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AYDIN v. GERMANY - 16637/07 [2011] ECHR 141 (27 January 2011)
URL: http://www.bailii.org/eu/cases/ECHR/2011/141.html
Cite as:
[2011] ECHR 141,
(2013) 57 EHRR 35,
29 BHRC 744,
57 EHRR 35
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FIFTH
SECTION
CASE OF AYDIN v. GERMANY
(Application
no. 16637/07)
JUDGMENT
STRASBOURG
27
January 2011
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Aydin v. Germany,
The
European Court of Human Rights (Fifth Section), sitting as a Chamber
composed of:
Peer Lorenzen, President,
Renate
Jaeger,
Karel Jungwiert,
Rait Maruste,
Mark
Villiger,
Isabelle Berro-Lefèvre,
Zdravka
Kalaydjieva, judges,
and Claudia Westerdiek,
Section Registrar,
Having
deliberated in private on 14 December 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 16637/07) against the Federal
Republic of Germany lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental
Freedoms (“the Convention”) by a Turkish national, Ms
Aysel Aydin (“the applicant”), on 16 April 2007.
The
applicant was represented by Mr S. Hilbrans, a lawyer practising in
Berlin. The German Government (“the Government”) were
represented by their Agent, Mrs A. Wittling-Vogel, of the Federal
Ministry of Justice.
The
applicant alleged, in particular, that her criminal conviction
violated her right to freedom of expression.
On
30 November 2009 the President of the Fifth Section decided to give
notice of the application to the Government. It was also decided to
rule on the admissibility and merits of the application at the same
time
(Article 29 § 1). Having been informed of the case by a
letter of
3 December 2010, the Turkish Government did not express
any wish to intervene under Article 36 § 1 of the Convention.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1972 and lives in Wuppertal.
The
facts of the case, as submitted by the applicant, may be summarised
as follows.
1. Background to the case
On
22 November 1993 the German Interior Ministry issued a decision by
which it imposed a ban on the activities of the Workers' Party of
Kurdistan (“the PKK”), under Article 18, second sentence,
of the Law on Associations (Vereinsgesetz, see Relevant
domestic law, below).
Relevant
parts of the decision read as follows:
“1. The activities pursued by the “Workers'
Party of Kurdistan” (PKK)...run contrary to provisions of the
criminal law, are directed against the concept of international
understanding, endanger inner security and other important interests
of the Federal Republic of Germany.
2. The “Workers' Party of Kurdistan”
(PKK)...is not allowed to pursue its activities within the
territorial ambit of the Law on Associations.”
As
the PKK as such did not challenge the imposition of the ban before
the German courts, the decision became final on 26 March 1994.
Following
the arrest of its leader, Abdullah Öcalan, in 1999, the PKK's
executives changed their strategy and declared an end to the armed
battle against Turkish army entities. Following a “peace
initiative” declared by the party's seventh congress on 17
January 2000, the PKK did not organise any further demonstrations or
violent acts in Germany.
In
2001 the PKK's presidential counsel decided to launch a
large-scale
campaign, during which their supporters should address themselves to
the German authorities, should acknowledge their support for the PKK
and should demand that the ban on the PKK's activities be lifted.
The
supporters signed a declaration. The declarations were then collected
and handed over in large numbers to parliaments, administrative
bodies and courts. The content of the largely identical declarations
was as follows:
“Self declaration (Selbsterklärung)
“I also am a follower of the PKK” (“Auch
ich bin ein PKK'ler”)
As the Kurdish people has been denied its basic right to
life, it has had no choice but to take up arms. After twenty years of
war, our national leader, Abdullah Öcalan, has initiated a
strategic change. For two years the PKK has been using exclusively
political means to fight for a peaceful and democratic solution to
the Kurdish question. On the basis of this new strategy the Workers'
Party of Kurdistan (PKK) is undergoing a global reformation. Strongly
determined to find a solution, it has developed its political
activities against all resistance without leaving the framework of
legality.
Although the Kurdish question emerged geographically in
the Middle East, having regard to its historical, political and
international connections it is a European problem waiting for a
solution. Europe played a major role in the setting of Middle Eastern
boundaries. That is why Europe is now confronted with the task of
playing a role in the solution of the problems. Just as it failed to
offer a prospect of a solution when our leader was abducted in the
framework of an international conspiracy, Europe fails today to make
use of the opportunities offered by the PKK.
While the majority of the European Member States make
Turkey's accession to the European Union dependent on the Copenhagen
criteria, they deny the national and political status of the Kurds
living in Europe. Germany and England, in particular, insist on a
policy of bans. With this destructive attitude Europe puts itself
within the context of the policy of destruction and negation which is
directed against the Kurdish people. Today as in the past Europe
continues its negative tradition. This is nothing but a policy of
double moral standards.
1. On this basis I, as a member of the Kurdish people,
declare that I share the PKK's new policy, which, for two years, has
been leading its political fight on a legal basis.
I further
declare that I belong to the PKK.
2. I challenge the European Member States to apply the
same standards to themselves they apply to non-member States. I
furthermore request these States to comply themselves with the
express criteria for accession to the European Union with regard to
the Kurds living in Europe. I therefore demand the full recognition
of the rights granted to other peoples for the Kurdish people.
3. I further demand the official recognition of the
cultural and political values created by the Kurdish people in the
course of their great struggle. In this context I demand respect for
my people's national and political identity.
4. I support the line of the PKK's democratic struggle,
as has been confirmed by its seventh congress. Having regard to the
fact that the PKK has not committed one single violent act for two
years, I demand the lifting of all bans which are applied on the PKK.
5. I further declare that the liberty of our leader,
Abdullah Öcalan, and the possibility of his political activity
are the only guarantee for an enduring solution.
I therefore
demand: “Freedom for Abdullah Öcalan – Peace in
Kurdistan”.
I hereby declare that I most severely condemn the
prohibition issued against the PKK and the criminal prosecution of
PKK membership and of active sympathy for the PKK. I further declare
that I do not acknowledge this prohibition and that I assume all
responsibility arising therefrom.”
2. Criminal proceedings against the applicant
With
others, the applicant organised and coordinated a collection of
signatures of the declaration in Berlin. She also signed a
declaration herself. On 16 July 2001 the applicant, with two others,
handed two folders containing 467 signed declarations to the Berlin
public prosecutor.
On 24 September 2001 the applicant handed over
one further folder containing declarations. Furthermore, the
applicant donated certain sums of money to a sub-organisation of the
PKK, which was also subject to the ban.
Within
the framework of the campaign, more than 4,000 declarations were
handed to the authorities in Berlin; approximately 100,000
declarations were submitted to German administration as a whole.
On
17 July 2003 the Berlin Regional Court (Landgericht) convicted
the applicant of contravening a ban imposed on an association's
activity (section 20 § 1 no. 4 in conjunction with section 18,
second sentence, of the Law on Associations) and sentenced her to 150
daily fines of eight euros each. During the hearing before that
court, the applicant submitted a declaration that she had not
intended to breach the criminal law, but to express her opinion and
to further the understanding between the German and the Kurdish
people. The Regional Court considered that the applicant, by signing
the declaration, taking part in the campaign and giving donations,
had flouted the ban on pursuing the PKK's activities.
The
Regional Court considered that the declaration's content, seen in the
context of the accompanying campaign, was likely to have a positive
effect on the association's unlawful activities. The Regional Court
considered, in particular, that the declaration “not (to)
acknowledge this ban and (to) assume all responsibility arising
therefrom” had a twofold effect: Firstly, the applicant
expressed her commitment not to abide by the ban in the future and
thus to provide the PKK with security for planning further unlawful
activities. Secondly, it was likely to strengthen solidarity with
other potential supporters.
According
to the Regional Court, the declaration signed by the applicant was
not covered by her right to freedom of expression, as the applicant
did not confine herself to claiming freedom and self-determination
for the Kurdish people, to demand the lifting of the ban on the PKK
and most severely to condemn its continuation, which would fall
within the ambit of the applicant's freedom of expression. Seen in
the context of the aims of the overall campaign, the declaration also
contained the statement that the applicant would continue to support
the PKK even if the ban imposed on its activities was not lifted.
This was already implied in the concluding statement, that the
applicant would “assume all responsibility arising therefrom”,
that is to say from any flouting of the ban. The Regional Court also
considered that the campaign had the further aim of overburdening the
public prosecution service with such a large number of criminal
proceedings that they would not be able to cope.
The
Regional Court considered as mitigating factors, inter alia, the
importance of the right to freedom of expression.
On
15 January 2004 the Federal Court of Justice (Bundesgerichtshof),
referring to its own pilot judgment given on
27 March 2003 (see
relevant domestic law and practice, below), dismissed the applicant's
appeal on points of law. According to that court, the Regional
Court's interpretation of the applicant's statement and the
evaluation of her behaviour were compatible with the right to freedom
of expression as enshrined in Article 5 of the Basic Law. Having
regard to the context and the circumstances of the case, the Regional
Court had comprehensively and coherently refuted the applicant's
allegations that she had not participated in a campaign which had
been organised by the PKK with the aim to hamper the criminal
prosecution of breaches of the ban by provoking a massive quantity of
criminal investigations, but that she had merely intended to express
her opinion on the ban. This was demonstrated by the fact that the
applicant and the other campaigners did not address themselves to the
Federal Interior Ministry, which would have been competent for
lifting the ban, but addressed a massive quantity of collected
individually signed declarations to the public prosecutor's office.
The applicant's unwillingness to abide by the ban was further
demonstrated by the fact that she had been previously convicted of a
similar offence and that she had flouted the ban in another, separate
way by financially supporting a sub-organisation of the PKK.
The
Federal Court of Justice finally considered that the Regional Court
had sufficiently weighted the importance of the right to freedom of
expression when assessing the sentence.
On
20 March 2004 the applicant lodged a constitutional complaint in
which she complained that her right to freedom of expression and her
right to petition had been violated.
On
26 September 2006 the Federal Constitutional
(Bundesverfassungsgericht), in a reasoned decision of 21
pages, refused to accept the applicant's complaint for adjudication
as being unfounded.
The
Federal Constitutional Court held that the applicant's statements
fell within the ambit of her right to freedom of expression under
Article 5 of the Basic Law. It considered, however, that her
conviction was justified under paragraph 2 of that same Article as
being based on a general law.
The Federal Constitutional Court
considered, at the outset, that the activities of an association
could only be banned if it generally and continuously pursued
dangerous aims, which was established by the enforceable ban issued
by the Interior Ministry. Section 20 § 1 no. 4 of the Law on
Association was not directed against the expression of an opinion as
such, but only against the purposeful support it lent to the
association's activity which had been prohibited in the interest of
protecting the democratic state based on the rule of law. An
individual person who pursued his own political aims was not
concerned; he was merely prevented from doing so by supporting the
activities of a prohibited association.
It
followed that only such behaviour was subject to criminal liability,
which was relevant with regard to the purpose of the banning order.
Furthermore, the behaviour had to be related to the association's
activity. Art. 5 § 1 of the Basic Law had not to cede already
where someone advocated the same opinions as the organisation
affected by the ban; it did have to cede, however, if an unbiased
observer gained the impression that this was an action which was
directly related to the association.
The necessary relation to
the purpose of the banning order was lacking where statements of
opinions worked towards a lift of a ban of activities, which was
protected by the right to freedom of expression in the interest of
the openness of the democratic process.
In
the context of the criminal courts' examination of whether the
constituent elements of an offence exist, freedom of opinion took
second place without a weighing being required in the individual
case, notwithstanding individual weighing that was necessary on other
levels, for instance as regarded the fixing of the fine. The only
decisive question was whether the above-mentioned criteria had been
met.
With
regard to the application of these principles in the instant case,
the Federal Constitutional Court found as follows:
(a) The courts answered the question of whether the
self-declarations bore sufficient relation to the association's
activity in the affirmative. According to the facts established by
the lower courts, which are constitutionally unobjectionable, the
declarations were made in the context of a mass campaign initiated
and steered by the PKK leadership, which was carried out Germany-wide
and attracted considerable public attention. The campaign was
preceded by large-scale advertising, the content of the declaration
was discussed among Kurdish compatriots, and the letters were
collected and submitted, sometimes in the course of demonstrations.
The headline and the text of the declaration itself (“I am also
a follower of the PKK”, “I further declare that I belong
to the PKK”) also made it possible for the courts to infer, in
a constitutionally unobjectionable manner, a sufficient relation
precisely to the PKK as the organisation affected from the ban on
activities.
(b) The courts observed the principles established by
the Federal Court of Justice in its judgment dated 27 March 2003,
that the self declarations would nevertheless have been exempt from
criminal liability as expressions of the right to freedom of
expression if they had restricted themselves to demanding freedom and
self-determination for the Kurdish people, to calling for a lift
of the ban on the PKK's activities and severely condemning the
maintenance of that ban. The right to freedom of expression includes
the right to assert one's opinion as effectively as possible.
The
effect of a strengthening of solidarity that goes along with a
support of the lift of the ban is to be tolerated in the interest of
the free expression of opinion even if it is at the same time an
expression of sympathy for the banned association.
The courts, however, assumed in a constitutionally
unobjectionable manner that the self-declarations in favour of the
PKK transgressed the boundaries, thus determined, of declarations of
solidarity and sympathy in favour of an association affected by a ban
on activities to the extent that they had to be understood as a
commitment made by those signing it not to respect the ban on
activities in the future and not to be deterred from contravening the
ban even by the threat of criminal sanctions.
The courts could
assume without misjudging freedom of opinion that such a declaration
of willingness to break the law that was made in the context of a
mass campaign complied with the constituent element of the offence in
question.”
The
Federal Constitutional Court further considered that the criminal
conviction did not violate the applicant's right to petition as
enshrined in the Basic Law.
This
decision was served on the applicant's counsel on
16 October
2006.
II. RELEVANT DOMESTIC LAW AND PRACTICE
1. Constitutional Law
Article
5 of the German Basic Law (Freedom of Expression) reads as follows:
“(1) Every person shall have the right freely to
express and disseminate his opinions in speech, writing and pictures,
and to inform himself without hindrance from generally accessible
sources(...).
(2) These rights shall find their limits in the
provisions of general laws, in provisions for the protection of young
persons, and in the right to personal honour.
(3)....”
Article
9 of the Basic Law (Freedom of Association) provides:
“(1) All Germans shall have the right to form
corporations and other associations.
(2) Associations whose aims or activities contravene the
criminal laws, or that are directed against the constitutional order
or the concept of international understanding, shall be prohibited.”
Article
103 of the Basic Law (ban on retroactive criminal laws) provides:
“(1)...
(2) An act may be punished only if it was defined by a
law as a criminal offence before the act was committed.”
2. The Law on Associations
The
relevant sections of the Law on Associations (Vereinsgesetz) read
as follows:
Section 3
Banning
“An association can only be treated as being
banned if the competent authority established by decree that its aims
or its activity contravene the criminal law or that it is directed
against the constitutional order or against the idea of international
understanding ...”
Section 18
Geographical applicability of bans imposed on
associations
“...If a (foreign) association does not have a
sub-organisation within the geographical applicability of this Act,
the ban (section 3 paragraph 1) is directed against its activity
within that territory.”
Section 20
“Anyone who, within the geographical applicability
of this act, by pursuing an activity
(...)
4. contravenes an enforceable prohibition under section
18 sentence 2 (...)
Will be sentenced to up to one year's imprisonment or to
a fine.”
On
27 March 2003 the Federal Court of Justice issued a pilot judgment
(no. 3 StR 377/02) on the criminal liability incurred by signing the
“self declaration” which also forms the subject matter of
the instant complaint.
The
Federal Court of Justice confirmed its earlier case-law that a person
contravened an enforceable prohibition within the meaning of section
20 § 1 no. 4 in conjunction with section 18 sentence 2 of the
Law on Association if his activity made reference to the banned
activity of the association and was conducive to those activities.
The acts had to be actually suited to producing an advantageous
effect in regard to the banned activities.
The
court considered that the submission of these signed declarations
within the framework of a large-scale campaign was concretely suited
to support the PKK's activities. Having regard to the overall context
of the statement and to the circumstances of the campaign, the
Federal Court of Justice considered that it could be ruled out that
the signatories confined themselves merely to demand freedom and
self-determination for the Kurdish people, a lifting of the ban and
most severely to condemn the maintenance of the ban. This statement
would have been covered by their right to freedom of expression.
However, the concluding statement, according to which the signatories
declared that they assumed “all responsibility arising
therefrom” (that is to say from the non-observance of the ban)
made it unequivocally clear that they were ready to flout the ban and
to bear the ensuing criminal prosecution. Otherwise, the addendum
would not make sense, as these consequences could not be expected for
the mere utterance of criticism and the request for a lifting of the
ban, which would be covered by the right to freedom of expression and
thus be exempt from criminal liability.
This
interpretation was further corroborated by the fact that it had been
the campaigners' declared aim to overburden public prosecution
authorities with such a large number of proceedings that they would
be unable to cope.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 10 OF THE CONVENTION
The
applicant complained that her criminal conviction for signing the
declaration violated her right to freedom of expression as provided
in Article 10 of the Convention, which reads as follows:
“1. Everyone has the right to freedom
of expression. This right shall include freedom to hold opinions and
to receive and impart information and ideas without interference by
public authority and regardless of frontiers. This Article shall not
prevent States from requiring the licensing of broadcasting,
television or cinema enterprises.
2. The exercise of these freedoms, since it
carries with it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are prescribed
by law and are necessary in a democratic society, in the interests of
national security, territorial integrity or public safety, for the
prevention of disorder or crime, for the protection of health or
morals, for the protection of the reputation or rights of others, for
preventing the disclosure of information received in confidence, or
for maintaining the authority and impartiality of the judiciary.”
The
Government contested that argument.
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The applicant's submissions
The
applicant complained that her criminal conviction had not been
necessary in a democratic society and had been disproportionate.
There was no pressing social need justifying the restriction imposed
on her right to freedom of expression. In this respect, the applicant
emphasised that the declaration had been submitted within the
framework of a political debate on issues of public interest.
Furthermore, the boundaries of what was to be regarded as permissible
criticism were wider with respect to Government activities as opposed
to those of criticism directed against individual persons.
Governmental actions and omissions had to be subject to an open
public debate in a democratic society; this was particularly relevant
for the applicant, who, as a non-national, was excluded from
participating in the electoral process.
The
applicant emphasised that the self-declarations did not advocate the
use of violence against the State or against individual persons. As
the Government themselves had confirmed, the PKK's activities had
been largely peaceful at the relevant time. The national courts did
not establish a real threat to public order or safety by the PKK in
general or the self declaration campaign, nor did they examine or
find any proven actual impact of the PKK on the national security or
public safety. None of the decisions reviewed the legality of the ban
on the PKK or questioned its necessity in a democratic society.
Insofar as the Government relied on the European Union's list of
terrorist organisation, the applicant submitted that these listings,
according to the case-law of the European Court of Justice, were
unlawful and could not be the basis for criminal consequences on
individuals. The national courts had failed to determine whether the
interference with freedom of expression reflected a pressing social
need in the individual case. Regardless of necessary considerations
on other levels, for instance the determination of the penalty, they
had ruled that freedom of speech had to generally take second place
and there was no weighing on this stage.
Furthermore,
the applicant's criminal conviction was based on the assumption that
the declaration did not confine itself severely to disapprove of
German policy, but that it also had a positive effect on the PKK.
However, the correct interpretation of the declaration had been in
dispute between the applicant and the German authorities. Having
regard to the declaration's ambiguity, the risk of interpretation
could not be held against the applicant. She did not declare her
readiness to break the law or overstep the boundaries of the right to
freedom of expression or of the criminal law in any way.
The
applicant finally submitted that the penalty imposed on her was
unusually high. In this respect, she pointed out that 150 daily fines
were the equivalent of five months' income or 150 days of
imprisonment, respectively.
2. The Government's submissions
According
to the Government, the applicant's conviction, which interfered with
her right to freedom of expression, was justified under Article 10 §
2 of the Convention.
The
relevant provisions of the Law on Associations were formulated with
sufficient precision to enable the citizen to regulate his conduct –
if need be with appropriate advice – and to foresee the
consequences which a given action might entail.
The
Government further submitted that a banning order was issued in cases
in which associations, through their political activities, impeded or
jeopardised the internal or external security, public order or other
important interests of the Federal Republic of Germany or of a Land.
The criminal law sanction helped to enforce the ban. It served
the same legal interests and thus pursued a legitimate aim pursuant
to Article 10 § 2 of the Convention.
With
regard to the existence of a “pressing social need” the
Government submitted that the PKK represented a threat to the
criminal laws, the idea of international understanding and the
internal security of the Federal Republic of Germany. They pointed
out that the banning order issued on 22 November 1993 was legally
binding. The applicant or other PKK sympathisers were free to demand
that the ban be set aside. The setting aside of the prohibition fell
within the discretion of the responsible authority. However, neither
during the time at issue in this case nor today there had been
reasons to exercise this discretion in the organisation's favour. The
PKK was and remained an organisation of incalculable militant
volatility.
The
Government further pointed out that the PKK, in May 2002, was
included in the European Union's list of terrorist organisations and
continued to be on that list, which was subject to regular review.
Only
the ban on the association's activity was an effective means of
averting this risk. The right to freedom of expression was manifest
in the preconditions set out in section 20 § 1 no. 4 in
conjunction with section 18 second sentence of the Law on
Associations and had to recede whenever the activity exclusively
served to realise objectives which contravened the ban.
According
to the Government, the German courts took account of the importance
of the right to freedom of expression when interpreting section 20 §
1 no. 4 of the Law on Associations. They emphasised that the criminal
sanction was not directed against the expression of opinions as such,
but against the targeted promotion of the banned activities of an
association. Accordingly, the individual would not be affected where
he himself was actively pursuing certain political aims; he was only
barred from doing so by supporting the activities of an association
which had been banned. It had therefore to be distinguished whether
the banned activities of the association were promoted or whether the
aim was to get the ban lifted, the latter being permissible under the
right to freedom of opinion.
The
court which dealt with the instant case applied section 20 § 1
no. 4 in accordance with these principles. The courts also
examined in detail the interpretation put forward by the applicant.
The examination was not limited to the last sentence of the
self-declaration, although this was of decisive importance. The
addition would otherwise not make sense, since possible consequences
for which responsibility was to be assumed were obviously not to be
expected when one only voiced criticism of a ban and called for it to
be lifted. Such a statement would without doubt be covered by the
right to freedom of expression and would thus not be a punishable
offence. This the applicant could also recognise. She could thus not
invoke the fact that she bore a “risk of interpretation”.
As
regards the weighing up of interests within the context of
Article 10, the domestic courts took into account the fact that
the applicant had submitted the declaration within the framework of a
campaign which had been initiated by the PKK leadership. She had
actively supported this campaign by collecting the individual
declarations and by assuring that the handing over drew public
attention. The fact that she chose the public prosecutor's office as
her forum clearly showed that the collection of signatures was aimed
at creating a flood of proceedings; the applicant also adopted the
objectives of the campaign as her own.
The
Government finally submitted that the domestic courts correctly took
into account the right to freedom of expression by assessing a very
moderate fine.
3. Assessment by the Court
The
Court notes, at the outset, that the applicant's criminal conviction
was not based on the fact that she expressed a certain opinion. All
domestic courts adjudicating the case expressly acknowledged that the
applicant's statements fell within the ambit of her right to freedom
of expression and that she was allowed to demand freedom and
self-determination for the Kurdish people, to call for a lift of
the ban on the PKK's activities and severely to condemn the
maintenance of that ban.
The courts considered, however, that the
declaration also had to be understood as a commitment made by those
signing it not to respect the ban on activities in the future.
According to the courts, this statement was suited to provide the PKK
with security for planning further unlawful activities and was likely
to strengthen solidarity with other potential supporters and thus
contravened the ban imposed on the PKK's activities.
Accordingly,
it is not the Court's task to examine whether the applicant was
allowed to express a specific opinion – which she was
undisputedly allowed to do – but whether the applicant's
criminal conviction for lending support to an illegal organisation
violated her right to freedom of expression under Article 10 of the
Convention.
The
Court notes that it was not disputed by the Government that the
applicant's conviction by the national courts amounted to an
“interference” with her right to freedom of expression.
Such interference will infringe the Convention if it does not satisfy
the requirements of paragraph 2 of
Article 10. It should
therefore be determined whether it was “prescribed by law”,
whether it pursued one or more of the legitimate aims set out in that
paragraph and whether it was “necessary in a democratic
society” in order to achieve those aims.
The
Court notes that the applicant's conviction was based on
section
20 § 1 no. 4 in conjunction with section 18, second sentence, of
the Law on Associations.
The
Court reiterates that the relevant national law must be formulated
with sufficient precision to enable the persons concerned – if
need be with appropriate legal advice – to foresee, to a degree
that is reasonable in the circumstances, the consequences which a
given action may entail (see, among many other authorities,
Grigoriades v. Greece,
25 November 1997, § 37,
Reports of Judgments and Decisions 1997 VII). Those
consequences need not be foreseeable with absolute certainty:
experience shows this to be unattainable. Whilst certainty is highly
desirable, it may entail excessive rigidity and the law must be able
to keep pace with changing circumstances. Accordingly, many laws are
inevitably couched in terms which, to a greater or lesser extent, are
vague and whose interpretation and application are a question of
practice (see Sunday Times v. the United Kingdom (no. 1), 26
April 1979, § 49, Series A no. 30 and Flinkkilä and
Others v. Finland, no. 25576/04, § 65, 6 April 2010).
Turning
to the circumstances of the instant case, the Court observes that
section 20 § 1 of the Law on Associations, by imposing criminal
liability on “anyone who,...by pursuing an
activity,...contravenes an enforceable prohibition under section 18
sentence 2”, is couched in rather broad terms. It notes,
however, that the Federal Court of Justice, in its pilot decision
given on 27 March 2003 (see §§ 31-34, above), confirmed its
earlier case-law that a person contravened an enforceable prohibition
if his activity made reference to the banned activity of the
association and was conducive to those activities. The acts had to be
actually suited to producing an advantageous effect in regard to the
banned activities. The Court considers that this interpretative
case-law was sufficiently precise to make the consequences of her
action foreseeable for the applicant. The Court is therefore
satisfied that the applicant's conviction was “prescribed by
law” within the meaning of Article 10 § 2 of the
Convention.
The
Court further observes that the applicants' conviction was designed
to protect public order and safety and thus pursued legitimate aims
within the meaning of Article 10 § 2.
It
remains to be determined whether the interferences were “necessary
in a democratic society”. This implies the existence of a
“pressing social need”. The Contracting States have a
certain margin of appreciation in assessing whether such a need
exists, but it goes hand in hand with supervision by the Court (see,
among many other authorities, Perna v. Italy [GC], no.
48898/99, § 39, ECHR 2003-V).
The
Court notes that the penalty imposed on the applicant was intended to
assure that the ban on the PKK's activities was respected.
The
Court observes that the prohibition order imposed on an
organisation's activities would be ineffective if its followers were
de facto free to pursue the banned organisation's activities
(see, mutatis mutandis, Etxeberria and Others v. Spain,
nos. 35579/03, 35613/03, 35626/03 and 35634/03, § 52,
30
June 2009). The Court further observes that the domestic courts
expressly acknowledged the applicant's right to call for a lifting of
the prohibition order imposed on the PKK in 1993. It was not disputed
by the parties that the prohibition order was subject to review and
could be lifted by the Interior Ministry. It follows that the
applicant remained free to address herself – also in a public
way – to the competent authority and to demand the lifting of
the prohibition order in view of the alleged change of circumstances.
It follows that the applicant would have been in a position
effectively to work towards a lifting of the prohibition order
without risking criminal prosecution.
The
Court takes note of the applicant's submissions that she had not
expressed the willingness to flout the prohibition order. It
observes, however, that the domestic courts have thoroughly examined
the content of the declaration signed by the applicant within the
general context, thereby taking into account the fact that it had
been made within the framework of a large-scale campaign initiated by
the PKK leadership. Furthermore, they took into account that the
applicant had undisputedly contravened the prohibition order in a
separate way by making a donation to a
sub-organisation of the
PKK which had also been subjected to the ban.
By way of
conclusion, the German courts ruled out that the declaration could be
interpreted in a different way which did not call for criminal
liability. Having regard to the thorough examination by the domestic
courts, the Court does not consider that the interpretation they gave
to the applicant's statement was contrary to her rights under Article
10 of the Convention.
The
Court finally observes that the criminal courts, when assessing the
sentence, considered as mitigating factors that the applicant was
relying on her right to freedom of expression. Furthermore, the
sanction imposed, which amounted to 150 daily fines of eight euros
each, does not appear to be disproportionate.
In
the light of all foregoing considerations, the Court concludes that
the courts have sufficiently taken account of the applicant's right
to freedom of expression in the course of the criminal proceedings
against her.
There has accordingly been no violation of Article
10 of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 10 IN COMJUNCTION WITH
ARTICLE 7 OF THE CONVENTION
The
applicant further complained that her conviction raised an issue
under Article 10 in conjunction with Article 7 § 1 of the
Convention, which reads as follows:
“No one shall be held guilty of any criminal
offence on account of any act or omission which did not constitute a
criminal offence under national or international law at the time when
it was committed. Nor shall a heavier penalty be imposed than the one
that was applicable at the time the criminal offence was committed.”
The
Court notes that the applicant, when lodging her complaint with the
Federal Constitutional Court, has not relied on Article 103 § 2
of the Basic Law, which provides that an act may be punished only if
it was defined by a law as a criminal offence before the act was
committed.
The Court considers that the guarantees in Article 7 §
1 of the Convention and in Article 103 § 2 of the German Basic
Law are largely identical.
In order to exhaust domestic remedies
within the meaning of Article 35 § 1, the applicant would
therefore have been obliged to invoke Article 103 § 2 of the
Basic Law before the Federal Constitutional Court. It follows that
this complaint must be rejected under Article 35 §§ 1 and 4
of the Convention for non-exhaustion of domestic remedies.
FOR THESE REASONS, THE COURT
Declares unanimously the complaint under Article
10 of the Convention admissible and the remainder of the application
inadmissible;
Holds by six votes to one that there has been no
violation of Article 10 of the Convention.
Done in English, and notified in writing on 27 January 2011, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Peer Lorenzen
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the dissenting opinion of Judge
Kalaydjieva is annexed
to this judgment.
P.L.
C.W.
DISSENTING OPINION OF JUDGE Kalaydjieva
I
find myself unable to follow the logic which brought the majority to
the conclusion that “the [national] courts have sufficiently
taken account of the applicant's right to freedom of expression in
the course of the criminal proceedings against her”. In the
absence of any reasoning in the domestic decision-making process,
these conclusions appear to deviate from the principle of
subsidiarity and to substitute the Court's own considerations for
those of the national courts in determining the compatibility of a
measure affecting the rights under Article 10.
The
applicant was sentenced for signing a declaration in 2001 in support
of lifting the ban on activities of PKK imposed by virtue of an Order
of the Minister of Interior in 1994. On 27 March 2003 the Federal
Court of Justice issued a pilot judgment on the criminal
responsibility incurred by this act, finding that it could be
ruled out that the signatories limited themselves to
demanding freedom and self-determination - a
statement which would have been covered by the right to freedom of
expression and thus be exempt from criminal liability. In their
view the content of the “self-declarations” went beyond
the mere exercise of this freedom and made it unequivocally clear
that signatories were “ready to flout the ban and to bear
the responsibilities thereof”.
In so
far as the majority was convinced that in view of this interpretation
the applicant was not convicted for an act committed in exercising
her freedom of expression within the ambit of Article 10 of the
Convention, a conclusion that this provision was not applicable to
the circumstances of the case might have been more appropriate to
meet their views. Having however come to the conclusion that the
imposed sentence interfered with the applicant's freedom of
expression, with which I agree, this Court is required to determine
“whether the reasons adduced by the national authorities to
justify the interference were 'relevant and sufficient'... [T]he
Court has to satisfy itself that the national authorities, basing
themselves on an acceptable assessment of the relevant facts, applied
standards which were in conformity with the principles embodied in
Article 10” (see among many others Jersild v. Denmark,
23 September 1994, § 31, Series A no. 298, Cumpǎnǎ
and Mazǎre v. Romania [GC], no. 33348/96, §§
88-91, ECHR 2004 XI).
In
the present case the competent Regional Court found that the
declaration which the applicant signed, “was not covered
by her right to freedom of expression and at the same time
considered the importance of this right as a mitigating factor in
determining the imposed fine” (§§ 16-17). The Federal
Court of Justice found on appeal that the court below had
“sufficiently weighed the importance of the applicant's
right to freedom of expression”. Like in several similar
cases (see page 4 of the Observations of the Applicant), the Federal
Constitutional Court was of the view that the applicant's statements
fell within the ambit of the applicant's right to freedom of
expression (§ 22). It considered that in the context of the
criminal courts' examination, “freedom of expression
took second place without a weighing being required in the individual
case” (§ 24). In my view these circumstances suffice
to demonstrate that the national courts were not required to and
accordingly failed to determine whether the interference with the
freedom of expression reflected a pressing social need justifying the
interference in the individual case of the applicant.
Looking
also at the fact that the applicant's conviction was based on an
interpretation of the law which classified her act as punishable two
years after it was committed, I am far from convinced that the
interference with the applicant's rights under Article 10 was
“prescribed by law”, or that “the (national) courts
have sufficiently taken account of the applicant's right to freedom
of expression in the course of the criminal proceedings against her”.