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STEFANOU v. GREECE - 2954/07 [2010] ECHR 628 (22 April 2010)
URL: http://www.bailii.org/eu/cases/ECHR/2010/628.html
Cite as:
[2010] ECHR 628
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FIRST
SECTION
CASE OF
STEFANOU v. GREECE
(Application
no. 2954/07)
JUDGMENT
STRASBOURG
22 April
2010
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Stefanou v. Greece,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Nina
Vajić,
President,
Christos
Rozakis,
Khanlar
Hajiyev,
Dean
Spielmann,
Sverre
Erik Jebens,
Giorgio
Malinverni,
George
Nicolaou,
judges,
and
Søren Nielsen, Section
Registrar,
Having
deliberated in private on 25 March 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 2954/07) against the Hellenic
Republic lodged with the Court under Article 34 of the Convention for
the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Greek national, Mr Theodoros Stefanou (“the
applicant”), on 4 January 2007.
The
applicant was represented by Greek Helsinki Monitor, a
non-governmental organisation registered in Greece. The Greek
Government (“the Government”) were represented by their
Agent's delegates, Mr K.Georgiadis, Senior Adviser at the State
Legal Council, and Ms Z. Hadjipavlou, Legal Assistant at
the State Legal Council.
The
applicant alleged, in particular, violations of Articles 3
(substantial and procedural violation), 6 § 1 (length of
proceedings, access to court and alleged failure of the Appeal Court
to give reasons for its decision), and 14 (discrimination on the
ground of ethnic origin) of the Convention.
On
8 July 2008 the Court decided to give notice of the application to
the Government. It also decided to examine the merits of the
application at the same time as its admissibility (Article 29 §
3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant is a Greek national of Roma origin, who
was born in 1985 and lives in Athens. He was sixteen years old at the
time of the events.
A. The proceedings before the criminal courts
On
5 August 2001, P.P., a kiosk owner in Argostoli, on the island of
Cephalonia, reported to the local police that approximately 9,500,000
Greek drachmas (GRD, 28,000 euros (EUR)) had been stolen from him.
During the summary investigation that was immediately carried out by
the local police, four Roma youths were taken to Argostoli police
station. On the same day the four youths were transferred to the
Cephalonia prosecutor's office and then, on 6 August 2001, taken to
court for an immediate summary trial, where they were acquitted of
all charges.
The
applicant, who was a friend of the four youths, turned up at the
police station spontaneously on 5 August 2001 out of fellow feeling
for his friends. He was also shown to the kiosk owner but was not
recognised by him.
According
to the applicant, while he was at the police station he was
questioned as to whether or not he had been involved in the theft.
The applicant submitted that he had been punched and slapped hard in
the face for over a quarter of an hour by a police officer, N.K., and
in the presence of the commander of the police station, who
questioned him to make him confess that he had participated in the
theft. He was subsequently allowed to leave the police station.
However, the applicant maintained that the police officer kept his
mobile phone to find out whether it was stolen.
A
few hours after his release on 5 August 2001 the applicant was
admitted to the local hospital, the General Prefectural Medical
Hospital of Cephalonia, and had a medical examination there. He
stayed there for four hours. The hospital certificate indicated the
following:
“[The applicant] came to our hospital's emergency
department on 5 August 2001 and was found to be suffering from: a
head injury reportedly inflicted by beating, dizziness, severe
headache, swelling and sensitivity of the nose and difficulty in
maintaining eye focus. No trace of fracture of the skull was
detected. He remained at the hospital for a short period, of four
hours. He was treated with Lonarid ...”
On
7 August 2001, the applicant went to the Cephalonia prosecutor's
office. He was intending to lodge a complaint against the policemen
involved in the alleged beating but the prosecutor was not in his
office. The applicant alleged that the prosecutor's secretary was so
struck by the bruises on his face that she called the police station
and asked the policemen to leave him alone in future. The applicant
did not submit a complaint on that occasion.
On
5 September 2001, the applicant was arrested by police officer N.K.
because he could not provide a receipt to show that he had bought the
mobile phone and the police officer thought he had stolen it. He was
taken to the police station, questioned and released again.
On
27, 28 and 29 September 2001, two local newspapers published a
statement made on 25 September 2001 by the World Organisation Against
Torture (OMTC) which denounced the alleged ill-treatment of the
applicant. The statement, whose title read 'Appeal of the OMTC in
relation to the ill-treatment of two Roma youth in Argostoli –
two Roma in the Cephalonia slaughterhouse', indicated that the
[applicant], who had been questioned in connection with a theft, was
punched and slapped hard in the face by a policeman whose first name
was Nikos, in the presence of the commander of the police station.
On
8 October 2001, the applicant lodged a complaint with the Cephalonia
prosecutor's office that he had been ill-treated at the police
station on 5 August 2001 and sought to join the proceedings as a
civil party claiming damages, jointly with his father. The complaint
was against the police station commander and anyone else involved. In
his complaint the applicant described his interrogation, which had
lasted approximately one hour. He specified that when he was unable
to answer the questions asked by the policemen one of them started
punching him violently and persistently in the head, trying to make
him confess. The commander continued to question him while he was
being beaten. He was released when the kiosk owner confirmed that he
did not recognise him. The applicant provided as a supporting
document the medical certificate produced by the hospital.
On
21 November 2001 the prosecutor's office ordered a sworn
administrative investigation (“Enorki Dioikitiki Exetasi
EDE”), which was conducted by the Deputy Director of the
Cephalonia Police Directorate, being the hierarchical superior
authority to the Argostoli police and situated in the same building.
15. During
the EDE, on 2 May 2002, the kiosk owner was summoned to testify
before the Deputy Director. He submitted inter alia:
“... as I have been informed, the previous evening
the victim [the applicant] had fallen down and injured himself or had
been involved in a brawl with persons of the same race with him ...”.
On
15 May 2002 the Deputy Director, who had now been promoted to
Director of the Cephalonia Police Directorate, concluded the EDE,
arguing that the applicant's allegations were “manifestly
ill-founded” and recommended that no disciplinary action be
taken.
According
to the findings of the EDE:
“... all the allegations in the denunciation dated
25 September 2001 by the World Organisation Against Torture, the
attached press releases, the letters from British citizens, the
Amnesty International letter and letters from other agencies are
false and do not contain a grain of truth, which is proved by the
testimonies of the police officers, citizens and the Roma people
themselves who were allegedly tortured and ill-treated by police
officers. They are also refuted by the documents attached hereto: the
hospital's medical certificate, and so on.
...
All the accusations against Commander G.H. are false, as
during the conduct of a summary investigation into the theft of a
large sum of money (GRD 9,500,000) from P.P. he acted in line with
his official duties and according to the rules of the Code of
Criminal Procedure, in an effort to investigate whether the charge
was true or false, protecting the suspects and respecting all
personal data and behaving impeccably, kindly and with respect for
the person of all suspects.
The accusations against Sergeant N.K. are also false, as
he acted in line with his official duties, kindly and with respect
for the suspects' person, during the investigation of the case of
theft, always according to the explicit orders and instructions of
his commander, Commander G.H.”
As
regards the applicant's complaint of 8 October 2001, the request from
the Cephalonia Indictment Division dated 19 December 2003 was
dismissive of the charges against the commander of the police station
and another police officer. The Indictment Division recommended,
however, that police officer N.K. be charged with ill-treating the
applicant and tried.
On
12 April 2006, the Three-Member Criminal Court of Cephalonia
convicted police officer N.K. and sentenced him to three years'
imprisonment, commutable to a fine and suspended pending appeal. The
court also awarded the applicant pecuniary compensation of fifty
euros. The court concluded, after examining twelve witnesses, that
police officer N.K. had repeatedly punched the applicant in the head
and face and caused him serious bodily harm in order to make him
confess to the theft. In particular, the court held as follows:
“It transpires from the proceedings, the documents
which were read, the witness statements, the examination of the civil
party, the accused's pleading and the deliberation, that at midnight
on 4 August 2001, P.P., the owner of a kiosk, reported to the
Argostoli police the theft of a large amount of money (GRD
9,500,000). The Argostoli police security department carried out a
preliminary investigation. Police officers tried to find [the
applicant] at the Roma encampment in Argostoli, where he lived with
his sister, but he was not there. When he came back and his sister
informed him that the police were looking for him, he went of his own
free will to the Argostoli police security department, where he was
questioned in relation to the above-mentioned theft. The accused, who
was serving as a police officer at Argostoli police station, of
Argostoli, participated in the questioning. On 5 August 2001, in
order to make the applicant confess that he had committed the theft,
he punched him in the head and face and caused him bodily harm, in
particular a severe headache, swelling and sensitivity of the nose
and difficulty in maintaining eye focus. Consequently, he should be
found guilty”.
The
defendant appealed against this judgment to the Court of Appeal of
Patras.
At
the hearing of 23 February 2007, neither the applicant nor the
representative of Greek Helsinki Monitor, who was one of the
first-instance trial prosecution witnesses, were summoned to the
proceedings. The hearing was then adjourned, first to 21 September
2007 and then to 1 February 2008. It continued on 18
February 2008 at the request of the defendant's lawyer and was then
postponed to 15 April 2008 because a storm made it impossible for
many out-of-town witnesses to attend.
On
15 April 2008 the Court of Appeal held a hearing in the presence of
the applicant and his lawyer and acquitted the police officer for
lack of evidence. In particular, the Court of Appeal stated the
following:
“...The prosecution and defence witnesses'
testimonies, the perusal of the record of the first-instance trial
and the documents referred to in that record, the defendant's
statement of defence and the overall evidence procedure gave rise to
doubts as to whether the accused police officer had committed the
offence referred to in Article 137A § 3-1 of the Criminal Code
against Theodoros Stefanou. The Court's doubts are reinforced by the
following evidence: 1) the content of medical certificate No. 4433 of
the Prefectural Hospital of Cephalonia ...
Besides, as can be seen from the sworn examination
report of witness P.P. (the person who reported the theft ...) which
was read out in the courtroom, when the victim arrived at the
Argostoli Police Security Department in the early hours of 5 August
2001 he had one arm bandaged, because as witness P.P. testified, the
victim had been involved in a fight with other Roma the previous
night (4 August 2001) ... On the basis of all the foregoing, it is
highly probable that the bodily injuries attested to by the
Cephalonia hospital certificate were caused to the victim not by the
defendant, police officer N.K., but during a fight that had taken
place on the night of 4 August 2001, in which the victim had
participated actively, as he came to the Argostoli Police Security
Department of Argostoli with a broken right arm...Furthermore, if the
victim's bodily injuries had been caused by the accused police
officer inside the Police Security Department and had been as violent
as the victim claimed, the wounds to his face would have been much
more serious and would certainly have been verifiable by a doctor.
If the accused police officer had caused the bodily
injuries to the victim in order to force him to confess to the theft
... the defendant or his other colleagues would have shown the same
violent behaviour also to ..., acquaintances and friends of the
victim, who were the only ones to be committed for trial before the
Three–Member Criminal Court of Cephalonia for flagrant offences
(while the victim was not so committed). ... The defendant had no
reason to use violence against the victim, all the more since the
victim was not identified by P.P. as one of the four suspects of the
theft against him ....”
B. Additional complaints lodged by the applicant
1. The complaint of 4 September 2003
On
4 September 2003, the applicant lodged a complaint with the
Cephalonia prosecutor's office for breach of duty, false
certification, perjury, incitement to perjury, forgery, incitement to
commit forgery and blackmail against eleven police officers who had
been involved in the events of 5 August 2001, in the EDE and in the
procedure resulting in the first applicant's complaint, including the
commander of the police station and police officer N.K.
In
his observations and supplementary observations of 25 May 2004,
concerning more specifically the commander of the police station, the
applicant submitted that the commander had used racial profiling when
he admitted having used the applicant as a “visual suspect”
only for the reason that he was “of the same age and appearance
as the other Roma youth”. He also maintained that the police
had examined his mobile phone twice, suspecting that he might have
stolen it, on the sole basis that it seemed to be of a value
disproportionate to his means because he was a Rom. He further
contended that in his observations in defence, the commander again
racially profiled the Roma as criminals, including the use of terms
such as “racial environment” and the phrase “Roma
are people without professions who are seeking cultural and social
goods and who have chosen as their permanent means of attaining them
the illegal acquisition of money”. He underlined that the
racial bias of the commander explained why such methods were used
during the interrogation of the applicant, with a view to extracting
a confession to the alleged theft of a large sum of money which was
never found in the possession of the applicant. The applicant alleged
a breach of the Law Against Racism, no. 927/79.
On
11 August 2004, the Cephalonia prosecutor's office decided not to
press any charges against the police officers concerned, because the
file did not indicate that they had committed any breach of duty.
2. The complaint of 18 July 2005
On
18 July 2005 the applicant lodged a complaint with the Athens
prosecutor's office against the same eleven police officers (as in
the complaint of 4 September 2003), and sought to join the
proceedings as a civil party claiming damages, seeking compensation
of thirty euros. The applicant complained again of breach of duty,
false certification, perjury, incitement to perjury, forgery,
incitement to commit forgery and blackmail on the part of these
officers and added a complaint of violation of Laws Against Racism
nos. 927/1979 and 3304/2005. In this respect he claimed that there
was a causal link between his ethnic origin and his ill-treatment.
The
Athens prosecutor's office forwarded the complaint to the Cephalonia
prosecutor's office.
On
29 November 2005, the Cephalonia prosecutor's office indicted three
police officers before the Criminal Court of Cephalonia for forgery
and multiple perjury: they were accused of having on 5 September 2001
forged the applicant's signature, without his knowledge, on the
record of interview. In its decision of the same date, the prosecutor
stated that the file did not indicate that the commander of the
police station had made any offensive statements about the Roma
ethnic origin of the applicant.
The
three police officers appealed against their committal for trial. On
27 June 2006 the applicant was served with a copy of a decision of
the Indictment Division of Cephalonia of 13 June 2006, in which all
charges against the three police officers were dropped.
II. RELEVANT DOMESTIC LAW AND PRACTICE
Under
the Code of Criminal Procedure, police officers who are carrying out
a preliminary inquiry or a summary investigation are subject to the
instructions and supervision of the prosecutor, who is entitled to
attend interviews in person or by sending a deputy, and to have
access to all the documents in the case file.
Article
137A of the Criminal Code penalises acts of torture and other
offences against human dignity.
Under
the provisions of Article 137A.1:
“An official or military officer whose duties
include the prosecution, questioning or investigation related to
criminal offences or disciplinary offences or the execution of
sentences or the guarding or custody of detainees, is punished ... if
he subjects to torture, during the performance of these duties, a
person who is under his authority with the aim of a) extorting from
that person or a third person a confession, testimony, or information
or a statement, or the repudiation or acceptance of a political or
other ideology; or b) administering a punishment; or c) intimidating
that person or a third persons.”
Subsequent
to the events in the present case and in order to guarantee the
impartiality of investigations in cases of torture and inhuman
treatment, decree 3/2004 specified that such investigations cannot be
entrusted to a police officer serving in the same directorate with
those suspected of the ill-treatment.
THE LAW
I. ALLEGED VIOLATIONS OF ARTICLE 3 OF THE CONVENTION
The
applicant complained that, a minor at the time, he had suffered
serious bodily harm and great mental suffering at the hands of the
police on 5 August 2001. He also complained that the investigative
and prosecuting authorities had failed to carry out a prompt,
comprehensive and effective investigation capable of providing a
plausible explanation of the injuries he had sustained during his
brief detention in the police station and of leading to the
identification and punishment of all police officers responsible. He
alleged a breach of Article 3 of the Convention, which provides:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Admissibility
The Court notes that the complaint is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention and that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
1. The submissions of the parties
The
Government submitted that following the final judgment of the Court
of Appeal, which held that it had not been proved that the offence
referred to in Article 137A of the Criminal Code had been committed,
there could be no question of inhuman and degrading treatment in
breach of Article 3. In the Government's view, the Court had no
competence to assess the evidence and substitute its own assessment
for that of the domestic courts. As regards the applicant's injuries,
the Court of Appeal relied on the evidence before it and in
particular on the medical certificate produced by the Cephalonia
hospital, and concluded that the injuries had been sustained prior to
the applicant's detention and had another cause.
The
Government further contended that the applicant's case had been fully
and effectively investigated at both the administrative and the
judicial levels, since a sworn administrative investigation was
carried out and two decisions and two judgments were delivered, by
the Cephalonia prosecutor and by two criminal courts respectively.
Furthermore, all the charges brought against several police officers
involved in the applicant's case following the complaint lodged by
the applicant on 18 July 2005 were dropped.
The
applicant emphasised that he came out of the police station with
injuries he did not have when he went in.
The
applicant further argued that there was a systematic failure to
investigate his initial treatment and subsequent charges of a
cover-up by Greek police, independent and judicial authorities,
either of their own motion when they were alerted about possible
violations of the Convention or even after the applicant had made his
complaints, with the sole exception of the belated committal for
trial of police officer N.K.
2. The Court's assessment
a. Concerning the alleged ill-treatment
The
Court reiterates that Article 3 enshrines one of the fundamental
values of a democratic society. Even in the most difficult of
circumstances, such as the fight against terrorism or crime, the
Convention prohibits in absolute terms torture or inhuman or
degrading treatment or punishment. Unlike most of the substantive
clauses of the Convention and of Protocols Nos. 1 and 4, Article 3
makes no provision for exceptions and no derogation from it is
permissible under Article 15 of the Convention even in the event of a
public emergency threatening the life of the nation (see Assenov
and Others v. Bulgaria, judgment of 28 October 1998, Reports
of Judgments and Decisions 1998-VIII, § 93).
In
assessing evidence the Court has generally applied the standard of
proof “beyond reasonable doubt” (see Ireland v. the
United Kingdom, judgment of 18 January 1978, Series A no. 25, §
161). Such proof may follow from the coexistence of sufficiently
strong, clear and concordant inferences or of similar unrebutted
presumptions of fact. Where the events in issue lie wholly, or in
large part, within the exclusive knowledge of the authorities, as in
the case of persons under their control in custody, strong
presumptions of fact will arise in respect of injuries occurring
during such detention. Indeed, the burden of proof may be regarded as
resting on the authorities to provide a satisfactory and convincing
explanation (see Salman v. Turkey [GC], no. 21986/93, §
100, ECHR 2000-VII).
The
Court notes from the outset that it is common ground that the
applicant suffered injuries on or around the date of his arrest.
However, the parties disagreed on whether or not the injuries were
caused by police officers. According to the Court's case-law, “where
an individual is taken into police custody in good health but is
found to be injured at the time of release, it is incumbent on the
State to provide a plausible explanation as to the causing of the
injury, failing which a clear issue arises under Article 3 of the
Convention” (see Aksoy v. Turkey, judgment of
18 December 1996, Reports 1996–VI, p. 2278, §
61).
The
Court observes that as soon as the applicant left the police station
he was admitted to the local hospital, the General Prefectural
Medical Hospital of Cephalonia, which recorded his injuries. It was
specified in the certificate supplied by the hospital that the
applicant had a head injury inflicted by beating, also dizziness, a
severe headache, swelling and sensitivity of the nose and some
difficulty in maintaining eye focus.
The
Criminal Court of Cephalonia held that one police officer had
repeatedly punched the applicant in the head and caused him serious
bodily harm. The finding of the Criminal Court was largely based on
the conclusions of the medical certificate. The Appeal Court,
however, ruled that the bodily injuries certified by the Cephalonia
hospital's certificate were caused to the applicant not by police
officer N.K., but during a fight that had taken place on the night of
4 August 2001, in which the applicant had participated actively, as
he had arrived at the Argostoli Police Security Department with a
broken right arm. The Court of Appeal based this conclusion on a
statement by the owner of the kiosk who reported the theft, who
testified that he had seen the applicant having his hand bandaged. It
was the same witness who alleged that the applicant had been in a
fight with other Roma the evening before the arrest.
However,
the Court notes that the Cephalonia hospital certificate, which
describes in detail the injuries sustained by the applicant, contains
no mention of a broken arm. In addition, even assuming that the
applicant had a broken arm, he complained that he had received blows
to the head while he was at the police station, and this was indeed
the type of injury certified by the hospital doctor who examined him.
The
fact that the applicant was not identified by the kiosk owner who
reported the theft and who might have had doubts as to whether the
applicant was part of the gang which committed the theft, does not
exclude the possibility that the police did not attempt to make him
confess because all the minors arrested were friends.
The
Court thus has serious doubts as to whether the alleged fight in
which the applicant participated provides a convincing explanation of
the origin and cause of the applicant's head injuries. The Court
considers that these doubts are supported by the inadequacy of the
investigation into this particular aspect. The Court reiterates that
where an individual makes a credible assertion that he has suffered
treatment infringing Article 3 at the hands of the police, that
provision requires by implication that there should be an effective
official investigation. Otherwise, the general legal prohibition of
torture and inhuman and degrading treatment and punishment would be
ineffective in practice and it would be possible in some cases for
agents of the State to abuse the rights of those within their control
with virtual impunity.
Having
regard to this, the Court considers that a number of shortcomings in
the investigation occurred. First, the investigation was carried out
by a police officer from the Directorate responsible for the police
station of the alleged perpetrators. Second, the witness P.P. whose
testimony appeared to be crucial in the national courts' assessment
was nothing but hearsay and neither the EDE nor the subsequent
investigations of the prosecuting authorities established the
applicant's state of health at the time he arrived at the police
station. It does not appear that any serious attempt was made to
elucidate whether the applicant had actually participated in a
previous fight or any other event which could have caused the
injuries he had.
For
these reasons the Court considers that the Government have not
established beyond reasonable doubt that the bruises on the
applicant's head pre-dated his questioning at the police station.
The
next question which arises is whether the minimum level of severity
required for a violation of Article 3 of the Convention can be
regarded as having been attained in the instant case (see, among
other authorities, İlhan v. Turkey [GC], no. 22277/93, §
84, ECHR 2000-VII). The Court reiterates that the assessment of this
minimum is relative: it depends on all the circumstances of the case,
such as the duration of the treatment, its physical and/or mental
effects and, in some cases, the sex, age and state of health of the
victim (see, among other authorities, Tekin v. Turkey,
judgment of 9 June 1998, Reports 1998-IV, p. 1517, §
52).
In
that connection the Court notes that at the time of the events the
applicant was a sixteen-year-old minor.
The
Court considers that the serious physical harm suffered by the
applicant at the hands of the police as confirmed by the medical
evidence submitted certainly brings into play Article 3 of the
Convention. Having regard to the above findings, the Court concludes
that this physical harm was inflicted by the police. This, as well as
the feelings of fear, anguish and inferiority which the impugned
treatment produced in him as a result of his young age, must have
caused him suffering of sufficient severity for the acts of the
police to be categorised as inhuman and degrading treatment within
the meaning of Article 3 of the Convention (see, mutatis mutandis,
Bekos and Koutropoulos v. Greece, no. 15250/02, 13 December
2005, § 51). The Court concludes that there has been a breach of
Article 3 of the Convention.
b. The alleged inadequacy of the investigation
The
Court finds, in the light of its above findings, that it is not
necessary to examine separately whether or not the investigation into
the ill-treatment would comply with the requirements of Article 3 of
the Convention.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicant complained that the Greek authorities had failed to
promptly investigate, prosecute and sanction the crimes committed
against him. He alleged a violation of Article 13 of the Convention,
which stipulates:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
Court finds that this part of the application is linked to the above
complaint under Article 3 of the Convention. It should therefore also
be declared admissible. However, in view of its conclusion concerning
Article 3 of the Convention, the Court considers that there is no
need to examine the complaint under Article 13 of the Convention
separately.
III. ALLEGED VIOLATION OF ARTICLE 14 OF THE CONVENTION IN
CONJUNCTION WITH ARTICLE 3 OF THE CONVENTION
The
applicant complained, in connection with his complaint of
ill-treatment and lack of an effective investigation and prosecution
of police officers, that he had suffered discrimination on the ground
of his Roma ethnic origin, contrary to Article 14 of the Convention
read in conjunction with Article 3. Article 14 provides as follows:
“The enjoyment of the rights and freedoms set
forth in [the] Convention shall be secured without discrimination on
any ground such as sex, race, colour, language, religion, political
or other opinion, national or social origin, association with a
national minority, property, birth or other status.”
The
Government submitted that the applicant had not suffered
discrimination on that ground.
The
Court reiterates that when investigating violent incidents, State
authorities have the duty to take all reasonable steps to unmask any
racist motive and to establish whether or not ethnic hatred or
prejudice might have played a role in the events. Admittedly, proving
racial motivation will often be extremely difficult in practice. The
respondent State's obligation to investigate possible racist
overtones to a violent act is an obligation to use best endeavours
and is not absolute. The authorities must do what is reasonable in
the circumstances to collect and secure the evidence, explore all
practical means of discovering the truth and deliver fully reasoned,
impartial and objective decisions, without omitting suspicious
matters that may be indicative of racially induced violence (see
Turan Cakir v. Belgium, no 44256/06, § 77, 10
March 2009)
The
Court notes that it was in his complaint of 4 September 2003 that the
applicant claimed for the first time that he had been a victim of
racial discrimination by the commander of the police station and
notably submitted that the commander had used racial profiling when
he admitted having used the applicant as a “visual suspect”
only because he was “of the same age and appearance as the
other Roma youths”. Then, on 18 July 2005, the applicant lodged
a second complaint, which was a more detailed version of the
complaint of 4 September 2003. On 11 August 2004 and 27 June
2006, the Cephalonia prosecutor's office and the Indictment Division
of Cephalonia decided not to press any charges against the police
officers concerned.
The
Court notes that the six-month period for lodging an application with
the Court had begun to run on 11 August 2004 and 27 June 2006, the
dates of the above-mentioned decisions taken in respect of the
applicant's complaints. The applicant lodged his application with the
Court on 4 January 2007, which is out of time as regards the
complaint under Articles 3 and 14 taken together.
It
follows that this part of the application must be rejected in
accordance with Article 35 §§ 1 and 4 of the
Convention.
IV. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
The
applicant complained that the length of the criminal proceedings
concerning ill-treatment, following his complaint of 8 October 2001,
was excessive: the first-instance proceedings in particular exceeded
a reasonable length. He alleged a violation of Article 6 § 1 of
the Convention, which provides:
“In the determination of ... any criminal charge
against him, everyone is entitled to a ... hearing within a
reasonable time by [a] ... tribunal ...”
The
period to be considered began on 8 October 2001, when the applicant
sought to join the proceedings as a civil party claiming damages for
ill-treatment, and ended on 15 April 2008, when the judgment of the
Patras Court of Appeal was delivered. It therefore lasted six years,
six months and seven days at two levels of jurisdiction.
A. Admissibility
The
Court notes that the complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention or inadmissible
on any other grounds.
B. Merits
The
Government maintained that the length of the impugned proceedings had
not been excessive, given the large volume of evidence, in particular
the large number of witness statements, as well as the number of
complaints, prosecutor requests, and appeals against writs of summons
and judgments.
The
Court reiterates that the “reasonableness” of the length
of proceedings must be assessed in the light of the circumstances of
the case and with reference to the criteria set out in its case-law,
especially the complexity of the case, the conduct of the applicant
and of the relevant authorities and what was at stake for the
applicant in the dispute (see, among many other authorities,
Frydlender v. France [GC], no. 30979/96, § 43, ECHR
2000-VII).
The
Court notes that the Three-Member Criminal Court of Cephalonia
delivered judgment on 12 April 2006, which is approximately four and
a half years after the applicant presented himself as a civil
claimant. At the Patras Court of Appeal hearing of 23 February 2007
the case was adjourned to 21 September 2007 and then to 1 February
2008. The Government provided no specific explanation for these
delays and adjournments and the file does not indicate that they were
due to the applicant's conduct.
Accordingly,
having regard to its case-law in this area, the Court considers that
in the instant case the length of the proceedings was excessive and
failed to fulfil the “reasonable time” requirement.
There
has therefore been a violation of Article 6 § 1.
V. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The
applicant complained under Article 6 of the Convention that he had
been denied access to court twice (in November 2005 and June 2006) in
connection with several charges related to a cover-up, racist
behaviour towards him and a breach of his personal rights because of
violation of data protection. He also complained that the Patras
Court of Appeal's judgment lacked sufficient reasoning. Under Article
6 § 2 the applicant complained of a claim made by the Patras
prosecutor that the applicant had signed a forged document in order
to incriminate the police officers. Finally, the applicant complained
under Article 8 of the Convention that his private and family life
had been violated because one of the defendant police officers had
submitted information on past criminal activity of the applicant's
relatives in order to discredit the applicant's statements.
The
Court has examined the remainder of the applicant's complaints and
considers that, in the light of all the material in its possession
and in so far as the matters complained of are within its competence,
they do not disclose any appearance of a violation of the rights and
freedoms set out in the Convention or its Protocols. It follows that
this part of the application should be declared inadmissible pursuant
to Article 35 §§ 3 and 4 of the Convention.
VI. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant submitted that the frustration and helplessness suffered by
him, the acquittal of the police officer, and the deficiencies in the
investigatory process which yielded no sanctions, were equal in
severity to cases of the same type already considered by the Court,
such as Bekos and Koutropoulos, cited above, in which the
Court awarded EUR 10,000 for non-pecuniary damage. The applicant
sought non-pecuniary damages which reflected the extreme pain,
distress and anxiety he had suffered from the age of sixteen onwards,
and takes into consideration that there is also an allegation of
excessive length of proceedings. He claimed a total amount of EUR
25,000.
The
Government considered the amount claimed exorbitant and submitted
that the finding of a violation would constitute sufficient just
satisfaction. Otherwise, the Government considered that if the Court
held that an amount should be awarded to the applicant EUR 5,000
would be adequate and reasonable.
The Court considers that the applicant has undoubtedly
suffered non-pecuniary damage which cannot be compensated solely by
the finding of a violation in respect of Articles 3 and 6 § 1of
the Convention. Having regard to the specific circumstances of the
case, the number of violations found and ruling on an equitable
basis, the Court awards the applicant EUR 20,000, plus any tax
that may be chargeable on that amount.
B. Costs and expenses
The
applicant requested that Greek Helsinki Monitor, which is
representing him free of charge before the Court, be directly awarded
the sum of EUR 3,000 for fees and expenses incurred during all the
stages of both the domestic proceedings and the proceedings before
the Court, to be paid to lawyer T.A. as evidenced by the invoice
issued on 30 November 2008. The applicant invited the Court to
specify in the judgment that the award be paid directly into the bank
account indicated by Greek Helsinki Monitor.
The
Government pointed out that the invoice of 30 November 2008 was
drafted vaguely and did not mention the nature of the expenditure and
the actions for which the lawyer is to be paid. Moreover, lawyer T.A.
had no involvement in the proceedings before the Court.
The
Court reiterates that in order for costs and expenses to be
reimbursed under Article 41, it must be established that they were
actually and necessarily incurred and are reasonable as to quantum
(see, for example, Nilsen and Johnsen v. Norway [GC], no.
23118/93, § 62, ECHR 1999-VIII, and Boicenco v.
Moldova, no. 41088/05, § 176, 11 July 2006). In
accordance with Rule 60 § 2 of the Rules of Court, itemised
particulars of all claims must be submitted, failing which the
Chamber may reject the claim in whole or in part.
In
the present case, the Court notes that the applicant informed that he
did not himself have to pay any costs and expenses (paragraph 76
above). It follows that the applicant is not entitled to any
compensation under this head.
C. Other requests
Referring
to a joint concurring opinion in the judgment of Salduz v. Turkey
(no. 36391/02, 27 November 2008), and to the judgment of Nită
v. Romania (no. 10778/02, §§ 35–36, 4 November
2008), the applicant invited the Court by analogy to examine the
possibility of requesting the reopening of proceedings against those
responsible for the violation of Article 3 in the present case, or at
the very least, should it consider that this is not feasible, to
award punitive damages to the applicant.
The
Government did not submit any comments in this respect.
The
Court notes that in a number of cases it has rejected requests by
applicants for exemplary and punitive damages (see, among others,
Selçuk and Asker v. Turkey, judgment of 24 April
1998, Reports 1998-II, p. 918, § 119; Lustig-Prean
and Beckett v. the United Kingdom, [GC], nos. 31417/98
and 32377/96, §§ 22-23, 27 September 1999; and
İkincisoy v. Turkey, no 26144/95, §§149,
27 July 2004).
Furthermore,
the Court reiterates that in some of its judgments and in order to
assist respondent States in fulfilling their obligations under
Article 46 of the Convention, it has sought to indicate to them
the nature of the general measures they should adopt in cases
involving structural problems concerning a large number of persons
and where dozens of applications of the same type have been lodged
with it. The Court proceeded likewise for the adoption of individual
measures in cases related to the physical liberty of applicants and
in cases of restitution of property, while offering the States the
choice between restitution and compensation (see De Clerck v.
Belgium, no. 34316/02, 25 September 2007, § 99).
However,
the present case does not fall into one of these categories. The
Court has no jurisdiction to direct the Government to reopen
proceedings as regards a third party to them, especially as the
Convention, and in particular Article 6 § 1, does not guarantee
the right to have criminal proceedings instituted against third
persons or the right to secure a conviction in criminal proceedings.
The
Court therefore dismisses the applicant's claims under this head.
D. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaints concerning Articles 3,
Article 6 § 1 (length of proceedings) and Article 13 of the
Convention admissible and the remainder of the application
inadmissible;
Holds that there has been a violation of
Article 3 of the Convention in its substantive part;
Holds that there is no need to examine
separately the procedural complaint under Article 3 of the
Convention;
Holds that there is no need to examine
separately the complaint under Article 13 of the Convention;
Holds that there has been a violation of Article
6 § 1 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months of
the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 20,000
(twenty thousand euros), plus any tax that may be chargeable, in
respect of non-pecuniary damage;
(b) that from the expiry of the above-mentioned three
months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European
Central Bank during the default period plus three percentage points.
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 22 April 2010, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Nina Vajić
Registrar President