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ZEBROWSKI v. POLAND - 34736/06 [2011] ECHR 1836 (3 November 2011)
URL: http://www.bailii.org/eu/cases/ECHR/2011/1836.html
Cite as:
[2011] ECHR 1836
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FOURTH
SECTION
CASE OF
ŻEBROWSKI v. POLAND
(Application
no. 34736/06)
JUDGMENT
STRASBOURG
3 November 2011
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Żebrowski v.
Poland,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Ljiljana Mijović,
President,
Lech Garlicki,
Päivi
Hirvelä,
George Nicolaou,
Ledi
Bianku,
Zdravka Kalaydjieva,
Vincent A. De
Gaetano, judges,
and Fatoş
Aracı, Deputy
Section Registrar,
Having
deliberated in private on 11 October 2011,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 34736/06)
against the Republic of Poland lodged with the Court
under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by a
Polish national, Mr Kazimierz Żebrowski (“the applicant”),
on 11 August 2006.
2. The
Polish Government (“the Government”) were represented by
their Agent, Mr J. Wołąsiewicz of the Ministry of Foreign
Affairs.
3. The
applicant alleged that he had been deprived of access to a court
competent to examine the merits of his compensation claim and of
access to the Supreme Court.
On
18 October 2010 the President of the Fourth Section
decided to give notice of the application to the Government.
It was also decided to rule on the admissibility and merits of the
application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1928 and lives in
Szczytno.
On
15 December 1946 the applicant’s parents’ house and farm
were destroyed and burned down by the Security Office (Urząd
Bezpieczeństwa) in the framework of a campaign against
anti-communist resistance to which the applicant, his father and his
brother belonged. Subsequently, his father and brother were convicted
and prison sentences were imposed on them.
In
1993 the applicant’s brother requested that the decisions given
in his criminal case be declared null and void on the strength of the
Law of 23 February 1991 on annulment of convictions of persons
persecuted for activities aimed at achieving independence for Poland
(Ustawa o uznaniu za nieważne orzeczeń wydanych wobec
osób represjonowanych za działalność na rzecz
niepodległego bytu Państwa Polskiego – “the
1991 Act”, see paragraphs 32 and 33 below). After six years of
proceedings, a decision in the applicant’s brother’s
favour was ultimately given in 1999.
On
31 January 2003 the applicant and his siblings filed a civil claim
against the State Treasury with the Ostrołęka Regional
Court. They claimed compensation for the destruction of their
parents’ farm.
During
the proceedings the State Treasury raised an objection of
prescription against the compensation claim.
On
11 February 2004 the first-instance court held that the claim against
the State Treasury was time-barred and dismissed the claim. The court
observed that it was not in dispute that the farm had been burned to
the ground by agents of the Security Office in the circumstances
described by the plaintiffs. It further accepted that it had been a
Stalinist crime. It was also an event which could give rise to the
State’s liability in tort. The court confirmed that the
applicant’s brother and father had subsequently been
imprisoned.
The
court went on to state that the State Liability Act (ustawa o
odpowiedzialności Państwa za szkody wyrządzone przez
funkcjonariuszów państwowych) adopted on 15 November
1956 (“the 1956 Act”) had had the specific purpose of
creating a special legal framework making it possible for victims of
Stalinist crimes to seek redress for damage they had suffered. It
provided for a one-year time-limit for submitting relevant
compensation claims (see paragraph 26 below). That time-limit had
started to run on 28 November 1956, the date of publication of
the 1956 Act.
The
court further referred to a resolution given by the Supreme Court
(III CZP 76/96, 11 October 1997; see paragraph 35 below). The Supreme
Court had acknowledged that for general political reasons it might
have been impossible for the victims to vindicate compensation claims
in respect of Stalinist crimes having been committed before 4 June
1989, the date on which the first partially-free elections to
parliament had been held and in respect of which it has been widely
accepted that it had marked the collapse of the communist regime.
Before that date victims of Stalinist persecution and also victims of
later persecution against the State’s political opponents could
legitimately fear that bringing such cases before the courts would
provoke the State’s ire. Hence, it could be accepted that the
one year time limit fixed by the provisions of the 1956 Act
could be said to have started to run only on 4 June 1989. However, as
the applicant had brought his case to the courts in 2003, his claim
was time barred.
The
court further held that the provisions of the Civil Code adopted in
1964 governing the State Treasury’s liability in tort provided
for a three year time-limit. However, they were not applicable
in the applicant’s case because compensation claims for
Stalinist crimes were governed by the special liability regime
created by the 1956 Act.
The
court further observed that it was also possible to accept that the
one-year time-limit, fixed by the provisions of the 1956 Act, should
be understood as having started to run only from the date on which
the plaintiffs had obtained the 1999 judicial decision confirming
that the applicant’s family had been the victims of political
repression. It could not be excluded that it had been only after that
judgment that they had realised that their attempts to seek
compensation for the damage suffered in 1946 and later years were not
doomed to fail. However, their civil claim had been lodged with the
court more than three years later.
The
court further held that the State Treasury’s objection that the
claim was time-barred did not amount to an abuse of rights within the
meaning of Article 5 of the Civil Code (see paragraph 38
below).
The
applicant, represented by a legal-aid lawyer, appealed. He submitted,
inter alia, that given the particular factual and historical
context of the case, the court had erred in holding that the State
Treasury’s objection of prescription should not be seen as an
abuse of rights within the meaning of Article 5 of the Civil Code. He
stressed that it was not in dispute that the applicant and his family
had been victims of political repression by the totalitarian regime.
The destruction of the farm by the communist secret police had not
been disputed. Hence, the objection made by the State, which had
resulted in the applicant’s claim failing, had to be seen as an
abuse of rights incompatible with the “principles of social
co-existence”. It was precisely that objection, dictated by the
fiscal interests of the State, which had made it possible for the
State to leave people seriously wronged in the past by its own agents
without any compensation for its use of violence and for manifest and
undisputed damage wrought for political reasons.
The
judgment was upheld on 25 November 2005 by the Warsaw Court of
Appeal. That court approved the findings of fact made by the lower
court as to the destruction of the applicant’s parents’
farm and the imprisonment of the applicant’s family members.
However, it also accepted the lower court’s conclusion that the
compensation claim was time-barred. It concurred that the events
giving rise to the damage, which were not in dispute, were governed
as to the issue of liability by the special regime created in respect
of Stalinist crimes by the 1956 Act. It further agreed that in the
conditions of a non-democratic regime the running of the time-limit
could be considered to have been stayed until the collapse of
communism in 1989.
The
court further noted that the 1991 Act had not been applicable to the
applicant’s civil case because it only concerned matters
arising in connection with wrongful and politically-motivated
criminal convictions handed down by the Stalinist authorities. It
could only be resorted to in order to have criminal convictions
declared null and void, but was not applicable in the context of
civil cases and compensation claims.
The
court endorsed the conclusions of the lower court, relying on the
same resolution of the Supreme Court. It observed that even if the
time limit was considered as having started to run in 1989, the
claim also had to be declared time-barred.
The
court further shared the conclusions of the lower court that the
State Treasury had had the right to submit the objection of
prescription and that such an objection in the applicant’s case
had not amounted to a breach of Article 5 of the Civil Code, in so
far as that provision prohibited abuse of one’s civil rights to
the detriment of other persons.
On
26 November 2005 the applicant requested the Warsaw Court of Appeal
to prepare written grounds for its judgment and announced his
intention to lodge a cassation appeal against it.
On
29 December 2005 the applicant requested the Warsaw Court of Appeal
to grant him legal aid for the purposes of lodging a cassation appeal
with the Supreme Court.
On
14 February 2006 the Court of Appeal served the judgment, with its
written grounds on the applicant’s privately hired lawyer, who
had apparently replaced the legal-aid lawyer representing the
applicant earlier. On 16 February 2006 that lawyer informed the
applicant that he had thirty days to lodge a cassation appeal. At
that time, the relevant time limit was in fact sixty days (see
paragraph 41 below). It was therefore due to expire on 14 April
2006.
On
27 February 2006 the court allowed the applicant’s request to
be granted legal aid for the purposes of the proceedings before the
Supreme Court (see paragraph 21 above).
On
3 March 2006 O.Z., the lawyer assigned to the applicant’s case
under the legal-aid scheme, was informed that she had been assigned
to the case.
In
her written opinion of 7 April 2006 O.Z. explained to the applicant
why she considered that there were no grounds on which a cassation
appeal could be based and refused to prepare such an appeal on the
applicant’s behalf.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Specific regime of civil liability of the State for
Stalinist repression
Domestic
law provides for a specific individual entitlement for victims of
persecution during Stalinist times (ustawa o odpowiedzialności
Państwa za szkody wyrządzone przez funkcjonariuszów
państwowych) to bring a civil claim under the State
Liability Act passed on 15 November 1956. It provided for a one-year
time-limit, running from the date of that law’s entry into
force on 28 November 1956, for submitting compensation claims to the
civil courts for damage caused by wrongful arrest, detention,
conviction and torture.
B. State liability for tort
Articles 415 et seq. of the Polish Civil Code, which
entered into force in 1964, provide for liability in tort.
Under this provision, anyone who through his or her fault causes
damage to another is required to redress such damage.
Article
77 § 1 of the 1997 Polish Constitution, which entered into force
on 17 October 1997, states, in so far as relevant, as follows:
“Everyone shall have the right to compensation for
any harm done to him or her by any act of a public authority in
breach of the law.”
1. Provisions of the Civil Code applicable from 10
October 1994 to 1 September 2004
Articles
417 et seq. of the Civil Code (Kodeks cywilny) provide for the
State’s liability in tort. In the version applicable until 1
September 2004, Article 417 § 1, which lays down a general rule,
read as follows:
“1. The State Treasury shall be liable
for any damage caused by a State official in the performance of his
or her duties.”
2. Provisions of the Civil Code applicable from 1
September 2004
On
1 September 2004 the Civil Code (Amendment) Act, passed on 17 June
2004 (“the 2004 Amendment”), entered into force. The
relevant amendments were in essence aimed at enlarging the scope of
the State Treasury’s liability for tort under Article 417 of
the Civil Code – including the addition of a new Article 4171
– and provision for the State’s tortious liability for
failure to enact legislation, a concept known as “legislative
omission” (zaniechanie legislacyjne).
Under
the transitional provisions of section 5 of the 2004 Amendment,
Article 417 as applicable before 1 September 2004 applies to all
events and legal situations that subsisted before that date.
C. Redress for victims of political repression by the
communist authorities
The Act of 23 February 1991 on the annulment of
convictions of persons persecuted for activities aimed at achieving
independence for Poland (Ustawa o uznaniu za
nieważne orzeczeń wydanych wobec osób
represjonowanych za działalność na rzecz
niepodległego bytu Państwa Polskiego – “the
1991 Act”) sets out rules concerning the conditions under which
certain politically-motivated convictions rendered from 1 January
1944 to 31 December 1956 can be declared null and void, and also
provides for the State’s civil liability for such convictions.
Section 1 paragraph 1 of the 1991 Act provides, insofar as relevant:
“Convictions or other decisions rendered by the
Polish judicial, prosecuting or extra-judicial authorities during the
period ... lasting from 1 January 1944 to 31 December 1956 shall be
declared null and void if the offence with... which the person
concerned was charged or convicted related to activities undertaken
by him or her with the aim of achieving independence for Poland, or
if the decision in question was taken on the grounds that he had
undertaken such activity. The same applies to persons convicted of
resisting the collectivisation of farm land and compulsory
contributions of foodstuffs.”
Under
section 2 of the 1991 Act, regional courts or, in cases concerning
military offences, regional military courts, are competent to deal
with requests lodged under section 3 of the 1991 Act. Section 3
states, insofar as relevant:
“3. A party entitled to file an
application under section 1 paragraph 1 shall be entitled to appeal
against a decision on whether or not the original decision should be
declared null and void.
According to section 2 paragraph 1 in fine of
this Law, a decision declaring the original conviction null and void
shall be tantamount to a verdict of acquittal. If such a conviction
is declared null and void, a victim of repression is entitled, under
section 8 paragraph 1 of this Law, to compensation from the State
Treasury for his wrongful conviction.”
D. Case-law of the domestic courts on compensation for
victims of Stalinist repression
Against the background of the 1956 Act, a body of
case-law evolved after 1989 concerning the compensatory entitlements
of victims of Stalinist persecution. This case-law also dealt with
the manner in which the beginning of the time-limit was determined
(e.g. the Supreme Court decisions in the cases of: V CKN 1725/00,
delivered on 29 November 2001; I CKN 1049/000, delivered on 2
February 2001; I CKN 988/00, delivered on 1 October 2001; and I CKN
1151/00, delivered on 29 May 2001).
In its Resolution III CZP 76/96 given on 10 October
1996, the Supreme Court examined a legal question put to it by the
Warsaw Court of Appeal as to the date on which the prescription
time-limit in respect of Stalinist crimes had started to run. It held
that the general political situation prior to 1989 could be equated
to a denial of access to justice regarding claims originating in
Stalinist crimes. The Supreme Court stated that the time-limit for
seeking compensation for damage caused by such crimes should be
examined in the light of the provisions of civil law. In particular,
in each individual case the court was obliged to examine whether the
time-limit should be seen as not having started to run until 4 June
1989 or whether its running should be seen as having been stayed
until that date. It stated, inter alia:
“Hence, taking into account the historical truth
about the communist regime in Poland, it is necessary to examine
whether the State’s responsibility has not been sought only
because of circumstances which could be controlled by the interested
persons, or because of reasons of an objective character, amounting
to a denial of justice. The latter would consist in an impossibility
to provide evidence in respect of facts covered up and censored by
the communist authorities. ... When such impossibility is shown, the
court can, by analogy, apply the provisions which provide for the
running of the prescription time-limit being stayed in situations
where the judicial system does not function [and the citizens’
right of access to court is denied.]”
In its judgment of 14 July 2004 (SK 8/03) the
Constitutional Court examined a constitutional complaint of a
claimant who had challenged the compatibility with the Constitution
of Article 6 of the 1956 Act, instituting a time-limit of one year
after 28 November 1956 for the submission of compensation claims in
respect of civil wrongs caused by State agents prior to the entry
into force of that Act. The complainant argued that that period had
been unreasonably short, to the detriment of victims, and that in the
political realities of the system its short duration had made it
impossible for them to effectively vindicate their well-founded
compensation claims originating in Stalinist oppression. As a result,
the system created by that Act had been nothing more than a sham.
The Constitutional Court noted, inter alia,
that there existed various time-limits for the lodging of claims in
respect of various kinds of damage resulting from the State’s
acts. The mere fact that there were differences in the length of
those time-limits was insufficient for a finding that the time limit
concerned in the claimant’s case had been discriminatory. It
further held that, in the examination of the constitutionality of the
provision in issue in the complaint, it was necessary to have regard
to the manner in which it was interpreted in judicial practice. It
referred to the practice of the Supreme Court – in particular,
to its resolution of 11 October 1996. It noted, firstly, that the
Supreme Court had been of the view that the political situation
during the communist times could legitimately be seen as creating a
“denial of justice”, justifying the staying of the
prescription time-limit. Secondly, the Supreme Court had not excluded
that grounds for such a stay could, in individual cases, persist even
after June 1989. Thirdly, the Supreme Court had often emphasised that
the courts were obliged to examine whether the State Treasury’s
reliance on prescription of a compensation claim was compatible with
the prohibition of abuse of one’s rights, stipulated by Article
5 of the Civil Code. This approach by the Supreme Court had
tremendous importance for the effective litigation of compensation
claims by persons wronged by the communist regime.
E. Prohibition of abuse of rights
Article 5 of the Civil Code reads:
“No one shall exercise any right of his in a
manner contrary to its socio-economic purpose or to the principles of
co-existence with others (zasady współżycia
społecznego). An act or omission [fulfilling this
description] on the part of the holder of the right shall not be
deemed to be the exercise of the right and shall not be protected [by
law].”
F. Prescription
Article
117 of the Civil Code, in so far as relevant, reads as follows:
1. (...) [P]ecuniary claims are subject to
prescription.
2. After the prescriptive period has elapsed,
the defendant can avoid meeting [such a claim], unless the defendant
waives the plea of prescription.
Under
paragraph 3 of that provision, which lost its binding force in 2000,
the courts were obliged to examine on their own motion whether a
claim had become prescribed. After that provision was repealed, the
courts have to examine the issue of prescription upon an objection
submitted by a party.
G. Cassation appeals to the Supreme Court
Provisions
of civil law and the case-law of the domestic courts concerning
cassation appeals have been extensively summarised in the judgments
in the cases of Siałkowska v. Poland, no. 8932/05, 22
March 2007; Staroszczyk v. Poland, no. 59519/00, 22 March
2007; and Bąkowska v. Poland, no. 33539/02, 12
January 2010.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION AS
REGARDS PRESCRIPTION OF THE APPLICANT’S CLAIM
The
applicant complained that the decisions given by
the courts in his case had been in breach of his right of access to
court guaranteed by Article 6 § 1 of the Convention, which in so
far as relevant reads as follows:
“1. In the determination of his civil
rights and obligations ... everyone is entitled to a fair and public
hearing ... by [a] tribunal ...”
A. Admissibility
The
Court notes that this complaint is not manifestly ill founded
within the meaning of Article 35 § 3 of the Convention. It
further notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The
applicant complained that the courts had given judgments flying in
the face of any notion of justice by refusing to award compensation
for the destruction of property obviously and indisputably caused by
State agents and wrought within the framework of a campaign aimed at
destroying all opposition against the inception of the communist
regime. It had not been in dispute in the proceedings that the
applicant’s family had suffered serious damage at the hands of
State agents and that this damage had been inflicted on grounds of
political repression. The situation of the applicant’s family
had seriously deteriorated as a result of the destruction of their
property and their subsequent imprisonment. Their life prospects had
also considerably worsened as a result of their being branded at that
time as political enemies of the regime. The courts in the present
case had confirmed that in their judgments. Nonetheless, the courts
had found that the applicant’s claim was time-barred,
essentially relying on provisions providing for a very short
time-limit for the submission of compensation claims, namely merely
one year from November 1956. As a result, the applicant had been
deprived of access to a court competent to examine the merits of his
compensation claim.
The
applicant argued that the events of December 1946 were such as to
have amounted to a communist crime within the meaning of section 2 of
the Institute of National Remembrance Act 1998 (Ustawa o
Instytucie Pamięci Narodowej – Komisji Ścigania
Zbrodni Przeciwko Narodowi Polskiemu). Under the provisions of
that Act, criminal responsibility for communist crimes was not
subject to prescription. Hence, there had been no good grounds on
which civil liability for such crimes should be extinguished by way
of prescription.
The
applicant further argued that that time-limit had manifestly been
unreasonably short, given that in 1956 and until the collapse of the
communist regime people had simply been afraid of going to the courts
against the State.
All
the provisions of domestic law, taken together, as applied by the
courts in his case, had led to a situation in which the damage which
his family and he had suffered had remained uncompensated. The
uncontested communist crime committed against his family had gone
unpunished. The failure of the State to acknowledge its
responsibility for persecutions inflicted on the applicant’s
family in the past had amounted to a breach of his rights. The manner
in which the courts had applied the law in his case had conferred
undue protection on the fiscal interests of the State. The courts had
completely disregarded the legitimate interests of victims of the
relentless persecution of citizens involved in the fight for the
independence of Poland after the Second World War and had barred the
applicant’s access to justice.
The
applicant submitted that the authorities had stressed the importance
of the fight for Poland’s independence before 1989. However,
their attitude had merely paid lip service to those involved in that
struggle. On the one hand, significant funds had been allocated to
construction of monuments and organisation of festive events, while,
on the other hand, people seriously and lastingly wronged in the past
had been refused compensation on the grounds that the State was too
poor to create a fair compensation scheme for the victims of
communist repression.
The
Government submitted that the applicant’s case had been
examined on the merits by courts at two instances, each of them
having full jurisdiction. The courts had conducted the proceedings in
compliance with domestic procedural rules and with domestic law. The
mere fact that the decisions given in the applicant’s case had
not been in his favour was not tantamount to his having been deprived
of access to court.
The
courts had held that it was not in dispute that the farm had been
burned to the ground by the Security Office. They had accepted that
this had been a Stalinist crime and an event which could give rise to
liability in tort. However, the Ostrołęka Regional Court
had noted that the 1956 Act was still technically binding. The
Government emphasised that the courts, when determining the date from
which the one-year time-limit specified in that Act could be said to
have started to run, had examined whether circumstances existed which
would have allowed them to find for the applicant. In so doing, the
Ostrołęka Regional Court had referred to the Supreme
Court’s resolution of 11 October 1996 (see paragraph 35 above).
That court had accepted that before 4 June 1989 it might have been
impossible for political reasons to vindicate claims against the
Security Office. It had therefore held therein that the one-year
time limit could be said to have only started to run on that
date and had expired on 4 June 1990. The applicant’s submission
that the courts had overlooked the historical aspects of the case was
therefore ill-founded.
The
Government submitted that, when making the objection that the
applicant’s claim was time barred, the State Treasury had
availed itself of its procedural rights and had complied with its
obligation to do so.
The
Government argued that the applicant had brought his case before the
courts twelve years after the expiry of the time-limit. In addition,
he had failed to indicate any circumstances which might have
justified that delay in lodging his compensation claim with the
courts.
The
Government further submitted that the domestic courts’ decision
that the claim was time-barred could not be seen as an abuse of
rights within the meaning of Article 5 of the Civil Code. Hence, the
decisions given in his case had not breached the applicant’s
right of access to court guaranteed by Article 6 of the Convention.
2. The Court’s assessment
(a) The general principles
The
right of access to court in issue in the present case is derived from
Article 6 and was established in Golder v. the United
Kingdom (21 February 1975, §§ 28-36, Series A no.
18), in which the Court established, by reference to the principles
of the rule of law and the avoidance of arbitrary power underlying
the Convention, that the right of access to court was an inherent
aspect of the safeguards enshrined in Article 6. Thus, Article 6
§ 1 secures to everyone the right to have a claim relating to
his civil rights and obligations brought before a court.
The
Court refers to its settled case-law to the effect that “Article
6 § 1 extends only to ‘contestations’
(disputes) over (civil) ‘rights and obligations’ which
can be said, at least on arguable grounds, to be recognised under
domestic law; it does not itself guarantee any particular content for
(civil) ‘rights and obligations’ in the substantive law
of the Contracting States” (see James and Others v. the
United Kingdom, 21 February 1986, § 81, Series A no.
98; Lithgow and Others v. the United Kingdom, 8 July 1986, §
192, Series A no. 102; and The Holy Monasteries v. Greece,
9 December 1994, § 80, Series A no. 301-A). The Court may
not create by way of interpretation of Article 6 § 1 a
substantive right which has no legal basis in the State concerned
(see Roche v. the United Kingdom [GC], no. 32555/96, §§
116 17, ECHR 2005 X). Article 6 will, however, apply to
disputes of a “genuine and serious nature” concerning the
actual existence of a right, as well as to the scope or manner in
which it is exercised (see Benthem v. the Netherlands, 23
October 1985, § 32, Series A no. 97, and Z and Others v.
the United Kingdom, cited above, § 87).
The
right of access to court is not, however, absolute. It may be subject
to legitimate restrictions such as statutory limitation periods,
security for costs orders, and regulations concerning minors and
persons of unsound mind (see Stubbings and Others v. the United
Kingdom, 22 October 1996, §§ 51 52, Reports
of Judgments and Decisions 1996 IV; Tolstoy Miloslavsky
v. the United Kingdom, 13 July 1995, §§ 62 67,
Series A no. 316-B; and Golder, cited above, § 39).
Where the individual’s access is limited either by operation of
law or in fact, the Court will examine whether the limitation imposed
impaired the essence of the right and, in particular, whether it
pursued a legitimate aim and whether there was a reasonable
relationship of proportionality between the means employed and the
aim sought to be achieved (see Ashingdane v. the United Kingdom,
28 May 1985, § 57, Series A no. 93; Związek
Nauczycielstwa Polskiego v. Poland, no. 42049/98, § 29,
ECHR 2004 IX; Szwagrun-Baurycza v. Poland, no.
41187/02, § 49, 24 October 2006). If the restriction is
compatible with these principles, no violation of Article 6 will
arise (see Z and Others v. the United Kingdom, cited
above, §§ 92 93).
The
Court has examined cases in which applicants complained that domestic
provisions on prescription of criminal responsibility amounted to a
breach of their rights of access to court. In Stubbings and
Others v. the United Kingdom, the Court dealt with
limitation periods under Article 6 of the Convention. It found that a
non-extendable time-limit of six years from the applicants’
eighteenth birthdays to bring an action concerning allegations of
sexual abuse during childhood did not impair the very essence of the
applicants’ right of access to court (judgment cited above, §
52). The Court held that limitation periods in personal injury cases
were a common feature of the domestic legal systems of the
Contracting States. They served several important purposes, namely to
ensure legal certainty and finality, protect potential defendants
from stale claims which might be difficult to counter and prevent the
injustice which might arise if courts were required to decide upon
events which took place in the distant past on the basis of evidence
which might have become unreliable and incomplete because of the
passage of time (ibid., § 51).
(b) Application of the principles to the
circumstances of the case
The
Court first notes that in the present case it is not in dispute
between the parties that Article 6 is applicable to the circumstances
of the case.
It
further observes that the applicant claimed compensation for acts of
Stalinist repression against his family. It was not in dispute before
the domestic authorities or before the Court that in 1948 agents of
the communist Security Office destroyed and burned the applicant’s
parents’ farm and subsequently imprisoned the applicant’s
brother and father. Nor was it disputed that this had been an act of
political repression.
The
Court notes that the thrust of the applicant’s complaint is
that he was denied access to court in respect of his compensation
claim arising from the acts of violence and persecution referred to
above. The Court observes, firstly, that the applicant was not
prevented in any practical manner from bringing his claims before the
domestic courts. Indeed, the case was litigated with vigour before
two judicial instances (see Markovic and Others v. Italy
[GC], no. 1398/03, § 105, ECHR 2006 XIV).
The
courts held that the applicant’s civil claim arising from the
destruction of the farm was time-barred. The courts referred, first,
to the specific legislative measure adopted in 1956 in the aftermath
of massive political changes in Poland and in other countries under
communist rule at that time, commonly referred to as the “thaw”
(odwilż). The Act, which entered into force on 28
November 1956, was aimed at making it possible for victims of
Stalinist repression to claim compensation for damage if the claim
was filed within one year from the Act’s entry into force (see
paragraph 26 above).
It
is not necessary, in the circumstances of the present case, for the
Court to take a stand on the applicant’s argument that this
period was too short to afford a realistic opportunity for the
numerous victims of Stalinist repression, including those who had
been imprisoned and convicted on fabricated and politically-motivated
charges, to seek compensation before its expiry. It is true that this
one-year time-limit was shorter than the three year time-limit
generally applicable in the context of liability in tort. However,
the Court has held that there is no general obligation for States to
compensate wrongs inflicted in the past under the general cover of
State authority (see Woś v. Poland, no. 22860/02, §
72, ECHR 2006 VII; Klaus and Iouri Kiladzé v.
Georgia, no. 7975/06, § 53, 2 February 2010). In any event,
in the present case, the courts did not hold that the time-limit for
lodging the applicant’s claim had started to run when the 1956
Act entered into force in 1956 and had expired in 1957. In the
applicant’s case, the courts expressly acknowledged that before
the ultimate collapse of the communist regime in Poland in 1989 it
might have been either difficult or simply impossible for the victims
of Stalinist repression to have had recourse to the 1956 Act. The
victims could at that time have legitimately been afraid of taking
proceedings against the State, particularly in the context of such a
heavily political issue as redress for Stalinist repression of
political opposition. The courts observed that the time-limit could
therefore be said to have started to run only as from 4 June 1989,
the date commonly accepted as having marked the end of the repressive
regime and opening the way for the applicant to seek redress openly
and without fear.
The
Court is therefore satisfied that the courts were aware of the
difficulties which the applicant might have had in the past in
vindicating his compensation claim against the communist regime, that
they acknowledged them and that they accepted that these difficulties
could and should have had a bearing on the running of the one-year
time-limit provided for by the 1956 Act.
Furthermore,
the courts also examined another possibility for determining the
beginning of the one-year prescription time-limit in the present
case, a method even more favourable to the applicant. They noted that
in 1999 the applicant’s brother obtained a judgment to the
effect that his arrest and subsequent detention and imprisonment had
to be declared null and void as an act of political repression. The
1991 Act applied in that case put in place a special legal scheme
designed to examine the validity of judicial decisions given by the
communist authorities in the past which had been intended to repress
political opponents. The courts accepted that the applicant could
have become aware of the fact that his efforts to have the damage
compensated offered prospects of success only after that judgment was
given in 1999.
However,
the courts observed that, even assuming that in the circumstances of
the case the time-limit could be said to have started to run only in
1999, the applicant had in any event failed to bring his compensation
claim before the court within one year from the date on which that
judgment became final. It is further noted that, even assuming that
the three-year time limit, generally applicable in the context of
liability in tort (see paragraph 61 above) was applicable to the
circumstances of the case, the applicant’s compensation claim
was, in any event, brought before the courts in 2003, after the
three-year period it had already expired.
The
Court is therefore of the view that, by also taking into
consideration other possible modes of calculating the time limit,
the courts made reasonable efforts to accommodate the difficulties
which the applicant might have had in seeking compensation from the
State; all to no avail because they found that in any event the claim
had been brought before the courts too late.
The
Court further observes that the extensive reasoning given by the
courts shows that they carefully considered the applicant’s
submissions on their merits, point by point.
The
Court further reiterates that, in assessing whether there is a civil
“right” and in determining the substantive or procedural
characterisation to be given to an impugned restriction on an
applicant’s access to court, the starting point must be the
provisions of the relevant domestic law and their interpretation by
the domestic courts (see Masson and Van Zon v. the Netherlands,
28 September 1995, § 49, Series A no. 327 A). Where,
moreover, the superior national courts have analysed in a
comprehensive and convincing manner the precise nature of the
impugned restriction, on the basis of the relevant Convention
case law and principles drawn therefrom, this Court would need
strong reasons to differ from the conclusions reached by those courts
by substituting its own views for those of the national courts on a
question of interpretation of domestic law (see Z. and Others
v. the United Kingdom, cited above, § 101) and by finding,
contrary to their view, that there was arguably a right recognised by
domestic law. In this connection, the Court notes that the domestic
courts, when examining the applicant’s case, had regard to the
case law of the Supreme Court. The Supreme Court had already, by
the time the applicant’s case was examined by the courts,
considered the issues arising in connection with compensation claims
brought by victims of political repression in the past. The domestic
courts had regard to the reasoning which the Supreme Court developed
in its Resolution given in 1996 (see paragraphs 12 and 35 above).
To
sum up, the Court is satisfied that the essence of the applicant’s
right of access to court was not breached.
Accordingly,
there has been no violation of Article 6 § 1 of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION AS
REGARDS LACK OF ACCESS TO THE SUPREME COURT
The
applicant complained under Article 6 § 1 of the
Convention that he had been denied access to the Supreme Court.
Article
6 § 1 reads, in so far as relevant:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by
[a] ... tribunal ...”
A. Admissibility
The
Government submitted that the applicant had failed to exhaust
relevant domestic remedies. They asserted that he should have brought
a civil action for compensation against the legal aid lawyer,
referring to either Article 415 or Article 448 of the Civil Code.
They were of the view that a civil action was an effective remedy
where a lawyer, either appointed through legal aid or privately
hired, had been negligent in carrying out his or her duties regarding
legal representation in judicial proceedings. They also referred to a
complaint to the local Bar Association under Articles 28 or 80 of the
Bar Act.
The
applicant did not address this issue.
The
Court observes that the remedies referred to by the Government are
merely of a retrospective character. They could only, and if the
applicant had been successful, have resulted either in the courts
granting damages or in the Bar Association finding the lawyer to have
been at fault. Such retrospective measures alone are not sufficient
to ensure effective access to a court competent to determine the
applicant’s civil rights and obligations. The Court therefore
rejects
the Government’s
objection.
The
Court further notes that this complaint is not manifestly ill founded
within the meaning of Article 35 § 3 of the
Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
B. Merits
1. The parties’ arguments
The
applicant submitted he had been deprived of access to the Supreme
Court because his legal-aid lawyer had refused to prepare a cassation
appeal against the second-instance judgment.
The
Government argued that in so far as the applicant had complained of
erroneous advice as to the time-limit for lodging of a cassation
appeal given by his privately hired lawyer, the State could not be
held responsible for it. They further argued that the sixty-day
time-limit for lodging of that appeal had in the present case started
to run on 14 February 2006, when the applicant had been served with
the written grounds of the second-instance court’s judgment.
The applicant’s request for legal aid had been allowed on 27
February 2006. The legal-aid lawyer had been assigned to the case on
3 March 2006, forty-two days before the time-limit within which to
lodge a cassation appeal was scheduled to expire. On 7 April 2007,
one week before the expiry of the time-limit, she had informed the
applicant of her refusal. Therefore, the applicant had been
represented by the legal aid lawyer in a proper manner.
2. The Court’s assessment
The
Court has already had occasion to set out at length the relevant
principles derived from its case-law in this area (see Staroszczyk
v. Poland, §§ 121-129; Siałkowska v.
Poland, §§ 101-107 and Bąkowska v. Poland,
§§ 44-48; cited above; Smyk v. Poland, no.
8958/04, §§ 54 59, 28 July 2009; and Zapadka v.
Poland, no. 2619/05, §§ 57-61, 15 December 2009). It
adopts those principles for the purposes of the instant case.
In
those cases, the Court has examined the situation of legally aided
parties faced with their lawyers’ refusals to prepare cassation
appeals in the context of criminal, as well as civil, procedure. As
far as the former is concerned, it was established that – under
the established case law of the Supreme Court – the
time-limit for lodging a cassation appeal should run de novo
from the day on which the applicant has been informed of the
legal-aid lawyer’s refusal to lodge a cassation appeal. This
approach was found to satisfy Convention standards, provided that the
applicant has been properly informed about his/her procedural rights
at the time when the lawyer’s refusal was communicated to him
or her (Kulikowski v. Poland, no. 18353/03,
§ 69-71, ECHR 2009 ... (extracts), and Antonicelli
v. Poland, no. 2815/05, §
44-45, 19 May 2009).
In
the context of civil procedure, the Court has found that the civil
courts’ approach to the calculation of the time-limit for
submitting a cassation appeal was stricter. Thus, the service on the
party of information that a legal-aid lawyer had refused to prepare
the appeal does not trigger the running of the time-limit de novo.
That approach was regarded by the Court as being incompatible with
Convention standards, save for situations where the refusal of the
legal-aid lawyer was notified to the applicant well before the
deadline was due to expire (see Smyk v. Poland,
cited above, §§ 63 65).
In
the present case, the applicant’s privately hired lawyer was
served with the written grounds of the court of appeal’s
judgment on 14 February 2006 and it was on that date that the
time-limit started to run. Subsequently, the court granted the
applicant’s request for legal aid on 27 February 2006 and
assigned the lawyer to the case on 3 March 2006.
The
Court notes that the applicable domestic regulations do not specify
the time-frame within which the applicant should be informed of any
refusal to prepare a cassation appeal (see Siałkowska,
cited above, § 114, and Smyk v. Poland, cited above,
§ 60). In the present case, the legal-aid lawyer informed the
applicant that she had found no grounds on which a cassation appeal
could be prepared on 7 April 2006, over a month after she had been
assigned to represent the applicant. It has not been shown or even
argued that this delay was justified by any special circumstances.
The
Court observes that the applicant was informed of the legal aid
lawyer’s refusal only seven days before the time-limit was due
to expire. Hence, he was left with so little time to have a cassation
appeal prepared and lodged with the Supreme Court as to be deprived
of a realistic opportunity of having his case brought to and argued
before that court (see Jędrzejczak v. Poland, no.
56334/08, 11 January 2011, where the applicant was informed of a
legal-lawyer’s refusal to lodge an appeal six days before the
expiry of the time-limit; compare and contrast with Smyk v.
Poland, cited above, where after the refusal to assign a second
legal aid lawyer to the case, the applicant had twenty-four days
left).
Having
regard to the above considerations, the Court concludes that in the
present case there has been a violation of Article 6 § 1 of the
Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage, costs and expenses
The
applicant claimed in general terms compensation
for pecuniary and non-pecuniary damage which he had sustained in
connection with the case.
The
Government contested his claim.
The Court finds no link between the violation
complained of and the pecuniary damage alleged. It cannot speculate
about the outcome of the proceedings had the applicant’s claim
been examined. The Court therefore rejects the claim in its entirety.
However,
the Court accepts that the violation found cannot be compensated by
the mere finding of that violation. Therefore, the Court finds that
the applicant has suffered non-pecuniary damage. Making its
assessment on an equitable basis and having regard to the
circumstances of the case, the Court awards the applicant EUR 1,500.
The
applicant did not make any claim in respect of
costs and expenses.
B. Default interest
The
Court considers it appropriate that the default interest rate should
be based on the marginal lending rate of the European Central Bank,
to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the application
admissible;
Holds that there has been
no violation of Article 6 § 1 of the Convention as regards
prescription of the applicant’s claim;
Holds that there has been
a violation of Article 6 § 1 of the Convention as regards the
applicant’s right of access to the Supreme Court;
Holds
(a) that
the respondent State is to pay the applicant,
within three months from the date on which the judgment
becomes final in accordance with Article 44 § 2 of the
Convention, EUR 1,500 (one thousand five hundred euros), plus
any tax that may be chargeable, in respect of non pecuniary
damage, to be converted into Polish zlotys at the rate applicable at
the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of
the applicant’s claim for just
satisfaction.
Done in English, and notified in writing on 3 November 2011, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Fatoş Aracı Ljiljana
Mijović Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the separate opinion of Judge Mijović
is annexed to this judgment.
L.M.
F.A.
CONCURRING OPINION OF JUDGE MIJOVIĆ
As
emphasised in my previous
concurring/dissenting opinions in nine recent cases,
and in the joint dissenting opinion in Smyk v. Poland,
no. 8954/04, 28 July 2009, I see the problem of the refusal
of lawyers appointed under legal-aid schemes to represent
legally aided persons on the ground that the claim has no
reasonable prospects of success as the general one, related not only
to criminal, but also to civil and administrative proceedings. To
avoid repetition, I refer to the detailed reasoning of those
opinions.