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GEORGEL AND GEORGETA STOICESCU v. ROMANIA - 9718/03 [2011] ECHR 1193 (26 July 2011)
URL: http://www.bailii.org/eu/cases/ECHR/2011/1193.html
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[2011] ECHR 1193
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THIRD
SECTION
CASE OF
GEORGEL AND GEORGETA STOICESCU v. ROMANIA
(Application
no. 9718/03)
JUDGMENT
STRASBOURG
26 July
2011
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Georgel and Georgeta Stoicescu v. Romania,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Josep
Casadevall,
President,
Corneliu
Bîrsan,
Alvina
Gyulumyan,
Egbert
Myjer,
Ineta
Ziemele,
Luis
López Guerra,
Mihai
Poalelungi,
judges,
and
Santiago Quesada, Section
Registrar,
Having
deliberated in private on 5 July 2011,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 9718/03) against Romania
lodged with the Court under Article 34 of the Convention for the
Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by two Romanian nationals, Mr Georgel Stoicescu
and Mrs Georgeta Stoicescu, on 10 January 2001.
The Romanian Government (“the Government”) were
represented by their Agent, Mr Răzvan
Horaţiu Radu, of the Ministry of Foreign Affairs.
The
applicants alleged, in particular, a breach of their rights
guaranteed by Article 3, 8 and 6 of the Convention.
On
11 May 2006 the Court declared the
application inadmissible in respect of the applicant Georgel
Stoicescu and decided to communicate the application to
the respondent Government solely in respect of the applicant Georgeta
Stoicescu. Under the provisions of former
Article 29 § 3 of the Convention, it decided to examine the
merits of the application at the same time as its admissibility.
On
10 September 2008 Mr Georgel Stoicescu informed the Court that
his wife, Mrs Georgeta Stoicescu, had died on 29 December 2007 and
that he wished to pursue the proceedings as her legal heir. For
practical reasons, Mrs Georgeta Stoicescu will
continue to be called “the applicant” although this
qualification should be attributed to her heir (see Dalban
v. Romania [GC], no. 28114/95,
§ 1, 28 September 1999).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1929. She was retired and
living in Bucharest before her death on 29 December 2007.
On
24 October 2000 the applicant, aged 71 at the time, was attacked,
bitten and knocked to the ground by a pack of around seven stray dogs
in front of her home in the Pajura neighbourhood, a residential area
in Bucharest. As a result of the fall, the applicant suffered a head
injury and fractured her left thigh bone which required four days’
hospitalisation in the CFR Hospital in Bucharest. After being
discharged from hospital she was prescribed medical treatment which
proved to be too expensive for her.
Following
the incident, the applicant started suffering from amnesia and
shoulder and thigh pains and had difficulty walking. In addition, she
lived in a constant state of anxiety and never left the house for
fear of another attack. By the year 2003 she had become totally
immobile.
At
the time of the incident the applicant and her husband were retired
and their entire monthly income amounted to the equivalent in
Romanian lei (ROL) of 80 euros. They claim that this amount was
wholly insufficient for her medical treatment, and that they had to
live at subsistence level. As a result, the applicant had lost
weight.
The
applicant’s state of health continued deteriorating with the
result that two and a half years after the incident, on 4 June 2003,
she was declared disabled by a medical panel of the Bucharest Local
Council and was offered financial aid and free access to medical
assistance and medicines.
1. The civil action for damages against the Bucharest
City Hall
On
10 January 2001 the applicant, represented by her husband, filed a
civil action with the Bucharest District Court (Judecătoria
Sectorului 1) requesting damages of ROL 100,000,000 (EUR 4,000)
under the provisions of the Civil Code on civil liability for torts,
and claiming that, as a result of the attack, she had become
disabled. The applicant filed the action against the Bucharest
Mayor’s Office because, according to the words embossed on the
stamp used on a letter from the Animal Control Agency (Administratia
pentru Supravegherea Animalelor - ACA), the latter was a body
under the authority of the Mayor’s Office.
At
the first hearing the court noted that the applicant had not paid the
statutory court fee and ordered the payment of ROL 6,145,000 (EUR
250). Being unable to pay this sum, which amounted to her entire
family income for four months, the applicant paid only ROL 500,000
(EUR 20), which she borrowed from various acquaintances.
By
a judgment of 6 March 2001 the court declared the applicant’s
civil action invalid for non-payment of the full court fee.
On
19 June 2001 the Bucharest County Court (Tribunalul Bucuresti)
allowed an appeal by the applicant against the judgment of 6 March
2001. The County Court held that the first-instance court should have
decided the case within the limits of the court fee paid and that in
any event, the applicant was exempted by law from paying a court fee
for this type of action. The court further held that the amount
already paid should have been treated as a deposit, to be returned at
the end of the proceedings. With respect to the merits of the case,
the court held that the ACA, a public body under the authority of the
Bucharest Mayor’s Office, had indeed not taken all necessary
measures to avoid endangering the lives of the population and to
preserve their health and physical integrity, and had thus violated
the provisions of Bucharest Municipal Council decision no. 38/1996.
According to that decision, the ACA had a duty to capture, control
and sterilise all stray dogs in order to prevent any danger they may
pose to the life, health and physical integrity of the population.
The court further held that the attack had endangered the applicant’s
life and health, causing her physical and psychological suffering and
depriving her of a normal life because she was so traumatised that
she did not dare leave her apartment for fear of another attack.
Lastly,
the County Court ordered the Bucharest Mayor’s Office to pay
the applicant non-pecuniary damages, within the limits of the deposit
paid, namely, ROL 10,000,000 (approximately EUR 400), which was 10%
of the damages claimed by the applicant.
The
Bucharest City Hall lodged an appeal on points of law (recurs)
against the judgment of 19 June 2001, claiming that it did not have
legal capacity as defendant because the ACA was placed under the
authority of the Bucharest Municipal Council, and not the Bucharest
Mayor’s Office.
By
a final judgment of 17 December 2001, the Bucharest Court of Appeal
allowed the appeal on points of law and dismissed the applicant’s
action on the grounds that it had been lodged against a party who did
not have legal capacity as defendant. The court found that the ACA
had been created by decision no. 38/1996 of the Bucharest Municipal
Council and that therefore the latter institution was the one against
which the applicant should have brought her court action.
2. The civil action for damages against the ACA and the
Bucharest Municipal Council
On
28 June 2002 the applicant, represented by her husband, filed a civil
action with the Bucharest District Court requesting damages of
ROL 50,000,000 (EUR 2,000) from the ACA and the Bucharest
Municipal Council. The applicant did not pay the court fee.
On
3 December 2002 the Bucharest District Court dismissed the action,
holding that the Bucharest Municipal Council did not have legal
standing as defendant. With regard to the ACA, the court found that
on 31 October 2001 the Municipal Council had adopted decision
no. 287 by which the ACA was closed down and the control of stray
dogs was transferred to the mayor’s offices of the six
Bucharest districts.
By
a final judgment of 13 March 2003, the Bucharest Court of Appeal
dismissed an appeal on points of law lodged by the applicant and
upheld the judgment of the first-instance court.
II. RELEVANT DOMESTIC LAW
A. Relevant legal provisions passed by the Government
or Parliament
1. General organisation of the local administration
Under
section 5 of the Local Public Administration Act of 1991 (Law no.
69/1991), local self-government was conferred on the local councils
as legislative authorities and the mayor’s offices as executive
authorities.
That
Act was replaced on 23 April 2001 by a new Local Public
Administration Act (Law no. 215/2001). Section 21 of that Act
provides:
“The local public administration authorities which
ensure local self-government in municipalities and towns are the
municipal authorities and the local town councils as legislative
authorities, and the mayors’ offices as executive authorities.”
2. The services in charge of stray dogs
Section
39 of Law no. 60 of 29 October 1974 provided that the local
authorities of each department were in charge of ensuring proper
veterinary activity and thus entitled, inter alia, to
“organise the capture and destruction of stray dogs”.
Section
39 of Law no. 60/1974 was amended on 28 August 1998 to provide that
the local authorities were in charge of “organising the capture
of stray dogs and employing, for this purpose, specific techniques
authorised by international veterinary norms”.
On
13 December 2001 Emergency Decree no.155/2001 on the stray dogs
management programme entered into force. Its relevant provisions
provide:
“1. The local councils must create, within 30 days
from the entry into force of this decree, specialised services in
order to manage the stray dogs situation.
[...]
4. Stray dogs shall be captured and transported to the
shelters of specialised services set up for [this purpose], where
they will be kept for up to seven days [...].
5. (1) Following an examination by the veterinary
doctor, any stray dogs that are aggressive or suffer from chronic or
incurable illnesses shall be euthanised immediately [...].
[...].
7. (1) Dogs which have not been claimed or adopted after
the expiry of the seven-day time-limit referred to in Article 4 above
shall be euthanised.
[...]. ”
Section
1(2) of Law no. 205/2004 on the protection of animals, which entered
into force on 24 June 2004, provided that the rules governing stray
dogs on the territory of Romania would be adopted by means of a
specific law.
On
15 January 2008 Law no. 9/2008, amending Law no. 205/2004, entered
into force. It forbade, inter alia, the euthanasia of stray
dogs.
In
November 2009 a draft Law on stray dogs was put on the agenda of
Parliament. The draft, which provided, inter alia, for a duty
on the authorities to capture and euthanise all stray dogs in order
to preserve the safety and health of the population, was rejected by
the Senate on 25 November 2009.
It is
currently pending before the Chamber of Deputies, without any date
set for its discussion so far, according to the web page of the
Romanian Chamber of Deputies.
B. Relevant specific regulations in force in the City
of Bucharest
Article
1 of Decision no. 38 of 2 January 1996 of the Bucharest Municipal
Council on the breeding, maintenance and circulation of animals in
Bucharest provides as follows:
“With effect from the date of the present
decision, the Municipal Knackers Service shall be renamed the Animal
Control Agency, a public body with legal status functioning under the
authority of the Bucharest Municipal Council and staffed by 33 to 50
employees.”
Annex
no.1, Chapter 1, of Decision no. 75 of 16 May 1996 of the Bucharest
Municipal Council on the breeding, maintenance and circulation of
animals in Bucharest provides, in its relevant parts, as follows:
“a) The service provider within the Animal Control
Agency has a duty to capture stray dogs on the basis of written
complaints received from private or legal persons.
...
c) The captured animals shall be sterilised, vaccinated,
disinfested and identified in an integrated database, with the
exception of those that are to be euthanised.
d) Dogs shall be returned to the area in question upon
request by the community (private or legal persons); these dogs shall
have the protected status of community dogs (câini
comunitari).
e) Responsibility for community dogs shall be assumed by
the community requesting the dogs’ return.”
Article
2 of Decision no. 82 of 19 April 2001, issued by the Bucharest
General Council regarding the programme for the sterilisation of
stray dogs in Bucharest, provides:
“Bearing in mind that the Animal Control Agency is
placed under the authority of the Bucharest General Council, the
analysis, supervision and monitoring of compliance with the programme
for the sterilisation of stray dogs in Bucharest shall henceforth be
entrusted to the commission created for this purpose by Decision
no.149/2000 ....”
Article
1 of Decision no. 287 of 31 October 2001 of the Bucharest Municipal
Council on the improvement of the ACA’s activities provides:
“The Animal Control Agency shall cease its
activity with effect from 15 November 2001.
From that date onwards, the organisation, control and
monitoring of animals shall be undertaken by the mayor’s
offices of Bucharest districts nos. 1 to 6, each within its own area
of authority.”
Article 1 of Decision no. 105 of 10 April 2003 of the
Bucharest Municipal Council on the functioning of the ACA provides as
follows:
“With effect from 15 April 2003, the Animal
Control Agency, as a legal person having the aforesaid purpose, shall
be placed under the authority of the Bucharest Municipal Council.”
III. RELEVANT INTERNATIONAL INSTRUMENTS AND OTHER REPORTS
A. Relevant instruments of the Council of Europe
Article
12 of the European Convention for the Protection of Pet Animals,
ratified by Romania on 6 August 2004 (ETS no.125 – Strasbourg,
13 November 1987), provides:
Article
12 – Reduction of numbers
“When a Party considers that the numbers of stray
animals present it with a problem, it shall take the appropriate
legislative and/or administrative measures necessary to reduce their
numbers in a way which does not cause avoidable pain, suffering or
distress.
a Such measures shall
include the requirements that:
i if such animals are to be
captured, this is done with the minimum of physical and mental
suffering appropriate to the animal;
ii whether captured animals are kept
or killed, this is done in accordance with the principles laid down
in this Convention;
b Parties undertake to consider:
i providing for dogs and cats to be
permanently identified by some appropriate means which causes little
or no enduring pain, suffering or distress, such as tattooing as well
as recording the numbers in a register
together with the names and addresses of their owners;
ii reducing the unplanned breeding
of dogs and cats by promoting the neutering of these animals;
iii encouraging the finder of a stray dog or cat to
report it to the competent authority.”
B. Reports concerning the situation of stray dogs in
Romania
1. Media reports of stray dog attacks
Since
the mid-1990s the Romanian and foreign printed, on-line and
audiovisual media have regularly reported on the large number of
stray dogs on the streets and the problems that have ensued: attacks
by stray dogs resulting in serious injuries to many people or even
death in some cases; huge indignation caused in Romania and abroad by
a number of actions taken by the authorities and with the purpose of
euthanising some of the stray dogs; organisation of donation
campaigns in favour of the sterilisation of stray dogs, and so on.
By
the year 2000, the population of stray dogs in the city of Bucharest
alone numbered some 200,000.
In
March 2001 the mayor of Bucharest decided to have recourse to
euthanasia, in the light of statistics for the city of Bucharest
indicating that the population of stray dogs had doubled between 1996
and 2001; that in 2000 some 22,000 persons had received medical care
following attacks by stray dogs; that from the beginning of 2001 more
than 6,000 persons had been bitten by stray dogs; and that the
persons most vulnerable to such attacks and seriously injured were
children and elderly people. The international media widely reported
on the mayor’s attempt to tackle this issue, as well as on the
other solutions envisaged by candidates in local elections throughout
the country, and on the criticism of euthanasia measures by certain
international public figures, such as the actress Brigitte Bardot,
who in 2001 had donated some 100,000 euros to the City of Bucharest
for the purpose of sterilising stray dogs instead of killing them.
The
euthanasia campaign in Bucharest was stopped in 2003, after some
80,000 dogs had been euthanised.
In
2005 the media reported that the population of stray dogs had again
risen alarmingly, and that between 40 and 50 complaints of dog
attacks were being registered daily by the animal control service in
the Bucharest City Hall.
The
issue of the situation of stray dogs in Romania, as a public health
issue, and the proposed ways of tackling it by legislative measures,
was reportedly raised by various Romanian politicians with European
Union bodies.
Specific
incidents were also widely and regularly covered by the media from
2000. Thus, national newspapers such as Evenimentul Zilei,
Ziua and Adevărul reported on their internet pages
the death of a sixty-eight-year-old Japanese businessman after being
bitten by a stray dog in the centre of Bucharest and the death of a
two-year-old boy and a forty-five year old schizophrenic, both bitten
by stray dogs in Craiova. Several news agencies, such as Mediafax
and Ziare.com, and most newspapers reported
on the death in similar circumstances of a six-year-old girl and of
two other elderly persons in various major cities throughout Romania.
In January 2011, an elderly woman was bitten to death by stray dogs
in the centre of Bucharest.
According
to the news agency Hotnews, the number of persons bitten by
stray dogs in Bucharest has kept on increasing every year; for
instance, it is reported that between November 2009 and February
2010, some 10,000 persons were bitten by stray dogs in Bucharest
alone.
2. Official statistics of the Romanian authorities
The
Government have not submitted any official statistics or reports on
the issue of stray dogs in Romania.
On
13 October 2009, the advisory body to the prefect, the Prefectural
College, met and discussed, inter alia, the issue of stray
dogs on the streets of Bucharest. In a statement published on the
website of the Bucharest Prefect’s Office following this
meeting, the prefect stated that the problem of stray dogs was not
yet solved and mentioned that:
“... although they have been sterilised and have
an identification microchip, they can still bite and therefore pose a
threat to our health, our children’s health and to visitors to
Bucharest.”
The
Prefect of Bucharest further stated that the data received from the
Institute of Infectious Diseases of Bucharest were worrying and
showed that a total of 9,178 persons had been bitten by stray dogs in
Bucharest during the first six months of 2009, of which 1,678 were
children. He also quoted a report by the Animal Control Agency,
according to which 38% of the dogs collected by that authority from
the streets of Bucharest in the first half of 2009 were infested with
leptospirosis, an infectious disease transmissible to humans and
which can cause meningitis, liver damage and renal
failure.
On
2 February 2010, in a press release published on the website of the
Bucharest Prefect’s Office, the same prefect stated that there
were almost 100,000 stray dogs in Bucharest and that more than 10,000
people were bitten every year.
In
an interview of 27 April 2010 the prefect of Bucharest indicated
that, according to the latest statistics, the number of stray dogs in
the streets of Bucharest was between 40, 000, according to the
NGOs, and 100,000, according to the local administration, that in
2009 around 7, 000 persons had been bitten in Bucharest by stray
dogs, that in the first four months of 2010 the number of persons
bitten by stray dogs was more than 2,000, and the costs for the
treatment of these persons was about 400,000 euros per year. The
prefect further indicated that he had proposed a draft law allowing
the euthanasia of stray dogs in certain circumstances.
THE LAW
I. ADMISIBILITY
In
their observations on the admissibility and merits submitted on
4
September 2006, the Government raised the preliminary objection that
the applicant Georgel Stoicescu lacked victim status and requested
the Court to declare the application inadmissible in his regard.
The
Court points out that, in its decision of 7 April 2006, it had
already declared the application inadmissible with respect to the
applicant Georgel Stoicescu.
On
10 September 2008 Mr Georgel Stoicescu informed the Court that his
wife, Mrs Georgeta Stoicescu, had died on 29 December 2007 and that
he wished to pursue the proceedings as her legal heir. Having regard
to the extensive case-law on this issue (see, for instance, Vocaturo
v. Italy, no. 11891/85, § 2, 24 May 1991, and Dalban
v. Romania [GC], no. 28114/95,
§ 1, 28 September 1999), the Court considers that Mr
Georgel Stoicescu may continue the present application as spouse of
the deceased applicant Georgeta Stoicescu.
Furthermore,
the Court finds that the application, as it had been submitted by the
applicant Georgeta Stoicescu, is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
considers that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
II. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
Relying
on Articles 3 and 8 of the Convention, the applicant complained about
the attack on her by a pack of stray dogs, submitting that this was
due to the failure by the authorities to implement adequate measures
against the numerous stray dogs in Bucharest, which were a danger for
the safety of the inhabitants.
The
Court considers that in the particular circumstances of the present
case these complaints fall to be examined under Article 8 of the
Convention, which reads, in so far as relevant:
“1. Everyone has the right to respect for his
private ... life ...
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the
rights and freedoms of others.”
A. The parties’ submissions
The
applicant complained that the attack on her on 24 October 2000 by a
pack of stray dogs constituted a breach of her right to physical
integrity. The attack had had severe consequences for her state of
health, which, having regard to her advanced age and lack of
financial means to pay for medical care, had caused her serious
physical and mental suffering. She alleged that the incident and its
consequences were due to the lack of action on the part of the
Romanian authorities to solve the problem of stray dogs and ensure
the safety and health of the population. Accordingly, the State had
failed in its positive obligations under Article 8 to protect the
applicant’s physical and moral integrity and prevent intrusion
into her private life.
The
Government denied that the State authorities bore responsibility for
the attack suffered by the applicant. They considered that the
State’s responsibility for actions that were not directly
attributable to its agents could not extend to all occurrences of
accidents or natural catastrophes. They relied in this connection on
the cases of Oneryildiz v. Turkey ([GC], no. 48939/99, ECHR
2004-XII), Osman v. the United Kingdom ([GC],
no. 23452/94, 28 October 1998, Reports of Judgments and
Decisions 1998-VIII), and Ignaccolo-Zenide v. Romania
(no. 31679/96, ECHR 2000-I, 25 January 2000).
More
specifically, they contended that the situation of stray dogs in
Romania had deep and complex causes and therefore the responsibility
for incidents such as the one in the instant case lay not only with
the State, but also with society (private persons and NGOs). They
pointed out that in 2000, when the incident had occurred, the canine
population had been protected by the NGOs for the protection of
animals and could not be euthanised. It was only in 2001 that the
euthanasia of dogs had been made possible, and, as a result, the
Bucharest authorities, with the aid of inspectors in the field, had
taken the appropriate measures to prevent the occurrence of such
incidents.
B. The Court’s assessment
1. General principles
While
the essential object of Article 8 is to protect individuals against
arbitrary interference by the public authorities, it does not merely
compel the State to abstain from such interference since it may also
give rise to certain positive obligations to ensure effective respect
for the rights protected by Article 8 (see, among other authorities,
X and Y v. the Netherlands, no. 8978/80, § 23, 26 March
1985). The positive obligations under Article 8 of the Convention may
involve the adoption of measures designed to secure respect for
private life even in the sphere of the relations of individuals
between themselves (see, amongst others, Stjerna v. Finland,
no. 18131/91, § 38, 25 November 1994, and Botta v.
Italy, no. 21439/93, § 33, 24 February 1998).
The
Court has previously held, in various contexts, that the concept of
private life includes a person’s physical and psychological
integrity and that the States have a positive obligation to prevent
breaches of the physical and moral integrity of an individual by
other persons when the authorities knew or ought to have known of
those breaches (see X and Y v. the Netherlands, cited above,
§§ 22 and 23; Costello-Roberts v. the United Kingdom,
no. 38719/97, § 118, 10 October 2002; and M.C. v. Bulgaria,
no. 39272/98, §§ 73 and 149, ECHR 2003 XII,). The
Court has also held that a positive obligation exists upon States to
ensure respect for human dignity and the quality of life in certain
respects (see L. v. Lithuania, no. 27527/03, § 56,
11 September 2007, and, mutatis mutandis, Pretty v.
the United Kingdom, no. 2346/02, § 65, ECHR 2002-III).
Furthermore,
in its recent ruling in A.B. and C. v. Ireland ([GC],
no. 25579/05, 16 December 2010, §§ 247-249, with
further references), the Court reiterated the following principles on
the notion of positive obligations:
“247. The principles applicable to assessing a
State’s positive and negative obligations under the Convention
are similar. Regard must be had to the fair balance that has to be
struck between the competing interests of the individual and of the
community as a whole, the aims in the second paragraph of Article 8
being of a certain relevance (Gaskin v. the United Kingdom, 7
July 1989, § 42, Series A no. 160; and Roche v. the United
Kingdom [GC], cited above, § 157).
248. The notion of “respect” is not clear
cut especially as far as positive obligations are concerned: having
regard to the diversity of the practices followed and the situations
obtaining in the Contracting States, the notion’s requirements
will vary considerably from case to case (Christine Goodwin v. the
United Kingdom [GC], cited above, § 72).
Nonetheless, certain factors have been considered
relevant for the assessment of the content of those positive
obligations on States. Some factors concern the applicant: the
importance of the interest at stake and whether “fundamental
values” or “essential aspects” of private life are
in issue (X and Y v. the Netherlands, 26 March 1985, §
27, Series A no. 91; and Gaskin v. the United Kingdom, 7 July
1989, § 49, Series A no. 160); and the impact on an applicant of
a discordance between the social reality and the law, the coherence
of the administrative and legal practices within the domestic system
being regarded as an important factor in the assessment carried out
under Article 8 (B. v. France, 25 March 1992, § 63,
Series A no. 232 C; and Christine Goodwin v. the United
Kingdom [GC], cited above, §§ 77-78). Some factors
concern the position of the State: whether the alleged obligation is
narrow and defined or broad and indeterminate (Botta v. Italy,
24 February 1998, § 35, Reports of Judgments and Decisions
1998 I); and the extent of any burden the obligation would
impose on the State (Rees v. the United Kingdom, 17 October
1986, §§ 43-44, Series A no. 106; Christine Goodwin v.
the United Kingdom [GC], cited above, §§ 86-88).”
The
obligation to adopt appropriate measures must be interpreted in a way
that does not impose an impossible or disproportionate burden on the
authorities. For the Court, not every claimed risk to the physical
integrity can entail for the authorities a Convention requirement to
take operational measures to prevent that risk from materialising. In
the opinion of the Court, it must be established to its satisfaction
that the authorities knew or ought to have known at the time of the
existence of a real and immediate risk to the life or the physical
integrity of an indentified individual and that they failed to take
measures within the scope of their powers which, judged reasonably,
might have been expected to avoid that risk (see Amaç and
Okkan v. Turkey, no. 54179/00, 54176/00, § 46, 20
November 2007; mutatis mutandis, Osman cited above, §§
116 and 121, and Berü v. Turkey, no. 47304/07, § 39,
11 January 2011).
Lastly,
the Court has held that if the infringement of the right to life or
to physical integrity is not caused intentionally, the positive
obligation to set up an “effective judicial system” does
not necessarily require criminal proceedings to be brought in every
case and may be satisfied if civil, administrative or even
disciplinary remedies were available to the victim (see, for example,
Vo v. France [GC], no. 53924/00, § 90, ECHR 2004-VIII,
and Mastromatteo v. Italy [GC], no. 37703/97, §§
90 and 94-95, ECHR 2002-VIII).
2. Application of those principles to the present case
The
Court notes at the outset that the applicant was attacked, bitten and
knocked to the ground by a pack of about seven stray dogs in a
residential area of Bucharest.
Undoubtedly,
that attack and its consequences caused the applicant serious
physical and psychological suffering (see paragraphs 7 to 10
above).
The
Court further notes that the problem of stray dogs, regularly
mentioned in the media after 1989, developed dramatically and became
a public health and safety issue, having regard to the large number
of persons attacked and injured by these dogs (see paragraphs 34 to
36 above).
Accordingly, the question to be determined by the Court is whether
the facts of the case disclose a failure by the authorities of the
respondent State to protect the physical and psychological integrity
of the applicant, in breach of Article 8 of the Convention.
It
is not disputed between the parties that the authorities had broad
and detailed information on this issue, in particular the large
number of stray dogs in the city of Bucharest and the danger they
represented to the physical integrity and health of the population.
The data available to the authorities also confirmed the regular
occurrence of such incidents in the City of Bucharest (see paragraphs
34 to 36 above).
In
that connection the Court notes that it was in 2001, after the
occurrence of the incident in the present case, that the authorities
acknowledged the special situation regarding the population of stray
dogs, and on 19 April 2001 issued Decision no. 82 of the Bucharest
General Council, and Emergency Decree no. 155/2001 on the stray dogs
management programme, which entered into force on 13 December 2001.
Both legal acts provided for stray dogs to be captured and neutered
or euthanised (see paragraphs 24 and 30 above).
The
Court acknowledges that, even before the incident in the present case
occurred, regulations were in force in Romania providing a legal
basis for the creation of specific structures in charge of the
control of stray dogs (see paragraphs 20, 22 and 23 above). These
regulations were modified several times after the incident in 2000.
The changes concerned mainly the organisation and supervision of the
structures in charge of controlling the population of stray dogs, and
the treatment reserved to these dogs after their capture.
However,
it notes that, despite these regulations, the situation continued to
be critical, with several thousands of persons being injured by stray
dogs in the City of Bucharest alone (see paragraphs 34 to 36 above).
The Court agrees with the Government in this context that
responsibility for the general situation of stray dogs in Romania
also lies with civil society.
It
is not the Court’s task to substitute itself for the competent
domestic authorities in determining the best policy to adopt in
dealing with problems of public health and safety such as the issue
of stray dogs in Romania. In that connection it accepts that an
impossible or disproportionate burden must not be imposed on the
authorities without consideration being given in particular to the
operational choices which they must make in terms of priorities and
resources (see Osman cited above, § 116, and
Hajduová v. Slovakia, no. 2660/03, § 47, 30
November 2010); this results from the wide margin of appreciation
States enjoy, as the Court has previously held, in difficult spheres
such as the one in issue in the instant case (see, mutatis
mutandis, Hatton and Others v. the United Kingdom [GC],
no. 36022/97, §§ 100-101, ECHR 2003-VIII, and Oneryildiz
cited above, § 107).
In
assessing compliance with Article 8, the Court must make an overall
examination of the various interests in issue, bearing in mind that
the Convention is intended to safeguard rights that are “practical
and effective”. This is also true in cases where a general
problem for the society reaches a level of gravity such that it
becomes a serious and concrete physical threat to the population.
The
Court must also look behind appearances and investigate the realities
of the situation complained of. That assessment may also involve the
conduct of the parties, including the means employed by the State and
their implementation. Indeed, where an issue in the general interest
is at stake, which reaches a degree of gravity such that it becomes a
public health issue, it is incumbent on the public authorities to act
in good time, in an appropriate and consistent manner (see, mutatis
mutandis, Hutten-Czapska v. Poland [GC], no. 35014/97, §
168, ECHR 2006-VIII). In its assessment, the Court accepts that the
measures and actions to be adopted and taken are not an obligation of
result, but an obligation of means.
In
this context, the Court notes that the judgment of 19 June 2001 of
the Bucharest County Court addressed the merits of the applicant’s
complaints. It held that the Animal Control Agency, a public body,
had not taken all necessary measures to avoid endangering the lives
of the population and to preserve their health and physical
integrity, and that the attack on the applicant had put her life and
health in danger, causing her physical and psychological suffering
and depriving her of a normal life on account of her fear of another
attack.
However,
the above-mentioned judgment was quashed for procedural reasons and
the applicant’s subsequent attempts to have a court decision
providing her appropriate redress failed as well.
Furthermore,
the Court observes that, apart from arguing that society in general
should bear responsibility for the current situation of stray dogs in
Romania, the Government have not provided any indication as to the
concrete measures taken by the authorities at the time of the
incident to properly implement the existing legislative framework
with a view to addressing the serious problem of public health and
threat to the physical integrity of the population represented by a
large number of stray dogs. Neither have they indicated whether the
regulations or practices at the time of the incident or adopted later
were capable of providing appropriate redress for the cases of
victims of attacks by stray dogs. In this connection, the Court notes
that the above mentioned situation seems to persist (see paragraphs
34 to 36 above).
In
the light of the foregoing, the Court finds that the lack of
sufficient measures taken by the authorities in addressing the issue
of stray dogs in the particular circumstances of the case, combined
with their failure to provide appropriate redress to the applicant as
a result of the injuries sustained, amounted to a breach of the
State’s positive obligations under Article 8 of the Convention
to secure respect for the applicant’s private life.
Accordingly,
there has been a violation of that provision in the present case.
III. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
The
applicant complained that by dismissing her two civil actions for
damages against the Bucharest local authorities the domestic courts
had breached her right to a fair trial guaranteed by Article 6 §
1 of the Convention, the relevant part of which reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a ... hearing within a
reasonable time by [a] ... tribunal ...”
The
Government contested that argument.
A. The parties’ submissions
The
Government claimed that the fact of establishing procedural costs
which were proportional to the amounts claimed in civil proceedings
could not, in itself, represent an impediment to the right of access
to a court. They relied on the Court’s case-law, for instance
Z. v. the United Kingdom ([GC], no. 29392/95, § 93, ECHR
2001-V) and Tinnelly Sons Ltd and Others and McElduff and Others
v. the United Kingdom (10 July 1998, § 72, Reports
of Judgments and Decisions 1998-IV).
They
stressed that, in any event, the applicant’s case had been
dealt with on the merits by the Bucharest County Court, which had
also decided that the applicant was exempted from paying court fees.
The fact that the judgment of 19 June 2001 of the Bucharest
County Court was later quashed did not mean that the applicant was
denied the right to a court, but merely that she had not lodged her
case against the correct defendant.
The
applicant complained that following the incident she had lived in a
constant state of anxiety and was afraid to leave the house. Her
psychological suffering had been aggravated by the impossibility
of obtaining compensation and the authorities’ response to her
complaints, namely, the dismissal of her civil actions, the fact that
she had been sent from one institution to another and had even lost
the amount of money she had paid in court fees.
B. The Court’s assessment
The
Court reiterates that Article 6 § 1 of the Convention guarantees
everyone’s right to have his or her civil rights and
obligations determined by a court. It thus enshrines a “right
to a court”, of which the right of access, namely the right to
apply to a court in civil proceedings, is only one aspect. However,
the “right to a court” is not absolute. It lends itself
to limitations since, by its very nature, it requires regulation by
the State, which may select the means to be used for that purpose.
However, these limitations must not restrict exercise of the right in
such a way or to such an extent that the very essence of the right is
impaired. They must pursue a legitimate aim and there must be a
reasonable proportionality between the means employed and the aim
sought to be achieved (see, among other authorities, Fayed v. the
United Kingdom, 21 September 1994, § 65, Series A no. 294 B;
Bellet v. France, 4 December 1995, § 31, Series
A no. 333-B; and Levages Prestations Services v. France,
23 October 1996, § 40, Reports of Judgments and
Decisions 1996-V).
The
Court has held that the amount of the fees, assessed in the light of
the particular circumstances of a given case, including the
applicant’s ability to pay them and the phase of the
proceedings at which that restriction has been imposed, are factors
which are material in determining whether or not a person enjoyed his
or her right of access to a court or whether, on account of the
amount of fees payable, the very essence of the right of access to a
court has been impaired (see Tolstoy Miloslavsky v. the United
Kingdom, 13 July 1995, § 63, Series 316-B, and Kreuz (no.
1) v. Poland, no. 28249/05, § 60, ECHR 2001-VI).
Furthermore,
the Court has considered to be excessive, and therefore impairing the
very essence of the right of access to a court, high court fees,
which were not justified by the applicant’s financial
situation, but calculated on the basis of a set percentage laid down
by law of the sum at stake in the proceedings (see Weissman and
Others v. Romania, no. 63945/00, §§ 39 to 42, ECHR
2006-VII).
Finally,
the Court has held that when a public entity is liable for damages,
the State’s positive obligation to facilitate identification of
the correct defendant is all the more important (see Plechanow v.
Poland, no. 22279/04, § 109, 7 July 2009).
In
the present case the Court observes that, theoretically, Romanian law
afforded the applicant the possibility of bringing judicial
proceedings for compensation under the Civil Code. The applicant
availed herself of this possibility, claiming that the administration
bore responsibility for the attack she had suffered. Despite her
indigence, she had to pay court fees in order to have her case heard,
but, given the domestic law providing that court fees be calculated
on a percentage of the claims, she had to limit her claims before the
domestic courts. Moreover, although the Bucharest County Court ruled
on 19 June 2001 that the applicant was exempted from paying the court
fee, the money she had paid on that account was never returned to
her.
The
Court further notes that even after partially overcoming the obstacle
of the court fee, the applicant did not obtain a final ruling on the
merits of her civil claim because her case was repeatedly dismissed
without an examination of the merits, on the ground that she had
failed to identify specifically the local authority supervising the
body in charge of stray dogs: in the first set of proceedings the
Bucharest Municipal Council and not the Bucharest mayor’s
office, and in the second set of proceedings, the Bucharest district
mayor’s offices and neither the Bucharest Municipal Council nor
the ACA.
The
Court observes that the fact of having access to domestic remedies
only to be told that the action is dismissed as a result of
interpretation of the legal capacity of a defendant authority,
compared with that of one of its departments or executive bodies, can
raise an issue under Article 6 § 1. The degree of access
afforded by the national legislation and its interpretation by the
domestic courts must also be sufficient to secure the individual’s
“right to a court”, having regard to the principle of the
rule of law in a democratic society. For the right of access to be
effective, an individual must have a clear, practical opportunity to
challenge an act that is an interference with his or her rights (see,
mutatis mutandis, Bellet, cited above, § 36,
and F.E. v. France, 30 October 1998, §§ 46 and 47,
Reports
1998-VIII).
In
this connection the Court notes that, according to both Local
Administration Acts (no. 69/1991 and no. 215/2001), the mayor’s
offices are the executive bodies of the municipal councils, the
latter being in charge of setting up services for stray dogs, while
the former implement this specific policy. In the present case the
stamp on the paper issued by the ACA had the name of the Bucharest
Mayor’s Office embossed on it (see paragraph 11 above).
The
applicant could therefore reasonably believe, and neither the
Bucharest County Court in the first set of proceedings nor the
defendant authority had stated otherwise, that the Bucharest’s
Mayor Office had legal standing before a court in a matter concerning
the ACA’s activity and responsibilities.
The
Court therefore finds that, in the context of local organisational
changes in the field of animal control, shifting onto the applicant
the duty of identifying the authority against which she should bring
her claim was a disproportionate requirement and failed to strike a
fair balance between the public interest and the applicant’s
rights.
Consequently,
the Court finds that the applicant did not have a clear, practical
opportunity of claiming compensation in a court for the attacks
suffered.
Therefore,
in the light of all the above elements, the Court considers that the
applicant did not have an effective right of access to a court. There
has therefore been a breach of Article 6 § 1.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant submitted that she was entitled to non-pecuniary damages on
account of the infringement of her right to physical integrity and
private life but left the amount to the Court’s discretion.
The
Government contended that a finding of a violation of the Convention
would in itself constitute sufficient just satisfaction.
The
Court considers that the applicant must have suffered distress and
psychological trauma resulting from the attack as well as from the
shortcomings found in the authorities’ approach in the present
case, namely, dismissing her civil actions for damages and sending
her from one institution to another without awarding compensation.
Moreover, in assessing the suffering that the applicant must have
been experienced regard must also be had to her dire financial
situation, her advanced age and deteriorating state of health and to
the fact that she was unable to benefit from free medical assistance
and medicines until two and a half years after the incident.
In
conclusion, the Court, having found a breach of the State’s
positive obligations under Article 8 of the Convention and of the
applicant’s right to a court under Article 6 § 1 of the
Convention in the present case, therefore makes an assessment on an
equitable basis as provided for by Article 41 of the Convention and
awards the applicant EUR 9,000 in respect of non-pecuniary damage.
B. Costs and expenses
The
applicant also claimed ROL 500,000 (EUR 20) in respect of
expenses incurred before the domestic courts, namely, the court fee
paid in order to file her first civil action with the Bucharest
District Court.
The
Government did not dispute the applicant’s claim.
According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to
the documents in its possession and the above criteria, the Court
considers it reasonable to award the sum of EUR 20 for costs and
expenses in the domestic proceedings.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Dismisses
unanimously the Government’s preliminary objection;
2. Declares
the application admissible unanimously;
3. Holds by six votes to one that there has been a violation
of Article 8 of the Convention;
Holds unanimously that there has been a
violation of Article 6 § 1 of the Convention;
Holds unanimously
(a) that
the respondent State is to pay Mr Georgel Stoicescu, within three
months from the date on which the judgment becomes final in
accordance with Article 44 § 2 of the Convention,
the following amounts, to be converted into the national currency at
the rate applicable at the date of settlement, plus any tax that may
be chargeable on these amounts:
(i) EUR
9,000 (nine thousand euros) in respect of non-pecuniary damage;
(ii) EUR
20 (twenty euros) in respect of costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Done in English, and notified in writing on 26 July 2011, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Santiago Quesada Josep
Casadevall
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the separate opinion of Judge López
Guerra is annexed to this judgment.
J.C.M.
S.Q.
PARTLY DISSENTING OPINION OF JUDGE
LÓPEZ
GUERRA
I
concur with the Section’s opinion
concerning a violation of Article 6 § 1 of the
Convention and the corresponding award of just satisfaction. However,
I disagree with the Section’s assessment with respect to a
violation of Article 8 of the Convention on account of the Romanian
authorities’ alleged failure to act.
In
my opinion, this assessment is the result of an undue extension of
the concept of positive obligations. The judgment correctly makes
reference to the Court’s case-law in Amac
and Occan (2007) and Osman
(1998). As the judgments in those cases underscore, in order to
determine that a member State has failed to fulfil its positive
obligations, the Court ruled that the authorities must have had
knowledge “of the existence of a real and immediate risk to the
life or the physical integrity of an identified individual and have
failed to take measures within the scope of their powers” (see
paragraph 51 of the judgment). In the present case it is obvious that
the authorities had no knowledge of the existence of a real and
immediate, individual risk to the applicant, but were aware of a
general situation of risk that might affect citizens in general,
rather than only (and specifically) this individual applicant.
According
to the Court’s case-law, it is certainly justified to require
the member State authorities to take action to prevent probable and
immediate risks with respect to rights guaranteed under the
Convention that affect specific and identified persons. But I do not
deem warranted the present extension of this principle to demand that
authorities adopt all necessary measures to protect all people from
all forms of danger in general. The public powers are required to
meet practically unlimited needs with inevitably limited means. They
must provide vital services such as clean water, sewer systems, waste
disposal, health care, traffic safety and public safety, among many
others. And the number of victims of the faulty delivery of those
services may be considerable. But it is the competent authorities of
each country and not this Court who must establish priorities and
determine preferences when allocating efforts and resources.
In the present case, the problem of stray dogs in Bucharest
undoubtedly posed a fairly serious problem. But I believe that this
Court does not have the jurisdiction to determine that it was
precisely that problem that warranted preferential attention over
other needs, and to find that the Romanian authorities violated
Article 8 of the Convention by not giving priority to eradicating the
problem of stray dogs.
In
accordance with Romanian legislation, the County Court ruled that the
competent administrative authorities had not taken adequate
measures in this case and awarded the applicant 400 euros in damages
(see paragraph 14). Subsequent judgments of other courts
reversed that decision, depriving the applicant of that compensation,
which this Court has hereby declared to be in violation of Article 6
§ 1 of the Convention. In my opinion, the acknowledgement of
that violation and the award of just satisfaction are sufficient
redress for the infringement of the applicant’s rights, which
did not warrant giving an opinion concerning the Romanian
authorities’ obligations with respect to general policies.