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SCHWABE AND M.G. v. GERMANY - 8080/08 [2011] ECHR 1986 (1 December 2011)
URL: http://www.bailii.org/eu/cases/ECHR/2011/1986.html
Cite as:
59 EHRR 28,
[2011] ECHR 1986
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FIFTH
SECTION
CASE OF
SCHWABE AND M.G. v. GERMANY
(Applications
nos. 8080/08 and 8577/08)
JUDGMENT
STRASBOURG
1 December
2011
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Schwabe and M.G. v.
Germany,
The
European Court of Human Rights (Fifth Section), sitting as a Chamber
composed of:
Dean Spielmann,
President,
Elisabet Fura,
Karel
Jungwiert,
Boštjan M. Zupančič,
Mark
Villiger,
Ganna Yudkivska,
Angelika Nußberger,
judges,
and Claudia Westerdiek,
Section Registrar,
Having
deliberated in private on 8 November 2011,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
cases originated in two applications (nos. 8080/08 and
8577/08) against the Federal Republic of Germany lodged with
the Court under Article 34 of the Convention for
the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by two German nationals, Mr Sven
Schwabe (“the first applicant”) and Mr M.G.
(“the second applicant”), on 8 February 2008 and
11 February 2008 respectively.
On 23 August 2010 the President of the Chamber acceded to
the second applicant’s request dated 7 July 2010 not to have
his identity disclosed (Rule 47 § 3 of the Rules of Court).
2. The
first applicant was initially represented before the Court by
Ms K. Ullmann, a lawyer practising in Hamburg, and
subsequently by Ms A. Luczak, a lawyer practising in Berlin. The
second applicant was also represented before the Court by Ms
A. Luczak. The German Government (“the
Government”) were represented by their Agent,
Mrs A. Wittling Vogel, Ministerialdirigentin,
and by their permanent Deputy Agent, Mr H.-J. Behrens,
Ministerialrat, of the Federal Ministry of Justice.
3. The
applicants alleged, in particular, that
their detention for preventive purposes during a
G8 summit, which had prevented them from participating in
demonstrations, had violated Articles 5 § 1, 10 and 11 of the
Convention.
On
30 November 2009 the President of
the Fifth Section decided to give notice of the applications
to the Government. It was also decided to rule on the
admissibility and merits of the applications at the same time
(Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicants were both born in 1985 and live in
Bad Bevensen and Berlin
respectively.
A. Background to the case
1. The authorities’ assessment of the security
situation and the security measures taken during the G8 summit
From
6 to 8 June 2007 a G8 summit of Heads of State and Government was
held in Heiligendamm, in the vicinity of Rostock.
The
police considered that there was a threat of terrorist attacks, in
particular by Islamist terrorists, during the summit. Furthermore,
having regard to the experience of previous G8 summits, they
considered that there was a risk of property damage by left-wing
extremists. The latter were found to have planned to protest against,
block and sabotage the summit.
The
police estimated that there would be around 25,000 participants at an
international demonstration in Rostock on 2 June 2007, 2,500 of whom
were ready to use violence, and that there would be around 15,000
demonstrators present during the summit, 1,500 of whom would be ready
to use violence.
On
2 June 2007 serious riots broke out in Rostock city centre, involving
well-organised violent demonstrators, forming what has been termed a
“black block”, who attacked the police with stones and
baseball bats. 400 policemen were injured.
According
to a press release of the Mecklenburg Western-Pomerania Ministry of
the Interior dated 28 June 2007, some 17,000 police officers had been
involved in ensuring that the G8 summit could be held without
disruption and in protecting its participants from attacks by
terrorists or anti globalisation demonstrators prepared to use
violence. During the summit, 1,112 people had been detained in
holding pens for prisoners (Gefangenensammelstellen). The
courts had been asked to confirm the detainees’ detention in
628 cases; they had done so in respect of 113 individuals.
2. The applicants’ arrest
In
June 2007 the applicants drove to Rostock in order to participate in
demonstrations against the G8 summit in Heiligendamm.
On
3 June 2007 at around 10.15 p.m. the applicants’ identity was
checked and established by the police in a car park in front of
Waldeck prison, where they were standing next to a van in the company
of seven other people. No other people were present in the car park.
The police submitted that the first applicant had physically resisted
the identity check. He had allegedly hit the arms of a policeman who
had attempted to determine the second applicant’s identity. He
had also kicked another policeman’s shin in order to prevent
his own identity from being determined. The applicants submitted that
the second applicant had himself been hit by the police, although he
had already been holding his identity card in his hand ready for
inspection. The police searched the van and found folded-up banners
bearing the inscriptions “freedom for all prisoners” and
“free all now”. The applicants were arrested. It appears
that the banners found were seized.
B. The proceedings at issue
1. The proceedings before the District Court
In
two separate decisions taken on 4 June 2007 at 4.20 a.m. and at 4.00
a.m., respectively, the Rostock District Court, having examined both
applicants in person, ordered the applicants’ detention
(amtlicher Gewahrsam) until 9 June 2007, 12.00 a.m. at the
latest.
Relying
on sections 55(1) paragraph 2(a) and 56(5) of the Mecklenburg
Western-Pomerania Public Security and Order Act (Gesetz über
die öffentliche Sicherheit und Ordnung in Mecklenburg-Vorpommern
– “the PSOA”, see paragraphs 37-38 below), the
District Court found that the applicants’ detention had been
lawful in order to prevent the imminent commission or continuation of
a criminal offence. As the applicants had been found in front of
Waldeck prison in a van in which objects calling for the liberation
of prisoners had been discovered, it had to be assumed that they had
been about to commit or aid and abet a criminal offence.
The
District Court further found that the applicants’ continued
detention was indispensable and proportionate. At the hearing, both
applicants had given the impression that they had intended to proceed
with committing an offence. As they had not made any statements or
submissions on the merits, they had been unable to justify their
conduct.
2. The proceedings before the Regional Court
On
4 June 2007 the Rostock Regional Court, in two separate decisions,
dismissed appeals lodged by the first and second applicants
(sofortige Beschwerde).
The
Regional Court confirmed the District Court’s finding that the
applicants’ arrest had been lawful under section 55(1)
paragraph 2 (a) of the PSOA. As the applicants had been found in the
vicinity of Waldeck prison in possession of banners with an
imperative wording (“free”), they had intended to incite
others to free prisoners and that constituted an offence. Moreover,
having regard to the material in the case file, the first applicant
had obstructed police officers in the exercise of their duties. The
second applicant, for his part, had been charged with dangerous
interference with rail traffic in 2002 in connection with the
transport of “castor”
containers. The Regional Court further agreed with the District
Court’s reasoning to the effect that the continuation of the
applicants’ detention was indispensable and proportionate.
3. The proceedings before the Court of Appeal
On
7 June 2007 the Rostock Court of Appeal dismissed further appeals
(sofortige weitere Beschwerde) subsequently brought by the
applicants. In their appeals, the applicants, represented by counsel,
had submitted that the slogans on the banners had been addressed to
the police and the authorities, urging them to end the numerous
arrests and detentions of demonstrators. They had not been meant to
call upon others to attack prisons and to free prisoners by force, an
interpretation which had to be considered as far-fetched, given that
there had not been any violent liberation of detainees from German
prisons in recent decades.
The
Court of Appeal upheld the lower courts’ finding that the
requirements of section 55(1) paragraph 2(a) of the PSOA had been
met. The applicants’ arrest and continued detention was
indispensible in order to avert a danger to public security and
order. The banner “free all now”, together with the
banner “freedom for all prisoners”, could be understood
as an incitement to liberate prisoners, an offence under Article 120
of the Criminal Code (see paragraph 41 below). The police had been
entitled to assume that the applicants had intended to drive to
Rostock and display the banners at the partly violent demonstrations
there. As a result, a crowd which had been ready to use violence
might have been incited to liberate people who had been arrested and
detained.
In
respect of the second applicant, the requirements of section 55(1)
paragraph 2(c) of the PSOA (see paragraph 37 below) had also
been met. The second applicant had been arrested in 2002 in
comparable circumstances on suspicion of dangerous interference with
rail traffic in connection with the transport of castor containers.
It was irrelevant whether he had subsequently been convicted.
The
applicants had not contested the courts’ conclusions; they had
not made any statements or submissions on the merits. The police had
been obliged to take into consideration the general security
situation in Rostock on 2 and 3 June 2007. On those days, very
violent clashes between demonstrators and the police had taken place
in the city centre. Moreover, the applicants had proved to be prone
to violence themselves by attacking police officers.
The
Court of Appeal further considered that the applicants’ right
to freedom of expression under the Basic Law did not warrant a
different conclusion. It accepted that the slogans on the banners
could be understood in different ways. However, in the tense
situation in and around Rostock the police had been authorised to
prevent ambiguous declarations which could have lead to a risk to
public security and order.
Furthermore,
the duration of the applicants’ detention was proportionate.
According to a report by the Rostock police of 6 June 2007, between
6,000 and 10,000 anti-globalisation activists, some of whom were very
violent, were moving towards Heiligendamm and were calling for an
“attack on the embankment”. It could not be excluded that
the applicants would have participated in those demonstrations with
the banners and would thus have incited other demonstrators to
liberate prisoners.
4. The proceedings before the Federal Constitutional
Court
On
6 June 2007 both applicants lodged a constitutional complaint with
the Federal Constitutional Court and applied for an interim
injunction ordering their immediate release.
The
applicants complained that their detention had violated, in
particular, their right to liberty and their right to freedom of
expression. The second applicant further submitted that his detention
had been in breach of his right to freedom of assembly. Both
applicants argued that it had been far-fetched to interpret the
slogans on the banners as inciting other demonstrators to attack
prisons and to liberate prisoners. The banners had been addressed to
the police, who had already arrested many anti globalisation
activists, to the participants at the G8 summit and to the public in
general, and had not advocated acts of violence. The applicants
further stressed that they did not have any previous convictions. The
second applicant submitted, in particular, that the criminal
proceedings against him for dangerous interference with rail traffic
had been discontinued.
These
complaints were initially registered under file nos. 2 BvR 1195/07
and 2 BvR 1196/07 respectively. On 8 June 2007 the judge rapporteur
at the Federal Constitutional Court informed the applicants’
representatives by telephone that the Federal Constitutional Court
would not take a decision on the applicants’ request for
interim measures.
On
9 June 2007 at 12.00 a.m. the applicants were released from prison.
The
applicants’ constitutional complaints of 6 June 2007 were then
considered as having become devoid of purpose following their
release.
On
6 July 2007 the applicants asked the Constitutional Court to find
that their detention had been unconstitutional, despite the fact that
they had been released in the meantime. Thereupon, their
constitutional complaints were registered anew (file nos. 2 BvR
1521/07 and 2 BvR 1520/07 respectively).
On
6 August 2007 the Federal Constitutional Court, in two separate
decisions, declined to consider the first and second applicants’
constitutional complaints, without giving reasons (file nos. 2 BvR
1521/07 and 2 BvR 1520/07 respectively).
The
decision was served on the first applicant’s counsel on
14 August 2007 and on the second applicant’s counsel on 13
August 2007.
C. Subsequent developments
The
criminal proceedings instituted against the first applicant for
having obstructed public officers in the exercise of their duties
(Widerstand gegen Vollstreckungsbeamte) in the course of the
identity check on 3 June 2007 were discontinued, in exchange for the
first applicant paying 200 euros (EUR). The criminal proceedings
against the second applicant for the same offence were discontinued
on grounds of insignificance.
The
applicants submitted that one of the police officers involved in
their arrest had later been convicted of causing bodily harm while
exercising public office in relation to a different matter. They
submitted that the proceedings were still pending before the
appellate court. The Government did not comment on that point.
No
criminal proceedings were brought against the applicants for having
incited others to free prisoners.
On
20 December 2007 the Rostock Court of Appeal dismissed the
applicants’ complaints of a violation of their right to be
heard.
On
1 May 2008 the Federal Constitutional Court declined to consider the
first applicant’s fresh constitutional complaint (file no.
2 BvR 538/08) and on 3 May 2008 that court declined to
consider the second applicant’s fresh constitutional complaint
(file no. 2 BvR 164/08). In their complaints, the applicants had
relied, in particular, on their rights to liberty, to freedom of
expression and to freedom of assembly.
II. RELEVANT DOMESTIC LAW
A. The Mecklenburg Western-Pomerania Public Security
and Order Act (“the PSOA”)
Section
55(1) of the PSOA, in so far as relevant, provides:
“A person may only be detained if:
1. ... ;
2. this is indispensable in order to prevent
the imminent commission or continuation of a criminal offence; the
assumption that a person will commit or aid and abet such an offence
may be based, in particular, on the fact that,
(a) he / she has announced or incited the
commission of the offence or carries banners or other items
containing such incitement;
...
(c) he / she has been apprehended in the past
on comparable grounds as a person involved in the commission of
offences, and if facts warrant the conclusion that a repetition of
this conduct is to be expected ...”
Section
56(5) of the PSOA provides that if the police take a person into
custody, they must immediately obtain a judicial decision on the
lawfulness and continuation of the detention. The judicial decision
must set a maximum duration of detention, which may not exceed ten
days in cases governed by section 55(1) paragraph 2. The District
Court in the district in which the person concerned was arrested has
jurisdiction to take the decision.
Under
section 52 of the PSOA, the authorities may order a person to leave a
place or prohibit a person from going to a specific place in order to
avert a real danger (Platzverweisung). If the facts warrant
the conclusion that the person will commit an offence in a specific
area, that person may be prohibited from entering that area for up to
ten weeks.
Under
section 61(1) of the PSOA, an item may only be seized in order to
avert an imminent danger to public security or order (paragraph 1) or
if the facts warrant the conclusion that it might be used in order to
commit a criminal or regulatory offence (paragraph 4).
B. The Criminal Code
Section
120(1) of the Criminal Code provides that whoever frees a prisoner or
incites or helps him to escape shall be punished with imprisonment of
up to three years or a fine. Subsection 3 of section 120 provides
that an attempt shall be punishable.
C. The Code of Criminal Procedure
Sections
112 et seq. of the Code of Criminal Procedure concern pre trial
detention. Pursuant to Section 112(1) of the Code, a defendant may be
remanded in custody if there is a strong suspicion that he has
committed a criminal offence and if there are grounds for arresting
him. It may not be ordered if it is disproportionate to the
importance of the case and to the penalty or measure of correction
and prevention expected to be imposed.
THE LAW
I. JOINDER OF THE APPLICATIONS
Given
that the present two applications concern two sets of proceedings in
which the same subject matter – namely, the applicants’
detention for preventive purposes during the 2007 G8 summit in
Heiligendamm – was at issue, the Court decides that the
applications shall be joined (Rule 42 § 1 of the Rules of
Court).
II. ALLEGED VIOLATION OF ARTICLE 5 § 1 OF THE
CONVENTION
The
applicants complained that their detention for
preventive purposes during the G8 summit had violated Article 5 §
1 of the Convention, which, in so far as relevant, reads as follows:
“Everyone has the right to liberty and security of
person. No one shall be deprived of his liberty save in the following
cases and in accordance with a procedure prescribed by law:
(a) the lawful detention of a person after
conviction by a competent court;
(b) the lawful arrest or detention of a
person for non-compliance with the lawful order of a court or in
order to secure the fulfilment of any obligation prescribed by law;
(c) the lawful arrest or detention of a
person effected for the purpose of bringing him before the competent
legal authority on reasonable suspicion of having committed an
offence or when it is reasonably considered necessary to prevent his
committing an offence or fleeing after having done so; ...”
The
Government contested that argument.
A. Admissibility
The
Government took the view that the applicants had failed to exhaust
domestic remedies as required by Article 35 § 1 of the
Convention. They had not brought an action for compensation for their
allegedly illegal detention under Article 5 § 5 of the
Convention before the German courts prior to lodging their
applications with the Court. The Government conceded that the
applicants had utilised all existing remedies concerning their
detention. Their primary aim – to obtain their release from
prison – had, however, become devoid of purpose after their
release on 9 June 2007. Afterwards, they could only have obtained
compensation from the State.
The
applicants contested that view. They had complained that their
detention had breached their fundamental rights, both in the
proceedings before the Rostock courts concerning the lawfulness of
their detention and before the Federal Constitutional Court.
Proceedings for damages in the civil courts would not have had a
sufficiently wide scope and would not have been an effective remedy
that could have been used to obtain a speedy decision on the
lawfulness of their detention and to obtain their release if the
detention was not lawful. Moreover, bringing a compensation claim
after the detention had been considered lawful by the Rostock courts
in the proceedings at issue would not have had any prospects of
success. There was not a single case in which the civil courts, in
compensation proceedings, had not followed a previous ruling of the
courts deciding on the lawfulness of a person’s detention. In
these circumstances, the applicants had not been obliged to use
another remedy in addition to the proceedings contesting the
lawfulness of their detention that they had brought.
The
Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 § 1 of the Convention obliges
applicants to first use the remedies that are normally available and
sufficient in the domestic legal system to enable them to obtain
redress for the breaches alleged (see, inter alia, Akdivar
and Others v. Turkey, 16 September 1996, § 66, Reports of
Judgments and Decisions 1996 IV; and Aksoy v. Turkey,
18 December 1996, § 52, Reports 1996-VI).
Under
the Convention organs’ well-established case-law, where
lawfulness of detention is concerned, an action for damages against
the State is not a remedy which has to be exhausted, because the
right to have the lawfulness of detention examined by a court and the
right to obtain compensation for any deprivation of liberty
incompatible with Article 5 are two separate rights (see, inter
alia, Włoch v. Poland, no. 27785/95, § 90, ECHR
2000 XI; Belchev v. Bulgaria (dec.), no. 39270/98, 6
February 2003; and Khadisov and Tsechoyev v. Russia, no.
21519/02, § 151, 5 February 2009, with further references).
Paragraph 1 of Article 5 of the Convention covers the former right
and paragraph 5 of Article 5 the latter (Khadisov and Tsechoyev,
cited above, § 151).
The
Court notes that the applicants complained before the Court that
their detention for preventive purposes during a G8 summit had
violated Article 5 § 1 and that they had previously contested
the lawfulness of the detention order before all competent domestic
courts. Having regard to its case-law, they thereby exhausted
domestic remedies for the purposes of their complaint under Article 5
§ 1. The Government’s objection of non exhaustion
must therefore be dismissed.
The
Court further notes that this complaint is not manifestly ill founded
within the meaning of Article 35 § 3 (a) of the Convention. It
further notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
1. The parties’ submissions
(a) The applicants
The
applicants argued that their detention from 3 to
9 June 2007 had violated Article 5 § 1 of the Convention. It had
not been justified under any of the sub-paragraphs of that provision.
The
applicants submitted, in particular, that their detention had not
been justified under sub-paragraph (c) of Article 5 § 1, as that
provision did not authorise a purely preventive deprivation of
liberty. They had not been detained in connection with criminal
proceedings, as required by that provision as interpreted in the
Court’s case-law (they referred, inter alia, to Ječius
v. Lithuania, no. 34578/97, § 50, ECHR 2000 IX). This
was proven by the fact that their detention had not been based on
section 112 of the Code of Criminal Procedure, which concerned remand
in custody (see paragraph 42 above). On the contrary, the courts had
based their detention on sections 55 and 56 of the Mecklenburg
Western-Pomerania Public Security and Order Act (“the PSOA”),
which governed detention for preventive purposes without any link to
criminal proceedings.
Moreover,
the applicants argued that the aim of their detention had not been to
bring them promptly before a judge and to try them for potential,
future offences, as required by Article 5 § 3, read in
conjunction with Article 5 § 1 (c). Nor could their detention
have been reasonably considered necessary to prevent their committing
an offence under the second alternative of Article 5 § 1 (c).
Their potential offences had not been sufficiently outlined with a
reasonable degree of specificity as regards, in particular, the place
and time of their commission and their victims, as required by the
Court’s case-law (they cited, inter alia, M. v.
Germany, no. 19359/04, § 102, 17 December 2009).
The
applicants further submitted that their detention had not been
justified under sub-paragraph (b) of Article 5 § 1 either. There
had not been any court order that the applicants had failed to comply
with. There had also not been any obligation incumbent on them which
they had not fulfilled. Even if they had displayed the banners seized
in the van, they would not have committed an offence.
In
the applicants’ submission, their detention had also not met
the requirements of sub-paragraph (a) of Article 5 § 1 for lack
of a “conviction”.
Furthermore,
in the applicants’ view, their detention had not been “lawful”
as required by Article 5 § 1. Section 55(1) of the PSOA, on
which their detention had been based, had not been sufficiently
precise so as to make it foreseeable to them that they faced
detention for their conduct. Furthermore, that provision had not been
applied correctly. There had been nothing to indicate that the
applicants had been about to commit a specific offence at a given
time and place. Even assuming, contrary to the fact that the
applicants had themselves been hit by the police officers, that the
first applicant had hit the arm and kicked the shin of a police
officer, this had not warranted the conclusion that both applicants
had been about to commit another completely different offence, a
liberation of prisoners by force. In any event, even if the
applicants had displayed the banners, this would not have been
illegal. Their inscriptions had not advocated violence or harm to
anyone. The applicants stressed in that connection that their lawyers
had explained the different meaning attributable to the slogans on
the banners, both at the hearing before the Regional Court and in
their written statement of further appeal.
Moreover,
the applicants’ detention had also not been indispensable to
prevent the imminent liberation of prisoners by force or an
incitement of others to do so. There had been nothing to indicate
that the applicants, who had not had any tools on them that could
have been used to free prisoners, had been about to attack Waldeck
prison, which was a high-security institution. There had not been any
crowd of people present in the car park who could have been incited
to liberate detainees in that prison by force. The assumption that
the applicants might have displayed the banners at an unspecified
demonstration, possibly attended by individuals prepared to use
violence, could not be considered sufficient to have assumed the
imminent commission of an offence, as required by section 55(1)
paragraph 2 of the PSOA. The applicants further submitted that,
contrary to the Government’s submissions, none of the domestic
courts had suggested that the applicants had intended to liberate
prisoners by force themselves. The courts had only stated that there
was reason to believe that the applicants had intended to incite
others to do so.
The
applicants’ detention had also been arbitrary, in that it had
not been necessary to achieve the aim pursued. The police could
simply have ordered the applicants not to enter the area in which the
G8 demonstrations had taken place under section 52 of the PSOA (see
paragraph 39 above). Alternatively, they could also have seized the
banners under section 61 of the PSOA (see paragraph 40 above). The
applicants would then have been aware that the police considered the
slogans illegal. In view of the chilling effect of such a police
measure, it ought not to be assumed that the applicants would have
reproduced and used similar banners, as was claimed by the
Government. As there had not been further violent demonstrations
during the whole week of the G8 summit, the applicants’
detention for six days had been disproportionate. They further noted
in that connection that the seven Belorussian individuals also
present in the van when the applicants had been arrested and to whom
the banners could also have belonged had not been arrested and
detained.
(b) The Government
The
Government took the view that the applicants’ detention had
complied with Article 5 § 1 of the Convention. It had been
justified under the second alternative of sub-paragraph (c) of
Article 5 § 1 as detention reasonably considered necessary to
prevent the applicants from committing an offence.
The
Government contested the applicants’ assertion that detention
for preventive purposes was only authorised under Article 5 § 1
(c) of the Convention in connection with criminal proceedings. The
applicants’ detention had not been effected in connection with
criminal proceedings and their preparatory acts undertaken to free
prisoners by force or to incite others to do so had not been
punishable. Under the wording of Article 5 § 1 (c),
second alternative, detention for preventive purposes was justified
if it was necessary to prevent a person from committing a concrete
and specific offence, which, if carried out, would entail criminal
proceedings. It was not necessary for the person concerned to have
already committed an offence; the second alternative of Article 5 §
1 (c) would otherwise be superfluous in addition to the first
alternative of that provision. Article 5 § 3 of the Convention
had to be interpreted in the context of Article 5 § 1 (c) as
requiring a prompt examination of the lawfulness of the detention of
the person concerned: a criminal trial was not necessary, as the
person was not charged with a criminal offence.
The
Government further argued that in Germany such detention for
preventive purposes was necessary, as acts preparing criminal
offences were, as a rule, not yet punishable, contrary to the
criminal law applicable in other Contracting Parties to the
Convention. This served to encourage potential offenders to give up
their plans to commit an offence. Without the possibility to detain
persons for preventive purposes, the State would therefore be unable
to comply with its positive obligation to protect its citizens from
impending criminal offences – for instance, in the context of
the transport of castor containers or football hooligans setting up
an arranged brawl.
Referring
to the case of Guzzardi v. Italy (6 November 1980, § 102,
Series A no. 39), the Government submitted that the applicants’
detention had been justified under the second alternative of
sub-paragraph (c) of Article 5 § 1. There had been specific
facts warranting the conclusion that it had been necessary to prevent
them from committing an offence in the imminent future. The
applicants had been found by the police standing next to a van in a
car park in front of Waldeck prison in the company of seven other
people one day after violent riots in Rostock city centre. The first
applicant had violently resisted the police’s identity check.
The police had found folded-up banners bearing the inscriptions
“freedom for all prisoners” and “free all now”
in the van. In these circumstances, it had been reasonable for the
police to assume that the applicants had been about to join the
ongoing demonstrations in Rostock and to display the banners to
demonstrators, some of whom had been violent. This would have
amounted to an incitement of others to free prisoners, punishable
under Article 120 of the Criminal Code.
The
Government submitted that the wording of the banner bearing the
inscription “free all now” could have reasonably been
interpreted as a call upon other demonstrators to violently free
prisoners, rather than as a call upon the State authorities to order
their release. The first applicant had violently resisted the
identity check and proceedings had previously been brought against
the second applicant for dangerous interference with rail traffic
arising in the context of the transport of castor containers.
Therefore, it had to be assumed that the applicants had wanted to
disturb the summit by violent means and had wanted to incite other
violent demonstrators present in Rostock to free prisoners held in
the holding pens for prisoners which had been set up in the city
centre or individuals arrested during a demonstration by force. The
applicants had not explained in the proceedings before the domestic
courts that the inscriptions on their banners had had a different
meaning.
The
Government further argued that the applicants’ detention had
also been justified under sub-paragraph (b) of Article 5 § 1. It
had been necessary to secure the fulfilment of an obligation
prescribed by law. Having regard to the circumstances of the case, it
was certain that the applicants would not have fulfilled their legal
duty to comply with an order to report to a police station in their
town of residence at regular intervals (Meldeauflage) or with
an order not to enter a particular area (Platzverweis). The
applicants had travelled several hundred kilometres in order to reach
the venue of the G8 summit and had resisted the identity check. They
had thus demonstrated that they would not follow orders made by the
police. Having regard to the exceptional situation at hand, it had
not been necessary to wait until the applicants had in fact breached
such an order. Bearing in mind the great number of demonstrators
present, it would not have been possible to prevent the applicants
from committing offences upon their doing so. Therefore, compliance
with their legal duties to respect such an order and the prevention
of specific offences could only have been secured by their
instantaneous detention.
In
the Government’s submission, following the decision of the
District Court ordering the applicants’ detention, their
deprivation of liberty had also been justified under sub-paragraph
(a) of Article 5 § 1. They argued that the term “conviction”
in that provision, contrary to the Court’s case-law (they
referred, inter alia, to M. v. Germany, no. 19359/04,
§§ 87, 95, 17 December 2009), did not only comprise
criminal convictions, but also court decisions ordering detention for
preventive purposes.
The
Government further argued that the applicants’ detention had
been lawful and in accordance with a procedure prescribed by law. It
had been based on section 55(1) paragraph 2 (a) of the PSOA. The
detention of the second applicant, who had been arrested in 2002 on
suspicion of dangerous interference with rail traffic, had been
based, in addition, on section 55(1) paragraph 2 (c) of the PSOA.
In
the Government’s view, the applicants’ detention had also
been proportionate and not arbitrary. There had not been any less
intrusive means available to prevent them from freeing prisoners by
force or inciting others to do so during the whole duration of the G8
summit. In particular, as shown above (see paragraph 65), obliging
them to report to a police station outside the G8 area at regular
intervals would not have been sufficient to prevent them committing
an offence. For the same reasons set out above, an order made against
them not to enter a particular area – that of the G8 summit –
had not been suitable to avert the offence. The same applied to the
seizure of the banners, which the applicants could have reproduced.
2. The Court’s assessment
(a) Recapitulation of the relevant
principles
The
Court reiterates that Article 5 § 1 sub-paragraphs (a) to (f)
contain an exhaustive list of permissible grounds for deprivation of
liberty, and no deprivation of liberty will be lawful unless it falls
within one of those grounds (see, inter alia, Guzzardi v.
Italy, 6 November 1980, § 96, Series A no. 39; Witold
Litwa v. Poland, no. 26629/95, § 49, ECHR 2000 III;
and Saadi v. the United Kingdom [GC], no. 13229/03, § 43,
ECHR 2008 ...).
Under
the second alternative of sub-paragraph (c) of Article 5 § 1,
the detention of a person may be justified “when it is
reasonably considered necessary to prevent his committing an
offence”. That ground of detention does no more than afford the
Contracting States a means of preventing a concrete and specific
offence (see Guzzardi, cited above, § 102; Ciulla
v. Italy, 22 February 1989, § 40, Series A no. 148; and
Shimovolos v. Russia, no. 30194/09,
§ 54, 21 June 2011 (not yet final)) as regards, in
particular, the place and time of its commission and its victim(s)
(see M. v. Germany, no. 19359/04, §§ 89,
102, 17 December 2009). This can be seen both from the use of the
singular (“an offence”) and from the object of Article 5,
namely to ensure that no one should be dispossessed of his liberty in
an arbitrary fashion (see Guzzardi, ibid.; and M. v.
Germany, cited above, § 89).
Under
the Court’s well-established case-law, detention to prevent a
person from committing an offence must, in addition, be “effected
for the purpose of bringing him before the competent legal
authority”, a requirement which qualifies every category of
detention referred to in Article 5 § 1 (c) (see Lawless v.
Ireland (no. 3), 1 July 1961, pp. 51-53, § 14, Series A
no. 3, and, mutatis mutandis, Ječius v. Lithuania,
no. 34578/97, §§ 50-51, ECHR 2000 IX, and Engel
and Others v. the Netherlands, 8 June 1976, § 69,
Series A no. 22).
Sub-paragraph
(c) thus permits deprivation of liberty only in connection with
criminal proceedings (see Ječius, cited above, §
50). It governs pre-trial detention (see Ciulla, cited above,
§§ 38-40). This is apparent from its wording, which must be
read in conjunction both with sub-paragraph (a) and with paragraph 3,
which form a whole with it (see, inter alia, Ciulla,
cited above, § 38; and Epple v. Germany, no. 77909/01,
§ 35, 24 March 2005). Paragraph 3 of Article 5 § 1
stipulates that everyone arrested or detained in accordance with the
provisions of paragraph 1 (c) of Article 5 shall be brought promptly
before a judge – in any of the circumstances contemplated by
the provisions of that paragraph – and shall be entitled to
trial within a reasonable time (see also Lawless, cited above,
pp. 51-53, § 14).
Furthermore,
detention is authorised under the second limb of sub paragraph
(b) of Article 5 § 1 to “secure the fulfilment of any
obligation prescribed by law”. It concerns cases where the law
permits the detention of a person to compel him to fulfil a real and
specific obligation already incumbent on him, and which he has until
then failed to satisfy (Engel and Others, cited above, §
69; Guzzardi, cited above, § 101; Ciulla, cited
above, § 36; and Epple, cited above, § 37). The
arrest and detention must be for the purpose of securing the
fulfilment of the obligation and not punitive in character (see Gatt
v. Malta, no. 28221/08, § 46, ECHR 2010 ...). As soon
as the relevant obligation has been fulfilled, the basis for
detention under Article 5 § 1 (b) ceases to exist (Vasileva
v. Denmark, no. 52792/99, § 36, 25 September 2003; and
Epple, cited above, § 37). It does not justify, for
example, administrative internment meant to compel a citizen to
discharge his general duty of obedience to the law (Engel and
Others, cited above, § 69). Finally, a balance must be
drawn between the importance in a democratic society of securing the
immediate fulfilment of the obligation in question, and the
importance of the right to liberty (Vasileva, cited above,
§ 37; and Epple, cited above, § 37).
For
the purposes of sub-paragraph (a) of Article 5 § 1, the word
“conviction”, having regard to the French text
(“condamnation”), has to be understood as
signifying both a finding of guilt after it has been established in
accordance with the law that there has been an offence (see Guzzardi,
cited above, § 100), and the imposition of a penalty or other
measure involving deprivation of liberty (see Van Droogenbroeck v.
Belgium, 24 June 1982, § 35, Series A no. 50; and M.
v. Germany, cited above, § 87).
(b) Application of these principles to the
present case
The
Court is called upon to determine, first, whether the applicants’
detention under section 55(1) paragraph 2 of the PSOA in order to
prevent them from committing a criminal offence fell within one of
the permissible grounds for deprivation of liberty listed in
sub-paragraphs (a) to (f) of Article 5 § 1.
The
Court observes that in the Government’s submission, the
applicants’ detention was justified, in the first place, under
sub paragraph (c) of Article 5 § 1. It further notes
that the applicants, by being in the possession of folded-up banners
bearing the inscriptions “freedom for all prisoners” and
“free all now”, had not yet committed a criminal offence
and were subsequently never charged with having incited others to
liberate prisoners by force. This is uncontested between the parties.
Their detention therefore falls to be examined under the second
alternative of Article 5 § 1 (c) as detention reasonably
considered necessary to prevent them committing an offence.
In
determining whether the offence that the authorities sought to
prevent the applicants from committing can be considered as
sufficiently concrete and specific, as required by the Court’s
case-law in respect of, in particular, the place and time of its
commission and its victim(s) (see paragraph 70 above), the Court
observes that the domestic courts appear to have diverged on the
specific offence the applicants were about to commit. The Rostock
District and Regional Courts appear to have considered that the
applicants, with the help of the impugned banners, had intended to
incite others to free prisoners detained in Waldeck prison by force
(see paragraphs 14 and 17 above). This was inferred from the
applicants’ presence in the car park in front of that prison –
in which, however, apart from the seven passengers in the van, no
other people were present (see paragraph 12 above). On the contrary,
the Rostock Court of Appeal considered that the applicants had
intended to drive to Rostock and display the banners at the partly
violent demonstrations there and thus incite the crowd present in
Rostock to liberate prisoners by force (see paragraph 19 above).
In
addition, in determining whether the applicants’ detention
could be “reasonably considered necessary” in order to
prevent them from inciting others to liberate prisoners by force, the
Court cannot but note that the applicants were detained for some five
and a half days for preventive purposes and thus for a considerable
time. Moreover, as was also accepted by the Court of Appeal (see
paragraph 22 above), the inscriptions on the banners could be
understood in different ways. The applicants, represented by counsel
in the proceedings, had explained that the slogans had been addressed
to the police and the authorities, urging them to end the numerous
detentions of demonstrators, and had not been meant to call upon
others to free prisoners by force. It is also uncontested that the
applicants had not themselves carried any instruments which could
have served to liberate prisoners violently. In these circumstances,
the Court is not convinced that their continuing detention could
reasonably be considered necessary to prevent them from committing a
sufficiently concrete and specific offence. The Court is further not
convinced of the necessity of the applicants’ detention because
it would, in any event, have been sufficient to seize the banners in
question in order to make them aware of potential negative
consequences and prevent them from inciting others –
negligently – to liberate prisoners.
The
Court further refers to its long-established case-law under which, in
order to be justified under Article 5 § 1 (c), the applicants’
detention must have been effected for the purpose of bringing them
before the competent legal authority in the course of their pre-trial
detention and aimed at committing them to a criminal trial (see
paragraphs 71-72 above). Having regard to its above finding that the
applicants’ detention could not reasonably be considered
necessary in the circumstances of the present case, it does not,
however, consider it necessary to respond to the parties’
detailed arguments on that point, especially the Government’s
arguments advocating a revision of the Court’s long-standing
case-law.
Consequently,
the applicants’ detention was not justified under sub paragraph
(c) of Article 5 § 1.
The
Court further notes that, in the Government’s submission, the
applicants’ detention was also justified under sub-paragraph
(b) of Article 5 § 1 “in order to secure the fulfilment of
any obligation prescribed by law”. They argued that the
applicants would neither have respected an order to report to a
police station in their respective towns of residence at regular
intervals nor an order not to enter the area in which the G8-related
demonstrations took place. It had therefore been justified to secure
their compliance with such an order by their detention. In this
respect, the Court cannot but note that the police in fact neither
ordered the applicants to report to a police station in their town of
residence nor prohibited them from entering the area in which
G8-related demonstrations took place. The applicants therefore cannot
be considered to have been under an “obligation prescribed by
law”, for the purposes of Article 5 § 1 (b), to report to
a police station or to not enter the area of the G8-related
demonstrations and which they failed to satisfy.
The
Court observes that the Government further argued that the applicants
had been detained in accordance with Article 5 § 1 (b) in order
to secure the fulfilment of their obligation not to commit a specific
offence – the incitement of others to liberate prisoners. In
this respect, the Court refers to its case-law, cited above, under
which the “obligation prescribed by law”, for the
purposes of the said provision, must be real and specific, already
incumbent on the person concerned and which the person has until the
time of detention failed to satisfy (see paragraph 73). It notes that
the applicants were detained under section 55(1) paragraph 2 of the
PSOA, which authorises detention if “this is indispensable in
order to prevent the imminent commission ... of a criminal offence”
(see paragraph 37 above), such as an offence under section 120 of the
Criminal Code. The Court considers that the duty not to commit a
criminal offence in the imminent future cannot be considered as
sufficiently concrete and specific, as defined in the Court’s
case-law, so as to fall under Article 5 § 1 (b), at least as
long as there are not any specific measures ordered which have not
been complied with. It reiterates in that connection that a wide
interpretation of sub-paragraph (b) of Article 5 § 1 would
entail consequences incompatible with the notion of the rule of law,
from which the whole Convention draws its inspiration (see Engel
and Others, cited above, § 69). Moreover, the applicants
cannot be considered to have previously failed in their duty not to
commit such an offence. The applicants’ detention was therefore
not covered by sub-paragraph (b) of Article 5 § 1 either.
The
Court further notes the Government’s argument that following
the District Court’s order authorising the applicants’
deprivation of liberty under section 55(1) paragraph 2 of the PSOA,
their detention was also justified under sub-paragraph (a) of Article
5 § 1. They submitted that, under its wording, that provision
had also covered court decisions ordering detention for preventive
purposes. The Court, however, refers to its well established
case-law stating that a “conviction”, having regard to
the French text (“condamnation”), has to be
understood as a finding of guilt of an offence (see paragraph 74
above). It observes that in the proceedings at issue, the domestic
courts did not find the applicants guilty of any criminal offence,
but rather ordered their detention in order to prevent them from
committing an offence in the future. Their detention thus did not
fall under sub-paragraph (a) of Article 5 § 1.
The
Court considers – and this is uncontested by the parties –
that the applicants’ detention for preventive purposes was not
justified under any of the other sub-paragraphs of Article 5 § 1
either.
The
Court further takes note of the Government’s argument that
without the possibility of detaining individuals for preventive
purposes, the State would be unable to comply with its positive
obligation to protect its citizens from impending criminal offences.
In the case at hand, however, even taking into account the general
situation before and during the G8 summit, it has not been
sufficiently demonstrated that a liberation of prisoners had been
imminent. Therefore, the commission of that offence could not justify
an interference with the right to liberty, especially as less
intrusive measures could have been taken (see paragraph 78 above).
The Court reiterates that, in any event, the Convention obliges State
authorities to take reasonable steps within the scope of their powers
to prevent criminal offences of which they had or ought to have had
knowledge. However, it does not permit a State to protect individuals
from criminal acts of a person by measures which are in breach of
that person’s Convention rights, in particular the right to
liberty as guaranteed by Article 5 § 1 (see Jendrowiak
v. Germany, no. 30060/04, §§ 37-38,
14 April 2011 with further references) and as at issue in the
applicants’ case.
There
has accordingly been a violation of Article 5 § 1 of the
Convention.
III. ALLEGED VIOLATION OF ARTICLE 5 § 5 OF THE
CONVENTION
Relying
on Article 5 § 5 of the Convention, the first applicant further
submitted that a claim for compensation in respect of damage caused
by his unlawful detention had had no prospects of success.
The
Court has examined the first applicant’s complaint as submitted
by him. However, having regard to all the material in its possession,
the Court finds that, even assuming the exhaustion of domestic
remedies in all respects, the complaint does not disclose any
appearance of a violation of Article 5 § 5.
It
follows that this part of the application must be rejected as
manifestly ill-founded, pursuant to Article 35 §§ 3 (a) and
4 of the Convention.
IV. ALLEGED VIOLATION OF ARTICLE 10 AND ARTICLE 11 OF THE
CONVENTION
The
applicants further argued that their detention had disproportionately
interfered with their right to freedom of expression guaranteed by
Article 10 of the Convention and their right to freedom of assembly
under Article 11 of the Convention, as it had made it impossible for
them to participate and express their views in demonstrations during
the G8 summit.
Article
10 and Article 11 of the Convention, in so far as relevant, provide:
Article 10
“1. Everyone has the right to freedom
of expression. This right shall include freedom to hold opinions and
to receive and impart information and ideas without interference by
public authority and regardless of frontiers. ...
2. The exercise of these freedoms, since it
carries with it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are prescribed
by law and are necessary in a democratic society, in the interests of
national security, territorial integrity or public safety, for the
prevention of disorder or crime, for the protection of health or
morals, for the protection of the reputation or rights of others, for
preventing the disclosure of information received in confidence, or
for maintaining the authority and impartiality of the judiciary.”
Article 11
“1. Everyone has the right to freedom
of peaceful assembly and to freedom of association with others, ....
2. No restrictions shall be placed on the
exercise of these rights other than such as are prescribed by law and
are necessary in a democratic society in the interests of national
security or public safety, for the prevention of disorder or crime,
for the protection of health or morals or for the protection of the
rights and freedoms of others. ...”
The
Government contested that argument.
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. Referring
also to its findings above (see paragraphs 48-50), it further notes
that it is not inadmissible on any other grounds. It must therefore
be declared admissible.
B. Merits
1. The parties’ submissions
(a) The applicants
The
applicants argued that their detention had
violated both their freedom of expression under Article 10 of the
Convention and their freedom of peaceful assembly under Article 11 of
the Convention. The interference with those rights by their detention
had not been justified. It had not been “prescribed by law”
and had not pursued a legitimate aim for the reasons they set out in
relation to Article 5 § 1 (see paragraph 57 above). In
particular, it had been uncertain if, when and where the applicants
would display the banners “freedom for prisoners” and
“free all now”. Doing so would, furthermore, not have
been an offence under the Criminal Code. The slogans could not have
been understood as an incitement to a very uncommon crime but had had
a different, more obvious meaning. With more than 1,000 demonstrators
having been detained in connection with the G8 summit but only 100
detentions having been approved by the courts, there had been more
than enough reason to criticise the deprivations of liberty that had
taken place in connection with the summit.
The
applicants further submitted that their detention had been
disproportionate and thus not “necessary” in terms of
paragraph 2 of Articles 10 and 11. The public interest in preventing
the uncertain commission of an offence at an indefinite place and
time had not outweighed their interest in showing their disagreement
with many unlawful deprivations of liberty in the course of the G8
summit and in taking part in protests against that summit. The
slogans “freedom for prisoners” and “free all now”
had been well-known, conventional leftist slogans in respect of such
detentions and could not have been interpreted as a call for violent
liberation of prisoners. Depriving them of their liberty in the given
circumstances had discouraged an open discussion of matters of public
interest.
(b) The Government
The
Government considered that neither Article 10 nor Article 11 of the
Convention had been breached. The interference with the applicants’
freedom of expression and freedom of assembly by their detention had
been justified. It had been based on section 55(1) paragraph 2 (a) of
the PSOA, a provision which had been sufficiently precise to be
foreseeable in terms of its application to the applicants. It had
pursued legitimate aims, as the applicants’ detention had been
in the interest of public safety and for the prevention of crime.
The
Government further argued that the interference had been “necessary
in a democratic society” for the purposes of Article 10 §
2 and Article 11 § 2. They stressed that there had not been a
less restrictive measure than the applicants’ detention
available in order to achieve the said legitimate aims. In
particular, it had not been sufficient to seize the banners in
question, as the applicants could easily have drawn up new,
comparable banners at any time and could have used them immediately
during the demonstrations in Rostock. It had also been proportionate
to detain the applicants. There had been riots in Rostock city centre
the day before. The applicants, who had shown themselves to be
prepared to use violence, had been on their way to Rostock to
participate in the demonstrations. There had been reason to fear that
the applicants’ banners would have incited other violent
demonstrators to liberate prisoners detained in the prisoner holding
pens in Rostock by force. In these circumstances, the public interest
in maintaining public order and in the prevention of crime had
outweighed the applicants’ interest in participating in the
demonstrations.
2. The Court’s assessment
(a) Applicable Convention Article
The
Court reiterates that the protection of personal opinions, secured by
Article 10 of the Convention, is one of the objectives of freedom of
peaceful assembly as enshrined in Article 11 of the Convention (see
Ezelin v. France, 26 April 1991, § 37, Series A no. 202;
Djavit An v. Turkey, no. 20652/92, § 39, ECHR
2003 III; Women On Waves and Others v. Portugal, no.
31276/05, § 28, ECHR 2009 ... (extracts); Barraco
v. France, no. 31684/05, § 27, ECHR 2009 ...; and
Palomo Sánchez and Others v. Spain [GC], nos. 28955/06,
28957/06, 28959/06 and 28964/06, § 52,
12 September 2011).
The
Court notes that in cases in which applicants complained that they
had been prevented from participating in and expressing their views
during assemblies, including demonstrations, or that they had been
sanctioned for such conduct, it has taken several elements into
account in determining the relationship between the right to freedom
of expression and the right to freedom of assembly. Depending on the
circumstances of the case, Article 11 has often been regarded as the
lex specialis, taking precedence for assemblies over Article
10 (see, for instance, Ezelin, cited above, § 35,
concerning a disciplinary sanction imposed on the applicant, a
lawyer, after having participated in a demonstration to protest
against two court decisions; Osmani and Others v. “the
former Yugoslav Republic of Macedonia” (dec.), no.
50841/99, ECHR 2001 X, concerning the conviction of the
applicant, an elected official, for having stirred up national hatred
in a speech he delivered at an assembly he had organised; Djavit
An, cited above, § 39, concerning the refusal of the Turkish
and Turkish-Cypriot authorities to allow the applicant to cross the
“green line” into southern Cyprus in order to participate
in inter-community meetings; Galstyan v. Armenia, no.
26986/03, § 95, 15 November 2007, concerning a sanction of three
days’ detention for having participated in a demonstration; and
Barraco, cited above, § 26, concerning the applicant’s
conviction for having participated in a traffic-slowing operation
organised as part of a day of protest by a trade union).
In
other cases, the Court, having regard to the specific circumstances
of the case and the way in which the applicants formulated their
complaints, has considered that the main focus of the respective
applicants’ complaints lay on the right to freedom of
expression and thus examined the case under Article 10 alone (see,
for instance, Karademirci and Others v. Turkey, nos. 37096/97
and 37101/97, § 26, ECHR 2005 I, concerning a criminal
sanction for having read out a statement during an assembly in front
of a school, and Yılmaz and Kılıç v.
Turkey, no. 68514/01, § 33, 17 July 2008, concerning the
applicants’ criminal conviction for having participated in
demonstrations in support of Abdullah Öcalan).
The
Court notes that in the present case, the parties submitted arguments
in relation to Articles 10 and 11 together in the proceedings before
the Court. It finds that the applicants essentially complained of the
fact that, owing to their detention throughout the duration of the G8
summit, they were unable to express their views together with the
other demonstrators present to protest against the summit. They
also protested against the prohibition to express their views
concerning the detention of demonstrators as expressed on the
banners. The main focus of their complaints lies, however, on their
right to freedom of assembly as they were prevented from taking part
in the demonstrations and expressing their views. It will therefore
examine this part of the application under Article 11 alone. It
notes, however, that the issue of freedom of expression cannot in the
present case be entirely separated from that of freedom of assembly.
Notwithstanding its autonomous role and particular sphere of
application, Article 11 must therefore also be considered in the
light of Article 10 (see, mutatis mutandis, Ezelin,
cited above, § 37).
(b) Whether there was an interference with
the right to freedom of peaceful assembly
The
Court considers that, by their detention, ordered by the domestic
courts for the entire duration of the G8 summit, the applicants were
prevented from taking part in demonstrations against that summit.
The
Court reiterates that Article 11 of the Convention only protects the
right to “peaceful assembly”. That notion does not cover
a demonstration where the organisers and participants have violent
intentions (see Stankov and the United Macedonian Organisation
Ilinden v. Bulgaria, nos. 29221/95 and 29225/95, § 77, ECHR
2001 IX; and Galstyan, cited above, § 101). However,
the possibility of extremists with violent intentions who are not
members of the organising group joining a demonstration cannot as
such take away that right. Even if there is a real risk of a public
demonstration resulting in disorder as a result of developments
outside the control of those organising it, such a demonstration does
not as such fall outside the scope of Article 11 § 1, but any
restriction placed on such an assembly must be in conformity with the
terms of paragraph 2 of that provision (see Christians against
Racism and Fascism v. the United Kingdom, no. 8440/78, Commission
decision of 16 July 1980, Decisions and Reports (DR) 21, pp. 148-149;
and, mutatis mutandis, Ezelin, cited above, § 41).
The
Court notes that at the time of their arrest, the applicants intended
to take part in future demonstrations against the G8 summit. There is
nothing to indicate that the organisers of the demonstrations in
which the applicants intended to participate had violent intentions.
As shown above (paragraphs 8 and 103), the fact that the police also
expected extremists with violent intentions to join the otherwise
peaceful demonstrations does not result in those demonstrations
losing the protection of Article 11 § 1.
As
for the applicants’ own aims in joining the demonstrations, the
Court is not satisfied that it has been shown that the applicants had
violent intentions in seeking to participate in G8-related
demonstrations. In this connection, it notes, first, that the
domestic courts did not consider that the applicants, by carrying
banners bearing the inscriptions “freedom for all prisoners”
and “free all now”, intended to liberate prisoners by
force themselves. It also observes that no weapons were found on the
applicants. It further takes note of the Court of Appeal’s
finding that a crowd which was ready to use violence might be incited
by the banners to liberate prisoners by force, but further notes that
that court conceded that the slogans on the banners at issue in the
present case could be understood in different ways (see paragraphs
19, 21 and 22 above). It also takes into account the declaration made
by the applicants, represented by counsel, in the proceedings before
the domestic courts. They had explained that the slogans on the
banners had been addressed to the police and the authorities, urging
them to end the numerous detentions of demonstrators, and had not
been meant to call upon others to attack prisons and to free
prisoners by force (see paragraphs 18 and 25 above). In the Court’s
view, the applicants gave a plausible interpretation of the
inscriptions on their banners, which themselves clearly did not
openly advocate violence. Having regard also to the domestic court’s
finding of the slogans’ ambivalent content allowing for
different interpretations, the Court considers that it has not been
proven that the applicants deliberately intended to incite others to
violence. Neither could, in the Court’s view, such a conclusion
be drawn from the fact that one of the applicants was considered to
have resisted the police’s identity check by force and was thus
considered to have used force himself - in different circumstances
and in a different manner than by displaying banners to others at a
demonstration. It further notes in this connection that neither of
the applicants was shown to have previous convictions for violent
conduct during demonstrations or in comparable situations.
The
applicants’ detention thus interfered with their right to
freedom of peaceful assembly under Article 11 § 1. This is
uncontested between the parties.
(c) Whether the interference was justified
Such
an interference gives rise to a breach of Article 11 unless it can be
shown that it was “prescribed by law”, pursued one or
more legitimate aims as defined in paragraph 2 of that Article, and
was “necessary in a democratic society”.
(i) “Prescribed by law” and
legitimate aim
In
determining whether the interference was “prescribed by law”,
the Court reiterates that a norm cannot be regarded as a “law”
unless it is formulated with sufficient precision to enable the
citizen – if need be, with appropriate advice – to
foresee, to a degree that is reasonable in the circumstances, the
consequences which a given action may entail (see Ezelin,
cited above, § 45). It observes that it is contested between the
parties whether the applicants’ detention was prescribed by a
law– section 55(1) paragraph 2 of the PSOA – which was
sufficiently precise to be foreseeable in its application in the
circumstances of the applicants’ case. The Court considers that
it can leave that question open and examine the case on the
assumption that the interference was “prescribed by law”
for the reasons which follow.
The
Court is satisfied that the aim of the authorities in ordering the
applicants’ detention was to prevent them from committing a
crime, namely inciting others to liberate prisoners by force. This
aim as such is legitimate under Article 11 § 2.
(ii) “Necessary in a democratic
society”
In
determining whether the interference was “necessary in a
democratic society”, the Court reiterates that the right to
freedom of assembly is a fundamental right in a democratic society
and, like the right to freedom of expression, is one of the
foundations of such a society. Thus, it should not be interpreted
restrictively (see Djavit An, cited above, § 56; and
Barraco, cited above, § 41).
The
expression “necessary in a democratic society” implies
that the interference corresponds to a “pressing social need”
and, in particular, that it is proportionate to the legitimate aim
pursued. The nature and severity of the sanction imposed are factors
to be taken into account when assessing the proportionality of an
interference in relation to the aim pursued (see Osmani and
Others, cited above, with further references).
The
Court must further determine whether the reasons adduced by the
national authorities to justify the interference are “relevant
and sufficient”. In so doing, the Court has to satisfy itself
that the national authorities applied standards which were in
conformity with the principles embodied in Article 11 and, moreover,
that they based their decisions on an acceptable assessment of the
relevant facts (see United Communist Party of Turkey and Others v.
Turkey, 30 January 1998, § 47, Reports 1998 I;
and Stankov and the United Macedonian Organisation Ilinden,
cited above, § 87).
The
Contracting States have a certain margin of appreciation in assessing
whether an interference is “necessary in a democratic society”,
but it goes hand in hand with European supervision, embracing both
the legislation and the decisions applying it (see Stankov and the
United Macedonian Organisation Ilinden, cited above, § 87;
and Barraco, cited above, § 42). There is little scope
under Article 10 of the Convention – in the light of which
Article 11 has to be construed (see paragraphs 98 and 101 above) –
for restrictions on political speech or on debate on questions of
public interest (see Stankov and the United Macedonian
Organisation Ilinden, cited above, § 88, with further
references). However, where there has been incitement to violence
against an individual or a public official or a sector of the
population, the State authorities enjoy a wider margin of
appreciation when examining the need for an interference with freedom
of expression (see Stankov and the United Macedonian Organisation
Ilinden, cited above, § 90; and, mutatis mutandis,
Galstyan, cited above, § 115, and Osmani and Others,
cited above).
In
the present case, the Court notes that the applicants were detained
for almost six days in order to prevent them from inciting others to
liberate prisoners by force during demonstrations against the G8
summit. It found above (see paragraphs 75-86) that the applicants’
detention for preventive purposes did not fall within any of the
permissible grounds for deprivation of liberty under Article 5 §
1 and was thus in breach of that provision. The Court further
observes that the summit was expected to attract a considerable
number of demonstrators (some 25,000), a large majority of whom were
peaceful, but who also included a considerable number of
demonstrators prepared to use violence. A number of mass
demonstrations were scheduled to take place over several days, some
of which had descended into riots in Rostock city centre prior to the
applicants’ arrest. The Court accepts that guaranteeing the
security of the participants at the summit and maintaining public
order in general in this situation was a considerable challenge for
the domestic authorities, where decisions often had to be taken
speedily.
However,
as set out above (see paragraph 105), the Court cannot consider it
established that the applicants had intended, by displaying the
banners bearing the impugned inscriptions at the demonstrations, to
deliberately stir up other demonstrators prepared to use violence to
liberate prisoners taken during the G8 summit by force. It appears,
on the contrary, an acceptable assessment of the relevant facts by
the authorities, having regard to their margin of appreciation, that
the slogans could be considered ambiguous and that the applicants
could thus have negligently incited others to violence by displaying
them during certain demonstrations (see, for a case concerning the
use of symbols with multiple meanings, Vajnai v. Hungary,
no. 33629/06, §§ 51 et seq., 8 July 2008).
The
Court further finds that the applicants, by taking part in the
demonstrations against the G8 summit, intended to participate in a
debate on matters of public interest, namely the effects of
globalisation on peoples’ lives. Moreover, by the slogans on
their banners, they intended to criticize the police’s
management in securing the summit, in particular the high number of
detentions of demonstrators. Given that a considerable number of
demonstrators (more than 1,000 of the 25,000 demonstrators expected)
were temporarily detained during the course of the summit, the Court
considers that the slogans contributed to a debate on a question of
public interest. It is further clear that depriving the applicants of
their liberty for several days for having intended to display the
impugned banners had a chilling effect on the expression of such an
opinion and restricted the public debate on that issue.
In
sum, the applicants’ intended protests during the G8 summit
must be considered to have been aimed at participating in a debate of
public interest, to which there is little scope for restriction (see
paragraph 113 above). Moreover, the applicants were not shown to have
had the intention of inciting others to violence. In these
circumstances, the Court considers that a considerable sanction,
namely detention for almost six days, was not a proportionate measure
in order to prevent the applicants from possibly negligently inciting
others to liberate demonstrators detained during the G8 summit by
force. In such a situation, a fair balance between the aims of
securing public safety and prevention of crime and the applicants’
interest in freedom of assembly could not be struck by immediately
taking the applicants into detention for several days.
In
particular, the Court is not convinced that there were not any
effective, less intrusive measures available to attain the said aims
in a proportionate manner. Notably, it considers that in the given
situation, in which it has not been shown that the applicants were
aware that the police considered the slogans on their banners
illegal, it would have been sufficient to seize the banners in
question. This could reasonably be expected to have had a chilling
effect on the applicants, preventing them from drawing up new,
comparable banners immediately. Even if freedom of expression would
then have been restricted to a certain extent, taking part in the
demonstrations would not have been made impossible from the very
outset.
In
view of the foregoing, the Court concludes that the interference with
the applicants’ right to freedom of assembly has not been
“necessary in a democratic society”. There has
accordingly been a violation of Article 11 of the Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicants claimed 10,000 euros (EUR) each in
respect of non pecuniary damage suffered as a result of their
detention in breach of the Convention. They referred to the awards of
just satisfaction the Court made in the cases of Brega v. Moldova
(no. 52100/08, § 52, 20 April 2010) and Vasileva v. Denmark
(no. 52792/99, § 47, 25 September 2003) to support their view
that the sum claimed was reasonable. They asked all payments to be
made into their lawyer’s fiduciary bank account.
The
Government considered the amounts claimed excessive. They submitted
that if the Court were to find a violation of the Convention, this
would constitute sufficient just satisfaction. They argued that the
facts of the cases cited by the applicants in support of their view
were not comparable to those at issue in the present applications.
The
Court considers that their detention for some six days in breach of
Articles 5 § 1 and 11 of the Convention must have caused the
applicants distress which would not be adequately compensated by the
finding of a violation alone. Making an assessment on an equitable
basis, it therefore awards each of the applicants
EUR 3,000 in respect of non-pecuniary damage, plus any tax that may
be chargeable, under this head. Having regard to the power of
attorney presented by the applicants’ lawyer, which authorises
her to accept any payments to be made by the other party to the
proceedings, it orders the sums payable to the applicants to be paid
into their lawyer’s fiduciary bank account.
B. Costs and expenses
The
first applicant also claimed EUR 2,340.85 for
costs and expenses incurred before the domestic courts (EUR 68 in
court costs and EUR 2,272.85 in lawyers’ fees, including VAT
payable thereon) and EUR 1,892.50 (including VAT) for those
incurred before the Court. The second applicant claimed EUR 2,370.65
for costs and expenses incurred before the domestic courts (EUR 68 in
court costs and EUR 2,302.65 in lawyers’ fees, including VAT
payable thereon) and EUR 2,082.50 (including VAT) for those incurred
before this Court. They submitted documentary evidence to support
their claims.
The
Government, arguing in general that no compensation was payable to
the applicants under Article 41 of the Convention, did not comment on
these claims.
According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being
had to the documents in its possession and the above
criteria, the Court is satisfied that the proceedings before
the domestic courts and before this Court were aimed at preventing
and then redressing the violations of Articles 5 § 1 and 11 of
the Convention found. It further finds that the costs and expenses
claimed by the applicants were necessarily incurred and
reasonable as to quantum.
The
Court therefore awards the first applicant EUR 4,233.35 (including
VAT), covering costs and expenses under all
heads, plus any tax that may be chargeable to him. It further awards
the second applicant EUR 4,453.15 (including
VAT), covering costs and expenses under all
heads, plus any tax that may be chargeable to him. It orders also
these sums payable to them to be paid into their lawyer’s
fiduciary bank account.
C. Default interest
The
Court considers it appropriate that the default interest rate should
be based on the marginal lending rate of the European Central Bank,
to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Decides to join the applications;
Declares the first applicant’s complaint
under Article 5 § 5 of the Convention inadmissible and the
remainder of the applications admissible;
Holds that there has been a violation of Article
5 § 1 of the Convention;
Holds that there has been a violation of Article
11 of the Convention;
Holds
(a) that the respondent State is to pay, within three
months from the date on which the judgment becomes
final in accordance with Article 44 § 2 of the Convention,
into the applicants’ lawyer’s fiduciary bank account
(i) EUR
3,000 (three thousand euros), plus any tax that may be chargeable, to
each of the applicants in respect of non-pecuniary damage;
(ii) EUR
4,233.35 (four thousand two hundred thirty-three euros,
thirty-five cents), including VAT, to the first applicant, plus any
tax that may be chargeable to him, in respect of costs and expenses;
(ii) EUR
4,453.15 (four thousand four hundred fifty-three euros,
fifteen cents), including VAT, to the second applicant, plus any tax
that may be chargeable to him, in respect of costs and expenses;
(b) that from the expiry of the above-mentioned three
months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European
Central Bank during the default period plus three percentage points;
Dismisses the remainder of the applicants’
claim for just satisfaction.
Done in English, and notified in writing on 1 December 2011, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Dean
Spielmann
Registrar President