be declared inadmissible as manifestly ill-founded under
Article 35 §§ 3(a) and 4 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 6 OF THE
CONVENTION CONCERNING EXAMINATION OF WITNESSES IN THE CRIMINAL PROCEEDINGS
The applicant also complained that she had been
deprived of the right to have witnesses examined on her behalf, as the District Court had refused to receive testimony from witnesses proposed by her and the
Court of Appeal had dispensed with an oral hearing altogether. The relevant
part of Article 6 of the Convention reads:
“...
3. Everyone charged with a criminal offence has the
following minimum rights:
...
(d) to examine or have examined witnesses against
him and to obtain the attendance and examination of witnesses on his behalf
under the same conditions as witnesses against him;
...”
Admissibility
1. The submissions of the parties
(a) The applicant
The applicant submitted that she had been
deprived of the right to organiseher defence properly against false charges and
to prove her innocence. None of the witnesses proposed by her was heard before
the trial courts. The applicant’s public defender Ms M.K., appointed against
her wishes, had not contested the court’s decision not to hear five witnesses
proposed by her in the main hearing in October 2002. The appointment on
2 March 2005 of Mr M.S. as her trustee had the consequence that no witness
testimony was received after that date, even though the applicant had submitted
to both trial courts a list of 18 witnesses whom she wished to have heard. On
the basis of that oral evidence the applicant could have proved that there had
been a valid reason to believe that sexual abuse of the child had taken place
and, in fact, several experts had suspected such. Witness testimony would also
have shown that the applicant had not participated in the alleged kidnapping of
V. in [town A] on 16December 2000 and that she had not transported the child
and her mother in her car on that day. By hearing her witnesses the applicant
would also have proved that she and V.’s mother were healthy and that the
allegations that she had been suffering from delusions made by the prosecutor
and Dr A.K. had been false. The applicant had not been present at the District
Court’s hearing of 14 March 2005 because Mr J.R., whom she had wanted to hear
as a witness, had been removed by force from the court premises on the orders
of the presiding judge. After that incident the applicant had been so shocked
that she had felt unable to participate in the hearing, having in mind the
District Court’s announcement that her presence was not required.
(b) The Government
The Government noted that at its main hearing
on 24 October 2002 the District Court had refused to receive testimony from the
five witnesses proposed by the applicant as it had considered their evidence
irrelevant. The Government pointed out that, according to Chapter6, section 5(2), of the Criminal Procedure Act, the court had to ensure that a case was dealt
with in an appropriate manner and that no irrelevant issueswere brought before
it. As to the hearing of 14 March 2005, the applicant had submitted to the
court a list of 18 witnesses she wished to examine. The applicant had been
represented at that hearing by Mr M.S. who had, in his capacity as a
court-appointed trustee, withdrawn the request to hear those witnesses. The
applicant herself had voluntarily left the court after Mr J.R. had been asked
to leave the premises.
As to the appeal proceedings, the Government submitted that the Court of Appeal had, in conformity with Chapter 26, Article 14(2)(4), of the Code of Judicial Procedure rejected the applicant’s request for an
oral hearing as manifestly unnecessary. In the Government’s view there was no
need to hear a party or receive other evidence where an appeal had no prospects
of success. A hearing could be dispensed with in a case where, for example, a party wished to produce evidence concerning a fact which would not have a
bearing on the court’s decision. The Government stressed that under Finnish law
the Court of Appeal was obliged to hold an oral hearing only in cases where the
appeal raised questions of credibility of witness testimony or the findings of
a judicial inspection, or where fresh evidence was to be admitted. In this case
the applicant had merely challenged the conclusions drawn by the District Court
on the basis of undisputed evidence.
2. The Court’s assessment
The
Court will again examine the applicant’s complaint under Articles 6 §§ 1 and 3
taken together (see paragraph 181 above).
The Court firstly observes that at its main
hearing, held in October 2002,the District Court received testimony from the
applicant,the other defendants,V.’s father, and ten witnesses. It has not been
alleged by the applicant that she was refused the opportunity to put questions
to all those persons in the course of that adversarial hearing, at least through Ms M.K., her public defender at the time. The District Court rejected the
testimony of the five witnesses proposed by the applicant, finding their
evidence irrelevant. The applicant’s public defender, Ms M.K., an independent member of the Bar, did not object to the court’s decision.
The Court reiterates that while Article 6 of
the Convention guarantees the right to a fair hearing, it does not lay down any
rules on the admissibility of evidence as such, which is primarily a matter for
regulation under national law (see Schenk v. Switzerland, 12 July 1988, § 45, Series A no. 140; Teixeira
de Castro v. Portugal, 9 June 1998, § 34,Reports
1998-IV; Jalloh
v.Germany [GC], no. 54810/00, §§ 94-96, ECHR 2006-IX; and Bykov
v. Russia [GC], no. 4378/02, § 88, ECHR 2009-...). Furthermore,it is not sufficient for a defendant to complain
that he has not been allowed to question certain witnesses; he must, in addition, support his request by explaining why it is important for the witnesses concerned
to be heard and their evidence must be necessary for the establishment of the
truth (see Pernav. Italy [GC],no. 48898/99, §29, ECHR 2003-V). The Court further takes note of the obligation of the Finnish courts, as pointed out by the Government, to ensure that no irrelevant issues are introduced into the
proceedings. Having regard to the above-mentioned circumstances, and in the absence of convincing reasons given by the applicant for the necessity of receiving
the testimony of the five witnesses in question, the Court accepts that the
District Court cannot be regarded as having exceeded its discretionary powers
in refusing the oral evidence proposed by the applicant at the main hearing.
The Court next observes that later in March 2005, after the completion of the psychiatric examination of the applicant and the appointment of Mr
M.S. as her trustee, the applicant submitted to the District Court a list of 18
witnesses to be heard at the final hearing before that court to be held on 14
March 2005. No witnesses were heard at that hearing, as the applicant’s trustee
did not find it necessaryto call witnesses. The applicant, whose presence was
no longer obligatory at that stage,had left the court before the hearing began.
No formal decision on the applicant’s request was taken by the District Court.
The Court has already found that it had been justified for the District Court
to appoint a trustee forthe applicant due to her mental condition. The Court
emphasises that by virtue of that decision the applicant’s defence had been
entrusted solely to Mr M.S., an independent member of the Bar, and it was for him to choose the best defence strategy without being constrained by the
applicant’s own views on the hearing of witnesses. The Court also recalls its
previous finding that there is no evidence that MrM.S.’s conduct of the
applicant’s defence was manifestly deficient.
As to the proceedings before the Court of
Appeal, the applicant’s trustee Mr M.S. had taken the view that the appeal
could be examined in written proceedings. The Court finds that also in the
appellate proceedings,as in the proceedings before the District Court,it had been for Mr M.S. to choose the best course of action for organising the applicant’s
defence. There is nothing to indicate that hisconduct of the appeal proceedings
had been in any way deficient.
In the light of the above observations, the Court cannot conclude that the domestic courts acted in breach of Articles 6 §§ 1 and 3(d)
in refusing to hear the witnesses proposed by the applicant and finds that also
this complaint must be declared inadmissible as manifestly ill-founded. It must
therefore be rejected pursuant to Article 35 §§ 3(a)and 4 of the Convention.
IV. ALLEGED VIOLATION OF ARTICLE 8 OF THE
CONVENTION CONCERNING FORCED ADMINISTRATION OF MEDICATION
The applicant further complained that she had
been subjected to forced administration of medication in breach of Article 3 of
the Convention.
The Government contested that argument.
The Court considers that, having regard to all
the circumstances of the case,the current complaint concerns the applicant’s
private life and should be examined under Article 8 of the Convention, which reads in relevant parts:
“1. Everyone has the right to respect for his
private ...life...
2. There shall be no interference by a public
authority with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others.”
A. Admissibility
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3(a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. Thesubmissions of the parties
(a) The applicant
The applicant argued that she was healthy and
had not been in need ofmedication. She had been 62 years old at the time and
the forced medication had caused her serious harm and health problems, which had persisted for a year after she had returned home. The manner in which the medication
was administered had been very violent. The applicant had long and wide-ranging
experience in the field of medicine and was thus able to identify the errors
made by the doctors in the Vanha Vaasa hospital. This had further added to her
suffering. Also, in his medical opinion of 25 October 2005 DrM-P.H.
expressed his view that the forced medication of the applicant constituted
assault. Only in November 2005, after the visit to the hospital by two
independent doctors,had the dosage of medication been reduced. The only comfort
the applicant had in the hospital was the knowledge of the upcoming visits of
thosedoctors and of the possibility ofobtaining a second opinion. The forced
medication had affected the applicant’s possibilities to have a fresh
psychiatric examination conducted, as she had to wait until the side effects of
the medication had gone,and that was inSeptember 2006.
(b) The Government
The Government accepted that the forced
medication of the applicant had interfered with her right to respect for her
private life. It had, however, pursued the legitimate aim of protection of
health and the rights and freedoms of others. The impugned measure had been
based on law,namely section 8 of the Mental Health Act, which had been both
accessible and foreseeable. The Government also contended that the impugned
measure had been necessary in a democratic society and it fell, in any case, within the margin of appreciation accorded to the State.
The Government referred to section 15 of the
Act on Health Care Professionals in submitting that efforts should be made to
help a person suffering from a mental illness even if he or she did not
understand the need for care. Each health care professional had to weigh the
benefits of their professional activity to the patient and its possible
hazards.
The Government also submitted that, according to the applicant’s patient records, she had opposed possible medical treatment even
before the commencement of involuntary care. After the applicant’s confinement, administration of medication by injections had been started due to her persistent refusal to
take medication orally. Efforts were made by the hospital staff to provide care
in mutual understanding with the applicant but, due to her opposition, those efforts had been unsuccessful. In time the applicant’s attitude towards medication had
become more flexible and, starting from November 2005, she had no longer
physically resisted the administration of medication, although she had still
objected to it verbally. At the end of the year she had also agreed to blood
tests and during the Christmas holiday she had given herself an injection with
the assistance of a nurse.
In the Government’s view the applicant’s
treatment had been medically justified. The recommended dose of Risperdal
Consta, which was used,inter alia, in the treatment of delusional
disorder along with discussion therapy,was 25milligrams injected into the
muscle every two weeks, but some patients might benefit from larger doses of
37.5 or 50 milligrams. The Government argued that failure to give the applicant
medication would have seriously endangered her health.
The Government further referred to a statement
given on 7 July 2009 by the head physician of the Vanha Vaasa
hospital,DrM.E., in which the latter submitted that the applicant’s health had
improved little by little after medication had been started.She could, among other things, think more clearly about routine matters in her daily life instead of
concentrating on drawing up extensive appeals or repeating time after time her
view on the events leading to the criminal charges against her (document not
submitted to the Court).
2. The Court’s assessment
The Court reiterates that a medical
intervention in defiance of the subject’s will gives rise to an interference
with respect for his or her private life, and in particular his or her right to
physical integrity (see Glass v. the
United Kingdom, no. 61827/00, §70, ECHR 2004-II).
The Court alsoreiterates that any interference
with an individual’s right to respect for his or her private life will
constitute a breach of Article 8, unless it was “in accordance with the law”, pursued a legitimate aim or aims under paragraph 2, and was “necessary in a democratic society”
(see,inter alia,Elsholz v. Germany
[GC], no.25735/94, §45, ECHR2000-VIII).The notion of necessity implies that the
interference corresponds toapressing social need and, in particular, that it is proportionate to the legitimate aims pursued. In determining whether an
interference was “necessary in a democratic society” the Court will take into
account thatamargin of appreciation is left to the Contracting States.
Furthermore, the Court cannot confine itself to considering the impugned facts
in isolation, but must apply an objective standard and look at them in the
light of the case as a whole (see,inter alia,Matter v. Slovakia, no.31534/96, §66, 5 July 1999).
The Court notes that in the case in hand it has
not been disputed by the Government that the forced administration of
medication constituted an interference with the applicant’s right to respect
for her physical integrity within the meaning of the first paragraph of Article
8. It thus remains to be determined whether the interference was justified
under the second paragraph of that Article, namely whether it was in accordance
with the law, whether it pursued a legitimate aim, and whether it could be
regarded as necessary in a democratic society.
The Court notes that the expression “in
accordance with the law”, within the meaning of Article 8 § 2 requires firstly
that the impugned measure should have some basis in domestic law; it also
refers to the quality of the law in question, requiring that it should be
accessible to the person concerned, who must moreover be able to foresee its
consequences for him, and compatible with the rule of law (see e.g. Herczegfalvy
v. Austria,24 September 1992, § 88, Series A no. 244).
As to whether
there was a legal basis in Finnish law, the Court reiterates that in
accordance with the case-law of the Convention institutions, in relation to Article 8 § 2 of the Convention, the term “law” is to be understood in its
“substantive” sense, not its “formal” one. In a sphere covered by written law, the “law” is the enactment in force as the competent courts have interpreted it (see,inter alia,Société
Colas Est and Others v. France, no. 37971/97, § 43, ECHR 2002-III). In this respect, the Court reiterates that its power to review compliance with
domestic law is limited, it being in the first place for the national
authorities, notably the courts, to interpret and apply that law (see,inter alia,Chappell v. the United Kingdom, 30 March 1989, § 54, Series A no. 152‑A).As submitted by the Government, section 8 of the Mental Health Act lays down the criteria for ordering the confinement of a
person to involuntary care in a mental hospital. The Court would also observe
that section 22b of that Act contains more detailed provisions on the treatment
of mental illness. Its sub-section 3 stipulates that it is for the physician
attending to the patient to decide on the treatment to be given, regardless of the patient’s will. The Court is thus satisfied that the interference complained
of had a legal basis in Finnish law.
As to the quality of the law, the Court notes that the
requirements of the accessibility and the foreseeability of the law do not
raise any problems in the instant case. However, the Court reiterates that
Article 8 § 2 also requires the law in question to be “compatible with the rule
of law”. In the context of forced administration of medication, the domestic law must provide some protection to the individual against arbitrary interference
with his or her rights under Article 8. The Court must thus examine the
“quality” of the legal rules applicable to the applicant in the instant case.
The Court notes in the first place that section
22b of the Mental Health Act contains detailed provisions on the treatment of
mental illness, and in particular,that it is for the physician attending to the
patient to decide on the treatment to be given, regardless of the patient’s
will.According to the preparatory works of that provision (see the Government
proposal HE 113/2001 vp),a care order issued for an involuntary hospitalisation
of a psychiatric patient is understood to contain also an automatic
authorisation to treat the patient, even against his or her will.Even though
the doctors may seek to obtain a person’s consent prior to the treatment, there is no obligation to have such consent in written form or to seek such consent from the
patient’s relatives or guardian/trustee. If a patient refuses to give his or
her consent or withdraws previous consent,the provision allows forced administration
of medication. This is, according to the preparatory works,in the interest of the patient in order to secure his or her constitutional right to necessary
care in a situation in which the patient is not personally able to make a
decision about the treatment due to his or her illness.
The Court also notes that the decisions taken
by the treating doctor under section 22 b, subsection 3, of the Mental Health
Act concerning medication of a patient are not subject to appeal. The applicant
made a number of complaints to that effect to the National Authority for
Medico-legal Affairs and the Chancellor of Justice. However, neither could
intervene in the case. The latter transferred the complaints to the
Parliamentary Ombudsman, who took the position that she could not intervene in
a case which was already being examined by the National Authority for
Medico-legal Affairs. That authority, in turn, confirmed in its reply of 15
July 2005, that it was not competent to interfere directly with the administration
of medication or to order it to be discontinued as the power of decision-making
in such matters lay with the treating doctors. It seems that the State
Provincial Office did not have such competence either.
The Court considers that forced administration
of medication represents a serious interference with a person’s physical
integrity and must accordingly be based on a “law” that guarantees proper
safeguards against arbitrariness. In the present case such safeguards were
missing. The decision to confine the applicant to involuntary treatment
included an automatic authorisation to proceed to forced administration of
medication when the applicant refused the treatment.The decision-making was
solely in the hands of the treating doctors who could take even quite radical
measuresregardless of the applicant’s will.Moreover, their decision-making was
free from any kind of immediate judicial scrutiny: the applicant did not have
any remedy available whereby she could require a court to rule on the
lawfulness, including proportionality, of the forced administration of
medication and to have it discontinued.
On these grounds the Court finds that the
forced administration of medication in the present case was implemented without
proper legal safeguards. The Court concludes that, even if there could be said
to be a general legal basis for the measures provided for in Finnish law, the absence of sufficient safeguards against forced medication by the treating doctors
deprived the applicant of the minimum degree of protection to which she was
entitled under the rule of law in a democratic society (seeHerczegfalvy v.
Austria, cited above, § 91; and,mutatis
mutandis, Narinen v. Finland, no. 45027/98, § 36, 1 June 2004).
The Court finds that in these circumstances it
cannot be said that the interference in question was “in accordance with the
law” as required by Article 8 § 2 of the Convention.There has therefore been a
violation of Article 8 of the Convention.
Having regard to the above conclusion, the Court does not consider it necessary to review compliance with the other requirements of
Article 8 § 2 in this case.
V. ALLEGED VIOLATION OF ARTICLE 13OF THE
CONVENTIONIN RESPECT OF FORCEDMEDICATION
The applicant further complained under Article
13 of the Convention that she had not had an effective remedy to challenge the
forced administration of medication. Article 13 reads as follows:
“Everyone whose rights and freedoms as set forth in [the]
Convention are violated shall have an effective remedy before a national
authority notwithstanding that the violation has been committed by persons
acting in an official capacity.”
The Government contested that argument.
A. Admissibility
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3(a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. Thesubmissions of the parties
(a) The applicant
The applicant argued that she had used all the
legal remedies available to her but they had proved ineffective. She had made a
number of complaints to the National Authority for Medico-legal Affairs and the
Chancellor of Justice. The latter had transferred them to the Parliamentary
Ombudsman, who took the position that she could not intervene in a case which
was already being examined by the National Authority for Medico-legal Affairs.
That authority, in turn, had confirmed that it was unable to supervise forced
medication and that the power of decision-making in such matters lay with the
treating doctors. When the applicant filed a criminal complaint with the police, the National Authority for Medico-legal Affairs had prevented the opening of an independent
investigation by submitting its statement to that authority. The forced
medication had only been terminated after the visit by two doctors from outside
the Vanha Vaasa hospital.
(b) The Government
The Government submitted that under Finnish law, decisions concerning the treatment of a patient, such as administration of medication, are considered factual administrative measures and cannot be appealed against. An appeal is
possible where the law requires a separate decision to be made, for instance,if a person is ordered to be confined to involuntary psychiatric care. The
Government submitted, however, that the applicant had access to a number of
other legal remedies. She had the possibility to file an objection concerning
her treatment with the director in charge of the health care unit or a complaint
with the State Provincial Office, the National Authority for Medico-legal
Affairs, the Parliamentary Ombudsman or the Chancellor of Justice. She also had
the possibility to claim compensation under the Patient Compensation Act or the
Tort Liability Act or to report her concerns to the police with a view to
bringing charges. The Government pointed out that the applicant had had
recourse to at least some of those legal remedies and her grievances had been
examined by a number of authorities. Moreover, the applicant had the right to
appeal against the decision concerning her involuntary confinement and she had
also availed herself of that opportunity. The administrative courts had
assessed the matter carefully. The Government considered that the aggregate of
all the remedies available to the applicant had been sufficient to satisfy the
requirements of Article 13 of the Convention.
2. The Court’s assessment
The Court reiterates that the applicant complained
in essence about the lack of an effective remedy to challenge the forced
administration of medication.
In view of the submissions of the applicant in
the present case and of the grounds on which it has found a violation of
Article 8 of the Convention, the Court considers that there is no need to
examine separately the complaint under Article 13 of the Convention.
VI. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The Court notes at the outset that the
applicant also made various other complaints under several Articles in numerous
letters submitted to the Court between 2004 and 2008.
In the light of all the material in its
possession, and in so far as the matters complained of are within its
competence, the Court finds that they do not disclose any appearance of a
violation of the rights and freedoms set out in the Convention or its
Protocols. Accordingly, this part of the application must be rejected as
inadmissible pursuant to Article35§§ 3(a) and4 of the Convention.
VII. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there has been a violation of the
Convention or the Protocols thereto, and if the internal law of the High
Contracting Party concerned allows only partial reparation to be made, the
Court shall, if necessary, afford just satisfaction to the injured party.”
A. Damage
The applicant claimed 129,058.99 euros (EUR) in
respect of pecuniary and EUR 1,000,000 in respect of non-pecuniary damage.
The Government noted that, as far as the
pecuniary damage was concerned, the applicant had not specified her claims at
all or provided any clarifications to support her claims, and that it was thus
not possible to verify that the alleged damage resulted from the alleged
violations. The applicant had not submitted any proof of the payment of certain
costs. Her claims should therefore be rejected. Should the Court find
otherwise, the Government maintained that, in any event, there was no causal
link between the damage claimed and the alleged violations. As concerned the
non-pecuniary damage, the Government found the applicant’s claim excessive as
to quantum and considered that the award for non-pecuniary damage should not
exceed the amount of EUR 5,000.
The Court finds that there is no causal link
between the violations found andthe alleged pecuniary damage. Consequently, the
Court rejects the claim under this head. However, the Court considers that the
applicant must have sustained non-pecuniary damage. Ruling on an equitable
basis, it awards the applicant EUR 10,000 in respect of non-pecuniary damage.
B. Costs and expenses
The applicant also claimed EUR 10,593 for the costs and expenses incurred before the domestic courts and EUR 46,555 for those incurred before the Court.
The Government noted that the applicant had not
submitted any specifications of the measures performed or the hours used for
each measure and that her claims should therefore be rejected. The fact that
only a few of the applicant’s complaints had been communicated to the
Government should be taken into account in a reduction of costs and expenses to
be reimbursed. In any event, the Governmentconsidered the applicant’s claims
excessive as to quantum and maintained that the award for costs and expenses
should not exceed EUR 4,000 (inclusive of value-added tax) in respect of
domestic proceedings and EUR 3,500 (inclusive of value-added tax) for those
before the Court.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are reasonable
as to quantum. In the present case, regard being had to the documents in its
possession and the above criteria, the Court considers it reasonable to award
the sum of EUR 8,000 covering costs under all heads.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT
1. Declaresunanimouslythe complaints
concerning the applicant’s confinement to involuntary care,forced administration of medicationwhile in the hospital and the lack of an effective remedy in
that respect admissible;
2. Declares,by a majority, the complaint
concerning the alleged unlawfulness of the applicant’s involuntary psychiatric
examination inadmissible;
3. Declaresunanimously the remainder of the
application inadmissible;
4. Holdsunanimouslythat there has been a
violation of Article 5 § 1of the Conventiononly in respect of the applicant’s
confinement to involuntary care after the initial six-month period;
5. Holdsunanimously that there has been a
violation of Article 8 of the Convention in respect of forced medication;
6. Holdsunanimously that there is no need to
examine the complaint under Article 13 of the Convention;
7. Holdsunanimously
(a) that the respondent State is to pay the
applicant, within three months from the date on which the judgment becomes
final in accordance with Article 44 § 2 of the Convention, the following amounts:
(i) EUR 10,000 (ten thousand euros), plus any tax
that may be chargeable, in respect of non-pecuniary damage;
(ii) EUR 8,000 (eight thousand euros), plus any tax
that may be chargeable to the applicant, in respect of costs and expenses;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
8. Dismissesunanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and
notified in writing on 3 July 2012, pursuant to Rule 77 §§ 2 and 3 of the
Rules of Court.
Lawrence Early Nicolas
Bratza
Registrar President