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BAYATYAN v. ARMENIA - 23459/03 [2011] ECHR 1095 (7 July 2011)
URL: http://www.bailii.org/eu/cases/ECHR/2011/1095.html
Cite as:
[2011] ECHR 1095,
54 EHRR 15,
(2012) 54 EHRR 15
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GRAND
CHAMBER
CASE OF
BAYATYAN v. ARMENIA
(Application
no. 23459/03)
JUDGMENT
STRASBOURG
7 July
2011
This
judgment is final but may be subject to editorial revision.
In the case of Bayatyan v. Armenia,
The
European Court of Human Rights, sitting as a Grand Chamber composed
of:
Jean-Paul
Costa,
President,
Christos
Rozakis,
Nicolas
Bratza,
Peer
Lorenzen,
Françoise
Tulkens,
Nina
Vajić,
Lech
Garlicki,
Alvina
Gyulumyan,
Dean
Spielmann,
Renate
Jaeger,
Sverre
Erik Jebens,
Päivi
Hirvelä,
Mirjana
Lazarova Trajkovska,
Ledi
Bianku,
Mihai
Poalelungi,
Nebojša
Vučinić,
Guido
Raimondi,
judges,
and
Vincent Berger,
Jurisconsult,
Having
deliberated in private on 24 November 2010 and 1 June 2011,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
The
case originated in an application (no. 23459/03) against the Republic
of Armenia lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by an Armenian national, Mr Vahan Bayatyan (“the
applicant”), on 22 July 2003.
The applicant was represented by Mr J.M. Burns, a
lawyer practising in Georgetown (Canada), Mr A. Carbonneau, a lawyer
practising in Patterson (USA), Mr R. Khachatryan, a lawyer practising
in Yerevan, and Mr P. Muzny, professor of law at the Universities of
Savoy and Geneva. The Armenian Government (“the Government”)
were represented by their Agent, Mr G. Kostanyan, Representative of
the Republic of Armenia at the European Court of Human Rights.
The applicant alleged, inter alia, that his
conviction for refusal to serve in the army had violated his right to
freedom of thought, conscience and religion.
The application was allocated to the Third Section of
the Court (Rule 52 § 1 of the Rules of Court). On 12
December 2006 it was declared partly admissible by a Chamber of that
Section composed of the following judges: Boštjan
M. Zupančič, President,
John Hedigan,
Corneliu Bîrsan, Vladimiro
Zagrebelsky, Alvina Gyulumyan, David Thór Björgvinsson,
Isabelle Berro-Lefèvre,
judges,
and also of Vincent Berger, Section Registrar. On 27 October
2009 a Chamber of that Section, composed of the following judges:
Josep Casadevall, President,
Elisabet Fura,
Corneliu Bîrsan,
Boštjan M. Zupančič, Alvina Gyulumyan, Egbert Myjer,
Ann Power, judges,
and also of Stanley Naismith, Deputy Section Registrar,
delivered a judgment in which it held by six votes to one that there
had been no violation of Article 9 of the Convention. Judge Fura
expressed a concurring opinion and judge Power expressed a dissenting
opinion, which were annexed to the judgment.
On
10 May 2010, following a request by the applicant dated 25 January
2010, the panel of the Grand Chamber decided to refer the case to the
Grand Chamber under Article 43 of the Convention.
The
composition of the Grand Chamber was determined according to the
provisions of Article 26 §§ 4 and 5 of the Convention and
Rule 24 of the Rules of Court.
The
applicant and the Government each filed written observations. In
addition, third-party comments were received from Amnesty
International, Conscience and Peace Tax International, Friends World
Committee for Consultation (Quakers), International Commission of
Jurists, and War Resisters’ International jointly, and from the
European Association of Jehovah’s Christian Witnesses, which
had been given leave by the President to intervene in the written
procedure (Article 36 § 2 of the Convention and Rule 44 §
3).
A
hearing took place in public in the Human Rights Building,
Strasbourg, on 24 November 2010 (Rule 59 § 3).
There appeared before the Court:
(a) for the Government
Mr G. Kostanyan,
Agent,
Mr E. Babayan, Deputy Agent;
(b) for the applicant
Mr A. Carbonneau,
Counsel,
Mr P. Muzny, Counsel,
Mr V. Bayatyan,
applicant.
The
Court heard addresses by Mr Carbonneau, Mr Muzny and Mr Kostanyan
and their replies to questions put by its members.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1983 and lives in Yerevan.
A. Background to the case
The
applicant is a Jehovah’s Witness. From 1997 he attended various
Jehovah’s Witnesses religious services and he was baptised on
18 September 1999 at the age of 16.
On
16 January 2000 the applicant was registered as a person liable for
military service with the Erebuni District Military Commissariat
(Էրեբունի
համայնքի զինվորական
կոմիսարիատ).
On
16 January 2001 the applicant, at the age of 17, was called to
undergo a medical examination, following which he was declared fit
for military service. The applicant became eligible for military
service during the 2001 spring draft (April-June).
On
1 April 2001, at the outset of the draft, the applicant sent
identical letters to the General Prosecutor of Armenia (ՀՀ
գլխավոր դատախազ),
the Military Commissioner of Armenia (ՀՀ
պաշտպանության
նախարարության
հանրապետական
զինկոմիսար)
and the Human Rights Commission of the National Assembly (ՀՀ
ազգային ժողովին
առընթեր մարդու
իրավունքների
հանձնաժողով),
with the following statement:
“I, Vahan Bayatyan, born in 1983, inform you that
I have studied the Bible since 1996 and have trained my conscience by
the Bible in harmony with the words of Isaiah 2:4, and I consciously
refuse to perform military service. At the same time I inform you
that I am ready to perform alternative civilian service in place of
military service.”
In
early May a summons to appear for military service on 15 May 2001
was delivered to the applicant’s home. On 14 May 2001 an
official of the Erebuni Military Commissariat telephoned the
applicant’s home and asked his mother whether the applicant was
aware that he had been called to appear at the Commissariat to
commence military service the following day. That same evening the
applicant temporarily moved away from his home for fear of being
forcibly taken to the military.
On
15 and 16 May 2001 officials from the Commissariat telephoned the
applicant’s mother, demanding to know his whereabouts. They
threatened to take him to the military by force if he did not come
voluntarily. On 17 May 2001, early in the morning, the officials came
to the applicant’s home. His parents were asleep and did not
open the door. On the same date the applicant’s mother went to
the Commissariat, where she stated that the applicant had left home
and she did not know when he would come back. According to the
applicant, the Commissariat made no further efforts to contact his
family.
On
29 May 2001 the Commission for State and Legal Affairs of the
National Assembly (ՀՀ
ազգային ժողովի
պետական-իրավական
հարցերի հանձնաժողով)
sent a reply to the applicant’s letter of 1 April 2001,
stating:
“In connection with your declaration, ... we
inform you that in accordance with the legislation of the Republic of
Armenia every citizen ... is obliged to serve in the Armenian army.
Since no law has yet been adopted in Armenia on alternative service,
you must submit to the current law and serve in the Armenian army.”
In
early to mid-June 2001 the applicant returned home, where he lived
until his arrest in September 2002.
On
12 June 2001 the National Assembly declared a general amnesty which
applied only to those who had committed crimes before 11 June 2001
and was to remain in force until 13 September 2001.
B. Criminal proceedings against the applicant
On
26 June 2001 the Erebuni Military Commissar (Էրեբունի
համայնքի զինկոմիսար)
gave notice to the Erebuni District Prosecutor (Էրեբունի
համայնքի դատախազ)
that the applicant had failed to report for military service on 15
May 2001 and was intentionally avoiding service in the army.
During
July and on 1 August 2001 the applicant, together with his father and
his defence counsel, went on several occasions to the District
Prosecutor’s Office to inquire with the relevant investigator
about his situation and to discuss the forthcoming proceedings.
On
1 August 2001 the investigator instituted criminal proceedings under
Article 75 of the Criminal Code on account of the applicant’s
draft evasion. According to the applicant, the investigator’s
superior, the prosecutor, refused to bring charges against him until
further investigations had been carried out. On 8 August 2001 the
applicant, who apparently wanted to benefit from the above amnesty,
complained about this to the General Prosecutor’s Office (ՀՀ
գլխավոր դատախազություն).
He received no reply to this complaint.
On
1 October 2001 the investigator issued five decisions in respect of
the applicant: (1) to bring a charge of draft evasion against the
applicant under Article 75 of the Criminal Code; (2) to apply to the
court for authorisation for the applicant’s detention on
remand; (3) to declare the applicant a fugitive and institute a
search for him; (4) to apply to the court for authorisation to
monitor the applicant’s correspondence; and (5) to suspend the
proceedings until the applicant had been found. This last order
stated:
“... since, having undertaken investigative and
search measures, the attempts to find the wanted [applicant] within
two months ... have been unsuccessful and his whereabouts are
unknown, ... [it is necessary] to suspend the investigation ... and
... to activate the search measures aimed at finding the accused.”
Neither
the applicant nor his family were notified of these decisions,
despite the fact that since mid-June 2001 he had been living at the
family home and that he had met with the investigator on several
occasions in July-August 2001.
On
2 October 2001 the Erebuni and Nubarashen District Court of Yerevan
(Երևան
քաղաքի Էրեբունի
և Նուբարաշեն
համայնքների
առաջին ատյանի
դատարան)
authorised the monitoring of the applicant’s correspondence and
his detention on remand. Neither the applicant nor his family were
notified about these decisions, and the investigating authority made
no attempt to contact them until the applicant’s arrest in
September 2002.
On
26 April 2002 the Convention entered into force in respect of
Armenia.
C. The applicant’s arrest and trial
On
4 September 2002, while the applicant was at work, two police
officers went to his family home, informed his parents that he was on
the wanted list and inquired about his whereabouts.
On
5 September 2002 the police officers returned and accompanied the
applicant to a local police station, where they drew up a record of
the applicant’s voluntary surrender which stated that the
applicant, having found out that he was on the wanted list, decided
to appear at the police station. On the same date the applicant was
placed in the Nubarashen detention facility.
On
9 September 2002 the investigating authority resumed the criminal
proceedings against the applicant.
On 11 September 2002 the applicant was served with the
1 October 2001 charge (see paragraph 22 above) for the first time.
During his questioning on the same date the applicant submitted that
he consciously refused to perform military service because of his
religious beliefs but was ready to perform alternative civilian
service instead.
On
the same date the applicant and his defence counsel were granted
access to the case file. The bill of indictment was finalised on 18
September 2002 and approved by the prosecutor on 23 September 2002.
On
22 October 2002 the applicant’s trial commenced in the Erebuni
and Nubarashen District Court of Yerevan. The trial was adjourned
until 28 October 2002 because the applicant had not been served
with a copy of the indictment.
On
28 October 2002, at the court hearing, the applicant made the same
submissions as during his questioning (see paragraph 29 above).
On
the same date the Erebuni and Nubarashen District Court of Yerevan
found the applicant guilty as charged and sentenced him to one year
and six months in prison.
On
29 November 2002 the prosecutor lodged an appeal against this
judgment, seeking a heavier punishment. The appeal stated:
“The [applicant] did not accept his guilt,
explaining that he refused [military] service having studied the
Bible, and as a Jehovah’s Witness his faith did not permit him
to serve in the armed forces of Armenia.
[The applicant] is physically fit and is not employed.
I believe that the court imposed an obviously lenient
punishment and did not take into consideration the degree of social
danger of the crime, the personality of [the applicant], and the
clearly unfounded and dangerous reasons for [the applicant’s]
refusal of [military] service.”
On
19 December 2002 the applicant lodged objections in reply to the
prosecutor’s appeal in which he argued that the judgment
imposed was in violation of his freedom of conscience and religion
guaranteed by Article 23 of the Constitution, Article 9 of the
Convention and other international instruments. He further argued
that the absence of a law on alternative civilian service could not
serve as a justification for imposing criminal liability on a person
refusing military service for reasons of conscience.
On
24 December 2002, in the proceedings before the Criminal and Military
Court of Appeal (ՀՀ
քրեական և զինվորական
գործերով վերաքննիչ
դատարան), the
prosecutor argued, inter alia, that a heavier sentence should
be imposed also because the applicant had gone into hiding during the
investigation. According to the applicant, during the appeal hearing
pressure was put on him to abandon his religious beliefs regarding
military service; in particular, both the prosecutor and one of the
judges offered to terminate his case if he dropped his objection and
performed his military duty.
On
the same date the Court of Appeal decided to grant the prosecutor’s
appeal and increased the applicant’s sentence to two and a half
years, stating that:
“The court of first instance, when sentencing [the
applicant], took into account that the offence [the applicant] had
committed was not a grave one, that he was young, he had a clean
record, he had confessed his guilt, he had actively assisted in the
disclosure of the crime and he had sincerely repented.
However, in the course of the appeal proceedings it was
established that not only does [the applicant] not accept his guilt,
but he does not regret having committed the crime; not only did he
not assist in the disclosure of the offence, but he hid from the
investigation and his whereabouts were unknown, so a search for him
had to be initiated.
Based on these circumstances, as well as taking into
account the nature, motives and degree of social danger of the crime,
the Court of Appeal considers that the prosecutor’s appeal must
be granted, and a heavier and adequate punishment must be imposed on
[the applicant].”
On
an unspecified date the applicant lodged an appeal on points of law
against that judgment, in which he raised arguments similar to the
ones made in his objections of 19 December 2002 (see paragraph 35
above). He reiterated his willingness to perform alternative civilian
service and submitted that, instead of spending two and a half years
in prison, he could have done socially useful work. According to him,
such a possibility was envisaged under Section 12 of the Military
Liability Act (see paragraph 43 below). The applicant further argued
that the principle of alternative service was enshrined in Section 19
of the Freedom of Conscience and Religious Organisations Act (see
paragraph 44 below), and the absence of appropriate implementation
mechanisms could not be blamed on him.
On
24 January 2003 the Court of Cassation (ՀՀ
վճռաբեկ դատարան)
upheld the judgment of the Court of Appeal, finding, inter alia,
that the rights guaranteed by Article 23 of the Constitution were
subject to limitations under its Article 44 (see paragraph 41 below),
in the interests, for example, of State security, public safety and
the protection of public order. Similar limitations were also
envisaged by Article 9 § 2 of the Convention.
On
22 July 2003 the applicant was released on parole after having served
about ten and a half months of his sentence.
II. RELEVANT DOMESTIC LAW
A. The Constitution of Armenia of 1995 (prior to the
amendments introduced in 2005)
The
relevant provisions of the Constitution read as follows:
Article 23
“Everyone has the right to freedom of thought,
conscience and religion.”
Article 44
“The fundamental rights and freedoms of man and
the citizen enshrined in Articles 23-27 of the Constitution can
be restricted only by law if necessary for the protection of State
security and public safety, public order, public health and morals
and the rights, freedoms, honour and reputation of others.”
Article 47
“Every citizen shall participate in the defence of
the Republic of Armenia in accordance with the procedure prescribed
by law.”
B. The Criminal Code of 1961 (no longer in force since
1 August 2003)
The
relevant provisions of the Criminal Code read as follows:
Article 75: Evasion of a regular call-up to active
military service
“Evasion of a regular call-up to active military
service is punishable by imprisonment for a period of one to three
years.”
C. The Military Liability Act (in force since 16
October 1998)
The
relevant provisions of the Military Liability Act read as follows:
Section 3: Military liability
“1. Military liability is the
constitutional obligation of citizens to participate in the defence
of the Republic of Armenia.”
Section 11: Conscription into compulsory military
service
“1. Male conscripts and officers of the
first category reserve whose age is between 18 and 27 [and] who have
been found physically fit for military service in peacetime shall be
drafted for compulsory military service.”
Section 12: Exemption from compulsory military
service
“1. [A citizen] may be exempted from
compulsory military service: (a) if the national recruiting
commission recognises him to be unfit for military service on account
of poor health and strikes him off the military register; (b) if his
father (mother) or brother (sister) died while performing the duty of
defending Armenia or in [the Armenian] armed forces and other troops,
and he is the only male child in the family; (c) by Government
decree; (d) if he has performed compulsory military service in
foreign armed forces before acquiring Armenian citizenship; or (e) he
has a science degree (“Candidate” of Science or Doctor of
Science) and is engaged in specialised, scientific or educational
activities.”
Section 16: Granting deferral of conscription into
compulsory military service on other grounds
“2. In specific cases the Government
may define categories of citizens and particular individuals to be
granted deferral from conscription into compulsory military service.”
D. The Freedom of Conscience and Religious
Organisations Act (in force since 6 July 1991)
The
relevant provisions of the Freedom of Conscience and Religious
Organisations Act read as follows:
[Preamble]
“The Supreme Soviet of the Republic of Armenia
adopts this law on freedom of conscience and religious organisations,
... being guided by the principles of human rights and fundamental
freedoms established in international law and faithful to the
provisions of Article 18 of the International Covenant on Civil and
Political Rights ...”
Section 19
“All civic obligations envisaged by law apply
equally to believing members of religious organisations as they do to
other citizens.
In specific cases of contradiction between civic
obligations and religious convictions, the matter of discharging
one’s civic obligations can be resolved by means of an
alternative principle, according to the procedure prescribed by law,
by mutual agreement between the relevant State authority and the
given religious organisation.”
E. The Alternative Service Act (passed on 17 December
2003 and entered into force on 1 July 2004)
The
relevant provisions of the Act, with their subsequent amendments
introduced on 22 November 2004, read as follows:
Section 2: The notion and types of alternative
service
“1. Alternative service, within the
meaning of this Act, is service replacing the compulsory fixed-period
military service which does not involve the carrying, keeping,
maintenance and use of arms, and which is performed both in military
and civilian institutions.
2. Alternative service includes the following
types: (a) alternative military [service, namely] military service
performed in the armed forces of Armenia which does not involve being
on combat duty or the carrying, keeping, maintenance and use of arms;
and (b) alternative labour [service, namely] labour service performed
outside the armed forces of Armenia.
3. The purpose of alternative service is to
ensure the fulfilment of a civic obligation to the motherland and
society and it does not have a punitive, demeaning or degrading
nature.”
Section 3: Grounds for performing alternative service
“1. An Armenian citizen whose creed or
religious beliefs do not allow him to carry out military service in a
military unit, including the carrying, keeping, maintenance and use
of arms, may perform alternative service.”
III. COMPARATIVE LAW
It
follows from the material available to the Court on the legislation
of the member States of the Council of Europe that almost all the
member States which ever had or still have compulsory military
service introduced laws at various points recognising and
implementing the right to conscientious objection, some of them even
before becoming members of the Council of Europe. The earliest was
the United Kingdom in 1916, followed by Denmark (1917), Sweden
(1920), the Netherlands (1920-1923), Norway (1922), Finland (1931),
Germany (1949), France and Luxembourg (1963), Belgium (1964), Italy
(1972), Austria (1974), Portugal (1976) and Spain (1978).
A
big wave of recognitions ensued in the late 1980s and the 1990s, when
almost all the then or future member States which had not yet done so
introduced such a right into their domestic legal systems. These
include Poland (1988), the Czech Republic and Hungary (1989), Croatia
(1990), Estonia, Moldova and Slovenia (1991), Cyprus, the former
Federal Republic of Yugoslavia (which in 2006 divided into two member
States: Serbia and Montenegro, both of which retained that right) and
Ukraine (1992), Latvia (1993), the Slovak Republic and
Switzerland (1995), Bosnia and Herzegovina, Lithuania and Romania
(1996), Georgia and Greece (1997), and Bulgaria (1998).
From
the remaining member States the Former Yugoslav Republic of
Macedonia, which as early as in 1992 had provided for a possibility
to perform non-armed military service, introduced a genuine
alternative civilian service in 2001. Russia and Albania, which in
1993 and 1998 respectively had constitutionally recognised the right
to conscientious objection, fully implemented it through laws in 2004
and 2003 respectively. Azerbaijan constitutionally recognised the
right to conscientious objection in 1995 but no implementing laws
have yet been introduced. Conscientious objectors are not recognised
in Turkey.
In
most of the member States where conscientious objection was or is
recognised and fully implemented, conscientious objector status could
or can be claimed on the basis not only of religious beliefs but also
of a relatively broad range of personal beliefs of a non-religious
nature, the only exceptions being Romania and Ukraine, where the
right to claim conscientious objector status is limited to religious
grounds alone. In some member States the right to claim conscientious
objector status only applied or applies during peacetime, as in
Poland, Belgium and Finland, while in others, like Montenegro and the
Slovak Republic, the right to claim such status by definition applies
only in time of mobilisation or war. Finally, some member States,
like Finland, allow certain categories of conscientious objectors to
be exempted also from alternative service.
IV. RELEVANT
INTERNATIONAL DOCUMENTS AND PRACTICE
A. European
documents
1. The Council of Europe
(a) Armenia specific documents
Opinion No. 221 (2000) of the Parliamentary Assembly
of the Council of Europe (PACE): Armenia’s application for
membership of the Council of Europe
On
28 June 2000 the PACE adopted its Opinion No. 221 on Armenia’s
application to join the Council of Europe. The PACE concluded its
opinion by recommending the Committee of Ministers of the Council of
Europe to invite Armenia to become a member, on the understanding
that a number of commitments would be fulfilled within stipulated
time-limits. The relevant extract from the Opinion reads as follows:
“13. The Parliamentary Assembly takes
note of the letters from the President of Armenia, the speaker of the
parliament, the Prime Minister and the chairmen of the political
parties represented in the parliament, and notes that Armenia
undertakes to honour the following commitments: ... to adopt, within
three years of accession, a law on alternative service in compliance
with European standards and, in the meantime, to pardon all
conscientious objectors sentenced to prison terms or service in
disciplinary battalions, allowing them instead to choose, when the
law on alternative service has come into force, to perform non-armed
military service or alternative civilian service.”
(b) General documents
(i) The Parliamentary Assembly of the
Council of Europe
The
right to conscientious objection was first mentioned by the PACE as
early as in 1967 in its Resolution 337 (1967), in which it laid down
the following basic principles:
“1. Persons liable to conscription for
military service who, for reasons of conscience or profound
conviction arising from religious, ethical, moral, humanitarian,
philosophical or similar motives, refuse to perform armed service
shall enjoy a personal right to be released from the obligation to
perform such service.
2. This right shall be regarded as deriving
logically from the fundamental rights of the individual in democratic
Rule of Law States which are guaranteed in Article 9 of the European
Convention on Human Rights.”
Based
on this Resolution, the PACE adopted Recommendation 478(1967),
calling upon the Committee of Ministers to invite member States to
bring their national legislation as closely as possible into line
with the basic principles. The PACE further reiterated and developed
the basic principles in its Recommendation 816(1977) and
Recommendation 1518(2001). In the latter recommendation it stated
that the right to conscientious objection was a “fundamental
aspect of the right to freedom of thought, conscience and religion”
enshrined in the Convention. It pointed out that only five member
States had not yet recognised that right and recommended the
Committee of Ministers to invite them to do so.
In
2006 the PACE adopted Recommendation 1742(2006) concerning human
rights of members of the armed forces, calling upon the member
States, inter alia, to introduce into their legislation the
right to be registered as a conscientious objector at any time and
the right of career servicemen to be granted such status.
(ii) The Committee of Ministers
In
1987 the Committee of Ministers adopted Recommendation no. R(87)8,
recommending the member States to recognise the right to
conscientious objection and inviting the governments which had not
yet done so to bring their national law and practice into line with
the following basic principle:
“Anyone liable to conscription for military
service who, for compelling reasons of conscience, refuses to be
involved in the use of arms, shall have the right to be released from
the obligation to perform such service ... [and] may be liable to
perform alternative service ...”
In
2010 the Committee of Ministers adopted Recommendation CM/Rec(2010)4,
recommending the member States to ensure that any limitations on the
right to freedom of thought, conscience and religion of members of
the armed forces comply with the requirements of Article 9 § 2
of the Convention, that conscripts have the right to be granted
conscientious objector status and that an alternative service of a
civilian nature be proposed to them. The Explanatory Memorandum to
this Recommendation noted, in particular:
“The right to conscientious objection has not to
date been recognised by the Court as being covered by Article 9 of
the Convention. However, the current trend in international fora is
to consider it part and parcel of the freedom of conscience and
religion.”
2. The European Union
(a) The European Parliament
The
principles developed by the Council of Europe bodies were echoed in
the resolutions of the European Parliament of 7 February 1983,
13 October 1989, 11 March 1993 and 19 January 1994. The European
Parliament similarly considered that the right to conscientious
objection was inherent in the concept of freedom of thought,
conscience and religion, as recognised in Article 9 of the
Convention, and called upon the member States of the European Union
to incorporate the right to conscientious objection as a fundamental
right in their legal systems.
(b) The Charter of Fundamental Rights of
the European Union
Article
10 of the Charter, which was proclaimed on 7 December 2000 and
entered into force on 1 December 2009, provides:
“1. Everyone has the right to freedom
of thought, conscience and religion. This right includes freedom to
change religion or belief and freedom, either alone or in community
with others and in public or in private, to manifest religion or
belief, in worship, teaching, practice and observance.
2. The right to conscientious objection is
recognised, in accordance with the national laws governing the
exercise of this right.”
B. Other international documents and practice
1. The United Nations
(a) The United Nations Commission on Human
Rights
In
its Resolution 1987/46 the Commission on Human Rights appealed to the
States to recognise the right to conscientious objection and to
refrain from subjecting to imprisonment persons exercising that
right. In its subsequent Resolution 1989/59 the Commission went one
step further and itself recognised the right to conscientious
objection as a legitimate exercise of the right to freedom of
thought, conscience and religion as laid down in Article 18 of the
Universal Declaration of Human Rights and Article 18 of the
International Covenant on Civil and Political Rights (ICCPR). Further
resolutions on the subject – Resolutions 1993/84, 1995/83 and
1998/77 – confirmed and expanded the existing principles.
Subsequently, the Commission repeatedly called on States to review
their laws and practice in the light of its resolutions. In
Resolution 2004/35 it further encouraged States to consider granting
amnesties and restitution of rights for those who had refused to
undertake military service on grounds of conscientious objection.
(b) The ICCPR and the practice of the
United Nations Human Rights Committee (UNHRC)
The
relevant provisions of the ICCPR, which was adopted by the General
Assembly of the United Nations in Resolution 2200 A (XXI) of
16 December 1966, entered into force on 23 March 1976 and was
ratified by Armenia on 23 June 1993, read as follows:
Article 8
“3. (a) No one shall be
required to perform forced or compulsory labour; ...
(c) For the purpose of this paragraph the
term “forced or compulsory labour” shall not include: ...
(ii) Any service of a military character and,
in countries where conscientious objection is recognized, any
national service required by law of conscientious objectors; ...”
Article 18
“1. Everyone shall have the right to
freedom of thought, conscience and religion. This right shall include
freedom to have or to adopt a religion or belief of his choice, and
freedom, either individually or in community with others and in
public or private, to manifest his religion or belief in worship,
observance, practice and teaching ...”
The
UNHRC, the body that monitors implementation of the ICCPR, when
examining individual complaints initially took a view that the ICCPR,
and in particular its Article 18, did not provide for the right to
conscientious objection, especially taking into account Article 8 §
3 (c) (ii). A complaint brought by a Finnish conscientious objector
was declared inadmissible on that ground as incompatible with the
provisions of the ICCPR (L.T.K. v. Finland,
Communication no. 185/1984, U.N. Doc. CCPR/C/25/D/185/1984, 9 July
1985).
The
first shift in the UNHRC’s approach took place in its decision
of 7 November 1991 in J.P. v. Canada, in which it
accepted for the first time, albeit as an obiter dictum, that
“article 18 of the [ICCPR] certainly [protected] the right to
hold, express and disseminate opinions and convictions, including
conscientious objection to military activities and expenditures”
(Communication no. 446/1991, U.N. Doc. CCPR/C/43/D/446/1991, 7
November 1991).
In
1993 the UNHRC adopted its General Comment no. 22 on Article 18,
providing, inter alia, the following interpretation of that
provision:
“11. ... The Covenant does not
explicitly refer to a right to conscientious objection, but the
Committee believes that such a right can be derived from article 18,
inasmuch as the obligation to use lethal force may seriously conflict
with the freedom of conscience and the right to manifest one’s
religion or belief ...”
A
further development in the UNHRC’s position occurred in its
views adopted on 3 November 2006 in the cases of Yeo-Bum Yoon
v. Republic of Korea and Myung-Jin Choi v. Republic of
Korea, in which the UNHRC for the first time had to deal with
complaints of two convicted Jehovah’s Witnesses with respect to
a country where the right to conscientious objection was not
recognised. The UNHRC held as follows:
“8.2 The Committee ... notes that
article 8, paragraph 3, of the Covenant excludes from the scope of
‘forced or compulsory labour’, which is proscribed, ‘any
service of a military character and, in countries where conscientious
objection is recognized, any national service required by law of
conscientious objectors’. It follows that the article 8 of
the Covenant itself neither recognizes nor excludes a right of
conscientious objection. Thus, the present claim is to be assessed
solely in the light of article 18 of the Covenant, the understanding
of which evolves as that of any other guarantee of the Covenant over
time in view of its text and purpose.
8.3 ... The authors’ conviction and
sentence, accordingly, amounts to a restriction on their ability to
manifest their religion or belief. Such restriction must be justified
by the permissible limits described in paragraph 3 of article 18,
that is, that any restriction must be prescribed by law and be
necessary to protect public safety, order, health or morals or the
fundamental rights and freedoms of others.”
The
UNHRC went on to conclude that the interference with the applicants’
rights guaranteed by Article 18 was not necessary and that there had
been a violation of that provision (Communications nos. 1321/2004
and 1322/2004, U.N. Doc. CCPR/C/88/D/1321-1322/2004, 23 January
2007).
(c) The Working Group on Arbitrary
Detention
The
question of detention of conscientious objectors has also been
addressed on several occasions under its individual petitions
procedure by the Working Group on Arbitrary Detention which was
established in 1991 by the United Nations Commission on Human Rights.
Until recently the main concern of the Group was the repeated
punishment and incarceration of conscientious objectors, which it
found arbitrary on the ground that it violated the principle of ne
bis in idem (see, for example, Opinion no. 36/1999 (Turkey)
and Opinion no. 24/2003 (Israel)). In 2008 the Group went one step
further and found a single instance in which a conscientious objector
in Turkey had been prosecuted, convicted and deprived of his liberty
to have been arbitrary (see Opinion no. 16/2008 (Turkey)).
2. Inter-American system of human rights protection
Articles
6 § 3 (b) and 12 of the American Convention on Human Rights are
similar to Articles 4 § 3 (b) and 9 of the European Convention.
In
1997 and 1998 the Inter-American Commission on Human Rights issued
recommendations inviting the member States whose legislation still
did not exempt conscientious objectors from military or alternative
service to review their legal regimes and make modifications
consistent with the spirit of international human rights law through
legislative amendments providing for exemptions from military service
in cases of conscientious objection.
On
10 March 2005 the Inter-American Commission decided on the first
individual petition concerning the right to conscientious objection.
The Commission found that Article 12 was to be read in conjunction
with Article 6 § 3 (b) and concluded that conscientious
objection was protected under the American Convention only in
countries where it was recognised. In doing so, the Inter-American
Commission relied heavily on the case-law of the European Commission
of Human Rights and the UNHRC as it existed prior to 2005 (see
Cristián Daniel Sahli Vera and Others v. Chile, Case
12.219, Report no. 43/05, 10 March 2005, §§ 95-97). This
approach was later confirmed by the Inter-American Commission in
another case (see Alfredo Díaz Bustos v. Bolivia, Case
14/04, Report no. 97/05, 27 October 2005, § 19).
3. The Ibero-American Convention on Young People’s
Rights
On
10-11 October 2005 the Ibero-American Convention on Young People’s
Rights, which sets out a number of specific rights for individuals
aged between 15 and 24 years, was adopted in the framework of the
Ibero American Youth Organisation. Its Article 12, entitled
“Right to conscientious objection”, reads as follows:
“1. Youth have the right to make
conscientious objection towards obligatory military service.
2. The States Parties undertake to promote
the pertinent legal measures to guarantee the exercise of this right
and advance in the progressive elimination of obligatory military
service.”
4. The Organisation for Security and Cooperation in
Europe (OSCE)
The
OSCE also took up the question of conscientious objection in 1990.
The participating States noted at the Human Dimension Conference that
the United Nations Commission on Human Rights had recognised the
right to conscientious objection and agreed to consider introducing
various forms of alternative service in their legal systems. In 2004
the OSCE prepared Guidelines for Review of Legislation Pertaining to
Religion or Belief in which it observed that, although there was no
controlling international standard on this issue, the clear trend in
most democratic States was to allow those with serious moral or
religious objections to military service to perform alternative
(non-military) service.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 9 OF THE CONVENTION
The
applicant complained that his conviction for refusal to serve in the
army had violated Article 9 of the Convention which reads as follows:
“1. Everyone has the right to freedom
of thought, conscience and religion; this right includes freedom to
change his religion or belief and freedom, either alone or in
community with others and in public or private, to manifest his
religion or belief, in worship, teaching, practice and observance.
2. Freedom to manifest one’s religion
or beliefs shall be subject only to such limitations as are
prescribed by law and are necessary in a democratic society in the
interests of public safety, for the protection of public order,
health or morals, or for the protection of the rights and freedoms of
others.”
A. The Chamber judgment
In
its judgment of 27 October 2009 the Chamber first noted that the
majority of Council of Europe member States had adopted laws
providing for alternative service for conscientious objectors.
However, Article 9 had to be read in the light of Article 4 § 3
(b) of the Convention,
which left the choice of recognising conscientious objectors to each
Contracting Party. Thus, the fact that the majority of the
Contracting Parties had recognised this right could not be relied
upon to hold a Contracting Party which had not done so to be in
violation of its Convention obligations. This factor could not
therefore serve a useful purpose for the evolutive interpretation of
the Convention. The Chamber found that, in such circumstances,
Article 9 did not guarantee a right to refuse military service on
conscientious grounds and was therefore inapplicable to the
applicant’s case. It concluded that, in view of the
inapplicability of Article 9, the authorities could not be regarded
as having acted in breach of their Convention obligations by
convicting the applicant for his refusal to perform military service.
B. The parties’ submissions
1. The applicant
(a) Applicability of Article 9
The
applicant submitted that, by refusing to apply the “living
instrument” doctrine, the Chamber had crystallised the
interpretation made by the European Commission of Human Rights to the
effect that Article 4 § 3 (b) limited the
applicability of Article 9 to conscientious objectors without
justification or explanation. However, Article 4 § 3 (b) could
not be legitimately used to deny the right to conscientious objection
under Article 9, especially in case of Armenia which had legally
committed itself since 2000 to recognise conscientious objectors.
Relying on the Travaux préparatoires, the applicant
claimed that Article 4 § 3 (b) had never been meant to be read
in conjunction with Article 9. Its sole purpose was to delimit the
right guaranteed by Article 4 § 2 and it neither recognised nor
excluded the right to conscientious objection. Article 4 § 3 (b)
was not being applied to other provisions of the Convention and there
was no reason for it to apply to Article 9 either. If Article 9 was
never meant to apply to conscientious objectors, such a restriction
could easily have been incorporated by the drafters of the
Convention. Hence, by deciding to apply Article 9 to conscientious
objectors the Court would not be deriving from the Convention a right
which was not included therein at the outset.
According
to the applicant, present-day conditions supported the recognition of
the right to conscientious objection under Article 9, taking into
account the gradual recognition of this right in almost all the
member States of the Council of Europe. This consensus was also
reflected in the position of the organs of the Council of Europe and
the European Union. Moreover, recognition of the right to
conscientious objection had become one of the pre-conditions for new
member States wishing to join the Council of Europe. Furthermore, the
Chamber had failed to take into account the important developments
concerning the issue before the United Nations organs, including the
interpretation given by the UNHRC to the counterpart provisions of
the ICCPR. There was a need to clarify the Court’s position on
this issue because it had always been the Commission, and not the
Court, which had refused to apply Article 9 to conscientious
objectors. Furthermore, the Chamber’s reference to the
Commission’s position was neither appropriate, since it ran
counter to the object and purpose of the Convention, nor accurate,
since an evolution in favour of the recognition of the right to
conscientious objection could be discerned even in the Commission’s
position. The applicant lastly claimed that the issue went beyond his
case, since it had serious consequences affecting hundreds of young
men in a similar situation in the Council of Europe and thousands of
others throughout the world.
(b) Compliance with Article 9
The
applicant submitted that his conviction had amounted to an
interference with his right to manifest his religious beliefs. This
interference was not prescribed by law because the Armenian
authorities, by convicting him, had acted in violation of the legally
binding commitment which they had undertaken when joining the Council
of Europe, namely to pardon all conscientious objectors sentenced to
prison terms. This international obligation had become an integral
part of Armenia’s domestic legal
system and from then on all conscientious objectors who refused to
perform military service could reasonably expect to be freed from
that obligation and eventually be given the option of performing
alternative civilian service. As a result, the domestic law was not
sufficiently precise, since it was not harmonised with the legally
binding international commitments of Armenia.
The
applicant further submitted that the interference was not prescribed
by law also because Armenia, having become party to the ICCPR in
1993, had failed to be faithful to its Article 18 and the subsequent
case-law of the UNHRC as required by the Freedom of Conscience and
Religious Organisations Act (see paragraph 44 above).
The
applicant further argued that the interference was not necessary in a
democratic society. First, the fact that he – a conscientious
objector who was committed to living peacefully with his neighbours
and who had a blank criminal record – was imprisoned and
treated like a dangerous criminal was totally unnecessary in a
democratic society. In particular, he had been subjected to a
harassing search process, had later been arrested and locked up in a
cell without any bedding and with six others detained for various
crimes, and had been subjected to insults and verbal abuse by the
guards. Second, he had been subjected to wholly disproportionate
punishment and treatment considering that he was simply exercising
his fundamental right to freedom of thought, conscience and religion.
Third, his imprisonment had not been necessary also because the
Armenian authorities had pardoned other individuals in a similar
situation. Lastly, the military protection of the country would not
be disorganised and weakened if persons like him were not punished.
In particular, Armenia had 125,000 active conscripts in 2007 and
551,000 potential ones, while only 41 Jehovah’s Witnesses were
imprisoned. Moreover, since 2002 only three individuals belonging to
other religions had decided to become conscientious objectors. Such
insignificant numbers could not have a negative impact on the
military capacity of Armenia.
2. The Government
(a) Applicability of Article 9
The
Government submitted that the rights guaranteed by the Convention and
the Armenian Constitution, including the right to freedom of thought,
conscience and religion, were to be applied to everyone equally and
without discrimination. The applicant, an Armenian citizen, was
obliged under the Constitution to perform compulsory military service
regardless of his religious convictions and the fulfilment of such
obligation could not be considered an interference with his rights.
The law did not include such grounds for exemption from military
service as being a Jehovah’s Witness. Thus, exemption from
compulsory military service on a ground not prescribed by law would
have been in breach of the principle of equality and
non-discrimination.
The
Government agreed that the Convention was a “living
instrument”. However, the question of whether Article 9 of the
Convention was applicable to the present case was to be considered
from the point of view of the interpretation of the Convention
existing at the material time. The applicant had been convicted in
the years 2001-2002 and his conviction at that time had been in line
with the approach of the international community and was considered
to be lawful and justified under the Convention as interpreted by the
Commission and the Court. In particular, the Commission had found in
the cases of Peters v. the
Netherlands (no. 22793/93, Commission decision of 30
November 1994, unreported) and Heudens v. Belgium (no.
24630/94, Commission decision of 22 May 1995, unreported), which were
the latest decisions on the matter, that the right to freedom of
thought, conscience and religion guaranteed by Article 9 did not
concern exemption from compulsory military service on religious or
political grounds. The Court had not even recognised the
applicability of Article 9 in its more recent judgments, where it had
not found it necessary to examine the issue (for example, in
Thlimmenos v. Greece [GC], no. 34369/97, § 43, ECHR
2000-IV, and Ülke v. Turkey no. 39437/98, §§ 53-54,
24 January 2006). The Armenian authorities had therefore acted in
compliance with the requirements of the Convention. Given the
established case-law on this matter, they could not have foreseen the
possibility of a new interpretation of Article 9 by the Court and
consequently could not have made their actions comply with that
possible “new approach”.
The
Government admitted that the majority of member States of the Council
of Europe had adopted laws providing for various forms of alternative
service for conscientious objectors. However, the provisions of
Article 4 § 3 (b), which clearly left the choice of recognising
conscientious objectors to each Contracting Party, could not be
overlooked, and the fact that the majority of them had recognised
this right could not be relied upon to hold a Contracting Party which
had not done so to be in violation of its obligations under the
Convention. In sum, Article 9 read in the light of Article 4 §
3 (b) did not guarantee a right to refuse military service on
conscientious grounds and there had been no interference with the
applicant’s rights guaranteed by Article 9.
The
Government further submitted that there were at present about sixty
registered religious organisations in Armenia, including the
Jehovah’s Witnesses, nine branches of religious organisations
and one agency. So if each of them insisted that military service was
against their religious convictions, a situation would arise in which
not only members of Jehovah’s Witnesses but also those of other
religious organisations would be able to refuse to perform their
obligation to defend their home country. Furthermore, members of
Jehovah’s Witnesses or any other religious organisation might
equally assert that, for instance, payment of taxes and duties was
against their religious convictions and the State would be obliged
not to convict them as this might be found to be in violation of
Article 9. Such an approach was unacceptable in view of the fact
that, in order to avoid the fulfilment of his or her obligations
towards the State, a person could become a member of this or that
religious organisation.
The
Government lastly submitted that, as far as Armenia’s
obligations undertaken upon accession to the Council of Europe were
concerned, on 17 December 2003 the Alternative Service Act was
adopted. The authorities had thereby accepted the possibility of
exemption from military service on religious grounds, while
conscientious objectors were provided with an alternative means of
performing their constitutional obligation. Thus, at present
conscientious objectors were being convicted only if they also
refused to perform the alternative service. As regards the obligation
to pardon all conscientious objectors sentenced to prison terms, the
Government insisted that the authorities had complied with it by
exempting the applicant from serving the imposed sentence. In
particular, after having being sentenced to two years and six months’
imprisonment, the applicant had been released six months after the
decision of the Court of Cassation.
(b) Compliance with Article 9
The
Government submitted that, even assuming that there had been an
interference with the applicant’s rights guaranteed by Article
9, this interference was justified. First, the interference was
prescribed by law. In particular, the obligation of every Armenian
citizen aged between 18 and 27, who had been found to be
physically fit, to serve in the Armenian army, regardless of his
religious convictions, was prescribed by Article 47 of the
Constitution and Sections 3 and 11 of the Military Liability Act.
Furthermore, Article 75 of the Criminal Code prescribed a penalty for
draft evasion. These legal provisions were both accessible and
sufficiently precise. Moreover, the right to conscientious objection
was not recognised under the Armenian law at the material time.
Second,
the interference had been necessary in a democratic society. It was
one of the fundamental principles of any democratic society for all
citizens, without discrimination on any grounds, to be entitled to
all the rights and freedoms and to be subject to the obligations
prescribed by the Constitution and laws. Thus, it would inevitably
result in very serious consequences for public order if the
authorities allowed the above mentioned sixty-plus religious
organisations to interpret and comply with the law in force at the
material time as their respective religious beliefs provided. The
most important task of the authorities in these circumstances was to
ensure equal application of the law in respect of all Armenian
citizens regardless of their religion, which should not be
interpreted as an interference incompatible with the Convention.
3. Third-party interveners
(a) Joint observations of Amnesty
International, Conscience and Peace Tax International, Friends World
Committee for Consultation (Quakers), International Commission of
Jurists, and War Resisters’ International
The
intervening organisations provided a general overview of the gradual
recognition of the right to conscientious objection at international
and regional levels. On the international level, they focused in
particular on the developments in the jurisprudence of the UNHRC and
its interpretation of the counterpart provisions of the ICCPR,
notably its General Comment no. 22 and the case of Yeo-Bum
Yoon and Myung-Jin Choi (see paragraphs 62-64 above). They
further referred to the developments before other United Nations
bodies, such as the United Nations Commission on Human Rights and the
Working Group on Arbitrary Detention (see paragraphs 58 and 65
above).
On
the regional level, the intervening organisations referred in
particular to the developments before the Council of Europe organs,
notably their recommendations urging recognition and greater
protection of the right to conscientious objection (see paragraphs
51-55 above). They also pointed out that the right to conscientious
objection had been explicitly recognised by Article 10 of the Charter
of Fundamental Rights of the European Union and by Article 12 of the
Ibero-American Convention on Young People’s Rights (see
paragraphs 57 and 69 above). Lastly, in 2005 the Inter-American
Commission on Human Rights, in approving a friendly settlement
between an applicant and the Bolivian State, recognised the evolving
nature of the right to conscientious objection and made an explicit
reference to General Comment no. 22 of the UNHRC (see paragraph 68
above).
The
intervening organisations further submitted that Article 9 § 2
of the Convention did not allow limitations on freedom to manifest
one’s religion or belief on the ground of national security.
They underlined that in the case of Yeo-Bum Yoon and Myung-Jin
Choi, cited above, the UNHRC, having found that there had been an
interference with the applicants’ rights guaranteed by Article
18 of the ICCPR, concluded that the interference was not necessary
and that there had been a violation of that provision.
The
intervening organisations argued that, given the near universal
recognition of the right to conscientious objection by the member
States of the Council of Europe and the above findings of the UNHRC,
a State’s failure to make any provision for conscientious
objection to military service was an interference unjustifiable under
Article 9 § 2. They lastly submitted, relying on the dissenting
opinions in the cases of Tsirlis and Kouloumpas v. Greece (29
May 1997, Reports of Judgments and Decisions 1997 III)
and Thlimmenos, cited above, that even the Commission’s
approach to the disputed matter had evolved over the years. All the
above supported the protection of the right to conscientious
objection under Article 9.
(b) The European Association of Jehovah’s
Christian Witnesses
The
intervening organisation submitted that Jehovah’s Witnesses
were a known Christian denomination which involved devotion to high
moral standards and included a refusal to take up arms against their
fellow man. They would normally accept alternative national service
provided it did not violate these core values, including through
being administered by the military authorities or addressed to the
furtherance of military activity or goals. Jehovah’s Witnesses
had historically suffered various forms of punishment because of
their conscientious objection to military service, especially during
wartime. However, post-war developments in many European countries
led to the gradual introduction of alternative civilian service and
the eventual abolition of compulsory national service.
The
intervening organisation further alleged that in Armenia there was no
option of performing genuine alternative civilian service free from
military control and supervision and young Jehovah’s Witnesses
continued to object to such service for conscientious reasons and to
be imprisoned. There had been 273 persons convicted between 2002 and
2010 and at present 72 persons were serving sentences ranging from 24
to 36 months. Such persons also suffered other forms of harassment,
such as refusal of a passport without which employment, opening a
bank account or even marriage were impossible.
In
conclusion, the intervening organisation called upon the Grand
Chamber to apply the living instrument doctrine and to bring the
case-law in line with present-day conditions. It argued that the
imperatives of defence of member States were no longer applicable at
the level prevailing at the time of earlier decisions on this matter
and the need to make arrangements for national service could be met
by member States without overriding the rights guaranteed by Article
9.
C. The Court’s assessment
1. Applicability of Article 9
The
Government contested the applicability of Article 9 to the
applicant’s case with reference to the Commission’s
case-law, while the applicant and the third-party interveners argued
that this case-law was obsolete and requested that it be brought in
line with present-day conditions.
(a) Recapitulation of the relevant
case-law
The
Court observes that the initial position of the European Commission
of Human Rights was set out in the case of Grandrath v. the
Federal Republic of Germany (no. 2299/64, Commission report of
12 December 1966, Yearbook, vol. 10, p. 626) which concerned a
Jehovah’s Witness who sought to be exempted not only from
military but also from substitute civilian service. He alleged a
violation of Article 9 of the Convention on the ground that the
authorities had imposed on him a service which was contrary to his
conscience and religion and had punished him for his refusal to
perform such service. The Commission observed at the outset that,
while Article 9 guaranteed the right to freedom of thought,
conscience and religion in general, Article 4 of the Convention
contained a provision which expressly dealt with the question of
compulsory service exacted in the place of military service in the
case of conscientious objectors. It concluded that, since Article 4
expressly recognised that civilian service might be imposed on
conscientious objectors as a substitute for military service,
objections of conscience did not, under the Convention, entitle a
person to exemption from such service. The Commission found it
superfluous to examine any questions of interpretation of the term
“freedom of conscience and religion” used in Article 9
and concluded that that provision considered separately had not been
violated.
Similarly,
in the case of X. v. Austria (no. 5591/72, Commission decision
of 2 April 1973, Collection 43, p. 161) the Commission stated that,
in interpreting Article 9 of the Convention, it had also taken into
consideration the terms of Article 4 § 3 (b) of the Convention,
which provided that forced or compulsory labour should not include
“any service of a military character or, in cases of
conscientious objectors, in countries where they are recognised,
service exacted instead of compulsory military service”. By
including the words “in countries where they are recognised”
in Article 4 § 3 (b), a choice was left to the High Contracting
Parties whether or not to recognise conscientious objectors and, if
they were so recognised, to provide some substitute service. The
Commission, for this reason, found that Article 9, as qualified by
Article 4 § 3 (b), did not impose on a state the obligation to
recognise conscientious objectors and, consequently, to make special
arrangements for the exercise of their right to freedom of conscience
and religion as far as it affected their compulsory military service.
It followed that these Articles did not prevent a State which had not
recognised conscientious objectors from punishing those who refused
to do military service.
This
approach was subsequently confirmed by the Commission in the case of
X. v. the Federal Republic of Germany, which concerned
the applicant’s conscientious objection to substitute civilian
service (no. 7705/76, Commission decision 5 July 1977, Decisions
and Reports (DR) 9, p. 196). In the case of Conscientious
objectors v. Denmark (no. 7565/76, Commission decision 7
March 1977, DR 9, p. 117) the Commission reiterated that the right to
conscientious objection was not included among the rights and
freedoms guaranteed by the Convention. In the case of A. v.
Switzerland (no. 10640/83, Commission decision of 9 May 1984, DR
38, p. 219) the Commission reaffirmed its position and added that
neither the sentence passed on the applicant for refusing to perform
military service nor the fact of its not being suspended could
constitute a breach of Article 9.
The
finding that the Convention as such did not guarantee a right to
conscientious objection was upheld by the Commission on several
subsequent occasions (see N. v. Sweden, no. 10410/83,
Commission decision of 11 October 1984, DR 40, p. 203; see also,
mutatis mutandis, Autio v. Finland, no. 17086/90,
Commission decision of 6 December 1991, DR 72, p. 245; Peters,
cited above; and Heudens, cited above). In these cases,
nevertheless, the Commission was prepared to accept that,
notwithstanding the above principles, the facts fell within the ambit
of Article 9 and the applicants’ allegations of discrimination
were therefore to be examined under Article 14 of the Convention.
In
two cases the issue of conviction for conscientious objection was
brought before the Court. However, in both cases the Court did not
find it necessary to examine the question of applicability of Article
9 and decided to deal with the issue under other provisions of the
Convention, namely Articles 14 and 3 (see Thlimmenos, cited
above, §§ 43 and 53, and Ülke, cited above, §§
53-54 and 63-64).
(b) Whether there is a need for a change
of the case-law
While
it is in the interests of legal certainty, foreseeability and
equality before the law that the Court should not depart, without
good reason, from precedents laid down in previous cases, a failure
by the Court to maintain a dynamic and evolutive approach would risk
rendering it a bar to reform or improvement (see Vilho Eskelinen
and Others v. Finland [GC], no. 63235/00, § 56, ECHR
2007 IV, and Micallef v. Malta [GC], no. 17056/06,
§ 81, ECHR 2009 ...). It is of crucial importance that the
Convention is interpreted and applied in a manner which renders its
rights practical and effective, not theoretical and illusory (see
Stafford v. the United Kingdom [GC], no. 46295/99, §
68, ECHR 2002 IV, and Christine Goodwin v. the United Kingdom
[GC], no. 28957/95, § 74, ECHR 2002 VI).
The
Court notes that prior to this case it has never ruled on the
question of the applicability of Article 9 to conscientious
objectors, unlike the Commission, which refused to apply that Article
to such persons. In doing so, the Commission drew a link between
Article 9 and Article 4 § 3 (b) of the Convention,
finding that the latter left the choice of recognising a right to
conscientious objection to the Contracting Parties. Consequently,
conscientious objectors were excluded from the scope of protection of
Article 9, which could not be read as guaranteeing freedom from
prosecution for refusal to serve in the army.
The
Court, however, is not convinced that this interpretation of Article
4 § 3 (b) reflects the true purpose and meaning of this
provision. It notes that Article 4 § 3 (b) excludes from the
scope of “forced or compulsory labour” prohibited by
Article 4 § 2 “any service of a military character or, in
case of conscientious objectors in countries where they are
recognised, service exacted instead of compulsory military service”.
The Court further notes in this respect the Travaux préparatoires
on Article 4, whose paragraph 23 states: “In sub-paragraph
[(b)], the clause relating to conscientious objectors was intended to
indicate that any national service required of them by law would not
fall within the scope of forced or compulsory labour. As the concept
of conscientious objection was not recognised in many countries, the
phrase ‘in countries where conscientious objection is
recognised’ was inserted”. In the Court’s opinion,
the Travaux préparatoires confirm that the sole purpose
of sub-paragraph (b) of Article 4 § 3 is to provide a
further elucidation of the notion “forced or compulsory
labour”. In itself it neither recognises nor excludes a right
to conscientious objection and should therefore not have a delimiting
effect on the rights guaranteed by Article 9.
At
the same time, the Court is mindful of the fact that the restrictive
interpretation of Article 9 applied by the Commission was a
reflection of the ideas prevailing at the material time. It
considers, however, that many years have elapsed since the Commission
first set out its reasoning excluding the right to conscientious
objection from the scope of Article 9 in the cases of Grandrath v.
the Federal Republic of Germany and X. v. Austria. Even
though that reasoning was later confirmed by the Commission on
several occasions, its last decision to that effect was adopted as
long ago as 1995. In the meantime there have been important
developments both in the domestic legal systems of Council of Europe
member States and internationally.
The
Court reiterates in this connection that the Convention is a living
instrument which must be interpreted in the light of present-day
conditions and of the ideas prevailing in democratic States today
(see, among other authorities, Tyrer v. the United Kingdom, 25
April 1978, § 31, Series A no. 26; Kress v. France [GC],
no. 39594/98, § 70, ECHR 2001 VI; and Christine Goodwin,
cited above, § 75). Since it is first and foremost a system for
the protection of human rights, the Court must have regard to the
changing conditions in Contracting States and respond, for example,
to any emerging consensus as to the standards to be achieved (see
Stafford, cited above, § 68, and Scoppola v. Italy
(no. 2) [GC], no. 10249/03, § 104, ECHR 2009 ...).
Furthermore, in defining the meaning of terms and notions in the text
of the Convention, the Court can and must take into account elements
of international law other than the Convention and the interpretation
of such elements by competent organs. The consensus emerging from
specialised international instruments may constitute a relevant
consideration for the Court when it interprets the provisions of the
Convention in specific cases (see Demir and Baykara v. Turkey
[GC], no. 34503/97, § 85, 12 November 2008).
The
Court notes that in the late 1980s and the 1990s there was an obvious
trend among European countries, both existing Council of Europe
member States and those which joined the organisation later, to
recognise the right to conscientious objection (see paragraph 47
above). All in all, nineteen of those States which had not yet
recognised the right to conscientious objection introduced such a
right into their domestic legal systems around the time when the
Commission took its last decisions on the matter. Hence, at the time
when the alleged interference with the applicant’s rights under
Article 9 occurred, namely in 2002-2003, only four other member
States, in addition to Armenia, did not provide for the possibility
of claiming conscientious objector status, although three of those
had already incorporated that right into their Constitutions but had
not yet introduced implementing laws (see paragraph 48 above). Thus,
already at the material time there was nearly a consensus among all
Council of Europe member States, the overwhelming majority of which
had already recognised in their law and practice the right to
conscientious objection.
Moreover,
the Court notes that, subsequent to the facts of the present case,
two more member States passed laws fully implementing the right to
conscientious objection, thereby leaving Azerbaijan and Turkey as the
only two member States not to have done so yet. Furthermore, the
Court notes that Armenia itself also recognised that right after the
applicant’s release from prison and the introduction of the
present application.
The
Court would further point out the equally important developments
concerning recognition of the right to conscientious objection in
various international fora. The most notable is the interpretation by
the UNHRC of the provisions of the ICCPR (Articles 8 and 18), which
are similar to those of the Convention (Articles 4 and 9). Initially
the UNHRC adopted the same approach as the European Commission,
excluding the right of conscientious objection from the scope of
Article 18 of the ICCPR. However, in 1993, in its General Comment No.
22, it modified its initial approach and considered that a right to
conscientious objection could be derived from Article 18 of the ICCPR
inasmuch as the obligation to use lethal force might seriously
conflict with the freedom of conscience and the right to manifest
one’s religion or belief. In 2006 the UNHRC explicitly refused
to apply Article 8 of the ICCPR in two cases against South Korea
concerning conscientious objectors and examined their complaints
solely under Article 18 of the ICCPR, finding a violation of that
provision on account of the applicants’ conviction for refusal
to serve in the army for reasons of conscience (see paragraphs 59-64
above).
In
Europe, mention should be made of the proclamation in 2000 of the
Charter of Fundamental Rights of the European Union, which entered
into force in 2009. While the first paragraph of Article 10 of the
Charter reproduces Article 9 § 1 of the Convention almost
literally, its second paragraph explicitly states that “[t]he
right to conscientious objection is recognised, in accordance with
the national laws governing the exercise of this right” (see
paragraph 57 above). Such explicit addition is no doubt deliberate
(see, mutatis mutandis, Christine Goodwin, cited above,
§ 100, and Scoppola, cited above, § 105) and
reflects the unanimous recognition of the right to conscientious
objection by the member States of the European Union, as well as the
weight attached to that right in modern European society.
Within
the Council of Europe, both the PACE and the Committee of Ministers
have also on several occasions called on the member States, which had
not yet done so, to recognise the right to conscientious objection
(see paragraphs 51-55 above). Furthermore, recognition of the right
to conscientious objection became a pre-condition for admission of
new member States into the organisation (see, as an example,
paragraph 50 above). In 2001 the PACE, having reiterated its calls
made previously, stated specifically that the right to conscientious
objection was a fundamental aspect of the right to freedom of
thought, conscience and religion enshrined in the Convention (see
paragraph 52 above). In 2010 the Committee of Ministers, relying on
the developments in the UNHRC case-law and the provisions of the
European Union Charter of Fundamental Rights, also confirmed such
interpretation of the notion of freedom of conscience and religion as
enshrined in Article 9 of the Convention and recommended that the
member States ensure the right of conscripts to be granted
conscientious objector status (see paragraph 55 above).
The
Court therefore concludes that since the Commission’s decision
in Grandrath v. the Federal Republic of Germany and its
follow-up decisions the domestic law of the overwhelming majority of
Council of Europe member States, along with the relevant
international instruments, has evolved to the effect that at the
material time there was already a virtually general consensus on the
question in Europe and beyond. In the light of these developments, it
cannot be said that a shift in the interpretation of Article 9 in
relation to events which occurred in 2002-2003 was not foreseeable.
This is all the more the case considering that
Armenia itself was a party to the ICCPR and had, moreover,
pledged when joining the Council of Europe to introduce a law
recognising the right to conscientious objection.
In
the light of the foregoing and in line with the “living
instrument” approach, the Court therefore takes the view that
it is not possible to confirm the case-law established by the
Commission, and that Article 9 should no longer be read in
conjunction with Article 4 § 3 (b). Consequently, the
applicant’s complaint is to be assessed solely under Article 9.
In
this respect, the Court notes that Article 9 does not explicitly
refer to a right to conscientious objection. However, it considers
that opposition to military service, where it is motivated by a
serious and insurmountable conflict between the obligation to serve
in the army and a person’s conscience or his deeply and
genuinely held religious or other beliefs, constitutes a conviction
or belief of sufficient cogency, seriousness, cohesion and importance
to attract the guarantees of Article 9 (see, mutatis mutandis,
Campbell and Cosans v. the United Kingdom, 25 February 1982,
§ 36, Series A no. 48, and, by contrast, Pretty v. the
United Kingdom, no. 2346/02, § 82, ECHR 2002 III).
Whether and to what extent objection to military service falls within
the ambit of that provision must be assessed in the light of the
particular circumstances of the case.
The
applicant in the present case is a member of Jehovah’s
Witnesses, a religious group whose beliefs include the conviction
that service, even unarmed, within the military is to be opposed. The
Court therefore has no reason to doubt that the applicant’s
objection to military service was motivated by his religious beliefs,
which were genuinely held and were in serious and insurmountable
conflict with his obligation to perform military service. In this
sense, and contrary to the Government’s claim (see paragraph 81
above), the applicant’s situation must be distinguished from a
situation that concerns an obligation which has no specific
conscientious implications in itself, such as a general tax
obligation (see C. v. the United Kingdom, no. 10358/83,
Commission decision of 15 December 1983, DR 37, p. 142).
Accordingly, Article 9 is applicable to the applicant’s case.
2. Compliance with Article 9
(a) Whether there was an interference
The Court considers that the applicant’s
failure to report for military service was a manifestation of his
religious beliefs. His conviction for draft evasion therefore
amounted to an interference with his freedom to manifest his religion
as guaranteed by Article 9 § 1. Such interference will be
contrary to Article 9 unless it is “prescribed by law”,
pursues one or more of the legitimate aims set out in paragraph 2 and
is “necessary in a democratic society” (see, among other
authorities, Buscarini and Others v. San Marino [GC],
no. 24645/94, § 34, ECHR 1999-I).
(b) Whether the interference was justified
(i) Prescribed by law
The
Court reiterates its settled case-law that the expression “prescribed
by law” requires firstly that the impugned measure should have
a basis in domestic law. It also refers to the quality of the law in
question, requiring that it be accessible to the persons concerned
and formulated with sufficient precision to enable them – if
need be, with appropriate advice – to foresee, to a degree that
is reasonable in the circumstances, the consequences which a given
action may entail and to regulate their conduct (see, among other
authorities, Gorzelik and Others v. Poland [GC], no. 44158/98,
§ 64, ECHR 2004 I).
The
Court observes that the applicant’s conviction was based on
Article 75 of the then Criminal Code, which prescribed the penalty
for draft evasion. It further observes that at the time of the
applicant’s conviction there was no law on alternative service
and both the Armenian Constitution and the Military Liability Act
required all male citizens aged between 18 and 27, unless found to be
physically unfit, to perform military service. The Court considers
that these provisions, which it is undisputed were accessible, were
couched in sufficiently clear terms.
It
is true that there would appear to be an inconsistency between the
above domestic provisions and the commitment undertaken by the
Armenian authorities when joining the Council of Europe to adopt a
law on alternative service within three years of accession and, in
the meantime, to pardon all conscientious objectors sentenced to
prison terms, allowing them instead, when the law had come into
force, to perform alternative civilian service (see paragraph 50
above). The Court, however, does not find it necessary to resolve the
apparent conflict between the domestic law and Armenia’s
international commitment. Nor does it find it necessary, in the
present context, to rule on the alleged failure of the authorities to
comply with the provisions of the ICCPR (see paragraph 59 above).
Therefore,
for the purposes of the present case and in view of its findings
concerning the necessity of the interference (see paragraphs 124-128
below), the Court prefers to leave open the question of whether the
interference was prescribed by law.
(ii) Legitimate aim
The
Government referred to the need to protect public order and,
implicitly, the rights of others. The Court, however, does not find
the Government’s reference to these aims to be convincing in
the circumstances of the case, especially taking into account that at
the time of the applicant’s conviction the Armenian authorities
had already pledged to introduce alternative civilian service and,
implicitly, to refrain from convicting new conscientious objectors
(see paragraph 127 below). It, nevertheless, considers it unnecessary
to determine conclusively whether the aims referred to by the
Government were legitimate within the meaning of Article 9 § 2,
since, even assuming that they were, the interference was in any
event incompatible with that provision for the reasons set out below.
(iii) Necessary in a democratic society
The
Court reiterates that, as enshrined in Article 9, freedom of thought,
conscience and religion is one of the foundations of a “democratic
society” within the meaning of the Convention. This freedom is,
in its religious dimension, one of the most vital elements that go to
make up the identity of believers and their conception of life, but
it is also a precious asset for atheists, agnostics, sceptics and the
unconcerned. The pluralism indissociable from a democratic society,
which has been dearly won over the centuries, depends on it. That
freedom entails, inter alia, freedom to hold or not to hold
religious beliefs and to practise or not to practise a religion (see
Kokkinakis v. Greece, 25 May 1993, § 31, Series A no.
260 A; Buscarini and Others, cited above, § 34; and
Leyla Şahin v. Turkey [GC], no. 44774/98, § 104,
ECHR 2005 XI).
While
religious freedom is primarily a matter of individual conscience, it
also implies, inter alia, freedom to manifest one’s
religion, alone and in private, or in community with others, in
public and within the circle of those whose faith one shares. Article
9 lists a number of forms which manifestation of one’s religion
or belief may take, namely worship, teaching, practice and observance
(see Hasan and Chaush v. Bulgaria [GC], no. 30985/96, §
60, ECHR 2000 XI, and Metropolitan Church of Bessarabia and
Others v. Moldova, no. 45701/99, § 114, ECHR 2001 XII).
The
Court has frequently emphasised the State’s role as the neutral
and impartial organiser of the exercise of various religions, faiths
and beliefs, and stated that this role is conducive to public order,
religious harmony and tolerance in a democratic society. The State’s
duty of neutrality and impartiality is incompatible with any power on
the State’s part to assess the legitimacy of religious beliefs
or the ways in which those beliefs are expressed (see Manoussakis
and Others v. Greece, 26 September 1996, § 47, Reports
1996 IV, and Hasan and Chaush, cited above, §
78).
According
to its settled case-law, the Court leaves to States party to the
Convention a certain margin of appreciation in deciding whether and
to what extent an interference is necessary. This margin of
appreciation goes hand in hand with European supervision embracing
both the law and the decisions applying it. The Court’s task is
to determine whether the measures taken at national level were
justified in principle and proportionate (see Manoussakis and
Others, cited above, § 44; Metropolitan Church of
Bessarabia and Others, cited above, § 119; and Leyla
Şahin, cited above, § 110).
In
order to determine the scope of the margin of appreciation in the
present case the Court must take into account what is at stake,
namely the need to maintain true religious pluralism, which is vital
to the survival of a democratic society (see Manoussakis and
Others, cited above, § 44, and Metropolitan Church of
Bessarabia and Others, cited above, § 119). The Court may
also have regard to any consensus and common values emerging from the
practices of the States parties to the Convention
(see, mutatis mutandis, X, Y and Z v.
the United Kingdom, 22 April 1997, § 44, Reports of
Judgments and Decisions 1997 II, and Dickson v. the
United Kingdom [GC], no. 44362/04, § 78, ECHR 2007 XIII).
The Court has already pointed out above that almost
all the member States of the Council of Europe which ever had or
still have compulsory military service have introduced alternatives
to such service in order to reconcile the possible conflict between
individual conscience and military obligations. Accordingly, a State
which has not done so enjoys only a limited margin of appreciation
and must advance convincing and compelling reasons to justify any
interference. In particular, it must demonstrate that the
interference corresponds to a “pressing social need” (see
Manoussakis and Others, cited above, § 44; Serif v.
Greece, no. 38178/97, § 49, ECHR 1999 IX;
Metropolitan Church of Bessarabia and Others, cited above, §
119; Agga v. Greece (no. 2), nos. 50776/99 and 52912/99, §
56, 17 October 2002; and Moscow Branch of the Salvation Army v.
Russia, no. 72881/01, § 62, ECHR 2006 XI).
The
Court cannot overlook the fact that, in the present case, the
applicant, as a member of Jehovah’s Witnesses, sought to be
exempted from military service not for reasons of personal benefit or
convenience but on the ground of his genuinely held religious
convictions. Since no alternative civilian service was available in
Armenia at the material time, the applicant had no choice but to
refuse to be drafted into the army if he was to stay faithful to his
convictions and, by doing so, to risk criminal sanctions. Thus, the
system existing at the material time imposed on citizens an
obligation which had potentially serious implications for
conscientious objectors while failing to allow any conscience-based
exceptions and penalising those who, like the applicant, refused to
perform military service. In the Court’s opinion, such a system
failed to strike a fair balance between the interests of society as a
whole and those of the applicant. It therefore considers that the
imposition of a penalty on the applicant, in circumstances where no
allowances were made for the exigencies of his conscience and
beliefs, could not be considered a measure necessary in a democratic
society. Still less can it be seen as necessary taking into account
that there existed viable and effective alternatives capable of
accommodating the competing interests, as demonstrated by the
experience of the overwhelming majority of the European States.
The
Court admits that any system of compulsory military service imposes a
heavy burden on citizens. It will be acceptable if it is shared in an
equitable manner and if exemptions from this duty are based on solid
and convincing grounds (see Autio, cited above). The Court has
already found that the applicant had solid and convincing reasons
justifying his exemption from military service (see paragraph 111
above). It further notes that the applicant never refused to comply
with his civic obligations in general. On the contrary, he explicitly
requested the authorities to provide him with the opportunity to
perform alternative civilian service. Thus, the applicant was
prepared, for convincing reasons, to share the societal burden
equally with his compatriots engaged in compulsory military service
by performing alternative service. In the absence of such an
opportunity, the applicant had to serve a prison sentence instead.
The
Court further reiterates that pluralism, tolerance and
broadmindedness are hallmarks of a “democratic society”.
Although individual interests must on occasion be subordinated to
those of a group, democracy does not simply mean that the views of a
majority must always prevail: a balance must be achieved which
ensures the fair and proper treatment of people from minorities and
avoids any abuse of a dominant position (see Leyla Şahin,
cited above, § 108). Thus, respect on the part of the State
towards the beliefs of a minority religious group like the
applicant’s by providing them with the opportunity to serve
society as dictated by their conscience might, far from creating
unjust inequalities or discrimination as claimed by the Government,
rather ensure cohesive and stable
pluralism and promote religious harmony and tolerance in society.
The
Court would lastly point out that the applicant’s prosecution
and conviction happened at a time when the Armenian authorities had
already officially pledged, upon accession to the Council of Europe,
to introduce alternative service within a specific period (see
paragraph 50 above). Furthermore, while the commitment not to convict
conscientious objectors during that period was not explicitly stated
in PACE Opinion no. 221, it can be said to have been implicit in
the following phrase: “... in the meantime, to pardon all
conscientious objectors sentenced to prison terms ... allowing them
instead ..., when the law ... had come into force ... to perform ...
alternative civilian service”. Such undertakings on the part of
the Armenian authorities were indicative of a recognition that
freedom of conscience can be expressed
through opposition to military service and that it was necessary to
deal with the issue by introducing alternative measures rather than
penalising conscientious objectors. Hence, the applicant’s
conviction for conscientious objection was in direct conflict with
the official policy of reform and legislative changes being
implemented in Armenia at the material time in pursuance of its
international commitment and cannot be said, in such circumstances,
to have been prompted by a pressing social need. This is even more
so, taking into account that the law on alternative service was
adopted less than a year after the applicant’s final
conviction. The fact that the applicant was later released on parole
does not affect the situation. Nor did the adoption of the new law
have any impact on the applicant’s case.
For
all the above reasons, the Court considers that the applicant’s
conviction constituted an interference which was not necessary in a
democratic society within the meaning of Article 9 of the Convention.
Accordingly, there has been a violation of that provision.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed 10,000 euros (EUR) in respect of non-pecuniary
damage.
The
Government submitted that the amount of non-pecuniary damage claimed
was excessive. Furthermore, the applicant had failed to prove that he
had actually suffered any non-pecuniary damage. In any event, the
finding of a violation should constitute sufficient just
satisfaction.
The
Court considers that the applicant has undoubtedly suffered
non-pecuniary damage as a result of his conviction and imprisonment
for his refusal to serve in the army on conscientious grounds. Ruling
on an equitable basis, it awards the applicant EUR 10,000 in respect
of non-pecuniary damage.
B. Costs and expenses
The
applicant claimed a total of EUR 17,500 for costs and expenses,
including EUR 3,000 for the legal fees in the domestic proceedings,
11,500 for the legal fees in the proceedings before the Chamber and
EUR 3,000 for the legal fees in the proceedings before the Grand
Chamber, including the costs of attending the hearing. The applicant
submitted invoices in respect of three lawyers, one domestic and two
foreign, containing lump sum amounts payable for each portion of the
work done up to and including the taking of a final decision on his
case.
The
Government submitted that the applicant could claim costs and
expenses only in respect of his complaints under Article 9, as his
complaints under other articles of the Convention had been declared
inadmissible. In any event, his claim for costs and expenses was not
duly documented and he had failed to demonstrate that those costs had
been actually incurred. The invoices submitted by the applicant could
not be regarded as proof of payment or an agreement between him and
his lawyers to make such payments in the future. Furthermore, it was
unacceptable to claim reimbursement of any upcoming costs, such as
the costs of attending the hearing. Moreover, the lawyers’ fees
were inflated, exorbitant and unreasonable and the applicant had
employed an excessive number of lawyers, which also resulted in some
duplication of work. Lastly, the Government alleged that the two
foreign lawyers were residents of Canada and did not therefore meet
the relevant criteria to represent the applicant.
The
Court reiterates that legal costs are only recoverable in so far as
they relate to the violation found (see Beyeler v. Italy (just
satisfaction) [GC], no. 33202/96, § 27, 28 May 2002). In the
present case, the applicant’s initial application to the Court
included numerous other complaints under Article 5 §§ 1, 3
and 5, Article 6 and Article 14 of the Convention, which were
declared inadmissible. Therefore the claim cannot be allowed in full
and a reduction must be applied. The Court does not, however, agree
with the Government that the applicant’s claims were not duly
documented or that the fees claimed were inflated or unreasonable.
Nor does it agree with the Government’s submission concerning
the two foreign lawyers, as they were both granted leave to represent
the applicant before the Court. Making its own estimate based on the
information available, the Court awards the applicant EUR 10,000 for
costs and expenses.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Holds, by sixteen votes to one, that there has
been a violation of Article 9 of the Convention;
Holds, by sixteen votes to one,
(a) that
the respondent State is to pay the applicant, within three months,
the following amounts, to be converted into Armenian drams at the
rate applicable at the date of settlement:
(i) EUR
10,000 (ten thousand euros), plus any tax that may be chargeable, in
respect of non-pecuniary damage;
(ii) EUR
10,000 (ten thousand euros), plus any tax that may be chargeable to
the applicant, in respect of costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English and in French, and delivered at a public hearing in
the Human Rights Building, Strasbourg, on 7 July 2011.
Vincent Berger Jean-Paul Costa
Jurisconsult President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following separate opinion of
Judge Gyulumyan is annexed to this judgment.
J.-P.C.
V.B.
DISSENTING OPINION OF JUDGE GYULUMYAN
To my
regret, I am unable to agree with the majority of the Grand Chamber
that there has been a violation of Article 9 of the Convention in the
present case.
The
applicant in this case was sentenced for refusing to perform military
service on conscientious grounds as no law on alternative civilian
service existed in Armenia at the material time. He was sentenced to
two and a half years in prison and was released on parole
on 22 July 2003 after having served about ten and a half months
of his sentence. The Alternative Service Act was finally adopted on
17 December 2003, with effect from 1 July 2004.
In
expressing my opinion, I do not need to emphasise the importance I
attach to freedom of thought, conscience and religion and to the
right to conscientious objection, but it is a matter of fact that the
latter is not expressly provided for in the Convention.
The
Convention and its Protocols do not guarantee, as such, any right to
conscientious objection. Article 9 of the Convention does not give
conscientious objectors the right to be exempted from military or
substitute civilian service. Nor does it prevent a State from
imposing sanctions on those who refuse such service.
The
Court has reiterated on several occasions that Article 9 does not
protect every act motivated or inspired by a religion or belief (see,
among many other authorities, Kalaç v. Turkey, 1 July
1997, § 27, Reports of Judgments and Decisions 1997 IV;
Arrowsmith v. the United Kingdom, no. 7050/75,
Commission’s report of 12 October 1978, Decisions and Reports
(DR) 19, p. 5; C. v. the United Kingdom, no. 10358/83,
Commission decision of 15 December 1983, DR 37, p. 142; Tepeli and
Others v. Turkey (dec.), no. 31876/96, 11 September 2001; and
Leyla Şahin v. Turkey [GC], no. 44774/98, § 105,
ECHR 2005 XI).
In
its Recommendations 1518(2001) and 1742(2006), the Parliamentary
Assembly of the Council of Europe recommended that the Committee of
Ministers incorporate the right of conscientious objection into
the Convention by means of an additional protocol – a
proposal which was not accepted by the Committee of Ministers. Like
the Parliamentary Assembly, the European Parliament considered that
the right to conscientious objection was inherent in the concept of
freedom of thought, conscience and religion and also called for
the incorporation of that right into the Convention.
I
think that the role of this Court is to protect human rights which
already exist in the Convention, not to create new rights. One can
argue that the evolutive approach to the Convention permits the Court
to broaden the rights protected. However, this in my view is not
permitted when the Convention itself leaves the recognition of
particular rights to the discretion of the Contracting Parties.
Article
4 § 3 (b) “clearly left the choice of recognising
conscientious objectors to each Contracting Party” (see
Bayatyan v. Armenia, no. 23459/03, § 63, 27 October
2009). This provision excludes from the definition of forced labour
“any service of a military character or, in cases of
conscientious objectors, in countries where they are recognised,
service exacted instead of compulsory military service”.
I
am fundamentally in disagreement with the majority’s conclusion
that Article 9 should no longer be read in conjunction with Article 4
§ 3 (b). This goes against the Court’s standing approach
that the Convention must also be read as a whole, and interpreted in
such a way as to promote internal consistency and harmony between its
various provisions (see Klass and Others v. Germany, 6
September 1978, § 68, Series A no. 28; and also Maaouia v.
France [GC], no. 39652/98, § 36, ECHR 2000 X; Kudła
v. Poland [GC], no. 30210/96, § 152, ECHR 2000 XI; and
Stec and Others v. the United Kingdom (dec.) [GC], nos.
65731/01 and 65900/01, § 48, ECHR 2005 X).
It
was only in its most recent recommendation of 2010 that the Committee
of Ministers of the Council of Europe considered the right to
conscientious objection as an integral part of the freedom of
conscience and religion under Article 9, in the light of developments
in the international arena.
The
European Union Charter of Fundamental Rights, adopted in December
2000, which recognises the right to conscientious objection under the
right to freedom of thought, conscience and religion, entered into
force only in December 2009.
Not
until 2006 did the United Nations Human Rights Committee explicitly
refuse to apply Article 8 of the International Covenant on Civil and
Political Rights (ICCPR) in two cases against South Korea concerning
conscientious objectors, examining their complaints solely under
Article 18 of the ICCPR and finding a violation of that
provision on account of the applicants’ conviction for refusal
to serve in the army for reasons of conscience.
I
would like to stress also that at the time when the applicant was
convicted for refusing to serve in the armed forces because of his
religious beliefs, there was an explicit case-law according to which
the Convention and its Protocols do not guarantee, as such, any right
to conscientious objection. The National Authorities cannot be blamed
for following the existing case-law and not implementing an approach
reflecting developments which only came about at a later date.
As
to the recognition of alternative service for conscientious objectors
under the international commitments Armenia took on in 2000, upon
joining the Council of Europe, in my view, it could not be considered
as legally binding at the time. Armenia committed itself to recognise
that right and to pardon all convicted conscientious objectors not
immediately but within three years of accession. Armenia had
complied with its commitments within three years of accession as
promised. In that period The Alternative Service Act was adopted, 38
conscientious objectors were pardoned and the applicant himself was
released on parole. It is clear, therefore, that this judgment was
not necessary to make sure that Armenia would do what it promised to
do.
If
Article 9 is not applicable, it evidently cannot have been breached.
That is why I voted against the finding of a violation. I doubt very
much that the finding of a violation of Article 9 of the Convention
delivered individual justice to the applicant. One may wonder if he
can be considered to have been a victim at the time when he applied
to this Court. Admittedly, he had been deprived of his liberty;
however, he did not complain about that deprivation as such, but
rather about the lack of any possibility for conscientious objectors
to do alternative service. On the day the present application was
lodged, the applicant was released on parole, and six months later
the Alternative Service Act was adopted.
In
several cases (see Sisojeva and Others v. Latvia [GC], no.
60654/00, ECHR 2007 II; Shevanova v. Latvia (striking out)
[GC], no. 58822/00, 7 December 2007; and El Majjaoui and
Stichting Touba Moskee v. the Netherlands (striking
out) [GC], no. 25525/03, 20 December 2007) the Court found that the
matter giving rise to the applicants’ complaints could
therefore now be considered “resolved” within the meaning
of Article 37 § 1 (b), and struck the applications out of
its list of cases. In those cases the Court reasoned that “after
all, the Convention does not lay down for the Contracting States any
given manner for ensuring within their internal law the effective
implementation of the Convention. The choice as to the most
appropriate means of achieving this is in principle a matter for the
domestic authorities, who are in continuous contact with the vital
forces of their countries and are better placed to assess the
possibilities and resources afforded by their respective domestic
legal systems (see Swedish Engine Drivers’ Union v. Sweden,
6 February 1976, § 50, Series A no. 20; Chapman v. the United
Kingdom [GC], no. 27238/95, § 91, ECHR 2001 I; and Sisojeva
and Others, cited above, § 90).
Lastly,
I beg to differ from the judgment of the Court on just satisfaction
under Article 41 of the Convention. I consider the sums awarded in
respect of non-pecuniary damage and in respect of costs and expenses
to be excessive.
First,
in my view it is not fair to give compensation to an applicant, as
was done in the present case, when the Court departs from its
existing case-law.
Secondly,
there can be no doubt that the consistency of the Court’s
case-law in awarding just satisfaction is also of particular
importance, and compensation also has a bearing on foreseeability for
a Government. Recently, the Court dealt with an identical issue in
Ülke v. Turkey (no. 39437/98, 24 January 2006), on
account of the anguish caused by nine criminal prosecutions that had
all resulted in convictions of imprisonment, and the risk of being
arrested again at any time; the award for non-pecuniary damage was
the same as in the present case.
Lastly,
it has been a long-standing practice of the Court to reduce awards
for costs and expenses according to the number of violations found.
In the present case, the applicant’s initial application to the
Court included numerous other complaints under Article 5 §§
1, 3 and 5, Article 6 and Article 14 of the Convention, which were
declared inadmissible. The Court does not properly take into
consideration that only one of the six complaints was declared
admissible and only one violation was found, although it reiterates
in § 135 of judgment that legal costs are only recoverable in so
far as they relate to the violation found.