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BELLIZZI v. MALTA - 46575/09 [2011] ECHR 986 (21 June 2011)
URL: http://www.bailii.org/eu/cases/ECHR/2011/986.html
Cite as:
[2011] ECHR 986
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THIRD
SECTION
CASE OF BELLIZZI v. MALTA
(Application
no. 46575/09)
JUDGMENT
STRASBOURG
21
June 2011
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Bellizzi v. Malta,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Josep Casadevall,
President,
Corneliu Bîrsan,
Alvina
Gyulumyan,
Ján Šikuta,
Luis López
Guerra,
Nona Tsotsoria, judges,
David Scicluna,
ad hoc judge,
and Santiago Quesada,
Section Registrar,
Having
deliberated in private on 24 May 2011,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 46575/09) against Malta lodged
with the Court under Article 34 of the Convention for the Protection
of Human Rights and Fundamental Freedoms (“the Convention”)
by three Maltese nationals, Mr Joseph Bellizzi, Jonathan Belizzi and
Ms Tiziana Bellizzi (“the applicants”), on 15 August
2009.
The
applicants were represented by Dr T. Azzopardi, a lawyer practising
in Valetta. The Maltese Government (“the Government”)
were represented by their Agent, Dr Silvio Camilleri, Attorney
General.
The
applicants particularly alleged that there had been a violation of
Article 6 of the Convention in view of the lack of impartiality of
the Constitutional Court and an interference with their property
rights contrary to Article 1 of Protocol No.1 to the Convention and
Article 14 of the Convention.
On
1 February 2010 the Court decided to give notice of the application
to the Government. It was also decided to rule on the admissibility
and merits of the application at the same time (Article 29 § 1).
Mr
Vincent De Gaetano, the judge elected in respect of Malta, was
unable to sit in the case (Rule 28). Accordingly
the President of the Chamber decided to appoint Judge David
Scicluna to sit as an ad
hoc judge (Rule 29 § 1(b)).
THE FACT
I. THE CIRCUMSTANCES OF THE CASE
The
applicants were born in 1960, 1988 and 1991 respectively and live in
Kirkop, Malta. The second and third applicants lodged their
application in their capacity as heirs of their late mother, Marianne
Bellizzi.
A. The background of the case
The
first applicant is a full-time boatman who earns a living from his
boat, which he has moored at berth 15 of the Wied iz-Zurrieq Pier for
over twenty years.
The
first applicant's family had made use of the berth for many years on
the basis of an encroachment permit issued to the first applicant's
uncle (MB) on 10 June 1970. Such usage had been tolerated by the
State in the absence of legislation regulating such matters. In a
judgment of 21 March 1970 liquidating the movable assets bequeathed
by the first applicant's grandparents, it was held that the said
berth should be left for the common use of the first applicant's
father and uncle. In the event that there would not be sufficient
space to moor both of their boats, mooring would be done on a
first-come first-served basis. This practice was respected by the
first applicant and his cousin, X (a part-time boatman since 1975),
as successors to their late parents, following the first applicant's
taking up full-time boatmanship in 1981.
Notwithstanding
the above arrangement, the permit continued to be issued in the name
of the first applicant's uncle MB. The latter passed away in 1983. In
1986 when the Commissioner of Lands (“COL”) became aware
of this, he revoked the encroachment permit and did not issue a new
one in anyone else's name.
In
1992 X (MB's son) wrote to the COL, informing him that his father had
died in 1983 and requesting that the encroachment permit be issued in
his name. The COL replied that the permit had been revoked with
effect from 1986.
Between
1991 (when the Malta Maritime Authority (“MMA”) took over
the powers of the COL) and 1995, neither the applicant nor his cousin
attempted to regularise their position and made no requests to be
allocated the berth.
On
21 June 1995 X was invited to apply for a temporary mooring permit
and was told that there would be no objection to its issuance. On
26 June 1995 he applied to the MMA for a temporary mooring
permit. One day later, on 27 June 1995, he was granted a temporary
mooring permit for his sole use.
On
18 July 1995 the first applicant also applied for a permit. His
application was rejected on the basis that a permit in respect of
that berth had already been issued and that it would not be possible
to issue two permits for the same berth.
His
cousin having refused to share the berth with him, the first
applicant and his wife lodged civil proceedings. While these
proceedings were pending the first applicant's wife died.
Consequently, the second and third applicants intervened in the
proceedings in their capacity as children and heirs of the deceased
claimant.
According
to the Government, in the meantime the first applicant made
alternative arrangements and continued operating his boat in Wied
iz-Zurrieq as he was and is still licensed to do to date by the
Authority for Transport (successor to the MMA).
B. Ordinary proceedings
On
30 April 1999 the Civil Court found against the applicants, holding
that it was the MMA which issued permits and that the latter was not
bound by previous inheritance rights in respect of alleged permits
for public land. Although various individuals had shared berths, it
was a matter of policy not to issue more than one permit and once the
MMA had acted within the parameters of the law it was not for the
court to interfere with its decisions.
The
applicants appealed.
On
5 June 2001 the Court of Appeal rejected their claims, holding that
all previous permits and arrangements (which were moreover only
customary and valid for as long as tolerated by the authorities) had
terminated once the MMA was established. To determine their rights,
individuals had been required to make an application within a
specified time-limit, as X had done, but the applicant had failed to
do so.
C. Proceedings before the Civil Court in its
constitutional jurisdiction
On
28 October 2002 the applicants instituted constitutional redress
proceedings claiming violations of Article 1 of Protocol No.1 to the
Convention, and Articles 6, 13 and 14 of the Convention. They
emphasised that the court's decisions had been based on a
misconceived idea that there was a time-limit within which the first
applicant had had to apply but had failed to do so. However, this
alleged time-limit had had no legal basis.
On
6 May 2008 the Civil Court (First Hall) in its constitutional
jurisdiction held that the rights of use in respect of a berth
undoubtedly constituted a possession and a civil right according to
domestic case-law. It noted that the cousins had the same rights,
derived in the same manner, and that nowhere was it established in
the law that previous owners of such rights of use should be deprived
of them. Moreover, to date, X had been the only person to have been
granted such a permit in the area and there was no policy disallowing
the issue of multiple permits for the same berth.
In
the Civil Court's view, it was even more worrying that the ordinary
court decisions had been based on the fact that the applicant had
applied outside the time-limit. In reality, no law had stipulated
such a time-limit. In fact, there had not even been a call for such
applications and the authority had to be reprimanded for its
erroneous oral testimony, especially in cases with such serious
implications for the individuals concerned as the present case.
Indeed, the decision taken by one person in favour of X, without in
any way considering the applicants' rights as the MMA was duty bound
to do, had been totally arbitrary. It followed that the applicants'
property rights had been breached and that there had been a violation
of Article 1 of Protocol No.1 to the Convention.
For
the same reasons the court found a violation of Article 6 of the
Convention. It further found a violation of Article 14 in conjunction
with Article 1 of Protocol No.1 to the Convention, in that although
no one else in the area had applied for or had been granted a permit
and although the cousins had the same rights, the MMA had privileged
X to the first applicant's disadvantage. In consequence of these
findings it was not necessary to consider the complaint under Article
13. It ordered the revocation of X's permit and the issuance of a
permit in the name of both users.
D. Proceedings before the Constitutional Court
On
27 February 2009, on appeal, the Constitutional Court reversed the
first-instance judgment.
It
considered that a situation where a State tolerated a series of
events or customs did not create a right. Thus, the first applicant
had neither a right to the berth nor any legitimate expectation and,
therefore, no possession, and the relevant Article was not
applicable. The same applied in respect of Article 13. However, on
the basis of the 1970 judgment the applicant could have requested the
enforcement of his cousin's obligation towards him, but this had
nothing to do with the MMA.
As
to Article 6, the Constitutional Court held that the first-instance
court had not been competent to review the merits of the case.
Moreover, the applicant could have brought proceedings claiming that
there had been false testimony and in consequence requested a
retrial. As to the proceedings taken as a whole, it did not appear
that they had been unfair. However, Article 6 had not been applicable
to the case in issue in any event. Moreover, it considered that since
the Court of Appeal had rejected his claim, holding that the
applicant had lost his locus standi when he failed to apply
for the said permit, and since this judgment had become res
judicata, the applicant could no longer complain of an unfair
trial.
It
followed that since neither Article 1 of Protocol No. 1 to the
Convention nor Article 6 applied, Article 14 could not be called into
question.
The
applicant alleged that the Legal Secretary of the Office of the Chief
Justice (the latter having presided over the proceedings in question)
had drafted the relevant judgment and was one of the team of lawyers
representing the MMA.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Encroachment permits
Use
of moorings at Wied iz-Zurrieq had been regulated by “encroachment
permits” until 1991. The permits were issued by the
Commissioner of Lands as administrator of the Government's immoveable
property. The encroachment permits were of their very nature
precarious in that they granted no rights to the foreshore and could
be withdrawn at the discretion of the Government.
B. The Malta Maritime Authority
Act
XXVII of 1991 established the Malta Maritime Authority, which has the
power, inter alia, to prohibit, control or regulate the use by
any person of a port or port facility. This authority is governed by
Chapter 352 of the Laws of Malta, namely the Malta Maritime Authority
Act.
C. Judicial assistants
Judicial
assistants are employed either part-time or full-time. They are
appointed by the President of Malta after selection by a panel
consisting of judges and one member appointed by the Public Service
Commission. Prior to commencing his or her duties, a judicial
assistant has to take an oath of office before the Court of Appeal
that he/she will act faithfully, honestly and to the best of his/her
ability in the performance of his/her duties as a judicial assistant.
Judicial assistants are assigned to a particular court (or, where
more than one judge or magistrate sits in a court, to a particular
judge or magistrate) by the Chief Justice. Once a judicial assistant
is so assigned he/she acts under the direction and control of the
court or of the particular judge or magistrate. In addition to any
power lawfully assigned to him/her by such court, a judicial
assistant has the power to order the attendance of any person for the
purpose of giving evidence or to make an affidavit or a declaration,
or to produce documents, at such place and time as he/she may specify
in the order.
According
to section 97A (3) and (4) of the Code of Organisation and Civil
Procedure (the “COCP”), Chapter 12 of the Laws of Malta,
the duties of judicial assistants include:
“ (3) (a) to assist in the judicial process and at
the request of the court to participate in the proceedings pending
before a court, including any research or other work required
therefor, and for the purpose of carrying out such duties and
exercise such powers as they may be required or authorised to perform
by such court;
(b) to administer oaths;
(c) to take the testimony of any person who is produced
as a witness in any proceedings;
(d) to take any affidavit on any matter, including a
matter connected with any proceedings taken or intended to be taken
before any court or any court or tribunal of civil jurisdiction
established by law;
(e) to receive documents produced with any testimony,
affidavit or declaration, including in particular a testimony,
affidavit or declaration as is referred to in this Code;
(f) to hold such sittings as may be directed by the
court, to meet with the advocates and legal procurators of the
parties for the purpose of planning the management of the lawsuit,
and to issue deadlines for the submission of evidence, pleadings or
other judicial acts by the parties.
(4) In the performance of their functions judicial
assistants shall be assigned to a court and shall act under the
direction and control of the court before which the case is pending
and shall, in addition to any power lawfully assigned to them by such
court, have the power to order the attendance of any person for the
purpose of giving evidence or to make an affidavit or a declaration,
or to produce documents, at such place and time as they may specify
in the order.”
Section
97C of the COCP provides as follows:
“Without
prejudice to the provisions of sub-article (2) of article 97B, where
in proceedings before a judicial assistant a question arises relating
to or connected with the same proceedings, that question shall in the
first place be decided by the judicial assistant who shall without
delay and in any case not later than three days from the date of the
said decision, inform the court of the decision, and the decision of
the judicial assistant shall be binding unless the court shall by
decree, decide otherwise.
Section
97B of the COCP deals with (i) the oath to be taken by judicial
assistants; and (ii) grounds of challenge, stating that the
provisions of Sub-Title II of Title II of Book Third (regarding
the challenge of judges and magistrates) shall apply to
judicial assistants, except that the decision on any such matter
shall be taken by the court before which the case is pending. In this
respect, sections 734 and 735 of Book Third of the COCP, in so far as
relevant, read as follows:
Section 734
“ (1) A judge may be challenged or abstain from
sitting in a cause – (...)
(d) (i) if he had given advice, pleaded or
written on the cause or on any other matter connected therewith or
dependent thereon; (...)”
Section 735
“ (1) Any judge being aware of the existence in
his respect of any of the grounds of challenge mentioned in the last
preceding article, shall make a declaration to that effect previously
to the trial of the cause, either verbally in open court, in which
case a record of such declaration shall be entered in the proceedings
of the cause, or in writing, in which case it shall be lodged in the
registry before the day appointed for the trial of the cause, notice
thereof being given to the parties.”
One
of the advocates holding the post of judicial assistant performs the
functions of the Legal Secretary to the Chief Justice.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
The
applicants complained that the Constitutional Court had not been
impartial, because the Legal Secretary of the Office of the Chief
Justice had been one of the team of lawyers representing the MMA.
They relied upon Article 6 of the Convention, which reads as follows:
“In the determination of his civil rights and
obligations ... everyone is entitled to a fair ... hearing ... by [a]
... tribunal ...”
A. Admissibility
1. The Government's objection of non-exhaustion of domestic
remedies
(a) The parties' submissions
The
Government submitted that the applicants had failed to institute a
new set of constitutional proceedings on the basis of Article 6
complaining of the alleged lack of fairness of proceedings before the
Constitutional Court, as the conduct of those proceedings was a
separate issue from that originally raised. Arguing that such a
remedy would be effective, the Government made reference to domestic
case-law, namely Lawrence Cuschieri v the Honourable Prime
Minister (6 April 1995), Perit Joseph Mallia v the Honourable
Prime Minister (15 March 1996), and The Honourable Judge Dr.
Anton Depasquale v the Attorney General (19 September 2001),
where the constitutional jurisdictions had taken cognisance of
complaints against the Constitutional Court in relation to the
fairness of proceedings under Article 6 of the Convention. In the
first of these cases, the Constitutional Court held that it could not
a priori exclude review of questionable behaviour/actions by
the constitutional jurisdictions. In the Perit Joseph Mallia
case, both the first-instance court exercising its constitutional
jurisdiction and the Constitutional Court on appeal had upheld the
applicant's claims and had found a violation of Article 6. The
Government further argued that the length of such proceedings could
not impinge on their effectiveness.
The
applicants highlighted that the original violation complained of had
occurred in 1995 and that in that same year they had instituted an
ordinary civil action which had been determined in 2001. Following
that determination, they had instituted constitutional redress
proceedings which had ended in 2009. In their view, being required to
embark on a fresh set of constitutional proceedings to contest the
impartiality of the Constitutional Court would reduce to nothing the
concept of an effective remedy as understood by the Court.
(b) The Court's assessment
In accordance with Article 35 § 1 of the
Convention, the Court may only deal with an issue after all domestic
remedies have been exhausted. The purpose of this rule is to afford
the Contracting States the opportunity of preventing or putting right
the violations alleged against them before those allegations are
submitted to the Court (see, among other authorities, Selmouni v.
France [GC], no. 25803/94, § 74, ECHR 1999-V). Thus, the
complaint submitted to the Court must first have been made to the
appropriate national courts, at least in substance, in accordance
with the formal requirements of domestic law and within the
prescribed time-limits (see Zarb Adami v. Malta (dec.),
no. 17209/02, 24 May 2005). However, the rule of exhaustion of
domestic remedies requires an applicant to have normal recourse to
remedies within the national legal system which are available and
sufficient to afford redress in respect of the breaches alleged. The
existence of the remedies in question must be sufficiently certain
not only in theory but in practice, failing which they will lack the
requisite accessibility and effectiveness. There is no obligation to
have recourse to remedies which are inadequate or ineffective (see
Micallef v. Malta [GC], no. 17056/06, §
55, ECHR 2009 ...). The speed of the procedure of the remedial
action may also be relevant to whether it is practically effective
for the purposes of Article 35 § 1 (see, mutatis mutandis,
McFarlane v. Ireland [GC], no. 31333/06, § 123, ECHR
2010 ...).
The
Court observes that in Ferré Gisbert v. Spain (no.
39590/05, § 39, 13 October 2009), it held that the
sole remedy available against a Constitutional Court judgment is an
individual petition before the Court under Article 34 of the
Convention. In this case the Spanish legal system did not allow,
either in practice or in law, the institution of a new set of
constitutional proceedings against the proceedings and a final
judgment of the Constitutional Court. Such a limitation is common
amongst member States adopting constitutional court remedies for
alleged human rights breaches (for example, Cyprus, Czech Republic,
Germany and Poland). However, in the Maltese legal system the
applicants could have − both in law and in practice −
lodged a fresh set of constitutional proceedings complaining of the
first set of constitutional proceedings. As established by the
Government, such cases would not a priori be declared
inadmissible.
In
such a circumstance the Court is called on to examine whether the
constitutional remedy against a Constitutional Court judgment could
be considered accessible and effective, in the present case.
The
Court considers that, as evidenced by a plurality of cases brought
before the Maltese Constitutional Court, there is no reason to doubt
that Constitutional Court proceedings are accessible and that they
are a remedy capable of providing redress for human rights violations
by means of binding judgments.
However,
what is of concern to the Court is the length of another set of
constitutional proceedings at a stage where an applicant's initial
complaint would have been conclusively decided after several years of
litigation before various levels of the domestic courts, including
the constitutional jurisdictions. The Court notes that lodging a
constitutional application involves a referral to the First Hall of
the Civil Court and the possibility of an appeal to the
Constitutional Court. The Court has already held that this is a
cumbersome procedure, especially since practice shows that appeals to
the Constitutional Court are lodged as a matter of course (see Sabeur
Ben Ali v. Malta, no. 35892/97, § 40, 29 June 2000 and Kadem
v. Malta, no. 55263/00, § 53, 9 January 2003, where the
Court held that the relevant proceedings are invariably longer than
what would qualify as “speedy” for Article 5 § 4
purposes). The length of these proceedings is furthermore aggravated
by the fact that they may be adjourned sine die pending any
proceedings concerning the substantive complaints before this Court.
In consequence, the Court considers that, even though the domestic
legal system allows for such a new complaint to be lodged, the length
of the proceedings detracts from their effectiveness. It notes that
in the present case the applicants had been involved in proceedings
at different levels for ten years, seven of which have been before
the constitutional jurisdictions.
Moreover,
the Court observes that while the constitutional jurisdictions (the
Civil Court and the Constitutional Court in case of an appeal)
assessing complaints relating to Constitutional Court proceedings
would be differently constituted, the former would most likely have
to rule on the conduct of the Chief Justice (the President of the
Constitutional Court) and other hierarchically superior judges. Such
a scenario may raise issues in respect of the impartiality and
independence.
It
follows that, even though in the Maltese legal system domestic law
provides for a remedy against a final judgment of the Constitutional
Court, in view of the specific situation of the Constitutional Court
in the domestic legal order (see Ferré Gisbert, cited
above, § 39) the Court considers that in circumstances
such as those of the present case it is not a remedy which is
required to be exhausted.
The
Government's objection that domestic remedies have not been exhausted
is therefore rejected.
2. Conclusion
The
application of Article 6 to the constitutional proceedings in the
present case has not been disputed by the parties.
The
Court notes that the complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties' submissions
The
applicants submitted that the Constitutional Court had not been
impartial since the Legal Secretary (judicial assistant) (Dr M.) of
the Office of the Chief Justice had been one of the team of lawyers
representing the MMA. Indeed, in the case file there was no record of
the fact that she had ceased to represent the MMA or that she had
taken over a post that precluded her from continuing such a mandate.
Moreover, on a general level part-time judicial assistants are not
precluded from private legal practice. This had created a structural
conflict, which contrasted with the principle that justice must not
only be done but be seen to be done. In the circumstances of the
present case, the applicants claimed that they had had legitimate
doubts as to the objective impartiality of the court. They further
submitted that the public had not been made aware of which judicial
assistant had been assigned to any particular court or judge and
therefore they could not have raised a 'challenge' in this respect.
Lastly, they argued that the Government's submissions on the merits
of this complaint had been entirely based on the Chief Justice's
version of events. In consequence, there was no certainty that either
of the two other judges on the bench had not consulted the said
person in respect of the case. They argued that their doubts as to
whether Dr M. had had anything to do with their case could not be
dispelled, in view of the structural conflict which existed in
practice, and the fact that Dr M. had failed to file a note in
relation to her incompatibility.
The
Government submitted that, as confirmed by a letter signed by the
Chief Justice which was sent to the Court, Dr M. had indeed acted as
defence counsel for the MMA in the first stages of the proceedings
but withdrew in early 2003. During this time she had assisted the
first legal counsel by replying to the application at first-instance
and by appearing before the Civil Court. On 27 July 2004 she had been
appointed as a judicial assistant, but according to the Chief Justice
she had not at any stage been involved in the Constitutional Court
proceedings complained of.
It
was further noted that Dr M. had in fact been the judicial assistant
assigned to the Office of the Chief Justice. The functions of a
judicial assistant were provided for by law (see paragraph 31 above)
and in the performance of their duties, judicial assistants were
bound by the same rules of challenge and abstention applicable to
judges and magistrates (Chap 12, article 97 B sub article 2). The
Chief Justice had been of the opinion that an individual would not be
required to make a note in a case-file to the effect that she or he
had become a judicial assistant, as judicial assistants were
automatically precluded from being involved in a case when his or her
signature appeared as counsel for the parties in the judicial acts,
or he or she was in fact a party to the proceedings. In practice, not
all cases were referred to judicial assistants, as in the majority of
cases the judge rapporteur proceeded to draw up an opinion which
might eventually become the court's judgment without any assistance.
This is what had happened in the present case which had not been
referred to a judicial assistant. Indeed, no judicial assistant had
been involved in assisting either the judge rapporteur or any of the
other two judges. In consequence, the allegation that Dr M. could
have influenced the Constitutional Court's judgment was manifestly
unfounded.
2. The Court's assessment
(a) The general principles
According to the Court's
constant case-law, the existence of
impartiality for the purposes of Article 6
§ 1
must be determined according to a subjective test, where regard
must be had to the personal conviction and behaviour of a particular
judge, that
is, whether the judge
held any personal prejudice or bias in
a given case; and also according to an objective test, that is to say
by ascertaining whether the tribunal
itself and, among other aspects, its composition, offered sufficient
guarantees to exclude any legitimate doubt in respect of its
impartiality (see, inter alia,
Fey v. Austria,
24 February 1993, §§ 27, 28 and 30, Series A
no. 255-A , and
Wettstein v. Switzerland, no.
33958/96, § 42, ECHR 2000-XII). It should be reiterated
that the principles established in the Court's case-law apply to
jurors as they do to professional judges and lay judges (see Holm
v. Sweden, 25 November 1993, § 30, Series A no.
279-A, and Pullar v. the United Kingdom, 10 June 1996, §
29, Reports of Judgments and Decisions 1996-III), and to other
officials exercising judicial functions, such as assessors (see
Henryk Urban and Ryszard Urban v. Poland, no. 23614/08,
30 November 2010). Similarly, court officials dealing with a
case, such as “referendaries” are not excluded (see, by
implication, Jenny v. Switzerland, Commission Decision no.
27043/95, 16 January 1996, and Huuhtanen v. Finland
(dec.), no. 44946/05, 13 October 2009).
As to the subjective test, the
personal impartiality of a judge
must be presumed until there is proof to the contrary (see Wettstein,
cited above, § 43). As
regards the type of proof required, the Court has, for example,
sought to ascertain whether a judge
has displayed hostility or ill-will for personal reasons (see
De Cubber v. Belgium, § 25, 26 October 1984,
Series A no. 86).
As
to the objective test, it must be determined whether, quite apart
from the judge's
conduct, there are ascertainable facts which may raise doubts as to
his impartiality. This implies that, in deciding whether in a given
case there is a legitimate reason to fear that a particular judge
lacks impartiality, the standpoint of the person concerned is
important but not decisive. What is decisive is whether this fear can
be held to be objectively justified (see Wettstein,
cited above, § 44; and Ferrantelli
and Santangelo v. Italy, § 58,
7 August 1996, Reports
1996-III).
In
itself, the objective test is functional in nature: for instance, the
exercise of different functions within the judicial process by the
same person (see Piersack v. Belgium, 1 October 1982, Series A
no. 53, pp. 14-15), or hierarchical or other links with another actor
in the proceedings (see cases regarding the dual role of a judge, for
example, Wettstein, cited above, § 47, and MeZnarić v.
Croatia, no. 71615/01, 15 July 2005, representing the
applicant's opponents and subsequently judging in a single set of
proceedings and overlapping proceedings respectively), give rise to
objectively justified misgivings as to the impartiality of the
tribunal, which thus fail to meet the Convention standard under the
objective test (see Kyprianou v. Cyprus [GC], no. 73797/01, §
121, ECHR 2005 XIII). It must therefore be
decided in each individual case whether the connection in question is
of such a nature and degree as to indicate a lack of impartiality on
the part of the tribunal (see Pullar,
cited above, §
38). The time-frame is relevant when assessing the
significance of a judge's previous relationship to an opposing party
(see Walston v. Norway (dec.), no. 37372/97, 11 December
2001).
In
this respect even appearances may be of a certain importance, or, in
other words, “justice must not only be done, it must also be
seen to be done”. What is at stake is the confidence which the
courts in a democratic society must inspire in the public (see
Micallef v. Malta [GC], no. 17056/06, § 98,
ECHR 2009 ...).
56. The existence of national
procedures for ensuring impartiality, namely rules regulating the
withdrawal of judges, is a relevant factor. Such rules manifest the
national legislature's concern to remove all reasonable doubts as to
the impartiality of the judge
or court concerned and constitute an attempt to ensure impartiality
by eliminating the causes of such concerns. In addition to ensuring
the absence of actual bias, they are directed at removing any
appearance of partiality and so serve to promote the confidence which
the courts in a democratic society must inspire in the public
(see MeZnarić, cited above, § 27).
The Court will take such rules into account when making its own
assessment as to whether the tribunal was impartial and, in
particular, whether the applicant's fears can be held to be
objectively justified (see, Micallef,
cited above, § 70).
(b) Application to the present case
The
Court recalls at the outset that in proceedings originating in an
individual application it has to confine itself, as far as possible,
to an examination of the concrete case before it (see Minelli v.
Switzerland, 25 March 1983, § 35, Series A no. 62).
Accordingly, in the present case the applicants have not emphasised
that the basis of the complaint is the fact that judicial assistants
may be recruited on a part-time basis, and no details in relation to
this aspect have been given in the parties' submissions. Moreover,
the Court recalls that legislation and practice on the part-time
judiciary in general may be framed so as to be compatible with
Article 6 (see Wettstein, cited above, § 41). Therefore,
what is at stake in the present case is solely the impartiality of
the Constitutional Court in the applicants' case as a result of Dr
M.'s position.
The
Court considers that while court officials are not impervious to the
requirement of impartiality, the applicability of this condition is
dependent on the specificities of the role of the court official in
question within the domestic legal and judicial system.
The
Court observes that in the Maltese system, the Legal Secretary of the
Chief Justice is an appointed judicial assistant. In consequence it
is the judicial assistants' role that needs to be examined. The Court
notes that functions of judicial assistants include, inter alia,
assistance in the judicial process and, at the request of the court,
participation in the proceedings, taking witness testimony and
affidavits on matters connected with proceedings, receiving documents
produced with any testimony, and holding sittings as may be directed
by the court, together with issuing deadlines for the submission of
evidence, pleadings or other judicial acts by the parties. As stated
in the Government's submissions, judicial assistants may also draw up
opinions in respect of the cases put to the court. In this light, the
Court considers that the tasks entrusted to a judicial assistant in
the Maltese system may be of important significance to the judicial
process, and consequently, an individual performing the
abovementioned tasks must be impartial for the proceedings to be
Article 6 compliant.
The
Court notes that in the present case, as admitted by the Government,
Dr M. actively represented the applicants' opponents at an earlier
stage of the proceedings (see paragraph 49 above). It is true that
her previous involvement was temporary as she represented the
applicants' opponents for only a few months from October 2002 until
an unspecified date in 2003 when she withdrew. This was almost six
years before the decision of the Constitutional Court of 27 February
2009. However, the proceedings dealt with the same subject matter,
inter alia, the compliance of the MMA's actions with the
Constitution and the Convention, and the consequent effects on the
applicants' rights (see, conversely, Puolitaival and Pirttiaho v.
Finland, no. 54857/00, § 51, 23 November 2004). What remains
to be ascertained is the actual participation of Dr M. in the
constitutional proceedings.
The
Court firstly notes that quite apart from her general role as
judicial assistant to the Chief Justice the applicants have not
provided any evidence which suggests that Dr M. had been entrusted
with the case. Indeed, it transpires from the relevant Maltese law
that a judicial assistant may be involved in any named case only at
the court's request. It may therefore be the case that a judicial
assistant has no involvement in a particular suit as was in fact
declared by the Chief Justice in relation to the present case. The
applicants expressed no doubt as to the veracity of that statement,
at least in so far as it related to the lack of Dr. M's assistance to
the Chief Justice. The Court further observes that the applicants'
statement that they were not aware that Dr M. was the Chief Justice's
judicial assistant, confirms that, in the impugned proceedings, Dr M.
had not taken any witness testimony or affidavits, nor received
documents produced with any testimony, or held sittings or issued
deadlines for the submission of evidence, pleadings or other judicial
acts by the parties. In this light, as the Court does not find it
established that Dr M. participated as a judicial assistant in the
impugned proceedings, it follows that there are no ascertainable
facts capable of raising legitimate doubts as to the impartiality of
the Constitutional Court in the present case.
In
these circumstances, the Court finds that there has not been a
violation of Article 6 § 1 of the Convention as
regards the requirement of an impartial tribunal.
II. ALLEGED VIOLATION OF ARTICLE 1 OF PROTOCOL No. 1 TO
THE CONVENTION
The
applicants further complained that the right to the peaceful
enjoyment of their possession (the use of the berth), from which the
first applicant had made a living for his family, had been breached.
They relied on Article 1 of Protocol No.1 to the Convention, which
reads as follows:
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties.”
The
Government contested that argument.
Admissibility
1. The parties' observations
The
Government submitted that Article 1 of Protocol. No. 1 to the
Convention was not applicable to the present case. They submitted
that berths were not capable of being the subject of private rights
since they were essentially part of the public domain. Any permits in
their respect merely allowed holders to moor their boats on
sufferance and had been precarious in nature. They submitted that the
first applicant had never had an encroachment permit issued in his
name or in that of his father and the right he was claiming was
solely based upon a private settlement of inheritance claims to which
the Government, as owner or administrator of the mooring, had not
been a party. As stated by the Constitutional Court, where the
holders of title to Government land had reached arrangements with
third parties about such land, these arrangements did not create
rights in relation to the Government. The first applicant's
arrangement with his cousin had been one such arrangement. Moreover,
the applicant's father could not have left by inheritance a right
which he himself had not had, given that the permits issued had not
been in his name. Furthermore, the last permit issued had expired in
1991 and had not been renewed and the applicant's situation from 1995
onwards had been that of a person making use of a public mooring
without a permit. The Government submitted that mooring at a
particular place had not been an indispensable element of the
applicants' business, comparable to a licence, and it could not be
considered as “one of the principal conditions for the carrying
on of the applicants' business” (Tre Traktörer AB v.
Sweden, 7 July 1989, § 53, Series A no. 159). In
consequence, notwithstanding the autonomous meaning of the concept of
possessions for the purposes of the Convention, the Government
submitted that the applicants had not had a possession in the present
case.
The
Government noted that the second and third applicants had only become
parties to the proceedings following their mother's death and had
definitely not had title to the berth in question. However, even
assuming that the applicants had had a possession the Government
considered that the enjoyment of that possession could not be
considered “peaceful” within the meaning of Article 1 of
Protocol No.1 to the Convention, since the alleged possession had
been abusive and had not been authorised by any permit, being
grounded only in a private family agreement. In consequence, there
had not been an interference with the applicants' peaceful enjoyment
of that possession.
The
applicants submitted that, as held by the Civil Court in its
constitutional jurisdiction, they had had a possession, at least in
the form of a legitimate expectation, within the meaning of Article 1
of Protocol. No.1 to the Convention.
2. The Court's assessment
The
Court reiterates that the concept of “possessions”
referred to in the first part of Article 1 of Protocol No. 1 has an
autonomous meaning which is not limited to the ownership of physical
goods and is independent from the formal classification in domestic
law: certain other rights and interests constituting assets can also
be regarded as “property rights”, and thus as
“possessions” for the purposes of this provision. In each
case the issue that needs to be examined is whether the circumstances
of the case, considered as a whole, conferred on the applicant title
to a substantive interest protected by Article 1 of Protocol No. 1
(see Iatridis v. Greece [GC], no. 31107/96, § 54,
ECHR 1999-II; and Brosset-Triboulet and Others v. France [GC],
no. 34078/02, § 65, 29 March 2010).
“Possessions”
can be “existing possessions” or assets, including, in
certain well-defined situations, claims. For a claim to be capable of
being considered an “asset” falling within the scope of
Article 1 of Protocol No. 1, the claimant must establish that it has
a sufficient basis in national law, for example where there is
settled case-law of the domestic courts confirming it. Where that has
been done, the concept of “legitimate expectation” can
come into play (see Maurice v. France [GC], no. 11810/03, §
63, ECHR 2005 IX; and Kopecký v. Slovakia
[GC], no. 44912/98, §§ 35 and 48-52, ECHR 2004-IX).
Generally
speaking, the imprescriptibility and inalienability of public land
have not prevented the Court from concluding that “possessions”
within the meaning of this provision were at stake (see Öneryıldız
v. Turkey [GC], no. 48939/99, ECHR 2004-XII; N.A.
and Others v. Turkey, no. 37451/97, ECHR 2005-X; Tuncay
v. Turkey, no. 1250/02, 12 December 2006; Köktepe
v. Turkey, no. 785/03, 2 July 2008; Turgut and
Others v. Turkey, no. 1411/03, 8 July 2008; and Şatır
v. Turkey, no. 36192/03, 10 March 2009). However, in those cases,
except for the case of Öneryıldız, the
applicants' property titles were not disputable under domestic law
because the applicants could legitimately consider themselves to be
“legally secure” in respect of the validity of those
titles before they had been annulled in favour of the Treasury
(see Turgut and Others, cited above, § 89; and Şatir,
cited above, § 32).
In
the instant case, it was not disputed before the Court that the
mooring was part of maritime public property. What is in dispute is
the legal consequences of the encroachment permit of 1970 vis-á-vis
the applicants.
The
Court firstly observes that the Civil Court in its constitutional
jurisdiction held that rights of use in respect of a berth
undoubtedly constitute a possession and a civil right according to
domestic case-law (see paragraph 20 above). However, the other
domestic courts ruled out any recognition of a right or a legitimate
expectation to keep using the berth by obtaining a permit. In
consequence, neither the law itself nor the final decisions in the
national proceedings, or any other jurisprudence, confirmed the
applicants' claim. However, the fact that the domestic laws of a
State do not recognise a particular interest as a “right”
or even a “property right” does not necessarily prevent
the interest in question, in some circumstances, from being regarded
as a “possession” within the meaning of Article 1 of
Protocol No. 1 (see Brosset-Triboulet, cited above, §
71).
In
the present case, the Court also observes that the encroachment
permit issued in 1970 had never been in the first applicant's name or
in that of his father, as it had always been issued in his uncle's
name. Moreover, the permit was revoked in 1986 and no other permit
was issued until ten years later. Indeed it has not been contested
that this type of permit was at all times precarious and could be
withdrawn at the discretion of the Government. Thus, the applicant
made use of the public property in question for approximately twenty
years on the sufferance of the authorities and that of his family,
who for a period of time were also without a valid permit. In
consequence, unlike the majority of the Turkish cases mentioned
above, at no point did the applicants have a valid title in respect
of the use of the mooring. Moreover, even though the procedure to
apply for permits appears to be unclear in law, the Court also gives
weight to the fact that the applicant did not take any action to
regularise his position once the COL's powers were abolished in
favour of the MMA in 1991. The Court considers that had the first
applicant believed he had a legitimate expectation to obtain a permit
on the basis of the permit bequeathed to him or on the basis of the
unhindered use he had made of the mooring for a number of years, he
could have at least been expected to take action to have the alleged
proprietary interest recognised and enforced by the MMA as the newly
competent authority.
In
conclusion, bearing in mind the first applicant's passivity, the
Court considers that the fact that the first applicant used the
mooring for a considerable amount of time, from 1975 to 1995, without
having any sort of title to it, does not suffice to hold that the
applicants were vested with a proprietary interest in the peaceful
enjoyment of the mooring that was sufficiently established and
weighty to amount to a “possession” within the meaning of
the rule expressed in the first sentence of Article 1 of Protocol No.
1.
In
the light of the above, the fact that the first applicant's
grandparents disposed of the alleged possession in their will which
was subsequently confirmed by a court judgment has no bearing on
whether the applicants had a possession.
It
follows that Article 1 of Protocol No.1 is not applicable to the
present case, and therefore the complaint is incompatible ratione
materiae with the provisions of the Convention and the Protocols
thereto within the meaning of Article 35 § 3 and must be
rejected in accordance with Article 35 § 4.
III. ALLEGED VIOLATION OF ARTICLE 14 IN CONJUNCTION WITH
ARTICLE 1 OF PROTOCOL No.1 TO THE CONVENTION
The
applicants further complained that, both before and after the permit
was issued, the first applicant had been discriminated against. They
relied on Article 14 of the Convention, which reads as follows:
“The enjoyment of the rights and freedoms set
forth in [the] Convention shall be secured without discrimination on
any ground such as sex, race, colour, language, religion, political
or other opinion, national or social origin, association with a
national minority, property, birth or other status.”
The
applicants submitted that the use of the mooring had not been
precarious at all, and that had the MMA not favoured X by granting
him a permit arbitrarily, the applicants would have continued to make
use of it. The applicants referred to criminal proceedings which had
been instituted against MMA officials regarding widespread corruption
in issuing permits.
The
Government argued that as the applicants had had no possessions
within the meaning of Article 1 of Protocol No.1, Article 14 could
not be applicable. However, even if it were so, the Government had
played no part in the agreement between the cousins, and the State
was not obliged to recognise irregular arrangements between private
parties. Thus, the authorities' actions had been legitimate, because
the applicant had not been in the same position as his cousin, no
previous permit having ever been issued in his name. Therefore, it
could not be said that the applicants had suffered discrimination at
the hands of the authorities.
The
Court reiterates that Article 14 complements the other substantive
provisions of the Convention and its Protocols. It has no independent
existence as it has effect solely in relation to “the enjoyment
of the rights and freedoms” safeguarded by those other
provisions. Although the application of Article 14 does not
presuppose a breach of those provisions – and to this extent it
is autonomous – there can be no room for its application unless
the facts at issue fall within the ambit of one or more of the latter
(see, among many other authorities, Van Raalte v. the Netherlands,
21 February 1997, § 33, Reports 1997-I, p. 184; and
Petrovic v. Austria, 27 March 1998, § 22, Reports
1998-II, p. 585).
Having regard to the above principles and to the
conclusion that Article 1 of Protocol No. 1 is not applicable, the
Court considers that Article 14 cannot apply in the instant case (see
Gratzinger and Gratzingerova v. the Czech Republic (dec.), no.
39794/98, § 76, ECHR 2002 VII; and Beshiri and Others v.
Albania, no. 7352/03, § 91, 22 August 2006).
It follows that the complaint under Article 1 of
Protocol No. 1 taken together with Article 14 is incompatible ratione
materiae with the provisions of the Convention and the Protocols
thereto within the meaning of Article 35 § 3 and must be
rejected in accordance with Article 35 § 4.
IV. OTHER COMPLAINTS
The
applicants also complained under Article 6 that the MMA had not
exercised its quasi-judicial powers appropriately, in that it had
acted arbitrarily and had not allowed the first applicant to make
representations in the proceedings granting the permit. Moreover, the
first applicant had been denied an effective
remedy in accordance with Article 13 in respect of the MMA's actions,
as there had been no panel or board to which the first applicant
might have complained in order to establish the material facts and
which could have provided redress.
The
Court considers that the non-judicial administrative procedure by
which a third party asked the authorities to grant a permit, and to
which the first applicant was not a party, did not concern any
dispute over a civil right possessed by the first applicant himself.
It further notes that the MMA is not a tribunal for the purposes of
the Convention. In consequence Article 6 did not apply to the purely
administrative procedure conducted at that stage and therefore the
complaint is incompatible ratione materiae with the provisions
of the Convention within the meaning of Article 35 § 3 and must
be rejected in accordance with Article 35 § 4.
In so far as the MMA's decisions may have subsequently
given rise to a dispute over the existence of a “civil right”
of the first applicant, the Court reiterates
that the role of Article 6 § 1 in relation to Article 13 is that
of a lex specialis, the requirements of Article
13 being absorbed by those of Article 6 § 1 (see Vasilescu
v. Romania, 22 May 1998, § 43, Reports of Judgments and
Decisions 1998 III). Article 6 provides for the “right
to a court”, of which the right of access is one aspect. The
Court notes that the first applicant was able
to institute ordinary civil proceedings contesting the MMA's actions,
which, if successful, would have remedied the situation. Moreover,
the applicants also had the opportunity, of which they availed
themselves, to institute constitutional redress proceedings. Indeed
the Civil Court found in their favour, but the Constitutional Court
reversed the judgment on appeal. In these circumstances, the
Court is of the view that the applicants had full access to multiple
courts.
It
follows that this complaint must be dismissed as manifestly
ill-founded, pursuant to Article 35 §§ 3 and 4 of
the Convention.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaint concerning Article
6 § 1 in respect of the impartiality of the Constitutional Court
admissible and the remainder of the application inadmissible;
Holds that there has been no violation of
Article 6 § 1 of the Convention.
Done in English, and notified in writing on 21 June 2011, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Santiago Quesada Josep
Casadevall Registrar President