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GALOTSKIN v. GREECE - 2945/07 [2010] ECHR 39 (14 January 2010)
URL: http://www.bailii.org/eu/cases/ECHR/2010/39.html
Cite as:
[2010] ECHR 39
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FIRST
SECTION
CASE OF GALOTSKIN v. GREECE
(Application
no. 2945/07)
JUDGMENT
STRASBOURG
14
January 2010
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Galotskin v.
Greece,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Nina Vajić,
President,
Christos Rozakis,
Anatoly
Kovler,
Elisabeth Steiner,
Khanlar
Hajiyev,
Dean Spielmann,
Sverre Erik Jebens,
judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 15 December 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 2945/07) against the Hellenic
Republic lodged with the Court under Article 34 of the Convention for
the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Greek national, Mr Panayotis Galotskin (“the
applicant”), on 21 December 2006.
The
applicant was represented by Greek Helsinki Monitor, a member of the
International Helsinki Federation. The Greek Government (“the
Government”) were represented by their Agent, Mr G.
Kanellopoulos, Adviser at the State Legal Council, and Mrs S. Trekli,
Legal Assistant at the State Legal Council.
The
applicant alleged, in particular, that he had been subjected to acts
of police brutality and that the authorities had failed to carry out
an adequate investigation into the incident, in breach of Article 3,
Article 6 § 1 and Article 13 of the Convention.
On
11 September 2008 the President of the First Section decided to
communicate the complaints concerning Article 3, Article 6 § 1
and Article 13 of the Convention to the Government. It was also
decided that the merits of the application should be examined at the
same time as its admissibility (Article 29 § 3 of the
Convention).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. Outline of the events
1. The applicant’s version
On
23 December 2001, at approximately 10.30 p.m., the applicant was a
passenger in a car that was stopped for an identity check by a police
patrol outside a cafeteria in the district of Ano Toumpa in Salonika.
Dimitrios Zelilof, an acquaintance of the passengers who was passing
by, proceeded to ask one of them, Mr Giorgos Kalaitsidis, what
was going on. A police officer, who was subsequently identified as
Police Sergeant Apostolos Apostolidis, flashed his torch on him and
asked him to identify himself. Mr Zelilof replied that he wanted to
know whether his friend had a problem. The latter was then asked by
another police officer, later identified as Police Constable Zaharias
Tsiorakis, to produce his identity card. Mr Zelilof replied that
he did not have his identity card with him and suggested that they
all go to the nearby police station for an identity check, as his
identity card had been issued there. Then, allegedly, one of the
police officers asked him whether he was “being the tough guy”.
Seconds later, Police Officer Tsiorakis wrapped handcuffs around
Dimitrios Zelilof’s fist and then punched him in the mouth.
This made him feel dizzy and, as he was falling down, Police Officer
Tsiorakis kicked him twice in the chest and abdomen.
The
applicant submitted that he had witnessed the above incident and also
reported hearing gunshots before he entered the cafeteria, where he
headed to the toilets. Police officers went into the cafeteria and
violently dragged the applicant out of the toilets into the
cafeteria’s main room. They threw him against a pool table and
handcuffed him, while allegedly beating him all this time, including
twice with a pool cue on his back. The applicant and three other
civilians were taken handcuffed to the nearby Ano Toumpa Police
Station, where he was allegedly violently beaten by police officers.
As a result of the beating, the applicant’s lower jaw was
fractured and his gums started bleeding. Following this incident, the
applicant was taken to the Aghios Dimitrios State Hospital, from
where, after an X-ray to his jaw and some stitches to his head, he
was taken back to the police station. After several hours of
detention the applicant was charged with attacking and injuring
police officers and resisting arrest.
On
24 December 2001, at 4 a.m., the applicant made his defence statement
before the Salonika investigating judge, facing charges of releasing
a prisoner, assaulting a police officer and causing grievous bodily
harm. He mentioned his ill-treatment, while also denying the charges
against him. Subsequently, he was taken back to his detention cell
until 10 a.m., when he was taken to another police station for
fingerprints; he was subsequently referred by the prosecutor to an
investigating judge. All this time the applicant allegedly remained
handcuffed and, at one point during his transfers from office to
office, he fainted. Around noon, he was taken to the investigating
judge, who granted him a postponement until 28 December 2001 to
prepare his defence statement, and then he was released. The
applicant stated that neither the prosecutor nor the investigating
judge had reacted to his obvious wounds and his allegations of
ill-treatment.
2. The Government’s version
The
Government maintained that the identity check on the passengers of
the car had been almost complete when Dimitrios Zelilof, who was
passing by, had headed towards the police officers. Despite their
initial warning, Mr Zelilof ignored the police officers, approached
the car and started talking to the passengers. When Police Sergeant
Apostolidis asked Mr Zelilof to identify himself, the latter refused
to obey and shoved the police officer abruptly with his arm. Officers
Hamopoulos and Tsiorakis ran to their colleague’s assistance
and tried to handcuff Mr Zelilof. The latter resisted strongly by
punching and kicking the above-mentioned officers.
In
the meantime Dimitrios and Lazaros Kalaitsidis had appeared from a
nearby café and became involved in the argument between
Dimitrios Zelilof and the three police officers. While the police
officers were trying to handcuff Mr Zelilof and arrest him, Dimitrios
and Lazaros Kalaitsidis violently shoved the police officers with
their arms and struck them with their arms and legs. By doing so,
they managed to prevent them from arresting Mr Zelilof, who fled from
the scene. Officer Apostolidis fired a shot in the air in order to
scare his assailants away.
Owing
to the fact that the incident had taken place close to Toumba police
station, as soon as Officer Apostolidis had fired the shot, another
group of police officers ran to their assistance. A number of persons
who had either actively participated in the incident, among them the
applicant, or merely observed it ran away into the nearby cafeteria.
Charalambos, Dimitrios and Lazaros Kalaitzidis were arrested. The
applicant was found in the toilets, where he was hiding in order to
avoid arrest. All the above-mentioned persons were arrested in
flagrante delicto and driven to Toumba police station. The
applicant was charged with releasing a prisoner and causing
unprovoked bodily injury.
B. Medical reports
According
to hospitalisation information note no. 684/2002, issued by the
Aghios Dimitrios General Hospital in Salonika on 29 January
2002, the applicant had been transferred to the hospital on
23 December 2001 at 11.50 p.m. He had a cranial injury, a wound
on the scalp, a fractured premolar in the right lower jaw and two
other fractured teeth. The note also mentioned “Diagnosis:
beating reported” and indicated that the applicant had been
discharged as soon as medical instructions were given and the wounds
were stitched.
According
to a hospitalisation note issued on 25 December 2001 by the Georgios
Gennimatas State Hospital, the applicant was admitted to the hospital
on 24 December 2001 and diagnosed with a fracture of the lower jaw.
He had undergone reconstructive surgery whereby plates and screws had
been inserted in his jaw. The applicant was discharged on 25 December
2001 with a note that his medical condition had improved.
C. The administrative investigation
On
8 January 2002 Salonika police headquarters ordered an administrative
investigation in order to ascertain the exact circumstances in which
the three police officers had been injured and whether they were
liable for any disciplinary offence. The administrative investigation
was assigned to an officer serving at the police’s
sub-directorate of administrative investigations. As part of the
investigation the investigating police officer summoned as witnesses
the three police officers who had been involved in the incident, the
applicant, two of his acquaintances present at the scene and some
other individuals accused of assaulting the police officers. The
various witness statements available were studied but no further
inquiry was conducted regarding the gunshots fired or the general
legitimacy of the initial identity check. It was observed in the
report on the administrative investigation, issued on 9 August 2002,
that
“persons involved in the incident refused to
comply with the police officers’ orders and, furthermore, one
of them [Dimitrios Zelilof] had intended to ‘control’ the
police officers who were performing the identity check, considering
arbitrarily and cheekily that he had a non-existent right ... Taking
into account also the unprovoked, violent and disproportionate
assault by other individuals on the police officers, it is concluded
that the police officers properly assessed the relevant circumstances
and acted correctly. The brawl between the police officers and the
individuals in question was inevitable. The police officers used
necessary physical force against the civilians, mainly in order to
defend their physical integrity, which was under imminent threat.
There was a clear danger that the police officers’ firearms
would be snatched by the individuals concerned in the context of a
disproportionate assault by ten to fifteen of them on the police
officers. Thus, apart from the injuries inflicted on the police
officers, which could easily have been more serious, there was an
imminent danger that firearms would be used by civilians in an
extreme way (fatal shooting of the police officers, etc.).”
The
report also stated:
“The shooting in the air by Police Officer
Apostolidis was imperative in order to prevent any adverse situation.
His act scared the assailants and allowed the police officers to
regain control of the situation and proceed with the arrests of the
perpetrators ... To sum up, the use of violence by the police
officers was clearly necessary. ... The simple injuries caused to all
individuals and police officers that were involved in this incident
were absolutely justified by the intensity of the scuffle.”
As
regards the alleged ill-treatment on the premises of the police
station, the report observed, among other things:
“the violent behaviour of the police officers was
alleged in the testimonies of the persons who had caused the illegal
acts. Even if these testimonies could not be rejected as such, their
accuracy and objectivity could not be taken for granted. Testimonies
such as those made by Kalaitsidis and Kampanakis – the cousin
and friend respectively of the accused – undoubtedly concern
personal opinions and assessments that will be of assistance to the
accused during the trial. ... Not all the testimonies have been
proven; on the contrary, the police officers (involved in the events)
have denied them. The latter insisted in their testimonies that there
was no violence in the police station and that all the injuries
sustained by the civilians were caused before their transfer to the
police station.”
It
continued as follows:
“At this point reference should be made to the
allegations of individuals concerning unprovoked ill-treatment by
‘mean’ police officers against those who just ‘happened’
to be there or were unrelated to the incident. These [testimonies]
could not be taken seriously, nor could they be considered objective.
On the contrary, they had to be regarded as defence tactics by their
friends/acquaintances, who faced serious criminal charges and whose
depositions aim to cast the police officers in a bad light.”
D. The judicial proceedings
1. Criminal proceedings
On
11 January 2002 charges were brought against the applicant by the
public prosecutor at the Salonika Criminal Court for releasing a
prisoner, assaulting police officers and causing grievous bodily
harm.
On
22 January 2002 the applicant filed a criminal complaint with the
Salonika Public Prosecutor’s Office, also applying to join the
proceedings as a civil party. The complaint was lodged against Police
Officers Hamopoulos, Apostolidis and Tsiorakis, as well as against
other officers unknown to the applicant who had been involved in the
alleged ill-treatment, both during the course of his arrest and
subsequently while he was in detention on 23 December 2001. The
complaint also concerned the alleged perjury by the police officers
who had testified against him under oath during the summary
investigation, implicating him in criminal acts which he maintained
that he had not committed.
On
29 July 2003 the Indictment Division of the Salonika Criminal Court
suspended the prosecution of the police officers until the delivery
of an irrevocable decision in the trial against the applicant and
other civilians involved in the 23 December 2001 incident (ruling no.
1159/2003).
On
14 January 2005 the applicant was acquitted of all charges against
him by the Salonika Criminal Court. The court held that it had not
been established through the proceedings that the applicant had
injured the police officers in any way but rather that his
involvement had boiled down to a verbal dispute between him and the
police officers with regard to the incident. The court also
considered that the lesser offence of releasing a prisoner had not
been established either (decision no. 683/2005).
On
13 June 2005 the applicant applied to the Salonika Criminal Court to
reopen the criminal proceedings against the police officers.
On
15 September 2005 the Indictment Division of the Salonika Criminal
Court committed Police Officer Apostolidis for trial on charges of
causing severe bodily injuries to the applicant inside the police
station, intentionally lodging a criminal complaint concerning facts
known to be false, perjury and slander. In particular, with regard to
the charge of grievous bodily harm, the Indictment Division ruled
that the applicant had recognised Officer Apostolidis as the person
who had caused bodily injuries to him. It stated that initially the
applicant had testified that the three police officers had all used
physical force against him but that subsequently, in his deposition
taken under oath on 21 February 2003, he had submitted that Officer
Apostolidis was the sole perpetrator of the physical violence against
him. It was also stated that the applicant had not taken part in the
brawl and that it was plausible that he had been injured during and
after his arrest. The Indictment Division also admitted that Officer
Apostolidis had testified before the Salonika Criminal Court that the
applicant had been hit in the course of his arrest.
Moreover,
Police Officer Hamopoulos was committed for trial on charges of
intentionally lodging a criminal complaint concerning facts known to
be false, perjury and slander. Lastly, Police Officer Tsiorakis was
committed for trial on charges of perjury.
A
hearing before the Salonika Court of Appeal took place on 25 May
2006. The applicant testified that he had been dragged out from the
toilets to the cafeteria’s main room by Officer Apostolidis,
who, together with other police officers, had beaten him. He further
contended that while he was being taken to the police station,
Officer Apostolidis had again hit him in the face. H. Mousailidis,
an eyewitness, testified that he had seen the applicant being thrown
over a pool table and beaten by police officers. Officers Theodoros
Kaloudis and Hristos Nounis testified that by the time the applicant
had been brought to the police station he was already injured.
Moreover, the defendant Hamopoulos stated that the applicant had been
brought wounded to the police station. The defendant Apostolidis
argued that he had not beaten up the applicant in the police station
and that the latter had been beaten while in the cafeteria, although
the perpetrator was unknown. Finally, the defendant Tsiorakis stated
that the applicant had probably been beaten while he was being
arrested.
On
26 May 2006 the Salonika Court of Appeal acquitted all three police
officers on all charges. The Court of Appeal held that there were
many doubts as to whether bodily injuries had been inflicted on the
applicant by Officer Apostolidis inside the police station and that
there were discrepancies in the applicant’s testimonies as to
the perpetrator of his injuries and the place where he had been
beaten. In particular, it considered that the applicant had testified
at the hearing that the perpetrator of his injuries had solely been
Officer Apostolidis, whereas in his criminal complaint he had claimed
that the three defendants together had subjected him to
ill-treatment. Moreover, the Court of Appeal observed among other
things that the applicant had stated during the hearing that Officer
Apostolidis had beaten him inside the police station, whereas the
eyewitnesses Mr Mousailidis and Officers Kaloudis and Nounis had
stated that he had already been injured by the time he was brought to
the police station (judgment no. 1870/2006). The judgment was
finalised on 29 June 2006.
2. Administrative proceedings
In
the meantime, on 5 March 2003, the applicant had brought an action in
the Salonika Administrative Court, seeking 31,609 euros (EUR) in
damages and costs on account of his alleged ill-treatment by police
officers during his arrest and inside the police station. It
transpires from the file that the proceedings are still pending
before the Salonika Administrative Court.
II. RELEVANT DOMESTIC LAW
Article
167 of the Greek Criminal Code provides, in so far as relevant:
Resistance
“1. Anyone who uses or threatens to use
force for the purpose of obliging an authority or a civil servant to
carry out an act within their competence or to refrain from carrying
out a legal act, and anyone who uses physical force against a civil
servant ... shall be punished by a term of imprisonment of at least
three months.
2. Where the punishable acts cited above
occur as a result of using a weapon or an object that may provoke
bodily injury ... or the person who is the subject of the attack is
seriously endangered, the perpetrator shall be punished by a term of
imprisonment of at least two years ....”
27. The
Code of Police Ethics (Presidential Decree no. 254/2004) provides, in
so far as relevant:
Article 1: General obligations
“Police personnel:
a. shall serve the Greek people and perform their
duties in accordance with the Constitution and laws;
b. are obliged to respect human dignity and
protect the human rights of people both as individuals and as members
of society;
c. shall always act with a view to securing
public order and safety, serving the public interest and guaranteeing
citizens’ legitimate interests;
d. shall act, while carrying out their duties,
guided by the principles of legitimacy, proportionality, leniency,
good public governance, non-discrimination and respect for people’s
diversity;
...”
Article 3: Guidelines during arrest and detention by
the police
“Police personnel:
a. shall arrest persons as provided for by the
Constitution and law. The arrest shall be conducted in a cautious and
consistent way; the police personnel must behave correctly and not
commit any action that may insult the honour and pride of the
arrested person and in general offend human dignity. Police must use
force only when absolutely necessary and shall restrain the arrested
person only when the latter reacts violently or is likely to escape;
...
g. shall secure detention conditions that
guarantee the safety, health and protection of the personality of the
detainee and shall ensure that other detainees are not put together
with criminal detainees, men with women, minors with adults, while
special care shall be provided to vulnerable persons;
h. shall take care of the protection of the
detainees’ health, securing direct medical care if necessary
and the possibility of an examination by a doctor of the detainee’s
choice;
i. shall prevent and immediately report any act
of torture or other form of inhuman, cruel or degrading treatment or
punishment, any form of violence or threat of violence, as well as
any form of unfavourable or discriminatory treatment against the
detainee;
...”
THE LAW
I. ALLEGED VIOLATIONS OF ARTICLES 3 AND 13 OF THE
CONVENTION
The
applicant complained that during his arrest and subsequent detention
he had been subjected to acts of police brutality which had caused
him great physical and mental suffering amounting to torture, inhuman
and/or degrading treatment or punishment, in breach of Article 3 of
the Convention. He also complained that the investigative and
prosecuting authorities had failed to conduct a prompt and effective
official investigation into the incident capable of leading to the
identification and punishment of the police officers responsible. The
applicant therefore claimed that, contrary to Article 3, taken
together with Article 13 of the Convention, he had had no effective
domestic remedy for the harm suffered while in police custody.
Article
3 of the Convention provides:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
Article
13 of the Convention reads as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The submissions of the parties
The
applicant submitted that his serious injuries were the result of the
unnecessary and disproportionate use of force by the police officers
involved in the incident. He also complained that the investigating
and prosecuting authorities had failed to conduct a prompt, thorough
and effective administrative and judicial investigation of his
complaints.
The
Government pointed out that the police officers had been trying to
effect a lawful arrest and had been prevented from doing so by the
resistance displayed by Dimitrios Zelilof and by the actions of a
group of other young men who had been eager to assist him in his
attempt to run away and avoid arrest. They submitted that the
injuries to some parts of the applicant’s body had been the
result of wrestling with Police Officers Apostolidis, Tsiorakis and
Hamopoulos while he was being arrested. In the Government’s
submission, the police officers had acted in self-defence when faced
with an unfair and unprovoked attack. The Government also contended
that the applicant had not sustained any kind of ill-treatment while
he remained in the police station. As regards the effectiveness of
the investigation and the judicial proceedings, the Government argued
that the investigation into the incident had been prompt, independent
and thorough and that twenty-eight witnesses had testified. Criminal
charges had also been brought against the police officers involved in
the incident. The fact that the applicant’s criminal complaint
had ultimately been rejected as unfounded had no bearing on the
effectiveness of the investigation. In particular, the Government
contended that the reasoning of judgment no. 1870/2006 of the
Salonika Court of Appeal was thorough, specific and sufficient,
without any contradiction in respect of the facts of the case and the
witnesses’ testimonies. In sum, the Government asserted that
the competent authorities had conducted an in-depth twofold
administrative and criminal investigation, supported by all available
evidence. The applicant’s allegations had all been verified and
rejected as ill-founded.
2. The Court’s assessment
(a) Concerning the alleged ill-treatment
(i) General principles
As
the Court has stated on many occasions, Article 3 enshrines one of
the most fundamental values of democratic societies. Even in the most
difficult circumstances, such as the fight against terrorism and
organised crime, the Convention prohibits in absolute terms torture
and inhuman or degrading treatment or punishment, irrespective of the
victim’s conduct (see A. and Others v. the United Kingdom
[GC], no. 3455/05, § 126, ECHR
2009 ...). Furthermore, the Court reiterates that in respect of
a person deprived of his liberty, recourse to physical force which
has not been made strictly necessary by his own conduct diminishes
human dignity and is in principle an infringement of the right set
forth in Article 3 (see Vladimir Romanov v. Russia,
no. 41461/02, § 57, 24 July 2008).
In
assessing evidence, the Court has generally applied the standard of
proof “beyond reasonable doubt” (see Bekos and
Koutropoulos v. Greece, no. 15250/02, § 46, ECHR
2005 XIII). However, such proof may follow from the coexistence
of sufficiently strong, clear and concordant inferences or of similar
unrebutted presumptions of fact. Where the events in issue lie
wholly, or in large part, within the exclusive knowledge of the
authorities, as in the case of persons within their control in
custody, strong presumptions of fact will arise in respect of
injuries occurring during such detention. Indeed, the burden of proof
may be regarded as resting on the authorities to provide a
satisfactory and convincing explanation (see Salman v. Turkey
[GC], no. 21986/93, § 100, ECHR 2000-VII).
Where
domestic proceedings have taken place, it is not the Court’s
task to substitute its own assessment of the facts for that of the
domestic courts and, as a general rule, it is for those courts to
assess the evidence before them (see Klaas v. Germany, 22
September 1993, § 29, Series A no. 269). Although the Court
is not bound by the findings of domestic courts, in normal
circumstances it requires cogent elements to lead it to depart from
the findings of fact reached by those courts (see Matko
v. Slovenia, no. 43393/98, § 100, 2 November
2006). Where allegations are made under Articles 2 and 3 of the
Convention, however, the Court must apply a particularly thorough
scrutiny (see Cobzaru v. Romania, no. 48254/99, §
65, 26 July 2007).
(ii) Application of those principles to
the present case
It
is undisputed that the applicant’s injuries, as shown by the
medical reports, were caused while he remained in the police’s
charge. In fact, it transpires from the file that the applicant had
not been injured before the incident that took place on 23 December
2001 in the district of Ano Toumpa in Salonika. Moreover, the Court
observes that the parties have not contended that the injuries
sustained by the applicant could have been a result of the conduct of
civilians. Against this background, given the serious nature of the
applicant’s injuries, the burden rests on the Government to
demonstrate with convincing arguments that the use of force was not
excessive.
From
the outset, the Court reiterates that the applicant was injured in
the course of a random operation which gave rise to unexpected
developments. Thus, the police officers were called upon to react
without prior preparation (contrast Matko, cited above,
§ 102, and Rehbock v. Slovenia, no. 29462/95,
§ 72, ECHR 2000 XII). Bearing in mind the difficulties
in policing modern societies, the unpredictability of human conduct
and the operational choices which must be made in terms of priorities
and resources, the positive obligation must be interpreted in a way
which does not impose an impossible burden on the authorities (see
Zelilof v. Greece, no. 17060/03, § 48, 24 May 2007).
Furthermore,
the Court observes that the parties have given differing accounts of
the incident, especially as regards how the applicant sustained his
injuries. For this reason, the Court will set out the factual
circumstances of the incident as they are related in judgment no.
683/2005 of the Salonika Criminal Court of 14 January 2005 (see
paragraph 19 above). In that connection the Court notes that the
Criminal Court held that the applicant was not guilty of the offences
of releasing a prisoner, assaulting police officers and causing
grievous bodily harm. In particular, it concluded that it had not
been established in the proceedings that the applicant had injured
the police officers in any way but rather that his involvement
amounted to a verbal dispute between him and them with regard to the
incident that was taking place outside the cafeteria.
It
can be seen from the above facts thus established that the
applicant’s involvement in the event was limited to an argument
with the police officers during his arrest. From the outset, the
Court acknowledges that the three police officers must have felt
insecure and vulnerable as they had already been assaulted verbally
and physically by a group of persons outside the cafeteria where the
applicant was hiding. However, the Court considers that a verbal
dispute between the applicant and the police officers could not, in
any case, justify the infliction of serious injuries on him, seeing
that, as judgment no. 683/2005 stated, he had never threatened their
physical integrity. In this connection, the Court considers that,
when maintaining and enforcing the law, it is the duty of police
officers to act with professionalism and due respect to the dignity
of the person in their charge. Arrests should always be conducted in
a cautious and consistent way and the use of force may be justified
only in the event of forcible resistance to submit to the officers’
orders. Nonetheless, even in this case, the use of force must always
respect the principles of adequacy and proportionality (see also in
this connection, the Code of Greek Police Ethics, cited in paragraph
27 above).
Consequently,
regard being had to the applicant’s allegations, which were
corroborated by medical reports, to the aforementioned principles and
the circumstances in which the applicant sustained the injuries, the
Court considers that the Government have not furnished convincing or
credible arguments providing a basis to explain or justify the degree
of force used against the applicant at the time of his arrest and,
subsequently, while he was in detention in the police station.
The
Court therefore concludes that the State is responsible under Article
3 on account of the inhuman and degrading treatment to which the
applicant was subjected while in the police’s charge and that
there has been a violation of this provision.
(b) Concerning the adequacy of the
investigation
(i) General principles
The
Court reiterates that where an individual raises an arguable claim
that he has been seriously ill-treated by the police in breach of
Article 3, that provision, read in conjunction with the State’s
general duty under Article 1 of the Convention, requires by
implication that there should be an effective official investigation.
As with an investigation under Article 2, such investigation
should be capable of leading to the identification and punishment of
those responsible. Otherwise, the general legal prohibition of
torture and inhuman and degrading treatment and punishment would,
despite its fundamental importance, be ineffective in practice and it
would be possible in some cases for agents of the State to abuse the
rights of those within their control with virtual impunity (see
Assenov and Others v. Bulgaria, 28 October 1998, § 102,
Reports of Judgments and Decisions 1998 VIII, and Labita
v. Italy [GC], no. 26772/95, § 131, ECHR 2000-IV).
An
obligation to investigate is not an obligation of result, but of
means: not every investigation should necessarily be successful or
come to a conclusion which coincides with the claimant’s
account of events; however, it should in principle be capable of
leading to the establishment of the facts of the case and, if the
allegations prove to be true, to the identification and punishment of
those responsible (see Chember v. Russia, no. 7188/03, §
61, 3 July 2008, and Paul and Audrey Edwards v. the United
Kingdom, no. 46477/99, § 71, ECHR 2002-II).
An
investigation into serious allegations of ill-treatment must be
thorough. That means that the authorities must always make a serious
attempt to find out what happened and should not rely on hasty or
ill-founded conclusions to close their investigation or as the basis
for their decisions (see Assenov, cited above, §§
103 et seq.). They must take all reasonable steps available to them
to secure evidence concerning the incident, including, inter alia,
eyewitness testimony and forensic evidence (see Mikheyev v.
Russia, no. 77617/01, § 108, 26 January 2006). Any
deficiency in the investigation which undermines its ability to
establish the cause of injuries or the identity of the persons
responsible will risk falling foul of this standard.
(ii) Application of those principles to
the present case
The
Court considers at the outset that the medical evidence and the
applicant’s complaints, which were both submitted to the
competent domestic authorities, created at least a reasonable
suspicion that his injuries might have been caused by excessive use
of force. As such, his complaints constituted an arguable claim in
respect of which the Greek authorities were under an obligation to
conduct an effective investigation.
As
regards the present case, the Court observes that both an
administrative inquiry and judicial proceedings were launched after
the impugned events. As far as the administrative investigation is
concerned, the Court notes, firstly, that it was entrusted to the
special agency of the police dealing with disciplinary investigations
and not assigned to a police officer serving in the same police
station as the persons subjected to the disciplinary investigation.
The Court acknowledges that this is an element that reinforces the
independence of the inquiry, as the agent conducting it was, in
principle, independent of those involved in the events.
However,
with regard to the thoroughness of the investigation, the Court
observes a selective and somewhat inconsistent approach to the
assessment of evidence by the investigating authority. In particular,
the Court points out that the Government claimed that twenty-eight
witnesses were examined during the investigation. Nonetheless, the
Court observes that the administrative inquiry included excerpts from
the testimonies given mainly by the applicant, two of his
acquaintances present at the scene and some other individuals accused
of assaulting the police officers. It is also apparent from the
relevant report that the agent based his conclusions mainly on the
testimonies given by the police officers involved in the incident. He
thus observed, initially, that the violent behaviour of the police
officers transpired from the testimonies of the persons who had
caused the illegal acts. However, he did not consider these
testimonies to be credible for two reasons: firstly, because they
undoubtedly reflected personal opinions and assessments that would be
of assistance to the accused during the trial; and secondly, because
they could be regarded as constituting defence tactics by the
applicant’s acquaintances, who were already facing grave
criminal charges and whose depositions aimed to damage the
credibility of the police officers (see Zelilof, cited above,
§ 60).
Nonetheless,
the administrative inquiry did accept as such the credibility of the
police officers’ testimonies by considering that “not all
the testimonies have been proved; on the contrary, the police
officers (involved in the events) have denied them. The latter
insisted in their testimonies that there had been no violence in the
police station and that all the injuries sustained by the civilians
had been caused before their transfer to the police station.”
In the Court’s view, the administrative inquiry applied
different standards when assessing the testimonies, since those given
by the civilians involved in the events were recognised as subjective
but not those given by the police officers. However, the credibility
of the latter testimonies should also have been questioned as the
administrative proceedings had also sought to establish whether they
were liable on disciplinary grounds (see Zelilof, loc.
cit., and Ognyanova and Choban v. Bulgaria, no. 46317/99,
§ 99, 23 February 2006).
Furthermore,
as regards the judicial proceedings instituted against the police
officers, the Court observes, firstly, that the judicial
investigation was not launched by the competent authorities of their
own motion but only after the applicant had lodged a criminal
complaint. Secondly, the Court points out that on 15 September 2005
the Indictment Division of the Salonika Criminal Court committed
Officer Apostolidis for trial on charges, among others, of causing
severe bodily injuries to the applicant only in respect of the time
during which he was detained in the police station. However, the
Indictment Division accepted in the same decision that the applicant
had plausibly been injured during and after his arrest. It also
accepted that Officer Apostolidis had testified before the Criminal
Court that the applicant had been hit in the course of his arrest.
Under these circumstances, the Court considers that the committal for
trial of the defendant police officer solely for the events that had
taken place after the applicant had been taken to the police station
deprived the Salonika Court of Appeal of the possibility of exploring
the issue of criminal responsibility for the bodily injuries
allegedly inflicted at the time of the applicant’s arrest. The
Indictment Division’s standpoint is all the more difficult to
comprehend as it did not elaborate on the particular grounds on which
the defendant’s criminal liability was excluded in respect of
the time frame prior to the applicant’s detention in the police
station, taking into account the fact that the same authority had
explicitly accepted in the body of the same decision that the latter
had been injured during his arrest.
Moreover,
by distinguishing between the impugned acts that had taken place
during and after the applicant’s arrest, the reasoning of the
Salonika Court of Appeal was characterised by a certain inconsistency
with regard to the State’s procedural obligations under Article
3. In particular, a certain number of witnesses, among them police
officers, stated, directly or implicitly, that the applicant had
already been injured by the time he had been brought to the police
station. Subsequently, the Court of Appeal acquitted Officer
Apostolidis on the charge of grievous bodily harm by identifying some
discrepancies in the applicant’s testimonies as to the person
responsible for his injuries and the place where he had been beaten.
It was specifically concluded that the applicant had stated before
the court that his injuries had been caused by Officer Apostolidis,
who had ill-treated him inside the police station, whereas the
eyewitness Mr Mousailidis and Officers Kaloudis and Nounis had stated
that he had already been injured by the time he had been brought to
the police station. Apart from the fact that the applicant in reality
argued before the Salonika Court of Appeal that his injuries were the
result of ill-treatment inflicted before and after his transfer to
the police station, the fact remains that the Court of Appeal based
its reasoning on testimonies establishing that he had indeed been
injured during his arrest. In the Court’s view, the use of
evidence capable of demonstrating the criminal responsibility of the
defendant police officer at an early stage of the events as a means
of sparing him from charges with regard to his subsequent conduct
amounts to a logical contradiction that falls foul of the procedural
obligation on the domestic authorities to make a serious attempt to
find out what happened in the course of the impugned events taken as
a whole.
In
the light of the above-mentioned shortcomings in the administrative
and judicial investigation, the Court concludes that they were not
sufficiently effective. The Court accordingly holds that there has
been a violation of Article 3 of the Convention under its procedural
limb in that both the administrative and criminal investigations into
the alleged ill-treatment were ineffective.
Lastly,
the Court considers that, in view of the grounds on which it has
found a violation of Article 3 in relation to its procedural aspect,
there is no need to examine separately the complaint under Article 13
of the Convention.
II. ALLEGED VIOLATIONS OF ARTICLE 6 OF THE CONVENTION
The
applicant complained about the length of the criminal proceedings
instituted against the police officers and the administrative
proceedings which were still pending in the present case. He also
complained that judgment no. 1870/2006 was flawed and lacked
sufficient reasoning and that, in general, he had been denied a fair
trial. In particular, he asserted that the participation of two
investigating officers in the criminal proceedings as witnesses
infringed the principle of independence and impartiality. He argued
that there had been a breach of Article 6 § 1 of the
Convention. Moreover, the applicant complained under Article 6 §
2 of the Convention that his presumption of innocence had been
violated because of the reasoning of judgment no. 1870/2006, in which
the police officers had been acquitted. The relevant parts of the
aforementioned Article provide as follows:
“1. In the determination of his civil
rights and obligations ..., everyone is entitled to a fair and public
hearing within a reasonable time by an independent and impartial
tribunal established by law.
...
2. Everyone charged with a criminal offence
shall be presumed innocent until proved guilty according to law.”
A. As to the length of the criminal and administrative
proceedings
1. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
2. Merits
The
applicant alleged that the length of the proceedings before both the
criminal and administrative courts had entailed a breach of the
“reasonable time” principle enshrined in Article 6 §
1 of the Convention.
The
Government contended, for their part, that the judicial authorities
hearing the cases had given their rulings within a reasonable time.
With
regard to the criminal proceedings, the Court notes that the period
to be taken into consideration began on 22 January 2002, when the
applicant lodged his civil-party application, and ended on 26 May
2006, when his claims were ruled upon. It thus lasted for four years
and approximately four months for one level of jurisdiction.
As
regards the administrative proceedings, the period to be taken into
consideration began on 5 March 2003, when the applicant brought an
action for damages. It transpires from the file that the case is
still pending before the administrative courts.
The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the criteria enshrined in its case-law, in
particular the complexity of the case, the conduct of the applicant
and of the relevant authorities and what was at stake in the dispute
for the interested parties (see, among many other authorities,
Frydlender v. France [GC], no. 30979/96, § 43, ECHR
2000 VII).
The
Court has dealt, on many occasions, with cases raising questions
similar to those of the present instance and has found violations of
Article 6 § 1 of the Convention (ibid.).
Having
examined all the evidence before it, the Court considers that the
Government have not adduced any fact or argument that could lead to a
different conclusion in the present case. In the light of its
case-law in such matters, the Court considers that in the present
case the length of the criminal and administrative proceedings
complained of was excessive and failed to satisfy the “reasonable
time” requirement.
There
has accordingly been a violation of Article 6 § 1 in this
respect.
B. As to the fairness of the criminal proceedings and
the presumption of innocence
1. Admissibility
With
regard to the alleged participation of two investigating officers in
the criminal proceedings as witnesses, the Court notes that no
information exists in the case file that the applicant raised this
complaint before the Salonika Court of Appeal in order to have their
testimonies excluded.
It
follows that this complaint is inadmissible under Article 35 §
1 for non-exhaustion of domestic remedies.
As regards the complaint under Article 6 § 2 of
the Convention, the Court considers that, even assuming its
compatibility ratione materiae with the Convention and the
exhaustion of domestic remedies in this respect, this complaint does
not disclose any appearance of a violation of the principle of
presumption of innocence.
Accordingly,
it follows that this complaint must be rejected as manifestly
ill-founded pursuant to Article 35 §§ 3 and 4 of the
Convention.
Finally,
the Court notes that the complaint in respect of the alleged denial
of a fair trial before the Salonika Court of Appeal and the lack of
sufficient reasoning in judgment no. 1870/2006 is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
2. Merits
The
Court considers that, in view of the grounds on which it has found a
violation of Article 3 in relation to its procedural aspect, there is
no need to examine separately the complaint under Article 6 § 1
of the Convention in so far as it concerns the alleged denial of a
fair trial before the Salonika Court of Appeal and the lack of
sufficient reasoning in judgment no. 1870/2006.
III. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
The
applicant complained that the allegedly defamatory sworn statements
of the police officers that led to the imposition of restrictive
measures against him and to a public trial were an attack on his
reputation and hence on his private and family life. He argued that
there had been a breach of Article 8 of the Convention, which reads
as follows:
“1. Everyone has the right to respect
for his private and family life, his home and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the
rights and freedoms of others.”
Admissibility
Having considered the applicant’s submissions in
the light of all the material in its possession, the Court finds
that, in so far as the matters complained of are within its
competence, they do not disclose any appearance of a violation of the
rights and freedoms set out in the Convention.
Accordingly,
it follows that this complaint must be rejected as manifestly
ill-founded pursuant to Article 35 §§ 3 and 4 of the
Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed EUR 30,000 in respect of the fear, pain and injury
he had suffered.
The Government argued that the applicant’s claim
was arbitrary but left the question of compensation for non-pecuniary
damage to the Court’s discretion.
The Court considers that the applicant has undoubtedly
suffered non-pecuniary damage which cannot be compensated solely by
the findings of violations. Having regard to the specific
circumstances of the case and ruling on an equitable basis, the Court
awards the applicant EUR 17,000, plus any tax that may be
chargeable on that amount.
B. Costs and expenses
The
applicant claimed EUR 1,500 for the costs and expenses incurred by
him for his representation by the Greek Helsinki Monitor before the
Court. In respect of this sum a bill of costs was produced. He also
asked that the award be paid directly to his representatives, into a
separate account.
The
Government stated that costs and expenses claimed before the Court
should have been actually incurred and must be reasonable to quantum.
According
to the Court’s settled case-law, costs and expenses will not be
awarded under Article 41 unless it is established that they were
actually and necessarily incurred and were also reasonable as to
quantum (see, for example, Sahin v. Germany [GC], no.
30943/96, § 105, ECHR 2003-VIII).
In
the present case, having regard to the above criteria, to the number
and complexity of issues dealt with and the substantial input of
Greek Helsinki Monitor, the Court awards the amount claimed, that is,
EUR 1,500, to be paid into a bank account indicated by the
applicant’s representative (see Stoica v. Romania, no.
42722/02, § 142, 4 March 2008).
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaints concerning Article 3,
Article 6 § 1, as regards the length of the impugned
proceedings, the alleged unfair trial and the lack of sufficient
reasoning in the Salonika Court of Appeal’s judgment no.
1870/2006, and Article 13 of the Convention admissible and the
remainder of the application inadmissible;
Holds that there has been a violation of Article
3 of the Convention in respect of the treatment suffered by the
applicant at the hands of the police;
Holds that there has been a violation of Article
3 of the Convention in that the authorities failed to conduct an
effective administrative and judicial investigation into the
incident;
Holds that there is no need to examine
separately the complaint under Article 13 of the Convention;
Holds that there has been a violation of Article
6 § 1 of the Convention in respect of the length of the criminal
and the administrative proceedings;
Holds that there is no need to examine
separately the complaints under Article 6 § 1, in respect of the
alleged unfair trial and lack of sufficient reasoning in the Salonika
Court of Appeal’s judgment no. 1870/2006;
Holds
(a) that the respondent State is to pay the applicant,
within three months from the date on which the judgment becomes final
in accordance with Article 44 § 2 of the Convention,
EUR 17,000 (seventeen thousand euros) in respect of non-pecuniary
damage, plus any tax that may be chargeable;
(b) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 1,500 (one
thousand five hundred euros) in respect of costs and expenses to be
paid into a bank account indicated by the applicant’s
representative;
(c) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points.
Done in English, and notified in writing on 14 January 2010, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Nina Vajić
Registrar President